The widely distributed group of sagas which have been woven
around the mythic knight with the swan (the old French Chevalier
au cigne) can be traced back to very ancient Keltic traditions.
The following is the version which has been made familiar by
Wagner’s dramatisation of this theme. The story of Lohengrin,
the knight with the swan, as transmitted by the medieval German
epic [modernized by Junghaus, Reclam] and briefly rendered by
the Grimm brothers, in their “German Sagas” (Part II, Berlin,
1818, p. 306) under the title: Lohengrin in Brabant.
The Duke of Brabant and Limburg died, without leaving
other heirs than a young daughter, Els, or Elsam by name; her he
recommended on his death bed to one of his retainers, Friedrich
von Telramund. Friedrich, the intrepid warrior, became emboldened
to demand the youthful duchess’ hand and lands, under
the false claim that she had promised to marry him. She steadfastly
refused to do so. Friedrich complained to Emperor Heinrich,
surnamed the Vogler, and the verdict was that she must defend
herself against him, through some hero, in a so called divine
judgment, in which God would accord the victory to the innocent,
and defeat the guilty. As none were ready to take her part, the
young duchess prayed ardently to God, to save her; and far away
in distant Montsalvatsch, in the Council of the Grail, the sound
of the bell was heard, showing that there was some one in urgent
need of help. The Grail therefore resolved to despatch as a
rescuer, Lohengrin the son of Parsifal. Just as he was about
to place his foot in the stirrup a swan came floating down the
water drawing a skiff behind him. As soon as Lohengrin set eyes
upon the swan, he exclaimed: “Take the steed back to the manger,
I shall follow this bird wherever he may lead me.” Having faith
in God’s omnipotence he took no food with him in the skiff.
After they had been afloat on the sea five days, the swan dipped
his bill in the water, caught a fish, ate one half of it, and gave the
other half to the prince to eat. Thus the knight was fed by the
swan.
Meanwhile Elsa had summoned her chieftains and retainers
to a meeting in Antwerp. Precisely on the day of the assembly,
a swan was sighted swimming up stream (river Schelde) and
drawing behind him a skiff, in which Lohengrin lay asleep on his
shield. The swan promptly came to land at the shore, and the
prince was joyfully welcomed. Hardly had his helmet, shield
and sword been taken from the skiff, when the swan at once swam
away again. Lohengrin heard of the wrong which had been done
to the duchess, and willingly consented to become her champion.
Elsa then summoned all her relatives and subjects. The place was
prepared in Mayence, where Lohengrin and Friedrich were to
fight in the emperor’s presence. The hero of the Grail defeated
Friedrich, who confessed having lied to the duchess, and was
executed with the axe. Elsa was alloted to Lohengrin, they
having long been lovers; but he secretly insisted upon her avoiding
all questions as to his ancestry, or whence he had come, saying
that otherwise he would have to leave her instantaneously and
she would never see him again.
For some time, the couple lived in peace and happiness. Lohengrin
was a wise and mighty ruler over his land, and also served
his emperor well in his expeditions against the Huns and the
heathen. But it came to pass that one day in throwing the javelin
he unhorsed the Duke of Cleve, so that the latter broke an arm.
The Duchess of Cleve was angry, and spoke out amongst the
women, saying: “Lohengrin may be brave enough, and he seems
to be a good Christian; what a pity that his nobility is not of
much account for no one knows whence he has come floating to
this land.” These words pierced the heart of the Duchess of
Brabant, and she changed color with emotion. At night, when
her spouse was holding her in his arms, she wept, and he said
“What is the matter, Elsa, my own?” She made answer, “the
Duchess of Cleve has caused me sore pain.” Lohengrin was
silent and asked no more. The second night, the same came to
pass. But in the third night, Elsa could no longer retain herself,
and she spoke: “Lord, do not chide me! I wish to know, for our
children’s sake, whence you were born; for my heart tells me that
you are of high rank.” When the day broke, Lohengrin declared
in public whence he had come, that Parsifal was his father, and
God had sent him from the Grail. He then asked for his two
children, which the duchess had borne him, kissed them, told
them to take good care of his horn and sword which he would
leave behind, and said: “Now, I must be gone.” To the duchess
he left a little ring which his mother had given him. Then the
swan, his friend, came swimming swiftly, with the skiff behind
him; the prince stepped in and crossed the water, back to the
service of the Grail. Elsa sank down in a faint. The empress
resolved to keep the younger boy Lohengrin, for his father’s sake,
and to bring him up as her own child. But the widow wept and
mourned [72] the rest of her life for her beloved spouse, who never
came back to her.
On inverting the Lohengrin saga in such a way that the end is
placed first,—on the basis of the rearrangement, or even transmutation
of motives, not uncommonly found in myths,—we find
the type of saga with which we have now become familiar: The
infant Lohengrin, who is identical with his father of the same
name, floats in a vessel upon the sea and is carried ashore by a
swan. The empress adopts him as her son, and he becomes a
valorous hero. Having married a noble maiden of the land, he
forbids her to enquire as to his origin. When the command is
broken he is obliged to reveal his miraculous descent and divine
mission, after which the swan carries him back in his skiff to the
Grail.
Other versions of the saga of the Knight with the Swan have
retained this original arrangement of the motives, although they
appear commingled with elements of fairy tales. The saga of the
Knight with the Swan, as related in the Flemish People’s Book
(Deutsche Sagen, I, 29), contains in the beginning the history
of the birth of seven children, [73] borne by Beatrix, the wife of
King Oriant of Flanders. The wicked mother of the absent
king, Matabruna, orders that the children be killed, and the queen
be given seven puppy dogs in their stead. But the servant contents
himself with the exposure of the children, who are found by
a hermit, named Helias, and are nourished by a goat until they
are grown. Beatrix is thrown into a dungeon. Later on Matabruna
learns that the children have been saved and her repeated
command to kill them causes the hunter, who has been charged
with the murder, to bring her as a sign of apparent obedience to
her behest, the silver neck chains which the children wore already
at the time of their birth. One of the boys, named Helias, after
his foster father, alone keeps his chain, and is thereby saved from
the fate of his brothers, who are transformed into swans, as soon
as their chains are removed. Matabruna volunteers to prove the
relations of the queen with the dog, and upon her instigation,
Beatrix is to be killed, unless a champion arises to defend her.
In her need, she prays to God, who sends her son Helias as a
rescuer. The brothers are also saved by means of the other
chains, except one, whose chain has already been melted down.
King Oriant now transfers the rulership to his son Helias, who
causes the wicked Matabruna to be burned. One day, Helias sees
his brother, the swan, drawing a skiff on the lake surrounding the
castle. This he regards as a heavenly sign, he arms himself and
mounts the skiff. The swan takes him through rivers and lakes
to the place where God has ordained him to go. Next follows
the liberation of an innocently accused duchess, in analogy with
the Lohengrin saga; and his marriage to her daughter Clarissa,
who is forbidden to ask for her husband’s ancestry. In the seventh
year of their marriage she disobeys and puts the question,
after which Helias returns home in the swan’s skiff. Finally, his
lost brother swan is likewise released.
The characteristic features of the Lohengrin saga,—that the
divine hero disappears again in the same mysterious fashion in
which he has arrived; also the transference of mythical motives
from the life of the older hero, bearing the same name, to a
younger one, a very universal process in myth-formation, are
likewise embodied in the Anglian-Longobard saga of Scëaf, which
is mentioned in the introduction to the Beowulf-Song, the oldest
German epic, preserved in the Anglo-Saxon tongue (translated by
H. v. Wolzogen, Reclam). The father of old Beowulf received
his name, Scild Scéfing (meaning the son of Scëaf), because as
a very young boy, he was cast ashore as a stranger, asleep in a
boat on a sheaf of grain (Anglo-saxon, scéaf). The waves of
the sea carried him to the coast of the country which he was destined
to defend. The inhabitants welcomed him as a miracle,
raised him, and later on made him their king, as an emissary of
God. (Compare Grimm, German Mythology, I, p. 306; III, p.
391, and H. Leo: Beowulf, Halle, 1839.) What is told of the
ancestor of the royal house, Scaf, [74] or Scëaf, appears in the Beowulf
song transferred to his son, Scëafing Scild, according to the
unanimous statement of Grimm (see above), and Leo (p. 24):
His dead body is exposed at his behest, surrounded by kingly
splendor, upon a ship without a crew, which is sent out into the
sea. Thus he vanishes in the same mysterious manner in which his
father arrived ashore; this trait being accounted for, in analogy
with the Lohengrin saga, by the mythical identity of father and son.
A cursory review of these variegated hero myths forcibly brings
out a series of uniformly common features, with a typical ground
work, from which a standard saga, as it were, may be constructed.
This schedule corresponds approximately to the ideal human
skeleton which is constantly seen, with minor deviations, on transillumination
of figures which outwardly differ from one another.
The individual traits of the several myths, and especially apparently
crude variations from the prototype, can only be entirely
elucidated by the myth-interpretation. The standard saga itself
may be formulated according to the following scheme:
The hero is the child of most distinguished parents; usually
the son of a king. His origin is preceded by difficulties, such as
continence, or prolonged barrenness, or secret intercourse of the
parents, due to external prohibition or obstacles. During the
pregnancy, or antedating the same, there is a prophecy, in form
of a dream or oracle, cautioning against his birth, and usually
threatening danger to the father, or his representative. As a rule,
he is surrendered to the water, in a box. He is then saved by
animals, or by lowly people (shepherds) and is suckled by a
female animal, or by a humble woman. After he has grown up,
he finds his distinguished parents, in a highly versatile fashion;
takes his revenge on his father, on the one hand, is acknowledged
on the other, and finally achieves rank and honors. [75]
The normal relations of the hero towards his father and his
mother regularly appearing impaired in all these myths, as shown
by the schedule, there is reason to assume that something in the
nature of the hero must account for such a disturbance, and
motives of this kind are not very difficult to discover. It is
readily understood—and may be noted in the modern epigones of
the heroic age—that for the hero who is exposed to envy, jealousy
and calumny to a much higher degree than all others, the descent
from his parents often becomes the source of the greatest distress
and embarrassment. The old saying that “A prophet is not without
honor save in his own country and in his father’s house,” has
no other meaning but this, that he whose parents, brothers and
sisters, or playmates, are known to us, is not so readily conceded
to be a prophet (Gospel of St. Mark, VI, 4). There seems to be
a certain necessity for the prophet to deny his parents; also, the
well-known opera of Meyerbeer is based upon the avowal that the
prophetic hero is allowed, in favor of his mission, to abandon
and repudiate even his tenderly beloved mother.
A number of difficulties arise, however, as we proceed to a
deeper enquiry into the motives which oblige the hero to sever
his family relations. Numerous investigators have emphasized
that the understanding of myth formation requires our going
back to their ultimate source, namely the individual faculty of
imagination. [76] The fact has also been pointed out that this
imaginative faculty is found in its active and unchecked exuberance
only in childhood. Therefore, the imaginative life of the
child should first be studied, in order to facilitate the understanding
of the far more complex and also more handicapped
mythical and artistic imagination in general.
Meanwhile the investigation of the juvenile faculty of imagination
has hardly commenced, instead of being sufficiently
advanced to permit the utilization of the findings for the explanation
of the more complicated psychic activities. The
reason for this imperfect understanding of the psychic life of
the child is referable to the lack of a suitable instrument, as well
as of a reliable avenue, leading into the intricacies of this very
delicate and rather inaccessible domain. These juvenile emotions
can by no means be studied in the normal human adult, and
it may actually be charged, in view of certain psychic disturbances,
that the normal psychic integrity of normal subjects
consists precisely in their having overcome and forgotten their
childish vagaries and imaginations: so that the way has become
blocked. In children, on the other hand, empirical observation
(which as a rule must remain merely superficial) fails in the
investigation of psychic processes, because we are not as yet
enabled to trace all manifestations correctly to their motive
forces: so that we are lacking the instrument. There is a certain
class of persons, the so-called psychoneurotics, shown by the
teachings of Freud to have remained children, in a sense, although
otherwise appearing grown up. These psychoneurotics may be
said not to have given up their juvenile psychic life, which on
the contrary, in the course of maturity, has become strengthened
and fixed, instead of modified. In psychoneurotics, the emotions
of the child are preserved and exaggerated, thus becoming
capable of pathological effects, in which these humble emotions
appear broadened and enormously magnified. The fancies of
neurotics are, as it were, the uniformly exaggerated reproductions
of the childish imaginings. This would point the way to a
solution of the problem. Unfortunately, however, the access is
still much more difficult to establish in these cases than to the
child mind. There is only one known instrument which makes
this road practicable, namely the psychoanalytic method, which
has been developed through the work of Freud. Constant
handling of this instrument will clear the observer’s vision to such
a degree that he will be enabled to discover the identical motive
forces, only in delicately shaded manifestations, also in the psychic
life of those who do not become neurotics later on.
Professor Freud had the amiability to place at the author’s
disposal his highly appreciated experience with the psychology of
the neuroses; and on this material are based the following comments,
on the imaginative faculty of the child as well as the
neurotic.
The detachment of the growing individual from the authority
of the parents is one of the most necessary, but also one of
the most painful achievements of evolution. It is absolutely
necessary for this detachment to take place, and it may be assumed
that all normal grown individuals have accomplished it
to a certain extent. Social progress is essentially based upon
this opposition between the two generations. On the other hand,
there exists a class of neurotics whose condition indicates that
they have failed to solve this very problem. For the young child,
the parents are in the first place the sole authority, and the
source of all faith. To resemble them, i.e., the progenitor of the
same sex; to grow up like father or mother, this is the most
intense and portentous wish of the child’s early years. Progressive
intellectual development naturally brings it about that
the child gradually becomes acquainted with the category to
which the parents belong. Other parents become known to the
child, who compares these with his own, and thereby becomes
justified in doubting the incomparability and uniqueness with
which he had invested them. Trifling occurrences in the life of
the child, which induce a mood of dissatisfaction, lead up to a
criticism of the parents, and the gathering conviction that other
parents are preferable in certain ways, is utilized for this attitude
of the child towards the parents. From the psychology of the
neuroses, we have learned that very intense emotions of sexual
rivalry are also involved in this connection. The causative factor
evidently is the feeling of being neglected. Opportunities arise
only too frequently when the child is neglected, or at least feels
himself neglected, when he misses the entire love of the parents,
or at least regrets having to share the same with the other
children of the family. The feeling that one’s own inclinations
are not entirely reciprocated seeks its relief in the idea,—often
consciously remembered from very early years,—of being a step-child,
or an adopted child. Many persons who have not become
neurotics, very frequently remember occasions of this kind, when
the hostile behavior of the parents was interpreted and reciprocated
by them in this fashion, usually under the influence of
story books. The influence of sex is already evident, in so far
as the boy shows a far greater tendency to harbor hostile feelings
against his father than his mother, with a much stronger inclination
to emancipate himself from the father than from the mother.
The imaginative faculty of girls is possibly much less active in
this respect. These consciously remembered psychic emotions
of the years of childhood supply the factor which permits the
interpretation of the myth. What is not often consciously remembered,
but can almost invariably be demonstrated through
psychoanalysis, is the next stage in the development of this
incipient alienation from the parents, which may be designated
by the term Family Romance of Neurotics. The essence of
neurosis, and of all higher mental qualifications, comprises a
special activity of the imagination which is primarily manifested
in the play of the child, and which from about the period preceding
puberty takes hold of the theme of the family relations.
A characteristic example of this special imaginative faculty is
represented by the familiar day dreams, [77] which are continued
until long after puberty. Accurate observation of these day
dreams shows that they serve for the fulfilment of wishes, for
the righting of life, and that they have two essential objects, one
erotic, the other of an ambitious nature (usually with the erotic
factor concealed therein). About the time in question the child’s
imagination is engaged upon the task of getting rid of the parents,
who are now despised and are as a rule to be supplanted by others
of a higher social rank. The child utilizes an accidental coincidence
of actual happenings (meetings with the lord of the manor,
or the proprietor of the estate, in the country; with the reigning
prince, in the city. In the United States with some great statesman,
millionaire). Accidental occurrences of this kind arouse
the child’s envy, and this finds its expression in fancy fabrics
which replace the two parents by others of a higher rank. The
technical elaboration of these two imaginings, which of course by
this time have become conscious, depends upon the child’s adroitness,
and also upon the material at his disposal. It likewise
enters into consideration, if these fancies are elaborated with
more or less claim to plausibility. This stage is reached at a time
when the child is still lacking all knowledge of the sexual conditions
of descent. With the added knowledge of the manifold
sexual relations of father and mother; with the child’s realization
of the fact that the father is always uncertain, whereas the
mother is very certain—the family romance undergoes a peculiar
restriction; it is satisfied with ennobling the father, while the
descent from the mother is no longer questioned, but accepted
as an unalterable fact. This second (or sexual) stage of the
family romance is moreover supported by another motive, which
did not exist in the first (or asexual) stage. Knowledge of
sexual matters gives rise to the tendency of picturing erotic situations
and relations, impelled by the pleasurable emotion of placing
the mother, or the subject of the greatest sexual curiosity, in
the situation of secret unfaithfulness and clandestine love affairs.
In this way the primary or asexual fantasies are raised to the
standard of the improved later understanding.
The motive of revenge and retaliation, which was originally
to the front, is again evident. These neurotic children are mostly
those who were punished by the parents, to break them of bad
sexual habits, and they take their revenge upon their parents by
their imaginings. The younger children of a family are particularly
inclined to deprive their predecessors of their advantage
by fables of this kind (exactly as in the intrigues of history).
Frequently they do not hesitate in crediting the mother with as
many love affairs as there are rivals. An interesting variation
of this family romance restores the legitimacy of the plotting
hero himself, while the other children are disposed of in this
way as illegitimate. The family romance may be governed besides
by a special interest, all sorts of inclinations being met by
its adaptability and variegated character. The little romancer
gets rid in this fashion for example of the kinship of a sister,
who may have attracted him sexually.
Those who turn aside with horror from this corruption of
the child mind, or perhaps actually contest the possibility of such
matters, should note that all these apparently hostile imaginings
have not such a very bad significance after all, and that the
original affection of the child for his parents is still preserved
under their thin disguise. The faithlessness and ingratitude on
the part of the child are only apparent, for on investigating in
detail the most common of these romantic fancies, namely the
substitution of both parents, or of the father alone, by more
exalted personages—the discovery will be made that these new
and highborn parents are invested throughout with the qualities
which are derived from real memories of the true lowly parents,
so that the child does not actually remove his father but exalts
him. The entire endeavor to replace the real father by a more
distinguished one is merely the expression of the child’s longing
for the vanished happy time, when his father still appeared to be
the strongest and greatest man, and the mother seemed the dearest
and most beautiful woman. The child turns away from the
father, as he now knows him, to the father in whom he believed
in his earlier years, his imagination being in truth only the expression
of regret for this happy time having passed away. Thus
the overvaluation of the earliest years of childhood again claims
its own in these fancies. [78] An interesting contribution to this
subject is furnished by the study of the dreams. Dream-interpretation
teaches that even in later years, in the dreams of the
emperor or the empress, these princely persons stand for the
father and the mother. [79] Thus the infantile overvaluation of the
parents is still preserved in the dream of the normal adult.
As we proceed to fit the above features into our scheme, we
feel justified in analogizing the ego of the child with the hero
of the myth, in view of the unanimous tendency of family
romances and hero myths; keeping in mind that the myth throughout
reveals an endeavor to get rid of the parents, and that the
same wish arises in the phantasies of the individual child at the
time when it is trying to establish its personal independence.
The ego of the child behaves in this respect like the hero of the
myth, and as a matter of fact, the hero should always be interpreted
merely as a collective ego, which is equipped with all the
excellences. In a similar manner, the hero in personal poetic
fiction, usually represents the poet himself, or at least one side
of his character.
Summarizing the essentials of the hero myth, we find the
descent from noble parents, the exposure in a river, and in a box,
and the raising by lowly parents; followed in the further evolution
of the story by the hero’s return to his first parents, with or
without punishment meted out to them. It is very evident that
the two parent couples of the myth correspond to the real and the
imaginary parent couple of the romantic phantasy. Closer inspection
reveals the psychological identity of the humble and the
noble parents, precisely as in the infantile and neurotic phantasies.
In conformity with the overvaluation of the parents in early
childhood, the myth begins with the noble parents, exactly like the
romantic phantasy, whereas in reality adults soon adapt themselves
to the actual conditions. Thus the phantasy of the family
romance is simply realized in the myth, with a bold reversal to
the actual conditions. The hostility of the father, and the resulting
exposure, accentuate the motive which has caused the ego
to indulge in the entire fiction. The fictitious romance is the
excuse, as it were, for the hostile feelings which the child harbors
against his father, and which in this fiction are projected against
the father. The exposure in the myth, therefore, is equivalent
to the repudiation or non-recognition in the romantic phantasy.
The child simply gets rid of the father in the neurotic romance,
while in the myth the father endeavors to lose the child. Rescue
and revenge are the natural terminations, as demanded by the
essence of the phantasy.
In order to establish the full value of this parallelization, as
just sketched in its general outlines, it must enable us to interpret
certain constantly recurring details of the myth which seem to
require a special explanation. This demand would seem to acquire
special importance in view of the fact that no satisfactory
explanation of these details is forthcoming in the writings of even
the most enthusiastic astral mythologists, or natural philosophers.
Such details are represented by the regular occurrence of dreams
(or oracles), and by the mode of exposure in a box and in the
water. These motives do not at first glance seem to permit a
psychologic derivation. Fortunately the study of dream-symbolisms
permits the elucidation of these elements of the hero-myth.
The utilization of the same material in the dreams of
healthy persons and neurotics [80] indicates that the exposure in the
water signifies no more and no less than the symbolic expression
of birth. The children come out of the “water.” [81] The basket,
box or receptacle [82] simply means the container, the womb; so
that the exposure directly signifies the process of birth, although
it is represented by its opposite.
Those who object to this representation by opposites should
remember how often the dream works with the same mechanism
(compare “Traumdeutung,” II edition, p. 238). A confirmation
of this interpretation of the exposure, as taken from the common
human symbolism, is furnished by the material itself, in the dream
dreamt by the grandfather (or still more convincingly by the
mother herself) [83] in the Ktesian version of Kyros before his
birth; in this dream, so much water flows from the lap of the
expectant mother as to inundate all Asia, like an enormous ocean. [84]
It is remarkable that in both cases the Chaldeans correctly interpreted
these water dreams as birth-dreams. In all probability,
these dreams themselves are constructed out of the knowledge of
a very ancient and universally understood symbolism, with a dim
foresight of the relations and connections which are appreciated
and presented in Freud’s teachings. There he says (“Traumdeutung,”
2d edition, p. 199) in referring to a dream in which
the dreamer hurls herself in the dark water of a lake: Dreams of
this sort are birth-dreams, and their interpretation is accomplished
by reversing the fact as communicated in the manifest dream;
namely, instead of hurling oneself into the water, it means emerging
from the water, i.e., to be born. [85] The justice of this interpretation,
which renders the water-dream equivalent to the exposure,
is again confirmed by the fact that precisely in the
Kyros saga, which contains the water-dream, the motive of the
exposure in the water is lacking, while only the basket, which
does not occur in the dream, plays a part in the exposure.
In this interpretation of the exposure as the birth, we must
not let ourselves be disturbed by the discrepancy in the succession
of the individual elements of the symbolized materialization, with
the real birth process. This chronological rearrangement or even
reversal has been explained by Freud as due to the general manner
in which recollections are elaborated into phantasies; the same
material reappears in the phantasies, but in an entirely novel
arrangement, and no attention whatsoever is paid to the natural
sequence of the acts. [86]
Besides this chronological reversal, the reversal of the contents
requires special explanation. The first reason for the representation
of the birth by its opposite,—the life threatening exposure in
the water, is the accentuation of the parental hostility towards the
future hero. [87] The creative influence of this tendency to represent
the parents as the first and most powerful opponents of the hero
will be appreciated, when it is kept in mind that the entire family-romance
in general owes its origin to the feeling of being neglected,
namely the assumed hostility of the parents. In the myth,
this hostility goes so far that the parents refuse to let the child be
born, which is precisely the reason of the hero’s lament, moreover,
the myth plainly reveals the desire to enforce his materialization
even against the will of the parents. The vital peril which is
thus concealed in the representation of birth through exposure,
actually exists in the process of birth itself. The overcoming of
all these obstacles also expresses the idea that the future hero has
actually overcome the greatest difficulties by virtue of his birth,
for he has victoriously thwarted all attempts to prevent it. [88] Or
another interpretation may be admitted, according to which the
youthful hero, foreseeing his destiny to taste more than his share
of the bitterness of life, deplores in pessimistic mood the inimical
act which has called him to earth. He accuses the parents, as it
were, for having exposed him to the struggle of life, for having
allowed him to be born. [89] The refusal to let the son be born,
which belongs especially to the father, is frequently concealed by
the contrast motive, the wish for a child (as in Œdipus, Perseus
and others), while the hostile attitude towards the future successor
on the throne and in the kingdom is projected to the outside,
namely it is attributed to an oracular verdict, which is thereby
revealed as the substitute of the ominous dream, or better, as the
equivalent of its interpretation.
From another point of view, however, the family romance
shows that the phantasies of the child, although apparently
estranging the parents, have nought else to say concerning them
besides their confirmation as the real parents. The exposure
myth, translated with the assistance of symbolism, likewise contains
nothing but the assurance: this is my mother, who has borne
me at the command of the father. But on account of the tendency
of the myth, and the resulting transference of the hostile attitude,
from the child to the parents, this assurance of the real parentage
can only be expressed as the repudiation of such parentage.
On closer inspection, it is noteworthy in the first place that the
hostile attitude of the hero towards his parents concerns especially
the father. Usually, as in the myth of Œdipus, Paris, and others,
the royal father receives a prophecy of some disaster, threatening
him through the expected son; then it is the father who causes
the exposure of the boy and who pursues and menaces him in all
sorts of ways after his unlooked-for rescue, but finally succumbs
to his son, according to the prophecy. In order to understand this
trait, which at first may appear somewhat startling, it is not necessary
to explore the heavens for some process into which this trait
might be laboriously fitted. Looking with open eyes and unprejudiced
minds at the relations between parents and children,
or between brothers such as these exist in reality [90]—a certain
tension is frequently, if not regularly revealed between father
and son, or still more distinctly a competition between brothers;
although this tension may not be obvious and permanent, it is
lurking in the sphere of the unconscious, as it were, with periodical
eruptions. Erotic factors are especially apt to be involved,
and as a rule the deepest, generally unconscious root of the dislike
of the son for the father, or of two brothers for each other, is
referable to the competition for the tender devotion and love of
the mother. The Œdipus myth shows plainly, only in grosser
dimensions, the accuracy of this interpretation, for the parricide
is here followed by the incest with the mother. This erotic relation
with the mother, which predominates in other mythic cycles,
is relegated to the background in the myths of the birth of the
hero, [91] while the opposition against the father is more strongly
accentuated.
The fact that this infantile rebellion against the father is apparently
provoked in the birth myths by the hostile behavior of
the father is due to a reversal of the relation, known as projection,
which is brought about by very peculiar characteristics of the
myth forming psychic activity. The projection mechanism, which
also bore its part in the re-interpretation of the birth act, as well
as certain other characteristics of myth formation, to be discussed
presently,—necessitates the uniform characterisation of the myth as
a paranoid structure, in view of its resemblance to peculiar processes
in the mechanism of certain psychic disturbances. Intimately
connected with the paranoid character is the property of separating
or dissociating what is fused in the imagination. This process,
as illustrated by the two parents couples, provides the foundation
for the myth formation, and together with the projection mechanism
supplies the key to the understanding of an entire series of
otherwise inexplicable configurations of the myth. As the motor
power for this projection of the hero’s hostile attitude on to the
father stands revealed the wish for its justification, arising from
the troublesome realization of these feelings against the father.
The displacement process which begins with the projection of the
troublesome sensation is still further continued, however, and
with the assistance of the mechanism of separation or dissociation,
it has found a different expression of its gradual progress in
very characteristic forms of the hero myth. In the original psychologic
setting, the father is still identical with the king, the
tyrannical persecutor. The first attenuation of this relation is
manifested in those myths in which the separation of the tyrannical
persecutor from the real father is already attempted, but not
yet entirely accomplished, the former being still related to the
hero, usually as his grandfather, for example in the Kyros-myth
with all its versions, and in the majority of all hero myths in general.
In the separation of the father’s part from that of the king,
this type signifies the first return step of the descent fantasy
toward the actual conditions, and accordingly the hero’s father
appears in this type mostly as a lowly man: See Kyros, Gilgamos
and others. The hero thus arrives again at an approach toward
his parents, the establishment of a certain kinship, which finds its
expression in the fact that not only the hero himself, but also his
father and his mother represent objects of the tyrant’s persecution.
The hero in this way acquires a more intimate connection
with the mother (they are often exposed together: Perseus, Telephos,
Feridun), who is nearer to him on account of the erotic
relation; while the renouncement of his hatred against the father
here attains the expression of its most forcible reaction, [92] for the
hero henceforth appears, as in the Hamlet saga, not as the persecutor
of his father (or grandfather, respectively) but as the
avenger of the persecuted father. This involves a deeper relation
of the Hamlet saga with the Iranese story of Kaikhosrav,
where the hero likewise appears as the avenger of his murdered
father (compare Feridun and others).
The person of the grandfather himself, who in certain sagas
appears replaced by other relatives (the uncle, in the Hamlet
saga), also possesses a deeper meaning. [93] The myth complex of
the incest with the mother—and the related revolt against the father—is
here combined with the second great complex, which has for
its contents the erotic relations between father and daughter.
Under this heading belongs besides other widely ramified groups
of sagas (quoted in the author’s “Incest Book,” Chapter XI),
the story which is told in countless versions of a newborn boy, of
whom it is prophesied that he is to become the son-in-law and
heir of a certain ruler or potentate, and who finally does so in spite
of all persecutions (exposure and so forth) on the part of the
latter. Detailed literary references concerning the wide distribution
of this story are found in R. Köhler, “Kleine Schriften,”
II, 357. The father who refuses to give his daughter to any of
her suitors, or who attaches certain conditions difficult of fulfillment
to the winning of the daughter, does this because he really
begrudges her to all others, for when all is told he wishes to
possess her himself. He locks her up in some inaccessible spot,
so as to safeguard her virginity (Perseus, Gilgamos, Telephos,
Romulus), and when his command is disobeyed he pursues the
daughter and her offspring with insatiable hatred. However, the
unconscious sexual motives of his hostile attitude, which is later
on avenged by his grandson, render it evident that again the hero
kills in him simply the man who is trying to rob him of the love
of his mother: namely the father.
Another attempt at a reversal to a more original type consists
in the following trait: The return to the lowly father, which has
been brought about through the separation of the father’s rôle
from that of the king, is again nullified through the lowly father’s
secondary elevation to the rank of a god, as in Perseus and the
other sons of virgin mothers; Karna, Ion, Romulus, Jesus. The
secondary character of this godly paternity is especially evident
in those myths where the virgin who has been impregnated by
divine conception, later on marries a mortal (Jesus, Karna, Ion)
who then appears as the real father, while the god as the father
represents merely the most exalted childish idea of the magnitude,
power and perfection of the father. [94] At the same time,
these myths strictly insist upon the motive of the virginity of the
mother, which elsewhere is merely hinted at. The first impetus
is perhaps supplied by the transcendental tendency, necessitated
through the introduction of the god. At the same time, the birth
from the virgin is the most abrupt repudiation of the father, the
consummation of the entire myth, as illustrated by the Sargon
legend, which does not admit any father, besides the vestal mother.
The last stage of this progressive attenuation of the hostile
relation to the father is represented by that form of the myth in
which the person of the royal persecutor not only appears entirely
detached from that of the father, but has even lost the remotest
kinship with the hero’s family, which he opposes in the most
hostile manner, as its enemy (in Feridun, Abraham, King Herod
against Jesus, and others). Although of his original threefold
character as the father, the king, and the persecutor, he retains
only the part of the royal persecutor or the tyrant, the entire plan
of the myth conveys the impression as if nothing had been
changed, but as if the designation as “father” had been simply
replaced by the term of “tyrant.” This interpretation of the
father as a “tyrant” which is typical of the infantile ideation, [95]
will be found later on to possess the greatest importance for the
interpretation of certain abnormal constellations of this complex.
The prototype of this identification of the king with the father,
which regularly recurs also in the dreams of adults, presumably
is the origin of royalty from the patriarchate in the family, which
is still attested by the use of identical words for king and father,
in the Hindoo-Germanic languages [96] (compare the German
“Landesvater,” father of his country, = king). The reversal of
the family romance to actual conditions is almost entirety accomplished
in this type of myth. The lowly parents are acknowledged
with a frankness which seems to be directly contradictory
to the tendency of the entire myth.
Precisely this revelation of the real conditions, which hitherto
had to be left to the interpretation, enables us to prove the
accuracy of the latter from the material itself. The biblical
Moses-legend has been selected, as especially well adapted to this
purpose.
Briefly summarizing the outcome of the previous interpretation-mechanism,
to make matters plainer, we find the two parent-couples
to be identical, after their splitting into the personalities
of the father and the tyrannical persecutor has been connected;
the high born parents being the echo, as it were, of the exaggerated
notions which the child originally harbored concerning its parents.
The Moses-legend actually shows the parents of the hero divested
of all prominent attributes; they are simple people, devotedly attached
to the child, and incapable of harming it. Meanwhile, the
assertion of tender feelings for the child is a confirmation, here as
well as everywhere, of the bodily parentage (compare Akki, the
gardener, in the Gilgamos-legend; the teamster, in the story of
Karna; the fisher, in the Perseus myth, etc.). The amicable
utilization of the exposure motive, which occurs in this type of
myth, is referable to such a relationship. The child is surrendered
in a basket to the water, but not with the object of killing it (as
for example the hostile exposure of Œdipus and many other
heroes), but for the purpose of saving it (compare also Abraham’s
early history, p. 15). The danger fraught warning to the
exalted father becomes a hopeful prophecy for the lowly father
(compare, in the birth story of Jesus, the oracle for Herod and
Joseph’s dream), entirely corresponding to the expectations placed
by most parents in the career of their offspring.
Retaining from the original tendency of the romance, the fact
that Bitiah, Pharaoh’s daughter, drew the child from the water,
i.e., gave it birth, the outcome is the familiar theme (grandfather
type) of the king, whose daughter is to bear a son, but who
on being warned by the ill-omened interpretation of a dream,
resolves to kill his forthcoming grandson. The handmaiden of
his daughter (who in the biblical story draws the box from the
water, at the behest of the princess), is charged by the king with
the exposure of the newborn child in a box, in the waters of the
river Nile, that it may perish (the exposure motive, from the
viewpoint of the highborn parents, here appearing in its original
disastrous significance). The box with the child is then found by
lowly people, and the poor woman raises the child (as his wet
nurse), and when he is grown up he is recognized by the princess
as her son (just as in the prototype the phantasy concludes with
the recognition by the highborn parents).
If the Moses-legend were placed before us in this more original
form, as we have reconstructed it from the existing material, [97]
the sum of this interpretation-mechanism would be approximately
what is told in the myth as it is actually transmitted; namely that
his true mother was not a princess, but the poor woman who was
introduced as his nurse, her husband being his father.
This interpretation is offered as the tradition, in the re-converted
myth; and the fact that this tracing of the progressive
mutation furnishes the familiar type of hero myth, is the proof
for the correctness of our interpretation.
It has thus been our good fortune to show the full accuracy
of our interpretative technique upon the material itself, and it is
now time to demonstrate the tenability of the general viewpoint
upon which this entire technique is founded. Hitherto, the
results of our interpretation have created the appearance of the
entire myth formation as starting from the hero himself, namely
from the youthful hero. At the start we took this attitude in
analogizing the hero of the myth with the ego of the child. Now
we find ourselves confronted with the obligation to harmonize
these assumptions and conclusions with the other conceptions of
myth formation, which they seem to directly contradict.
The myths are certainly not constructed by the hero, least
of all by the child hero, but they have long been known to be
the product of a people of adults. The impetus is evidently supplied
by the popular amazement at the apparition of the hero,
whose extraordinary life history the people can only imagine as
ushered in by a wonderful infancy. This extraordinary childhood
of the hero, however, is constructed by the individual myth-makers—to
whom the indefinite idea of the folk-mind must be
ultimately traced—from the consciousness of their own infancy.
In investing the hero with their own infantile history, they
identify themselves with him, as it were, claiming to have been
similar heroes in their own personality. The true hero of the
romance is, therefore, the ego, which finds itself in the hero, by
reverting to the time when the ego was itself a hero, through its
first heroic act, i.e., the revolt against the father. The ego can
only find its own heroism in the days of infancy, and it is therefore
obliged to invest the hero with its own revolt, crediting him with
the features which made the ego a hero. This object is achieved
with infantile motives and materials, in reverting to the infantile
romance and transferring it to the hero. Myths are, therefore,
created by adults, by means of retrograde childhood fantasies, [98]
the hero being credited with the myth-maker’s personal infantile
history. Meanwhile the tendency of this entire process is the
excuse of the individual units of the people for their own infantile
revolt against the father.
Besides the excuse of the hero for his rebellious revolt, the
myth therefore contains also the excuse of the individual for his
revolt against the father. This revolt had burdened him since
his childhood, as he had failed to become a hero. He is now
enabled to excuse himself by emphasizing that the father has
given him grounds for his hostility. The affectionate feeling for
the father is also manifested in the same fiction, as has been
shown above. These myths have therefore sprung from two
opposite motives, both of which are subordinate to the motive
of vindication of the individual through the hero: on the one
hand the motive of affection and gratitude towards the parents;
and on the other hand, the motive of the revolt against the
father. It is not stated outright in these myths, however, that the
conflict with the father arises from the sexual rivalry for the
mother, but is apparently suggested that this conflict dates back
primarily to the concealment of the sexual processes (at childbirth),
which in this way became an enigma for the child. This
enigma finds its temporary and symbolical solution in the infantile
sexual theory of the basket and the water. [99]
The profound participation of the incest motive in myth
formation is discussed in the author’s special investigation of
the Lohengrin saga, which belongs to the myth of the birth of the
hero. The cyclic character of the Lohengrin saga is referred
by him to the fantasy of being one’s own son, as revealed by
Freud (p. 131; compare also pp. 96 and 990). This accounts
for the identity of father and son, in certain myths, the repetition
of their careers; the fact that the hero is sometimes not
exposed until he has reached maturity, also the intimate connection
between birth and death, in the exposure-motive. (Concerning
the water as the water of death, compare especially
chapter IV of the Lohengrin saga.) Jung, who regards the
typical fate of the hero as the portrayal of the human libido and
its typical vicissitudes, has made this theme the pivot of his interpretation,
as the fantasy of being born again, to which the
incest motive is subordinated. Not only the birth of the hero,
which takes place under peculiar symbolic circumstances, but also
the motive of the two mothers of the hero, are explained by
Jung through the birth of the hero taking place under the
mysterious ceremonials of a re-birth from the mother consort
(l. c., p. 356).
Having thus outlined the contents of the birth myth of the
hero it still remains for us to point out certain complications
within the birth myth itself, which have been explained on the
basis of its paranoid character, as “splits” of the personality of
the royal father and persecutor. In some myths, however, and
especially in the fairy tales which belong to this group, [100] the
multiplication of mythical personages, and with them, of course,
the multiplication of motives, or even of entire stories, are carried
so far that sometimes the original features are altogether overgrown
by these addenda. The multiplication is so variegated
and so exuberantly developed, that the mechanism of the analysis
no longer does it justice. Moreover, the new personalities here
do not show the same independence, as it were, as the new personalities
created by splitting, but they rather present the characteristics
of a copy, a duplicate, or a “double,” which is the proper
mythological term. An apparently very complicated example,
namely, Herodotus’ version of the Kyros saga, illustrates that
these doubles are not inserted purely for ornamentation, or to
give a semblance of historical veracity, but that they are insolubly
connected with the myth-formation and its tendency. Also, in
the Kyros-myth, as in the other myths, the royal grandfather,
Astyages, and his daughter, with her husband, are confronted by
the cattle-herder and his wife. A checkered gathering of other
personalities which move around them, are readily grouped at
sight: Between the high born parent couple and their child stand
the administrator Harpagos with his wife and his son, and the
noble Artembares with his legitimate offspring. Our trained
sense for the peculiarities of myth-structure recognizes at once
the doubles of the parents in the intermediate parent-couples and
all the participants are seen to be identical personalities of the
parents and their child; this interpretation being suggested by
certain features of the myth itself. Harpagos receives the child
from the king, to expose it; he therefore acts precisely like the
royal father and remains true to his fictitious paternal part in his
reluctance to kill the child himself—because it is related to him—but
he delivers it instead to the herder Mithradates, who is thus
again identified with Harpagos. The noble Artembares, whose
son Kyros causes to be whipped, is also identified with Harpagos;
for when Artembares with his whipped boy stands before the
king, to demand retribution, Harpagos at once is likewise seen
standing before the king, to defend himself, and he also is
obliged to present his son to the king. Thus Artembares himself
plays an episodal part as the hero’s father, and this is fully confirmed
by the Ktesian version, which tells us that the nobleman
who adopted the herder’s son, Kyros, as his own son, was named
Artembares.
Even more distinct than the identity of the different fathers is
that of their children, which of course serves to confirm the
identity of the fathers. In the first place, and this would seem to
be conclusive, the children are all of the same age. Not only the
son of the princess, and the child of the herder, who are born
at the same time; but Herodotus specially emphasizes that Kyros
played the game at kings, in which he caused the son of Artembares
to be whipped, with boys of the same age. He also points
out, perhaps intentionally, that the son of Harpagos, destined to
become the playmate of Kyros, whom the king had recognized,
was likewise apparently of the same age as Kyros. Furthermore,
the remains of this boy are placed before his father, Harpagos,
in a basket, it was also a basket in which the newborn Kyros was
to have been exposed, and this actually happened to his substitute,
the herder’s son, whose identity with Kyros is obvious and
tangible in the report of Iustin, p. 34. In this report, Kyros is
actually exchanged with the living child of the herders;, but this
paradoxical parental feeling is reconciled by the consciousness
that in reality nothing at all has been altered by this exchange.
It appears more intelligible, of course, that the herder’s wife
should wish to raise the living child of the king, instead of her
own stillborn boy, as in the Herodotus version; but here the
identity of the boys is again evident, for just as the herder’s son
suffered death instead of Kyros in the past, twelve years later
the son of Harpagos (also in the basket) is killed directly for
Kyros, whom Harpagos had allowed to live. [101]
The impression is thereby conveyed that all the multiplications
of Kyros, after having been created for a certain purpose,
are again removed, as disturbing elements, once this purpose has
been fulfilled. This purpose is undoubtedly the exalting tendency
which is inherent to the family romance. The hero in the
various duplications of himself and his parents, ascends the social
scale from the herder Mithradates, by way of the noble Artembares,
who is high in the king’s favor, and of the first administrator,
Harpagos, who is personally related to the king—until
he has himself become a prince; so his career is exposed in the
Ktesian version, where Kyros advances from the herder’s son to
the king’s administrator. [102] In this way, he constantly removes,
as it were, the last traces of his ascent, the lower Kyros being discarded
after absolving the different stages of his career. [103]
This complicated myth with its promiscuous array of personages
is thus simplified and reduced to three actors, namely the
hero and his parents. Entirely similar conditions prevail in regard
to the “cast” of many other myths. For example, the
duplication may concern the daughter, as in the Moses myth, in
which the princess mother (in order to establish the identity of
the two families) [104] appears among the poor people as the daughter
Miriam, who is merely a split of the mother, the latter appearing
divided into the princess and the poor woman. In case the
duplication concerns the father, his doubles appear as a rule in
the part of relatives, more particularly as his brothers, as for
example in the Hamlet saga, in distinction from the foreign
personages created by the analysis. In a similar way, the grandfather,
who is taking the place of the father, may also appear
complemented by a brother, who is the hero’s grand uncle, and as
such his opponent, as in the myths of Romulus, Perseus and
others. Other duplications, in apparently complicated mythical
structures, as for example in Kaikhosrav, Feridun, and others,
are easily recognized when envisaged from this angle.
The duplication of the fathers, or the grandfathers, respectively,
by a brother may be continued in the next generation, and
concern the hero himself, thus leading to the brother myths,
which can only be hinted at in connection with the present theme.
The prototypes of the boy, who in the Kyros saga vanish into
thin air after they have served their purpose, namely the exaltation
of the hero’s descent, if they were to assume a vitality of
their own, would come to confront the hero as competitors with
equal rights, namely as his brothers. The original sequence is
probably better preserved through the interpretation of the hero’s
strange doubles as shadowy brothers, who like the twin brother,
must die for the hero’s sake. Not only the father, who is in the
way of the maturing son, but also the interfering competitor, or
the brother, are removed, in a naïve realization of the childish
fantasies, for the simple reason that the hero does not want a
family.
The complications of the hero myth with other myth cycles
include, besides the myth of the hostile brothers, which has
already been disposed of, also the actual incest myth, such as
forms the nucleus of the Œdipus myth. The mother, and her
relation to the hero, appear relegated to the background in the
myth of the birth of the hero. But there is another conspicuous
motive, meaning that the lowly mother is so often represented by
an animal. This motive of the helpful animals [105] belongs in part to
a series of foreign elements, the explanation of which would far
exceed the scope of this essay. [106]
The animal motive may be fitted into the sequence of our
interpretation, on the basis of the following reflections. In a
similar way as the projection on to the father justifies the hostile
attitude on the part of the son, so the lowering of the mother into
an animal is likewise meant to vindicate the ingratitude of the
son, who denies her. In a similar way as the detachment of
the persecuting king from the father, the exclusive rôle of a wet
nurse, alloted to the mother, in this substitution by an animal,
goes back to the separation of the mother into the parts of the
child bearer and the suckler. This cleavage is again subservient
to the exalting tendency, in so far as the child bearing part is
reserved for the high born mother, whereas the lowly woman,
who cannot be eradicated from the early history, must content
herself with the function of a nurse. Animals are especially
appropriate substitutes, because the sexual processes are here
plainly evident also to the child, while the concealment of these
processes is presumably the root of the childish revolt against the
parents. The exposure in the box and in the water asexualizes
the birth process, as it were, in a childlike fashion; the children
are fished out of the water by the stork, [107] who takes them to
the parents in a basket. The animal fable improves upon this
idea, by emphasizing the similarity between human birth and
animal birth.
This introduction of the motive may possibly be interpreted
from the parodistic point of view, if we assume that the child
accepts the story of the stork from the parents, feigning ignorance,
but adding superciliously: If an animal has brought me, it
may also have nursed me. [108]
When all is said and done, however, and when the cleavage is
followed back, this separation of the child bearer from the
suckler—which really endeavors to remove the bodily mother
entirely, by means of her substitution through an animal or a
strange nurse—does not express anything beyond the fact: The
woman who has suckled me is my mother. This statement is
found directly symbolized in the Moses legend, the retrogressive
character of which we have already studied; for precisely the
woman who is his own mother is chosen to be his nurse [similarly
also in the myth of Herakles, and in the Egyptian-Phenician
Osiris-Adonis myth, where Osiris, encased in a chest, floats down
the river to Phenicia, and is finally found under the name Adonis,
by Isis, who is installed by Queen Astarte as the nurse of her
own son]. [109]
Only a brief reference can here be made to other motives
which seem to be more loosely related to the entire myth. Such
motives include that of playing the fool, which is suggested in
animal fables as the universal childish attitude towards the grown
ups; furthermore, the physical defects of certain heroes [Zal,
Œdipus, Hephaistos], which are perhaps meant to serve for the
vindication of individual imperfections, in such a way that the
reproaches of the father for possible defects or shortcomings are
incorporated in the myth, with the appropriate accentuation, the
hero being endowed with the same weakness which burdens the
self-respect of the individual.
This explanation of the psychological significance of the myth
of the birth of the hero would not be complete without emphasizing
its relations to certain mental diseases. Also readers without
psychiatric training—or these perhaps more than any others,
must have been struck with these relations. As a matter of fact,
the hero myths are equivalent in many essential features to the
delusional ideas of certain psychotic individuals, who suffer from
delusions of persecution and grandeur,—the so called paranoiacs.
Their system of delusions is constructed very much like the hero
myth, and therefore indicates the same psychogenic motives as
the neurotic family romance, which is analysable, whereas the
system of delusions is inaccessible even for psychoanalytical approaches.
For example, the paranoiac is apt to claim that the
people whose name he bears are not his real parents, but that he
is actually the son of a princely personage; he was to be removed
for some mysterious reason, and was therefore surrendered to his
“parents” as a foster child. His enemies, however, wish to
maintain the fiction that he is of lowly descent, in order to suppress
his legitimate pretensions to the crown or to enormous
riches. [110] Cases of this kind often occupy alienists or tribunals. [111]
This intimate relationship between the hero myth and the delusional
structure of paranoiacs has already been definitely established
through the characterization of the myth as a paranoid
structure, which is here confirmed by its contents. The remarkable
fact that paranoiacs will frankly reveal their entire romance
has ceased to be puzzling, since the profound investigations of
Freud have shown that the contents of hysterical fantasies, which
can often be made conscious through analysis, are identical up
to the minutest details with the complaints of persecuted paranoiacs;
moreover, the identical contents are also encountered as
a reality, in the arrangements of perverts for the gratification
of their desires. [112]
The egotistical character of the entire system is distinctly revealed
by the paranoiac, for whom the exaltation of the parents,
as brought about by him, is merely the means for his own exaltation.
As a rule the pivot for his entire system is simply the
culmination of the family romance, in the apoditic statement: I
am the emperor (or god). Reasoning in the symbolism of
dreams and myths, which is also the symbolism of all fancies, including
the “morbid” power of imagination—all he accomplishes
thereby is to put himself in the place of the father, just as the
hero terminates his revolt against the father. This can be done
in both instances, because the conflict with the father—which
dates back to the concealment of the sexual processes, as suggested
by the latest discoveries—is nullified at the instant when
the grown boy himself becomes a father. The persistence with
which the paranoiac puts himself in the father’s place, i.e., becomes
a father himself, appears like an illustration to the common
answer of little boys to a scolding or a putting off of their inquisitive
curiosity: You just wait until I am a papa myself, and I’ll
know all about it!
Besides the paranoiac, his equally a-social counterpart must
also be emphasized. In the expression of the identical fantasy
contents, the hysterical individual who has suppressed them, is
offset by the pervert, who realizes them, and even so the diseased
and passive paranoiac—who needs his delusion for the correction
of the actuality, which to him is intolerable—is offset by the
active criminal, who endeavors to change the actuality according
to his mind. In this special sense, this type is represented by
the anarchist. The hero himself, as shown by his detachment
from the parents, begins his career in opposition to the older
generation; he is at once a rebel, a renovator, and a revolutionary.
However, every revolutionary is originally a disobedient son, a
rebel against the father. [113] (Compare the suggestion of Freud,
in connection with the interpretation of a “revolutionary dream.”
Traumdeutung, II edition, p. 153. See English translation by
Brill. Macmillan. Annotation.)
But whereas the paranoiac, in conformity with his passive
character, has to suffer persecutions and wrongs which ultimately
proceed from the father, and which he endeavors to escape by
putting himself in the place of the father or the emperor—the
anarchist complies more faithfully with the heroic character, by
promptly himself becoming the persecutor of kings, and finally
killing the king, precisely like the hero. The remarkable similarity
between the career of certain anarchistic criminals and the
family romance of hero and child has been illustrated by the
author, through special instances (Belege zur Rettungsphantasie,
Zentralblatt f. Psychoanalyse, I, 1911, p. 331, and Die Rolle des
Familienromans in der Psychologie des Attentäters, Internationale
Zeitschrift für aerztliche Psychoanalyse, I, 1913). The truly
heroic element then consists only in the real justice or even
necessity of the act, which is therefore generally endorsed and
admired; [114] while the morbid trait, also in criminal cases, is the
pathologic transference of the hatred from the father to the real
king, or several kings, when more general and still more distorted.
As the hero is commended for the same deed, without asking
for its psychic motivation, so the anarchist might claim indulgence
from the severest penalties, for the reason that he has killed an
entirely different person from the one he really intended to destroy,
in spite of an apparently excellent perhaps political motivation
of his act. [115]
For the present let us stop at the narrow boundary line where
the contents of innocent infantile imaginings, suppressed and unconscious
neurotic fantasies, poetical myth structures, and certain
forms of mental disease and crime lie close together, although
far apart as to their causes and dynamic forces. We resist the
temptation to follow one of these divergent paths which lead to
altogether different realms, but which are as yet unblazed trails
in the wilderness.