AUTHOR OF “WHAT AILS OUR YOUTH,” “A SOCIAL THEORY OF
RELIGIOUS EDUCATION,” ETC.
NEW YORK
CHARLES SCRIBNER’S SONS
Copyright, 1928, by
CHARLES SCRIBNER’S SONS
Published October, 1928
Reprinted March, 1929
Printed in the United States of America
PREFACE
Now that the long labor of writing this book is
done, what does it all amount to? Only the reader
can answer this question; but perhaps the reader’s
labor can be facilitated by knowing what moved
the author to write. This, then, as nearly as I can
tell the story, is the way it all happened.
Imagine yourself to be the following kind of polyglot
being: Your daily occupation is teaching the
principles of education with particular reference to
the formation of moral and religious character;
you have taken some part in developing the psychology
of religion, and you teach a class in this subject
also; you are likewise keenly interested in the movements
of the religious and social life of our time.
On each of these three sides of you there emerges
one and the same problem—the dynamics of mind,
specifically the human mind. As teacher of education
you must consider what motives are in operation in
both adult life and child life, how selection among
them is made, and how some can be caused to grow,
and others not to grow. As student of the psychology
of religion you must inquire what it is that allures
men into their enormous involvement in religious
practices and institutions. As churchman and as citizen
of the world you pause before the waning influence
of churches upon civilization, and before the
waxing influence of industrialism; and you cannot
ignore either the large-scale ignoble conduct that
we are witnessing or the cynical explanations of it
that are rife.
Thus the task of identifying the good and the evil
at the springs of conduct forces itself upon you.
Scientific psychology meets your curiosity only half
way, or less than half way. Until recently it has been
too little interested in mental dynamics; it has felt
a compulsion to generalize the human and sub-human,
the mental and the biological, the biological
and the physical, with no corresponding concentration
upon the specific performances of the human
mind; it has been, that is to say, self-forgetting; and,
even now that the dynamic problem is coming to the
fore, the question what we human beings specifically
are, dynamically considered, has only begun to be
asked.
But, surrounding the uncertainties of technical
psychology, there is a world of certainties, or at
least assumptions, on the part of “practical” men.
The nature of “human nature” has become everybody’s
concern. From our sex-tangles up through
our industrial and economic tangles to our international
tangles, some notion of human motives is a
controlling factor in thought and policy. Literature
is, of course, saturated with assumptions concerning
the springs of action. With great frequency
in recent years exposition of such assumptions has
been the theme of fiction and of drama. The schools
and the churches, on their part, make one or another
view of our motives the base-line of all their planning.
A general survey of this partly technical but
mostly untechnical mass of opinions appears to be
worth undertaking. It is doubly needed just now
because there is extensive and growing dissent from
assumptions concerning the inherent nobility of our
nature that were taken for granted not so long ago.
We have entered upon a period of spiritual depression.
The opinion may be ventured, moreover, that
some view of human motives is going to be the turning
point of every perilous issue in modern life and
civilization.
This is the area that I have surveyed. I have done
it with any critical apparatus that I could lay my
hands upon, not scrupling to place side by side considerations
drawn from psychology, biology, current
history, education, and common experience.
Throughout my treatment of this theme I have
freely applied valuational terms such as “good,”
“bad,” “high,” and “low” to facts of conduct and
to motives, and I have treated various experiences
as desirable or undesirable. This involves an assumption,
of course. For it is possible to entertain a view
of motivation that forbids us to think that anything
is better than anything else.
I bring to life; I bring to death.
I know no more.
It has seemed unnecessary to confront this view
with a theory of valuation; rather, I have taken for
granted—as even the exponents of a-morality do
when their theory has to be defended—that better
and worse have objective meaning. Further, I have
assumed the validity of the general trend of valuations
that has already put the common good above
egoistic satisfactions, and that would add to physiological
welfare a growing experience of knowledge,
beauty, and fellowship.
An invitation to give the Nathaniel Taylor lectures
at the Divinity School of Yale University in
the spring of 1926 jogged me into the present effort
to systematize problems and considerations that long
had made my roof their habitation. The interest that
was shown in the problem of the lectures—for which,
as well as the jogging just mentioned I am deeply
indebted—instead of making me ready to print,
drove me to further study. As a consequence, though
the general organization of the discussion still follows
the course of the four lectures, additional problems
have been attacked, the material has been multiplied,
and further solutions have been offered.
So runs an old hymn. If it were true, we should be
in a bad fix.
A savage, indeed, wants little; this is what makes
him a savage. You cannot pry him loose from his
savagery except by the lever of increased desires,
whether for a rifle, or for a piece of calico, or for a
house with windows.
Whatever keeps us going in any direction, together
with whatever makes us select a new direction
from time to time—in other words, our motivation—is
what we are. Meagre wants, meagre manhood;
enlarging wants, enlarging manhood. The man of
heroic mold makes outreaching demands upon life,
unabashed by the difficulty of supplying them.
Even the Stoics who, superficially considered, practised
renunciation of wants, in reality withdrew from
smaller wants into larger ones. They did not forego
but cultivated the cravings of intellect; in human
relations magnanimity was their standard, with dignified
friendship as an experience fit for a philosopher.
It was this expansiveness of their motives that
made possible their serenity of spirit.
A generation that has a large supply of narrow-range
wants, together with plenty of corresponding
narrow-range goods, easily becomes self-deceived.
Because it gets what it wants, it believes that it is
efficient. It fancies that if one only enlarges one’s
barns and fills them full one will live more largely,
whereas, to live in the human way is to manipulate
our wants, and to live largely is to expand, diversify,
and re-create them.
The excuse for saying so obvious a thing is that,
in spite of its obviousness, people do not believe it.
If they did, the state of education and of religion,
both of which have specifically to do with the ends
of living, would be different from what it is.
Churches and schools are peddling the wares that
they already possess instead of stimulating a demand
for better goods than we have in stock.
Dr. Faustus, in his meditative search for the foundation
of existence, rejects the Johannine dictum,
“In the beginning was the Word” (or universal
Reason), substituting for it, “In the beginning was
the Act.” He might well have said, “In the beginning
was the Want.”
What then, are the motives of men? In particular,
what are we capable of wanting, and what are we
capable of doing with our wants? After moving
some little distance from the wants of savages, must
we pause and merely repeat our wantings henceforth?
Or, indeed, are our desires in any significant way
different from those of our savage ancestors? If we
are able to manage our desires to any degree, what
is the main problem of management, and how is it
to be solved?
PART I DISILLUSIONMENT WITH RESPECT TO HIMSELF CREEPS UPON TWENTIETH-CENTURY MAN
II OUR BELIEF IN MAN YESTERDAY AND TODAY
A lumber-jack resolved that he would build himself
a home, and settle down. Selecting a piece of
timberland, he proceeded to clear it. Day after day,
week after week, his great muscles worked with axe
and saw, and with chain and reins until the trees
were felled and burned, and the time for grubbing
and planting had come. Then he looked at his cleared
land, and behold, the ground was so rocky that it
was not worth cultivating. For he was a specialist
in subduing mighty forests, not in nurturing food-plants.
The western world, having found a key to the
knowledge that is power—the key of scientific method—has
been engaged for a few generations in unprecedented
exploits in the mastery of nature. Her
resources have been discovered and seized; processes
of control have been devised; tools have been invented;
hitherto intractable areas of the universe
have been subdued; and power and possessions
beyond all the dreams of our fathers are in our
hands.[1]
The result is, of course, a changed position of man
in the physical universe; but it is not merely this.
Man’s position in relation to man has changed likewise.
For we have been at work upon mankind as
well as upon wood and iron. The occupations of men,
and their possessions also, have silently wrought
within the mind, the servant fashioning his master
as well as the master the servant. Our inlooks as well
as our outlooks have undergone a metamorphosis.
Here, in men’s attitudes toward one another, and in
what they think of themselves, we come upon the
most significant product of modern science, invention,
and industry.
The chief output of mines is miners and mine operators;
the chief product of factories is operatives, managers,
and absentee shareholders; the goods mainly
dealt in by department stores are salespeople and
customers; the outstanding contribution of finance
in the modern world does not appear in the profit-and-loss
account of any bank, for it is the banker
himself and his clients. If we would estimate the
efficiencies of the industrial age, we must study the
men, women and children all about us, and among
other things we must take account of what they think
of one another.
Some of the things that are happening to us can
readily be discerned. This high-strung humanity of
ours is awake on some sides of its mind if not on
others; it is highly organized, industrially focalized,
scientifically managed, psychologically analyzed;
it is rich in things, but it is distracted and
ethically upset. At the moment when enormous power
to work our will is added to us, we become partly
unsure as to what we want, but mostly a sense of
disillusionment pervades our powers. Disillusionment,
that is, with respect to the genuine worth of all our
motives and all our straining and striving and organizing.
The signs of this depression are unmistakable.
In the last quarter of the nineteenth century our
youth were nurtured upon Tennyson’s smooth confidence
that “Nothing walks with aimless feet”; upon
Browning’s morning song, “All’s well with the
world”; upon Emerson’s apothegm that when two
neighbors converse across a fence, “Jove nods to Jove
over the head of each.” A divinity within man seemed
to be attested by his conquest of nature, by his place
in the system of evolution, by the progress of knowledge,
by the developmental character of religions, and
by the growth of philanthropy. Under the widely-heralded
doctrine of divine immanence all creation
was meaningful, and the human mind, in particular,
was taken to be the point at which the otherwise
hidden meanings of the universe blossomed forth.
Even in the strain of economic life there was a certain
lushness of belief in human capacity. Corresponding
to the feeling that our natural resources
were exhaustless, there was a prevalent assumption
that success was within the reach of anyone who chose
to be industrious and enterprising. An enormous
increase of immigration was welcomed. Having
purged ourselves of slavery, we believed that the
United States had reached its political maturity, and
that it was destined to be the political light of the
whole world. The capacity of men to govern themselves
was taken for granted. Thus, in America, at
least, human kind felt itself to be young, growing,
destined to high achievement; and these were taken
to be simply human qualities that manifest themselves
wherever environmental conditions are favorable.
At none of these points does the old confidence in
man remain unimpaired. We are not so sure that
progress is inherently provided for in the nature of
man; we are far more sure of something old, crude,
and of pine-stump quality in our make-up. Tacitly,
if not overtly, men assume that irrational desires
are the dominant forces within us, and that conflict
has precedence in human motives. There is a growing
skepticism of the worth of the common man.
It is becoming almost popular to sneer at democracy.
We rely—increasingly, it appears—upon force
and cunning, or upon the automatic working of
social mechanisms, instead of trusting to open eyes
and to reason. We are afraid to use our freedom, or
to let others enjoy the liberties that we have guaranteed
in our laws and constitutions. We are putting
up walls of many kinds to protect ourselves from our
fellows. A partly blatant, partly furtive nationalism
has displaced the bland and expansive political consciousness
of the last generation, and both at home
and abroad our policies are governed by an ungenerous
caution. In all our history were we ever moved by
fears as much as now? Were forward-looking proposals
ever so regularly confronted with “Human
nature being what it is, you cannot do it”?
A child with lots of playthings, but fidgeting, and
dissatisfied with himself—here is a motif for a cartoonist
who would depict the present condition of
the western world.
How is this clouding of our sky to be accounted
for, and what does it signify concerning the immediate
tasks of our civilization? Is this depreciation of
man simply a phase of the depression that always
follows a great war? Is it a by-product of modern
science, which reveals on the one hand the baffling immensity
of nature, and on the other hand our blood-relationship
with the lowest orders of living things?
Is it a consequence of scientific psychology in general;
or of behaviorism in particular; or, perchance,
of psychoanalysis? Has it been “put over” on the
populace by dramatists and fiction-mongers who find
it remunerative to exaggerate the selfish and sensual
aspects of life in the name of realism? Even if all
these have combined to push us in the same direction,
are they sufficient to account for what has happened?
To what degree are they symptoms, and to what
degree causes? May not the everyday conduct of all
of us have had some influence in determining what we
think of one another? If so, how does it happen that
we have so behaved ourselves as to lower our estimate
of human motives in general? What have we done
to produce the present disillusionment?
III WHAT THE WAR DID TO OUR BELIEF IN MAN
If the term “war” includes, as well it may, what
goes on in the minds of men when nations cross
swords, then the hardest battles, the greatest victories,
and the greatest defeats of the Great War
occurred, not upon the soil of France, but within our
sense of the meaning and value of life. Looked at in
this most profound and tragic way, the War is still
going on. For in our own souls kindly and trustful
sentiments are engaged in mortal combat with a
powerful urge towards distrust and contempt, if not
hate; and—what is of the utmost consequence—in
this battle national boundaries disappear altogether.
We are to win or to lose for mankind as a whole; our
respect for ourselves, with all that this implies, will
go up or down with our respect for those that,
nationalistically considered, have been or yet may
be our enemies.
The psychological history of the War proves this.
During the years that immediately preceded the outbreak
of hostilities something like a mild, cosmopolitan
humanitarianism prevailed in the mass of the
people, even though it did not prevail and never had
done so in the offices of state where, as a regular part
of the day’s work, wars are forecast and prepared
for. Surprise at the thunderous onset of the storm
was followed immediately by desire to fix upon somebody
the blame for it. This natural impulse was
abetted directly and of policy by the various governments
involved in order to enlist moral sentiment,
or what the people felt to be moral sentiment, against
the enemy. The truth concerning the causes of the
War was not the concern of any of the warring
states; rather, regimenting, militarizing the consciences
of the people so that they would fight more
bitterly and obey their commanders more unquestioningly,
was the all-dominating policy.
Next came the exposition and interpretation of
battlefield experience. Again it was in the nature of
the situation that the people should spontaneously
abhor the enemy—was he not killing and maiming
our boys? Under these conditions two things were
certain to happen: Combatants on both sides were
bound to grow ruthless, and on both sides the ruthlessness
of the enemy was bound to be exaggerated
even without intent to deceive, while the ruthlessness
of our own soldiers (whichever side we were on) was
not described to us; it was a technical military
detail.
Then was added deception of our own people as an
apparently necessary military measure. To work up
the whole people into one consuming fury, yet a fury
utterly obedient to military command, seemed to be
the dictate of mere efficiency. Hence tales of atrocities,
in which fact, honest error, and deliberate lies
were inextricably mixed, were fed to the populace by
marvellously organized departments of propaganda.
It happened that psychologists had just then worked
out various problems of effective advertising, salesmanship,
and personnel management, so that an instrument
of enormous potentiality was available. Its
power was at a maximum now, because the authorities
of the state were able to close all competing channels
of public information.
The first result of this psychic campaign was the
arousal of much of the desired fury. It involved and
evolved great simplicity of conviction: The enemy
state is totally bad; then, the enemy people are
totally bad, one and all; then, the racial stock is
totally bad, so that even the children of the enemy
are unfit to live; conversely, we, taken in our governmental
capacity, are above criticism; yes, we belong
to an innately superior stock, and our allies are
about as good as we are.
Let us keep our eyes upon our main question, and
not be diverted into the other lines of thought that
are here near the surface. Our sole present concern
is to see what effect the total War experience had
upon our respect for human nature. At the culmination
of the mental hostilities extreme contempt for a
part of mankind was married to extreme approval of
another part.
Here was, of course, unstable equilibrium; there
was bound to be some sort of tip-over, perhaps a
succession of tip-overs. Effort followed to prevent a
radical reversal of this type of judgment, it is true,
by hunting for innate superiorities and inferiorities
of race. It is a safe guess that the future historian
of science will smile at the nursing bottles that were
offered to our self-esteem directly following the War!
Such feeding was peculiarly inept in the United
States. Here, where many races both mingle and
intermarry, the notion of racial virtues and racial
defects could not bolster up our national pride or our
contempt for any other people.
Even if this race-discrimination that calls itself
scientific were well established and agreed upon by
experts, it could not protect our self-respect against
calamities that came to it directly from the War.
For the nature of governmental propaganda was
found out. Citizens learned that they had been deliberately,
systematically, and grossly deceived by their
own virtue-professing governments. This of itself
would have been sufficient to take away both the
glamour of our assumed superiority and the hideousness
of the enemy’s depravity. But this revelation of
the real nature of the modern state was only one of
several experiences that focussed at the same point.
Dissatisfaction with the terms of the peace and with
the post-bellum tactics of our allies; the realization
that more wars are now in the making, and that
even one more war may wreck civilization; the financial
costs and the financial entanglements entailed
by our martial exploit; revelations concerning the
profits of patriotism; finally, analyses of the intelligence
tests that were given to our soldiers—all these
worked directly against the high-flown self-esteem
that buoyed us up during the clash of arms.
But the bursting of the bubble has not produced
the humility of the penitent or of the learner. Instead
of being stimulated to a reasonable re-assessment of
our national needs, we are irritated, we fall a-scrambling
among ourselves, our life as a people lacks
meaning to us ourselves—unless, indeed, this meaning
be economic imperialism, of which more later.
Thus it is that, in the by and large, our estimate
of the motives of men, our own motives included, has
shifted by reason of our war-experience in the direction
of what we believed the enemy to be while we were
fighting him in the field. It is true that our estimate
of him has been modified, for the most part grudgingly,
yet “In the War you see what human nature
really is” comes painfully close to being the net average
judgment of the whole psychic tragedy. It is
not only the cynic who says this; it is not only an
occasional psychologist who thinks that man is by
nature a fighting animal; the statesman, the financier,
the industrialist, and the “man in the street” are
more on guard against man as such.
But this is not the whole story; the “inside of the
cup” still requires examination. What if the War
itself sprang from causes that were already undermining
man’s confidence in man? What if the silliness
of our views of man in 1918 were merely a pustule
through which a systemic social disease poured
itself? Certainly the current “There you see what
human nature really is” is less a discovery than a
confirmation of an antecedent opinion; it is an “I
told you so.” It is patent to all who think about such
matters that the Great War was no meteorite, dropping
upon us from outside our system of everyday
life, but a direct and entirely to-be-expected growth
within this system. Society did not suddenly change
its habits, or suddenly get sick. Conflict was already
here under other names—the language was industrial,
commercial, economic, but the hand was the
hand of Jacob. We shall have occasion, a little later
in our inquiry, to ask somewhat in detail what motives
industrialism has been bringing to the fore, and what
part, accordingly, industrialism has had in bringing
about the present sense of disillusionment. Certainly
the roots of the modern war-system derive their chief
sustenance from economic desires; and just as certainly
we were judging men before the War by these
desires and by the conduct that they produced.
This mind-set, already present when hostilities
started, helps explain several items in the psychic
history of the War. Take, for example, the grotesque
psychic compound, patriotism plus profiteering.
How was it possible, it has been said, for citizens to
profess intense patriotism and utter devotion to winning
the War at the very moment when they extorted
high payment for their support of it? Did they want
the War merely for the sake of the profits it brought
them? No, for they gave their sons with alacrity.
The human-nature puzzle that we have to work out
is that of a sincere patriotism that could be at the
same time (as far as the profiteer’s consciousness is
concerned) an eager, self-regarding, profit-making
business enterprise. The solution of the puzzle, apart
from the general principle of mixed motives, is to be
found in the habitual meaning that life already had
acquired. Of course one must make profits from every
move; why not? The irony of the situation—unperturbed
and sincere devotion to a way of life that produces
wars that sacrifice one’s own offspring in battle—is
obvious to anyone who stands outside industrialism
as an observer and critic of it. To some
extent, the people have begun to see it; the emotional
color of the term “war profiteer” is evidence; but
we shall not appreciate the whole truth until we realize
that in and through the accepted ways of industrialism
a degraded view of “what we are here for”
had come to be taken for granted.
It is partly because men did not assume nobility
in man, and were therefore unready to look for it
or notice it, and therefore did not tell others of it
when it did break forth, that we heard so little concerning
the finest conduct of the soldiers of all the
belligerent powers, friend and foe alike. Think of
the sportsmanlike treatment of enemies while the
fighting was still going on; the magnanimity that
was taken for granted in individual relations between
warriors; the countless deeds of mercy both within
the area of hostilities and round about, both during
and after the conflict; the half dumb, and wholly
blind, belief of many a soldier that he was doing his
utmost for an ideal cause; and do not forget the sincere
response of the mass of the American people
to the idealism of the “Fourteen Points.” Weigh all
this, and then add to it the fact that war-makers
cannot get their own people to fight without first
deceitfully frightening them or artificially working
up hatred by means of propaganda.
Here, as in the case of the war-profiteer, we behold
moral confusion, but on the whole a downward trend
in our regard for our own qualities. Our returning
soldiers, voicing the slogan “Treat ’em rough!” and
applying it alike to former enemies and to citizens
who made moral distinctions with respect to former
enemies, gave us a hint of the extent to which belief
in force as the arbiter of human relations was spreading.
Taken simply and without qualification, this
belief means, among other things, that men are
bound to fight, and that when they fight they will
be ruthless butchers on the field and smug profiteers
at home. This is not quite true, but why do we constantly
drift towards a belief that it is? Why do we
not counteract it by bringing into the foreground
the generosity that men actually exhibit, and even the
fact that lower and higher motives are struggling
within them? A war does not suddenly create such
beliefs. They were here before 1914; they helped
make the world-catastrophe possible, but they have
now been accelerated by their own work.
We now have the clue to certain incidents and
phases of the peace-making. It was a peace-making
only in the relatively superficial sense of pausing in
the use of explosives. It was not reconciliation; it was
external, not psychic; and it was external because all
the peacemakers assumed that the conventionally
accepted motives are fundamental in human nature
and are to be dominant “world without end.” Underneath
all the instability of the peace and all the insincerity
of such measures as the mandates is a low conception
of what we are, what we want, and what we
are capable of becoming—a conception that was not
created by the War.
Why is it that the universal horror of this War
does not lead to repentance for war-making? Repentance,
that is, for the habitual indulgence of motives
and methods of daily living that make armies and
navies, secretaries of war (actually normal in times
of peace), international animosities, and finally war
itself a characteristic phase of nationalism? Why
don’t we turn over a new leaf? Made-to-order psychology
which attributes the climax of fighting to a
fighting instinct, ignoring the actual antecedents of
every actual war, does not get us far toward an
explanation, even if it has within itself a fragment
of truth. We must go back to our everyday living if
we are to explain our reluctance to repent for war-making,
and we must see our everyday living in
terms primarily of our wants and our notions about
them. Practically nobody wants war; we are not
exactly tigers and vultures; but something prevents
us from having robust confidence in our ability to
avoid the fatal steps. Fortunately, we are not consistently
depreciative of ourselves. Even at Versailles,
much more in the League of Nations (with all its
handicaps and timidities), still more, possibly, in the
World Court, an inextinguishable hope, a living
shoot of real confidence in human nature, is perceptible.
What shall come of it will depend, in some measure,
upon stopping to consider what we want, and
then thinking straight.
IV HAS THE THEORY OF EVOLUTION DEGRADED US IN OUR OWN EYES?
What keeps alive the notion that the theory of
evolution derogates from the dignity of man? One
would suppose, offhand, that nothing but our own
conduct could either disgrace or dignify us except
to minds that judge by perverted standards. In a
period of history in which society has begun to shake
off artificial class-distinctions, and to permit men to
rise or fall by virtue of their own individual force
or lack of force, how can we revert to an exaggerated
pride or shame of ancestry?
A third of a century ago a college student, for the
first time coming to close quarters with the biological
view of man, asked, “Professor, what becomes of our
respect for man if he is a blood-relative of the
beasts?” I replied, mindful of the fact that this student
and his family were new Americans, “Does the
worth of an individual depend upon what his grandfather
was, or rather upon what he himself is?” The
student, with a laugh, promptly took the position
of all believers in democracy—“A man’s a man for
a’ that!”
Even Ezekiel of old, with few democratic traditions,
but deeply reflecting upon the ways of God,
rejected the doctrine that worth or desert depends
upon membership in any ancestral or other group.
The people expressed their traditional view in the
aphorism, “The fathers have eaten sour grapes, and
the children’s teeth are on edge,” but the prophet
declared that God judges “everyone according to
his ways.” One would expect those who are not only
heirs of the democratic tradition but also lovers of
the Bible to take the same point of view. Yet it is
chiefly persons versed in the Bible who complain that
belief in evolution must degrade us in our own eyes.
Perhaps “versed in the Bible” is not the best designation,
for the persons in question are those who are
most inclined to a literal interpretation of the biblical
story of creation, which declares that man was
made “out of the dust of the ground.” How, one wonders,
does this text affect the Fundamentalist’s notion
of human dignity?
Evidently there is something in the background of
the objector’s mind that is not specified in his argument.
What is this unmentioned premise? Is the
complaint that the dignity of man is affronted by the
theory of evolution a case of “rationalization,” that
is, the invention of a reason that for some cause is
more convenient than the facts—an invention that
may not be realized to be thus artificial?
The objection does not rest upon any alleged letting-down
of conduct that can be traced to a belief
in evolution. It may very well have happened that,
by the roundabout way of a different sort of rationalization,
consciousness of our evolutionary origin
has promoted loose living. For example, those whose
philosophy of life already was, “Let us eat, drink,
and be merry, for tomorrow we die,” might have
said, “We are animals anyway; let us live as such.”
This would have been self-sophistication, of course,
for no evolution-theory ever said that we are not,
qua human, different from other animals; moreover,
the “Let us” was not derived or derivable from the
theory. At most, we have here a rationalizing excuse
by which to maintain one’s “face” to oneself or to
others. But anti-evolutionists fail to give specific evidence
that even in this indirect and sophistical way
the theory has produced a letting down.
It is possible that the mistaken identification of
evolution with a single theory of its process, struggle
for existence and survival of the fittest, has aided
and abetted selfishness and ruthlessness in competitive
business and competitive nationalism. But this
kind of competition does not wait for scientific justification,
and when it alleges evolution as an excuse,
it indulges in self-sophistication just as do the sybarites
who have been mentioned. For “existence” does
not mean the same thing for man and his animal
ancestors, and therefore “fittest” does not. In pre-human
species there is no precedent for the alternatives
between which the business man and the statesman
have to choose. Rationalization again!
It is scarcely necessary to inquire whether academic
ethical theory has been seduced by the evolutionary
aspect of life. Little more is needed than to
recall a name and a circumstance or two. The name
is that of Huxley, rigorous evolutionist, who with all
the emphasis that he could command insisted that the
tooth-and-claw principle does not apply to the human
species. An important circumstance is the blossoming
of humanitarian service during this period, with
its inevitable reverberation in ethical thinking. The
ethical life is now almost universally understood to
be the life of mutual helpfulness. This view is strongly
backed up by sociology, theoretical and practical,
with its continual reminder of the solidarity of men,
and by the parallel development of social psychology,
which finds that personal existence as such is a mutual
affair.
All the more reason, then, for asking why anybody
supposes that our respect for ourselves depends
at all upon our holding or not holding the evolution
theory. If, in order to answer this question, I must
flail some old straw, the excuse is that the search for
the sources of our twentieth-century depreciation of
man is worthy of some thoroughness. Well, then, it
is clear that there is no logical thoroughfare between
our disillusionment and the theory of descent. As far
as the logic of the theological anxiety is concerned,
Huxley’s retort to Wilberforce in the famous sitting
of the British Association is final. If we were
logical, it would be far more derogatory to our
amour propre to be related to a human scoundrel,
or even, as Huxley so crushingly said, to an evasive,
only half-honest debater, than to reckon ape-like
creatures in our ancestry.
As a matter of fact, we do retain our regard for
ourselves in the full light of our blood-relationship
with men of all sorts of evil traits, even brutish ones.
Fox, tiger, serpent, viper, shark, blood-sucker, vulture—all
these epithets—some of them actually biblical—have
long been applied to members of our
species. Within the consanguinity of the most convinced
Fundamentalist there are thieves, murderers,
ravishers, maniacs, and idiots. One whose self-respect
remains intact in the presence of this truth is simply
self-deceived if he imagines that his sense of human
dignity would be affronted by admitting that the
anthropoids are his distant cousins. No, each of us
readily asserts his superiority to his relatives, so
readily that the theory of evolution simply cannot
have had the effect supposed. At the most, advantage
has been taken of it to emphasize or reinforce notions
that have their source elsewhere. In the case of the
Fundamentalists, antagonism to the concept of evolution
upon this ground is a cloak that is employed,
more or less unconsciously, to cover some other
reason for the opposition.
The more one looks into the course of religious
thought, and of popular thought in general, since
Darwin, the more certain becomes this conclusion.
Biologists and biological psychologists, as far as I
am aware, never claimed to add a single item to the
already recognized list of beast-like qualities in men,
and theologians never attacked evolution upon any
such ground. Rather, what the new view of us added
was an explanation of “how we got that way,” and
the explanation—mark this—constituted a partial
excuse (not justification, but excuse) for much of
our bad conduct. It actually lifted from us a part
of the condemnation that was inherent in the theological
view of special creation.
It is a fact, moreover, that—whether logically or
not—from the evolutionary view of the past men
gathered confidence in their own capacity for progress.
Today we are actually embarrassed by the too-easy
identification of evolution with progress. Men’s
self-esteem was too much enhanced and soothed.
What is not less interesting from the theological
point of view is that the previously current views of
the nature and work of God were ennobled. Whether
logically or not, men thought that they saw more
meanings, or saw them more clearly, in the system of
nature. “Star-dust, and star-pilgrimages,” to use
Emerson’s phrase, were not just “there”; they were
getting ready to be the home of living things; and
the lower forms of life were regarded as pointers-forward
to higher forms. Again to borrow from the
Concord “prophet of the soul,”
And the poor worm shall plot and plan
What it will do when it is man.
A recent declaration by a number of eminent men,
some of them on the highest round of the scientific
ladder, that the evolutionary view of nature ennobles
the thought of God is historically true at least; the
event has occurred. In short, the atmospheric change
was not toward the depression of a sultry day but
toward the invigoration of a fresh, appetite-creating
breeze.
The sophistic that turned this into an alleged
depletion of our moral vim is not far to seek. The
reason why certain persons did not rejoice at the
excuses that evolution provides for much of our
faultiness is that they did not want us to be excused,
but condemned. They wanted this, not because they
were vicious, but because they held a theology that
required them to think so. And because this authoritative
theology had settled upon one way as the only
one whereby man could be released from the sins that
beset him, it could not rejoice to discover that there
are other openers of prison doors.
If many of the dogmatically faithful did not think
their way into quite all this detail, they realized at
least that to accept at the hands of evolution an
ennobled view of man or of God would involve admitting
inadequacy and lack of true authority in
the dogmatic system. The dogmas never were complimentary
to human nature, but—O droll self-delusion—when
science offered us a real compliment,
dogma insisted that it was an insult to our exalted
dignity!
V THE IRRATIONALITY OF MAN AS A LITERARY MOTIF
“What a noble work is man!” is a characteristic
sentiment of classical English literature. “What a
work is man!” is the burden of the most distinctive
literature of our day. The difference between the two
exclamations is the difference between sunshine with
clouds and clouds without sunshine.
Our literature always has had rogues and villains
galore, hypocrites and egotists, folly in good people
and goodness in bad people. Human life and human
nature have been pictured as spotted and mixed-up,
and strife and confusion have not always been cleared
up in the dénouement. But this was a mixture, a
confusion, and a strife, of genuine opposites. That
there are truly noble motives was not doubted; it was,
indeed, the entanglements of nobility in a world that
contains also stupidity, selfishness, sensuality, and
cruelty that furnished the main dramatic situations,
whether between individuals or within an individual’s
own soul.
The same objective material receives in our day
a fundamentally different treatment. That we have
fewer “happy endings” is not the main point, and it
is not necessarily significant. What is significant is
a shift of the main basis of dramatic contrasts and
oppositions, and the insertion of a new set of tensions,
together with the assumption, or the mood, that lies
back of the change.
Whereas, our classical tradition opposed moral
ugliness or weakness to moral beauty or strength, the
new mode is not certain that there are any such dividing
lines in our experience. It finds in life, rather, a
mêlée of impulses in which there intermingles more
or less policing that imagines itself to be of superior
quality but is actually part and parcel of the mêlée.
In the instincts a literary bonanza has been discovered.
Pit them against one another; tangle them up;
make them intense and ruthless to the point of savagery
or beastliness, or make them crafty and
adroitly unscrupulous; ignore the presence in the
world of religious aspiration, or, better still, expose
it as a self-deceived servitor of the powers that it
would rule—in short, play irrationality against irrationality,
some of it deceiving itself by its own camouflage,
and you will be up to date.
If this literature cannot paint with epic strokes
because its theme, man, lacks heroic proportions, it
does create a complicated and many-patterned chiaroscuro
that, I am ready to believe, is a real contribution
to literary technic. But whatever virtues or
vices of technical art one may find here (which is
not my concern), the inlooks are disillusioning. Even
if the lines do not say so, you will find it between the
lines. It permeates the assumptions of the characters
or, if it does not, it suffuses the plot, governing the
choice of characters, situations, incidents, developments;
it is testified to by atmosphere, perspective,
and very effectively by silences. If, as sometimes happens
in current plots as well as in classic tragedy,
Fate is the chief actor, it is not sublimely grand or
even mysterious, giving the spectator a feeling that
even the irremediable ills of life are a tribute to the
greatness and dignity of existence, but a mean Fate
(rather, fate), a mere mechanical determinism in the
sphere of desire. The spectator goes away unawed,
unadmiring, untrustful toward his species. Life is a
mole that burrows under the garden of our ideals,
nipping off at the roots one plant after another.
Or, life is a firecracker; a glittering splutter, then an
explosion or a fizzle, then fragments of smoking
refuse—nothing but combustion.
It is far from the purpose of this characterization
to indulge in any general literary criticism, or completely
to assess the movement now in question. The
only reason for alluding to it is that here, in a clearly
influential portion of current writing, the disillusionment
now under consideration is a ruling presence.
The spirit of it is displayed in fiction, drama, poetry,
and biography. It is bent upon stripping off the disguises
of men, puncturing their pride, and revealing
them as creatures of elemental, a-moral, not-to-be-denied
impulses. Now and then an impression of
power is conveyed by the sheer intensity or explosiveness
of an instinctive desire, but anon human wants
appear narrow, mean, vulgar, or sordid. “Spoon
River” and “Main Street!” Authors psychologizing,
just as diplomats do, with hard cynicism. And this
cynicism is not intended as caricature, with its precious
privilege of telling the truth by exaggeration,
nor satire, isolating foibles in order to put them into
the pillory; the literature in question intends to
present the actuality of human life as against the
conventionalized dreaming of the Victorian period.
Two or three examples may be adduced for the
sake of concreteness. A reviewer gives the following
exposition of the philosophy of life that actuates
Mr. Dreiser’s novels: “To him it seemed ... that
novelists, ... enamoured of moral delicacy and
psychological subtleties, ... had forgotten the
simple motives by which the vast majority of mankind
are moved; so with a single shrug he sloughed
off once and for all the implications of the theory
that man is primarily a moral animal, and he did
this much as the behaviorists in psychology sloughed
off the soul. He adopted, instead, what he called ‘a
theory of animal conduct.’” The leading character in
Dreiser’s “An American Tragedy,” the reviewer goes
on to say, “is not unaware of the moral precepts
which his parents have inculcated, nor is he unmoved
by the thought of another’s pain. But these things
are pale shadows in comparison with needs and lusts
which are nourished, not by ideas and habits, but by
blood. They may go forth to battle but they never
win; they may haunt the mind like overtones or like
ghosts but they never direct a crucial action....
At no point in all the vast and closely woven story
does any motive based upon moral, social, or religious
abstractions count” (Joseph Wood Krutch in the
Nation, Feb. 10, 1926, p. 152).
The same writer of analytic reviews calls Eugene
O’Neill’s “The Great God Brown” a “passionate attempt
to expound the mystery of the artist’s maladjustment
and of that perpetual tendency of his to
slide into the mud while aspiring toward the stars.
Its hero, ... unhappy himself, ... has been the
cause of unhappiness in others, and when he dies he
knows no more than that he has lived.... He has
not seen the face of either God or Devil clearly
enough to know which was which, and it is with
curses that he has uttered the sincerest of his prayers....
The thirteen scenes ... are thirteen dancing
stars still molten and fluid like the chaos from which
they sprung. They are moments in the life of a man
described in a brilliantly poetic sentence as one who
‘had looked into his own dark and was afraid’; and
they are thus, it is difficult not to believe, fragmentary
confessions from that dramatist who has peered more
intently than any of his countrymen at the fantastic
shadows cast by reality upon the walls of the dark
cavern which is the self” (Same number of the
Nation, pp. 164 f.).
A less tempestuous form of disillusionment appears
in the (would-be-bestowed) Pulitzer Prize novel, Sinclair
Lewis’s “Arrowsmith.” The main action takes
place upon the plane, not of brawling passions, but
of the supposably rational life. Most persons of intelligence
assume that, however mixed or fragile the
values of other undertakings may be, scientific
research is a truly noble and profoundly worthwhile
type of human conduct. Very well, says the
author of “Arrowsmith,” let us look at the thing in
actual operation in our present world. Are you carried
away by the researcher’s dispassionate objectivity
and his passionate devotion to truth? In fact,
this dispassionate passion is in a constantly losing
fight with enemies both within and without the
researcher.
For, first, since research must be cooperative and
organized, institutionalism seizes the opportunity to
lay the long fingers of its dead hand upon every condition
and plan. Next, vulgar utility, because it
purveys the physical sustenance of science, craftily
opens and closes the doors through which the researcher
has to walk. Then, the mixed motives of
the individuals with whom the researcher must be
associated—the desire for recognition in the scientific
world, the desire for quick results, or for official
position—insinuate themselves like sand in the cogwheels
of a fine mechanism. Humanitarianism, with
its well-meaning desire promptly to relieve distress,
throws its arms around the neck of plain truth-seeking
and drags it under the waves of popular clamor
or applause. Even within the mind of the researcher,
there is no real peace nor unity. Anger and impatience,
plain sex-instinct, and even domestic virtues
entangle his interests and divert him from the
straight line of loyalty to his scientific aspirations.
At times uncertainty seizes him as to whether the
near-by values of efficiency as the world measures it
be not greater, in fact, than the far values of fundamental
truth.
Thus is pictured the life of reason at its intellectual
climax. This is the focus of the story, but not
the whole of it. Around the central character cluster
varied types of life-history, but every type is either
self-contradictory, or consistently shallow, or inadequate
because of its unwise goodness. Not less than in
the rabble of instincts in O’Neill’s “Desire Under the
Elms,” but only in a different manner, and on a
more refined level, man is the victim of himself. The
idea is pursued with both continuity and subtlety.
With continuity because it pervades the minor as well
as the major characters and incidents of the plot;
with subtlety because over-simplification of motives
is skilfully avoided. The finer qualities are presented
as fine and sincere even though the life within which
they occur be smitten with ultimate futility. There
is, indeed, biting cynicism for virtues that are cold
and calculating, but not for warm, impulsive goodness.
But nobody arrives at any destination. As reason
fails to guide the researcher to his desired haven, so
also instinctive wholesomeness fails of its goal. The
one deeply lovable person in the entire story would
have demonstrated, if anyone could do it under the
presuppositions of the author, that life can achieve
a worth-while destiny otherwise than through knowledge.
Leora is natural, spontaneous, affectionate;
she makes adjustments by simple directness of feeling
without artifice or ambition; though she has no
discernible philosophy of life, she is dependable; on
the whole, she seems to be contented. But her simplicity
is that of narrowness, not of comprehension;
she achieves adaptation but not mastery of her situations,
and in the end her lack of any real understanding
of the scientific habits and standards of her husband
overwhelms them both in a needless tragedy.
Everywhere is frustration by inherent, unchangeable
defects; yet no tears, no pathos (for there is
no “might have been”); the irrational is both foreground
and background. A surd in every experience
would not necessarily mean defeat if there were
any self-sustaining meanings also. But if our supposed
meanings turn out to be surds!
There shines in the earlier parts of the story the
steady brilliance of one ideal, that of unswerving
devotion to pure science—wanting to know the exact
truth at all costs. This ideal is incarnated in a
sturdy-willed, growly old priest of the laboratory
from whom young men of science catch the holy
flame. They, one and all, allow it to flicker and smolder;
some of them let it go out; but for a long time
the old priest’s light burns steadily on. The reader
half believes that here, for just once, rationality is
to vindicate itself. At last there comes to the veteran
researcher an opportunity to guard research, and to
extend it, by administering a research institution
that possesses abundant funds. Unknowing that his
motives are mixed and contradictory, he accepts the
fatal advancement, becomes compromised, and is lost.
As a symbol of his descent the novelist makes him
sink into senile dementia. “Vanity of vanities!...
All is vanity.”
How much has this literary exploitation of the
irrational in man had to do with the disillusionment
that has been spreading among us? Have we here
chiefly a cause, or chiefly an effect? If a cause, is it
a major or a minor one? In any case we have a symptom
or diagnostic fact. Disillusionment has gone far
enough to be represented in a considerable body of
literature that cannot be ignored. Whatever much-read
novels and much-witnessed plays reveal concerning
a people or an age is here revealed; whatever they
do to people is being done here and now.
The suggestibleness of human beings is too great
to leave them unaffected by such presentations of
the supposed realities of life; this literature certainly
is furthering disillusionment. But as a secondary
cause. The primary cause is something actual that
sets these literary workers going and then provides
the popular applause. The applauders have had some
sort of experience that makes the picture seem to
have some verisimilitude. Thus we are forced back to
the question, What makes this literature plausible?
What has gotten into our common life that tends
to make us think meanly of ourselves, and that causes
us, particularly, to take our wants as a continuous
and never to be resolved squabble among our desires?
Whatever it is, undoubtedly it is the same thing
that we came upon in the “I told you so” of the war
psychology. In all probability it is so commonplace
that ordinarily it is not noticed, or if it is noticed, is
taken as a to-be-expected expression of the nature
of things. When a world-catastrophe shakes us, we
begin to wake up to the assumptions that we have
so easily fallen into, and when they appear in a new
literature, we say that it is revealing—as it is. But
of just what? The professed derivation of this interpretation
of life from psychology suggests that we
look in this direction for further light upon our
problem.
VI HAS PSYCHOLOGY UNDERMINED OUR SELF-RESPECT
The Sphinx attends a meeting of the Psychological
Sodality.
The Chairman of the Meeting:
Brothers—er, er, Brothers and Sisters: We have
the pleasure, I may say even the honor, of having as
our guest this evening a most venerable member, if
not of our inmost circle (which is not yet venerable
itself, having the age of only a generation), yet a
member of the long and honorable succession of
inquirers into what is, perhaps, the most difficult
problem that has engaged the scientific intellect—the
problem of the nature of man. I say “perhaps” the
most difficult problem, for we who have observed the
reactions of the white rat are aware how, under the
rub of exact research, man disappears, like vanishing
cream, in the pores of “the organism.” I am
reminded of this with peculiar force upon the present
occasion because our distinguished guest, like our
laboratories, combines the human and the sub-human
in a single synthesis. Renowned for her cautious
judgment, she is yet more illustrious for her skill in
the formulation of problems. Let me assure her that
the members of this Sodality will have open ears for
her questions, and that we shall be glad to focus upon
them the combined and unified results of our respective
lines of research. Fellow Members, I present
The Sphinx!
The Sphinx:
Your Chairman does me too great honor when he
says that I combine the upper and the lower part of
me in a single synthesis. The fact is that the two
parts of me never have lived together in harmony.
The trouble is with my head. It’s forever saying, “I’m
human, but what is it to be human?” and this keeps
the whole of me in turmoil. I’ve been asking this
question for thousands of years, and asking it is as
far as ever I get. Tough luck; but not as bad as
trying to answer questions that you don’t know
how to ask. Believe me, asking the right question is
the greatest discovery anybody ever makes; it’s
the high-trapeze act of the whole scientific circus.
It makes me tired—I’ve been too tired to stir for
as much as five thousand years—to hear philosophers,
and preachers, and guides of youth “explain” the
mystery of human existence by prating of ghosts,
and souls, and faculties that always are just around
the corner and never where you can get your eyes
upon them (Applause). It all comes about from asking
the wrong question. In this instance, it’s the mud-pie
question: What’s it made of? This question plays
the very deuce. By the way, all of you guys are done
with mud pies, I suppose? I haven’t seen the last
number of your Annals.
A Practicing Psychologist:
May I introduce myself to our distinguished
speaker by explaining that I am a certified practicing
psychologist? From the point of view of my profession
the question that has been put to us is readily
answered: We are done with mud pies. We are not
at all concerned to know whether man is made out
of the dust of the ground or out of the breath of
divinity. Our job is simply to enable men to control,
manage, and manipulate themselves and one another
so as to get what they want with the greatest certainty
and the least expense. And we have had no
mean success in this job. If a child is backward in
school, we find out why, and we tell the teacher what
to do. We have evolved technics for advertising that
increase sales, whip up competition, and compel combination.
We can tell you how to manage salespeople
or factory operatives so that both they and their foremen
will be happier, the output will increase, and
dividends will grow. It was a technic that we devised
that enabled our officials at Washington to do the
people’s thinking for them during the War while the
people supposed all the time that they were doing
their own thinking. Psychology is what psychology
does.
The Sphinx:
You’re just the pin in a haymow that I’ve been
looking for ever since Bacchus went on his first spree!
Nothing else has puzzled me half as much as this
phase of my old question, namely: What do human
beings want? Since the management of minds is your
specialty, practice on me; tell me how I can manage
my head or the minds of men so as to find out what
would really satisfy a human being.
Practicing Psychologist:
I did not say that the practicing psychologist
knows the whole anatomy of man’s desires. For the
most part he takes the word of his clients as to what
they want, and then goes ahead. I simply do not ask
what other demands of human nature may possibly
exist. At the same time I must admit that, in order
to find the economical way to handle the human
factor in any situation, I must always take account
of a complex of instincts. The farther I go in my
work, too, the more complicated the instincts appear
to be. For example, we are discovering that the workman
wants out of his work a great many things
besides wages, even things that wages won’t buy.
As yet, however, we are not sure that the capitalist
(except a queer one now and then) desires anything
but profits. The acquisitive instinct seems completely
to explain the conduct of business.
A Biological Psychologist:
What has just been said illustrates the need of an
inclusive point of view from which to approach the
problem of the instincts. Biology, in its concept of
adjustment, presents us with such a point of view.
All living beings exhibit a push towards the maintenance
and the reproduction of themselves. Thus,
there are two great trunk-roots of behavior, the demand
for self-maintenance (at base the requirement
of food), and the demand for reproduction. Where
reproduction is sexual, we may say that food and sex,
broadly considered, contain the clue to all behavior.
It is necessary, of course, to perceive that each of
these trunk-roots divides into branches and subdivides
into rootlets. Thus, food-getting includes accumulation
for future use, and so it founds what is sometimes
called the acquisitive instinct. Rivalry, jealousy,
and pugnacity belong to the same trunk-root.
On the other hand, the reproductive drive differentiates
into complex activities of courtship, the care of
offspring, the family organization, and all the social
institutions that have sprung from it.
The Sphinx:
You puzzle me. I haven’t been hungry or amorous
since the pyramids were built, and I know I never
wanted offspring. The only thing I’ve really wanted
for these thousands of years is to know what man is—that
is, what he really wants. At this minute I’m all
excited about a particular aspect of this general
question of mine: Does man himself, or only this
queer head of mine, want to know what he wants?
And if so, of which of the two trunk-roots of instinct
is this a rootlet?
An Analytical Psychologist:
The question just asked by our venerable friend
reinforces a consideration that I have many times
presented in our Sodality. Psychology cannot be satisfied
to work within the very broad categories of
biology; she must find her categories within the specific
material with which she deals, and she must pursue
her analyses to the end—that is, until the simple
elements are laid bare. Pursuing this truly scientific
procedure, she finds that mind is a general term for
aggregates of sense-elements on the one hand and
elementary drives on the other. These drives, inherited,
of course, and having biological significance,
are more numerous than we once supposed. Each of
the so-called trunk-roots is in reality a cluster of
roots, and there are others not contained in either
cluster. The sex-instinct knows nothing of offspring;
does not look forward to progeny nor provide care
for the young—often quite the opposite. These
things are managed by another set of instincts.
Moreover, food-getting is not the only sort of instinctive
getting. Curiosity, the prime root of science, is
obviously instinctive. Therefore we may affirm that
the trouble with The Sphinx’s head is the unrest of
an unsatisfied instinct.
A Single-Track Behaviorist:
This makes me as tired as it must make The
Sphinx. Instincts, forsooth! An instinct is nothing
but a name for a class of responses; it does not do
anything nor explain anything. You can have as
many or as few instincts as you like by choosing
your method of classifying behavior. In fact, the
whole notion that desires, instinctive or other, explain
the occurrence of anything is simply a leftover
from the belief in flitting ghosts who did things
in the dark but never where you could see just what
was happening. Bring the facts into the light, and
what do you see (for I know nothing but what I see
and touch)? You behold in our behavior nothing
whatever but a few reflex movements modified in
numerous ways by the conditions, purely physical,
under which they occur. Behavior, which is change of
place, has to be explained from within its own genus,
which is, change of place. This is the last mountain
height of psychology; climb up here, and you shall
see that there are no desires, no wants. Men don’t
want anything; a want is nothing but a bit of vocal
or sub-vocal behavior.
The Sphinx:
Professor, you are a man after my own heart.
You make things so simple. From what you say I
get a hunch that maybe I have been foolish to be so
inquisitive. For thousands of years I have believed
that I was asking my big question about man because
I wanted an answer. You make it clear that I didn’t
ask because I desired an answer, or anything else,
but only because I liked to ask questions. Come to
think of it—it’s plain as a wart on a nose—I couldn’t
ask a question because of anything. In fact, it was
not questions, but movements of my lips, that occurred.
I’ve just been kidding myself, and I don’t
need to worry any more about what goes on in this
head of mine. I really don’t want an answer, and I
don’t want to ask questions. Still, I should like to
know what the rest of you fellows think about this.
A Gestalt-Psychologist:
The latest experiments upon both men and lower
animals fail to justify any of the theories that man’s
mind or his behavior is a composite of elements.
The behavior of men, of chimpanzees, and even of
domestic hens displays types of organization that
cannot be explained as conditioned reflexes, or instinctive
pushes, or associations of sense-elements.
The organization is there when the response first
occurs, not merely afterwards, and new organizations
appear within new responses. The unit for psychology
is the configuration, which is not a simple element.
We are not composites of any kind of elements;
we do not merely repeat and recombine old reactions;
our behavior, through and through, looks forward
to the organized world in which we live. I find the
question of The Sphinx, therefore, not only rational,
but inevitable. The supreme problem of psychology
is: Whither? What are these already organized
wholes that we recognize as mind? How and in what
direction do they grow, and what are they going
towards? Applied to man, the question is, What does
this species really want?
A Self-Psychologist:
The circle is returning into itself! Psychology took
its start—it always does so—from the experience
of being a conscious self. This is the prime datum;
it is the concrete actuality, from which all your
alleged “elements,” sensory, affective, or instinctive,
are derived by abstraction. Mind, as the Gestalt-Psychologist
says, is a self-organizing object. Its
activity, wherever you find it, is purposive striving.
I should say that what ails the Sphinx’s head is
simply the painful effort to become a complete self.
The Sphinx:
Thank you! You have saved my self-respect,
and ...
A Psychoanalyst:
Pardon me, not too fast! Don’t respect yourself
until you find out whether you are respectable, and
above all, don’t rationalize. I am sure that you will
welcome this interruption when I tell you that I am
dealing daily with the dynamics of human conduct in
its most intimate phases, so intimate that people
cannot even recognize them as their own without my
help. I walk among the mud-geysers and the volcanoes
that show what’s really inside. What men think
they want—in fact, most of what you psychologists
think they want—isn’t what they really want, for the
most part, but a lot of deceptive substitutes for what
men really want and have failed to get. Dig down into
the Unconscious, and you shall find libido, the simple
spring that turns all the wheels of the machine. It
is sex-desire broadly considered, though some would
say desire to exalt the ego, or desire just to live (of
which sex-desire is, of course, the chief constituent).
Because these desires are repressed by social conventions,
they seek outlets in strange and deceptive ways,
and thus what we call our character becomes chiefly
a mass of self-deluded virtues and self-deluded faults.
Now, this restless longing of The Sphinx, which she
thinks is a genuine desire to know what man is, conceals ...
Several Voices:
Mr. Chairman! Mr. Chairman, I ...
The Chairman:
Brethren, every member of this Sodality knows
exactly what every other member is about to say.
Would it not be well, instead of listening to ourselves,
to hear the comments of our honored guest?
The Sphinx:
I won’t admit, no I won’t, that this discussion has
given me a headache. I want you to think me more
hard-headed than that, and moreover I might unwittingly
reveal something in my insides that would
shock the Psychoanalyst. All I can say, in view of
your hospitality, is this: When you find out what
you want, I hope you’ll one and all get what you
want, provided you care to have that kind of want.
As for me, the next steamer back to Egypt, where I
shall brood over these things, perhaps, for a few
more thousand years.[2]
To the question whether modern psychology has
undermined our self-respect a partial reply would
be, as we now see, Which modern psychology? One
psychology is pitted against another whenever the
nature of our motives is in question. Here science
has problems rather than solutions, points of view
rather than a point of view.
Only a small proportion of the populace, moreover,
reads scientific psychology. Not by any logical
use of established conclusions of research, then, has
the present disillusionment reached its wide extent.
We are dealing with a mood or sentiment and a habit
into which men have slipped, not with insight that
they have achieved by intellectual labor.[3]
Undoubtedly psychological rumors that have
trickled into town have had an influence. Everybody
who has an articulate desire to be modern is thinking
about human nature in terms that he supposes to be
those of the psychologist. In particular, three propositions
have attained some vogue: That men are
moved by the same instincts as the lower species; that
instinctive conduct is mechanically determined; and
that the reasons conventionally given for conduct
are mostly sophistical “rationalizations” (that is,
merely supposed reasons for that which in reality is
determined by emotion rather than thought). These
ideas give support to the current mood, but they cannot
have had much to do with creating it. As here
used, they are themselves “rationalizations.” The
basis of the mood is some form of common or at least
wide-spread experience. No great ground-swell of
popular sentiment ever originated from anything
else.
Indeed, can we reasonably assume that the wind
blows in only one direction—from psychology to
popular opinion, but not from the popular mood into
the psychology laboratory? Surely psychologists are
human, which is to say that we need a psychology of
their psychologizing. Here is an item of it: (1) The
area that one chooses for investigation; (2) The
questions that one asks; (3) The facts that one
notices or fails to notice; (4) The values that are
noticed in the work of another; and (5) The apparent
size of the sphere within which one acts—all these
are influenced by some interest then and there present.
Now, interest can be awakened in all sorts of
ways. The spirit of the times can shunt research onto
this track or that, and it can make this datum or that
prominent in the mind of the researcher.
It is easy, in fact, to trace to their origin several
of the dominant interests of psychology. Thus it
struggled for scientific standing at a period when
“science” connoted, most clearly of all, physical
science; at a time when the biological concept of
evolution filled the sky; at a time when it was necessary,
in order to be let alone, to seem not to meddle
with theological interests; and, above all, at a time
when industrialism was rushing swiftly towards its
present climax. We shall do no despite to science nor
to any of its devotees if we say that there is a subtle
connection between the dominance of machinery in
our civilization, the prominence of a machine-like
view of motivation in the many works on psychology,
and the predilection of the popular mood for just
this idea of human nature.
VII ACCORDING TO INDUSTRIALISM, WHAT IS MAN?
An ancient poet celebrated the greatness of man
in the following glowing words:
O Lord our Lord, how excellent is thy name in all the
earth! Who hast set thy glory above the heavens....
When I consider thy heavens, the work of thy fingers,
the moon and the stars, which thou hast ordained,
What is man, that thou art mindful of him? And the
son of man, that thou visitest him?
For thou hast made him a little lower than the gods, and
hast crowned him with glory and honor.
Thou madest him to have dominion over the works of thy
hands; thou hast put all things under his feet:
All sheep and oxen, yea, and the beasts of the field;
The fowl of the air, and the fish of the sea.
“Thou madest him to have dominion over the works
of thy hands.” Simple-minded poet, son of herdsman,
hunter, or fisherman, you think man is great because
he domesticates sheep and oxen, and is successful in
his hunting and fishing—so great that even the
maker of the heavens regards him as important!
What would you say if you could witness the conquests
of nature that have followed upon modern
science and invention? You might ride in a car that
is propelled, heated, and lighted by a river a hundred
miles away; you might speak in your natural voice
at Jerusalem and be heard in Egypt; with a turn of
a hand you could start moving a mass that a thousand
of your Palestinian oxen could not budge.
How is it that this enormous increase in our dominion
over nature adds so little to our appreciation
of man? Nay, that it makes us less appreciative than
this rustic?
The answer will be found in some phase of the
process of securing this dominion, or in some use
made of it. Outside of industrialism, in fact, the
obvious trend of history is towards a higher and
higher estimate of human nature. The growth of civil
and political liberty; the spread of popular education;
emancipation from many superstitious fears;
the increase of humanitarianism—what a truly
glorious period in human evolution do these witness.
And yet, in spite of them all, a depressed view of
ourselves hangs heavy in the atmosphere. We have
canvassed all the more obvious partial causes of it,
only to be pointed in every instance towards our
everyday occupations as the more important source.
What is industrialism doing to us, then? Under
this term may be included for convenience the entire
system by which, in the period of steam and electric
power—still a short one—goods are produced and
distributed, and commerce and finance are carried
on. This system, originating in the West but now
spreading to the Orient, reorganizes human relationships
in a manner that is almost revolutionary. It
shifts populations from place to place; it dissolves
old connections, and creates new ones, separating
men who were together, and bringing together those
who were strangers; it produces a large-scale consciousness
of one another—ultimately, it seems, an
almost feverish consciousness—but without ever
making the reorganization of human relations any
part of its main business. That is, the all-absorbing
industrial system is not organized and run with reference
to its main output, a changed humanity; we
are not in business, as has been said, for our health;
and this inversion of values, at first not clearly foreseen,
or intended as a philosophy of life (but only
practised), is now becoming a clearly conscious and,
in the Western world, a generally accepted interpretation
of our own worth. We are taking our occupations
seriously.
It is hard for us who are most close to the facts to
see them in perspective. We are rarely conscious of
the human movement in the large because the whole
immediate human environment moves with us. But
Oriental observers like Tagore and Gandhi perceive
that Western civilization is developing towards a
world-tragedy—pigmy purposes wielding the power
of giants. It may be that we shall be jarred into
something wiser by the jolts that are occurring within
the machine itself. For the human factor is increasingly
the problem-setting item in the industrial system.
All the other sources of difficulty—the weather,
the changes of the seasons, the supply of raw materials,
the chemistry of industrial processes, the control
of elemental forces—all these taken together
occasion less anxious thought than the question,
What can we rely upon in the sphere of human conduct?
The puzzle of organization is personnel; the
nightmare of the employer is labor; the riddle of
labor is organized capital and its instrument, the
manager and the boss; at the spear-point of practically
every enterprise appears the opposing spearhead
of sharper and sharper competition. Experience
of friction is leading to modifications of mechanical
processes and some improvements in human relations.
But meantime, there goes on, by virtue of the inner
logic of the system as a whole, an increasing depression
of spirit, an increasing skepticism of the worth
of human motives in their totality.
Let not our question be confused with others. We
are not asking whether the industrial system breeds
injustice; not even what sorts of men it produces by
this or that particular method of “handling” men.
Our sole interest at this point is in the notions concerning
the motives of men that spring up, or receive
emphasis and currency, by virtue of the general characteristics
of the system. Some wariness is advisable
here, for the field is not entirely homogeneous, and
(as we shall see more fully in a later section) motives
are mixed and more or less misunderstood. That industrialism
is producing, and, until it becomes
greatly modified, must produce, a depressed view of
man, however, is a safe proposition. For no one will
question that there is in it a kind of gravitation towards
the following specific judgments:
(a) That in the organization and the use of capital
the dominant motive, almost invariably taken for
granted, is not the glory of God (however this be
understood), nor the improvement of human life
(one’s own or others’), nor supplying the wants of
men, but accumulation of profits and of power for
the enjoyment of the possessor, or of the possessor
and his family.
(b) That among the employed classes the dominant
attitude with respect to the relations between
employer and employe is to get the most possible for
the least return; and that a corresponding attitude
on the part of employers is taken as a matter of
course.
(c) That, since conflict is of the essence of industrialism—competition
of capitalist with capitalist,
of laborer with laborer, and chronic strains between
capital and labor—an essentially pugnacious self-interest
is fundamental to human nature; consequently,
that the natural, to-be-expected policy of
all concerned is to obtain compulsory power over
others.
(d) That insincerity permeates the whole—insincerity
in that, though every one is for himself, everybody
endeavors to make it appear that what he wants
is for the good of the others. Thus, men actually
ascribe virtue to themselves because their occupation
supplies some human want, though these same men
confess that their motive is profits, and that they
ignore wants that it is less profitable to supply.
“The public good” is known to be a continual excuse
for economic partizanship in laws, administration,
and politics generally. Under the guise of patriotism,
self-interest pursues world-policies that make for
economic imperialism, unfairness to weaker peoples,
and war. Each struggling class, laborers and employers
alike, conceals from the public the narrower,
more partizan phases of its activities. It is not necessary
to suppose that all this is entirely conscious, or
that all men are equally paralysed in their moral
nature by this poison. Let us give the benefit of the
doubt wherever we can. But indubitably our industrial
system creates a belief that our life is thus
honeycombed with insincerity.
These, let it be repeated, are not a portrait, but
only certain selected features; they do not fully describe
any situation; they do not constitute an accusation
of depravity. But no one who impartially
surveys the human relationships that most characterize
industrialism can deny that the impressions
that have been described are being made by it, and
are being believed with increasing generality.
If we ask how this factor in the present disillusionment
compares with the others—the Great War, the
belief in evolution, the literature of irrationality,
general psychology, behaviorism, and psychoanalysis—we
shall conclude that it is more influential than
all of them put together. The reason is not merely
that the War covered only a few short years, whereas
experience with the industrial system is more than a
century old; and not merely that science and literature
reach only a portion of the population; there is
a still deeper reason for the profound influence of
industrialism upon our conception of ourselves.
Wherever our voluntary activities, our efforts and
struggles, are chiefly expended, there we get our
deepest impressions as to the nature of reality. Men
who through life spend from eight to ten of their
freshest hours each day in the economic struggle tend
to become conformed in their personal attitudes to
the facts and forces with which and against which
they work. They surely become conformed unless
they take part in efforts to change the system. We
do not understand even the pleasures of the people
until we inspect their labor; the same is true of
family life, and—more than we suspect—of religion.
Not only is industrialism the chief of several
sources of our disillusionment; it is the background
source that either produces or gives popular plausibility
to the others. It produced the War; it aggravates
all the general problems of the family and of
sex-life; it intensifies everything that makes us distrust
one another and everything that makes us content
to be selfish. Industrial efficiency practically
identifies itself with a mechanization of life that
leaves the least possible scope for the exercise of
thought, and choice, and personality. When release
from work comes, the imprisoned vitality of the
worker gushes into a kind of freedom that gives one
an impression that the real basis of life is simply
instinct. If, as some suppose, a flood of sexuality has
descended upon us, the reason will be found, not
chiefly in psychoanalysis, but in such conditions of
modern life as the industrial city. Granted industrialism,
ramifying into the home, the people’s recreations,
politics and law; industrialism, growing more
and more efficient according to its self-secreted standard
of efficiency, what should one expect but disillusionment
as to the worth of human motives?
“Gentlemen,” said a college president to some students
who were bibulously inclined, “there is one
thing in this world that you can rely upon—the
morning head!”
If one cares to listen for a coda to the harsh symphony
of industrialism, one can discern it in many
sorts of effort to reassure oneself of one’s goodness.
Promoters of one of our enormous wastes, competitive
advertising, will tell you that strict truth-telling
is one of the standards of their profession; and one
can see them measuring the moral worth of the profession
by this one minor consideration. When big
business is under fire because of its exploitation of
both employe and consumer, we are told that business
is growing more moral because competitors treat
one another more honorably. We need not scent
hypocrisy in the welfare work of great factories, but
why should kindness to dependents be offered as an
offset to objections to this very sort of dependence?
Rotarians are helping their communities in various
ways from unquestionably good motives; I should be
sorry if any word of mine discounted their interest,
say, in boys; but why should business men think that
such extra-business activities reflect any credit upon
the system or have any claim to soften the criticisms
that are directed against it? What we perceive here
is men who are better, and want to be counted as better,
than the system that has caught them and victimized
them.
But these “rationalizations,” if such they be, are
less portentous than the infiltration of the principles
of industrialism into the ethics that is generally
recognized as obligatory. The major emphases in
current practical ethics are the emphases that will
not hurt the system. They center chiefly about two
poles, property and contracts. It is well recognized
that the American system of law is organized chiefly
around property as the basic right, and at least one
eminent public man has declared that unless we can
somehow amend this foundation-principle it will get
us into no end of trouble. Now, this assumption as to
basic legal obligation has passed insensibly into an
assumption as to moral obligation and moral character,
with ironic results in our current moral judgments.
Compare, for example, the intense reprobation
of an embezzler with the entire respectability of
a manufacturer who grows wealthy out of factory
labor by children. He has not stolen property from
children! Compare, again, our attitude toward dishonesty
in making and fulfilling a contract with our
attitude toward employers who have resisted with
might and main every measure, whether proposed by
a labor union or in a legislature, to safeguard the
health of factory operatives. They are men of their
word! Ask the next hundred men you meet what are
the ethical obligations of business, or of employers,
or of employees, or of buyers and sellers; you will not
hear from five of them, probably not from one, a
word about obligations other than the formal ones
of honesty, respect for property, and fulfilment of
contracts. The main issues—what property is for,
what the main aim of production is, what constitutes
success, the fundamental immorality of treating persons
as mere means rather than ends—will not be
mentioned. You may possibly receive from some
church member a Scripture verse, “Love your neighbor
as yourself”; but what do you think he will mean
by it? Will he mean governing the main aims and
processes of the economic life by this principle? Do
you really think he will?
VIII THE DILEMMA OF CHRISTIANITY
The relation of the dominant religion of the West—the
garden-plot of industrialism—to these depressed
views of the motives of men is as odd as it is
complicated. The tradition of official Christianity has
run to the effect that the heart of man is desperately
wicked; that it is selfish, sensual, and self-deceived;
and that it is incapable of improving itself until an
infusion of divine power has made possible, first repentance,
then a new life.
Like the melancholy tolling of a bell, our War experience,
our popular psychologies, our popular
literature, and our everyday economic occupations
repeat after religion that, under the surface, we are
a madhouse of clamant impulses, and that we have
no power to become anything else. How, we may ask,
does theology like this confirmation of itself?
Not too well! And for interesting reasons. Within
the memory of men now living the evangelical
churches were strenuously combating the notion that
man is naturally good; today, when popular thought
is inclined to classify human nature with that of the
beasts, the same churches are exerting themselves to
assert the natural nobility and dignity of the human
race, and its unique significance in the order of nature.
Just what has brought about this change of
front? And how deep down does it go?
Secondary reasons for this change need not here
be enumerated, as, for example, the modification of
theological thought from within by its own re-examination
of its historical bases. For a great about-face
of popular religious consciousness never takes place
at the command of historical scholarship but only at
the command of a pervasive experience. In this instance,
the pervasive experience that dominates religious
thought lies precisely in the area that we
already have had under consideration.
The doctrine that man’s nature is evil had as its
counterpart and counterweight (partly relieving it
of its gruesomeness) the dogma that divine grace,
acting through the Scriptures and the church, is able
(and some said, is ever ready,) to take away the evil
desires and fill their place with good. Now, it would
be intolerable to the churches to think so ill of man’s
original nature unless the actuality of regeneration
also could be believed in. But—here is the rub—living
belief in regeneration could not be maintained
upon biblical grounds or upon authority alone; it
had to be made manifest in the common life to common
men.
In order to retain the doctrine of depravity under
such modern conditions as freedom of thought, popular
education, and greatly widened acquaintance
with humanity, a three-fold demonstration would
have been necessary:
First, it would have been necessary to exhibit a great
and evident contrast between the daily lives of those who
experienced and those who did not experience the asserted
special infusion of divine power. If the doctrine was true,
some experience here and now, not merely in the hereafter,
had to separate men into sheep and goats.
Second, it would have been necessary to exhibit a regenerate
church as an organ of world-regeneration. Not necessarily
an infallible church; not necessarily an organization
perfect in its constitution and free from foibles in its
administration, but at least one clearly discriminable from
all other social institutions by the intensity, the continuity,
and the independence of a superior motive.
Third, it would have been necessary to demonstrate the
reversal of human nature’s evil traits socially as well as
individually, and outside the church as well as inside it.
In particular, the “new creature” would have had to
appear within the structure of the industrial order. Not
that any sudden or complete conversion of the industrial
order is here implied, but at least some recognizable beginning,
some certain evidence that the process of industrial
regeneration is starting. Feeding those who are left hungry
by the economic machine, or binding up the wounds
of those who have been hurt by it, or soothing the asperities
of the industrial warfare, is not enough; the required
demonstration had to reach and modify the central motives
that give to the system its specific character. Unless
objective evidence could be adduced that the kingdom of
property, profits, wealth, and wages can be transformed
into a Kingdom of God—not, of course, by charitable distribution
of a surplus, but by shifting the main direction—then
nothing could keep alive the doctrine of regeneration.
In not one of these directions have the churches
made a convincing showing to the world at large or
even to themselves. It is true that evangelism has
turned many an individual permanently from evil
ways—a fact that is today strangely understressed
by the churches, and not sufficiently followed up in
work with individuals. But evangelism at its best has
always left us in a condition of strain, with evangelism’s
own chosen problem not really solved. For the
converted man turns out to be, like his unregenerate
neighbor, a mixture of yeses and noes; and, with
dismaying frequency—dismaying, that is, for the
doctrine of depravity-removed-by-regeneration—the
fruits of the Spirit have been abundant in the supposably
unregenerate and scanty in the supposably
regenerate. The point is not that conversion, if it is
to back up the doctrine, must make a man perfect at
a clip, but that it must make him sufficiently different
to enable observers to identify him as actually different,
in point of dominant motives, from men who
have been trained otherwise than by the church.
In the current sense of evangelism, of conversion,
of regeneration, or—most generally—of being a
Christian, there is no generally recognized implication
of incongruity with the accepted motivation of
industrialism. I do not say that being a Christian
even in the conventional sense does not somewhat
moderate the selfishness of this motivation; sometimes
a Christian industrialist is made superbly inconsistent
by his religion. The point is that Christians,
like anybody else, are expected to live out their workaday
lives within industrialism upon its own terms.
And industrialism is playing spiritual havoc!
A regenerate church, accordingly, is non-existent.
This means, not that unregenerate individuals slip
into membership; not that a united church is still
merely hoped for; not that there is no insurance
against corruption in any ecclesiastical body, local
or general. It means, rather, that no church is definitely
committed institutionally to the extirpation of
the causes that degrade man in his own eyes. What is
the motivation of the churches as such? What is the
official motivation of the select number of their members
to whom is committed the spiritual oversight of
the flock? What does the word “ecclesiasticism”
mean? When is a church successful, or healthily
growing? In terms of motives operating from within
the churches upon the causes of our disillusionment,
what is the real meaning of church statistics? Compare
what the churches do to able ministers who
preach the Rotarian type of idealism with what they
do to equally able or more able ministers who preach
unequivocally that we cannot serve both God and
Mammon. Ask leaders of industry who hold that its
principles are inviolable whether the churches are
allies of the system or makers of trouble for it. The
answer that you will receive is that, though individual
ministers are breeders of discontent, the
churches as a whole are an asset to the system. No;
there is no regenerate church.
We now have the groundwork for an explanation
of the decay of belief in depravity even among those
who have regarded themselves as faithful to the traditions
of the elders. The doctrine, taken by itself,
unrelieved by a counterbalancing doctrine of regeneration
through the intervention of a merciful God,
is too dreadful, too accusing of the Creator, to be
endured. Therefore, when the doctrine of regeneration
fails to be convincing in practice, the conviction
grows that men are not so bad, after all. Natural
amiability becomes more impressive, more suggestive
of the hand of God in the creation of man, and natural
unamiability actually gets overlooked or slurred
over! The preaching of repentance loses its bite, too.
An odd swing of the pendulum, this. For, whereas the
thunders of the law broke forth against the natural
depravity of man, which he couldn’t help, the bad
conduct of naturally good men is not found particularly
exciting!
Is it possible, then, that the churches are becoming
a fellowship of natural amiability, and that, failing
to regenerate the industrial system, they are being
assimilated to it? This would involve topsy-turvydom
with respect to ecclesiastical views of the motives of
men, it is true. For it would mean, on the one hand,
accommodation to industrialism’s assumptions regarding
our innate selfishness and the conflicts by
which it enforces itself, but, on the other hand, the
giving up, or shoving into the background, of the one
Christian doctrine, depravity, with which these assumptions
at all harmonize. The practical outcome
of this confused drifting would be either a sharing by
the churches in the current disillusionment, or an
evasion of it by fellowship in thinking about more
pleasant things, and a fellowship in doing good
things that do not bring the issue to the fore.
The anti-Christian movement in China bases itself
to a considerable extent upon the proposition that
the Christian churches of the Occident are in alliance,
conscious or unconscious, with the industrialism
that exploits weaker peoples and disrupts the world.
What truth is there in this judgment? If we of the
churches are acquiescing in the interpretation of
human motives that is the spiritual essence of the
present industrial order, then we cannot wholly
escape the accusation, no matter how generally amiable
and innocent-minded our piety is. And there is
only one way to prove that we are not acquiescing,
and that is to attack. We must attack either by making
a demonstration of regeneration (industrialism’s
low estimate of motives being accepted), or by exposing
the falsity of this low estimate, in either case
calling for repentance and for a reversal of the main
direction of our organized conduct.
A significant body of historical study is bringing
to light an amazing array of evidence that Christianity
has, in fact, adopted the ethical fundamentals
of the industrial consciousness. The anti-spiritual
presuppositions of an acquisitive system have actually
been baptized into the name of Christ, and
taught as virtues. Even Catholicism, in spite of its
reverence for tradition, shies at—more than shies,
objurgates—social aspirations that reflect an early
Christian attitude towards property and towards
the organization of society. Moreover, the dominant
Catholic conception of loyalty to the State obligates
the laity to follow industrialism, whenever it so commands,
onto the field of carnage. Rome has the grit
to teach her children when to disobey the powers of
this world, but she has not had the spiritual clarity
to see that the kind of docility and contentedness
that she inculcates plays into the hands of Mammon,
the chief enemy of the Christ. Protestants often
marvel at the adaptability that this ancient, stiffly
authoritarian church has shown in its adjustments to
the modern secular State and to popular government.
What makes this adaptability possible is the restricted
limits of the sphere within which Catholicism
actually exercises authority. This sphere is not coextensive
with the forces that make or mar personality,
bestowing dignity or throwing contempt upon
it. According to the decree of the Vatican Council,
the Pope may speak with infallible authority upon
any and all questions of both faith and morals; but
he does not speak upon all of them. If he did speak,
in specific and understandable terms, of the meaning
of Jesus’ teachings as applied to present spiritual
conditions, the position of Catholicism in industrial
society would be far less comfortable than it now is.
The historical studies just referred to maintain
that Protestantism, particularly Puritanism, has to a
significant extent assimilated its conception of both
the sphere and the method of the spiritual life to the
economic process. That is, instead of insisting that
this process be brought up to the standards implied
in the teachings of Jesus, Protestantism has first,
acquiesced in the doctrine that the economic order
somehow secretes from within itself its own rules,
standards of value, and grounds of self-justification;
second, assumed that what the economic system
counts as virtues really are virtues, and that here the
spiritual life gets its discipline, and character its
solidity; finally, persuaded itself that the function
of the anti-Mammon teachings of Jesus is to prevent
excesses such as sacrificing integrity to cupidity,
taking undue advantage of the weak, pride of wealth,
forgetting the poor, and losing the sense of dependence
upon God. Nay, prosperity in the sense of mere
accumulation (not in the sense of wants of personality
actually met) becomes a sign of God’s kindness
or even approval.
Hence austere industriousness (without regard to
one’s place in the economic scale) has been valued
above play; above the enjoyment of nature, literature,
or the fine arts; above even the joys of human
fellowship. The habit of saving so as to accumulate
a surplus has been almost identified with strength of
character. A serious life has been evidenced by intense
devotion to business, and winning a competence
by working the system hard has been one of the surest
guarantees of general respect even within the religious
circle. As to the relation of God to the system,
consider the tone and contents of Thanksgiving Day
proclamations and of prayers and sermons upon this
festival day. For what do people give thanks? And
does it not appear that God himself is contented
with the system?
In short, here are clear tendencies towards making
Christianity into a bourgeois religion—the sanctification
of the struggles of the middle class within
a given industrial order. Such a religion has difficulty
in understanding either the discontent of the laborer,
or the necessarily disintegrating effect of private
wealth upon personality (yes, the necessarily disintegrating
effect, as Jesus unqualifiedly declared), or
the spiritual significance of freedom in thinking and
in the development of ethical principles.
This is not intended to be a statement of the whole
situation in Protestantism, but of a drift within it.
If a debit and credit judgment were in order, one
would have to study carefully the upspringing within
both Protestantism and Catholicism (and Judaism,
too) of a social movement that to some extent opposes
this drift. But our concern here is simply to discover
the relation between Christianity and the disillusionment
with respect to himself that is creeping
upon twentieth-century man. This is what we find:
Both Catholicism and Protestantism are entangled
with industrialism, both its practice and its philosophy—entangled,
that is to say, with the force that
has most to do with lowering us in our own eyes.
Christianity in the western world is therefore in a
dilemma of the most vital kind. If it affirms the
greatness and nobility of the human person (whether
innate or achievable by a special infusion of divine
grace), it must demand fundamental reconstruction
of the industrial order because in theory this order
denies and in practice it thwarts every such affirmation.
On the other hand, if Christianity continues to
compromise as it is now doing, it cannot maintain
even such spiritual values as it now hugs to its breast.
Its faith in God will decline—it is now declining—with
its inability to see or produce the Christlike in
the common man engaged in the common occupations
of the day. Its continuity with Jesus will grow
thinner and thinner because of growing inability to
speak or understand the plainest of his language.
The Protestant churches will more and more become
clubs for the enjoyment of conventional and uncreative
idealisms, and the Catholic church will protect
itself from the advancing spiritual disintegration of
Western society by immuring the sacramental life
more and more in places of worship and in the esthetic
appeal of symbolism. In both Protestantism and Catholicism,
mystical experiences will have the character
of a flight from life instead of being “the practice of
the presence of God” not only in our kitchens but
also in our factories, our department stores, and our
offices of finance. Such a mystical flight has begun,
in fact, not guessing its actual route, innocent of the
possibility that it may even be another instrument
whereby Mammon conceals the fact that it is—just
Mammon.
PART II THIS DISILLUSIONMENT IS ITSELF ILLUSORY
IX THE PRECISE NATURE OF THE ISSUE
The disillusionment that creeps over twentieth-century
man concerns, not the ability of the universe
to supply what he desires, but his own capacity for
really desiring anything greatly significant. Are our
springs of action, then, all necessarily narrow, selfish,
or sensual, and do we merely delude ourselves when
we fancy that our souls have wings?
It is conceivable that we have wings, but that the
surrounding atmosphere is not of sufficient density
to sustain us in flight. In this case an old form of
pessimism would be justifiable. We should be able to
respect ourselves, but we should complain against the
nature that brought us forth and now envelops us.
The situation would have all the elements of the
deepest tragedy—two irreconcilables meeting, and
producing unrelievable woe thereby.
The general trend of our day is not towards
pessimism of this kind. Modern man assumes, on the
whole, that the world is large enough for our nature,
and that his job is to get out of it what’s there. No
slackening of enterprise confronts us, little world-weariness;
rather unprecedented eagerness to explore,
master, and appropriate. Nature does not scare
and oppress us as she used to do, and she is immensely
more responsive to our desires since the sciences
taught us how to predict. Accordingly, not disappointed
bitterness, not renunciation nor resignation,
but exploitation is the characteristic attitude. “The
world is my oyster.”
What directly affects our idealism, then, is not
any general lack of exuberance in nature, but the
conviction that there is a special lack at one point.
What we want is there, it is believed, but our wants,
our springs of action, are scant. It is assumed that
we cannot want the common welfare as much as we
want profits; that we cannot desire world-fellowship
as much as we desire the perquisites of our present
war-making system of economy; that sex-appetite
never can be made to play a harmonious part in a
symphony of life; and that aspiration for communion
with the divine is a refined and self-deceived form of
the very forces that religion fancies that it is bringing
under control.
Our question concerns the truth of this view. Is it
borne out by the facts? If it is not borne out by the
facts, then another question will confront us. To
conclude that we are capable of high motives is not
to affirm that we live up to our capacities. He who is
most ardently respectful towards human nature will
not deny that we live below them. How, then, does
this come about?
An old answer is that we are fundamentally at
variance with ourselves. On one side of our nature,
it was said, we are divine or at least have a spark of
divinity, but on another side we are of the earth,
earthy. Others affirm that to be conscious is to desire,
and that desire, in and of itself, is a state of division
and inherently painful, and that relief can be had
only through the extinction of consciousness. Upon
this supposed disunity with self another sort of pessimism
has been built. However high some of our
motivation may be, and whatever the rest of the universe
is like, it is said, we are doomed to defeat
through self-frustration.
Even if we found deep grounds for self-respect,
therefore, the spirit of disillusionment with reference
to ourselves might not be wholly exorcized. In the
present Part evidence will be given that neither the
generalizations of science nor the run of everyday
experience can justify the mood that has overflowed
us. But this will have the effect of plunging us into
an even more difficult problem—that of understanding
the contrarieties within our nature. This will be
the theme of Part III, and in Part IV the question
will become, how to manage these contrarieties.
As far as the case permits, this line of inquiry
postpones the problems usually called metaphysical.
But they will hover near our every step, and the conclusions
that we reach will necessarily have a metaphysical
squint. If we can respect ourselves after
looking one another squarely in the face, then score
one for the universe that brought us forth! It is not
altogether shabby. This we could maintain even if
what is found worthy of respect should be in unresolvable
conflict with some negative principle either
within or without. For then the world-system would
bring forth tragedy, which is the opposite of littleness
and meanness. Tragedy is possible only in a
world that contains inherent greatness. Even if some
ultimate defeat awaits us, who knows what dignity
man might attain by some superior method of meeting
his fate?
But if, as I hope to show in the concluding division,
there are ways in which we can utilize even the
contrarieties of our nature—if we can win victories
even through our defeats—then this, too, will suggest
something concerning our world-system. An experience
like this is an experience of freedom—an
experience of freedom, not proof except in the sense
that “the proof of the pudding is in the eating.”
Such experience would, however, become a datum for
any metaphysics that fully takes in man. But all this
belongs in the final section of the book.
X “HUMAN NATURE BEING WHAT IT IS”
Two lines of thought are discernible in the minds
of those who judge that human motivation is and
must remain of low quality, namely, generalizations
from direct observation of the life about us, and inferences
from the truth that we are a part of nature
and a manifestation of her unchanging laws. Both
these grounds must be considered. I shall show, in the
present section, what is implied as to motivation in
our being enmeshed in the totality of animate nature;
in the following section attention will be given to the
bearing of current psychology upon our problem,
and afterwards, I shall endeavor to pluck some of the
fruits of direct observation.
For more than half a century, now, naturalistic
views of man have had their center in the theory of
evolution. We have come to know ourselves as blood
relatives of the species that we call lower, and “blood
relative” has come to mean not only bodily but also
mental kinship. This, of itself, would scarcely argue
anything as to the level of our capacities as compared
with the level of the beasts, for various levels of conduct
and apparently of capacity exist within our
own species. It is not the fact of kinship, but the fact
of law and continuity within this kinship that seems
to furnish a basis for moderating our self-respect.
Law is interpreted as if we were fatalistically assigned
our place, and continuity is interpreted in the
sense of sameness with that from which we have
sprung. Hence the notion that, “human nature being
what it is” by virtue of our place in the evolutionary
order, our motives are only complex forms of the impulses
that we find in the lower animals.
Yet the story of development is a story of variation,
of variation piled upon variation, and of sudden
mutations. The continuity that pervades the whole is
continuity of process, not the perpetuation of sameness.
The connectedness of nature’s forms is like the
connectedness of a merchant’s goods—all were
acquired by purchase, all will be disposed of by sale;
all appear in the same inventory and upon the same
ledger; they have all this in common, and there is this
continuity from one piece of merchandise to another.
But this says nothing as to the range of differences.
It was said of one of the great London “stores” some
years ago that it would accept orders for any kind
of commodity known to man.
By means of natural law we can pass from any
event in nature to any other event, just as by the
merchant’s books he can pass—say—from a necktie
to a delivery truck. But, just as unprecedented kinds
of goods may be bought and sold without interrupting
the system, so unprecedented natural events may
occur, and unprecedented forms of life may appear,
without any breach of continuity. Evolution is, indeed,
not repetition of the same, but the bringing
forth of that which is not the same. Expectancy is
the atmosphere appropriate to it. Not that progress
is implicit in evolution as such, but rather plasticity,
roominess, and versatility. The fact that usually the
development of new organs and new species takes
place through the gradual accumulation of slight
changes does not alter the logic of the situation;
gradualness of change does not mean sameness. Even
if it did, the fact of mutations would still confront
us.
As we have bodily organs that once were non-existent
anywhere in our world-system, so we perform
functions that are special to us. Instances will
be given in a moment; but before going on to them,
it is worth remarking that the argument from kinship
to sameness works just as well backward as forward.
If it be maintained that the blood relationship
between an Abraham Lincoln and a coyote implies
that the impulsions of the two are the same, it then
becomes just as legitimate—and illegitimate—to interpret
the coyote by Lincoln as the reverse.
Let us now examine a case or two of our immersion
within the totality of animate nature. The statement
has been made that the whole of human conduct turns
upon two fundamental drives, the appetite for food
and the appetite for sex. The reasoning by which
this broad generalization is supported starts with the
assumption that survival is the all-inclusive objective
of organic impulses. Survival means, however, according
to circumstances, either continuance of an individual
life, or maintenance of a species. Nutrition, it
is said, is the basic condition of individual survival;
reproduction, that of species survival. Hence the
conclusion is drawn that human life is ruled by just
two drives, each proliferating into many details, the
drive for food and the drive for sex-intercourse.
The theory has the attractiveness of simplicity, at
least apparent simplicity; but it is the simplicity of
abstractions substituted for the complexity of concrete
facts. First of all, “survival,” “individual,”
and “species” are our after-thoughts, products of our
reflection and systematization. They are not a description
of the facts of animal conduct or of human
conduct. We can perceive that a given act is related
to survival, but this by no means proves that survival
was in any sense an objective of the act.
In the second place, the two-drive theory is not
fundamental in its own sense of the term “fundamental
drive.” For, since sexual reproduction is
known to have been preceded by a-sexual, and since
a-sexual reproduction roots in cell-division as a phase
of nutrition, the conclusion, upon the assumed basis,
should be that there is only one basic drive, the
nutritional!
In the third place, the theory confuses instead of
clarifying human conduct in the sphere of sex and
reproduction. Desire for sex-relations is not by any
means the same as desire for offspring or for the
maintenance of our species. Our race had been on the
scene a long time before anybody suspected the
causal relation between the sex function and the
birth of babies. Desire for children does not root in
sex appetite; it arises only after being with children.
Desire for the maintenance of our species arises, of
course, only through reflection, and its object is
apprehended only through imagination. As a matter
of unadorned fact, does not the sex-impulsion in
human beings struggle to free itself from all necessary
association with reproduction?
A fourth consideration concerns the other supposedly
basic and inclusive drive, the nutritional. If
we take the impulse to eat in its primary and simple
sense, then we must see that a plentiful supply of
food at any moment produces quiescence of food-getting
activities; a full belly is, so to say, the
summum bonum of this branch of motivation. But
the theory goes on to classify with food-getting a
whole lot of other activities of getting, storing,
guarding, and competing—almost the whole economic
system, indeed. In subsequent chapters (15
and 16) we shall see how complicated, in fact, is the
motivation of our system of production and distribution.
At the present moment it is sufficient to point
out how strained is the theory that all our individualistic
getting is at bottom food-getting, and that all
individualistic getting is directed towards the prolongation
of the individual’s existence.
Thus far our considerations are negative; but
there are positive ones also. For it can be shown that
within these two general areas unprecedented inclinations,
or likes and dislikes, have repeatedly
arrived. Sex-inclinations are the most easily-read instance.
Since sexual reproduction was preceded by
a-sexual, the sex-appetite in its totality had a beginning;
it entered into a system in which it had been
non-existent; it was an utterly new attraction. Moreover,
it has undergone modifications and reversals.
In some species promiscuity is attractive; in others
sex-inclination spontaneously selects one permanent
mate—among the pigeons, for example. In the case
of man, so many differentiations, and such profound
ones, have taken place that we are put to it to make
our terminology consistent. Shall we classify the satisfaction
that personal beauty in the opposite sex gives
us as sexual, esthetic, or both? Certainly there was a
stage in evolution at which appreciation of beauty
had nothing whatever to do with sex. And what shall
we say of mental graces—of wit, humor, originality,
sincerity, good taste? These attract men toward
women and women toward men; somehow these primarily
non-sexual mental graces become a sex bond.
It is clear, then, that this drive is no single, unchanging
thing; it is the scene and area of spontaneous,
new, unprecedented inclinations; its first, raw stages,
which chiefly attract biological interest, taken by
themselves, misrepresent the truth as much as they
represent it. Would it be old-fashioned, or rather
merely “getting up to date,” to add that fellowship
between two personal spirits, recognizing and prizing
and cultivating themselves as such, and therefore
placing the primary sex-relation upon a basis of
mutual respect and reverence—that such fellowship
must be recognized and appreciated if one is to understand
the sex drive as a human desire and motive?
A similar creativeness in the realm of drives has
appeared somewhere in the world in relation to every
type of human desire. The interests of men do not
move in any straight line; they dart and quiver;
explore, discover, make new habitations, and then
migrate from the homes that they have builded for
themselves. There was a time, for example, when our
ancestors had no taste, no drive, for artistic creation.
But at last there arose—we need not stop to say by
what stages—a satisfaction that was not entirely
dependent upon utility or consumption. Objects
began to be made for the pleasure that the mere sight
of them gave. Here is the evolution of a new species
of motivation. We might almost say “species” in the
biological sense, for art-interests breed freely among
themselves but tend to become infertile when they
are crossed with other interests.
The existence of the sciences, of which the doctrine
of evolution is a conspicuous part, may itself be taken
as an example of the emergence of a new motive.
For here bursts forth a self-sustaining impulsion to
intellectual activity that is free from fear, free from
authority, and free from utilitarian considerations.
Here intelligence not only rises above the clod, not
only disengages its interests from all the conditions
of biological survival, but also reverses itself. For
science is a mighty damming back of the historical
momentum of mind, and the creation of new channels
for its flow. Indeed, the emergence of individual and
social self-criticism, whether in the scientific or the
ethical sphere, would of itself be sufficient to prove
that we belong to an order in which superior motivation
can evolve out of inferior.
Said a youthful and inexperienced fish to an old
and experienced one in the long, long ago before
there were any land animals, “What fun it is to leap
into the air! I wonder what it would be like to live
on the land and only occasionally take a bath in
water, just as we live in the water and only occasionally
take a bath in air.” “Nonsense!” replied the old
and experienced fish. “Nobody could enjoy living in
the air. How would one breathe? Your gills would
dry up, and you would suffocate. The idea is contrary
to nature and perfectly preposterous!”
XI SOME NOTES ON THE PSYCHOLOGY OF MOTIVATION
Various phases of current psychology and would-be
psychology—methods, points of view, particular
facts—have given an apparent color of scientific
justification, as we have seen, to the popular estimate
of our motivation. We have done them full justice
as part causes of the tendency to disillusionment, but
we have not yet asked how far they logically justify
it. This is the question that we now have to consider.
The attribution to psychology of magisterial authority
in the realm of the interests of life is a bit of
popular superstition. Probably something of the
thrill evoked by the thought of unseen ghostly forces
is in it; certainly it contains an over-wrought estimate
of the psychologist, as though he had something
of the medicine-man in him. Psychologists themselves
know better, of course. Anyone who has observed the
development of the science since, say, James published
his two massive and fascinating volumes knows
that cross-currents and choppy seas and changeable
winds prevail in this quarter. The enormous expenditure
of labor and of resources is, indeed, justified by
the results, partly because a substantial body of detailed
facts has been ascertained, and partly because
basic issues as to subject-matter, method, and interpretation
have been brought to the fore. But these
issues have not been settled to the satisfaction of
psychologists themselves, who are divided into several
apparently irreconcilable groups. And it is these
basic issues that are chiefly important when we seek
light upon our life-policies.
The problem of human motivation, for example—the
ascertainment of both our actual motives and our
capacities for motives—is not a matter of simple
detail, like color-blindness or the curve of learning in
typewriting. Rather, it seems as though we can
scarcely touch the edges of motivation without plunging
at once into the difficulties that are systemic to
the science as a whole. First and foremost is the difficulty
involved in the atomistic conception of analysis,
a conception taken over from the physical sciences
before they had reached their present insight into
the all-embracing sweep of dynamic problems. It was
taken for granted that to analyse mental life is to
look for simple mental elements that correspond to
material corpuscles characterized by what Whitehead
calls “simple location.” Then it was assumed—simply
assumed—that mind is an aggregate of simple elements
and that mental dynamic (very little attended
to until recently) corresponds to this supposed
aggregate of quasi-independent elements. That is,
the main tradition of scientific psychology runs to the
effect that our whole behavior is actuated by particular
relations of a mechanical sort between elements
(psychical or psycho-physical) that are as remote
from experience as atoms.
This amounted, practically, to making a concept
of method—a type of analysis—guarantee a particular
metaphysics. The incontinence of the thing has
been repeatedly pointed out from the early days of
the present psychological movement. First, all the
logical objections to English associationism applied
here. Next, eminent psychologists of the new type—Ladd,
Münsterberg and (in a sense) James—warned
us that simple sensations or other mental elements
are not existing things, but only mental constructs of
the psychologists, a kind of technical language, like
equations or statistical curves. Finally, the physical
prototypes from which the psychological assumption
took its start, such as corpuscular indivisible atoms,
have now been resolved by physics into systems of
a dynamic sort. Whitehead maintains that the whole
physical conception of elements and aggregates must
now be replaced by that of organism—the parts are
not before the whole, and the real wholes or organisms
are dynamic, not corpuscular.
Meantime, there have been specific happenings in
psychology that bear upon our quest. The chief
recognition of the dynamic problem came through
the theory of instincts. At first there appeared a
tendency to attribute every main division of conduct
to an instinct. Thus, the fact of reproduction was
referred to an instinct of reproduction; moral conduct
to a moral instinct; religion to a religious instinct;
esthetic interests to an esthetic instinct, etc.
This was, of course, a crude popular starting point,
and the particulars had to be refined, but psychology
did little more with mental dynamics for a long time
than just reorganize or refine some old list of instincts.
The number increased and the generality
decreased. Instead of a social instinct, we have, it is
held, a whole group of instincts that care for particular
phases of our associated life—a gregarious instinct,
a motherly or parental instinct, an instinct
for dominance, and for submission, for example. But
there never was any approximation to an accepted
list, nor does there appear to be any sure way to
determine the matter.
The instincts, whatever they are, have been taken,
as a rule, as so many drives or impulsions not only
rooted in our nature but also destined to express
themselves willy-nilly; and the totality of instincts
has been accepted as constituting the total drive of
a man. But, over and above the fact that the list
of instincts is unstable, this theory of the human
drive encounters numerous obstacles.
In the first place, some of the instincts apply only
within situations that may or may not arise. Fear-reactions,
under some circumstances, have the marks
usually attributed to instinct, but it does not follow
that we have any drive towards fear. Similarly,
pugnacity appears when experience takes a certain
form, as restraint or attack from another, but pugnacity
in the sense of not being at peace with oneself
unless one can fight somebody else appears to be non-existent.
In the second place, habit plays an enormous rôle
in the entire matter. That is, the outfit of instincts,
if there is such an outfit, does not determine the
configuration of the drives in any individual. Here
is the general truth that underlies the possibly doubtful
theory of sublimation. Apparently instincts can
atrophy; certainly what are called instincts can be
either active or quiescent.
Third, “satisfiers and annoyers,” as Thorndike
calls them, are not identical with instincts in every
case. There are conditions in which it is annoying
not to act, and other conditions in which it is annoying
to act. Further, as he likewise maintains, there
are “original tendencies of the original tendencies,”
as to repeat, to form habits, to organize; and, finally,
there is the fact of self-criticism, with its impelling
or restraining influence exercised from the standpoint
of the whole rather than of any specific instinct.
More of this later.
Fourth, further study of our drives increases the
certainty of their enormous plasticity. Woodworth
has maintained that any mental mechanism can become
a drive, that is, that we can develop a positive
interest in and tendency to repeat anything that we
ever do—we can “take an interest” in anything.
Watson, too, from his point of view, and with his
own conception of the method, holds that a man can
acquire practically any qualities. “Condition” the
few original reflexes in appropriate manner, and you
will make of an individual a religious devotee, a monster
of vice, or what you will. Finally, the whole
notion that we possess an equipment of just such and
so many instincts is threatened, not only from the
Watsonian angle but also from several others. Instincts,
various writers point out, appear to be classificatory
devices and nothing more.
For our present purpose it is not essential to forecast
the ultimate outcome of researches that bear
upon these points. It is sufficient to recognize the
great range of human motivation, the great plasticity
of it (that is, the indefinitely many possibilities
of character for the same individual), and the organic
character of it (that is, the capacity for action
from the standpoint of a desired whole). Anyone
who is interested in the future development of
thought upon this matter will do well to watch the
discussions of the concept of “organism” (Whitehead’s
term) in the physical sciences and of “configuration”
(an English translation of the German,
Gestalt, as used by Koffka) or an equivalent in
psychology.
The physics of today already has transcended the
notion that bodies are aggregates of elements—transcended
it, not upon speculative or metaphysical
grounds alone, but also upon the basis of experiment
and mathematical analysis. Throughout nature, so
Whitehead says, any concrete actuality is a dynamic
whole, a complex event, not a corpuscle or an aggregate
of corpuscles. These are merely abstractions,
useful in their way, but matter is not even the residence
of energy. Further, these dynamic wholes act
spontaneously, and they even transform themselves
from within themselves—they do not wait to be acted
upon like billiard balls; rather, initiative is everywhere
present.
If this conception of physical nature should become
the accepted view, it would remove at a stroke
the methodological foundation of much psychology
that regards itself as particularly entitled to be
called scientific. In particular, the whole of psychology
would become dynamic psychology, and motivation
would be recognized as in limine both organizing
and self-transforming action. It is a safe guess
that, in this case, the self would be accorded a far
less grudging place than it has had in the psychology
of the last generation. Professor Calkins has
recently pointed out, in fact, that several contemporary
movements of psychology are converging in
this general direction.
It is an interesting coincidence that the concept
of organism should emerge in physics and the concept
of configuration in psychology almost simultaneously.
As far as I am aware, there has been no
connection or interdependence between them. It is
even more interesting that both concepts should
spring directly from experimentation. Much more
experimental research must be made before we shall
definitely know just what truth there is in the
Gestalt-psychology, and just how the concept of
“configuration” applies, if it applies at all, at different
levels of conduct. Prediction is precarious, and
it is uncalled for; but again it lies upon the surface
that here is a movement, experimental in method,
that is destined, if it goes on, to instate the self as
an actual determiner and organizer of behavior at
the levels usually called social and ethical. And the
self will not only not be conceived as an aggregate
(even of forces); it will not be construed primarily
by its antecedents of whatever sort. Adjustment,
that is, will not be conceived as accommodation of a
given organism to a given environment merely, but as
also re-creation of both organism and environment.
An entirely reasonable attitude might then be expressed
as follows: “This is the sort of self, and this
is the sort of society, that we want to be; let us, then,
create educational, physiological, and economic conditions
favorable thereto.”
The position of psychoanalysis in the total movement
of psychology is somewhat ambiguous, or at
least not well worked out. On the one hand, we have
here a genuine attempt at a dynamic psychology.
The object under contemplation is not the brain;
it is scarcely psycho-physical; it is predominantly,
almost exclusively, mental, and the mental is conceived
of not as a perceiving, knowledge-getting
function, but as overwhelmingly desire—designing,
scheme-forming, outward-pressing desire. Further,
the individual is treated predominantly as an individual
rather than as an aggregate. The disorders
of personality are the main interest, and the treatment
of these disorders is directed toward a reorganization
of the personality so that it shall function as
a unit. On the other hand, the raw material of human
nature appears to be much like a congeries of instincts,
or a collection of wild animals each of which
is ready to spring into action upon the slightest
occasion. The endeavor to discover some central desire
that uses these instincts for its own purposes is,
indeed, a movement towards an organic view of the
individual; but even the central desire, in the absence
of help from the psychoanalyst, seems to have a substantially
wild, instinctive quality.
“The Unconscious,” or desire before psychoanalysis
has enabled it to understand itself, may be either
a literal description of mental dynamics, or a symbol
that psychiatrists find useful in their practice, a symbol
that abstracts from the psychical actuality much
as atoms and ethers do from physical actuality. That
psychoanalytic treatments have some success does
not prove the truth of the practitioner’s mental pictures.
The Ptolemaic astronomy correctly predicted
eclipses; the Mesmeric fluid, animal magnetism, the
king’s touch, spirits of deceased Indian chiefs—all
have been effective for purposes of mental healing.
Recently a psychoanalyst, MacCurdy, has pointed
out that the patient’s emotional reorganization and
recovery may take place around a secondary or
minor complex instead of the one that is the primary
cause of the disturbance; the essential thing is to
secure the proper attitude and procedure for reconstruction.
The cure, then, does not prove that any
theory of the contents or the processes of “the Unconscious”
is correct.
There remains as evidence of the wild-animal-den
view the fact that the patient himself accepts it as
true in his own case. “Yes,” he says, “I see that I
have desired to commit incest with my mother, or
to murder my father. I didn’t realize it until now.”
In other words, a psychoanalytic theory has been
transferred to him in the course of the analysis.
There is no evidence that he has become a psychologist,
or that his ability at introspection has achieved
a trustworthy stage. When witchcraft was believed,
confessions were made, apparently sincere confessions,
that one had “signed the Devil’s book,” or
that one had done other monstrous deeds. Under
questioning in court witnesses have recalled things
that they never witnessed. A still closer parallel with
psychoanalysis is the success of many a revivalist in
convincing people of their utter moral worthlessness
and helplessness, that they are creatures of the devil,
moved solely by evil desires. In both cases the person
who brings the relief is the one through whom the
certainty of one’s inner baseness first arises.
The upshot of the evidence, then, is about as follows:
Psychoanalysis has extended in important ways
our knowledge of the ramifications of the sex impulses
and of the impulse to egoistic dominance; it
has increased our knowledge of the motivation of
much that mistakenly, through “rationalization,”
offers itself as reasonable conduct; it has put us upon
our guard against a considerable range of self-deceptions;
but it has not proved the actual existence of
the diabolism that is pictured in “the Unconscious.”
And let it be remembered that, in front of the patient
whose mind is supposed to be a den of wild beasts,
sits the psychoanalyst himself, a self-controlled, benevolent,
and high-minded man. Over against the
theoretical Unconscious let us place the certainly
actual honor of the psychiatrist in his handling of
his patient—scrupulous honor in a situation that
brings to the fore the most enticing emotions and
impulses.
A word should be said concerning the bearing of
intelligence-tests upon our knowledge of the motives
of men. There is a popular tendency, which is not
altogether absent from academic circles, to jump
at conclusions concerning motivation from the results
of experiments upon something else. The adjectives
“superior” and “inferior,” applied primarily to
levels of intelligence, come almost insensibly to be a
designation of levels of manhood or of decency in
general. Now, the most that can be said as yet concerning
the interrelations between the various desirable
and undesirable factors of personal make-up
is that, on the whole, the more desirable tend to
bunch together, and the undesirable likewise tend
to go in bunches. It cannot be said, however, that
there is only one worthwhile type, and that the core
of this type is superior intelligence. We do not yet
know just what this “intelligence” that we have been
measuring is, nor what it guarantees at its various
levels. It is certain that achievement depends upon
other qualities also, so that failure may attend a high
IQ, and success may be won by steady and persistent
employment of an intelligence distinctly lower. Wisdom
and goodness and efficiency have other foundations
in addition to some as yet undetermined degree
of intelligence. Further, it appears that within the
general concept, “intelligence,” we are required to
distinguish between types. There is, for example, in
addition to the abstract or conceptual type that is
most cultivated in schools, a mechanical type of intelligence,
very likely there is a social intelligence,
and there may be others. We do not yet know, except
in the vaguest way, how these varieties of intelligence
are dynamically related to the requirements of wise
living, either individual or social.
Yet bold conclusions have been drawn on this very
point. Without waiting for any research upon the
possible connections between different intelligence-levels,
on the one hand, and different sorts of drives
on the other not a few persons have somehow assured
themselves that superiority of intelligence tends and
must tend to create a ruling class and that this ruling
class will automatically run affairs in its own interest,
making other classes means thereto. There is
scarcely a shadow of evidence for this view. History
seems to show that superior intelligence has aspired
to all kinds of power and all kinds of excellence.
Further, it is notorious that the resort to force, and
even to less external means of putting halter and
bridle upon one’s fellows, is a second-class resource
for those who lack strength to meet their fellows
upon the basis of intelligent trust, good-will, and
mutual sharing. Was it because William Penn lacked
high intelligence that he treated the Indians in such
an unconventional manner? The almost certain fact
of a high average of intelligence among monarchs
and high officials generally does not account for the
specific principles upon which they administer government.
For these principles run through the entire
scale from Nero to Confucius, and from Louis XIV
to Washington and Lincoln. If we were in position
to measure the intelligence of rulers and heads of
states through a considerable period of political history
we might find—we probably should find—that
the higher intelligence leans, on the whole, towards
universal good according to the understanding of
it that each period of culture makes possible; that
it correlates with sensitiveness towards people, and
in this sense makes for appreciation of others’ points
of view and therefore for a common human measure
of the good. Truly efficient love of one another may
yet turn out to be the supremely satisfying accomplishment
of the highest intelligence.
In the entire museum of misconstructions of intelligence-test
results nothing, perhaps, is more grotesque
than the inference, or assumption, that high
intelligence will of course accept and profit by the
motivation of industrialism in its present form. The
average IQ of the financially successful is somewhat
higher than that of the economically under-dog portion
of the populace. In other words, the degree of
success is due in some measure to this factor. In some
measure only, for there is no evidence that all the
more intelligent succeed and all the others fail; and
the degree only, for in a general way intelligence
connotes success in the pursuit of any end that it
consents to serve, and moreover we know of particular
circumstances that induce men to pursue wealth
and the power that it brings. We know that the
environmental influences of our time shunt men’s
ambitions in particular directions. We are trained
from infancy by an economic order that takes for
granted the service of self rather than of others.
Some persons who possess high native intelligence go
in for the ends that this training promotes, and of
course such persons have more than average success
in getting what they want. Meantime, other possessors
of the gift go in for other things—research,
original production in literature and the fine arts,
humanitarian service, the championship of unpopular
causes, the development of a cooperative society,
the promotion of religion.
Moreover, we have no comparative measures of the
intelligence of different types of successful men of
affairs. What should we find if we compared these
three sorts: Men who rely upon compulsion; men
who rely upon indirection or intrigue; and men who
rely upon frankness, conciliation, and moderation?
We do not know which of these would exhibit the
highest intelligence; but it is allowable to guess!
The relation between the insight of the literary
artist and that of the psychologist is sufficiently close
to require a comment, finally, upon the evidential
value of the literature of disillusion that was mentioned
in Chapter V. Is it not the business of the imaginative
writer, one may ask, to see life as it is;
to be more sensitive than the common run of men to
the devices and desires of the heart, and thus to
reveal us to ourselves? Look in the mirror of current
literature, then, and see what a rank thing your
nature is! An appropriate part-reply to this would
be: Why this mirror more than scores of others that
literature, past and present, has held up to nature?
What guarantee is there that this reflecting surface
has fewer distorting curves than others that render
a different image? Why accept at its own value,
without analysis, the cynical “realism” of one group,
or the “barbaric naturalism” of another? Their borrowings
from the psychologists are mixed and partly
dubious or worse, and the marks of the seer are
scarcely discernible.
That some value as a revealer of ourselves to ourselves
may reside in even a distorted image must be
granted. The literature in question is uncovering
naïve insincerities and evasions that infest our life,
and it is almost compelling us to see that there are
forces within and around us that require a rational
control that never yet has been provided. Nevertheless,
in this total phenomenon we are witnessing one
of the literary fashions that have succeeded one another
for thousands of years. These pictures have
truth in them, but it is truth selected and isolated in
accordance with a mood, a drift, a spirit of the times,
and then imaginatively reorganized in the interest
of composition or picture-making. The literature of
tomorrow will turn to other phases of experience,
other types of motivation, and it will leave a different
taste in the mouth of readers and theater-goers.
It turns out, then, that the psychology of motivation,
and the quasi-psychology of it, have drifted
here and there into disillusioning allegations, but
without definitely proving them. On the one hand
we have the hang-over of an unworkable theory of
instincts; a decadent atomistic point of view and
method; behavioristic metaphysics based upon nothing
more substantial than a preference as to what
one shall attend to; hasty inferences from the results
of intelligence-testing; the rough-and-ready symbols
of practicing psychiatrists, and literary exploitation
of the whole. On the other hand, we find failure of
every theory that assimilates human motivation in
its totality to either the movements of matter or the
impulses of the lower animals, and instead, growth
of contrary views within general science and specifically
within psychology; in particular, a definite
reaffirmation that the individual mind acts as a true
integer, a genuine one-in-many.
This does not solve our whole problem; we still
have much to learn about ourselves. But it furnishes
at least a “not proved” to set against our temptation
too easily to believe the loud voices of disillusionment.
It furnishes, likewise, a visa for those who
would travel outside of technical psychology in order
to see more of humanity. We should not be surprised
if we find organization of drives by some sort of
ruling drive; the consequent shifting of satisfactions
and dissatisfactions, approvals and disapprovals;
the possible approval or disapproval of the ruling
drive, with consequent redirection of the central tendency.
All this implies, likewise, readiness to question
the extent and significance of the term “drive.” Perhaps
we are moved only in part by a vis a tergo;
possibly man is a forward-reacher, an initiator, a
creator. And perhaps this disillusionment that
threatens or seems to threaten paralysis of our wants
may turn out to be the vague, confused beginning
of a new want, the darkness upon the face of the
deep whence a new world is to appear.
Note. The authors and works referred to in this Chapter are as
follows:
Calkins, M. W. “Converging Lines in Contemporary Psychology,”
Brit. Jour. Psy. (Gen’l Section), Jan., 1926, pp. 171–179.
Koffka, K. Growth of the Mind. New York, 1925.
MacCurdy, J. T. Problems in Dynamic Psychology, New York,
1922.
Thorndike, E. L. The Original Nature of Man. New York, 1913.
Watson, J. B. Behaviorism. New York: People’s Institute Pub. Co.
Whitehead, A. N. Science and the Modern World. New York, 1925.
Woodworth, R. S. Dynamic Psychology. New York, 1918.
XII CHILDHOOD AS A REVEALER OF HUMAN CAPACITIES
The attitude of disillusionment puts the mind into
a prison upon whose walls hang pictures of life at
which the prisoner continually gazes. Make the
round of your cell, O prisoner, and tell me what
stages of life you find represented. There are no
children in any of the pictures!
The apparent evidence that humanity is doomed
to low types of motivation is drawn from a fraction
of experience at particular stages of life. None is
derived from childhood, scarcely any from adolescence;
nearly all of it comes from the fully adult
period which, being most conventionalized and least
plastic, is least able to reveal to us our unrealized
possibilities.
If we desire to witness our elemental propensities,
or nearly all of them, in unrestrained swing, let us
observe children. Not yet encrusted with custom, not
yet halter-broken to the emotional restraints of their
elders, they “let go” readily. What is inside shows
outwardly. At least this is relatively true as compared
with us who have endured the bit so long that
we take it to be a part of our nature. And a great
variety, indeed, there is inside a child; in an hour
you shall witness a range of motivation that you
might not discover in a grown-up in a score of years.
Here is nature in the raw, or nearly so. What impression,
then, does childhood make upon us when
we become intimate with it?
A mixed impression: Amusement at the simple,
literal, and unashamed reproduction of our own
foibles; something like astonishment at the (usually)
easy transitions between desirable and undesirable
conduct; a sort of fascination by the utter naturalness
of generosity, alongside the equal naturalness
of pinching self-regard; and (if we are analytic) a
bit of self-searching when we realize the deep dependence
of both upon conditioning circumstances
as well as upon original tendencies. All this, but
never disrespect—at least never after one has taken
the trouble to trace the processes of children’s minds.
A really understanding intimacy with the young
appears invariably to produce respect for them.
The drama of disillusionment is never played upon
this stage. Cynicism, depression, revolt, and either
surly, regretful, or ghoulish acquiescence in mean
ways of living, all are shoved aside, forgotten, made
impossible when we sympathetically enter into the
experiences and attitudes of dawning life. Spirits
bruised by adult experience find healing in play with
children; calloused minds recover their sensitiveness
by merely watching them. If a small child is perceived
to be in immediate peril, the most hardened
adult will suddenly exhibit a glint of nobility.
All this constitutes evidence with respect to the
validity of the reasoning that is offered by the current
disillusionment. Evidence, not merely incitement
to change of mood; though such a change may itself
be evidential in some conditions. Depression of spirit
can disappear under the influence of children, or
under the influence of alcohol. But the difference is
twofold: Alcohol dulls the edge of judgment, and it
introduces us to no fresh facts, whereas acquaintance
with children does not impair the judgment, and it
does introduce us to pertinent facts. The fact that
when original nature displays its rudiments with
frankness and unrestraint we do not find confirmation
for a certain view of life, but on the whole find
ourselves drifting in the opposite direction, is distinctly
evidential.
There is no need to be afraid that we shall yield
too much to naïve impressions—at least no one who
has lived through the child-study movement is likely
to remain naïve. For a whole generation analytical
study has consciously and of set purpose put aside
the gush of parental impulse and the sentimentality
of certain kindergarten traditions in a determination
to be objective and to hitch up child-life with the
scientific study of nature generally. Now, not only
has the child-study movement not slurred over the
unlovely traits of the young; it has actually picked
out and emphasized every shred of evidence of irrationality,
social insensitiveness, selfishness, cruelty,
and whatever else might seem to reflect the drives of
pre-human species.
At the outset of the child-study movement, genetic
psychology enthusiastically believed that the human
individual rather closely recapitulates the developmental
stages of lower species, and that childhood is
a genuine savagery. This was an unsentimental theory;
at least it made of children creatures of instincts
to which nobility could not be attributed. If science
ever had an opportunity to lay the foundations of a
pessimistic view of man, it was now; for its eyes
were straining to see animality and irrationality
wherever they could be found. Higher, more social
and rational drives, it was held, appear spontaneously
at adolescence, and they are consolidated in
maturity. We now know that this was an exaggeration
of the spontaneous values of adolescence. Suppose
this exaggeration had been discovered at the
time; the conditions then would have been ripe for
explaining human motivation at its best as merely a
set of complicated and sophisticated forms of drives
that are both low and blind.
Thus, modern child-study has leaned over backward
in its endeavor not to be complimentary in its
interpretations of the young of the species. If an
anthropoid ape should acquire ability to read
English, he would not discover any race-prejudice
against apes in the American publications that represented
this point of view! But the point of view
did not maintain itself. It rested upon three supports
each of which proved to be weak. First, the
embryological facts that formed the substructure
turned out to be too few and too scattered to establish
recapitulation even in pre-natal life. Second, the
view of instinct that was employed was speculative,
almost animistic. Third, observation of children was
skewed by the theory under which it proceeded—the
theory that children recapitulate savagery and
barbarism. Disproportionate attention was given to
conduct that is disagreeable to elders; socially neglected
or mistrained youngsters were incautiously
taken to be “the child”; everything obstreperous was
a shining nugget. The movement actually reached
the point of awakening apprehension as to the normality
or sincerity of untroublesome children.
The decadence of this mode of approach, and the
rise of more objective methods, have brought us insight
that is of the utmost importance to anyone who
desires to understand the motivation of adults. First
of all, psychical continuity rather than discontinuity
between childhood and maturity has been proved to
exist; in the second place, the remarkable plasticity
or modifiability of childhood, taken in connection
with this continuity, has given us clues hitherto lacking
concerning the real origin of many adult traits.
Small children can respond to nearly if not quite
every sort of stimulus that adults feel. We cannot
longer regard even sex as a completely delayed drive,
for traces of sex-stimulation are found in infancy,
and definite sex interest follows very early. Any
social impulse, good or bad, that adults exhibit can
be found in early childhood also under appropriate
conditions of stimulation. Moreover, in respect to the
employment of intelligence there is no necessary
break between childhood and maturity, for rational
processes mingle with impulse and emotion from infancy.
In fact, old-fashioned parental authority met
scarcely any obstacle greater than the capacity of
children to have a reason and to stick to it. We now
know that scientific attitudes and types of observation
and inference no more need to be postponed than
does good pronunciation, which is taking the place of
the old-fashioned “baby-talk.” It is worth noting,
by the way, that “baby-talk,” wherever it exists, has
been learned largely from adults!
This psychical continuity between childhood and
maturity vacates the notion that adulthood is a
ready-made set of drives or characteristics into which
we are ushered by natural laws of growth. We are
what we are, not because nature acts after the manner
of destiny or fate, but because some selective
process has been at work in each individual case.
Each of us has the capacity to be very different from
what he is. It is true, of course, that there are inborn
and ineradicable differences between individuals, differences
in degree of energy, in degree of intellectual
capacity, in degree of sensitiveness towards a given
sort of stimulus, and therefore differences in emotional
type. But these are entirely generic; they do
not shut up an individual to just this or that occupation,
social bond, way of thinking, or policy and
habit of weighing values. If we desire to account for
the particular qualities of an individual, we must
look into his whole experience from infancy onward.
This point of view is now no longer a merely general
probability. Psychiatrists and experts in child-guidance
are daily tracing to particular experiences
what seem at first sight to be native and ineradicable
personal traits. Moreover, many a bound personality
is being released by the interjection of new experiences
and the formation of corresponding new habits.
This is true of both children and adults, and it is
particularly noteworthy that the release of adults
often depends upon undoing a knot that was tied in
childhood.
If the plasticity of childhood and the psychical
continuity between maturity and immaturity are, in
one aspect, portentous, they are likewise heartening.
For the fine qualities that children are capable of—their
spontaneity, their capacity for reversing themselves,
their generosity and affection, their sense of
humor, their unabashed candor, their frequently
startling objectivity—we of adult years also are
capable of. Childhood is not a shut-off room which
we are permitted to visit now and then in order to
forget the disagreeable apartment in which we are
compelled to live; childhood is a part of what we
still are! Plasticity, we are learning, though it may
decline with the hardening of the arteries, has no
dead line. Experiment has disproved the view, held
as late as William James, that after adolescence we
are practically incapable of learning qualitatively
new habits. We can both increase already used powers
by further use of them, and also bring into action
neglected powers.
Anyone who can enter sympathetically into the
life of another has capacity for developing in himself
the qualities of this other. The fact that our
cynicism, our distrust of others, and our doubt of
ourselves shrink when we make ourselves companions
of the young is a direct evidence of what our nature
contains, in however undeveloped form. And who
does not grow mellow—who does not experience a
measure of regeneration (becoming “as a little
child”)—upon witnessing in children such admirable
graces as candor, responsiveness to affection, generosity,
the habit of laughter—all spontaneous, unreserved,
uncalculating? It is because there is something
of the child within me that I am capable of
entering the Kingdom of Heaven.
At first sight, psychoanalytic studies may seem to
work against the view both that childhood is so plastic
and that it is so beautiful. Certainly these studies
are sobering. After making due deduction for speculation
that expresses itself as statement of fact, and
for an almost mythological symbolism that spreads a
fog of fatalistic mysticism over simple and controllable
facts, there is still excellent reason for growing
sober. But the reason is the one already given for
regarding as portentous our new knowledge of the
possibilities that reside in early mind-sets. These possibilities
are both portentous and heartening, we have
said, and there is nothing in the ascertained facts
of psychoanalysis that goes against this statement.
Sex-tangles can start in infancy, and they can persist
into maturity, thwarting life at almost any
point. Attitudes of dependence upon a parent may
be so overwrought, or they may be continued so
long, that again the mature person never quite comes
to himself. But these are not fated tragedies; they
are errors that can be prevented. Psychoanalysts are
clear upon this point. There remains, then, no difficulty
unless it be the shock that some persons experience
upon hearing that small children are capable
of sex response and that their sex attraction may
be towards a parent. If such persons will only take
notice that psychoanalysts employ the term “sex”
in an exceedingly broad manner, sometimes making
it as inclusive as the term “affection”; and if they
will further reflect that there is nothing unclean in
sex as such, so that a psychically sexless child would
be no more “innocent” than one psychically sexed,
the psychoanalytic view, even if it be wholly true,
will be seen not to rob childhood of any spiritual
beauty.
The remark was made, a little way back, that
fellowship with children produces respect for their
native qualities. Some evidence of the correctness or
incorrectness of this statement ought to be discoverable
in the attitudes of teachers and in the practices
of schools. The teacher becomes acquainted with
many children of different types; is less liable than a
parent to be swayed by emotions that deflect the
judgment; is in a situation that calls for professional
study and attitudes in the matter. The trained teachers,
then, and the schools that make the largest study
of the problems of education may be expected to
accumulate experience and views that have some significance.
Now, it is safe to say that today no school
that is modern or even intelligently managed is conducted
upon the assumption that children at any age
are merely instinctive creatures. Moreover, in the
schools in which experimentation is most free and
pervasive, you will find an abounding belief in children,
and no spirit of disillusionment with respect
to adults. You will find criticism of adult society,
great dissatisfaction with it, to be sure; but on what
ground? On the ground that the traditional, conventional
treatment of the young represses, retards,
covers up, and thus defeats the splendid capacities
that are within us.
It is noteworthy that the schools and schoolmen
who make this charge do thereby place themselves
under obligation to make a concrete showing of what
can be done by better education. What happens when
schooling is guided by this glowing faith in man?
Does the faith grow brighter and brighter, or does
it check itself by its own failure to work? It is my
opinion that the actualities of human nature are receiving
more illumination at the present moment in
the experimental schools than anywhere else. Let us
take a glance or two, then, in this direction.
XIII CAPACITIES REVEALED BY NEW TYPES OF EDUCATION
The same two decades that showered us with mental
tests witnessed also the upspringing of many
schools that are variously designated by such terms
as “modern,” “experimental,” and “creative activity.”
Creative activity, as a description of what pupils
do when they are at school, is an arresting notion.
It obviously assumes with respect to pupils’ capacities
something different from popular thought about
them, and different, too, from the traditions of the
schoolmaster. The school policy that it connotes includes
provision for an unprecedented degree of
both negative freedom (absence of compulsion) and
positive freedom (abundance of materials with which
to work and natural situations to be met by the
pupils’ own initiative). Observation of pupils placed
in conditions thus favorable for the showing out of
what is in them may be expected to throw light upon
the motives and the capacities of human beings.
The testing movement has had the effect of stressing
“nature” rather than “nurture” as the great determinant
of conduct—over-stressing it, indeed. But
the creative type of school-experience yields data
that help towards a balanced understanding of the
factors. In general, this experience tends to make
both nature and nurture stand out; the old bipolarity
of heredity-environment, nature-nurture,
remains, but both poles are illuminated. This type
of school makes obvious the differences in native
gifts, but it shows likewise that conditions created by
adults have prevented us from knowing what gifts
are there.
Whenever a given sort of conduct is oft-repeated,
our first, incautious impulse is to guess that the conduct
in question is produced by some specific quality
or bent of one’s original nature. The absence, or even
the great infrequency of anything, is taken, similarly,
as evidence that there is a vacant place in one’s
nature. Thus a bad mental habit, a fallacious mode
of judging, gets control of us. “It’s his nature,” we
say, not stopping to consider whether the whole of
his capacity or only a fraction of it has been displayed.
What the experimental schools are doing is
to bring into action capacities that commonly are
under-exercised and therefore not recognized as
existing.
These schools are proving that there is more in
human nature than we had dreamed of in our philosophy.
The method of the proof is, in principle,
simple: Make conditions favorable for the maximum
voluntary exercise of any and all worth-while capacities
that may possibly be there. When this is done,
behold, pupils “take an interest in” many things
that have been regarded as beyond their range. We
are finding out that teaching of the traditional sorts
has habitually aimed under the heads rather than
over the heads of pupils. An intellectual springiness
that teachers and parents failed to discover or produce
by the methods of prescription, spontaneously
appears under the new conditions. Conduct now occurs
that is better by far than old-type schools ever
thought of requiring or even recommending.
All this throws light upon the motives of men. In
brief, this is the trend of the facts: First, a surprising
degree of rationality has appeared. That is, children
and youth are showing remarkable capacity for
the apprehension of problems, the weighing of facts,
the holding of judgment in suspense, caution in generalizing,
readiness to revise one’s own findings, and
ability to resist suggestion and external authority.
Second, equally surprising social capacities come to
the surface. Pupils show not merely ability to run
the machinery of a self-government scheme devised
by teachers, but also readiness to feel situations and
needs, to originate solutions, to carry responsibilities,
to organize and cooperate, to appreciate both
justice and generosity, and to make self-corrections.
Third, to the originality that is involved in all this
there is added amazing creativeness in literature,
drawing, and painting.
If this were a discussion of educational method, we
should now inquire, of course, into the specific procedures
of the schools and the teachers that have
these effects upon pupils. But the technic of teaching
is not our present concern. What is directly to
our purpose is the demonstration that schools and
teachers of the older, customary sort did not bring
out the whole nature of their pupils. Indeed, the
schools of yesterday concealed, retarded, distorted,
smothered some of the most valuable gifts, thereby
unwittingly contributing to the forces that have produced
the present sense of disillusionment with respect
to human nature.
It is worthy of particular note that the “creative
activity” schools are discovering capacities other
than those usually classed as intellectual. It is much
that the young take an interest in abstract and bookish
knowledge; it is more that they take the attitudes
and employ the processes of science with reference
to natural events; but beyond this, and of greatest
significance, is capacity to adjust human relations
in thoughtful, high-minded, and sometimes original
ways. Only a few years ago an incident like the following
would have astonished any teacher, but today
it seems only “natural.” A group of children, engaged
in play-activities that involved construction-work,
discovering that merely impulsive conduct
interfered with their purposes, called a meeting, devised
a government, and actually administered it
effectively. Not the least instructive feature of this
incident is that these children, when their own information
did not suffice, voluntarily sought help
from a teacher.
Such fresh and keen practicality in attacking the
problems of social living in the school is often extended
into the problems of the larger community
also. Instances are multiplying in which community
service of great value has been done by the young
upon their own initiative (with the constant help of
teachers, of course). Not only have children shown
eager willingness to relieve immediate distress; they
have penetrated to the causes of one or more common
infectious diseases, and have mastered some of the
methods of prevention; they have worked intelligently
and devotedly at the problem of parks and
playgrounds; they have cooperated with police departments
and fire departments. And in and through
the whole there are glints of creativeness. Genuine
creativeness, not merely naïveté that happens now
and then to make a happy hit.
The creativeness of the young adds to our knowledge
of ourselves a touch more thrilling than that of
romance, and it suggests fascinating outlooks for
the future. The ruts that exist almost everywhere in
our conduct have heretofore constituted the staple
evidence concerning the nature of man. More than
once already we have noticed how prone men are to
take habitual performance as a measure of possible
performance. Conventionality, it seems, always
claims that it is more than conventionality; it makes
itself out to be a forthright utterance of original,
unchangeable human nature, or even a requirement
of ethical obligation and the will of God. What a
happy reversal of all this might occur if schools
generally should cultivate in their pupils the ability
to get out of ruts as well as to get into them. It is
conceivable that society might ultimately include in
its regular expectations a genuinely original, self-transcending,
non-conformity and re-creation.
The most astounding piece of educational literature
that has appeared in many a day is Mearns’s
Creative Youth (New York, 1925). It is an account
of the teaching of literature to pupils of high-school
age through the unified experience of appreciation
and creation. Yes, creation of literature, not ‘exercises
in composition.’ The evidence is here in a collection
of real poems thus produced. The inventiveness
displayed in them is almost unbelievable; the
insight into life shown by several of the young poets
is a mystery that calls for solution; but the poems
are undeniably poems, undeniably original, some of
them worthy (literary critics being judges) to stand
alongside the best that the recognized poets of our
day have produced.
What is the explanation of this wonder? Mr.
Mearns answers that he merely made conditions favorable
for full self-expression. There was free appreciation,
favorable or unfavorable, of the literature
of past and present, no one’s honest judgment being
rebuked or authoritatively overridden. There was a
cooperative spirit that enabled the pupils to profit
from the judgments that they passed upon one another’s
productions—criticism did not quench the
flame. There was help from the teacher in the way
of information about literary technic, and in the
way of encouragement to self-respect and self-confidence
as well as self-judgment. Individuality,
rather than conformity of any kind, received constant
applause. This class had its setting in a school
that favors just these things. All this Mr. Mearns
makes evident, but he insists that these conditions
and methods merely clear the way for a creative urge
that is present, he is sure, in children and youth generally.
He finds that small children make attempts at
original creation, but hide the product away, and
fail to develop the self-confidence and the practice
that alone can bring their original powers to fruitage.
The point of all this is the naturalness of free
creation of beauty. Man is by nature a creator of
beauty!
Parallel with Mearns’s book may be placed, as
further and possibly equal evidence of creative capacity
in the young, the April-May-June, 1926 issue
of Progressive Education (Washington, D. C.). It
contains many reproductions, mostly in colors, of
original pictures made by children. In these child-productions
there is vastly more than imitation.
One’s breath is taken away again and again, indeed,
by the seizure and vivid presentation of what is characteristic
in a scene or in a person; or, one is thrilled
by the child-artist’s subtle realization of just where
lies the beauty of the object represented. As a consequence
we have here something beyond mere representation,
something more significant than technic
learned from a teacher. We find here insight (the
product of originality in observation), and self-expression
that, being neither conventional nor
merely generic but individual, is truly creative.[4]
These poems and pictures are, of course, not the
average productions of their young authors, and the
young authors themselves probably have native talent
considerably above the average. We must not
make haste to infer that children in general might
reach this precise level of performance. Nevertheless,
we must not dismiss these unusual productions by
merely muttering “IQ.” They are not to be thought
of as the work of children who are freaks, or (in the
biological sense) sports. This is school work, produced
in the ordinary routine of the day. Schools
always have had in them pupils whose intelligence-quotient
was high, but somehow the schools of yesterday
had no such product to show.
It is clear, then, that generation after generation
can come and go without discovering its own children.
Without discovering, not only what its ablest
are capable of, but the others also. For it is altogether
probable—the newer sorts of school are accumulating
evidence all the time—that conditions that
raise the performance of gifted children raise the
performance, also, of the rank and file.
This ray of light, shining out of a few new-type
schools, illuminates to some extent the whole problem
of adult society, both its capacities and the way to
bring them to fruition. There is no reason in the
nature of things or in the nature of man why the
creativeness that is fostered in schools should not be
fostered also in the larger society. We need only
make general the conditions that teachers are creating
in schools. This would involve the reversal of a
habit that custom transmits from age to age—a habit
that I shall make bold to call the psychical inbreeding
of adults. By this I mean that it is traditional
for adults to segregate themselves as a supposedly
self-sufficient portion of society and to draw their
standards, their expectations, and their stimuli from
among themselves. Through this inbreeding it comes
to pass that each generation of grown-ups becomes
the spiritual successor of the preceding generation
of grown-ups, whereas it should be the spiritual successor
and heir of its own childhood.
Perhaps the younger portion of society will yet
release us from our disillusionment.
XIV SMALLNESS IN GREAT MEN AND GREATNESS IN SMALL MEN
If your peace of mind depends upon your being
able to bestow unmixed admiration upon the great
men and the great deeds of our national or racial
past, think twice before you read the present dominant
types of history, biography, and character-delineation.
For they are subjecting halos to spectrum-analysis!
The result is that we are compelled,
time after time, to qualify the approvals that are
traditional with us, and to tone down our reverence.
How “human,” after all, were these men and these
deeds that we had supposed to be so far removed
from mere us. How naïve or even gullible were many
of our old attachments. We are tempted to become
cynical and to feel ourselves disillusioned.
But it is possible, where feelings are so actively
involved, to jump from the frying pan into the fire,
exchanging an illusion of nothing but greatness in
our heroes for an illusion of nothing but meanness.
What the critical methods are showing is that motives
are mixed in both the greatly good and the
greatly bad, as well as in us who are neither the one
nor the other. And the obverse of the discovery of
smallness in great men is the clearer and clearer demonstration
of greatness in small men. That is, the
more objective and merciless our analysis of men is,
the more do particular qualities stand out in their
own light, and the more sharp become the contrasts.
The lesson of the new biography is not, “All men
are alike,” but “Look for the particulars.”
Until a few years ago, when researches began to be
made into the psychology of “transfer of training,”
we lacked means for understanding the coexistence
of opposite qualities in the same personality. Worldly-wise
observers knew that motives are mixed, but
how they came to be mixed, how ethical contradictories
can endure the presence of each other, and
why the good influence of home, school, and church
have such equivocal results—all this was a matter of
guess-work.
Some of this guess-work, taking the form of theology,
accounted for our contradictory selves by the
theory that God and the devil, or the Divine Spirit
and human depravity, are at war in each of us. But
this did not explain the complacency with which a
man can be good and bad, great and small, at the
same time. The easy way for thought was to place
each man in some broad category and then either
ignore conduct that did not fall into it, or else find
excuses or sophistical explanations. A man was either
a Christian or a non-Christian as a whole, it was
assumed. If he was a Christian, his un-Christlike
conduct was assigned to a dim region of thought and
then often conveniently forgotten; if he was a non-Christian,
his Christlike conduct was the part assigned
to this limbo and then forgotten.
Corresponding to this theology there was a naturalistic
interpretation of man that ran to the effect
that human nature is essentially low, or at least selfish
and tricky, and that our virtues are either refined
and far-seeing selfishness, or else a mere cloak of
respectability. The dim region of thought in this
instance, as in the theological judgment upon non-Christians,
was that in which moral purity, strength,
or greatness seemed spontaneously to spring from
within the man.
Into this thought-situation came experimental
psychology, taking to pieces these complex mental
facts instead of interpreting them by broad concepts
that are more or less speculative. Why, it asked,
are the spelling papers of a given school pupil scrupulously
neat, but his arithmetic-papers slovenly?
The same pupil is actually both neat and not neat!
How is it that a child humanely reared so that in
his maturity he is sensitive to the pleasures and pains
of his kin, his neighbors, and even the lower animals,
exhibits also insensitiveness to the weal and woe of
his competitors or his employes? The same man is
kindly, yet cruel! How can one who has been trained
to strict honesty of thought by mathematical study
be evasive and untrustworthy? Nay, how is it that
one can sincerely believe obviously contradictory
doctrines, as that God is infinitely benevolent as well
as infinitely wise and powerful, and yet sends into
eternal torment persons whom He himself has created
and sustained in existence up to the moment of their
doom?
The upshot of research into this problem is—some
technicalities omitted—the proof that training or
experience can have a wider or narrower “spread”
according to the components or the method of it.
Training to neatness can be narrowly directed to
spelling papers, or it can be so handled that some
effect upon arithmetic papers also will appear. There
is no general trait of neatness; there are, rather,
neatnesses, though these may be brought into the
unity of a common ideal and habit. Similarly, there
is no general quality of kindliness or cruelty that
presides over all one’s human relations. The man
whom we index as humane can be hard as flint; the
one whom we have set down as unfeeling can perform
acts of delicate or heroic kindness. So with honesty.
Pupils who habitually cheat in one subject resist
temptation to cheat in other subjects or in games.
What wonder, then, that sincere belief in obvious
contradictories occurs? As there is no general trait
of honesty, so there is no “faculty” of reason that
spreads itself equally through all our intellectual
activities. But more or less generalization does occur
in both thought and conduct, and whether it shall be
more or whether it shall be less is partly in our keeping.
We can train ourselves to participate in broad
issues and ideals, we can form a habit of noticing
the elements in new situations so that we see what
principle applies, and we can discipline ourselves
into paying the price of an organized personality.
We have no reason, then, to suppose that a man
who is great in one respect will be great or good
in all respects, nor, conversely, to suppose that a
man who is small in several ways will be small in all
his ways. There is as yet no really all ’round education
or all ’round experience; we do not yet know
how much can be done by schools or homes to provide
such education or experience.
This little excursion into the borders of psychology
should enable us to render fair judgment upon
current types of disillusioning biography. To the
extent that a biographer burrows into weaknesses
under the assumption that the worst in a man is the
real clue to him—to this extent the supposedly enlightened
writer reproduces the wholesale naturalism
that endeavored to offset the equally wholesale theology.
Such biography is pre-psychological. On the
other hand, why should we object to the publication
of any well-authenticated fact concerning any public
character? We have every reason to expect that minute
scrutiny will reveal some sort of smallness in
any great man. What we should beware of is the
obscuring of what is admirable by the dust that goes
into the air when these smallnesses are dug out.
That hero-worship has had a setback is not a
matter for regret, but rather for congratulation.
For not only was it careless of historical truth, but
it separated from us those who are of us, making us
feel unduly inferior to good men, and (as the psychoanalyst
would say with some show of reason)
making a false compensation for our own defects by
adulation of men who were supposed not to have
them.
There are other reasons, too, for rejoicing at the
growth of realistic methods in the appraisals of men.
For it is not merely historical distance that creates
illusion, but social distance also, and likewise interests
that are served by making distances appear
where they do not exist. Let me speak without reserve.
The achievement of success in any commonly
accepted sense of “success” ordinarily produces self-gratulation
of an expansive sort. That is, one attributes
to oneself admirable qualities other than
those that produced the success. Jack Horner said
“What a big boy am I!” Moreover, the successful
man’s neighbors, too, admire the whole man instead
of merely the particular acts and qualities that bring
him into notice. Thus it is that practically any successful
man is overestimated by both himself and
his contemporaries.
In the same way, distinctions of birth, wealth, and
official position automatically inflate themselves.
Even in societies that count themselves democratic
there is an astonishing amount of kow-towing to
station. Yesterday Mr. X was nothing but a politician,
a leader of a party or of a section of a party.
His own maneuvers and those of his friends having
secured for him nomination for a high office, he
began now to be more remote from the common.
Rumors that a great and wise man had been discovered
blew over the land with every breeze. But
even this campaign puffiness was a slight thing in
comparison with the size that the man seemed to take
on after he was seated in a chair of state. There
was now not only deference to his office, but also
breathless watching for his every next word or move,
as though he were the arbiter of destiny; and this—let
it be noted—was not chiefly fear of his power;
it was belief in his true greatness, wisdom, and goodness.
Though no act of outstanding ability or courage
could be credited to him; though he had neither
eloquence, nor wit, nor marked idiosyncrasy;
though he lacked even the picturesqueness of the
adventurer; yet was he, for the time being, taken
to be one of the great characters of history. Two
factors, of course, worked together to create this impression:
On the one hand, politico-economic propaganda,
which found it more useful to exalt a leader
than to argue a policy; and on the other hand, on
the part of the populace, inherited assumptions that
there is a great distance between the ruler and the
ruled, and that the greatness of one’s country somehow
passes over to the leaders of its affairs.
What is needed here is realistic, analytic thinking
upon authentic data as to the specific acts of a
leader. Such thinking upon such data is bound to
deflate some reputations. When we look for the particulars,
thrones and bishoprics and large places in
the sun lose their awesomeness. To the reasonably
cautious mind, common acclaim is unimpressive; one
has discovered the social assumptions and influences
that too often are back of it.
Nevertheless, if we are not to fall into a disillusionment
that is speculative or subjective; if we are
not to make sweeping generalizations from picked
facts, this critical mood must not forthwith reduce
the greatly good personages of history or of the
present to the mean and the commonplace. They will
henceforth have less mythological and legendary set-apartness;
they will be more like plain us (a mixture
of qualities), but we shall not have a flat landscape.
Yonder researcher in science or history may be not
a whit wiser in a thousand respects than his next-door
neighbor; even in his laboratory and his library
lower and higher motives may jostle each other, but
in sheer fairness and objectivity we must perceive
that a high end that he labels “truth” lures him on,
restrains contrary motives, and rewards him from
within itself. The artist who believes in his art
against the odds of conventionalized criticism; the
medical man who, as practitioner or as researcher,
never swerves from the main purpose of the utmost
increase of health; the social worker who really
“believes in people”—in the human as such—when
social prejudices make this belief costly; the religious
prophet who at the expense of persecution or crucifixion
calls upon us to lift up our eyes from our
pettiness to the coming Kingdom of God—these are
true specimens of what the human can be and sometimes
is in point of motivation.
Between the more creative, or the more favorably
placed, of these persons and the common run of men
there is no gap or partition in the matter of motives.
When we achieve a deep acquaintance with men,
though we realize as never before the extent of their
foibles, we come upon a residuum that evokes our
respect. But deep acquaintance means something far
more intimate and therefore insightful than our
classifying devices. Of course, no one who exercises
coercion understands those whom he coerces, and
whoever exploits men is blinded by his point of view.
A mere observer, moreover, an outsider standing
aloof, may perceive more clearly than others do a
part of what is going on in his fellows, yet his very
aloofness, because it places inhibitions upon those
whom he inspects, defeats his quest. Hence it is that
the generalizations of the “hard-boiled” are never
quite convincing to persons who live in friendly,
cooperative relations with one another. The greater
authorities upon what the common man is capable
of wanting are those enlightened souls whose un-self-seeking
unreserve and participation in the neighbor’s
hopes and fears, and ups and downs, thaw out
the ordinary barriers between man and man. Now,
almost universally those who have had the widest
experience in dealing with men on this basis of intimacy
have the firmest faith in humanity. I do
not mean sentimentalists who indulge humanitarian
emotions at a distance, nor yet lovers who may—or
may not—deceive themselves by over-idealization,
but persons like some social workers whom anyone
could name who unite a cool head with a warm heart.
They, if anybody, should be disillusioned, for they,
more often than the rest of us, witness frailty and
frustration close at hand, yet they are most unshakenly
respectful of the common man.
XV THE MIXED MOTIVES OF BUSINESS
It is necessary to distinguish between the qualities
of the industrial system and the qualities of the men
who run it. It is true that they have created it, that
they endeavor to express themselves in it, and that
they interpret themselves by their own creation; but
it does not follow that they have succeeded particularly
well in expressing themselves, or that their
interpretation of themselves is adequate.
There was a time when our ancestors expressed
themselves in idols, the work of their own hands and
imaginations, and interpreted themselves thereby,
even offering human sacrifice as a normal part of the
system. But we know that the wants of these worshippers
outran the prayers that, for the time being,
they were able to frame. The man was better than
his religion.
May it not be that industrial man is better than
industrialism? And if so, is it not conceivable that
the mechanism of business that now tyrannizes over
us as ancient religions tyrannized over their worshippers
may yet go through transformations as
profound as those that separate the Druid from
the believer in ethical monotheism?
The gravitation of the system, we have seen, is
towards a depressing view of human nature, and
unquestionably the system is to some extent forming
men in its own image. But even as they yield to
economic custom, they make excuses for yielding,
and they hunt up excuses for the system that coerces
them just as the idols of old coerced our ancestors.
Such a system is as imperfect an index of the nature
of man as would be a motor car running away down
a hill because the brakes have been allowed to get
out of order. In such a car human nature is both
represented and misrepresented.
If, under such terms as “love of money,” “desire
for gain,” “profit motive,” or “economic motive,” we
think to explain the “go” of business, we shall be
caught in an abstraction or over-simplification. It is
as if one were to say that the reason why any man
buys an automobile is that he desires to ride rather
than walk. This is not misleading, but it is abstract
and inadequate. The experience of riding, it is true,
may beget a desire simply to ride and ride, and similarly
the experience of making money may become
a source of direct satisfaction; but any concrete situation
is almost certain to be far less simple than this.
The motives of business—later we shall see whether
the same is true of the worker—are decidedly mixed.
Let us see.
The vast majority of those who employ capital for
the making of profits mingle their own daily labor
in an intimate way with their capital. A truck-driver
who owns his own truck; a small grocer who lives at
the back of his grocery; a fisherman who owns his
own nets and a “one-lunger” motorboat—what is the
economic motive in their case? It is scarcely distinguishable
from the motives of a skilled workman who
makes no profits, but receives wages only. Enough
for the family to eat; a comfortable home; opportunities
for the children; recognition by one’s fellows
as amounting to something; a chance at amusements
and recreations (to own a radio-set and a motor-car,
of course), and—very important—security against
sickness and old age—these are the meanings of
prosperity for such small capitalists, at least the
fundamental and primary meanings.
One of these meanings, as desire for security, may
become dominant; or secondary meanings may arise,
as wanting to outdistance a particular competitor;
and the individual may so identify himself with the
mechanism of his occupation that his establishment
becomes practically an end in itself. So complicated,
and so modifiable, is the economic drive in its more
simple and human aspects.
At the higher points in the scale of possessions
and of power we see the same fundamental motives
at work, but in changed proportions and with different
proliferations. Some drives decrease or disappear
simply because there is now a regular and
abundant supply for the wants involved. When
wealth comes, one no longer bothers much about
mere necessities; instead, one reaches out for luxuries,
for variety, or for intangible goods such as
“standing” in “society” or in financial circles.
The desire for security, rather paradoxically, appears
to grow rather than become quiescent when
insecurity of the primary type recedes. The reason
is that the possessor tends to identify himself and
his family with his “pile,” so that whenever the
“pile” increases, not only is there more to protect
against shrinkage, but there is also a bigger-seeming
self to feel the loss. It is said that perhaps no other
single motive plays as large a part in the minds of
the financially already-strong as longing to get
safely above the buffets of circumstance—to be
utterly secure. But how much must one accumulate
if one is to be superior to the vicissitudes of fortune?
In the words of Harry Lauder, “When is a man fu’?
Eh? Eh?” I protect what I have by adding a financial
outpost; then this requires protection. Thus the
motive of security transforms itself into the policy
of increasing possessions without limit.
Oddly enough, one of the motives of religion also
is desire to be safe in a changing and largely unpredictable
world.
I have been young, and now am I old;
Yet have I never seen the righteous man forsaken,
Nor his children begging bread.
The Lord is our refuge and strength,
A very present help in trouble.
Therefore will not we fear
Even though the earth be removed
And the mountains be cast into the sea.
Be not anxious ... for your Heavenly Father understands that ye have need of these things.
All things are yours.
From facts like these some persons have drawn the
conclusion that unquenchable thirst for possessions
is in reality “thirst for the Infinite” mistaking its
own nature.
Another factor or phase of the motivation of business
is thirst for power. But this, in turn, is not a
single or uniform thing; it is complex and variable.
What is it to experience power and to rejoice in it?
It is to be able to express oneself; to have the experience
of being a cause; to exercise some specific
talent; to be noticed of men, or followed by them;
to construct or create something, or to cause something
to grow, and to have it to contemplate and to
show to others (whether as farmer, breeder, artizan,
author, artist, builder of a business or of a fortune);
to feel stimulated instead of depressed in the face
of obstacles; to feel that what one is doing is a game,
a “sporting proposition”; to be fascinated by the
everlasting “beyond”; to be thrilled by such an
onward pull as a mountain climber feels who cannot
be satisfied with any attained peak as long as a
higher one is visible. Economic power may mean any
of these; it may mean, too, possessing the means to
do some desired thing outside the business, as patronizing
art or learning, or carrying out a pet philanthropy.
When the economic motive takes the form of thirst
for power, how like some of the motives of religion
it becomes!
They that trust in the Lord shall renew their strength.
They shall mount up with wings as eagles;
They shall run and not be weary:
They shall walk and not faint.
I can do all things through Christ who strengtheneth me.
On the other hand, the power-motive can include,
often does include, desire for mastery over the personality
of others, and pugnacity or even destructive
fury when they resist or stand in the way. Desire for
selfhood and for mastering and creatively reconstructing
the conditions of life, taken socially (our
selves, our world), is the heart of ethical living; but,
taken egoistically, it nurtures conceit, self-will, ruthlessness,
and the illusion that achieved strength can
satisfy by inbreeding with itself without creating
beauty, or discovering truth, or promoting fellowship.
The motivation of the economic order is related,
likewise, to our consciousness of the shortness of life.
I am fleeting, but my property will be here after I
have disappeared; can I not put the stamp of myself
upon it? A college president repeatedly remarked to
a man of wealth, “Mr. M, if I were in your place, I
should build myself a monument.” This, and nothing
more, time and again, until the man of wealth remarked
one day, “Doctor, I have decided to build
myself a monument, namely a building upon your
campus.” To identify myself with something that
will speak in my name when I am gone, something
that will act upon men so that I still count with them—this,
in some cases at least, is a constituent of the
desire for gain. It may take the form of ambition
merely to build up a great estate that shall bear my
name; to perpetuate this estate in its integrity as
long as the law permits; not only to endow my children
and grandchildren with wealth, but also to prevent
them from dissipating it; by my beneficence to
be really good for something in the long future; to
cause my name to be gratefully spoken of by future
generations, forever, if possible.
Again, how like religion, with its interest in survival
after death!
All things are yours, whether ... life or death.
Make to yourself friends of unrighteous Mammon (said
Jesus derisively) so that they may receive you into
everlasting habitations!
Clearly, then, we shall only partly understand the
driving power of the economic system if we fail to
perceive that, like science, art, and religion, it contains
aspirations to be free, to be recognized by
others, to fulfil the impulses of family affection, to
enthrone personality above circumstance, to be a
creator, and to baffle the grim Reaper.
The industrial revolution wrought havoc within
this garden of motives. Factory production separates
the experience of producing from the experience of
consuming, thereby concealing something of the
meaning of both. Moreover, in place of face-to-face
dealings between men, which keep the human factor
in the foreground, we now have mass or group relations
between persons who never meet one another,
and these relations are mediated on the side of capital
by laws, rules, standards, and officials that represent
a somewhat-less-than-human interest. The
dominant assumption is one that can be expressed
in a balance-sheet, which is merely a summary of the
non-human aspects of a business—a summary, that
is to say, of that to which no meanings are as yet
assigned. Was there ever anything more abstract
than a balance sheet? The business man, his family
and friends, his employes, his country, his church,
the whole human race might be blest or injured to
any extent by his business, but the balance-sheet
would not yield the slightest hint of the fact. Yet
the balance-sheet—this abstraction—is taken as the
main guide of business conduct!
The moral tragedy of industrialism lies not in
the fact that we are so bent upon mastering the
material resources of the world, but in the abstraction
of this mastery from the motives that started it
going and that give it its only meaning. But we have
not quite smothered ourselves with the works of our
hands; the man within the business man, fortunately,
is commonly inconsistent with business philosophy.
Prosperity is not the measure of his satisfactions
and desires. Though surrounded by plenty, he is
restless; though efficient, he has not yet expressed
himself. Something greater than industrialism is
struggling to be born.
The evidence of this inner struggle can be seen in
Rotary clubs and similar organizations, with their
effort to promote friendliness among competitors,
their interest in some forms of public welfare, and
their emphasis upon “service” as the test of good
business management. This talk about “service” does
not yet mean, of course, that Jesus’ principle has
been adopted and selfish ends abandoned; it certainly
means that I make the largest profits by consulting
my customer’s interests as well as my own; but even
so, it contains a glimmering recognition that our
real interests are mutual interests. Through this recognition
some warmth and enlargement are coming
to the business consciousness.
But there is another side to this consciousness—a
side that likewise speaks of satisfactions not yet
found. When men become nervously concerned for
orthodoxy, assuming that an issue is already closed
and that they have the key to it, we may be sure
that there is a lurking skepticism within. Orthodoxy
is organized distrust not only of unbelievers but also
of believers, oneself included. And business orthodoxy
grows apace!
Another sign that defence mechanisms are forming
in the business mind is flight into generalizations
and abstractions. I have spoken already of the element
of insincerity in the perennial claim that public benefits
flow from any and every scheme out of which I
secure private gain. But this is more than mere tactics;
it is more than an economic theory now outworn;
it is also a flight into generalizations and
abstractions. It has become so much a habit that it
has secreted from itself a sense of sincerity. The business
of coal-mining is ceasing to be to the owners the
particular facts of this mine and these miners; it is
something larger, more general and public. I do not
think we can otherwise explain the tolerance of mine-owners
towards the facts revealed to a Senate committee
that recently investigated the human conditions
at mines in Western Pennsylvania. It is true
that the stock-and-bond method of capitalizing an
enterprise makes it difficult for the absentee owners,
whether of a mine, a factory, or a power plant, to
know what is going on. But it is not merely the
absentees who escape the force of facts; managers
who are close to the works do it too. In short, there
is more or less shrinking on the part of business men
from the literal actualities of business and industry;
the motives thereof are not at peace among themselves,
and the manhood of these men has not yet
found the way of adequate self-expression. What the
business man “really wants” he has still largely to
find out.
XVI MOTIVES OF THE WORKINGMAN
If you want to know the inside of the worker’s
mind, do not ask him any generalized questions about
it, for, like the capitalist, the employe has his attention
fixed upon the mechanisms of industry and upon
the particular things that, at the moment, he thinks
will better his condition. A generalized answer from
him may throw no more light upon his complex
springs of action than “love of money” throws upon
the conduct of captains of industry. Do not ask his
employer, either, what the worker really desires, for
the employer will apply to others some over-simple
explanation that parallels the one that he applies to
himself.
Our best sources of general information are men
and women who have lived and labored side by side
with the workers in an endeavor to understand and
help them—persons like Carleton Parker, Helen
Marot, and Whiting Williams.[5] The return from
such studies is not simple. You cannot compress the
soul of the workingman or of anybody else into a
simple formula, nor can you explain him by naming
the social or economic class to which he belongs.
The pigeonholing of men, by the way, is one of the
major immoralities!
What the workingman wants, first of all, is work;
he wants to be sure of a job. This means, for him,
his foothold upon this earth. He wants to know
where the next meal is coming from, and the more
thoughtful individual determines that sickness and
old age must not find the cupboard empty if he can
prevent it. How like his employer, who likewise is
struggling to rise above the vicissitudes of existence!
The workingman wants a job that gives him standing
among his fellows. High pay can give him such
standing; or an occupation that requires skill, or
judgment, or daring; or even connection with a
renowned or admired enterprise. Thus again, employer
and employe meet in a common desire for
social recognition.
The worker is bent upon amusements and recreations.
They occupy his mind even at his labor, especially
where high subdivision of labor permits the
hands to be employed almost mechanically. Moreover,
with the increasing mechanization of industrial
processes, which implies ever decreasing spontaneity
and self-expression, and ever-deepening dulness in
the routine, thought turns with ever greater insistence
to amusements that promise contrasting experiences
of freedom, variety, strong stimulation or
excitement, and social contacts. Not so unlike the
experience of the employer, for he too, as his business
becomes mechanized, builds up for himself a second
world in which real living is contrasted with work.
Family interests affect the worker about as they
affect other persons, but with this important difference
in the application: Whereas the capitalist seeks
to make the future secure for his children by endowing
them with property, the workingman endeavors,
largely through the education of his children, to get
them out of his economic status into a higher one,
such as that of a “white-collar job” for the son and
clerical work or school-teaching for the daughter.
Widespread, too, is “land-hunger,” particularly
among agricultural workers, though not exclusively
among them by any means. To have “a place that one
can call one’s own”; to put thought and muscle upon
a garden or a house, feeling that the results will not
at once slip away out of one’s hands and sight; to
express one’s very own taste without let or hindrance;
to have one’s personality identified in the community
with something stable, like real estate—here is one
focus of the ambition of many and many a worker.
Closely related to this attachment for the land
is an impulse—alas, how often thwarted—to express
one’s individuality in and through one’s work. You
can witness the joy of creation in a child who for
the first time makes a whistle that really whistles;
in a housewife who achieves a new flavor in her pickles
or luxuriant blossoms upon her window-plants; in a
blacksmith when he fits and tempers a piece of iron
just right; in anybody who performs the whole process
of creation from raw material to finished product.
Even in factories which, by subdivision of tasks,
make this impossible, there appears now and then a
partial compensation in that workmen identify themselves
imaginatively with the establishment or its
products. Notice the pride in the machine that one
superintends, or in a piano or a locomotive that one
has helped build.
The worker wants a large wage, but it is not true
that this is his sole or all-dominant concern. Time
and again opportunity for larger wages is rejected
in favor of opportunity for self-expression, or pride
of workmanship, or social recognition. Nor is the
desire for maximum wages an altogether simple motive.
Increase of income may mean saving or insurance;
it may mean education for the children; or
more family excursions into open spaces; or a radio
set in the home, or what not? The other day a gentleman
remarked, “I have been amazed at the intelligence
of my chauffeur who, as far as schools are concerned,
is an uneducated man. The secret of it is
that he has procured a radio set wherewith he listens
to lectures and sermons. Every Sunday, he says,
he hears a sermon by an eminent clergyman.”
It is folly to look upon the labor movement as simply
organized grabbing. It may become this, of
course, precisely as a corporation may become a
depersonalized snatching-tool for capital. But the
demand for reasonable hours of labor, for decent
working conditions, for a living wage, for collective
bargaining, and recently for a share in the management
of industries represents a wide and deep motivation.
Everything that “my family” means to a man,
or social recognition, or security, or desire for individual
selfhood is included in the movement.
Yet it is not possible to take a roseate view of the
pressure of industrialism upon the spirit of either
employe or employers and financiers. A man who was
subsisting upon the borderline between worker and
employer had opportunity for gain by a shady transaction.
It consisted in taking surreptitious advantage
of a municipality in such a way that permanent gain
would accrue to a corporation with which he was “in
cahoots.” He laughed at scruples, saying, “I’m going
to get mine while the getting is good. They’re all
doing it.” Of course it isn’t true that all are doing it,
but will anyone deny that the system in which both
worker and capitalist have become enmeshed exercises
upon both of them a gravitational pull away
from the wholesome motives that have been named in
this and the preceding sections, and towards a narrow-minded
policy of getting simply as such?
Industrialism in its present form unquestionably
pushes into the background the motives of concrete
well-living, and brings into the foreground a desire
for “efficiency” or “results” as measured by a mechanical
or abstract standard. Both employer and
employe feel impelled to get the most possible out of
each other, for the system as such (and its leaders
insist that its “as-suchness” is both natural and
reasonable) has no inherent reference to a possible
mutuality in well-living for all concerned. Well-living
is not the job of business or of industry, least of all
mutual well-living; instead, conflict of interests is
assumed to be basic and permanent.
In this assumed conflict of interests, possession is
the objective. Hence the employer, since he already
has possessions, which mean power, has an advantage
which the worker sees no way to offset except
by arbitrary action or inaction. Hence effort to “get
by” with the least exertion; mechanized listlessness;
loss of heart (“I’m not going to strain myself in
order to increase his profits”); the warlike strategy
of the union; resentment when defeated in this game
of “get”; and, when conflict reaches a climax, resort
to force. And, in and through all, the Tempter whispering
that class-interest is a finality in our organized
life, and that force is the final arbiter of everything.
This on the side of labor; and, on the side of capital,
parallel abstraction from the more vital enjoyments,
parallel drying and hardening of the mental
tissue, and final resort to cunning and force. There is
scarcely a mean motive, apart from brutal lust, that
does not now come into play upon both sides. And
yet, the same men, both employers and employes, are
partly actuated in their economic activities by motives
that culminate in religion!
XVII ECONOMIC PRODUCTION AS A MODE OF SELF-REALIZATION
Within the evolution of economic production one
can read a story of the gradual molding of the human
clay by human hands. Yes, the story of it, for the
range of the interests that enter into the day’s work
is without limit, and the same interests, modified by
the day’s work, radiate outward into all phases of
culture.
Hunting makes a hunter; fishing makes a fisherman;
when man achieved the domestication of animals,
he achieved likewise some taming of himself.
When seeds began to be planted, and fixed dwellings
to be built, then seed-thoughts were sown in the mind,
and he who erected a roof “built better than he
knew,” for an advance took place in the structure of
domestic society. In our own country we have seen
the frontier produce the frontiersman, and industrialism
a vastly different type of personality. Slave labor
in the south created one sort of capitalist, free labor
in the north another sort. The economic process and
its economic product—whether weapon, tool, commodity
of any sort—makes the man as truly as the
man makes the product. The story of the day’s work
is the story of man, discovering himself, changing
and diversifying himself, sometimes maiming his
mind as well as his members with tools, weapons, and
machines of his own devising, but again recovering
himself and going forward.
In this sense an economic interpretation of history
is possible; but it means, not that the whole of culture
is controlled by “desire for gain” or any other
narrow (and indeed abstract) spring of action, but
that what we do with natural resources influences all
sides of human nature and capacity. The new history,
employing the polarizing lenses of psychology,
reveals everywhere and at all periods unbroken continuity
between, on the one hand, men’s daily occupation
of transforming raw materials, of getting and
spending, of buying and selling, of employing and
being employed, and, on the other hand, the substance
of the social life and of the political order,
literature and the fine arts, religion, science, and
philosophy.
The economic order, that is to say, is not a thing
per se. If church worship, or the goings-on at an
amusement park make a strong appeal because they
are different from the daily grind, even here we see
the continuity. It is the man, the personal self, that
has gone into the grind and that has come out of it
seeking something specifically different. The personal
self, though it has remarkable capacity for inconsistency
and forgetfulness, contains no really watertight
compartments. A point of view, or an attitude,
that has become habitual in any sphere of life can
control us in subtle as well as overt ways. For example,
the laymen who most strenuously insist that ministers
should attend to “spiritual” affairs, letting
business alone, represent in their own persons, and
that vividly, the impossibility of a real separation of
religious experience from economic experience.
Production and distribution of economic goods at
its best—nay, why should we not say at its normal
point—is, then, a working together with God in the
creation, not so much of plants and fruits and domestic
animals and structures of wood, stone, and steel,
as man himself. The economic order is a chief sphere,
if not the chief one, for the realization of personal
selves.
This is the only coherent meaning that we can
give to it. Therefore, whenever we find it turning out
undeveloped, depressed, or distorted personalities,
they must not be taken as by-products or incidents;
they are the main concern, and therefore the system
is here sick and self-defeating. To say that we are
engaged in making goods and not men is in any
case simply not so. We actually do make men of one
sort or another in all our sowing and reaping, mining
and smelting, manufacture, commerce, and finance.
For better or for worse this is so; there is no escaping
it.
But our modern world deludes itself on this point
by endeavoring to maintain and cultivate a spiritual
life alongside the economic. By “spiritual” life I
mean the only thing that it can signify to us moderns,
namely, regard for personal selves, all selves
within our purview. This concept of the spiritual
includes a scale of attitudes long enough to reach all
the way from comforting a frightened child to worshipping
God. We are self-deceived in that we have
turned over the making of selves to schools, homes,
and churches as their specialty, for the making of
selves takes place just as truly and not less effectively
in and through the economic order. We have
rather lazily assumed, too, that the superior personal
relations experienced or talked about in home, school,
and church will somehow—rarely does anyone even
attempt to say just how—pass over into the field, the
factory, the market, and the financial institution.
Undoubtedly considerable seepage into economic
relations does occur. For, even where the system is
most mechanized, it is not quite shameless, and the
sporadic cases of concern for human values are neither
few nor insignificant in quality. Nevertheless,
on the whole, we undertake to base our economic conduct
upon economic principles that are supposed
(though mistakenly) to be self-sustaining or even
self-evident, and our ethical and religious life upon
a contrasting set of principles, supposed (though
mistakenly) to be likewise self-sustaining. The result
in multitudes of instances is a dual life; always it is
confusion, blurring, and relative inefficiency in the
human concerns that most count.
In fact, the seepage from our spiritual life into
the economic is large or fully offset by a reverse
penetration of depersonalized economic principles
and practices into the very citadels of spirituality.
Consider, for example, the prerogatives assumed by
and commonly granted to “the man who pays the
bill.” Does the entirely unspiritual fact of carrying
the purse give one a preferred position with respect
to spiritual relations within the family? Yes or no?
Does economic power, or does it not, either intentionally
or by mere drift, determine what shall be
soft-pedaled in schools, colleges, and theological seminaries?
No one takes the trouble to deny that laymen
of means have influence in the churches altogether
out of proportion both to their number and to their
religious intelligence, and no one questions that this
influence colors the teachings called religious.
The spiritual does not succeed in maintaining itself
alongside the economic. In the nature of the case, it
cannot do so; the economic experience is bound, for
good or for ill, to be the area in which some of the
chief character-forming forces are generated.
The present partition of ourselves into secular and
religious, industrial and cultural, practical and idealistic
is deceptive and ruinous. It results in half-conscious
gropings, tangled purposes, self-defeating
self-assertions, fallacious self-justifications, and diluted
standards of spirituality. In consequence of it
the economic order lacks definite meaning. It should
mean production for use and for the enlargement of
life all along the line, but instead it is not unambiguously
directed towards any human good whatsoever.
It feeds the hungry (some of them), but it also exploits
their hunger. It indirectly supports education,
science, art, philanthropies, and religion; but at the
same time it promotes senseless luxury, conspicuous
spending, a commercialized amusement fever, political
corruption, and the kind of national economy that
makes for war. If it has sharpened the wits of many,
and opened to them wider vistas, it has likewise made
multitudes of minds hard, materialistic, mechanical.
It has produced class consciousness and class conflict
so general and so acute that sober observers are wondering
whether the system is not bound to destroy
itself by its internal friction.
We shall not recover from this sickness by developing
more spiritual life alongside an industrialism
that treats persons as means rather than as ends, but
only by spiritualizing the industrial system itself.
The obvious necessity, the only way to spiritualize
industrialism, is to develop through the entire range
of its personnel the joy of being a producer, as distinguished
from the satisfaction of receiving wages
or making profits. When motives focus upon wages
and profits, which are extraneous both to the thing
produced and to the persons who use the product,
the realization of one’s self in one’s work is squeezed
out, and the realization of other selves as benefited
by us is squelched. Moreover, when the motives for
production become thus uncreative, the goods produced
convey to the consumer little or no ethical
meaning; he procures and uses them as mere things,
ignoring the human life that has gone into them,
and therefore realizing no spiritual relationship by
means of them.
If men are to be religious in any deep sense within
the economic experience, the raw materials and the
finished products that pass from hand to hand, and
the machinery for manufacture and distribution,
must acquire something of a sacramental character,
becoming outward and visible signs of an inward and
spiritual grace. To make a button, or to buy and sell
one is, in reality, to participate in a great complex
of personal relationships, whether high or low; right
here we determine, in part, the level of our common
life.
On the other hand, when the massive walls, arches,
and towers of a magnificent house of worship arise
upon some lofty point in a great center of population,
what spiritual significance can one see therein?
You answer that multitudes will worship God
inside this structure. But what of the structure itself
as an economic fact? Human life, the life of persons
to whom Jesus attributed value beyond measure,
went into the quarrying of these stones, the smelting
of this metal, the mixing of this mortar, the financing
of a multitude of major and minor operations.
What happened to this life of persons through its
participation in the making of a sanctuary? Did men
find God, and one another as sons of God, here?
What is the spiritual significance, moreover, of the
contribution that I make for the erection of this
towering monument to our faith? How did this
money come into my keeping? That is, what human
relationships, what makings or marrings of personality,
what wages of bitterness or hardenings of heart
have gone thus indirectly into the edifice that is
meant to signify divine fatherhood and human
brotherhood?
Is our religious thinking so feeble that we actually
expect to solve the problem of worship by saying and
singing within the sanctuary sentiments that are contradicted
by the very walls and roof that shelter the
congregation? On the other hand, is our economic
thinking to be so abstract as to go on assuming that
the aspirations of the heart of man are for the inside
of the sanctuary, and not equally for quarry, mine,
mill, and banking house? The unstable state of both
organized religion and the industrial and economic
structure at the present time suggests that we are in
the grip of an inevitable issue. It is not over-rash to
surmise that we are going to have a spiritualized
industrial and economic order, or else a pseudo-spiritual
and actually degraded religion. Degraded,
that is, by increasing subservience to an unspiritual
system of dealing with the material resources of
nature.
That there is any inescapable drag in the direction
of such a fatal system does not appear from any
broadly objective scrutiny of the motives of either
capitalist or worker. On both sides mixed motives
are the rule, and the two mixtures largely coincide.
On either side one or another motive gains or loses
influence by the shifting of conditions that are within
our power. It is as if the ancient word had been
spoken to our generation: “I have laid before you
life and death; choose life.”
After three years’ experience as a worker in mines
and factories, Whiting Williams declares that the
mainspring of the worker—we have seen that this is
true also of the employer—is the wish for worth, the
wish to be a person, to realize that he counts and that
others recognize the fact; and, Williams adds,
“through our work, if anywhere in all the universe,
we may hope to become a person, meaningful and
valuable—aye, indispensable—to others.”[6]
XVIII THE MOTIVE THAT IS IN ALL AND THROUGH ALL
The lines of our inquiry converge upon the following
conception of the motives of men: Rooted in
the conditions of individual and racial life are various
“drives” that are related to nutrition, sex, avoidance
of discomfort and danger, activity and repose, and
the presence or conduct of other members of the
species. But these are not elementary units that in
their aggregate constitute human motivation. For,
in and through them, using them, giving meaning to
them, and creating new meanings through them, is
the affirmation of a personal self, and the coordinate
and equally inevitable affirmation of other selves.
And this affirmation of selves does not consist in sucking
at the breast of Nature, but in reconstructing the
gifts of Nature, and in constructing and reconstructing
ourselves and society to suit ourselves as our
experiences, desires, and insights evolve.
There is an old distinction, which is both useful
and necessary though it frequently is ignored, between
two senses of the term “motive.” This term
sometimes signifies psychic pressure in one direction
or another without forethought or consideration of
results—what one may call a vis a tergo or “push
from behind.” In this sense, thirst for water, or sex-hunger,
or spontaneous liking or disliking counts as
a motive. On the other hand, an end-in-view, something
that awakens desire when we think about it,
a “pull from in front,” likewise goes under the name
of motive.
The difference between a psychic push and a psychic
pull is not merely that between immediate and
postponed fulfillment of action or of satisfaction,
nor yet this plus the difference between simple and
complicated drives. There is a further and even more
important distinction to be made. Consider, for example,
the following series of cases:
1—The reaction of a carnivore upon smelling raw flesh.
2—The conduct of an acquaintance of mine who, when
sugar grew scarce during the War, seized an opportunity
to buy a barrel of it for the use of his family.
3—In a canyon not far from where these words are
being written, a county is building a great and costly
dam in order to control the flood waters of the surrounding
mountain slopes. Control of these waters
means safety for life and property, irrigation for
orange groves, and a supply of water for domestic
use.
4—An acquaintance of mine worked hard and spent
little in order that a son, still a small boy, might
have a college education. Meantime the state in which
they lived taxed itself heavily on behalf of a system
of education that reaches from the kindergarten to
the university.
An intimate history of the conduct of the individuals
concerned in each of these cases would reveal
primitive urges, as those for food, for escape from
peril, for care of offspring; but in all instances
except the first it would reveal also something more
than just a summation of such rudimentary drives.
Even in case 2 they are redirected, canalized, weighed
against one another, dovetailed together, related to
the whole significance of the family for its members.
In cases 3 and 4 it is still more obvious that work
has been done upon the primitive drives, not merely
by them, for there is organization of selves and organization
of society that are not at all predictable
from any scrutiny of raw drives; indeed, here power
over conduct flows out of valuations that, a little
way back in our history, could not have been felt or
understood. We have reached a point where we are
able to say what sort of selves we want to be; we have
begun to have preferences concerning types of society;
already, through law, education, religion, and
eugenics we are upon the edge of deliberate control
of the evolution of our species.
Thus far, for the sake of convenience in dealing
with a complicated matter, I have spoken of primitive
or raw drives or pushes, for the most part, as
though they were so many separate and distinct actualities.
In fact, however, hunger, sex-attraction, and
all the rest are generalizations. In the human species
at least each actual instance of hunger is less simple
than mere hunger; each instance of sex-attraction
requires, if we are to describe it completely, something
more than an isolated instinct. With man, an instinctive
satisfaction is not the terminus of a railroad
but an intermediate station through which as well
as to which he moves. The whole truth is that, though
the raw material of our personal selves is given to or
thrust upon us, just as sap is given to or thrust upon
a tree, nevertheless it is from the beginning human
material; within it from the beginning personal
selves are in process of forming themselves, and society
is in process of forming itself. This motive is in
all and through all the dynamics of human conduct.
You can stop mere hunger by filling the stomach,
but by no stuffing process can you appease the life-urge
that is human. Much of the devastating irony
that Plato’s Socrates directs against the Sophists is
based upon this truth. Gautama saw the merely negative
aspect of it, but he did not perceive, as Jesus
did, that creative self-activity—ethical love, for example—contains
a satisfaction of its own—a satisfaction,
too, that is by no means to be equated with
other satisfactions, since it bestows value upon them
or withholds it from them. Self-discipline is a fact;
so is voluntary acceptance of work, and even of pain
and loss and obloquy. If men revile you, and persecute
you, and say all manner of evil against you, still you
are blessed or happy if this experience comes because
you are loyal to “the ever-coming Kingdom of God.”
It is partly by this transvaluation of values, this conversion
of our native drives, that men now and then
transmute both their environment and themselves into
forms that yield unprecedented beauty, and truth,
and fellowship. In human experience, I repeat, the
motive of being a personal self among personal
selves is in all and through all. It may be weak or
retarded, or it may become distorted, yet even in
conditions most unpropitious we find the spark not
quite extinguished.
A few years ago, a one-act play, a curtain-raiser,
entitled “A Morality Play for the Leisured Class,”[7]
was given at the Neighborhood Playhouse in New
York City. There were two characters, a modern man
who had just been killed in an automobile smash-up,
and an experienced inhabitant of the other world.
The deceased, gradually coming to himself, and wondering
where he is, calls out in the misty twilight
that surrounds him,
“Is anybody there?”
The mist clears away, revealing a shining Presence
with wings. The Presence asks,
“Can I do anything for you, Sir?”
The deceased wants to know what’s to be had
here.
“Anything you like,” is the reply. “Anticipating
your desires, I have already taken thirty years from
your age.”
“Perpetual youth, eh?” exclaims the newcomer.
“It looks as if I’d come to the good place, after all.
But what about the golden crown?”
“You can have one if you like,” comes the answer,
and presto! a starry golden crown encircles the stranger’s
brow.
“Exactly according to the specifications,” says
he. “And now, what else have you got here?”
“Anything you like,” replies the angel.
“I can have everything I desire? Absolutely everything?”
asks the soul excitedly.
“Subject only to certain restrictions imposed by
the nature of the place,” is the reply. “There is
neither pain, nor suffering, nor struggle here. Anything
else that you desire I will procure for you.”
There follows a succession of requests and realizations:
The best of things to eat and drink; luxurious
living quarters; “period” furniture and decorations;
masterpieces of painting and statuary; the
society of beauteous women (Helen of Troy, Cleopatra,
and others). But each of these exalted experiences
proves to be insufficient and finally cloying,
and the experimenter demands a change. “This everlasting
perfection palls,” he says. “The sights are
too uniformly beautiful, the ladies too uniformly
clever, charming, and obliging.... I know what I
want! I want some work.” But he discovers that,
since work implies wanting something that one cannot
have by merely wanting it, whereas here one gets
a thing by merely asking for it, the satisfaction of
work is out of the question.
He and his obliging attendant ransack their minds
to think of something that might possibly relieve the
tedium. The attendant, at his wits’ end and discouraged,
turns to go, saying, “I don’t know what to propose,
Sir. But if anything occurs to you,” ...
“Hold on!” cries the seeker; “I’ve got it! I want
some pain; that’s it.”
“I’m sorry, Sir,” comes the polite answer, “but
no one is allowed to have any pain in this place.
You’ll get used to the restriction after you’ve been
here a few thousand years. They all feel as you do
at first, but they all get accustomed, after a while,
to this mode of existence.”
“But,” ejaculates the neophyte, “I can’t stand
this damned everlasting bliss! I’d rather be in hell.”
The Presence, stepping back and looking at him in
astonishment, asks, “And wherever do you think you
are, Sir?”
PART III YET OUR CAPACITIES ARE IN BONDAGE
XIX THE CYNIC INTERJECTS A QUESTION
Some cynic, my mind’s eye tells me, is smiling over
the picture of human nature that emerges out of
the preceding sections.
“You think you have shown that the feeling of
disillusionment that is spreading among us is a mood
and a fashion rather than a rational conviction;
that the psychological evidence of our essential lowness
is weak; that our motivation is not a composite
of instincts; that in the evolutionary order, of which
we are a part, desires as well as structures evolve, so
that the unprecedented in motives occurs and is to
be expected; that mind is marvellously plastic, and
in unconventional childhood is beautiful; that, under
favorable school conditions, creativeness bubbles up
out of the commonplace; that after the hot crucible
of historical criticism has brought to the surface all
the dross of both great men and small, it reveals also
precious gold; that even within our selfish economic
order high and fine strains of desire can be seen, as if
a god were struggling to create a superior species
through our mastery of natural resources. You find
that, in and through the complex that we call our
motives there runs a demand of personal-selves-in-the-making,
a demand for mutual self-realization in
an order of reason, beauty, and good-will, in the creation
of which they are participants.
“All very soothing,” continues the cynic, “provided
that you keep your eyes straight ahead. But if
you look to the right or the left of this reasoning, this
is what you see: In form, the argument defends the
dignity of life, but it does so only by picking out
facts that shine by contrast with our everyday conduct.
Practically everything that has been said
includes or implies a protest against the ordinary run
of human motives, valuations, and habits. Thus, the
passage from childhood to adulthood is admitted to
be a hardening process; it is admitted that the capacities
for creation occasionally displayed by the young
are generally thwarted, and that the very citadels
of the spirit—the home, the church, the school—are
infected with the unspirituality of our current economic
standards and practices. It is made to appear,
further, that the economic order, which might and
should have a main part in the creation of man in
cooperation with God, actually is an enormous mechanism
that subordinates men—capitalists and workers
alike—to a part, and the lower part, of their
own motives, and these largely misunderstood.
“You have proved that human nature contains
factors that the current disillusionment ignores or
misrepresents, but you have shown also that the
actual exercise of men’s wills thwarts and imprisons
the superior motives that you are so concerned
about.”
Thus the cynic; and he is right as to the facts
provided that he does not exaggerate the extent of
this thwarting and imprisoning of ourselves by ourselves.
It does not necessarily follow, however, that
basic cynicism towards life can be justified, however
useful as a stimulus to inquiry the cynical comment
may be. Men are inconsistent with themselves; they
do obstruct their own steps, and they trip over
themselves. What, then? Shall we acquiesce in our
blunders? Shall we end our forward steps in pity or
scorn of ourselves? Or, shall we endeavor to understand
what has happened, hoping that we may find a
way to master the obstructive self that is within ourself?
It should be interesting, at least, to inquire into
the nature of this checking and thwarting of man
by himself, for, in spite of the obviousness and the
disagreeableness of the fact, it is relatively neglected
by the very institutions that assume as their function
the making of men.
It is true that religionists, moralists, and educationists
for many generations have talked about an
inner conflict of forces. It is represented now as competition
between instincts; then as a struggle of reason
with impulse; again, as a strain between egoistic
and social motives. Though there is obvious truth
in these conceptions, they do not touch several questions
that must be answered before we can secure
firm control of our situation. These questions are:
Why is our performance so much below our capacity
all along the line? Where and how does the leakage
of power occur? How have we become inured to our
own inconsistencies of conduct and of motive? What
is the technic for recognizing real alternatives for
what they are? What is the method for keeping a
continuously open road for our wiser selves?
As far as I can see, neither our churches nor our
schools are handling with aggressive vigor these overwhelmingly
pertinent questions. Exalted capacities
are, indeed, ascribed to man, and lofty ideals of conduct
are unceasingly mentioned, recommended, sung
about, and prayed about; but who offers a technic
for getting these capacities to do their proper work?
and who really believes in the practicability of what
he says?
This is a severe judgment, but it is a deliberate
one, and if it is true it is not unfair, as it certainly
is not unfriendly. My own life has been continuously
identified with churches and educational institutions,
and I would not have it otherwise; but I do not see
how anyone who has intimate and sympathetic acquaintance
with them can deny that they are suffering
from a profound dualism that they know not how
to heal. Of the general sincerity of their idealistic
views of man there need be no doubt; that both church
and school exercise a wholesome influence upon conduct
in various respects is gladly conceded; it is their
lack of plan and method for the organization of life,
individual and collective, that is now in question.
Now, this lack is about the worst possible; for it not
only permits mint, anise, and cummin to get out of
perspective; it not only foreshortens each institution’s
picture of itself; it also encourages the positive
evil of an illusory self-organization in the form of
fair words and fair sentiments instead of adequate
purposes.
Assent to ideals, and emotional identification of
oneself with America, the church of all ages, or the
will of God can be a species of self-love and self-sophistication.
Sunday after Sunday the churchgoer
says “Yes” in his heart to the prayer of confession;
“Yes” to the Godward aspirations of Scripture,
hymn, and supplication; “Yes” to the admonitions of
the preacher and to every reference to love for man
and consecration to the Kingdom of God; and, departing
from the sanctuary, he has a comfortable
self-feeling because he is a “Yes” man. He is on this
side, is he not? In school and college another set
of sentimental assents is evoked. Sportsmanship, patriotism,
good citizenship, admiration for the honesty,
honor, and unselfish devotion shown by our heroes—towards
all these a “Yes,” a sincere glow, and “This
is what we are.”
A large part of the economic power of the Western
world is in the hands of men who worship the God
of the prophets and of Jesus; yet we know that business
and industry will proceed during the week upon
principles other than those of love to God and man.
The leaders of our civic life, and most of the followers,
have come out of our own schools for generations,
but neither our political parties, nor our officers
of state, nor our accepted state policies clearly reflect
the idealism of these schools. It is not hypocrisy that
creates this gulf; rather, confused helplessness in the
presence of mixed motives. There is even some awareness
of this helplessness, but this awareness usually
leads to little more than speeding up the “Yes, yes”
experience.
What boots it, then, to have shown that the current
disillusionment with respect to ourselves is illusory,
if we don’t know how to give the control of our
lives into the keeping of the better elements that are
in us? In fact, our discussion thus far has done little
more than clear the ground for a tussle with our main
problem, which concerns, not the existence of high
motives, but the bondage in which we find them.
What we must ascertain, if possible, is the nature of
this bondage and how we can release ourselves from it.
And first, the nature of our bondage. Let us
frankly face the disagreeable facts, not being outdone
by the cynic himself in the ferreting out of
irrationalities. Only so can we hope to find the remedy
for our condition.
XX OUR “LOWER NATURE” DOES NOT EXPLAIN OUR BONDAGE
If we could refer human folly all in a lump to our
“lower nature” it would be convenient in several
ways. For one thing, like those who refer their every
slip to the solicitations of Satan, we should be relieved
from the laborious and often disagreeable task of
tracing out the particular threads of influence that
make our conduct bad. On the other hand, every
accusation against our “lower nature” really flatters
whatever we happen to regard as our “higher nature.”
The Indian mystic says “Neti, neti” of the
lower, finite, and merely apparent reality, while he
identifies his true self with the infinite. Plato believes
that, in his own person as philosopher, Reason, ever
pure and uncontaminated, though it be associated
with the passions, is manifested as a self-certifying
and self-sufficient good. A parallel self-gratulation
was provided by Christian theology through its doctrine
that the Christian has a regenerated nature
which participates in some measure in the infallibility
of God. Similarly, our evolutionary relation to
“the ape and tiger” is often used as a foil for displaying
our true dignity.
But this attribution of our irrational conduct to
our “lower nature” is altogether too convenient. It
is like a child’s classification of human beings into
“good people” and “bad people.” As “bad people”
are partly good, so our “lower nature” is not altogether
low; and, as “good people” are not perfectly
satisfactory, so—at least possibly—our “higher nature”
is not altogether high. In short, this whole
theory of our bondage requires re-examination.
In countries that are familiar with the Christian
tradition, the classical instance of the supposed clash
of two natures is that of Paul, who testified to a
veritable warfare in his members. The good that he
would do, he did not, and the evil that he would not,
that he did. The more he struggled to keep “the law”
the deeper became his sense of guilt and helplessness.
How shall we understand and evaluate this experience?
Not by manipulating merely abstract ideas
such as perfect righteousness (details unspecified and
unspecifiable), nor the holiness of God (specifications
again impossible), nor sin (in the sense of a generalized
sinfulness); we could not judge Paul’s motives
and desires without inspecting them in their relation
to particular concrete situations, and this the record
does not enable us to do. If, as seems not improbable,
his chief entanglement was sexual, then the basic
desire, as thinking Christians now agree, was not
bad. As a sex-creature he was not bad simpliciter but
only secundum quid. Moreover, it is not possible to
affirm that his condemnation of himself was altogether
balanced; he may have had a morbid conscience.
Whenever we are able to untangle the threads of
impulse and to take into account the circumstances of
each, invariably the reference of our defective conduct
to our “lower nature” turns out to be mistaken—if
for no other reason, because it over-simplifies
the facts. Always what we find is a mix-up, and usually
confusion. Witness, for example, the gamut of
motives involved, as we have seen, in the War and
in our economic and industrial system. Therefore,
whoever would understand our bondage must examine
into the nature of this confusion; he must hunt
for the specific conditions that give a bad turn to
motives that are capable, under other circumstances,
of building up instead of tearing down. The conclusion
towards which these facts push us is that that
which checks, thwarts, and imprisons our capacities
is not a set of particular drives but neglect of some
relation or relations within experience, or some twist
in our methods of organizing ourselves.
If this inquiry tends to vacate the whole notion of
a “lower nature” that acts as a drag upon us, it tumbles
us into a problem with respect to the existence
of a “higher nature.” Are any of our drives good
simpliciter, or, is the clue to goodness as well as
badness to be looked for in habits of organization
rather than in particular and ineradicable impulses?
It is, in fact, easy to show that even within our
better conduct the same sorts of floundering occur as
in our worst behavior, so that the same problem of the
organization of a self and of selves is everywhere
present. We have, as gifts of our nature, neither
radically bad drives against which we should arm
ourselves, nor yet radically good drives to which we
can fly for effective protection. No vis a tergo will
either ruin us or save us. The thing upon which the
issues of life depend is what I have called the motive
that is in all and through all, the desire to be a self in
a world of selves.
The real nature of our bondage can be illustrated
by a chain of examples that reaches all the way from
our handling of physiological good and evil to our
prayers. All along the line we shall find that the
good and the evil, the failures and the successes, depend
upon the organization of life as personal, and
specifically upon the degree in which, consciously
and deliberately, we face situations, with their alternative
values, as wholes. We shall see that we are
missing on an enormous scale good things of life that
are not beyond our reach—things unquestionably
good, unquestionably within our reach, unquestionably
more important than the things towards which
we do stretch ourselves. And all this is true of our
more idealistic as well as of our less idealistic interests.
Now for the examples:
Let us begin with health and bodily vigor. We put
up with physical limitations that are entirely unnecessary—limitations
that hygiene and medical
science can remove. It would be economical in the
financial sense to remove them, because our productive
power would thereby increase along with
the joy of living. Why do we persist in this conduct?
We have everything to lose and nothing to gain by
it. We may phrase the answer in many ways, as
inattention, distraction by immediate stimuli, not
connecting effects with causes, doing as everybody
else does; but all real explanations come down to
this, that we do not put enough of ourselves—our
comprehending, difference-perceiving, organizing
selves—into the matter.
We permit thousands of distressing accidents to
occur every year. We permit them, for we could
prevent them; we have sufficient experience of the
dangers, we have sufficient scientific knowledge, and
we have sufficient financial means. We could save
thousands of lives without even feeling a financial
pinch, and most of the lives saved would add to the
financial resources of the country. But we do not
stop to think; that is, we do not put our whole selves
into our conduct.
We submit to a multitude of unnecessary discomforts—dirt,
smoke, noise, confusion, delays, undue
fatigue, uncomfortable clothing, senseless customs.
Our intelligence concerning the conditions of agreeable
living, and our budgetary capacity for it, far
outrun our plans and policies.
We endure unsightly spots in cities and towns,
and the despoiling of natural beauty in the country.
The persons who reap financial advantage from our
esthetic impoverishment do so, not by their own inherent
power, but by our acquiescence. Our trouble
is lack of head-work.
We read inferior stuff, not because it is more enjoyable
than literature, but because we wont take
the trouble to enjoy ourselves. Thus, because we are
“not all there,” we let slip opportunities for exciting
adventures in imagination, thought, and knowledge.
Our opinions are largely manufactured for us and
imposed upon us, or else we merely drift into them
and afterwards, perhaps, search for reasons in support
of them. We permit ourselves to be treated as
herds—some writers even using this term with respect
to us—not because we are necessarily bovine
but because we are unnecessarily absent-minded.
That is, the human in us acts fragmentarily instead
of integrally.
We are capable of having better government and
better social relations generally than we have. We
could afford them without risk of impoverishment
and often to the benefit of our pocketbooks. Our
good precedents, our weakly professed convictions,
our known capacity for fruitful experimentation,
all outrun our political and social practice. Often
we are pig-headed, not because there is a porcine
drive in our original nature, but because we get the
habit of over-fondness for our half-thoughts.
We are capable of providing far better schooling
for our children than we do provide. Even parental
affection, which comes so near to being unqualifiedly
good, is a main support for mistaken education.
Moreover, education is a field in which most persons
who have not paused to investigate believe, nevertheless,
that they are competent to pass judgments.
Thus, precisely where we think we are using our
heads, we fail to use them enough.
If there were such a thing as a “higher nature,”
it should clearly manifest itself in morals and religion.
In the sphere of moral conduct we should
be able to discern particular drives that are worthy
of invariable and unqualified approval. Ethical philosophy
long endeavored to discover such pure
springs of action, but without success. It is true,
likewise important, that some broadly general types
of policy, such as neighborliness, truthfulness, and
industry, are usually safe guides. Yet, when my improvident
neighbor asks me for a loan, or when an
oppressor would use my truthfulness as an instrument
with which to reach an innocent victim, or
when I endeavor to apportion my time between work
and play, then not one of these policies suffices as
a basis for decision. “Love beauty” is good advice,
but there are times when we have to decide whether
to rest our eyes upon the curves of beauty or upon
the harsh lines of actuality. “Pursue truth”; certainly,
but just when is the moment for action upon
the basis of present light, perhaps twilight? “Do
as you would be done by”; of course, but how, under
some circumstances, would I be done by? That is to
say, in all such cases, the background-problem is,
What sort of “I” do I want my self and others to be?
Is it not true that good men are forever getting
in the way of the good? Consider any half dozen
social changes that history has proved to be wholesome,
and then count over the men who opposed
them at the time they were made. You will perceive
that the mental clumsiness of bad men has an exact
parallel in the moral awkwardness of good men.
The case is not different with religion. Considered
from the standpoint of the drives that have made
men pious, piety is by no means an unmixed blessing.
For history shows that any desire whatever can
receive the baptism of religious sanctity, with all
the reinforcement that results therefrom. On the
one hand, it is true, we see religion calling men to a
life of righteousness; on the other hand, there is no
meanness nor narrowness that has not somewhere at
some time been a part of religion. For this reason,
religion is the most dangerous thing in the world.
It can promote either candor or prejudice, either
self-will or sweet reasonableness, either ruthlessness
or the gentleness of a St. Francis of Assisi. And no
single religion can exempt itself from the danger.
In this country at the present moment—to take a
single case for illustration—there is a species of
sincere Christianity that seizes intellectual freedom
by the throat in order to choke it; that fans flames
of hate; that commits deeds of lawless violence. So
impossible is it to find in religion the especial seat
of a higher nature! On the other hand, at various
points in the history of different faiths, religion has
turned critically upon itself, and by reorganizing
itself upon unprecedented lines, it has proved that,
though we cannot rely upon a higher nature made
up of drives that everlastingly repeat themselves,
nevertheless we have a capacity for never-ending
criticism and reconstruction of ourselves.
These facts put the bondage of our capacities
into correct perspective. We need not deny that
untamed and partly tamed impulses tug at the bit,
kick, sometimes run away with us; but they are
not our jailers. They make difficulty for us, they
wound and scar us, but they have within themselves
no coherence, whereas types of coherence within a
self make all the difference between freedom and
bondage. If anyone insists that human nature is depraved,
he should place the seat of depravity in the
rational man, or the supposed higher nature that is
expressed in religion, morals, customs, government,
social organization, and deliberate purposes generally.
If we conceive the matter in the terms of evolution,
then the problem of our bondage centers in the
latest-evolved, not the most ancient, phases of human
nature; not in raw impulses taken one by one, but in
the elaboration of conduct by thought and purpose;
not in what is wildest in us, but in what is most civilized
and taken for granted.
Must we say, then, that within reason itself there
is an irrational lag? If this should prove to be the
case, the wisest thing to do would be to make allowance
for it and by deliberate policy to counteract it,
just as the astronomical observer calculates and counteracts
his personal equation.
XXI HOW REASON ITSELF BINDS US TO THE IRRATIONAL
Every progressive thinker is troubled by the following
fact: In order to live rationally, we must
organize and institutionalize our behavior, which
implies giving a sort of mechanical or automatic
power to yesterday’s thoughts. But as soon as any
institution begins to be efficient, it resists rational
inquiry with respect to itself. This is true of all institutions
without exception. They resist—here is the
heart of our difficulty—because they are not haphazard
combinations but institutions, which is to say
that they are a deposit of reason. Thus our necessary
rational procedures imprison reason as naturally “as
the sparks fly upward.”
For “institution” we can substitute any term for
a job that is deliberately done, or for any devotion
that is a day old, and the proposition that reason
imprisons reason still holds. Whenever thought makes
a nest for itself where it can incubate, it turns out
to have mated with unreason, and it produces a mongrel
offspring.
How the principle works can be seen in the relatively
simple institution of the family. For example,
a parent who, in the course of family government,
makes a decision with respect to the children, immediately
adopts this decision as a precedent that is binding
upon himself also, he won’t budge from it; if it
is questioned he finds reasons in support of it; or,
if he is pushed into a corner, he reasserts it upon the
ground of the inherent rationality of parental authority.
That is, by a process of thought he identifies
himself with what he has been, and he equates reason
with one of its incidental products. Many a parent-child
fellowship has been wrecked in this way.
Just so, when the idea of sex-equality appeared
upon the horizon, many a person prepared to defend
the family against dissolution! Many a potential conjugal
fellowship has been blasted because of unreadiness
to re-think the old assumption of sex-servitude.
One is unready to re-think it, not because of any
imperious natural drive of the male to sex-mastery,
not because the female naturally prefers submission,
but because one has bound one’s mind by a partial
use and habit of intelligence; a has-been-so has been
taken as inherently natural and reasonable.
The same sort of retardation of thought by itself
appears, likewise, in our larger and more complicated
institutions. For example, in the economic order at
the present moment, in spite of its creakiness, there
is enough that is humanly valuable to supply a basis
for the reconstruction that is so sorely needed. Why,
then, do we not delightedly hasten to build a fairer
structure upon our present goodness? The usual
reply that selfishness stands in the way, is a lazy
explanation. “Innate selfishness” is perhaps the
trickiest of all our merely plausible general ideas,
for it applies to almost anything that we dislike in
ourselves or anybody else, yet tells us nothing specific.
The sticking-point in economic thinking is the
point where particular drives or alternatives are adjusted
to one another. This point, unfortunately
often, is characterized by economic precedents taken
as dictates of reason or nature. Self-imitation, that
is to say, has generated an economic orthodoxy which
is the true “original sin” of the system. And it is the
sacredness of the orthodoxy that makes the gooseflesh
rise upon us when we contemplate the possibility
of reversing our ways. We have sufficient stamina to
stand losses or to get along with less wealth, but the
uncertainties of a reconstructive policy make us
quail. Thus we trust yesterday’s thought more than
we trust any fresh thinking.
Orthodoxy, which is the acceptance of yesterday’s
agreed-upon conclusions as an assumption that must
govern today’s thought, is not a sporadic or merely
incidental occurrence; it insinuates itself everywhere;
there are as many varieties of it as there are kinds of
human association.
Political orthodoxies are, of course, rather obvious.
The remark is commonplace that parties retain their
coherence after the reason for their existence has
faded away, and that, at last, lacking genuine meaning,
they stand upon trumped-up platforms which
often are a blind erected by hunters of office or by
those whom they serve. The main support of bad
politics is found in men who are not bad but only
conventionally good. The difficulty with them is that
they treat a petrified idea as if it were a living
thought—they are politically orthodox.
Our laws, likewise, are streaked with anachronisms
that at their best are clumsy and obstructive, but at
their worst are instruments—well known as such!—whereby
social obligation is evaded and injustice committed.
The intellectual clarity of laws and courts is
accompanied by an emotional haze, amounting at
times to ethical obscurantism, that is taken as the
light of a sanctuary, but is in reality the shrinking
into itself of a mind that is unready for fresh thinking
even in its own field.
Forms of government and constitutions, too—living
thoughts at the beginning—become mechanized
thoughts after a time, and then they are a precarious
asset. Precarious because, though they are
properly only instruments to assist us in our adjustments
to the conditions of life, they become the
objects to which adjustment is made. The notion of
sovereignty, for example—that ark of the covenant
within the holy of holies of political principles—has
become a mechanized thought and an obstacle to the
establishment of any rule of reason in the world as a
whole.
The professions and the other occupations, likewise,
always run into the danger of introversion as soon as
they begin to think about themselves. Each wants to
fix its functions so that they will “stay put.” Traditions
of many sorts now become, essentially, dogmas;
divisions and subdivisions of function are established,
and each functionary becomes a breathing precedent.
Machinery unending is interjected between the needs
of client or customer or employer and the satisfaction
of these needs. Some business men, it is said, have undertaken
to create a tribunal of their own that shall
settle their legal difficulties without resort to the law.
What a comment is this upon the legal profession!
There is a considerable area of human need that
calls for both spiritual and medical help, yet physicians
and ministers can hardly get together upon the
most obvious cases because professional precedents
have not paved the road thereto. Just so, the dentist
goes his way, and the physician his, to the detriment
of the patient, all because one is dentist and the other
physician.
The orthodoxies of religion, whether conservative
or liberal, are natural enough, for they reflect a sense
of the greater issues of life and a sense of the importance
of any truth about them that we may be able
to reach. Yet the endeavor of piety to think itself
and to put itself into the form of propositions has
become a bane to piety. For accepting pious declarations
both deludes us into classifying ourselves as
pious, and excuses us from looking straight into the
eye of actuality, whether contemporary or ancient.
Limiting the freedom of the mind is perhaps not the
worst thing about orthodoxy, though it is bad
enough. Rather, ecclesiastical custodianship of particular
religions or particular types within a religion,
tends to displace thought-activity from the greater
issues of life to the minor ones. The great issues having
been settled, as is supposed, ministers, church
boards, and denominational leaders betake themselves
to making the church, which already has the truth,
get the men, get the means, build machinery, and
make it go.
How do we account for the ecclesiastical situation
that is revealed by the church announcements in the
daily papers of any large city? I shall not stop to
characterize either the sermon topics or the publicity
methods that are here disclosed, for this has been
done many times, and the facts speak too loudly for
themselves. Many explanations have been offered,
but the background reason usually remains unnoticed.
It is that the church already has religion. It
has it, and therefore peddles it; it peddles it, and
therefore all the devices of the advertiser, the hawker,
and the auctioneer become appropriate; and because
they are appropriate, the church that is most up-to-date
in using them esteems itself the most enterprising.
The ministerial and ecclesiastical jazz and piffle
are direct results of having minds that are at rest
upon the main issues. Reliance upon yesterday’s
thought produces the vacant, noisy mind of today.
Orthodoxy did it!
Every orthodoxy, whether it emphasizes a formula
of thought, or loyalty to an institution, or the
propriety of an habitual process—every orthodoxy,
whether economic, political, social, professional, educational,
scientific, or religious (and we have them
all)—every one, though created by reason, is a drag
upon reason.
Yet orthodoxy is only an organized or social expression
of a necessary and inescapable factor in
the exercise of intelligence. It is because we remember,
form judgments, make inferences, and then use
the products of this process as data both for immediate
decisions where action is necessary and for new
judgments—it is for this reason that we are humans
at all and not brutes. Our fairest structures are built
upon past thinking as well as through present thinking.
There is no other way. Irrationalism or pure
romanticism may be useful now and then as a protest
or as a spur, but this is never the horse that carries
the load. Here, then, is our paradoxical situation:
We must guide thinking by thinking; we must
trust reason; but reason itself, in this process, binds
us to the irrational. What would be a reasonable
policy in this situation?
XXII THE DEEP DEPRAVITY OF OUR RESPECTABLE FAULTS
Men check their own growth by self-imitation.
Now, inasmuch as each self exists in and through
reciprocity with other selves, self-imitation becomes a
criss-cross of copyings. This mutual imitation of one
another is “respectability.”
Every healthy-minded person desires, of course,
to have the approval of his fellows, and to be worthy
of their approval. And this is no insignificant thing,
for sharing, or universalizing, is of the essence of
reason. But reason makes its characteristic slip;
when individuals reciprocally approve one another,
they forthwith generalize the basis of their judgment,
whatever this basis is, and the generalization
becomes a social fence with an inside and an outside.
Our judgment may soundly represent a situation
and a value, yet for this very reason we may
fancy that we have reached the summit of a social
mountain when we have merely come to a turn in the
trail.
The momentum of a gyroscope can be given, in
fact, to practically any way of accommodating ourselves
to one another. The assent that “was” then
becomes an assent that “ought to be.” Reciprocal
approvals are now funded and they become a vested
interest of the stockholders. The stockholders, in the
fashion of our latest corporations, do not even vote
their stock—they merely draw dividends.
Two results follow: First, the ethical perspective
that is required by free and growing minds is lost.
The trivialities of respectability, when we look at
them from the outside (as in the satirical novel and
drama), are amazing. I am reminded of an incident
in a college. A member of a sorority, being asked
why one of the students who had been “rushed” had
not been initiated, replied, “Well, at our ‘rushing
party’ we had squab on toast, and she ate the toast,
evidently not knowing any better. So we didn’t elect
her. We’ve got to draw the line somewhere, you
know.”
The reverse side to respectability’s over-sensitiveness
to trifles is frequent insensibility to master-values,
as the work of creative thinkers, artists, saviors
of mankind. Such work does not bestow respectability.
And not only is perspective lost; there supervenes
a kind of blindness. Respectability means sanctioning
conduct that is unfitted to new conditions that
have now arrived, and condemning conduct that is.
It means not seeing, or slurring over, or hushing up
facts that could not stand the light of critical analysis.
There is a self-excusing that produces a self-blinding
that is worse for the world than straightforward
badness. Respectability connotes the constricted
mind, the involved and indirect mind, the
self-deceived mind.
These are the reasons why dramatists can so easily
make unconventional badness seem superior to
conventional goodness. The recipe is simple: Place
upon one side of the stage a typical conformist whose
respectability is as easily read as a wayside billboard;
a man who is orthodox in business, in politics, and in
religion, and in excellent standing among his associates;
whose virtues are stereotyped and stamped
with the appreciation of his set, and whose faults are
ignored, or camouflaged, or possibly praised in the
restricted circle in which he moves. Over against him
place a person without social standing, a creature of
strong and unconcealed natural impulses who is free
from scruples, over-caution, and self-deception; one
who is just his natural, uncalculating self. This turns
the trick, and the audience applauds. Why does it
applaud? Few of its members could tell you, and the
psychoanalyst has only a fraction of the truth when
he explains that our repressed instincts have release
and go on a picnic through subtle self-identification
with the character upon the stage. There is also
gladness in having the way cleared for re-thinking,
the acceptance of an invitation to judge basically,
a feeling of liberation, not into unbridled instinct,
but into a fresh effort at rational objectivity.
A woman who had been reared in a “protected”
and conventional way, never guessing that she might
think for herself, experienced in mature life an intellectual
awakening that took the direction of extreme
revolt against all orthodoxies, moral axioms included.
She declared that she did not feel a need for God;
was happier without any belief in him; and that she
had rejected the whole notion of moral laws. “But,”
she added, “I believe in being decent!” She had not
reverted to irrational impulse; she was endeavoring
to let reason retrieve errors that arose through reason.
That membership in a circle of the respectable
sometimes assists in hiding evil so gross that respectability
itself would be shocked by it need not be
urged, for it is merely incidental. The more important
faults are the commonplace ones—the ones that
are common because they spring directly from the
process that founds respectable society. Here they
are:
1—Respectability is the standardization of compromises
by using them as precedents. Compromising
is, of course, not the same as discovering either truth
or righteousness; it is at best a detour over a temporary
and perishable bridge. Its service lies in keeping
us peaceable or cooperative in spite of disagreements;
its goal is not to repeat itself endlessly, but to fade
into a no-compromise because we have come out into
clear light. When we make compromise the standard
procedure, then we sanctify our defects and bestow
upon them capacity for unlimited progeny.
2—Respectability measures conduct in terms of
the average performance, the average praise and
blame, or the average acquiescent silence, of a limited
society, instead of directly evaluating the consequences
of an act for all the persons concerned. Conventional
standards are not useless, of course, but
they lack full ethical objectivity, and for this reason
they can conceal as well as reveal. I can be “honest”
in a transaction that is cruel; I can obey all the ten
commandments and yet lack the one essential thing.
Because the standards of respectability are not derived
from the consequences of conduct to all persons
concerned, but only some, it comes about that,
without losing self-respect or forfeiting caste, respectable
men as a fact do share in acts that result
in nearly every form of inhumanity.
3—Respectability, fixing an artificial horizon-line
for social fellowship, prevents us from knowing
either ourselves or human nature in the large. We
cannot know ourselves or others by merely noting
how we respond to one another in a club or clique.
Many a hitherto conventional individual has found
liberation and enlargement by fishing with an illiterate
guide, riding with a cow-puncher, attending a
meeting of radicals, doing social work in the slums,
or getting acquainted with criminals or harlots.
Between Jesus and such persons there was no barrier
of respectability, as, on the opposite side, he had no
prejudice towards persons of wealth, power, or culture.
When church membership connotes respectability,
let the church beware! Its Master did not
belong to the respectable classes. The deep danger
here is retardation of spiritual growth followed by
fixation, self-complacency, and the use of one’s
power against the influences that make for a broader,
more humane life.
4—Coordinate with this encysting of our ethical
capacities is the habit, almost universal in respectable
circles, of shunting the blame for the evils of
the world to other classes of society. Even in America,
where we have made so large a beginning of
trust in the common man, it has been customary
to assume that the main danger to the republic
inheres in the “lower classes,” which term denotes
now the uneducated, now the unpropertied, now the
hand-workers, now the immigrants, now the discontented.
The fact is that every major peril that we have
encountered has had its seat “above” the “lower
classes.” Sectionalism, slavery, political partizanship,
corrupt politics, a depraved civil service, dominance
of government by the money power—these do not
spring from the less privileged classes, however much
these classes may have been used by leaders. If, as
common opinion has it, civil government reaches its
lowest level in our cities, the reason is found, not in
the character of the masses of city dwellers, but in
the forces that organize them, use them, and exploit
them for profit or for the advancement of a political
party and the financial interests back of it.
There are just two ways in which those designated
as the “lower classes” might become the means of our
undoing: Some of “the interests” which have respectable
standing might persuade, deceive, wheedle, or
inflame them into the support of some evil that they
could not originate; or, long-continued injustice and
repression might lead to an explosion. No significant
explosion of the classes in question will be brought
about in any other way. In other words, what makes
the “lower classes” dangerous, as far as they are
dangerous, is the respectable classes.
The depravity of our respectable thinking upon
social and political interests shows itself, thus, in the
actual (though, of course, unintended) meanness of
blaming others where we ourselves deserve the blame,
and even of attributing to others the evils that we
cause through them when we use them for our own
ends.
5—Nothing is more characteristic of respectability
than its habit of finding exalted reasons for justifying
conventional conduct, whatever it is. High
ground for our conventional domestic conduct is
found in the unalterable nature of the sexes, or in a
trust committed by society, or in some ancient scripture.
Reason for unlimited profit-getting is found by
manufacturing psychology to order (the pseudo-psychology
of the motives for enterprise), and in the
old, comfortable middle-class self-sophistication that
asserts that private selfishness is the best way to serve
the common good. In ecclesiastical matters we have
been much pushed in later years to find divinely good
reasons for our customary conformities, such as saying
in worship what we do not mean; keeping
straight faces in the presence of small men arrayed
in large historical and institutional dignities; supporting
a denominationalism that we say we deplore, and
excusing an evangelism that obviously needs an explanation.
We are put to it to place all these things
within a system of rational thought, but we manage
to do it, though it takes some culture to accomplish
the feat. In education—I speak from the inside—it
is positively funny how many old and creaky
things, and how few new things can be justified by
mere guesses.
This respectable habit of finding that we always
are in every respect respectable makes it next to
impossible for us to repent for even the deeper
wrongs of conventional social practice. Even the harlots,
Jesus declared, enter the Kingdom of Heaven
before those who could give twenty reasons why harlots
cannot get in at all.
All this separatism, evasion, and self-sophistication
leads on with entire naturalness to the habit of
reliance upon authority and finally upon force. Respectability
never quite commits the adjudication of
its interests to open ethical thinking. It regards its
case as already closed. In other words, it claims for
itself a privileged position for which the only remaining
defence is force in one form or another—economic
force, partizan laws, ostracism, defamation, blacklisting,
the denial of freedom of speech, war. All
these are, in fact, appropriate once the main assumption
has been accepted, and consistency is a virtue, is
it not? Hence it is that these acts, some of which
are positively base and not merely muddle-headed,
do not produce self-condemnation among good people.
So depraved can our respectable faults finally
become! This is not the hardness, of course, of minds
that see themselves as they are and yet do not blush;
it is still worse than this, for it is the hardness of the
paralyzed nerve, the hardness of the eye that sends
no light to the intelligence, the hardness of a blocked
intelligence that closes the heart to its proper world.
Socrates maintained that to do wrong knowingly
is not as bad as to do it ignorantly.
XXIII EVEN OUR PASSIONS ARE PRECEDENT-RIDDEN
The problem with which we are wrestling is, How
account for the low average performance of beings
as highly endowed as ourselves? The usual explanation—that
we are made up of two natures, a higher
and rational one, and a lower and irrational one—turns
out not to explain, for neither an unmixed
lower nature nor an unmixed higher nature can be
anywhere discerned.
A wide vista into the sources of our trouble opened,
however, when we inspected reason, the discriminating
and thinking function, not in abstraction or as
an ideal, but in operation as a guide to behavior.
We behold it saving us, indeed, from utter rawness
and brutish fixity by analysis that indefinitely enlarges
the range of selection within experience; but
at the same time we discovered that it customarily
stumbles over its own products, checks its own progress,
and becomes an instrument of the very rawness
that it should leave behind. This difficulty we found
to be inherent in reason as such because thinking
depends upon memory, and thought-guided conduct
upon precedents. Precedents are necessary to
thought-guided action, but they imprison us, especially
through the social process, wholesome and
necessary as this is.
It must not be supposed that we are handicapped
by a down-pulling lower nature plus a lag in our
higher nature. What we have found is a hesitation
that spreads through the whole range of functions
as far as they are human at all. This truth is two-edged.
It means not only that our reason is never, in
practice, completely pure, but also that the instinctive
or impulsively raw “factors” in behavior never
can be isolated, and therefore never are factors in
the strict sense but only abstracted aspects. They are
as abstract as “pure reason.” A few examples will
show that even our passions are precedent-ridden,
and that the control of them has to be effected by
manipulating this thought-factor. Even in the region
of ourselves that is commonly called lower, both the
down-drag and the up-push inhere in the rationality
that we regard as our distinguishing mark. If this
truth conduces to modesty, it justifies also hope, for
it means that even in our passions we discriminate
occasions and reach after rational selection.
That precedents guide even our passions is not
quite the same as saying that all emotional responses
become “conditioned” after the first instance of them
in infancy. Precedents arise through analysis, discrimination,
and comparison, not automatically, and
they can be changed and dethroned by the same
process that creates them.
Let us turn, now, to a few illuminating examples.
By the “passions” we are to understand such emotional
eagernesses as anger, malice, revenge, jealousy,
greed, lust; and we are to take the most volcanic
of them, anger and lust, as objects of our
especial scrutiny. The question is, Is there a thought-determined
selection of the occasions upon which
each shall dominate the individual’s conduct, of the
object towards which action shall be directed, of the
form that action shall take, and of the distance it
shall go? Are there fashions here as well as in our
appreciations of art and of religion?
Does anger arise from the same provocations and
run the same course in a club, upon a college campus,
among workmen in a factory, between “society people,”
between an employer and his employe, a teacher
and a pupil, close friends, business competitors?
Evidently not. If my friend craftily grabs the good
things in sight and leaves me in the lurch, I am
affronted; but not if my business competitor does the
same thing. When a teacher corrects a pupil’s error,
all remains serene, but when a pupil corrects a
teacher’s error we cannot be so sure of calm weather.
If one of my society acquaintances spills hot tea
upon me, I am more likely to pity him than to be
angry with him; but suppose that a waiter in a restaurant
spills anything on me! What would be an
insult in a club or on the golf links is only bluff
geniality among workmen, or coltishness among college
students. One of the most astonishing instances
of the control of primitive feelings by a social precedent,
preliminary practice being entirely lacking,
may be seen in hazings and initiations among collegians.
So sensitive is anger to its setting within a system
of ideas. Moreover, the particular expressions of it,
when it does arise, are almost purely conventional.
Whether one shall stiffen up in haughty silence and
stare at the offender; speak a frigid word; utter a
hot epithet; swear; or deliver a fisticuff, or a challenge
to a duel depends upon already accepted notions
as to what is appropriate in the given social
setting. The object towards which it is directed, also,
is often thought-selected. If I get “hot” when a
dining-car waiter serves my roast and potato cold I
may “roast” either the waiter, the cook, the steward,
or the railroad company. It appears to have been a
custom of ancient potentates to punish messengers
who brought bad news, but we esteem ourselves fortunate
if our newsgatherers tell the truth whether or
not it pains us. If some Chinese, out of patience at
our delay in the revocation of the unequal treaties,
insult and abuse or kill some of our nationals, our
resentment will flame, according to our thought-habits,
against the Chinese who did the act, against
the Chinese people, or against our own officials who
were dilatory about removing an irritation.
How far anger shall go, once it gets started, is
likewise largely a matter of social tradition. In some
circles of society, physical chastisement for provoking
conduct is entirely proper, and it is administered
then and there; in other circles, this so far offends
good form that it scarcely occurs at all. Though
knocking a man down for an insulting word may be
applauded, kicking a man when he is down is the act
of a “mucker.” “Be ye angry and sin not; let not the
sun go down upon your wrath.” That is, though a
sudden and temporary burst of this passion be excusable,
the nursing of wrath is not. Yet there are
populations in which the nursing of wrath until revenge
can be had is the mark of a man.
Even lust is guided by thought-out distinctions.
With one individual it acts within wedlock and stops
there; with another it acts towards courtesans, but
despises seduction; with still others it permits seduction
of girls of other races or of a different social
class, but not girls of one’s own class and race; and
all these differences between men depend very largely
upon the male company one keeps. That is, lust acts
by code. Moreover, every permission that any of these
codes grants is accompanied by prohibitions also; at
every level distinctions are made between better and
worse, and customs of regard for the better actually
prevail.
The passions that sway men in masses are similarly
obedient to precedents. You cannot account for
lynchings by naming human instincts, nor by this
plus a description of the crimes that lynchers seek to
avenge, nor yet by adding a color-contrast between
lynchers and lynched. Who is to be lynched, by whom,
upon what provocation, and by what method depends
upon a set of discriminated ideas already present
when the provocation occurs. An acquaintance of
mine tells me that, being in the vicinity of a town
where this summary procedure was threatened, he
took means to ascertain just what was done. In this
instance—it is doubtless an extreme one, but it is
none the less instructive—the populace assembled at
a prearranged hour and without tumult; prayer was
offered; the victim was calmly hanged from a bridge,
and his body was riddled with bullets; after which,
this business being attended to, the crowd went about
its other business. If most lynchings are less orderly,
they nevertheless are ruled by the same sort of traditions;
see how alike these crimes are, and how unruffled
the surrounding populace can remain.
It should scarcely be necessary to say how conventionalized
are the passions that make nations fight
one another. Like the personal-honor code of the
duelist is diplomacy’s schedule of the degrees of
possible offensiveness in the conduct of other nations
and their representatives, with a parallel column for
appropriate ways of resenting each sort of disagreeableness.
And the extreme mode of resentment, war,
has a definite place in this code. Nations do not wait
to be hurtled into war by explosions of popular
wrath. The matter is much more in the control of
reason than this. War-making is one of the legally
recognized functions of the state, and all the necessary
machinery—from secretaries of war to a supply
of gas-masks—is kept constantly on hand. How odd
it is that the people as a rule think of wars, even
modern wars, as calamities that, like a tornado or a
tidal wave, just happen, or as a horror that “bad”
nations thrust upon “good” ones. Wars occur, just
as fisticuffs or shootings occur among a frontier
populace, and just as measured words of resentment
are spoken where culture prevails, namely, as an expression
of the recognized system for dealing with
situations of certain sorts. There is nothing inevitable
about any of them.
When an individual follows the social code of resentment
from a sense of duty rather than from hot
passion, we find the situation amusing. But when a
people that does not desire to fight is governed by
officials that do, then occurs the most remarkable, as
it is also the most tragic, example of the actual relation
between passion and precedent. The populace
must now be worked up into a mood that will impel
them to kill and to do it with a clear conscience. And
how is the war-passion, in fact, aroused? By bringing
the proposed or already-declared war under some appropriate
precedent or precedents. Farmers and
grocers, say, have not kept up with international
events sufficiently to know what the friction is all
about, or which side is right if either side is, or what
probability there is that war will set things right;
but they won’t submit to a foreign invader or oppressor,
they love their country and its traditions,
and they hate the ruthlessness that ravishes women,
and starves and mutilates children and wounded soldiers.
So, it is
“Fight for your altars and your fires;
Fight for the green graves of your sires,
God and your native land!”
The whole scheme of war-propaganda consists in
inducing people to classify another country, or a
foreign leader, or events under appropriate headings.
So precedent-ridden is the passion that has rent the
world asunder and now threatens to destroy it.
The struggle to control and guide any of our passions,
or if need be to cause them to atrophy from
disuse, must be directed chiefly to current assumptions,
types of thought, social standards, and customary
classifications. This is one reason why the
world cannot be saved by rescuing individuals one by
one from their evil ways. While we are rebuilding
one individual in this way, social precedents are
stamping themselves upon ten children. It follows
that the reconstructive work of religion and of education
must be done chiefly by discrediting currently
accepted precedents and causing a rethinking of the
alternatives.
XXIV FREE MEN FEAR THEIR FREEDOM. WHY?
Our fathers gave their all that we might be free,
but we are abashed by the bequest that they have left
us. We are abashed, not by the moral grandeur, the
holiness, of our inheritance, nor by the height of the
obligations with which it endows us, but by apprehension
that the inside of it may not be as fair as the
outside. We decorate ourselves with the name and the
glory of free men; they grace our historic records
and our festal occasions; but in our daily conduct we
accept the functions of free men with reservations.
We are “judicious,” as we call it.
The paradox of liking and disliking freedom at
the same time is not a superficial one; it is deep in
our nature; it is an apparently inevitable seesaw in
our motives. There is in our endowment something so
grand that ordinary men accept any privation in
preference to comfortable slavery. So majestic is the
mind of man when it is aroused that no pain that
our fellows can inflict counterbalances the value of
uncoerced thinking and speaking. We know that this
freedom, with all the risks and burdens that it entails,
is fundamental to every great thing that humanity
has done in the modern period. Milton’s Areopagitica
and the First Amendment of the Constitution of the
United States are flags upon the mountain peaks of
history. Nevertheless, the meaning of every achieved
enfranchisement is in practice toned down by the
enfranchised themselves, and in consequence even our
old and taken-for-granted liberties have continually
to be rewon.
The sincerity of this cautiousness is not to be questioned.
For we are apprehensive not only that social
classes other than our own, and other individuals (as,
the young) will fail to “make a wise use of freedom,”
but that we ourselves shall fail to do so. We are on
guard against our own enjoyment of powers and
prerogatives that nevertheless we highly esteem.
Father and mother, instead of being eager to confer
freedom upon their child as rapidly as possible, make
it their policy to shield him as long as possible from
the dangers of freedom; and in accord with this
policy they measure the correctness of their own
conduct in the presence of children by its restraints,
not by its resistance of restraints. Teachers, likewise,
from the elementary school to the college, are as a
rule engaged in putting upon young spirits a yoke
made by others instead of assisting pupils to make
harnesses of their own. It is regarded as an achievement
of good teaching when pupils are kept happy
and active in the process of being yoked to precedents.
And teachers themselves are an ensample to
their flock. If there is anybody in the world who,
under a régime of freedom, should be characterized
by constant unfixing of precedents, it is the teacher,
but it is safe to guess that not one person in a thousand
could name an instance of it in any school.
If we were to judge religion by its great creative
periods, we should perhaps say that the religious
leader, even more than the teacher, should be a dyed-in-the-wool
user of freedom. But, obviously, the fear
of a flexible faith is greater, except at crisis-points
in religious history, than the fear that faith may become
stereotyped, mechanical, and dead. In nearly
all ecclesiastical folds, if not in all of them, it is assumed
that no clergyman “of good judgment” will
use all the liberty that the constitution and the laws
of his denomination permit. There is an unwritten
law of repression within the written guarantees of
liberty. Many years ago a Catholic professor was
asked whether the advice of the Pope upon a certain
point in education was an ex cathedra, officially authoritative,
pronouncement. “No,” said the professor,
“but we obey it just as if it were.” A passage from
John Wesley concerning the Virgin Birth was submitted
to a Methodist Episcopal bishop with the
question whether this—the source not being named—was
a view of the matter fit for a Methodist. The
bishop’s reply was an emphatic negative. Upton
Sinclair trapped a ministers’ meeting by reading a
fresh translation of the denunciation of rich men in
the Epistle of James and attributing the words to
Emma Goldman. Most of the ministers thought that
such utterances justified putting her into prison.
If we drew our presumptions from history, we
should assume that, in every area of church life,
what is now going on is partly valid and partly not;
and believers in the status quo and disbelievers in it
would discuss each question upon a plane of friendly
equality. But they do not meet as equals; the freedom
to repeat our thoughts is, so to say, greater than
the freedom to do fresh thinking. Note how many liberals
strive, as far as honesty permits, to make it
appear that they are not radical nor anything more
than progressively orthodox. That is to say, it is
taken for granted that something has the precedence
of real freedom. Churchmen have no such fear of
their past as the facts warrant; their fears always
prick up ears towards anything that is in any significant
way novel. Was ever a minister brought to
trial for backwardness of mind, or for obstructing
the freedom of others? And did the acceptance or
rejection of any candidate for the ministry ever
hinge upon whether he was sufficiently liberty-loving
to guard the guarantees of freedom in the church
constitution? The fears are on the other side, and
there the defenders of the faith patrol their beat.
As for individual ministers who believe in real
freedom yet submit to the informal censorship of
church opinion, it is by no means necessary to suppose
that they sell their silence for place or salary,
though the spiritual peril here is immeasureable.
Some of them, without doubt, by their really large
and just-permitted variations from the ordinary, are
helping to keep alive the tradition of freedom. On
the other hand, what shall be said of those who,
though they believe in freedom in the abstract, are
convinced that, if it is not actually a subordinate
interest of the spirit, at least it can better afford
postponement than other interests? It is fair to say
that they lay it away in a napkin.
I should not like to have these remarks add force
to the common opinion that religious institutions are
inherently more repressive than others. This opinion
is at least a grave exaggeration. It forgets the
glorious chapters in religious history that record the
identification of faith with the bursting of bonds—ecclesiastical,
political, social, intellectual, ethical.
It forgets, too, the character of our secular institutions.
Let us look at a few of them.
Within the tradition of academic freedom, exactly
as within ecclesiastical practice, there exists an unwritten
law of abstention. It restrains professors and
administrators alike, though at different points. Not
all professors or all administrators, of course, but
the great mass of them. Self-restriction expresses itself
in solicitude for “the standing of the institution”;
in the professor’s choice of his field for research
and publication; in acute tenderness for the
immature judgment of students (most of them either
in possession of the ballot or about to reach their
majority); in the censorship of student publications
that criticize the social and educational status quo;
in decisions as to what speakers may be heard upon
the campus; in the use of the term “good judgment”
or its opposite when variant professors are attacked;
in the selection and promotion of members of the
staff; in the budget; in consciousness of the legislature
at state institutions, and in consciousness of the
donor at others; finally, in the development of the
present dominant type of college and university administration.
If we compare state institutions with
privately endowed ones in these matters, we do not
discover any great difference. The same scale, from
overt repression, through tacit abstention, to courageous
championship of real freedom, is found filled
up by both, and institutions representing the religious
motive have no distinctive place of their own
upon this scale. Fear to use academic freedom is not
a mark of either religious or secular institutions; it
is merely academic! In short, real freedom for the
mind is as much a problem in our day as in that of
Galileo. It is the subject-matter that has changed.
Not that hypocrisy is in the academic saddle.
No; our trouble is the confusion that arises from
sincerely believing in freedom but also sincerely fearing
it. This is why technicalities of procedure play so
large a rôle; this is the reason why so much depends
upon judicious silence. It is because we are not quite
at one with ourselves in our own souls that what
might be the lusty exercise of our powers of variation
becomes merely the absence of certain external
restraints. Fear puts us on the defensive; whereupon,
quietly reducing the points of possible attack appears
to be a dictate of practical wisdom.
The handling of freedom in our legal system is not
a whit more daring than in our ecclesiastical and
educational institutions. It is not customary to construe
particular laws in the spirit of an expanding
liberty; nor do courts, as a rule, endeavor to get at
the core of justice, ethically considered. The technical
theory of their function is that they are umpires
between litigants, responsible merely for seeing that
contests are conducted according to prescribed rules.
In fact, and of course, courts are and must be
more than this; they cannot be merely automatic appliers
of laws and precedents. We do not impugn the
integrity of judges if we say that they cannot help
being influenced in their decisions by their understanding
of the world in which they live, and also by
their own appreciation of values in life, in society,
in law and government. It was no statutory obligation,
but his chosen use of the discretion allowed him
that gave its noteworthy character to Judge Thayer’s
conduct of the Sacco-Vanzetti trial. In the celebrated
contest over a sweat-shop law in the State of New
York, it was a belated outlook upon industrial
changes that dictated the first decision of the Court
of Appeals, and a changed outlook that brought
about the reversal of it. Appointments to the supreme
bench of the United States are not made upon the
basis of ability, probity, and experience alone; the
appointing power has regard also to social attitudes.
The subsequent votes of appointees cannot be accounted
for without recognizing the influence of
these attitudes.
All this has been pointed out again and again.
The purpose of saying it once more is to raise the
question why courts do not more often give the
weight of their discretion to the expansive use of
freedom? Why do not judges openly and frankly
avow the principles that control them when they
perform discretionary acts? Why minimize the fact
that discretion is used and that thereby something
new under the sun might be brought to birth? Consider
the often-cited treatment of “freedom of contract.”
Since coercion takes new forms in our changing
society, it was inevitable that real freedom of
contract should move its old line fences. But how
timid the legal and judicial mind has been toward
the plain fact, and how reluctant to draw the necessary
inference. Timidity counsels, “Make no new
precedents.” The short of it is that here is the same
fear of freedom that we found in parents, clergymen,
teachers, professors, and college administrators.
Even the specific guarantees of freedom that we
have incorporated into our organic law do not get
themselves enforced with the simple directness that
should mark real faith in them. Liberty of speech, of
press, of assemblage, and of domiciliary privacy, as
liberty was understood and intended by the framers
of our scheme of self-government, is boldly invaded
in several of our states by the police, the executive
arm, and the legislatures. And the courts comply, as
they surely would not do if the mental climate were
to change. Now, it is especially interesting to note
that the police never stop a meeting of jingoes and
fire-eaters even though they advocate illegal violence;
that no legislature has attempted to put a check upon
those who would subvert the constitution by suppression
of freedom; that those who actually have interfered
with the constitutional liberties of others go
unpunished; and that a Department of Justice that
keeps a wary eye upon pacifists is untroubled when
beliefs and policies like the following are blazoned:
That force is the ultimate arbiter in human affairs;
that our government must act accordingly; that we
should enforce our economic self-interest against our
weaker neighbors regardless of their liberties; that
there is an inevitable clash between our self-interest
and that of other great powers (sometimes named),
and that we must fight these powers, not relying upon
conciliation, arbitration, or anything else that signifies
that humanity is capable of growing towards
rationality in its conduct.
The paradox of all this deepens towards the ridiculous
or the tragic when one discovers that these men
who despitefully use the constitutional guarantees
are fervid worshippers of the Constitution, and firm
believers that the founders, who based their policy
upon trust in human nature, made the greatest political
discovery of all ages, a discovery that is
destined to bless the whole world! Here is intellectual
hara-kiri. Asked to explain it, those who practice it
tell us sincerely that they believe in freedom as an
everyday method of getting along; it is only when
we get into a pinch, when vital interests are at stake,
or when freedom is abused, that suppression is required.
What deep distrust is this! The freedom that
cost our fathers so dearly precisely because it applied
to the major and contested concerns of society now
becomes a convenience in handling small affairs but
is of no use in emergencies.
In all these mixings-up of faith and unfaith in
our supposably achieved liberties one can discern a
foundation-issue in our philosophy of life. The whole
universe of our experience—the solid earth, the sea,
the sky, the past and present of society, the achievements
of science, the devices and desires of the heart,
the inspiring faiths—all this confronts us with the
question, What do you really want, and how much
will you dare on behalf of it? Our answer involves
our assessment of our own selfhood. Usually the alternatives
for our enterprise are, on the one hand,
increasing or stabilizing some conventional and comfortable
function, or, on the other hand, reaching
after an unconventional blessing that costs the pain
of self-reconstruction. We cannot have brotherhood,
democracy, industrial justice, world-peace, or freedom
at a lower cost than this. Shall we, then, experiment,
explore, adventure in the area of selfhood as
we are doing at the present moment in the sky? Can
the mind, as well as the body, support itself in a less
dense medium than that in which it has moved in
the past?
The scientific movement has made us daring in the
realm of ponderables but not with respect to ourselves.
Pure science seeks only one value, that of
knowing the connections of things; its one interest
in personality is that scientific method should be employed;
its one interest in freedom is this. In our
academic institutions a spiritually delicate sensitivity
at this point may be joined with indifference to freedom
in the other essays of man. A kind of daring
different from that of the laboratory or even of polar
exploration is required if we are to cast off the moorings
of an old selfhood and voyage forth in search
of new spiritual continents.
Further, the scientific spirit can be and often is
inattentive to the life-values or dis-values that are
promoted by the application of its discoveries. The
uncriticized purposes of the present, accordingly,
have unobstructedly capitalized on their own static
behalf our enormously increased power over nature.
Indeed, these purposes, because they use new and
shining machinery, have actually acquired something
of the éclat of the sciences. A current writer, according
to an announcement that has appeared since this
chapter was begun, declares that science has actually
been accepted as a sort of messiah, deliverer, or solver
of life’s final problems—a rôle for which it is totally
unqualified.[8] The obverse of this attitude toward
science is inertia toward the values that science as
such does not feel.
The weight of precedent is, indeed, on the side of
force, not of cooperative thinking, as the arbiter of
human relations; it is on the side of class privilege,
not of democracy; of repression, not of liberty. But
always the light shines in this darkness, though the
darkness comprehend it not. For nobody wants sheer
force, nobody approves all that class-selfishness implies,
everybody believes (after a fashion) in liberty
even though with contradictory restrictions. The
picture is that of a world of personal selves in evolution.
If, in any species that belongs to an evolutionary
order, thought mixes with desire; if self-guidance
arrives at all, these paradoxical inconsistencies are
bound to occur. The present satisfaction, once
thought about, is certain to resist any and every
not-yet-experienced good. There always will be trepidation
when the half-gods go.
But, wherever thought and desire do mix, there
occurs the process of emancipation from authority;
freedom is the very soul of moral evolution. We see
why it is feared; but need it be? Is it not possible to
devise a technic for freedom whereby we shall be
somewhat less inconsistent, somewhat less distrustful
of one another, somewhat more wisely venturesome in
the realm of selfhood?
XXV THE MOTIVES OF YOUTH COMPARED WITH THOSE OF AGE
The problem of freedom and restraint, of impulse
and reason, of the real nature of human motive
forces, comes far to the fore today in world-wide
perplexity over the present restlessness of youth.
Our young people won’t “stay put.” Many of them
refuse to postpone life’s satisfactions—“they want
theirs now.” A few are asking the critical questions,
wherein life’s greater satisfactions consist, and
whether our present ways of life lead toward them.
On all hands there is a loosening of the bonds that
tie the present to the past; the face of youth is
towards the future, whether the next evening or the
next century. Here, accordingly, is an unparalleled
opportunity to “see the wheels go ’round” in human
conduct. Here is life only a step removed from
naïveté; and here is a display, side by side, of inexperienced
youth and experienced age.
Perhaps it would not be misleading to say inexperienced
youth with “the lid off,” and experienced
age with “the lid on.” What, then, are the main differences
between them in point of motivation? The
usual answer is simplicity itself—that is, the answer
usually given by experienced age. These youngsters
are carried away, we are told, by “the lust of the
flesh, the lust of the eye, and the pride of life”—to
use an ancient phrase for pleasure-seeking instincts;
whereas—so the assumption runs—we oldsters are
guided by a rationality that governs our instincts
and keeps them in their place. Most persons of maturity
are sure that, in the by and large, experience
brings wisdom, that the rules and precedents that
the mature observe are dictates of practiced reason,
and therefore that youths who do not follow substantially
in our footsteps act irrationally, and thereby
subject themselves to the penalties of rashness.
This view of the matter contains a grain of truth,
of course, but only a grain. A burnt child does dread
the fire, but a child with a stomachache does not
dread the unwholesome food that produced it. “Experience”
at the dining-room table often results in
wrong dietary habits that even maturity regards as
right. “Experience” as a parent can fix upon the
mind the most futile and injurious conceptions of
parental authority—it has done so in multitudes of
cases. “Experience” as a teacher fastened upon us a
kind of school-teaching that we are now struggling,
with enormous effort, to free ourselves from. So, in
statecraft, in churchcraft, in industrial and economic
relations, in social customs, we oldsters are
dragging about with us a terrible weight of unnecessary
and injurious habit and precedent. In fact,
experience has brought us, along with some wisdom,
a lot of unwisdom which it has baptized with the
sanctity of our years.
Accumulation of experience or of years is not of
great inherent significance; neither is the lack of
years. What is important is the way in which we deal
with experiences as they arise. This is the problem
for age and youth alike, and here is the basis for the
most useful approach to the youth-question. It is not
enough to say that in childhood and adolescence instinctive
impulses are more varied and more clamorous;
nor have we said enough when we add to this
that in our day there is an unusually wide cleft between
the ways of the young and the ways of the old.
The really important comparison is that between
the characteristic technic of the young and of the old
in the making and the unmaking of approved
precedents.
When we make this comparison, what do we find?
On the side of age we find man measuring himself by
his own past, mechanizing the wisdom of yesterday
so that it cannot grow through today’s experiences,
making his own imperfections into virtues. We behold,
consequently, accumulations of property, of
personal and institutional influence, and even of
scientific knowledge bolstering customs and standards
after they have become plainly questionable. If we
of the older generation had the grit to be historically,
psychologically, and ethically realistic towards ourselves,
we should see the irony of our position. We
have a timid wisdom, a self-restricting wisdom, a
pseudo-wisdom, for we have no adequate technic for
getting out of new experiences what they could teach
us, nor for graduating from precedents whose teaching
is already completed.
When the Disciples asked, “Who is greatest in the
Kingdom of Heaven?” Jesus set a small child in the
midst, saying, “Except ye become as little children,
ye cannot enter the Kingdom of Heaven.”
On the other hand—what a paradox! who is more
unwilling than an adolescent to become as a little
child? Are modern youths very ready to learn? This
is the test for them, and when they prove that they
are in the attitude of learning, they must next show
whether they will take the trouble to acquire a technic
for learning. We say that youth is forward-reaching;
it thinks in terms of the future. But in what sense is
this true? Most commonly in the sense of aspiration
to be classified with adults and to enjoy their prerogatives.
It does not usually mean a stretching
towards any unprecedented good. Youth sheds the
precedents of its own childhood only to adopt the
precedents of those a little older than itself! The
“flapper” of fourteen gets herself up and conducts
herself as if she were eighteen at least; the boy of
sixteen wants to be “a man of the world” right now;
almost any youth of twenty can be relied upon to conform
scrupulously to the customs of some group,
set, or type that, in his estimation, has “arrived.”
Heedlessness of precedents is not characteristic of
youth. Youth is avid for them. If satisfactory ones
are not found in the generation that is just ahead,
any pleasant thing that happens twice is seized upon
and stereotyped. Placed in as free an environment as
the modern college campus, young people form rigidly
conventional groupings and adopt rigid campus customs.
The average college student cannot stand
alone; he is a very bond-slave to social precedents;
and he is one of the most intolerant critics of those
who are more individual than himself. Even at the
points where modern youths flout adult conventions,
other conventions quickly form. The very follies of
youth are conventionalized. Why the hip flask at
dancing parties? Why the present wave in the ancient
stream of “petting” and “necking”? Why is “jazz”
for the time being the only music that is interesting?
Why Valentinitis? Doubtless the starting-point of
each of them is a particular situation that involves
a stimulus or a deficiency, but the rapid spread
occurs through imitation and mutual suggestion;
and the self-accepted excuse or justification lies, not
in the nature and results of the act or the experience,
but in the fact that it is the conventional or expected
thing.
The similarity between the ways of youth and the
ways of age is remarkable. Think of the money and
the time that adults have spent in the last ten years
in order to listen to radio trash. Compare the silly
social compulsions of the college campus with the
force that compels everybody to stand whenever “The
Star-Spangled Banner” is sung or played. Or compare,
in point of mental process, young women’s
adulation of Valentino with mature men’s adulation
of Coolidge. Does any fever of modern youth reach a
higher temperature than automobilitis among the
parents?
Moreover, just as it would be unfair to the present
generation of mature men and women to characterize
it solely by such flightiness, so we should do injustice
to the young people of today if we judged them by
these shallow performances and conventionalities.
For the opening of eyes and the enlargement of horizons
is as marked a fact as the other. The new freedom
assumed by the youth of today, the increase in
spending money, the widened range of activities made
possible by machinery, and the multiplication of attractive
objects or experiences that can be had for a
money consideration—all these, taken together,
stimulate thought as well as instinct. They present
alternatives, awaken conflicting motives, make uncertainties
vivid; all of which is favorable to reflection.
It is probable that even “jazzy” young people
are doing more thinking upon life’s alternatives than
was done by the average youths of yesterday. Many
who appear to be blown hither or thither by popular
folly are really experimenting, watching, putting
limits to their indulgences, endeavoring to be ethically
realistic; all of which should be reassuring to
those of us who are able to trust the human mind
when it is awake and at work.
Furthermore, from a minority of youths, very
modern youths, there flash forth upon our distraught
world some of the most hopeful signs. I refer not so
much to the impulsive idealism of some, so strongly
contrasting with the frivolity of others, as to the
union of critical thinking with sober idealism that
appears in spots all over the world. Let the conventional
self-flattery of maturity take heed to itself,
for “a chiel’s amang ye, takin’ notes” upon our
efficiencies and inefficiencies. The most effective
critics of modern life are not Sinclair Lewis and H.
L. Mencken, but younger spirits who possess both a
scientific attitude of inquiry and an idealism that
is not tired or sour. In the colleges such youngsters
are engaged not only in “de-bunking” the customs
of both faculties and students but also in thinking
out something better.
To the credit of the older generation be it here
recorded that various presidents and faculties are
welcoming this critical scrutiny by much younger
heads. Before me, for example, lies an official college
bulletin that consists of a report by a student committee
upon the curriculum, the teaching, and other
official affairs of the institution. Similarly, there is a
stirring in the churches. Young people are holding
conventions in which they ask such questions and propose
such measures as have not proceeded from youth
at any time within the memory of men now living,
if ever. And again it is remarkable to see how much
of their freshness is welcomed by the older generation.
There is danger, indeed, that the hospitality of
adult minds will divert these younger minds from
their journey of exploration. Palliatives will be
sought for in situations that require a drastic study
of causes. Cooperation in a respectable good will
postpone appraisement of the limitations of it. The
lack of experience on the part of thinking young people,
together with their sense of being at official disadvantage
as compared with their elders, makes them
too thankful for half-loaves where whole loaves are
needed.
Youth’s rashness, and the perils that it involves,
require closer analysis than they ordinarily receive.
The fault of the great majority is precipitate acceptance
of adult standards and ways of life. This is
youth’s most characteristic rashness. Here is a young
workingman who says that the “powers that be” are
so strongly intrenched in the state and in industry
that his vote can make no difference; hence, he pursues
a policy of merely wriggling within his immediate
environment so as to get out of it what he can.
Here is a high-school senior who declares outright
that the professed standards of adults do not represent
the forces whereby things get done; money and
power are the things that count; the strong do exploit
the weak; this is the road to success, and he
intends to walk in it. Here are multitudes of young
men and young women who are so rash as to accept
the class-consciousness of their parents as though it
were self-evidently correct. And here are myriads of
members of church young-people’s societies who actually
regard the conventional religion about them
as a fulfilment of Jesus’ double law of love. The great
and deadly rashness of youth takes the form of hasty
acquiescence in things as they are or seem to be.
Of those who do not acquiesce, by far the larger
number will be found in the following classes: Those
who make an idealistic spurt, but grow tired, or become
discouraged because of the inertness or the
antagonism of others; those who talk but do not act;
those who act but are too thankful for “small
favors,” too gratified by minor improvements, to do
anything really fundamental; and those who, seeing
this lag in things fundamental, “give it up.” All
these become swallowed up, in the end, by the insatiable
respectability of the status quo.
Radicalism, whether that of the mere skeptic, or
that which discards the good for the better and the
better for the best, is not characteristic of the young.
There is only a small minority of thinking youths
who make any sustained effort to go to the bottom of
things. Of these there are three main types: The attackers,
the appliers, and the investigators.
The attackers turn life inside out in order to show
how irrational or futile the accepted order of things
is. The working hypothesis appears to be that whatever
enjoys official power or general acceptance is
either misled or misleading. The results are, of course,
one sided, but they are not useless. Until our institutions
provide for self-criticism, they are bound to be
victims of self-deception; therefore they must be
“shown up” again and again. Probably attack is
good, in the end, even for our valid convictions, because
they get tangled with what is temporary and
merely specious. It is true, of course, that these
young attackers are, to a considerable extent, imitators
of the mature writers, mentioned in an earlier
section, who exploit our irrationality as a literary
gold mine. There is, therefore, a touch of conventionality
and dependence in these would-be emancipated
youngsters. They should be listened to, however,
because they are on track of aspects of truth
that are commonly overlooked.
The appliers are those who endeavor to go the
whole length with some approved principle, as, for
example, Jesus’ injunction to treat all men as brothers.
This sort of endeavor, in turn, leads to a
critique of life not less drastic than that of the attackers,
but more likely to be patient and considerate
towards our weaknesses. Moreover, the appliers exhibit
various attempts to govern their present conduct
by exalted standards for which the society about
them is not ready. The service of such youths is
various. It reveals to us the disparity between the
pious phrases of our lips and our daily conduct in
church, state, and occupation. It presents many a
living example of fidelity to an ideal. It spreads the
contagion of faith, making better things practicable
because we believe that they are so.
The third, or investigator, type of non-conventional
youth goes behind the appearance of things
by intellectual processes that sometimes have all the
coolness of science. He must be “shown”; neither ipse
dixit nor general acquiescence satisfies him. What
does the curriculum of this college include and what
does it omit, and why? What are the most effective
methods of teaching, and do our professors use them?
What are the real values of our extra-curricular activities?
How are our teachers chosen and promoted,
and how much are they paid? Why do we have religious
denominations, creeds, missions, worship?
What is the truth about our international relations?
What is the life of the industrial worker like? How is
“hiring and firing” done? I’ll get a job and find out.
What really is happening in Germany or Russia?
Why shouldn’t I go over there to see for myself?
This sort of questioning is growing, and it is bound
to spread in colleges and high schools. It is one of the
most solidly hope-giving aspects of the entire youth
situation.
These three types of aggressive non-conformity
overlap and blend, of course. As a rule students of
the investigator type are moved by dissatisfaction
with the status quo; they investigate in order to find
the road towards some ideal. Not seldom the applier
type discovers the fascination of social statistics and
even of history. The attacker, in turn, will usually
be found working for specific reforms. All three types
make freedom their common cause—freedom to think
without fear of consequences; freedom to speak with
sincerity upon great issues; freedom to listen to
speakers who represent disagreeable minority positions;
freedom to participate in the determination
of the conditions under which they shall live.
In these youths who really transcend conventions
we have a hint of what might be, what ought to be,
the normal place of young people in society. Yes—let
me answer your doubt before you state it—there
is danger that, taking advantage of the questioning
mood, the dissenting mood, or the consciousness of
freedom, wayward impulse will make the worse appear
the better reason. There is danger in asking
questions, but God took this risk when he created
man; and by far the greater danger is that we shall
not ask questions enough, nor questions that go
deep enough. By far the greatest evil in the youth-life
of today is that so few young men and women
find any antidote to the way men imitate themselves
and one another—any antidote, that is to say, to the
pseudo-wisdom of age.
PART IV HOW CAN THEY BE RELEASED?
XXVI THE INESCAPABLE TASK
Capacity for high motivation, but doubt of the existence
of such capacity because our performance is
low; low performance due, not chiefly to external
obstacles nor to remains of the beast in us, but to
self-imposed bondage to our past and present selves,
the instrument that binds us being that which is high,
not low, in us, even our intelligence and reason—this
is what we behold. The same intelligence that masters
external circumstance by looking behind and before,
by the same process subjects us to ourselves. On the
other hand, intelligence chafes at the bondage that it
has created, and knows itself as the agent of emancipation.
Such is our self-imprisoning, self-releasing, deeply
paradoxical human nature. But there is a difference.
We imprison ourselves automatically, but we do not
automatically release ourselves. The door closes with
a spring lock; it opens only by directed effort. At
least, adherence to the status quo requires as a rule
little reflection, while release from it into something
better requires much. In particular, the habit of releasing
myself from what I am and have been depends
upon continuous alertness joined with self-detachment
or objectivity with respect to myself.
Our greatest lack is a habit of self-release, a habit
of being free and freely cooperative. Such a habit
cannot be acquired by repetition of impulsive revolts
or impulsive repentances, nor by jumping at novelties;
it requires self-discipline; it depends upon practising
a technic.
But a technic for freedom in the sphere of life’s
values and policies can scarcely be said to exist.
Scientific method is indeed the technic of free intelligence
conceived as a disinterested observer of
events; but something more than on-looking is involved
in living. Our difficulty lies in inadequate procedures
in the weighing of values and the choice of
ends. Here, too, scientific method—as we shall presently
see in more detail—is essential to freedom; we
are not too enamored of science nor too ready to use
its technic, but not enough so. Yet scientific method
is only one factor in the technic of self-release. In
the absence of the other factors, it becomes, in fact,
a servant of inferior, reactionary, or even destructive
ways of life, as we abundantly see at the present
moment.
The inescapable task for our culture—for education,
religion, social organization, and (I surmise)
literature and the other arts—is to develop a technic
for freedom in the sense of continuous release from
continuously-forming precedents—release into selves
that are neither precedent-ridden nor yet fidgety or
flighty but creative.
This implies much more than readiness to participate
in reform movements. Excitement over the dust
and rubbish that have accumulated, or even willingness
to clean Augean stables, does not get at causes;
it deals only with the products of self-poisoning processes,
not with the sources of the poison; it produces
little beyond oscillation between the fulness of a vice
and the emptiness of a virtue.
Even the religion that glories in its ascription of
infinite value to persons has failed to develop a technic
for releasing personality from its self-imposed
limitations. Indeed, the maintenance of some of these
limitations in the form of beliefs, institutions, and
rules of conduct has been erected into a virtue.
Meantime, religion conducts a largely futile
struggle against the bondage of sin. The churches
pray, exhort, instruct, but all this is effective, for the
most part, only with sins that already lack social
standing. Current religion knows not how to deal
with the deep depravity of our respectable faults,
and indeed it scarcely recognizes them as faults. On
the other hand, it magnifies petty virtues and
a-dynamic goodness. It offers emotional elevation and
a sense of selfhood through worship, but since God
is rarely worshipped as a creative power here and
now at work within the moral order, the worshipper’s
self remains complacent and accommodating, an
arrived and secure soul; it does not become a chrysalis
breaking from its shell. Any adequate religion
will call for a different way of paying respect to the
Creator, and a different way of receiving him into
our lives. Worship must come to include within itself
a technic for continually transcending the religious
self and the religious organization of yesterday and
of today, a technic for free reconstruction within
the whole realm of our deepest hopes, our highest
ideals, our ultimate convictions, and our profoundest
fellowships and loyalties.
Considerable liberty in the sense of toleration of
dissent already exists, it is true, in large areas of
Protestantism, but this is not the same as a technic
for freedom. When we merely tolerate dissent, we
the tolerators do not dissolve the special privilege
claimed by our past and present selves; our own
souls remain indoors, and we decline the responsibility
for exploration and the changing of our maps.
What of the schools, then? Surely they are emancipators
of personality? Yes and no. Education, as
we moderns of the West practise it, contains the
most remarkable ambiguity. For it sincerely intends
to develop the specifically human capacity for intelligent
self-control, but with equal sincerity it intends
to keep the teacher (that is, the generation
that is passing away) in control of the pupil (the
generation that is arriving).
We justify this dualism, or at least keep it alive
and respectable-looking, by the violent assumption
that we who are about to die already possess wisdom,
already know how to live, already incarnate
pure intelligence to such a degree that the next
generation cannot do better than walk in our footsteps.
“Acquire self-control,” we say to the young,
but we mean, “Form a habit of doing what we oldsters
want you to do.” This reminds one of the old
skit on the doctrine of predestination:
You can and you can’t; you will, and you won’t;
You’ll be damned if you do, you’ll be damned if you don’t.
Or, still better, it illustrates Paul’s famous confession:
“There is war in my members.... The
good that I would do, I do not, and the evil that I
would not do, that I do.” What we should do is
to make our educational system a systematic warning
against walking in our footsteps.
The whole conception of education as primarily a
process of handing on the intelligence that we possess
is an error. For intelligence is not a deposit that
one can possess; it is not composed of particular
mental acts and habits; endeavor to possess it, and
you gather to yourself ashes and smoking embers—the
flame has escaped you.
Under the surface of contemporary education
these two irreconcilables are already in conflict. We
are beginning to see that the prime function of
schools is to put the young into possession of methods
for inquiry and for testing. And in the light of
this function we are beginning to ask, What is it
to teach patriotism, or religious loyalty, or social-mindedness?
The result is conflict that goes deeper
than a contest between two finished views of the
state or of the church or of social organization. It is
a contest between two opposed ways of acquiring
and holding views, opposed ways of dealing with
standards, of handling ever-rising new issues, of
choosing our loyalties.
The effect of making education an instrument
whereby the wisdom of a departing generation shall
control the arriving one never is what the theory of
it calls for. Theoretically, the impartially selected
best in contemporary civilization should be transmitted;
actually some sort of partizanship is propagated.
A state school in Canada and one in the
United States, though they be within sight of each
other, do not develop a common rationality in respect
to either of the two countries or in respect to
Great Britain. The teaching of what is called patriotism
is the inculcation of partizanship and of
the closed mind. There is nothing in it that enables
pupils to discriminate between different varieties of
patriotism, or that prepares them for a possibly unprecedented
type.
Religious education in the church school, likewise,
is partizan. It is directed towards the perpetuation
of a specific loyalty, not towards the capacity and
the habit of weighing loyalties. Even if Christians
already have the truth, this does not justify partizan
methods in teaching it; for the truth, one would
guess, requires no special privilege. Indeed, it is
worth asking whether partizanship on behalf of a
good thing does not always obscure its goodness.
Would it be un-Christian so to teach the young that
they should freshly and freely weigh Christianity
and its alternatives, my denomination and other denominations,
our civilization and other actual or
possible ones?
Because we do not thus educate we have churches
that have no technic for correcting their corporate
errors, no technic for squarely meeting new situations,
no technic for getting denominations together
even when these denominations know that they ought
to do it. Moreover, no just balance is held between
majorities and minorities in the churches, or between
laymen and clergy or clerical officers.
Whether the need for conversion is greater in
church education or in state education might be questioned;
in any case the spiritual sickness of both is
the same, and the remedy is the same. Both display
a self-imprisonment of the spirit, though both aspire
to freedom; both take steps towards freedom, but
hesitate, fear, and compromise or become inefficient
from both points of view. In this juncture our inescapable
duty is to go forward, not into discrete
freedoms doled out piecemeal, but into freedom as an
all-inclusive technic and habit whereby we shall continuously
outgrow ourselves both individually and
collectively.
Some parts of such a technic are now in process
of experimental development. We shall in due time
point them out. Other parts we have still to seek.
The assumption under which the seeking must proceed
is that the technic of freedom is not a pattern
that we impose upon conduct, but itself a manifestation
of freedom, and therefore something more like
friendship or worship.
XXVII THE FUNCTION OF MINORITIES
To say “freedom” is to be reminded of the old,
old story of the struggle of apparent weakness
against obvious power; the desperate straits of a
truth against which men stop their ears; the plight
of the simply human as against the institutional;
the contrast between injustice in obscure corners and
massive but inert virtue in the market-place.
Freedom connotes minorities. There is no instance
of a majority that, having become secure in its
power, spontaneously secretes freedom from within
itself for any considerable time. It appears to be
about as easy for a camel to pass through the eye of
a needle as for those who have power over men to
cultivate freedom in the same men. Even under constitutions
that guarantee individual liberty, actual
liberty exists, if at all, through continuous struggle
of a dissatisfied few against the lethargy of a satisfied
many. The only exceptions that I can think of
are the few teachers and parents who, imbued with
respect for the personalities of the young, endeavor
to educate them through their freedom instead of by
canalizing their minds.
Our reliance must be, then, not upon might and
power, but upon the kind of spiritual strength that
can reside in those who are accounted weak. Let us
consider, then, the function of minorities, and the
more effective methods of performing this function.
This subject is strangely neglected, and when not
neglected, strangely misunderstood. It is a truism
of history that the privileges that we enjoy simply
because we are men were won for us from reluctant
power first of all through the daring dreams, and
then the daring struggle, of a few. We glory in these
early minorities, or minor forces as the world measures
force, yet for the most part our present citizens
regard it as a misfortune to be in a minority, especially
if it is small and its triumph seems far away.
Pity or contempt towards those who are “different”
is the conventional thing among us, but when
have success and power, however unjust, been contemptible?
Up to the present time we in America have almost
entirely failed to develop and utilize the capacities
of political minorities. The popular assumption is
that the function of a minority party is to win the
next election, and then to rule as the majority party.
If the election goes against us, we think that the next
thing to do is to expire or to make terms with the
dominant majority, as Mr. Roosevelt did after a
single defeat of the Progressive Party, and as Democratic
leaders have done for many years when their
party has been out of power. The assumed principle
is, Win the election, or else give up, or compromise
and divide the benefits.
But this leaves out of account one of the chief
services that a minority might perform, especially
a minority that maintains a continuous existence
through a long period of defeats. This service is
nothing less than helping the majority party to use
its power more wisely than it is capable of using it
without outside help. To make the party in power
think twice before acting; to make it aware that all
that is hidden will be brought to light; to make it
conscious that nothing is settled until it is settled
right; and to keep alive the idea that the last and
the least of our citizens must be taken into account—this
is a service that the majority cannot perform for
itself, and that neither a short-lived nor compromising
minority can perform, but only a minority whose
convictions are deep enough to sustain it indefinitely.
Whatever party or individual is in power, real
grievances exist; somebody is oppressed, or exploited,
or thwarted in his legitimate claims. It is
the function of the minority to listen to his cry and
to become voice for him in the centers of administration
and legislation. It is likewise the function
of the minority to keep its thinking “ahead of the
game” and to initiate ideas that require to be mulled
over before action is taken. When a vital idea is
apprehended it is to be talked about, and thought
through, and revised, and kept before people’s minds
until it has the effect that is its due.
I have spoken as if the tools of a political minority
were weapons, and as if strife were of the essence of
the technic that freedom requires. But herein I have
merely used existing notions of politics in order to
point the way to something better. That strife is not
the process whereby minorities can best perform most
of their functions will be shown in a subsequent section.
At the present moment what most concerns us
is to perceive that minorities are a normal part of
any live society, political or other; to ascertain the
needs that only minorities can meet, and in the light
of what we thus find to set forth some items in a
rational policy for individual conduct.
First of all, we need to give more attention than
is customary to the effects of power upon those who
wield it, and we need to educate the young with
direct reference to these effects. The reason for continuous
universal education with respect to this
matter is the all-pervasiveness of the problem and of
the difficulty. We have to deal not only with power
lodged in officers of state, but also in parents, employers,
labor leaders, investors, clergymen and ecclesiastical
officers, and leaders in many civic groups;
not only with power lodged in adults but also the
power of the young over one another in play and
social relations; finally, we have to do not merely with
the conduct of leaders, but also with that of members
of majorities or of other dominant groups. Education
on this point is needed not only in order to put
those who wield power upon guard against themselves,
but also to make the generality of men reasonably
critical towards their leaders, and towards
all dominant parties or groups. In short, the whole
populace should acquire a habit of sensitiveness towards
all power and authority wheresoever it is
lodged.
Let us see, now, what the dangers are. They have
their center in the fact that consciousness of possessing
power tends to divert the possessor’s attention
from main issues to subordinate ones. The experience
of being a cause, and of being able to bring
things to pass, is enjoyable; therefore it seeks to
prolong itself as though it were a good per se, whereas
it is really good only when its consequences, on
the whole, are wholesome. Thus the stake that one
properly has in one’s selfhood becomes exaggerated
and distorted. This produces in the victim at one
time undue respect for precedents that he himself
has created, at other times undue responsiveness to
the seductions of the moment. The resulting pseudo-virtue
of consistency, and the obverse pseudo-virtue
of “adaptability” or “practicality” alike put one’s
present self into the foreground instead of the issues
that the self should be meeting.
Instead of “one’s self” in this description, we may
read, upon occasion, “one’s party,” “one’s church,”
“one’s set,” or “one’s institution”; the truth of the
description is unaffected. In short, consciousness of
power tends to beget self-will in individuals and in
groups.
Not only does this self-will tend to dislocate issues
ab initio; it also cumulatively surrounds itself with
products of its own that wall it off from surrounding
realities. One now uses “vested interests” as the measure
of other interests; one measures one’s efficiency
by the ratio between planned result and actual result,
not realizing that the lack of a better plan, a wider
horizon, spells inefficiency; one consorts with persons
of like mind, whether partners or beneficiaries, erects
their joint opinion into an orthodoxy, and becomes
callous towards outsiders and towards unaccustomed
ideas; at last the fate that was implicit in the situation
from the beginning fulfils its measure—incapacity
to reconstruct from within, and ignoble terror
before the danger of explosion from without.
It is scarcely needful to dwell upon the less subtle
consequences of possessing power, such as exaggeration
of the importance of security for oneself and
one’s possessions; secretiveness; the temptation to
employ illegitimate means and to justify them by
the importance of the ends in view, and the danger,
at last, of conscienceless corruption.
Let no one think that this is a description merely
of political parties, cliques, office-holders, and bosses,
nor that the economic sphere is the only one that
needs to be considered along with the political. No;
the psychology of the matter applies to the whole
experience of wielding power. Many years ago a
woman became, as she thought, disillusioned concerning
a leader who was widely known for his
utterly unselfish devotion to the common weal.
“For,” said she, “I have learned that in his family
he is dictatorial to the point of tyranny, whereas
outside his family he teaches and practises the exact
opposite.” It was my privilege to point out that there
is here no psychological inconsistency. “He was born
into a social system that took for granted that a
husband and father would be the ‘head of the family,’
and as such would make decisions for the whole family,
and employ the family means to carry his decisions
through. From this root his domestic habits
grew as grows the grass. On the other hand, outside
the family he encountered a contrary set of assumptions,
and he developed a contrasting set of habits.
These habits truly reveal his capacity for sensitive
response to persons; if he were to start his family
experience de novo under the assumptions of the new
day, with no consciousness of the old-fashioned power
as ‘head of the family,’ he would form domestic
habits that would satisfy you.”
Knowledge of the psychology of power is needed
in our religious organizations. For here additional
emotional sanctions gather around the conduct of
clerical leaders, and around institutional acts, past
and present. The religiousness of both leader and
led reinforces the tendencies that have been described,
and then partly overlooks, partly hushes up,
partly defends, and partly sanctifies the results.
One great communion, the Roman Catholic, not
only concentrates all power in a hierarchy, but also
identifies the authority of the hierarchy with the
authority of an unchanging God. Theoretically it
does not follow that all priestly acts and policies are
sound, for distinction is made between the bishop or
the Pope acting as an individual and the same person
wielding divine authority. Nevertheless in practice
this distinction tends to fade out. What the Pope
says “goes” without anybody’s stopping to inquire
whether or not it is ex cathedra. If the bishops in the
United States adopt a policy—concerning parochial
schools, say—that they have a perfect right to reject
or to reconsider, opposition to it is instantly branded
as disloyalty to the church. A bishop has been known
to go as far as to assert that it is improper to discuss
and evaluate episcopal conduct except in official conclaves.
In this situation the moral necessity of institutional
self-criticism is unprovided for. Minorities
can scarcely function at all. Even when oppressive
use of power is made by an occasional ecclesiastic,
there is no known way to resist it without being
accused of straight disloyalty to Mother Church;
and when a high official becomes prideful, puffed up,
and notorious for pompous display, no way is at
hand for deflating him.
Protestant bodies, though they offer far more
opportunity for reconstruction from within, even
providing organs for lay participation therein,
nevertheless do not escape the tendencies that accompany
the exercise of power, nor provide adequate
means for resisting these tendencies. The immunities
of officialdom, though they be not denominated in the
bond, are there. “Respect for the cloth” leads to the
coddling of theological students; by means of easy
tests it certifies intellectual weakness along with
strength, and then piously puts up with the resulting
qualities of pulpit and pastoral skill.
For how many of the sermons preached last Sunday
was there any real occasion? Where real occasion
for a sermon existed, was the needed and serviceable
sermon forthcoming? What is an efficient or successful
minister? The point of this question is not that
ministers are human, fallible, and of varying degrees
of ability, but that the immunity from real tests that
their official position gives them misleads both them
and their parishioners. Keeping the church machinery
going and attracting support for it, or even
increasing the membership, does not of itself indicate
anything as to what is happening within the spiritual
life. Here, as in politics, industry, and education, the
possession of power generates illusions.
A striking example of this illusory self-involution
is the continuance of denominational competition in
rural communities after the facts and the wickedness
of it have been exposed. Denominational officers responsible
for this condition have become so far ankylosed
by the poison of officialdom that they take only
the feeblest steps towards reform, and meantime the
laity, though it does not believe in this competition,
contributes the money for keeping it going.
Nothing will effectively counteract these tendencies
except a further development within Protestantism
of the functions of minorities. Among other
things, we need a more critical church press and also
more periodicals devoted to religion but entirely independent
of official support. We must ask more
questions, and questions with a sharper point. We
must not hesitate to bring about losses of some kinds
of power in order that spiritual powers of better
quality may be released. Genial humor and good-natured
satire might well be employed as one antidote
to the sense of personal enlargement that so
commonly attends elevation to office. If we Protestants
gasp at the effect upon Catholic “dignitaries”
of the authority that they wield, we should at least
snicker out loud at the effect upon our own bishops.
Active, unabashed, good-natured minorities are
needed wherever our life is organized, and indeed
wherever, organized or not, we move in masses. We
owe a debt to anybody who employs unfashionable
good taste. There is room for coteries of persons
bent upon reaching out beyond the conventional
to the beautiful and the true. We need minorities
in morals, too; minorities that will openly place the
weak points over against the strong points in current
moral standards as well as practice, and that
will also pay the cost of experiments in living upon
a higher plane. We cannot have moral evolution
without in some way abandoning old standards and
adopting new ones. If this abandoning and adopting
is desultory, hit-and-miss, and especially if it is compelled
to be secret, evolution becomes unduly slow
and costly, or else unduly fast and costly. The rational
procedure is to recognize that there is a place
for minorities that seriously experiment with reconstructions
for the benefit of all. The widespread
moral confusion and haste of the present day is a
natural result of the lack of critical minorities thinking
and experimenting in the open during the preceding
two or three generations when the conditions
of existence were being rapidly transformed by economic
forces.
From some of the current concepts of education
one would infer that in the school and college world
at least minorities must be flourishingly performing
their indispensable functions. One would expect students
to obtain a material part of their training in
rationality from belonging to this or that minority,
and from the reciprocal modification of majorities
and minorities by each other. Some experience of
this kind is had, in fact, in self-government schemes
of some sorts; yet it appears that the educational
possibilities of majority-minority situations are
rarely worked out either by pupils acting alone or
by pupils acting under the guidance of supervisors.
Instead of the learning of deficiencies and the enlargement
of horizon that should result from the
interplay of groups, we find, too often, cock-crowing
by the victorious majority and a sense of futility
upon the part of the defeated minority.
This in the elementary and secondary schools.
When we come to the colleges, we find conditions even
worse. The majority-minority relations are so irrational
that anything more ominous for the future of
society can scarcely be found. “Campus customs,”
often trivial, sometimes offensive, are enforced upon
every last student with the ruthlessness of a Czarist
régime. If one refuses, say, to wear a green cap, one
is thrown into water or otherwise manhandled; or, if
physical penalties have been abolished, there are
psychical penalties not less compelling. The faculty
of a certain college is proud to have rooted physical
violence completely out of the campus; yet on the
same campus there is a law that a freshman must
deliver a match to any upper-class man who demands
one, and another law permits any upper-class man to
examine the socks that any freshman is wearing.
“What would happen to a freshman who refused to
submit to these laws?” a visitor asked. The reply was
that if he persisted in his disobedience life would be
made so miserable for him that he would leave college.
The visitor asked again, “What would happen
if a freshman sent to the college paper a dignified
communication in opposition to these customs?” The
editor answered that the communication would not
be printed, but that if it were printed the writer
would suffer the penalty.
The quality of such campus laws must be judged
by the effects upon both those who command and
those who obey. The pain, physical or mental, even
though it amount to cruelty, is not the worst of the
matter, by any means. A deeper wound by far is
inflicted upon the perpetrators themselves through
the closing of their minds to thought and to the conditions
of rational social existence. Where minorities
have no voice, the mind of the majority decays. Perhaps
the clearest sign of what really happens here is
the sheepish submissiveness of the minority, and the
salving of its sores by the thought that next year
one will have the privilege of tormenting somebody
else.
“All the general student offices for the next three
years have been allotted. Even the freshmen who are
to hold office in their senior year have been picked
out,” said one who knew. “How was it done?” “Oh,
politicians from the fraternities put their heads together
and distributed the plums.” “But how about
the elections? Can these politicians deliver the vote?”
“Certainly.”
This may be an extreme case, but certainly “delivering
the votes” is common upon our campuses,
and partizanship is taken as normal. Majority-minority
relations are made up of deals, combinations,
sharp practices, squabbles, and occasional
corruption of the ballot. The minutes of a certain
chapter of a fraternity actually contain the record
of a motion, duly made and carried, that the chapter
combine with other fraternities therein named to get
and divide the college offices.
When we find such things in Pennsylvania colleges,
or Ohio colleges, or Illinois colleges, we are
justified in asking whether academic experience may
not be contributing to the gang politics and the political
corruption proved to have been present in
these states. Though the means for proving a connection
are lacking, the likelihood of it is sufficient
to give pause to the wise. At least this can be asserted,
that this sort of college experience contains
no corrective for this sort of political conduct.
One looks in vain for anything in the teaching or
the administration of colleges that promises to go
far in the opposite direction. Professors, who might
be expected to be wise in such rudimentary matters
of the education of intelligence, are handicapped by
lack of reasonable minority-majority relations within
their faculty. College administration is in too many
respects autocratic; a professor has too much reason
to suppose that minorities are unwelcome and futile.
The contacts of students with such mentors, whether
in the classroom or outside it, will not go far towards
curing the ills of the campus.
Nor will the cure come, as far as now appears,
from presidents and deans. The “administrative
mind,” admirable as it is for its ability to fit human
and other factors together in a general scheme, is
the victim of its own strength. It thinks of human
problems in terms of possible manipulation by a manager;
it seeks quick results, and it is tempted to
value them above fine human relations; it fits men
into its own plan instead of developing in men a
capacity to make plans. Prediction is, of course,
precarious, but the present indications are that our
best reliance for reform in this part of higher education
is upon the students themselves. Their power,
measured in administrative scales, is minor, but they
are capable of attaining the spirit that overtops all
mechanics of administration. We know this because
of what we already see in individuals and minority
groups upon many campuses. Students are beginning
to ask to be educated! And much of the best
criticism of the mass-folly of collegians comes from
collegians themselves. The growth of these minorities
in number, in size, in insight, and in articulateness
is to be expected. There is room for hope that some
day minorities upon the campus will perform their
true educational function.
The indispensable functions of minorities, then,
are these: To bring into the open any oppression,
injustice, untruth, failure or defect that the powers
that be are committing or permitting or failing to
perceive; to apprehend and to define new issues,
especially in situations in which the majority has
a strong motive for continuing the status quo; to
bring it to pass that ideas shall be thrashed out
before action is taken; to protect the ruling majority
from becoming the victim of its own power; finally,
being convinced where truth and right lie, to stick
to the conviction through thick and thin without
compromise unless right reason shows that the conviction
is erroneous. Let any minority that pursues
this policy become the majority if it can; let it secure
control if it can by fair and open means, and then
let it beware of its own power, and let it accept help
from minorities that now will arise in their turn.
The most important changes that are to occur tomorrow
are in the keeping of some minority now in
existence or soon to arise. The most creative thought
will take its rise from discontent and criticism, not
from fattened respectability. The most significant
part of society in state, in church, in the industrial
order, in education, is some minority. Minorities can
be wise or foolish. It is not necessarily creditable to
walk with the few nor discreditable to march with
the many (but only dangerous!). Nevertheless, the
most significant part of any society is some minority
in which creative changes are germinating. Without
minorities society, as an order of reason, would
perish.
XXVIII RELEASE THROUGH COOPERATIVE THINKING
That release from the trammels of selfhood is to
be found in some sort of self-identification with other
selves is one of the surest insights men have achieved
through millennial ponderings upon the meaning of
life. But the nature and the process of this mingling
of personalities have been variously conceived. Sympathy,
particularly with sufferers; oneness with a
congregation of worshippers; obedience, as of soldiers
to a commander; fellowship through common loyalty
to a person, a cause, or an institution; friendship
and affection; “letting go” in a crowd, as in religious
frenzies ancient and modern, in drinking bouts, or
in a football game—all these have recommended
themselves as modes of emancipation. All of them do
in fact bring a sense of enlargement; we are here on
track of some conceivably universal good. Yet the
contrasts and the clashes between these heterogeneous
modes of self-enlargement warn us to think twice.
When we do think twice, we shall ask from what we
need to be released, and into what, and what is the
final result of each of these types of experience.
As a rule, we struggle to be released without first
inquiring into the nature of our bondage, and as a
result we hail as salvation almost any experience that
promotes the flow of self-forgetting emotion. Real
release, in any large and permanent sense, must be
that which brings to fruition the motive that is in all
and through all our motivation—to be a rational,
self-guiding self in a society of such selves; and the
chains that must be struck off are the specific ones
that we ourselves have forged through partial and
defective self-activity in the past.
I shall take for granted, without devoting a section
to discussing the point, that current thought is
right, along with considerable ancient thought, when
it values friendship, affection, and generally sympathetic
relations between individuals as, in some degree,
the actual attainment of the life of reason. The
same is true of the experience of beauty, of delight
in truth, and of play. All these are genuinely emancipating
experiences. They are a rational good in
themselves, and they fit into the framework of rationality
in the larger relations. It is in these larger relations
that our problem is, in practice, farthest from
solution. In the modern world the individual is
obliged to make specific reactions to extensive social
masses and forces; further, many of these reactions
must be made by the individual as a member of some
class, organization, or institution. Here is where the
shoe of precedent pinches most; here is where the
capacity of the individual to achieve any large freedom
is most in question.
It is perhaps scarcely necessary to argue that
dividing the world of persons into a few who command
and a many who obey is neither practicable nor
inherently rational. The impossibility of it and the
irrationality rest back upon the same fact, namely,
that both those who command and those who obey
know themselves and one another as persons. There
is something present all ’round that is stronger than
force. A full measure of obedience never can be exacted
from the many, and the few cannot bring themselves
to exact it. It is fascinating to witness the
possessors of power compromising with themselves
in the use of it; it is inspiring to see strength of
spirit in those who are shorn of power. Persons just
have to get together upon the sheer basis of personality.
There is a kind of freedom, as also a kind of get-together,
in herd-action, no doubt. For such action
takes down the bars and lets something inside of us
caper. This capering may be lightsome, as in a New
Orleans Mardi Gras or a New York City election-night
jamboree; or it may be strenuous, as in mass
support of a football team engaged in a hard game;
or it may be destructive, as in an angry mob. By
emotional release of this sort people can be made
to cohere on behalf of an institution, a party, or a
cause. Consequently leaders of many interests—political,
economic, religious—have developed a technic
for causing people to move in herds when, because
of emotional release, they think they are acting
freely as individuals.
It is not to be denied that release of this general
type, though it be partial, though it lends itself to
self-deception, though it be dangerous, may be serviceable
at times. Leastways, one can scarcely fail
to sympathize when minds long subjected to a narrow
and numbing routine break loose and go on a
spiritual picnic! There are times when frolicsome
nonsense brings benefits deeper than the momentary
satisfaction. We must not forget that even our
better and wiser selves perpetually rebreathe the
partly exhausted air that issues from our own lungs.
We ever need the open! Further, when alternatives
have been weighed and a decision reached, it may
sometimes be the part of wisdom, though it be dangerous,
to put all our energy into an executive act,
postponing further thought for the time being.
But mass-action in which critical thought is not a
concurrent item never is wholly safe. It is least dangerous
in play-activities in which the many actually
play, not merely look on; it is most perilous when a
whole population, or a class in society, or a party,
acts as a unit under the inspiration of some high
sentiment, religious, patriotic, or other. For now
concentration of mind upon a given end that stirs
deep emotion not merely postpones thought, but
controls thought. The mind is now ready to affirm
or deny anything whatever in the interest of its consuming
passion; or, if ‘interest’ rather than ‘passion’
is the type of control, unlimited ingenuity is employed
in digging out evidence that we are already
acting wisely and fairly.
At this point the problem of release of our powers
takes this form: How are the functions of thought
to be performed and made effective where men act
in groups, societies, classes, and masses? A special
phase of this problem concerns the method of rational
action where conflict arises or is threatened
between two sets of persons.
A phrase that has been coming into use recently,
“cooperative thinking” points the way to a solution,
the only possible solution, of this problem. There
are two aspects of it. One is “thinking” in the strict
sense of active inquiry by analytic methods; the
other is “cooperation” as contrasted, on the one
hand, with thinking in solitude, and on the other
hand, with the strife-and-victory attitude and habit.
Such thinking is, of course, not an invention, nor
a new discovery. It exists in circles of friends who
muse by the fireside without desire to win victories
over one another; it exists in some families and partnerships,
in which the members pool their views and
thereby attain harmony of action; it characterizes
the old Quaker type of deliberation in which there
was much silence and listening, but freedom to speak,
with the final word of the chairman (no vote having
been taken), “It seems to be the sense of the meeting
that ...”; it can be witnessed in assemblies in the
interest of scientific research, when each participant
in discussion takes the attitude of inquiry.
What has to be done with this already old experience
of thinking together is threefold: To extend
the practice from these restricted groups to other
groups and to the larger aggregations of men; to
extend it from the few interests in which it is now
recognized to all interests that call for corporate
action; and to dig deeper into the nature and the
conditions of cooperative thinking, particularly in
areas of conflict, and to improve the technic of it.
In view of some items of recent history, some
readers may ask, “Do you mean discussion method,
so called? If so, then, ...?” If by discussion method
we are to understand a particular a, b, c, procedure,
this is not what I mean, for I am not convinced that
cooperative thinking is restricted to any one, or any
other number, of particular procedures. Even in the
few examples to which allusion has been made there
is great variety. On the other hand, there is distinct
advantage in the formulation of specific procedures
that have been successful—formulations that, most
of all, enable persons assembling together for the
first time to find their own mind and discern their
problems most promptly.[9]
The leading promoters of discussion method,
whatever the particular technic that they favor, appear
to have in mind the same goal, on the whole,
as that which I have defined. If the goal, and the
roads that lead towards it, have not always been
clearly seen, I am willing to think that this is incidental
to the newness and the incompleteness of some
phases of our experience in this field. Consequently,
if I now point out some misconceptions and pitfalls,
it is not because I wish to hold back the movement
that goes under the name of discussion method, but
because I believe that it represents in important
measure a principle of rationality itself.
First, then, genuinely cooperative thinking must
be something more than a friendly adjustment of
conflicting present interests, or pooling of present
desires. Let us gladly grant that arbitration, pooling,
and adjustment by compromise have their place.
When opponents—say, employers and employes—“get
their feet under the same table,” something is
likely to be gained, even if conflicting desires are
adjusted without inquiry into the validity of any of
them. But in the end we must distinguish between
the two questions, How can I get what I want with
the least friction? and, What wants, of myself and
of others, are reasonable?
An illustration of the principle is easily found in
industrial conflicts. In most contests between capital
and labor, each party occupies a fixed base of assumed
self-interest. Now and then, it is true, a declaration
is heard that the interest of the employer and
the interest of the worker are at bottom one; but this
is interpreted as meaning, according to one’s starting
point, either that high profits for the employer
carry with them benefits for the worker in the way
of wages, or that high wages for the worker increase
the prosperity of the investor by stabilizing labor
and by enabling workers to buy goods. Meantime,
evidence accumulates that something is wrong with
the assumptions that underlie this type of thought.
Are not the interests of capital and the interests of
labor, as they are here understood, fundamentally
antagonistic to each other and to the common weal?
Clearly, the great task of thought and of conference
between these two—rather three—interests is to face
unflinchingly the true nature of the ends that each
party seeks, and to evaluate them all by weighing
them in the same scales.
A parallel instance is the habit of excluding from
conferences between nations questions of “vital interest,”
“national honor,” “purely domestic concern,”
or a specified topic such as the Monroe Doctrine.
What is the implication of such reservations?
Is it that we desire the privilege of acting arbitrarily?
Or, is it that we possess a rationality that others
do not possess? Or, finally, is it that we distrust
thought as a guide where our emotions are most
intense?
How is cooperative thinking related to debating?
Undoubtedly debate, which proceeds by settled rules,
is a splendid step on the road from squabbling to
peace. The rules of order for deliberative assemblies
are a mighty achievement of reason. They make
mere force take a back seat. For they make it possible
for the last man to be heard. They provide for
pause, a second thought, amendment and postponement;
they enable minorities actually to modify the
thinking of majorities, and they are one instrument
of a genuinely common will—a will proved to be
common by the loyal acquiescence of minorities in
final decisions by vote. Nevertheless, debate is only a
half-way house. For it is a clash between conclusions
already held rather than a seeking for deeper insight.
Moreover, because it has the form and uses a method
of conflict, it is not favorable to friendly and candid
examination of motives. It is not a method of self-criticism,
nor of help to others in self-criticism.
Discussion method, even in its present forms, is a
clear addition to the tools of reason. For it does not
endeavor to make one’s initial position prevail.
Rather, its attitude is that of seeking to know rather
than seeking to convince or to win. It is a method of
mutual self-modification. It smooths the path towards
the larger truths, which are always the potentially
common-to-all rather than the particular-tome.
Its hardest task and its severest test will be found
in the necessity, ultimately, of submitting to mutual
scrutiny our basic assumptions, which represent our
deepest-rooted and most persistent desires.
Cooperative revision of conduct in the realm of
basic desires through analytical thought! Release
from our self-bound selves by what one may dare call
the intellectual love of one another! This is the goal
towards which cooperative thought must move. In the
end, nothing less will suffice.
We shall be tempted to content ourselves with a
less radical good, a less radical rationality than this.
We shall be tempted not only by timidity and desire
for special privileges, but also by our regard for
what is really good within one another. The evil in
life is due chiefly to misplaced and displaced desires
that are not fundamentally evil but fundamentally
good. There is reason, always, for respect, considerateness,
gentleness, therefore. Any attempt to think
cooperatively must rely upon bringing the reasonableness
of such attitudes to clear consciousness. But
at once we are tempted, even out of regard for one
another, to soften issues, or to pool interests rather
than weigh our wants, or to equilibrate our present
views instead of deepening our problem and obtaining
fresh data.
There is no painless operation that can cure us of
our deeper irrationalities. Discussion, when it is good,
does not anesthetize its participants, nor make them
dozy with the sweet food of specious solutions for
problems, but keeps them awake by the prick of self-criticism.
When discussion is at its best it treads the
dangerous edge where intrenched interests and supposedly
sacred convictions practice the philosophy of
preparedness.
Sometimes cooperative thinking must manifest its
virtues by producing repentance. For, though a kernel
of good impulse can be found in our conduct, the
direction that conduct takes often is destructive. I
can administer spiritual poison to myself through
my love of life; when I pursue my just rights I can
become insensitive and cruel; I can become so absorbed
in the mechanisms and immediate motives of
my occupation that I fail of ethical perspective. For
me, in such situations, there is no salvation into rationality
without an about-face.
No method of conference will render minorities
dispensable. In even the sincerest discussion we need
participants who have the “show me” spirit. Always
there is a residuum of problem or of evidence not yet
mastered; always there is the one-sidedness of men;
always there will be leaders who are in danger of
dominating the thought of others; friendliness may
produce an illusory sense of unanimity or of having
solved a problem; and even while discussion is going
on conditions in the world are changing and problems
are shifting. Discussion groups in which minorities
fade out should be carefully scrutinized.
The promotion of discussion method has brought
to the fore still another set of interesting and important
questions. Are all questions whatsoever to
be treated as open? However we answer this query,
are we to set down as prejudiced every mind that
tenaciously holds that condition a is right, condition
b wrong, and change c required? Does cooperative
thinking imply that such an individual is to act as
if he did not see what he is sure that he does see?
And does it justify in others an everlasting “Perhaps
so; perhaps not”? Is nothing ever to be taken as
settled? Does willingness to consider the other man’s
point of view estop us from action that may, from
his point of view, constitute antagonism?
The rational answers to these questions appear to
be as follows: The only sense in which we can properly
assume that all questions are open is that everyone
should be ready to weigh specific evidence when
it is offered and to go after evidence upon specific
proof that it is needed. The most learned man, and
the ethically insightful one, can be at home in a discussion
group upon this condition; he cannot be at
home if the notion of open-mindedness is so applied
as to make specific grounds and sharp distinctions
seem unimportant. The open mind is not the same as
the empty mind, as has been said; it is far more
likely to be the full mind. That is, readiness to listen,
to weigh, and to revise, rather than non-committance,
is the essential requirement. Truly cooperative
thinking will not make pussy-cats of us all; there
still will be prophets, and they will express convictions
that have point. They will be helped, however,
to be circumspect, even though, as seems to be inevitable,
conduct will result that, from some points
of view, constitutes antagonism.
Cooperative thinking thus understood offers a
marvellous emancipation to us who are caught in
the web of selfhood. An emancipation both negative
and positive, both from something and into something.
It offers, to begin with, as real a “letting go”
as the emotional sprees that simulate freedom. When
I enter wholeheartedly into discussion, as we are
coming to understand this term, I rise out of my
inhibitions, my strains, my defence-attitudes, my
feeling that the weal or the woe of myself, my party,
my institution, or society in general is hanging by a
thread that I am holding between my fingers. What
a relief! And what a smoothing out of the wrinkles
of the mind ensues when one casts out pride of being
right, and, instead of being embarrassed when one
is found to be in error, rejoices in being set right.
This is one phase of the becoming “as a little child”
that Jesus recommended.
But this is a letting go, not into a controlling
emotion, but into a more limber use of intelligence.
The change is like that which a tennis player, or a
piano player, experiences when he learns how to
relax his wrist. Questions now bob up where they
were not suspected; one sees hitherto unrealized
meanings in the other fellow’s thought; one’s own
notions now appear in a new perspective, and one
actually understands one’s own ideas better than before;
the as-yet-unknown and the as-yet-unfinished
come out of the shadows and show themselves for
what they are, and therefore the lure of study increases.
New possibilities now seem worth trying, and
expectancy of unprecedented good is nourished.
Here are conditions that favor invention, originality,
and creativeness. There is, first, release from
tensions; then, vivid consciousness of a problem;
next, stimulation by varied data and alternatives,
and finally, criticism of all proposed solutions. No
doubt the climax of creativity will occur as a rule
in moments of solitary reflection, but this free fellowship
of mind prepares the way. It starts the appropriate
mood and attitude; it helps define our discontents;
it gets us out of our ruts. Cooperative
thinking does not flatten out the individual; rather,
it saves him from the merely type-reactions of both
himself and his professional and social environment.
A little way back we contemplated the pseudo-emancipation
of herd action. Let us close this section
by noticing the opposite pseudo-emancipation of
smart minds that are not cooperative. We have had
in recent years not a little free-lance criticism of
everything in our civilization. With much of the
“de-bunking” that has resulted, these pages have
shown sympathy. But much of this criticism fails to
attain complete objectivity because the critic takes
no means to correct his own necessarily faulty personal
equation. His personality, his theory of the
universe, or his dominant mood so mingles with his
description of actualities that the final effect is the
pitting of a newly conventionalized individual
against older conventions. This will be found in fiction,
in essay, and in criticism. These authors feel,
perhaps, that they are exercising great freedom,
whereas in fact much of their capacity for apprehending
fact, for critical judgment, and for reconstruction
is bound by their solitariness or their
partizanship. Full emancipation comes only through
some form of cooperative thinking.
XXIX MY INTRACTABLE SELF
The problem of releasing our powers is the problem
of both mastering and submitting to the process
of becoming a person. A submission that is also a
mastering! Here is the paradox of rationality in a
finite and growing being. A sort of dialectic is involved:
Self-affirmation, followed by self-denial, and
then realization that this denial of self is in reality
a higher and fuller affirmation of selfhood.
I am not conscious, when I say this, of being under
the influence of Hegel, and certainly I do not regard
this process as abstractly logical. It is not the logical
inconsistency of our self-assertiveness that is so
troublesome, but the consequences of it in pain, injustice,
sensuality, on the one hand, and on the other
hand the numbing of high motives of which we are
by nature capable.
This interplay of apparent opposites appears in
the large in the majority-minority-majority cycle.
Power in the majority gives rise from within itself
to power-in-weakness in a minority; this after struggle
grows into the major self-affirmation of the society
in question, and then, in turn, a new minority
is required.
A parallel cycle is fulfilled in the individual
through the medium of cooperative thinking. Before
the experience of cooperative thinking he affirms or
believes or acts upon the basis of a narrow experience;
cooperative thinking submits his case to a
wider, more varied experience, in which he ceases
to take himself as the majority; but behold, this
submission frees and intensifies his own individuality,
whereupon the cycle begins over again.
The point in this cycle at which the chief obstacles
to the growth of persons are encountered is the second
step—the denial of one’s accumulated self. The
chief hindrances are emotional. They are fear of the
unknown, and reaching after utter security (which
in fact one never experiences until one ceases to
grasp after it); pride (which does one the dishonor
of identifying oneself with one’s possessions or products);
sensitiveness to opposition or contradiction
(which easily becomes either pugnacity, or argumentativeness,
or smartness, or the habit of being on
the defensive); and indolent contentment with the
merely good, coupled with only languid approval
of the better. In all these states the self withdraws
from actuality, covering its eyes as if they could
not bear the light. Consequently, a prime necessity,
if we are to be released from bondage to self, is the
attainment of objectivity, particularly objectivity
towards our own sensitive points.
There are several trails that lead into or at least
towards this fruitful mountain valley. The scientific
study of man helps; learning what others think about
us helps; a third trail, which is the least laborious
and painful, is laughter. I mean the laughter, not
of scorn or derision, but of humorous sympathy. Put
yourself into some funny classification, even if it be
only partly or remotely true, and lo, you are playing
with yourself instead of making of your little
self such a dreadfully serious matter! Humor in this
sense—not the biting-dog sense—is a method of objectivity
or truth-finding. It has a wondrous capacity
to make small things look small, and large things
large. “Just think, mother!” a humorous magazine
makes a freshly graduated collegian say, as he holds
up his “sheepskin,” “Now I’m an educated man!”
Genial humor, moreover, is a normal expression
of confidence in the meaningfulness of life. When I
laugh good-humoredly at my own foibles I as much
as say, “I wasn’t all there, was I?” When Immanuel
Kant, who was less than five feet tall, stumbled and
fell, he rose smiling, saying that it was no matter,
he wasn’t tall enough to fall far! The meaning of
comedy is that we look straight at the incongruities
in ourselves without being abashed or losing our self-respect—we
are free and happy in spite of our
blunders, more free and happy because we do not
dodge the fact of our blundering. The stage comedy
that we enjoy most is the one that most completely
hits off the characteristic foibles of humanity in the
large, that is of us the spectators. Here we play with
our selfhood, see deeper into it, and renew our confidence
that we can be rational.
Man is like a bear in a cage, says Robert Frost—so
different from a bear freely roaming, so ridiculous,
yet ... But see for yourself how humor without
acerbity works.
THE BEAR
By Robert Frost
The bear puts both arms round the tree above her
And draws it down as if it were a lover
And its choke-cherries lips to kiss goodby,
Then lets it snap back upright in the sky.
Her next step rocks a boulder on the wall.
(She’s making her cross-country in the fall.)
Her great weight creaks the barbed wire in the staples
As she flings over and off down through the maples,
Leaving on one wire tooth a lock of hair.
Such is the uncaged progress of the bear.
The world has room to make a bear feel free.
The universe seems cramped to you and me.
Man acts more like a poor bear in a cage
That all day fights a nervous inward rage,
His mood rejecting all his mind suggests.
He paces back and forth and never rests
The toe-nail click and shuffle of his feet,
The telescope at one end of his beat,
And at the other end the microscope,
Two instruments of nearly equal hope,
And in conjunction giving quite a spread.
Or if he rests from scientific tread,
’Tis only to sit back and sway his head
Through ninety-odd degrees of arc it seems,
Between two metaphysical extremes.
He sits back on his fundamental butt
With lifted snout and eyes (if any) shut
(He almost looks religious but he’s not),
And back and forth he sways from cheek to cheek,
At one extreme agreeing with one Greek,
At the other agreeing with another Greek,
Which may be thought but only so to speak.
A baggy figure equally pathetic
When sedentary and when peripatetic.
The Nation, April 18, 1928, p. 447.
Humor helps us to be objective in even the most
serious and sacred matters. In the sermons of some
of the most spiritually illuminated and illuminating
preachers of our day laughter is continually near
the surface, and often above the surface. The chuckle
of the congregation is not a sign that the mind has
been distracted by unspiritual influences, but that
the point has got home. “I wonder,” said a distinguished
theologian, “whether God has a sense of
humor?”
The laughter that makes us objective towards
our limitations and yet confident of our powers is
not the same as the laughter of Lazarus in Eugene
O’Neill’s play. The point that Lazarus strives and
strives to make convincing is that selfhood is really
insignificant and that lightsome laughter is the appropriate
mood for dealing with this fact. As the
drama was staged—magnificently staged—at the
Pasadena Community Playhouse, the laughter that
Lazarus evoked in others was not lightsome. Even
his own “followers” did not attain to happy humor,
and the masks that they wore expressed abandon
without the salt of thought. Thinking laughter was
reserved for Lazarus alone, but his philosophy and
his laugh never, in fact, blended with each other. In
spite of the fact that he applied hope-bearing terms
such as “life” and “God” to the lifeless and undivine
dust into which we are to be resolved, he could
not make laughter really natural and free in the
contemplation of such a destiny; it was, instead,
an irruption suggestive of a pathological condition.
The kind of lightsomeness that releases the bound
self is the kind that expresses belief in the significance
of selfhood. Its function is, not to solve our
problems, but to take the stiffness out of the joints
of our mind. The main work has still to be done by
rigorous thinking and—as I have more than once
hinted—by vigorous repenting.
In some situations repenting is the only way in
which straight thinking can perform its functions.
By repentance I mean the frank, unequivocal realization
and acknowledgment (to oneself at least) that
one has been in the wrong in a sense so deep that
the self expressed therein must be disavowed, together
with the positive espousal of a contrary selfhood.
In any such reversal of self there will be emotion,
but not necessarily any standard emotion. Upon this
point there is much misunderstanding and unfinished
thinking. The most common view of repentance is
that it is the climax of chagrin, a humiliating experience,
or even a grovelling of spirit that anyone
who respects himself would shun if he could. This
notion arose, no doubt, through the grovelling of
“subjects” before a human “sovereign” whom they
had offended. Then, the qualities of a human sovereign
having been ascribed to God, religion made
of repentance the abject thing of our tradition.
The ability to repent is one of the noblest attributes
of man. The act is a privilege, not a dour necessity.
It is, or can be, free growth from within, a
normal event in rational living on the part of finite
beings; therefore to be expected, provided for in our
life-policies, and lived through in dignity rather than
abjectness.
The emotions that can occur in such a crisis cover
a whole spectrum from self-loathing to gladness. The
state that we most need to cultivate is gladness or
joy that we are able to break through the shell of self
into a larger world. What a hell our selfhood would
be if one could no longer repent of anything! Repentance
is not the winter’s grave of our self-respect;
it is the springtime of it.
It is needless to ask what class in society is impoverishing
itself most by neglecting the grace of
repentance. For nearly every class and institution
has built up one or another defence-mechanism
whereby it employs some supposed virtue of its own
as a justification for continuing on its present
course. Neither in the State nor in the church;
neither in education nor in business and industry;
neither in the family nor in the larger social groupings,
do we find the habit of facing faults in a manly
and rational way; in none of them does one hear the
spring-song of growth through repentance.
Nor is this note audible in the vocalizations of
most of our intelligentsia who occupy themselves
so much with the fact of their own emancipation and
the lack of it in their contemporaries. The function
of the critic is both important and permanent, but
the goal of criticism is neither the chagrin that depresses
the powers of another, nor yet inflation of
the critic’s self-esteem through applause from the
irresponsible. As in games the best sort of sportsmanship
encourages and helps a competitor to do his
best, so the discoverer of our defects should so reveal
us to ourselves that we desire to improve ourselves.
Criticism at its best is a sympathetic entering into
the problems of others; it is not taking “pot shots”
at them. When the problem for another is to achieve
repentance, the problem for the critic is to make repentance
seem attractive as well as necessary.
The writer or the speaker who merely utters flings
at our faults suffers in his own person the same sort
of closing-up or self-involution that he produces in
those whom he “lambastes” or denounces. Lacking
the sympathy or the humor to enter into the human-nature
situation of another, he forfeits the capacity
of self-criticism also. He becomes opinionated, dogmatic,
sometimes intolerant, and at last careless of
fact and unable to repent of his own follies.
Some of our difficulty, as I have indicated, arises
from habits and traditions generated by experience
under arbitrary governments, when citizens had compelling
motive for concealment and for putting the
best foot forward. But in addition we must admit
that our nature spontaneously shrinks from paying
the cost of freedom; it longs for joy, but fears to
grasp it. Self-overcoming, therefore, and self-discipline
are indispensable.
Hence the peculiar service of the self-disciplined
individuals who openly reverse themselves with evident
happiness. We know how the young are helped
to be self-critical and at the same time self-confident
when a parent or a teacher makes amends for his
errors, either intellectual or administrative. The late
Josiah Strong told with utter simplicity how he, a
Christian minister, discovered that his preaching had
misconstrued the Gospel, and how through self-reversal
he experienced a kind of joyful conversion
(see My Religion in Everyday Life). Harry Emerson
Fosdick has experienced, we may be sure, a sense of
happy emancipation as he has publicly abandoned
positions that he publicly took during the War. The
revivalist, Gypsy Smith, having repeated in public
a story that was damaging and offensive to the then
Mayor Hylan, “took it all back” in public without
qualification or self-excuse. One can safely guess that
a few more acts like these on the part of preachers
and evangelists would recommend religion more effectively
than rivers of argument, denunciation, and
pleading.
Is it Quixotic to hope for an ultimate reversal of
the popular assumption that of course every individual
and organization will be on the defensive with
respect to what he or it is and is doing? May not this
defensive attitude at last be seen to be what it verily
is, weakness rather than strength? May not repentance
become the expected thing, acquiring the dignity
and the educational force that belong to any
necessary aspect of our rationality? The growth of
cooperative thinking is one sign that this hope is not
entirely without ground. Even “rights” and “vital
interests” will be safer when this day comes than they
are now. Demonstrate that you are unarmed, and
others will lay down their arms; then you can “talk
it over.” Where wrong has been done, an unreserved
acknowledgment of it has time and again smitten
the hardness of men’s spirits, and streams of generosity
have burst forth. Often and often what we
most need is someone who will take the initiative in
repentance.
The diagnosis of humanity’s sickness that was
made in Part III indicated that the affected part is
our intelligence, and that recovery depends upon
sharpening our wits. It should now be evident that
sharpening our wits is different from putting an
edge upon a tool that is no part of ourselves. Our
“wits” are not constituted of any impersonal intelligence,
but of intelligence that quivers through and
through with personality and the laws of its growth.
Intellect, as such, cannot whittle itself to a point,
as we see in the practical stupidities of intellectual
men; the total attitude of the person towards himself
and towards others is involved.
Shall we say, then, that the problem of release
from our self-imposed bondage finds its solution in
the Greek idea of being ourselves, or in the Christian
idea of being saved from ourselves? The answer lies
in the fact that when we become objective towards
ourselves we come upon the requirement of repentance.
We do, indeed, need to be ourselves, but not
these selves that we behold in each of us! Here not
only does naturalism in any of its current forms
prove to be inadequate as a theory of motivation,
but also all naïve confidence in ourselves whencesoever
it be derived. Self-denial is not a vagary of
unhealthy minds; it is a law of reason; it is fundamental
in the motivation of a man. We save our lives
by losing them. The solution of the problem is far
more Christian than it is Greek.
A remark was made some way back that the technic
of freedom will be found to be, not a pattern to
be imposed upon conduct, but something more like
friendship or worship. The meaning of this possibly
cryptic utterance will be the subject of the next and
concluding chapter.
XXX THE REALM OF FREE SPIRITS
The spirit of man, when it is most awake, eager,
and demanding, pants for the open spaces and for
companionship there. But what sort of open spaces?
Real emancipation is not only release from something
but also release into something. How, then,
shall we describe the realm into which our spirits,
when they breathe freedom, struggle to press? What
could really satisfy a man?
The question can be answered only in and through
the act of struggling to be free. Solvitur ambulando.
Wants become defined through the interplay of satisfactions
and discomforts that awaken thought. I
did not want to stop at Daggett to have the contents
of my car examined by the California State Bureau
of Plant Quarantine and Pest Control, but when my
questioning taught me that I might inadvertently
import an insect that would destroy the orange
groves amid which I write these words, I acquired
a desire for the examination. But this learning,
mark! was not the plastering upon me of an external
compulsion; rather, events guided me back to myself,
making me act from within more fully than
before. It is experience that teaches us what we want,
but it does it by pricking us awake so that we ask
questions and compare satisfaction with satisfaction,
desire with desire.
Having been at this business of self-discovery for
some time, there is no reason why we might not
analyse the incidents and the processes of it, and
thereby arrive at a general description of the attitudes
that we take in our struggles to emancipate
ourselves from ourselves. Attitudes are, of course,
leanings “towards,” and hence pointers-out of a
direction and possibly a goal. What, then, is this
“life” concerning which we say:
’Tis life of which our nerves are scant;
’Tis life, and more of life, we want?
This question can be asked and answered without
saying whether this which we want really exists or is
ultimately attainable. I shall not enter into the metaphysical
question whether we are in process of discovering
an ideal world that already exists; or
whether we are participating in the creation of an
ideal reality that shares existence with the unideal;
or whether ideals are, in last analysis, chimerical.
My sole question is this: If our likes could be filled
to the very brim, what kind of world should we then
find ourselves living in? It is appropriate to remark,
however, that unless we permit our wants to go exploring,
we cannot find out what the resources of the
world are. We learn where food is, and where it is
not, because hunger sets us upon a quest. Nature
teaches us when we, the pupils, put questions to her.
If, then, we desire to know whether our world-system
is a fit habitation for persons, we must make the
experiment of acting as persons, and then observe
what happens. We must know what we want, and
then go after it.
There is a tendency, which grows naturally out of
the order in which the sciences developed—first the
physical, then the biological, then the psychological
and sociological—to invert the order of inquiry that
has just been named, asking first what the environment
contains and only afterwards what our desires
are. Then, under a general theory of adaptation, the
assumption is made that our desires, in the nature of
the case, must be adapted to the particular environment
that most occupies scientific attention. If we
say that we want something more than this environment
provides, we are assured that we have misinterpreted
ourselves, and that what we “really” want
is only that which the already-assumed environment
is ready to supply. Love is “in reality” only “galloping
gonads,” as a college student put it; and idealistic
cravings are “in reality” an expression of some
physiological vacuum.
This type of procedure regards itself as strictly
objective, whereas it is infected with subjectivity in
that a particular mental habit prevents consideration
of unaccustomed questions. It is sheer self-imitation
that makes us believe that the fundamental
apprehension of our world is to be had by way of the
physical sciences. It is a self-deceived subjectivity
that restricts the description of our wants to sub-human
categories instead of letting these wants speak
for themselves.
The universe may make possible what we want,
or it may not; the issue must be determined by observation
and experiment under hypotheses adapted
to testing the free flight of desire. This free flight
is what now concerns us, and what we want to know
is the direction in which it goes when it is most free,
most completely personal and venturesomely rational.
To change the figure, what is the medium that
our wings must press against in order to fly? The
answer is partly implied in the preceding sections.
First, how small or weak must a minority be in
order to become totally insignificant and rationally
negligible? I do not see how we can give any answer
to this question that will not assume, rightly or
wrongly, that there is a realm of free spirit that lives
by forces resident within itself, and not by permission
of anything external to itself. Whatever matter
may prove to be, and whatever factor of determinism
may reside in the temporal process; however irrational
and self-defeating we may at times become,
something that is self-nourishing appears to be capable
of asserting itself in the weakest minority.
Second, how broad must cooperation in thinking
be in order that I may become fully emancipated
from myself? Who is to be included, and who is to
be excluded from the fellowship of intelligence?
Again, I do not see what answer can be given that
will not assume that inclusive good-will is an inherent
aspect of intelligence. Good-will assumes, likewise,
to be a self-sustaining thing; it cannot be either purchased
or compelled; rather, it creates the fellowship
of minds from within mind.
Third, is the grace of repentance whereby we
break through our shell into freedom a matter of
arbitrary liking or a matter of obligation? Knowing
the blunderous way that we live, and the hurts that
our blunders entail, how can we possibly say that
repentance may wait upon our convenience? How
can we possibly maintain the rightful supremacy of
rationality unless we assume that “I ought” is inherently
involved in it? How could we possibly be at
home and free in an a-moral universe?
Fourth, what reservations are made by the mind
that fully emancipates itself from its self-imposed
bondage? Is a taboo placed upon any subject or material
of thought? Is there any area of the universe
that is “posted” so that we may not hunt upon it?
Men used to assume that there are such areas. The
name of God was spoken with a hush; men even forbade
themselves to speak it at all. They became mute
and abject in the presence of supposedly fearsome
forces, whether divine or demoniac; yes, some men
and institutions and old thoughts were even walled
off so that eyes might not see. All this was self-imprisonment
from which it is necessary to achieve self-release.
We must reach the point where we realize
that it is only a pseudo-sanctity, a piece of mere
conventionality, that reserves any kind of actuality
from the peering eyes of anyone who desires to know.
We are guilty of no irreverence when we investigate
the pedigrees and weigh the conduct of all the gods;
we must be able with tranquillity to endure uncertainties
while waiting for evidence; and, as for the
sanctity of any temple built by men, what men have
built that they can rebuild or replace.
At this point release from the thralldom of selfhood
is equivalent to making ourselves at home in
the universe. The experience takes different forms
with different persons. Freedom to doubt, coming to
some persons like the sun suddenly emerging from a
black cloud, makes them dance and skip; occasionally
it reproduces, almost point for point, the emotional
phenomena of religious conversion. That some, upon
realizing their release, should luxuriate in skepticisms
is not strange; they are like children from the city
streets let loose in the country and pulling up wildflowers
by the roots. With other persons the experience
of release takes the form of glad consecration
to the rigorous labor and the strict methods whereby
alone we can know the truth. Still others feel the
fellowship side of their new world. Separated from
other minds hitherto by prejudice and fear, they now
discover friends on all hands, and they glow with
friendliness themselves. Not a few have said, “Behold,
God is here, and I knew it not.” For they feel that
they are dealing with what L. P. Jacks calls “a living
universe.”
Thus, underlying our motivation when we most
radically claim freedom is the implicit assumption
that we are living in a universe in which no mental
reservations are really needed by anyone. But we
cannot go as far as this without assuming likewise
that no reservations on behalf of any sort of self-interest
are necessary. Here is where the shoe pinches
most, and here is where self-deception most enslaves
us. When we get beneath the surface of our mental
reservations—theological, ethical, economic, social,
political—we usually find that they are servants of
some form of self-interest, whether of an individual,
or of an institution, or of a social class. How desperately
we cling to our littleness! But our very
desperation is a defence-reaction towards something
dimly appreciated as greater. We are like a very
small child who wanted to get out of bed all by himself,
but found himself hanging to the mattress,
afraid to let go because he could not feel the floor
under his toes, and yet not strong enough to pull
himself back. The sickness of our society is in its
fear to let go what it regards as its security, though
it does not really secure. We employ argument and
systems of thought to protect us, but we are like
some persons accused of crime who refuse to make a
clean breast of their conduct even to the attorney
who defends them. Our salvation must come from a
cooperative thinking that is more than abstract. I
have already remarked that cooperative thinking
assumes that the realm of intelligence is the realm
likewise of good-will or active respect for all persons.
In the end, then, our struggle against our
bondage is a struggle towards a cooperative intelligence
that is likewise a cooperative choice and enjoyment
of the good, whatever the good is.
I promised to keep as clear of metaphysics as the
case permits. I have not even argued, though I am
convinced, that the best clue we have to the general
character of the universe consists in this, that persons
exist, and are, as a matter of fact, in the process
of achieving freedom, and of achieving it cooperatively.
The experience of becoming free, even though
it be incomplete, even though it never can be completed,
surely casts a beam of light into the problem
of being. An original, self-sustaining light. For the
becoming of freedom is an experience, a datum, primary
and underived. We do not learn it by inference
from some otherwise-known system of things; we do
not need to ask whether a place can be made for it in
a view of nature that is derived from the pre-human
world. It is here; it makes its own place, and our
view of nature must be sufficiently large and objective
to include it. This does not deny either the general
self-consistency of nature that we call law, nor
yet any specific connection of events that can be
shown to be probable. Any experience whatever, the
experience of becoming free not excepted, occurs
under conditions that can theoretically be formulated
in a general proposition. But the event need
not repeat or continue the conditions under which it
arises. Out of a songless egg, someone has said,
emerges the song of a lark.
The realization that one is freely a member of such
a realm of spirits as I have described is not only like
worship, it is indistinguishable from worship. For it
is just the opposite of spiritual isolation. This outward
movement from self, though it be initiated within
us, is not, in any complete and exclusive sense,
initiated by us. It is wrought through us as much
as by us! It chooses us as much as we choose it. Over
and over again the experience repeats itself of being
certain, just where we are most original, that then
and there we are organs of something greater than
our particular selves. It is as if each particular self
were enveloped and suffused and already partly actuated
by some self-like principle that is abroad in the
universe.
[1] This and several other paragraphs first appeared in the New
York Times, 1926.
[2] Reprinted, with modifications, from Religious Education,
January, 1928, pp. 62–65.
[3] In the present section I endeavor to show merely what psychology
has contributed to this mood. In due time (Section II)
I shall discuss in a direct manner the present status of the
psychology of motivation, asking what really is established.
[4] For parallel evidence of musical creativeness in children see
the July-August-September 1926, issue of the same magazine,
Progressive Education.
[5] Carleton H. Parker, The Casual Laborer and other Essays,
New York, 1920.
Helen Marot, The Creative Impulse in Industry, New York,
1918.
Whiting Williams, Mainsprings of Men, New York, 1925.
[7] By John L. Balderston (New York, 1924). I shall take the
liberty of telling parts of the story of this play in my own
language, not scrupling to modify the plot slightly and the
dialog considerably.