Quasi-legislation
within
the domain
of international
law.
30. When we speak of legislation we have in view as
a rule a state, wherein there is a law-making power which
acts without reference to the consent of individual subjects.
For even if in a constitutional state an individual
does anyhow exercise so much influence upon legislation
as comes from voting at the election of members of
parliament, still he has no direct influence, and must
submit to a law that has been enacted whether he
approves of it or not. That is why it is asserted that
there cannot be any talk of legislation in the domain of
international law. And, in fact, that is so if we adhere
rigorously to the meaning of the concept 'legislation',
as developed in the domain of internal state life. The
nature of the case does not, however, demand so rigid an
adherence as this; legislation is really nothing more
than the conscious creation of law in contrast to the
growth of law out of custom. And it is an admitted fact
that, side by side with international law developed in
this latter way, there is an international law which the
members of the community of states have expressly
created by agreement. We might therefore quite well
substitute the term agreeing a law for the term decreeing
a law,—but why introduce a new technical term? This
international 'agreeing a law' does consciously and intentionally
create law, and it is therefore a source of law.
And provided that we always bear in mind that this
source of law operates only through a quasi-legislative
activity, there is no obstacle to speaking, in a borrowed
sense, of international 'legislation'. Nevertheless, agreeable
and apt as this term is, it must not lead us to
assimilate the internal legislation of a state and international
legislation save in the one respect that in both
law is made in a direct, conscious and purposive manner,
in contrast to law that originates in custom.
Hague Peace
Conferences
as an organ
for international
legislation.
31. International law of the legislative kind existed
before the law of the Hague Peace Conferences; it issued
from the conventions drawn up from time to time at
congresses and conferences. It was a great step forward
that the Congress of Vienna was able, for the first time,
to create general international law by agreement, and
that thereby general international law of the legislative
kind could come into existence side by side with the
customary law of nations. But the nineteenth century
introduced international legislation only occasionally. If,
as sketched above, success attends the attempt to make
the Hague Peace Conferences a permanent institution,
there would be evolved for the society of states a legislative
organ corresponding to the parliaments of individual
states. A wide field opens thus for further international
legislative activity. Even if the time be not ripe for
a comprehensive codification of the whole law of nations,
there is nevertheless a series of matters in need of international
regulation; for example, extradition, the so-called
international private law and international criminal
law, acquisition and loss of nationality, and a series of
other matters, not to mention matters of international
administration. Matters which are already governed by
customary law might also be brought within the domain
of enacted law, and at the same time could be put as
regards details upon a surer basis. I have in mind the
law of ambassadors and consuls, the law concerning the
open sea and territorial waters, the law about merchantmen
and men-of-war in foreign territorial waters, and
more of this kind.
Difficulties
in the way
of international
legislation.
32. The peculiar character of international legislation
involves, however, difficulties of all sorts.
The
language
question.
There is, to begin with, the question of language. Seeing
that it is impossible to employ all languages in the
enactment of rules of international law, an agreement
must be made for adopting some one language for these
laws, in the same way that French is used at the present
time. But the difficulty thence arising is not insuperable,
and is hardly greater than that which is encountered in
drafting a treaty between peoples whose speech belongs
to different families. It must, however, be a rigid rule
that in every case of doubt the text of the law in its
original language—not that of a translation into the
languages of other countries—is authoritative.
The opposing
interests of
the several
states.
33. There is, secondly, the difficulty of contenting the
opposite interests of the members of the community of
states. But this, too, is in practice not insurmountable.
Of course, where there is such a brawling between these
interests that no agreement is possible, there can from
the outset be no talk of international legislation. This,
however, is not everywhere the case. On the contrary,
it is often and in different areas the case, that the international
interests of states make themselves felt so
urgently and so cogently that these states are ready to
sacrifice their particular interests if only a reasonable
compromise be open to them.
Contrasted
methods of
drafting.
34. There is further the difficulty of finding expression
in adequate language for the intention of the legislator.
Even the internal legislation of states suffers under this
difficulty in so far as the art of legislation is still very
clumsy and undeveloped. For international legislation
there is in addition the further difficulty that different
groups of peoples employ very different methods in
drafting their laws. If we were to give to an Englishman,
a Frenchman, and a German the task of drafting a law
upon the same topic, and if they were provided with the
point of view from which the regulation of individual
points was to proceed, so that the intention of the draftsmen
would be the same, three very different drafts would
nevertheless emerge. The English draft would deal in
the most concrete manner possible with the situations
to which it meant to apply; it would adduce as many
particular cases as possible, and so would run the risk of
forgetting some series of cases altogether. The German
draft would be as abstract as is possible, and would
entirely disregard individual cases, except such as required
a special treatment; and so it would expose itself to the
danger that in practice cases would be brought within the
enactment which were outside the intention of the legislator.
The French draft would attach more weight to
principles than to individual points, enunciating principles
in a legislative manner and leaving it to practice to
construct out of these principles the rule for the particular
case. Now, seeing that French is the language of international
legislation, and so in the editing of drafts at the
Hague Conferences the lion's share will naturally fall
to French jurists attending the Conference, it will scarcely
be possible to prevent the French method of legislation
from obtaining great influence over international legislation.
But there is no need for this mode of legislation
to become dominant. The jurist representatives of other
states must see to it that the French method is perfected
by their own; the English and the Germans must make
it their business to bring the drafts into a more concrete
form, and to split up principles into more abstract rules.
In this way, it may in time be possible by means of common
international labour to make essential advance in
the art of legislation.
These difficulties
distinct from
those due
to carelessness.
35. But the difficulties inherent in the legislative
method must not be confused with those which come
from a careless employment of the method; the latter
must always be avoided, otherwise we arrive at contradictions
of interpretation, and these are insuperable.
Article 23 (h)
of the Hague
Regulations
of land war is
an example.
An example of such carelessness is afforded by the
incorporation—at the second Hague Conference—of a new
provision in the former Article 23 of the 'Regulations
respecting the laws of land warfare'. I am referring to
the provision added under the letter (h), which runs as
follows: [It is forbidden] 'to declare extinguished,
suspended, or unenforceable in a court of law, the rights
and rights of action of the nationals of the adverse party'.
The German
and the
English
interpretation
of
Article 23 (h).
36. From the German memorandum on the second
Peace Conference it is quite clear that this additional
rule, which was proposed by Germany and adopted by
the Conference, was directed to the alteration of the rule,
prevailing in several states, whereby during a war the
subjects of one belligerent lose in the country of the other
belligerent their persona standi in judicio, and the like.
It is in this sense, then, that the addition has been unanimously
interpreted by German literature, with the agreement
of many foreign writers. The official standpoint
of England, on the contrary, is that Article 23 (h) has
nothing whatever to do with the municipal law of the
belligerent countries. Article 23 (h), so the English Foreign
Office explains, forms a subdivision of Article 23, which
itself comes under the second section (headed 'Hostilities')
of the Regulations, and forbids a series of acts
which otherwise might be resorted to in the exercise of
hostilities by the members of the contending armies, and
by their commanding officers. That this interpretation
is the right one—so it is further explained by the English
side—is shown by the fact that Article 1 of the Convention
expressly says, with reference to the 'Regulations
respecting the laws of land warfare', that the contracting
parties shall issue to their armed land forces instructions
which shall be in conformity with the 'Regulations
respecting the laws of land warfare' annexed to the
Convention. It would therefore be the duty of every
contracting power to instruct the commanders of its
forces in an enemy's country (among other things) not
'to declare extinguished, suspended, or unenforceable in
a court of law, the rights and rights of action of the
nationals of the adverse party'.
Davis's interpretation
of
Article 23 (h)
37. This is also the opinion of Davis, one of the
American delegates to the second Hague Conference; he
gives the following explanation with regard to Article
23 (h), in the third edition of his Elements of International
Law (New York, 1908), p. 578:
In this article a number of acts are described to
which neither belligerent is permitted to resort in the
conduct of his military operations. It was the well-understood
purpose of the Convention of 1899 to
impose certain reasonable and wholesome restrictions
upon the authority of commanding generals and their
subordinates in the theatre of belligerent activity.
It is more than probable that this humane and commendable
purpose would fail of accomplishment if
a military commander conceived it to be within his
authority to suspend or nullify their operation, or to
regard their application as a matter falling within his
administrative discretion. Especially is this true where
a military officer refuses to receive well-grounded complaints,
or declines to consider demands for redress, in
respect to the acts or conduct of the troops under his
command, from persons subject to the jurisdiction of
the enemy, who find themselves, for the time being,
in the territory which he holds in military occupation.
To provide against such a contingency it was deemed
wise to add an appropriate declaratory clause to the
prohibitions of Article 23. The prohibition is included
in section (h).
Impossible
to reconcile
the divergent
views about
Article 23 (h).
38. If, from the fact that Davis was an American
delegate, we may conclude that he represents the government
view of the United States of North America, we are
confronted by the fact that official England and America
adopt an interpretation of Article 23 (h) which is entirely at
variance with that of Germany, and it is quite impossible
to build a bridge of reconciliation between the two camps.
This regrettable fact has its origin simply in the careless
use of the legislative method. If the German conception
of Article 23 (h) be the correct one, the lines of subsection
(h) ought never to have found a shelter in Article 23, for
they have not the slightest connexion with hostilities
between the contending forces. If, on the other hand,
the Anglo-American interpretation be the right one,
pains should have been taken to secure a wholly different
draft of the provision in question, for the present wording
is by no means transparently clear. The protocols of the
Conference (Actes, i, 101; iii, 14, 103) are not sufficiently
explicit on the matter. The German delegate, Göppert,
did indeed explain (cf. Actes, iii, 103) at the session of the
first subcommission of the Second Commission on July 3,
1907, 'that this proposal is in the direction of not limiting
to corporeal goods the inviolability of enemy property,
and that it has in view the whole domain of obligations
with the object of forbidding all legislative measures
which, in time of war, would deprive an enemy subject
of the right to take proceedings for the performance of
a contract in the courts of the adverse party'. But we
shall scarcely go wrong if we assume that the members
of the Second Commission, who were entrusted with the
consideration of the 'Regulations respecting the laws of
land warfare', had not sufficiently realized the full meaning
of the German proposal. It would otherwise be
quite unintelligible that the reporter upon the German
proposal could say (cf. Actes, i, 101): 'This addition is
deemed a very happy attempt to bring out in clear
language one of the principles admitted in 1899', for
these 'principles' (concerning the immunity of the
private property of enemy subjects in land warfare) have
very little indeed to do with the question of the persona
standi in judicio of an enemy subject.
Difficulties
due to the
fact that
international
law cannot
be made by
a majority
vote, or
repealed save
by a unanimous
vote.
39. A difficulty of a special kind besets international
legislation, owing to the fact that international rules
cannot be created by a majority vote, and that, when
once in existence, they cannot be repealed save by a
unanimous resolution.
A way out
found in the
difference
between universal
and
general
international
law.
But when once we free ourselves from the preconception
that the equality of states makes it improper for legislative
conferences to adopt any resolutions which are not
unanimously supported, there is nothing to prevent
a substantial result being arrived at even without unanimity.
At this point the difference between general and
universal international law furnishes a way out. Rules
of universal international law must certainly rest on
unanimity. It is postulated in the equality of states
that no state can be bound by any law to which it has
not given its consent. But there is naught to prevent
a legislative conference from framing rules of general
international law for those states which assent to it and
leaving the dissentient states out of consideration. If
the inclusion in a single convention of all the points under
discussion be avoided, and if the method, adopted at the
second Peace Conference, of dividing the topics of discussion
among as many smaller conventions as possible
be followed, it will always be found possible to secure the
support of the greater number of states for the regulation
of any given matter. In no long time thereafter the
dissentient states will give in their adherence to these
conventions, either in their existing or some amended
form. Attention will then be paid also to the consolidation
of several smaller laws in a single more comprehensive
statute. The nature of the case and the conditions of
international life call for concessions without which no
progress would be practicable. The course of international
legislation hitherto shows unmistakably that
the trodden path is the right path. And it must be
emphasized that it is open to a state to assent to an act
of international legislation although some one or other
provision thereof be unacceptable to it. In such a case
the assent of the state in question is given with a reservation
as regards the particular article of the Act, so
that it is in no wise bound by that article. Numerous
instances of this could be adduced: thus, at the Hague
Conference of 1907 Germany withheld her assent to some
of the proposed rules of land war, and England to certain
articles in Conventions V and XIII.
International
laws which
are limited
in point of
time.
40. So also, the difficulty is not insuperable as regards
the other point, namely, that international enactments
when once in existence cannot be repealed or amended
save by a unanimous resolution of the participant states.
Here, too, the analogy between municipal and international
legislation must not be pushed too far. Municipal
legislation can at any time be annulled or altered by the
sovereign law-maker; but international legislation, for
want of a sovereign over sovereign states, is not open to
such treatment. Here there is a way out, which was in
fact adopted at the second Peace Conference, and also
at the Naval Conference of London, namely, the enactment
of laws so limited in duration to a period of years,
that at the expiry of the period every participant state
can withdraw. In this way, for example, it was agreed
that the law about the International Prize Court and the
Declaration of London should only be in force for twelve
years, and that any of the powers which were parties
thereto might withdraw twelve months before the expiry
of that period, and that, if and as far as no withdrawal
ensued, these laws should from time to time be continued
in force automatically for a further period of six years.
This kind of international legislation, with its time limit
and the right of denunciation, is to be recommended
wherever more or less hazardous legislative experiments
are being made, or where interests are at stake which in
course of time are liable to such an alteration as obliges
states to insist on the amendment or repeal of the previously
made law. For example, the International Prize
Court as a whole, and its composition, constitution, and
procedure in particular, form an unparalleled experiment.
But the fact that its institution is only to be agreed on
for a period of twelve years facilitates its general acceptance,
because of the possibility of either abrogating it
altogether, or of reforming it, should experience show
this to be necessary.
International
legislation
no longer
to be left
to mere chance.
41. However this may be, one point must be decisively
emphasized,—international legislation can no longer be left
to mere chance. Apart from the Declaration of London
and the Geneva Convention, it has always hitherto been
a more or less happy chance which has controlled international
legislation. Of conscious legislative consideration
and deliberation, based on far-reaching, thoroughgoing
preparation, there is no trace. For example, the
Declaration of Paris of 1856 was but a by-product of the
Peace of Paris of the same year. So also the legislation
of the first Peace Conference was simply due to the anxiety
to accomplish something positive which might conceal
the fact that the proposed aim of the Conference—general
disarmament, to wit—had in no wise been realized. At
the second Peace Conference we did indeed see individual
states appear with some well-prepared projects of legislation,
but the preparation was entirely one-sided on the
part of the states in question, and not general; accordingly,
the adoption, rejection, amendment, and final
shaping of these projects were also none the less the result
of chance. The second Peace Conference itself took
steps to prevent a repetition of this, calling the attention
of the powers in its Final Act to the necessity of preparing
the programme of the future third Conference a sufficient
time in advance to ensure its deliberations being conducted
with the necessary authority and expedition:
In order to attain this object the Conference considers
that it would be very desirable that, some two
years before the probable date of the meeting, a preparatory
committee should be charged by the Governments
with the task of collecting the various proposals
to be submitted to the Conference, of ascertaining
what subjects are ripe for embodiment in an international
regulation, and of preparing a programme
which the Governments should decide upon in sufficient
time to enable it to be carefully examined by
each country.
The Declaration
of
London
thoroughly
prepared
beforehand.
42. In contrast to the rules of the Peace Conferences,
a really notable and exemplary preparation took place
in connexion with the Declaration of London, and the
befitting result was a law excellent alike in matter and in
form. England, the state which summoned the Naval
Conference of London, made a collection of the topics
which would arise, and communicated it to the states
attending the Conference with the request that they
would send in full statements on the subjects mentioned.
After the answers to this request had come in they were
collated with regard to each of the points on which discussion
would arise, and bases de discussion were elaborated
which made a thorough examination of each point
possible at the Conference. By this means it was at once
made clear when the different states were in accord and
when not. The door to compromise was opened. And
apart from a few vexed questions an agreement was in
this way successfully reached with regard to a comprehensive
law resting at every point on exhaustive deliberation.
The preparation
of the
Declaration
a pattern
for future
international
legislation.
43. This model method must be the method of the
future. If, as indicated in §26 above, Art. 5, a permanent
commission for the preparation of the Peace Conferences
be successfully inaugurated, it will be its task to make
preliminary preparations for the legislative activity of
the Conferences in the manner just sketched out, and
chance will no longer have the same part to play as heretofore.
International legislation will no longer produce
anything so full of gaps as the 'Regulations respecting
the laws of land warfare', which leave essential matters—for
instance, capitulations and armistices—without any
adequate regulation.
Intentionally
incomplete
and fragmentary
laws.
44. Of course, where the interests of different states are
still involved in some uncertainty, or are in such antagonism
that a complete agreement is impossible, even
the fullest preparation and most painstaking deliberation
will not procure a more satisfactory treatment for
many matters than that the legislation which regulates
them should be (so to say) only experimental and intentionally
incomplete and fragmentary in character. Thus,
for example, the Conventions about the conversion of
merchantmen into men-of-war and about the use of mines
in naval war can only be considered as legislative experiments,
regulating these matters merely temporarily and
in an incomplete and unsatisfactory manner. But even
conventions which designedly are full of lacunae have their
value. They embody all the same an agreement upon
some important parts of the respective topics, and provide
a regulation which in every case is better than the chaos
previously prevailing in the areas in question. They
also constitute a firm nucleus round which either custom
or future legislation can develop further regulation.
Interpretation
of
international
statutes.
45. But even if international legislation attains the
degree of success suggested, there still remains another
great difficulty which must indirectly influence legislation
itself, and that is the interpretation of international
statutes once they have been enacted. It is notorious
that no generally received rule of the law of nations exists
for the interpretation of international treaties. Grotius
and his successors applied thereto the rules of interpretation
adopted in Roman law, but these rules, despite their
aptness, are not recognized as international rules of construction.
It can scarcely be said, however, that insurmountable
difficulties have arisen hitherto out of this
situation, for the majority of treaties have been between
two parties, and the interpretation thereof is the affair of
the contracting parties exclusively, and can be ultimately
settled by arbitration. But in the case of general or
universal international enactments we have to deal with
conventions between a large number of states or between
all states, and the question, accordingly, now becomes
acute.
International
differences
as regards
interpretation.
46. The difficulty of solving this question is increased
by the fact that jurists of different nations are influenced
by their national idiosyncrasies in the interpretation of
enactments, and are dependent on the method of their
school of law. Here are contrarieties which must always
make themselves powerfully felt. The continental turn
of mind is abstract, the turn of the English and American
mind is concrete. Germans, French, and Italians have
learnt to apply the abstract rules of codified law to
concrete cases; in their abstract mode of thought
they believe in general principles of law, and they work
outwards from these. English and Americans, on the
contrary, learn their law from decided cases—'law is that
which the courts recognize as a coactive rule' is an
accepted and widely current definition of law in the
Anglo-American jurisprudence; they regard abstract
legal rules, which for the most part they do not understand,
with marked distrust; they work outwards from
previously decided cases and, when a new case arises,
they always look for the respects in which it is to be taken
as covered by previous cases; they turn away as far as
possible from general principles of law, and always fasten
on the characteristic features of the particular case.
If continental jurists may be said to adapt their cases to
the law, English and American jurists may be said to
adapt the law to their cases. It is obvious that this
difference of intellectual attitude and of juristic training
must exercise a far-reaching influence on the interpretation
and construction of international enactments.
Different
nations have
different
canons of
interpretation.
47. It is because of what has just been explained that
the rules for the interpretation of domestic legislation are
different with different nations. For example, whilst in
Germany and France the judge avails himself more or
less liberally of the Materialien[1] of a statute in order to
arrive at its meaning, the English judge limits himself
to the strict wording of the text, and utterly refuses to
listen to an argument based on the historical origin of the
statute. The English bench, sticking more closely to the
letter of the law, allows also an extensive or restrictive
interpretation thereof much more seldom than the continental
judiciary does.
Controverted
interpretation
of the
Declaration
of London
an example.
48. A good illustration of the factors under consideration
was furnished by the movement in England against
the ratification of the Declaration of London, and the
discussion evoked thereby in the press and in Parliament.
It was asserted that many rules of the Declaration were
so indefinitely framed as to lie open, castle and keep, to
the arbitrary inroads of a belligerent interpreter. And
when the advocates of ratification pointed to the official
'General Report presented to the Naval Conference by
its Drafting Committee', which gave a satisfying solution
to the issues raised, the answer came that neither a
belligerent nor the International Prize Court would be
bound by the interpretation of the Declaration contained
in this General Report. It was asserted that the ratification
of the Declaration would refer only to the text itself,
and that the General Report, not being thereby ratified,
would not be binding; only by express extension of the
ratification to the General Report could the latter bind.
Continental jurisprudence, if my conception of it be
correct, would stand shaking its head at the whole of this
discussion. It would ask how there could be any talk of
ratifying a report, ratification having only to do with
agreements. And as regards the question of the binding
character of the General Report, there might indeed be
some objection on the Continent to the epithet 'binding',
but, on the other hand, there would be no doubt that the
interpretation of the Declaration given in the Report
must be accepted on all sides. The Report expressly
says:
We now reach the explanation of the Declaration
itself, on which we shall try, by summarizing the
reports already approved by the Conference, to give an
exact and uncontroversial commentary; this, when
it has become an official commentary by receiving the
approval of the Conference, would be fit to serve as
a guide to the different authorities—administrative,
military, and judicial—who may be called on to
apply it.
Seeing that the Conference unanimously accepted the
Report, there is expressed in it and by it the real and true
meaning of the individual articles of the Declaration as
the Conference itself understood and intended it. Every
attempt to procure an inconsistent interpretation must
come to grief on this fact, and so the Report is in this
sense 'binding'. The ratification of a treaty extends,
of course, not only to the words themselves, but also to
their meaning, and if the Conference which produces an
agreement itself unanimously applies a definite meaning
to the words of the agreement, there cannot remain any
doubt that this is the meaning of the verbal text. Nevertheless,
the contrary was maintained in England by
a party of men of legal eminence, and the explanation
of this is only to be found in the fact that these English
lawyers were applying to the interpretation of the
Declaration the rules which govern the interpretation of
English statutes. The only way to enable the English
Government to ratify the Declaration seems to be a
statement by the Powers at the time of ratification that
the interpretation of the Declaration expressed in the
General Report is accepted on all sides.
Some proposals
for
the avoidance
of
difficulties
in interpretation.
49. However this may be, the illustration adduced is
sufficient proof that the interpretation of international
enactments creates a difficulty of its own for international
legislation. International legislators must bring even
greater solicitude than municipal legislators to the
expression of their real meaning in rigid terms. And this
aim can only be attained by the most assiduous preparation
and consideration of the contents of the enactment.
It would be best if these contents were published and
thereby submitted to expert discussion before they were
finally accepted at the Conferences. The national jurisconsults
of the participant states would thus be enabled
to criticize the proposals and to indicate the points which
especially need clearing up. It might also be possible to
consider the enactment, by convention, of an international
ordinance containing a series of rules for the interpretation
and construction of all international statutes.
This much is sure, that the interpretation of international
statutes must be freer than that of municipal statutes,
and must therefore be directed rather to the spirit of
the law than to the meaning of the words used. This is
all the more requisite because French legal language is
foreign to most of the states concerned, and because
it is not to be expected that before ratification they
should obtain minute information about the meaning of
every single foreign word employed.