I. The Community of civilised States, the at present existing
League of Nations, is a community without any organisation, although
there are plenty of legal rules for the intercourse of the several
States one with another.
II. The position of the Great Powers within the Community of
States is a mere political fact not based on Law.
III. The pacifistic demand for a Federal World State in order
to make the abolition of war a possibility.
IV. Every attempt at organising the desired new League of
Nations must start from, and keep intact, the independence and
equality of the several States, with the consequence that the establishment
of a central political authority above the sovereign States
is an impossibility.
V. The development of an organisation of the Community of
States began before the outbreak of the World War and is to be
found in the establishment of the Permanent Court of Arbitration
at the Hague by the First Hague Peace Conference of 1899. But
more steps will be necessary to turn the hitherto unorganised Community
of States into an organised League of Nations.
VI. The organisation of the desired new League of Nations should
start from the beginning made by the Hague Peace Conferences, and
the League should therefore include all the independent civilised States.
VII. The objection to the reception of the Central Powers, and
of Germany especially, into the League.
VIII. The objection to the reception of the minor transoceanic
States into the League.
IX. The seven principles which ought to be accepted with regard
to the organisation of the new League of Nations.
X. The organisation of the League of Nations is not an end in
itself but only a means of attaining three objects, the first of which
is International Legislation. The meaning of the term 'International
Legislation' in contradistinction to Municipal Legislation.
International Legislation in the past and in the future.
XI. The difficulty in the way of International Legislation on
account of the language question.
XII. The difficulty created by the conflicting national interests
of the several States.
XIII. The difficulty caused by the fact that International Statutes
cannot be created by a majority vote of the States. The difference
between universal and general International Law offers a way out.
XIV. The difficulty created by the fact that there are as yet
no universally recognised rules concerning interpretation and construction
of International Statutes and ordinary conventions. The
notorious Article 23(h) of the Hague Regulations concerning Land
Warfare.
I. In my first lecture on the League of Nations
I recommended the following three rules to be laid
down by a League of Nations:
Firstly, every State must submit all judicial
disputes to an International Court of Justice and
must abide by the judgment of such Court.
Secondly, every State previous to resorting to
arms, must submit every political and non-judicial
dispute to an International Council of Conciliation
and must at any rate listen to the advice of such
Council.
Thirdly, the member States must unite their
forces against such State or States as should resort
to arms without previously having submitted the
matter in dispute to an International Court of
Justice or to an International Council of Conciliation.
And I added that these three rules cannot create
a satisfactory condition of affairs unless four problems
are faced and solved, namely: The Organisation of
the League, Legislation by the League, Administration
of Justice and Mediation within the League. My lecture
to-day will deal with two of these problems, namely
the Organisation and the Legislation of the League.
Let us first consider the Organisation of the
League. Hitherto the body of civilised States
which form the Family of Nations and which, as
I pointed out in my first lecture, is really a League
of Nations evolved by custom, has been an unorganised
Community. This means that, although
there are plenty of legal rules for the intercourse
of the several States one with another, the Community
of civilised States does not possess any
permanently established organs or agents for the
conduct of its common affairs. At present these
affairs, if they are peaceably settled, are either
settled by ordinary diplomatic negotiation or, if
the matter is pressing and of the greatest importance,
by temporarily convened International Conferences
or Congresses.
II. It is true there are the so-called Great Powers
which are the leaders of the Family of Nations, and
it is therefore asserted by some authorities that the
Community of States has acquired a certain amount
of organisation because the Great Powers are the
legally recognised superiors of the minor States.
But is this assertion correct? The Great Powers,
are they really the legally recognised superiors of
the minor States?
I deny it. A Great Power is any large-sized
State possessing a large population which gains
such economic, military, and naval strength that
its political influence must be reckoned with by
all the other Powers. At the time of the outbreak
of the World War eight States had to be considered
as Great Powers, namely Great Britain, Austria-Hungary,
France, Germany, Italy, Russia, the
United States of America, and Japan. But it is
very probable that the end of the World War will
see the number of Great Powers reduced to six.
The collapse and break up of Russia has surely for
the present eliminated her from the number of Great
Powers. And it is quite certain that Austria-Hungary
will not emerge from the struggle as a
Great Power, if she emerges from it as a whole at
all. History teaches that the number of the Great
Powers is by no means stable, and changes occasionally
take place. Look at the condition of affairs
during the nineteenth century. Whereas at the
time of the Vienna Congress in 1815 eight States,
namely Great Britain, Austria, France, Portugal,
Prussia, Spain, Sweden, and Russia were still considered
Great Powers, their number soon decreased
to five, because Portugal, Spain, and Sweden ceased
to be Great Powers. On the other hand, Italy
joined the number of the Great Powers after her
unification in 1860; the United States of America
joined the Great Powers after the American Civil
War in 1865; and Japan emerged as a Great Power
from her war with China in 1895.
Be that as it may, so much is certain, a State
is a Great Power not by law but only by its political
influence. The Great Powers are the leaders of the
Family of Nations because their political influence
is so great. Their political and economic influence
is in the long run irresistible; therefore all arrangements
made by the Great Powers naturally in most
cases gain, either at once or in time, the consent
of the minor States. It may be said that the
Great Powers exercise a kind of political hegemony
within the Family of Nations. Yet this hegemony
is not based on law, it is simply a political fact, and
it is certainly not a consequence of an organisation
of the Family of Nations.
III. The demand for a proper organisation of
the Community of States had, up to the outbreak
of the World War, been raised exclusively on the
part of the so-called Pacifists in order to make the
abolition of war a possibility. It is a common
assertion on the part of the Pacifists that War cannot
die out so long as there is no Central Political
Authority in existence above the several States
which could compel them to bring their disputes
before an International Court and also compel them
to carry out the judgments of such a Court. For
this reason many Pacifists aim at such an organisation
of the Community of States as would bring all
the civilised States of the world within the bonds
of a federation. They demand a World Federation
of all the civilised States, or at any rate a federation
of the States of Europe, on the model of the
United States of America.
If such a Federal World State were practically
possible, there would be no objection to it, although
International Law as such would cease to exist and
be replaced by the Constitutional Law of this Federal
World State. But in my first lecture I pointed
out that such a Federal World State is practically
impossible. And it is not even desirable.
The development of mankind would seem in
the main to be indissolubly connected with the
national development of the peoples. Most peoples
possessing a strong national consciousness desire an
independent State in which they can live according
to their own ideals. They want to be their own
masters, and not to be part and parcel of a Federal
World State to which they would have to surrender
a great part of their independence. Moreover—as I
likewise pointed out in my first lecture (pp. 18-20)—it
would be impossible to establish a strong
Government and a strong Parliament in a Federal
World State.
However this may be, it is not at all certain that
war would altogether disappear in a Federal World
State. The history of Federal States teaches that
wars do occasionally break out between their member
States. Think of the war between the Roman
Catholic and the Protestant member States of the
Swiss Confederation in 1847, of the war in 1863
between the Northern and the Southern member
States within the Federation which is called the
United States of America, and of the war between
Prussia and Austria within the German Confederation
in 1866.
IV. But what kind of organisation of the League
of Nations is possible if we reject the idea of a Federal
State?
Neither I, nor anyone else who does not like to
build castles in the air, can answer this question
directly by making a detailed proposal. It is at
present quite impossible to work out a practical
scheme according to which a more detailed organisation
of the League of Nations could be realised.
But so much is certain that every attempt at
organising this League must start from, and must
keep intact, the independence and the equality of
all civilised States. It is for this reason that a
Central Political Authority above the sovereign
States can never be thought of. Every attempt
to organise a League of Nations on the model of a
Federal State is futile. If a detailed organisation
of the League should ever come, it will be one sui
generis, one absolutely of its own kind; such as
has never been seen before. And it is at present
quite impossible to map out a detailed plan of such
an organisation although, as I shall have to show
you later, the first step towards an organisation
has already been made, and further steps towards
the ideal can be taken. The reason that it is at
present impossible is that the growth and the final
shape of the organisation of the League of Nations
will, and must, go hand in hand with the progress
of International Law. But the progress of International
Law is conditioned by the growth, the
strengthening, and the deepening of international
economic and other interests, and of international
morality. It is a matter of course that this progress
can only be realised very slowly, for there is concerned
a process of development through many
generations and perhaps through centuries, a development
whose end no one can foresee. It is sufficient
for us to state that the development had already
begun before the World War, and to try to foster
it, as far as is in our power, after the conclusion
of peace.
V. I said that this development has begun.
Where is this beginning of the development to be
found?
It is to be found in the establishment of the Permanent
Court of Arbitration at the Hague and the
Office therewith connected. The Permanent Court
of Arbitration is not an institution of the several
States, but an institution of the Community of
States in contradistinction to its several members.
Had the International Prize Court agreed upon by
the Second Hague Peace Conference of 1907 been
established, there would have come into existence
another institution of the Community of States.
But the establishment of International Courts
would not justify the assertion that thereby the
Community of States has turned from an unorganised
community into an organised community. To
reach this goal another step is required, namely an
agreement amongst the Powers, according to which
the Hague Peace Conferences would be made a
permanent institution which periodically, within
fixed intervals, assemble without being convened
by one Power or another. If this were done, we
could say that the hitherto unorganised Community
of States had turned into an organised League of
Nations, for by such periodically assembling Hague
Peace Conferences there would be established an
organ for the conduct of all such international
matters as require international legislation or other
international action.
However that may be, the organisation created
by the fact that the Hague Peace Conferences
periodically assembled, would only be an immature
one; more steps would be necessary in order that
the organisation of the Community of States might
become more perfect and more efficient. Yet progress
would be slow, for every attempt at a progressive
step meets with opposition, and it would be only
when the international interests of the civilised States
become victorious over their particular national
interests that the Community of States would
gradually receive a more perfect organisation.
VI. There is no doubt that the experiences of
mankind during the World War have been quickening
development more than could have been
expected in normal times. The universal demand
for a new League of Nations accepting the principles
that every judicial dispute amongst nations must
be settled by International Courts and that every
political dispute must, before the parties resort to
arms, be brought before a Council of Conciliation,
demonstrates clearly that the Community of States
must now deliberately give itself some kind of
organisation, because without it the principles just
mentioned cannot be realised.
Now a number of schemes for the organisation of
a new League of Nations have been made public.
They all agree upon the three aims of the League
and the three rules for the realisation of these aims
which I mentioned in my first lecture, namely compulsory
settlement of all judicial disputes by International
Courts of Justice, compulsory mediation
in cases of political disputes by an International
Council of Conciliation, and the duty of the members
of the League to turn against any one member
which should resort to arms in violation of the
principles laid down by the League. However,
these schemes differ very much with regard to the
organisation of the League. I cannot now discuss
the various schemes in detail. It must suffice to
say that some of them embody proposals for a more
or less state-like organisation and are therefore not
acceptable to those who share my opinion that any
state-like organisation of the League is practically
impossible. But though some of the schemes, as
for instance that of Lord Bryce and that of Sir
Willoughby Dickinson, avoid this mistake, none of
them take as their starting point that which I
consider to be the right one, namely the beginning
made at the two Hague Peace Conferences. In my
opinion the organisation of a new League of Nations
should start from the beginning made by the two Hague
Peace Conferences.
VII. However, there is much objection to this,
because it would necessitate the admission into
the new League of all those States which took part
in the Second Hague Peace Conference, including,
of course, the Central Powers. The objections to
such a wide range of the League are two-fold.
In the first instance, the admission of the Central
Powers, and especially of Germany, into the League
is deprecated. By her attack on Belgium at the
outbreak of the war, and by her general conduct
of the war, Germany has deliberately taken up an
attitude which proves that, when her military
interests are concerned, she does not consider herself
bound by any treaty, by any rule of law, or by
any principle of humanity. How can we expect
that she will carry out the engagements into which
she might enter by becoming a member of the League
of Nations?
My answer is that, provided she be utterly defeated
and no peace of compromise be made with her,
militarism in Germany will be doomed, the reparation
to be exacted from her for the many cruel wrongs
must lead to a change of Constitution and Government,
and this change of Constitution and Government
will make Germany a more acceptable member
of a new League of Nations. The utter defeat of
Germany is a necessary preliminary condition to
the possibility of her entrance into a League of
Nations. Those who speak of the foundation of a
League of Nations as a means of ending the World
War by a peace of compromise with Germany are
mistaken. The necessary presuppositions of such a
League are entirely incompatible with an unbroken
Prussian militarism.
But while her utter defeat is the necessary preliminary
condition to her entrance into a League of
Nations, the inclusion of Germany in the League,
after her utter defeat, is likewise a necessity. The
reason is that, as I pointed out in my first lecture
(p. 17), in case the Central Powers were excluded
from the League, they would enter into a League
of their own, and the world would then be divided
into two rival camps, in the same way as before the
war the Triple Alliance was faced by the Entente.
The world would be proved not ripe for a new League
of Nations if peace were concluded with an undefeated
Germany; and the League would miss its purpose if
to a defeated and repenting Germany entrance into it
were refused.
VIII. In the second instance, the entrance of the
great number of minor transoceanic States into
the League is deprecated because these States would
claim an equal vote with the European Powers and
thereby obstruct progress within the League.
It is asserted that some of the minor transatlantic
States made the discussions at the Hague Conferences
futile by their claim to an equal vote. Now
it is true that some of these States have to a certain
extent impeded the work of the Hague Conferences,
but some of the minor States of Europe, and even
some of the Great Powers, have done likewise.
The Community of States consisting of sovereign
States does not possess any means of compelling a
minority of States to fall in with the views of the
majority, but I shall show you very soon, when I
approach the problem of International Legislation,
that International Legislation of a kind is possible
in spite of this fact. And so much is certain that
the minimum of organisation of the new League
which is now necessary, cannot be considered to
be endangered by the admittance of the minor
transoceanic States into the League. Progress will
in any case be slow, and perfect unanimity among
the Powers will in any and every case only be possible
where the international interests of all the Powers
compel them to put aside their real or imaginary
particular national interests.
IX. For these reasons I take it for granted that
the organisation of a new League of Nations should
start from the beginning made by the Hague Peace
Conferences. Therefore the following seven principles
ought to be accepted:
First principle: The League of Nations is
composed of all civilised States which recognise
one another's external and internal independence
and absolute equality before International Law.
Second principle: The chief organ of the
League is the Peace Conference at the Hague.
The Peace Conferences meet periodically—say
every two or three years—without being convened
by any special Power. Their task is the
gradual codification of International Law and
the agreement upon such International Conventions
as are from time to time necessitated
by new circumstances and conditions.
Third principle: A permanent Council of
the Conference is to be created, the members
of which are to be resident at the Hague and
are to conduct all the current business of the
League of Nations. This current business
comprises: The preparation of the meetings
of the Peace Conference; the conduct of communications
with the several members of the
League with regard to the preparation of the
work of the Peace Conferences; and all other
matters of international interest which the
Conference from time to time hands over to
the Council.
Fourth principle: Every recognised sovereign
State has a right to take part in the Peace
Conferences.
Fifth principle: Resolutions of the Conference
can come into force only in so far as they become
ratified by the several States concerned. On
the other hand, every State agrees once for all
faithfully to carry out those resolutions which
have been ratified by it.
Sixth principle: Every State that takes
part in the Peace Conferences is bound only
by such resolutions of the Conferences as it
expressly agrees to and ratifies. Resolutions of a
majority only bind the majority. On the other
hand, no State has a right to demand that
only such resolutions as it agrees to shall be
adopted.
Seventh principle: All members of the
League of Nations agree once for all to submit
all judicial disputes to International Courts
which are to be set up, and to abide by their
judgments. They likewise agree to submit,
previous to resorting to arms, all non-judicial
disputes to International Councils of Conciliation
which are to be set up. And they all
agree to unite their economic, military, and
naval forces against any one or more States
which resort to arms without submitting their
disputes to International Courts of Justice or
International Councils of Conciliation.
You will have noticed that my proposals do not
comprise the creation of an International Government,
an International Executive, an International
Parliament, and an International Army and Navy
which would serve as an International Police Force.
No one can look into the future and say what it will
bring, but it is certain that for the present, and for
some generations to come, all attempts at creating
an International Government are not only futile
but dangerous; because it is almost certain that
a League of Nations comprising an International
Executive, an International Parliament, and an
International Army and Navy would soon collapse.
X. However this may be, and whatever may be
the details of the organisation of the League, such
necessary organisation is not an end in itself but a
means of attaining three objects, namely: International
Legislation, International Administration
of Justice, and International Mediation. I shall
discuss International Administration of Justice and
International Mediation in my next lecture, to-day
I will only draw your attention to International
Legislation.
In using the term 'International Legislation,'
it must be understood that 'legislation' is here
to be understood in a figurative sense only. When
we speak of legislation in everyday language, we
mean that process of parliamentary activity by
which Municipal Statutes are called into existence.
Municipal Legislation presupposes a sovereign power,
which prescribes rules of conduct to its subjects.
It is obvious that within the Community of States
no such kind of legislation can take place. Rules of
conduct for the members of the League of Nations
can only be created by an agreement amongst those
members. Whereas Municipal Statutes contain the
rules of conduct set by an authority sovereign over
its subjects, International Statutes—if I may be
allowed to use that term—contain rules of conduct
which the members of the Community of States
have agreed to set for themselves. International
Statutes are created by the so-called Law-making
Treaties of the Powers. But in one point Municipal
Legislation and the Law-making Treaties of the
Powers resemble one another very closely:—both
intend to create law, and for this reason it is permissible
to use the term 'International Legislation'
figuratively for the conclusion of such international
treaties as contain rules of International Law.
Now it would be very misleading to believe that
no International Legislation has taken place in
the past. The fact is that, from the Vienna Congress
of 1815 onwards, agreements have been arrived at
upon a number of rules of International Law. However,
such agreements have only occurred occasionally,
because the Community of civilised States
has not hitherto possessed a permanently established
organ for legislating. Much of the legislation which
has taken place in the past was only a by-product
of Congresses or Conferences which had assembled
for other purposes. On the other hand, when legislation
on a certain subject was considered pressing,
a Congress or Conference was convened for that
very purpose. It will be only when the Hague
Peace Conferences have become permanently established
that an organ of the League of Nations for
legislating internationally will be at hand. And
a wide field is open for such legislation. The bulk
of International Law in its present state is—if I
may say so—a book law, it is customary law which
is only to be found in text-books of International
Law; it is, as regards many points, controversial;
it has many gaps; and it is in many ways uncertain.
International Legislation will be able gradually
to create international statutes which will turn
this book law into firm, clear, and authoritative
statutory law.
XI. But you must not imagine that International
Legislation is an easy matter. It is in fact full of
difficulties of all kinds. I will only mention four:
There is, firstly, the language question. Since it
is impossible to draft International Statutes in all
languages, it is absolutely necessary to agree upon
one language, and this language at present is, as
you all know, French. Yet, difficult as the language
question is, it is not insurmountable. It is hardly
greater than the difficulty which arises when two
States, which speak different languages, have to
agree upon an ordinary convention. One point,
however, must be specially observed, and that is:
when any question of the interpretation of an International
Statute occurs, it is the French text of the
statute which is authoritative, and not the text of
the translation into other languages.
XII. Another difficulty with regard to International
Legislation is the conflicting national interests
of the different States. As International Statutes
are only possible when the several States come to
an agreement, it will often not be possible to legislate
internationally on a given matter, because the
interests of the different States will be so conflicting
that an agreement cannot be arrived at. On the
other hand, as time goes on the international interests
of the several States frequently become so powerful
that these Governments are quite ready to brush
aside their particular interests, and to agree upon a
compromise which makes International Legislation
concerning the matter in question possible.
XIII. A third difficulty with regard to International
Legislation is of quite a particular kind.
It arises from the fact that International Statutes
cannot be created by a vote of the majority of States,
but only by a unanimous vote of all the members
of the Community of civilised States.
This difficulty, however, can be overcome by
dropping the contention that no legislation of any
kind can be proceeded with unless every member
of the League of Nations agrees to it. It is a well-known
fact that a distinction has to be made between
universal International Law, that is, rules to which
every civilised State agrees, and general International
Law, that is, rules to which only the greater
number of States agree. Now it is quite certain
that no universal International Law can be created
by legislation to which not every member of the
League of Nations has agreed. Nothing, however,
ought to prevent those States which are ready to
agree to certain new rules of International Law, from
legislating for their own number on a certain matter.
If such legislation is really of value, the time will
come when the dissenting States will gradually
accede. The Second Hague Peace Conference acted
on this principle, for a good many of its Conventions
were only agreed upon by the greater number, and
not by all, of the participating States.
XIV. A fourth difficulty with regard to International
Legislation is the difficulty of the interpretation
of, and the construction to be put upon, International
Statutes as well as ordinary international
conventions. We do not as yet possess universally
recognised rules of International Law concerning
such interpretation and construction. Each nation
applies to International Statutes those rules of
interpretation and construction which are valid for
the interpretation and construction of their Municipal
Statutes.
Many international disputes have been due in
the past to this difficulty of interpretation and construction.
A notorious example is that of the
interpretation of Article 23(h) of the Hague Regulations
of 1907 concerning Land Warfare, which lays
down the rule that it is forbidden 'to declare
abolished, suspended, or inadmissible in a Court of
Law the rights and actions of the nationals of the
hostile party.'
Germany and other continental States interpret
this article to mean that the Municipal Law of a
State is not allowed to declare that the outbreak
of war suspends or avoids contracts with alien
enemies, or that war prevents alien enemies from
bringing an action in the Courts.
On the other hand, England and the United
States of America interpret this article to mean
merely that the occupant of enemy territory is prohibited
from declaring abolished, suspended, or inadmissible
in a Court of Law the rights and actions
of the nationals of the hostile party.
What is the cause of this divergent interpretation
of an article, the literal meaning of which seems to
be quite clear? The divergence is due to the different
mode of interpretation of statutes resorted to by
continental Courts, on the one hand, and, on the
other hand, by British and American Courts.
Continental Courts take into consideration not
only the literal meaning of a clause of a statute,
but also the intention of the legislator as evidenced
by—what I should like to call—the history of the
clause. They look for the intention of the draftsman,
they search the Parliamentary proceedings concerning
the clause, and they interpret and construe the
clause with regard to the intention of the draftsman
as well as to the proceedings in Parliament.
Now Article 23(h) of the Hague Regulations was
inserted on the motion of the German delegates to
the Second Hague Peace Conference, and there is
no doubt that the German delegates intended by
its insertion to prevent the Municipal Law of belligerents
from possessing a rule according to which
the outbreak of war suspends or avoids contracts
with alien enemies, and prohibits alien enemies from
bringing an action in the Courts. It is for this
reason that Germany and other continental States
interpret Article 23(h) according to the intention
of the German delegates.
On the other hand, in interpreting and construing
a clause of a statute, British and American Courts
refuse to take into consideration the intention of
the draftsman, Parliamentary discussions concerning
the clause, and the like. They only take into
consideration the literal meaning of the clause as it
stands in the statute of which it is a part. Now
Article 23(h) is a clause in the Convention concerning
the Laws and Customs of War on Land. It is one
of several paragraphs of Article 23 which comprises
the prohibition of a number of acts by the armed
forces of belligerents in warfare on land, such as
the employment of poison or poisoned arms, and
the like. The British and American delegates,
believing that it only concerned an act on the part
of belligerent forces occupying enemy territory,
therefore consented to the insertion of Article 23(h),
and our Court of Appeal—in the case of Porter v.
Freundenberg (1915)—held that Article 23(h) is to
be interpreted in that sense.[1]
Be that as it may, the difficulty of interpretation
and construction of international treaties will exist
so long as no International Statute has been agreed
upon which lays down detailed rules concerning
interpretation and construction, or so long as International
Courts have not developed such rules in
practice. But the problem of International Courts
is itself a very difficult one; it will be the subject
of my third lecture which will deal with Administration
of Justice and Mediation within the League
of Nations.
CORRESPONDENCE WITH THE FOREIGN
OFFICE RESPECTING THE INTERPRETATION
OF ARTICLE 23(h) OF THE
HAGUE REGULATIONS CONCERNING
LAND WARFARE
Whewell House, Cambridge,
28th February, 1911.
To
The Under Secretary of State for Foreign Affairs.
Sir,—
I venture to bring the following matter before your
consideration:—
In the course of my recent studies I have been dealing with the
laws and usages of war on land, and I have had to consider the
interpretation of Article 23(h) of the Regulations attached to the
Convention of 1907 relating to the Laws and Customs of war on
land. I find that the interpretation prevailing among all continental
and some English and American authorities is contrary
to the old English rule, and I would respectfully ask to be informed
of the view which His Majesty's Government place upon the article
in question.
To give some idea as to how an interpretation of Article 23(h)
contrary to the old English rule prevails generally, I will quote
a number of French, German, English, and American writers, the
works of whom I have at hand in my library, and I will also quote
the German Weissbuch concerning the results of the second Hague
Conference of 1907.
Bonfils, Manuel de droit international public, 5th ed. by Fauchille,
1908, discusses, on page 651, the doctrine which denies to an enemy
subject any persona standi in judicio, but adds:—'... Article
23(h) décide qu'il est interdit de déclarer éteints, suspendus ou
non recevables en justice, les droits et actions des nationaux de la
partie adverse.'
Politis, Professor of International Law in the University of Poitiers
(France), in his report to the Institute of International Law, Session
of Paris (1910), concerning Effets de la Guerre sur les Obligations
Internationales et les Contrats privés, page 18, says:
'Un point hors de doute, c'est, que la guerre ne peut, ni par
elle-même ni par la volonté des belligérants, affecter la validité ou
l'exécution des contrats antérieurs. Cette règle fait désormais
partie du droit positif. L'article 23(h) du nouveau Règlement
de la Haye interdit formellement aux belligérants "de déclarer
éteints, suspendus ou non recevables en justice les droits et actions
des nationaux de la partie adverse."
'Cette formule condamne d'anciens usages conservés encore,
en partie, dans certains pays. Elle proscrit d'abord tous les moyens—annulation
ou confiscation—par lesquels on chercherait à atteindre,
dans leur existence, les droits nés avant la guerre. Elle exclut,
en second lieu, l'ancienne pratique qui interdisait aux particuliers
ennemis l'accès des tribunaux. Elle prohibe, enfin, toutes les
mesures législatives ou autres tendant à entraver au cours de la
guerre l'exécution ou les effets utiles des obligations privées,
notamment le cours des intérêts.
'Il y a là progrès incontestable. Et l'on doit être reconnaissant
à la délégation allemande à la 2e Conférence de la paix de l'avoir
provoqué.
'L'accueil empressé et unanime qu'a reçu cette heureuse initiative
permet d'espérer que de nouveaux progrès pourront être réalisés
dans cet ordre d'idées.
'On doit souhaiter que la disposition de l'article 23(h), étrangère
à l'hypothèse de l'occupation du territoire ennemi, soit distraite
du règlement de 1907 (comme les articles 57 à 60 l'ont été du Règlement
de 1899) pour être mieux placée dans une convention nouvelle,
où d'autres textes viendraient la compléter.'
Ullmann, Völkerrecht, 2nd ed. 1908, p. 474, says:—
'Auch der Rechtsverkehr wird durch den Ausbruch des Krieges
nicht unterbrochen oder gehemmt. Die nach Landesrecht frueher
uebliche zeitweise Aufhebung der Klagbarkeit vom Schuldverbindlichkeiten
des Staates oder eines Angehörigen gegen Angehörige
des Feindes ist durch Artikel 23(h) untersagt.'
Wehberg, Das Beuterecht im Land- und Seekriege, 1909, pp. 5
and 6 says:—
'Article 46 Absatz 2 bestimmt:—"Das Privateigentum darf
nicht eingezogen werden." In konsequenter Durchführung dieses
Satzes bestimmt der auf deutschen Antrag 1907 hinzugefügte
Article 23(h):—"Untersagt ist die Aufhebung oder zeitweilige
Ausserkraftsetzung der Rechte und Forderungen von Angehoerigen
der Gegenpartei oder der Ausschliessung ihrer Klagbarkeit."'
Whittuck, International Documents, London 1908, Introduction
p. xxvii, says—'In Article 23(h) it is prohibited to declare abolished,
suspended or inadmissible in a court of law the rights and actions
of the nationals of the other belligerent which is a development
of the principle that the private property of the subjects of a belligerent
is not subject to confiscation. This new prohibition if accepted
by this country would necessitate some changes in our municipal
law.'
Holland, The Laws of War on Land, 1908, says on p. 5 that:—'Article
23(h) seems to require the Signatory Powers to the convention
concerned to legislate for the abolition of an enemy's disability
to sustain a persona standi in judicio.' (See also Holland,
loco citato, p. 44, where he expresses his doubts concerning the
interpretation of Article 23(h).)
Bordwell, The Law of War between Belligerents, Chicago 1908,
recognises on page 210 the fact that according to Article 23(h) an
alien enemy must now be allowed to sue in the courts of a belligerent,
and
Gregory, Professor in the University of Iowa, who reviews Bordwell's
work in the American Journal of International Law, Volume 3
(1909), page 788, takes up the same standpoint.
The only author who interprets Article 23(h) in a different way
is General Davis, who in his Elements of International Law, 3rd
edition 1908, page 578, note 1, says:—
'It is more than probable that this humane and commendable
purpose would fail of accomplishment if a military commander
conceived it to be within his authority to suspend or nullify their
operation, or to regard their application in certain cases as a matter
falling within his administrative discretion. Especially is this
true where a military officer refuses to receive well grounded complaints,
or declines to receive demands for redress, in respect to the
acts or conduct of the troops under his command, from persons
subject to the jurisdiction of the enemy who find themselves, for
the time being, in the territory which he holds in military occupation.
To provide against such a contingency it was deemed wise to add an
appropriate declaratory clause to the prohibition of Article 23.'
It is very unfortunate that the book of General Davis is not at
all known on the Continent, and that therefore none of the continental
authors have any knowledge of the fact that a divergent
interpretation from their own of Article 23(h) is being preferred
by an American author.
It is likewise very unfortunate that neither the English Bluebook
on the Second Hague Peace Conference (see Parliamentary
Papers, Miscellaneous No. 4, 1907, page 104) nor the official minutes
of the proceedings of the Conference, edited by the Dutch Government,
give any such information concerning the construction of
Article 23(h) as could assist a jurist in forming an opinion regarding
the correct interpretation.
It is, however, of importance to take notice of the fact that Article
23(h) is an addition to Article 23 which was made on the proposition
of Germany, and that Germany prefers an interpretation of Article
23(h) which would seem to coincide with the interpretation preferred
by all the continental writers. This becomes clearly apparent
from the German Weissbuch ueber die Ergebnisse der im Jahre 1907
in Haag abgehaltenen Friedensconferenz, which contains on page 7
the following:—
'Der Artikel 23 hat gleichfalls auf deutschen Antrag zwei wichtige
Zusätze erhalten. Durch den ersten wird der Grundsatz der Unverletzlichkeit
des Privateigenthumes auch auf dem Gebiete der Forderungsrechte
anerkannt. Nach der Gesetzgebung einzelner Staaten
soll nämlich der Krieg die Folge haben, dass die Schuldverbindlichkeiten
des Staates oder seiner Angehörigen gegen Angehörige
des Feindes aufgehoben oder zeitweilig ausser Kraft gesetzt oder
wenigstens von der Klagbarkeit ausgeschlossen werden. Solche
Vorschriften werden nun durch den Artikel 23 Abs. 1 unter h für
unzulässig erklärt.'
However this may be, the details given above show sufficiently
that a divergent interpretation of Article 23(h) from the old English
rule is prevalent on the Continent, and is to some extent also accepted
by English and American Authorities, and it is for this reason that I
would ask whether His Majesty's Government consider that the old
English rule is no longer in force.
I have, &c.,
(Signed) L. OPPENHEIM.
Foreign Office,
March 27, 1911.
Sir,—
I am directed by Secretary Sir E. Grey to thank you
for your letter of February 28th, and for drawing his attention
to the misconceptions which appear to prevail so largely among
the continental writers on international law with regard to the
purport and effect of Article 23(h) of the Convention of October 18th,
1907, respecting the laws and customs of war on land.
It seems very strange that jurists of the standing of those from
whose writings you quote could have attributed to the article in
question the meaning and effect they have given it if they had
studied the general scheme of the instrument in which it finds a
place.
The provision is inserted at the end of an article dealing with the
prohibited modes of warfare. It forms part of Chapter I. of Section
II. of the Regulations annexed to the Convention. The title of
Chapter I. is 'Means of injuring the enemy, sieges and bombardment':
and if the article itself is examined it will be seen to deal
with such matters as employing poison or poisoned weapons, refusing
quarter, use of treachery and the unnecessary destruction of private
property. Similarly the following articles (24 to 28) all deal with
the restrictions which the nations felt it incumbent upon them from
a sense of humanity to place upon the conduct of their armed forces
in the actual prosecution of military operations.
The Regulation in which these articles figure is itself merely
an annex to the Convention which alone forms the contractual
obligation between the parties, and the engagement which the
parties to the Convention have undertaken is (Article 1) to 'issue
instructions to their armed land forces in conformity with the
Regulations respecting the Law and Customs of war on land.'
This makes it abundantly clear that the purpose and scope of
the Regulations is limited to the proceedings of the armies in the
field; those armies are under the orders of the commanders, and
the Governments are bound to issue instructions to those commanders
to act in accordance with the Regulations. That is all. There is
nothing in the Convention or in the Regulations dealing with the
rights or the status of the non-combatant individuals, whether of
enemy nationality or domiciled in enemy territory. They are, of
course, if inhabitants of the theatre of war, affected by the provisions
of the Regulations because they are individuals who are
affected by the military operations, and in a sense a regulation which
forbids a military commander from poisoning a well gives a non-combatant
inhabitant a right or a quasi-right not to have his well
poisoned, but his rights against his neighbours, his relations with
private individuals, whether of his own or of enemy nationality,
remain untouched by this series of rules for the conduct of warfare
on land.
Turning now to the actual wording of Article 23(h) it will be
seen that it begins with the wording 'to declare.' It is particularly
forbidden 'to declare abolished, &c.' This wording necessarily
contemplates the issue of some proclamation or notification purporting
to abrogate or to change rights previously existing and
which would otherwise have continued to exist, and in view of
Article I of the Convention this hypothetical proclamation must have
been one which it was assumed the commander of the army would
issue; consequently, stated broadly, the effect of Article 23(h) is
that a commander in the field is forbidden to attempt to terrorise
the inhabitants of the theatre of war by depriving them of existing
opportunities of obtaining relief to which they are entitled in respect
of private claims.
Sir E. Grey is much obliged to you for calling his attention to
the extract which you quote from the German White Book. This
extract may be translated as follows:—'Article 23 has also received
on German proposal two weighty additions. By the first the fundamental
principle of the inviolability of private property in the
domain of legal claims is recognised. According to the legislation
of individual states, war has the result of extinguishing or temporarily
suspending, or at least of suppressing the liability of the state or its
nationals to be sued by nationals of the enemy. These prescriptions
have now been declared inadmissible by Article 23(h).'
The original form of the addition to Article 23 which the German
delegates proposed was as follows: 'de déclarer éteintes, suspendues
ou non recevables les réclamations privées de ressortissants de la
Partie adverse' (see procès-verbal of the 2nd meeting of the 1st
sub-Committee of the 2nd Committee, 10th July, 1907).
There is nothing to show that any explanation was vouchsafed
to the effect that the proposed addition to the article was intended
to mean more than its wording necessarily implied, though there
is a statement by one of the German delegates in the procès-verbal
of the 1st meeting of the 1st sub-Committee of the 2nd Committee,
on July 3rd, which in all probability must have referred to this
particular amendment, though the procès-verbal does not render
it at all clear; nor is the statement itself free from ambiguity. An
amendment was suggested and accepted at the second meeting to
add the words 'en justice' after 'non recevables,' and in this form
the sub-article was considered by an examining committee, was
accepted and incorporated in Article 23, and brought before and
accepted by the Conference in its 4th Plenary Sitting on the 17th
August, 1907.
The subsequent alteration in the wording must have been made
by the Drafting Committee, but cannot have been considered to
affect the substance of the provision, as in the 10th Plenary Sitting
on October 17th, 1907, the reporter of the Drafting Committee,
in dealing with the verbal amendments made in this Convention,
merely said, 'En ce qui concerne le règlement lui-même, je n'appellerai
pas votre attention sur les différentes modifications de style sans
importance que nous y avons introduites.'
Nor is there anything to indicate any such far-reaching interpretation
as the German White Book suggests in the report which
accompanied the draft text of the Convention when it was brought
before the Plenary Sitting of the Conference (Annex A. to 4th
Plenary Sitting). It merely states that the addition is regarded as
embodying in very happy terms a consequence of the principles
accepted in 1899.
The result appears to Sir E. Grey to be that neither the wording
nor the context nor the circumstances attending the introduction
of the provision which now figures as Article 23(h) support the
interpretation which the writers you quote place upon it and which
the German White Book endorses.
Sir E. Grey notices that, in the extract you quote, Monsieur
Politis, after placing his own interpretation upon the article, remarks
that it is quite foreign to the hypothesis of the occupation
of territory and ought to be removed from the Regulations and
turned into a Convention by itself. If this interpretation were
correct, this remark of Monsieur Politis is certainly true: but the
fact that the provision appears where it does should have suggested
to Monsieur Politis that it does not bear the interpretation he puts
upon it.
Nor does it appear to Sir E. Grey that the provision conflicts with
the principle of the English common law that an enemy subject
is not entitled to bring an action in the courts to sustain a contract,
commerce with enemy subjects being illegal.
That principle operates automatically on the outbreak of war,
it requires no declaration by the Government, still less by a commander
in the field, to bring it into operation. It is a principle
which applies equally whether the war is being waged on land or
sea, and which is applied in all the courts and not merely in those
within the field of the operations of the military commanders.
The whole question of the effect of war upon the commerce of
private persons may require reconsideration in the future; the old
rules may be scarcely consistent with the requirements or the conditions
of modern commerce; but a modification of those rules is
not one to which His Majesty's Government could be a party except
after careful enquiry and consideration, and, when made at all,
it must be done by a convention that applies to war both on land
and sea.
They certainly have not become parties to any such modification
by agreeing to a convention which relates only to the instructions
they are to give the commanders of their armed forces, and which
is limited to war on land.
I am, &c.,
(Signed) F. A. CAMPBELL.