From the Earliest Days
to the Death of
Joseph Conrad
by FORD MADOX FORD
LONDON
CONSTABLE & CO.
1930
PUBLISHED BY Constable & Company Limited London W. C. 2
BOMBAY
CALCUTTA MADRAS
LEIPZIG
Oxford University Press
Printed in Great Britain by Butler & Tanner Ltd., Frome and London
AUTHOR’S APOLOGY
To Hugh Walpole.
MY DEAR WALPOLE,—
This little book was intended at the
time it was written solely for the consumption
of students in the United States at a time when
I had arrived at a decision to publish nothing
more in the country of my birth. A curious
set of circumstances all happening on the
same day have made me change my decision,
at least as to this book. In the first place I
received in the morning the present publisher’s
offer to publish the book; in the afternoon
some kindly person gave me a copy of the
New York Herald’s Literary Supplement containing
your far too eulogistic references to
myself; and in the evening a Rhodes Scholar
from one of the Oxford Colleges told me that
in that place of education typewritten and then
mimeographed copies of this work were—the book
being unobtainable in England—being
used by certain students as a textbook
in their English classes. They were all, I
understand, Rhodes Scholars.
I had by that time turned down the publisher’s
offer. Indeed, I had thought that the
publisher must be mad, for he must be as
aware as I that a good average of English
readers of my works has for many years been
about four hundred. I do not mean to say
that that is all that English editions of my
books have sold, for there is a fashion in the
United States of ordering the first editions
(which are generally the London ones) of
certain authors, those including my fortunate
self. And the first edition of this book has
appeared so long ago in the United States
that that sale must be lost. But the thought
of all those Rhodes Scholars having to take
that trouble made me wish to make the matter
easier for their devoted selves, and the reading
of your words coming on top of so many
generosities of yours towards me as writer
made me determine to manifest some sense
of my real gratitude towards yourself. And
how could I do it better than by addressing
to you a work, however small, on the subject
of an art that you have for so long, so
steadfastly, and so unswervingly pursued?
I have never felt so mortified with myself
as when on the occasion of a public dinner
given to us, in conjunction I think, in New
York, you, speaking first, talked of my work
with such enthusiasm and such enviable generosity—for
to know how to be so generous
is a thing for which one may well be envied!—that
I was covered with confusion and quite
literally had the tears in my eyes. I was
indeed so affected as to be totally unable to
make any adequate reply and must have
seemed curmudgeonly in the extreme to our
audience.
And then, subsequently during a tour of
lectures at the English Classes of certain
American Universities, I found that you had
spoken of me already to them with the same
magnificent generosity, so that I understood
that it was your praise of my work that had
actually secured me the invitation to deliver
those lectures—why, then I conceived towards
yourself a warmth of feeling of which
you can be only too little aware and I far,
far too little able to express. Why should
you go out of your way to do these things?
I have never done you any service; I have
never in that city which for long now has
been my spiritual home heard of any other
English novelist going out of his way to
speak a kind word for any other one, and,
that city being the immense whispering
gallery that it is, I have heard of many unkind
sayings as to my works and much unkinder
ones as to my person uttered there in public
and private by visiting English novelists.
But you just came there and ran about and
said in innumerable places the dearest things—dearest
to me; just, as the saying is, for
the love of God. Because how can you
retain enthusiasms for books who must have
read so many?
I do not think that these things are too
private between us to be spoken of. For in
the weary business that is the writing of
books the sudden discovery of generosities
towards oneself by persons hardly personally
known to one—it must be twenty-three
years or so since, in the old English Review
days and a little after we infrequently met
until we thus again in Gotham came together—such
sudden discoveries of generosities
are so refreshing against the dust and the
haze of the road that is always uphill that
their publication seems almost a duty. For
how different might not have been the history
of that which I am here tracing had such a
sense of the co-operative thing that our art
is, distinguished the long line of its practitioners
from Cædmon to ... oh, to whom
you will! Such a sense as must be yours....
The reason why I did not wish to publish
this work in England was simply that, in
that country, I have never found anyone to
take the remotest interest in the subject and
such occasional opuscules as I have there
devoted to it have invariably been received
with very bitter disfavour. Because it is
obviously an impertinence in a novelist to
insist that his art is an art or of service to the
republic, and as not more than four hundred
English read my novels, the craftsman’s
notes of a person so ignored can have little
or no interest. In the United States it is
different. Even if I had no following there,
the interest taken in the technical sides of
any arts or processes is, in that country of
intellectual curiosities, so keen, that I should
without scruple have ventured on publishing
for the benefit of students the notes that
have occurred to me during the thirty-seven
years in which I have been publishing
novels. For I must be pretty nearly the
doyen of English writers of the imaginative
type—I mean of course in dates of publication,
not in terms of age and of course not
in terms of merit. And if, faint yet pursuing,
I have been able to keep on finding
American publishers during such a long space
of time, there must be there some sort of a
public that will take a little interest in the
professional matters that so passionately have
interested me. And I do not adopt an
apologetic tone towards this work. I may
be perfectly wrong in almost everything that
I say. If I am, that is the end of me. But
the great use of technical discussion is that
it arouses interest in the subject discussed.
I have had in my day a great number of disciples—mostly
of course on the Western side
of the Atlantic—and several of them have
risen to positions of considerable prominence
and are doing work of great beauty.
But there is not one of them who to-day acts
in any way according to the maxims that I
enjoined on him or her. And that is how
it should be, the new generation attaining its
eminences by using the maxims of the generation
preceding as its jumping-off posts.
And if the older generation can get its
craftsman’s maxims clearly expressed, the
process of demolition is all the easier and
more thorough.
So, my dear Walpole, I at least see it.
And since the book is written and as if by
force majeure makes its appearance in our
country, I do desire that its theories should
secure as wide an attention as may be. So I
have adopted the stratagem of attaching your
name to it. Nevertheless, my gratitude is
very profound, and it is in all sincerity that
I inscribe myself
Your humble, obedient and very thankful servant,
F. M. F.
This book was written in New York, on
board the S.S. Patria, and in the port and
neighbourhood of Marseilles during July
and August, 1927. For the purpose of rendering
it more easily understood by the
English reader I have made certain alterations
in phrases, in Paris during the last four days
of 1929 and the first two of 1930.
CHAPTER ONE THE FUNCTION OF THE NOVEL IN THE MODERN WORLD — 1 — 2 — 3
One finds—or at any rate I have always
found—English History relatively easy
to grasp because in it it is not difficult to see
a pattern of what some one has called Freedom
slowly broadening down from precedent
to precedent. One may or may not agree
with the statement, one may or may not
like the fact, if it is a fact, that it sets forth;
but at least it gives us that pattern, some
sort of jumping-off place, something by
which one may measure and co-relate various
phases of the story. The histories of most
other races are more difficult to grasp or
follow because they are less systematized
and more an affair of individuals. One
may be aware that the pre-Revolution history
of France is an affair of power gradually
centralizing itself on the throne, and that
the Fronde was an episode in that progression.
Nevertheless, the Fronde with its violent
personalities, its purely individual intrigues,
its Cardinals, Queens, Condés, Chevreuses
and the rest, was a baffling affair to
follow, and obscures the issue which doubtless
was that, all power being concentrated under
one hat, the neck which supported the head
which supported that hat was easy to strike off.
But when it comes to the History of Literature—and
to that of the Novel in particular,
almost the exact inverse is the case.
Whereas almost every country other than
England—or indeed every race other than
Anglo-Saxondom—has a tradition of literature
in which some sort of precedent broadens
down into some other, it would appear
that however docile the Anglo-Saxon may
be in the hands of politicians or leaders—usually
of a Leftwards complexion—the moment
any æsthetic discipline proposes itself
for his direction he becomes at least as refractory
as any Condé and almost more intriguing
than any Chevreuse.
Any sort of English writer takes any sort
of pen and on any sort of paper with in his
hair whatever sort of vine-leaves you will and
at his elbow any nectar from metheglin to
Chateau Yquem or pale ale, writes any sort
of story in any sort of method—or in any
sort of mixture of any half-dozen methods.
So, if he have any of the temperament of an
artist, you have a Fielding or a Trollope, a
Samuel Butler or a George Meredith, each
rising as a separate peak but each absolutely
without interrelation with any other.
That was never better exemplified than
quite lately when you had—all living simultaneously
but all, alas, now dead—Thomas
Hardy, George Meredith, Henry James, Joseph
Conrad, and Mark Twain. Each was
a considerable figure but each sat, as it were,
alone on his little peak surrounded by his
lay satellites, and each was entirely uninfluenced
by the work of all the others—two
solitary Englishmen, two Americans and
one alien. Whether or no there was any
resultant literary movement I am about to
try to trace for you, looking at the matter
with the eyes of a craftsman surveying his
own particular job.
In the case of any other country or race
such a proceeding would be comparatively
easy. In France, for instance, living at the
same time as, but all predeceasing, the distinguished
Anglo-Saxons and the alien of
genius that I have named above, you had
Flaubert, Maupassant, Turgenev, the Goncourt
brothers, Gautier, Daudet—six Frenchmen
and an alien of beautiful genius. They
all met frequently, dining together almost
weekly at Brébant’s—where Henry James
in the wake of Turgenev dined from time
to time too. With amiability, with acidity,
with passion or frenzies of hatred they discussed
words, cadences, forms, progressions
of effect—or the cannon-strokes with which
one concludes short short-stories. They were
during those meetings indifferent to fame,
wealth, the course of public affairs, ruin,
death. For them there was only one enduring
Kingdom—that of the Arts—and
only one Republic that shall be everlasting:
the Republic of Letters.
The resultant literary movement—for with
their deaths it crossed the Channel—I shall
endeavour to trace, and the enterprise will
concern itself with the modern English novel.
For the Art of Writing is an affair as international
as are all the other Arts—as International,
as Co-operative and as mutually
uniting. Shakespeare could not have written
as he did had not Boccaccio, Petrarch, and
Plutarch preceded him, nor could Flaubert
have written Madame Bovary as he wrote
it had there not been before then the Clarissa
Harlowe of Richardson. Nor yet could Conrad
have written Heart of Darkness or Lord
Jim had Flaubert not written Bouvard et
Pécuchet or Alphonse Daudet, Jack.
It is, at any rate, in this spirit that, in this
small monograph, I shall present to you
my reflections on the English Novel—which
is the same thing as the Novel—and the
pattern that, for me, it seems to make down
the short ages during which it has existed.
It will differ very widely from the conclusions
arrived at—and above all from the
estimates formed by—my predecessors in
this field who have seldom themselves been
imaginative writers let alone novelists, and
who, by the exigencies of their professions,
have usually been what it is the custom to
call academic. That I cannot help. For
the benefit of the reader who wishes to
know what is generally thought of these
subjects I have tried to state along with my
own differing conclusions what that general
thought is. If, I mean, I belabour the winking
lewdness of Tom Jones, I am careful to point
out that most of my professional predecessors
or contemporaries beatify Fielding because
of his refreshing carelessness in most matters
to which decent men pay attention. The
young, earnest student of literature for professional
purposes should, if he desires good
marks, write in his thesis for examination
pretty well the opposite of what I have here
set down. But, in the end, it is as useful
to have something that will awaken you by
its disagreements with yourself as to live
for ever in concord with somnolent elders.
It gives you another point of view, though
you may return to the plane from which
you started. I was once watching a painter
painting a field of medicinal poppies which
from where he sat appeared quite black.
Suddenly, he grasped me by the wrist and
dragged me up a small hill. From there
that field appeared dark-purple shot with
gold. I said: “It doesn’t make any difference,
does it, to your composition?” He
answered: “No, it doesn’t make any difference,
but I wish the d—d things would not
do it, for, when I have finished, I shall have
to come up here and do them all over again!”
Since the day when Thackeray obsequiously
apologized to the world and his readers for
being a mere novelist, in the interests of a
pompous social system which decreed that
the novel should not be seriously regarded
and the novelist himself be stigmatized as
something detrimental to good order and the
decorous employment of spare time—since,
then, Thackeray poked fun at the greatest
of all his books which may well be regarded,
if you will, as the greatest work in the English
language, an immense change has occurred
in the relative place accorded to the Novel
in the Anglo-Saxon social cosmogony. Because,
as novelist, Thackeray felt his social
position insecure, he must attempt to retrieve
himself by poking fun at his book and so
proving that at least he did not take the
Novel seriously, his heart being in the right
place be his occupation never so ungentlemanly.
So he must needs write his epilogue
as to the showman rolling up his marionettes
in green baize and the rest of it.
To-day, however, even the most fugitive
of novelists takes his work more seriously
and, perhaps all unconsciously, the public
accords to the more serious amongst the
novelists an attention that formerly it accorded
solely to politicians, preachers, scientists,
medical men, and the like. This is because
the novel has become indispensable to the
understanding of life.
It is, that is to say, the only source to
which you can turn in order to ascertain how
your fellows spend their entire lives. I
use the words “entire lives” advisedly.
In older days—dating back to improvement
in locomotion—it was possible for anyone,
whatever his station, to observe, at any
rate roughly as it were, a complete cross-section
of the lives from cradle to coffin of
a whole social order. In England up to the
days of the stage-coach, families were planted
on the land practically to all eternity and
even within my memory it was nearly impossible
for the agricultural labourer to move
from one parish—nay, from one farm to
another. One of the most vivid of my
souvenirs as a boy was seeing a ploughman
weep on a great down. He was weeping
because he had five children and a bad
master who paid him thirteen and six a week
and he was utterly unable to get together
the guinea that it would cost him to hire
a farm wagon and move his sticks of furniture
to another and better farm. Nevertheless
that man knew more about human
lives and their tides and vicissitudes than
I or any other town-dweller in an age of
shiftings.
He could follow the lives of local peer,
local squire, doctor, lawyer, gentleman-farmer,
tenant farmer, butcher, baker, barber,
parson, gamekeeper, water-warden, and so
on right down to those of the great bulk of
the population, his fellows and equals. He
could follow them from the time the kid-glove
was affixed to the door-knocker as a
symbol of birth and until the passing-bell
heralded their disappearance into the clay
in the shadow of the church-walls. And
although that was more emphatically true
in Great Britain, the first home of the English
novel, it was almost equally true—mutatis
mutandis—of the earlier settled colonial districts
in the United States. Until, say, the
early forties of the nineteenth century it must
have been almost equally difficult to remove
from Rochester, N.Y., as from the Rochester
of Dickens, and as difficult to move from
the Birmingham that gave to the world the
word Brummagem as a term of contempt,
as from the Birmingham in a Southern State
of the North American Republic.
Then, with ease of locomotion came the
habit of flux—which is infinitely more developed
to-day in the United States than
in Great Britain. In London and the urban
districts that house by far the greater bulk
of the English population the prevalence of
the seven years’ lease has hitherto tended to
anchor families in one spot for at least that
length of time, but even that space is not
sufficient to give a family much insight into
the lives and habits of its neighbours. In
any case it is significant that novel-reading
is almost infinitely more a permanent habit
in the United States than in Great Britain,
and the position of the imaginative writer
in so far more satisfactory.
In observing a social phenomenon like the
novel these social changes must be considered.
The fact is that gossip is a necessity
for keeping the mind of humanity as it were
aerated and where, owing to lack of sufficiently
intimate circumstances in communities
gossip cannot exist, its place must be
supplied—and it is supplied by the novel.
You may say that for the great cities of
to-day its place is taken by what in the
United States is called the “tabloid” and
in England the “yellow” or “gutter”
Press. But these skilful sensational renderings
of merely individual misfortunes, necessary
as they are to human existence and
sanity in the great cities, are yet too highly
coloured by their producers, and the instances
themselves are too far from the normal to
be of any great educational value. An occasional
phrase in, say, a Peaches-Browning case
may now and then ring true, but the sound
common sense of great publics is aware that
these affairs are too often merely put-up
jobs to attach any importance to them as
casting light on normal human motives.
The servant of a country parsonage leaning
over the yew-hedge giving on the turnpike
and saying that the vicar’s wife was
carrying on something dreadful with Doctor
Lambert might convey some sort of view
of life, ethics, morals, and the rest to another
young woman; but the minute dissection
by commonplace-minded reporters of the
actions and agonies of a lady who essays
first unsuccessfully to poison her husband
and finally dispatches him with a club—these
minute dissections are not only usually
read with a grain of salt, but not unusually,
too, they are speedily forgotten. Scenes on
the other hand presented with even a minimum
of artistry will remain in the mind as
long as life lasts: Ivanhoe must permanently
represent mediaevalism for a great proportion
of the inhabitants of the globe, though
Scott was a very poor artist; and the death
of Emma Bovary will remain horrific in
the reader’s mind, whilst the murder of
yesterday is on the morrow forgotten.
It is this relative difference in the permanence
of impression that distinguishes the
work of the novelist as artist from all the
other arts and pursuits of the world. Trilby,
for instance, was no great shakes of a book
in the great scale of things, but an American
gentleman asserted to me the other day
that that work did more to cosmopolitanize
the populations of the Eastern States than
any movement of an international nature
that has been seen since the Declaration of
Independence. I don’t know if that is true,
but it usefully puts a point of view—and I
am not the one to deny it.
It is, in short, unbearable to exist without
some view of life as a whole, for one finds
oneself daily in predicaments in which some
sort of a pointer is absolutely necessary.
Even though no novel known to you may
exactly meet your given case, the novel does
supply that cloud of human instances without
which the soul feels unsafe in its adventures
and the normal mind fairly easily discerns
what events or characters in its fugitive
novels are meretricious in relation to life
however entertaining they may be as fiction.
That the republic—the body politic—has
need of these human-filtered insights into
lives is amply proved by the present vogue
of what I will call novelized biography.
Lives of every imaginable type of human
being from Shelley to Washington are nowadays
consumed with singular voracity, and
if some of the impeccable immortals are in
the upshot docked of their pedestals there
can, I think, be little doubt that, in the
process, the public consciousness of life is
at once deepened and rendered more down
to the ground. And the human mind is
such a curiously two-sided affair that, along
with down-to-the-ground renderings, it is
perfectly able to accept at once the liveliest
efforts of hero-worshippers, denigrators, or
whitewashers. The amiable mendacities of
the parson who gave to us the little axe and
the cherry-tree are to-day well known to be
the sheerest inventions; the signal reputed
to have been given at the battle of Trafalgar
is far more soul-stirring than the actual
rather stilted message that Lord Nelson composed.
And even if Henri IV of France
never uttered his celebrated words about the
chicken in the pot, humanity must have
invented them—and that too must have
been the case with the cherry-tree. In the
days when these catch-phrases received worldwide
acceptance the public was in fact doing
for itself what to-day is left to the writer of
fiction.
For the practised novelist knows that
when he is introducing a character to his
reader it is expedient that the first speech
of that character should be an abstract statement—and
an abstract statement striking
strongly the note of that character. First
impressions are the strongest of all, and once
you have established in that way the character
of one of your figures you will find
it very hard to change it. So humanity,
feeling the need for great typical figures
with whose example to exhort their children
or to guide themselves, adopts with avidity,
invents or modifies the abstract catchwords
by which that figure will stand or fall.
What Nelson actually desired to say was:
“The country confidently anticipates that
in this vicissitude every man of the fleet
will perform his functions with accuracy
and courage!”—or something equally stiff,
formal and in accord with what was the late
eighteenth-century idea of fine writing. Signal
flags, however, would not run to it: the
signaller did his best, and so we have Nelson.
Had the signal gone out as Nelson conceived
it, not Southey nor any portraitist could
have given him to us. Or had Gilbert
Stuart’s too faithful rendering of the facial
effects of badly-fitting false teeth been what
we first knew of Washington our views of
the Father of His Country would be immensely
modified. But the folk-improved or
adopted sayings were the first things that at
school or before school we heard of these
heroic figures of our self-made novel, and
neither denigrator nor whitewasher will ever
much change them for us, any more than the
probably false verdict of posterity on John
Lackland who had Dante to damn him will
ever be reversed.
As to whether the sweeping away of the
humaner classical letters in the interests of
the applied sciences as a means of culture
is a good thing or a bad there must be two
opinions—but there is no doubt that by
getting rid of Plutarch the change will
extraordinarily influence humanity. Ethics,
morality, rules of life must of necessity be
profoundly modified and destandardized.
For I suppose that no human being from
the end of the Dark Ages to the beginning
of the late War—no human being in the
Western World who was fitting himself for
a career as member of the ruling-classes—was
not profoundly influenced by that earliest
of all novelist-biographers. And, if you
sweep away Marcus Aurelius as altruist-moralist,
the Greek Anthology as a standard
of poetry, Livy as novelist-historian, Cicero
as rhetorician, and Pericles as heaven-born
statesman, you will make a cleavage between
the world cosmos of to-day and that of all
preceding ages such as no modern inventions
and researches of the material world
have operated. For though swiftening of
means of locomotion may have deprived
humanity of knowledge of mankind, it did
little to change the species of generalizations
that mankind itself drew from its more
meagre human instances. Till the abolition
of classical culture in the Western World
the ruling-classes went on measuring Gladstone
or the late Theodore Roosevelt by
Plutarchian standards—but neither post-1918
King George V nor any future President of
the United States can hope to escape by
that easy touchstone. From the beginnings
of industrialism till 1918 we went on rolling
round within the immense gyrations of buzzings,
clicks, rattles, and bangs that is modern
life under the auspices of the applied sciences;
we went on contentedly spinning round like
worms within madly whirling walnuts. But
as a guide the great figure had gone.
There is not only no such figure in the
world as Washington, Nelson, or even
Napoleon—but there is no chance that such
a figure can ever arise again. Nay, even the
legendary figures that remain have lost at
least half of their appeal. A statue of Washington
adorns the front of the National
Gallery in Trafalgar Square, but it is doubtful
if one in a thousand of the passers-by
have even heard of the axe and the cherry-tree,
let alone knowing anything of his
tenacity, single-mindedness, and moral courage.
And who in the North American
Republic has heard of Nelson and his signal?
For the matter of that, as I have elsewhere related,
a young lady science graduate of a very
distinguished Eastern University was lately
heard to ask when she caught sight of the dome
of the Invalides: “Who was this Napollyong
they talk so much about here?” Of course
pronunciation may have had something to do
with that. But it was in 1923 that the question
was asked, and since then a popularizing novel-biography
of Napoleon has had an immense
vogue in the United States.
Nevertheless it is to be doubted if ever
again figures will be known to the whole
world. It is possible that my distinguished
namesake is so known because of his popularization
of a cheap form of transport, and
there are prize-fighters, aviators, and performers
for the cinema. But these scarcely
fill in the departments of public morals and
ethical codes the places that used to be
occupied by Pericles, Cicero, and Lucius
Junius Brutus.
I am not writing in the least ironically,
nor in the least in the spirit of the laudator
temporis acti. We have scrapped a whole
culture; the Greek Anthology and Tibullus
and Catullus have gone the way of the
earliest locomotive and the first Tin Lizzie.
We have, then, to supply their places—and
there is only the novel that for the moment
seems in the least likely or equipped so to do.
That at least cheers me, my whole life having
been devoted to the cause of the Novel—I
don’t mean to the writing of works of fiction
but to the furthering of the views that I
am here giving you.
One must live in, one must face with
equanimity, the circumstances of one’s own
age. I regret that the figures of Tibullus
and our Saviour do not occupy on the stage
of the lives of men the place that they did
in the days of my childhood—but I have
courageously to face the fact that they do
not. For it is obvious that it is not to the
parson and hardly to the priest that one
would go for counsel as to one’s material
life; still less could the spirit of Alcestis’
address to her bed inspire the young woman
to-day contemplating matrimony.
In short, if you look abroad upon the
world you will see that the department of
life that was formerly attended upon by
classical culture has to-day little but the
modern work of the imagination to solace
it. And that the solace of Literature and the
Arts is necessary for—is a craving of—humanity
few but the most hardened captains
of industry or the most arrogant of
professors of Applied Science will be found
to deny. Our joint Anglo-Saxon civilization
to-day is a fairly savage and materialistic
affair, but it is also an affair relatively new and
untried. It is perhaps more materialistic
than was the civilization of Ancient Rome
and a little less savage than the early Dark
Ages. But both these former periods of
human activity had in the end to develop
arts and that, it is probable, will be the case
with us. The Romans, it is true, relied for
their arts mostly on Greek slaves or on such
imitators of the Greeks as Horace and Virgil,
and the Dark Ages almost solely on Churchmen
who led precarious existences in hidden
valleys. But the respective futures of these
Ages are worth considering for our present
purposes. For the break-up of the Roman
Empire for which innumerable reasons have
been found by innumerable pundits remains
at least as mysterious as it was before the
first ancestor of Mommsen first dug up his
first tile and upon it wrote his first monograph.
Mommsen, to be sure, used to tell us
that Rome disappeared because it had no
Hohenzollern family to guide its destinies—and
that may be true enough. Gibbon
ascribed to Christianity the Fall of the
Roman Empire and People; others of the
learned have laid that catastrophe at the door
of difficulties of communication, of the lack
of a modern banking system, of the want
of organization of the system of Imperial
Finances, or of a mysterious and unexplained
slackness that overcame alike the Western
and Eastern Empires—a slackness due to
the pleasures of the table, the wine-cup, of
sex and the like.
But we, as upholders of the Arts, the
Moralist having been pretty well blotted out
as a national or international factor by the
avalanche that in 1914 began to overwhelm
alike classical culture and revealed religion,
we then might just as well ascribe the Fall
of Rome to the inartistic materialism of the
true-Roman citizen as to any other cause.
For the function of the Arts in the State—apart
from the consideration of æsthetics—is
so to aerate the mind of the taxpayer as
to make him less dull a boy. Or if you like,
it is by removing him from his own immediate
affairs and immersing him in those
of his fellows to give him a better view of
the complicated predicaments that surround
him. A financier, that is to say, who turns
from the bewildering and complicated antics
of a maze of tape from tickers, or a realtor
who turns from the consideration of corner
lots and the tangled and exhausting intrigues
that shall make the new boulevard of his
city run through land controlled by his
interests—both these pillars of the modern
State may be expected to return as it were
with minds refreshed if, taking a short respite
from their arduous and necessary tasks, they
lose themselves for a moment in the consideration
of the adventures and predicaments
of the Babbitt of Mr. Sinclair Lewis or the
attempts at escape from the chair of the central
character of Mr. Dreiser’s American Tragedy.
I permit myself to mention the works
of friends of my own because I must have
illustrations for my theme and those illustrations
must be works of to-day of sufficient
likelihood to last long enough not to be
forgotten at the next fall of the leaf—and
Mr. Lewis and Mr. Dreiser are so much
more my personal friends than immersed in
my own particular little technical swim that
they are more apposite to my immediate
purpose than would be, say, the authors of
The Sun Also Rises or of My Heart and My
Flesh—or of Ulysses.
Arrived at that particular five-cornered
plot in the territory of the Novel I have
foreshadowed the end of this small monograph.
For, having traced the gradual course
of the development from Apuleius to Joseph
Conrad, having followed it from the Rome
of Petronius Arbiter to the Spain of Lope
da Vega, to the London of Defoe and
Richardson, to the Paris of Diderot, Stendhal,
and Flaubert—with side glances at the Cockaigne
of Thackeray and Dickens and the
Russia of Turgenev, Dostoieffsky and Tchekov—and
back again to the London of
Conrad, Henry James, and Stephen Crane—which
last two writers America will not
whole-heartedly accept as American, whilst
England won’t accept them at all—having
followed the devious course of the thin
stream of development of the novel from the
Mediterranean to the Bay of Biscay, from
the Bay of Biscay to the Port of London
and so backwards and forwards across the
English Channel, I shall leave it and you
with a bump and with some regret at the
gateway to the Middle-West—say at about
Altoona. For it is there that the Novel,
throughout the Ages the poor Cinderella
of the Arts, is nowadays erecting itself into
the sole guide and monitor of the world.
I should like to have allowed myself to
say a few words about the modern Middle-Western
development, which is for the
moment the final stage, of the art to whose
furtherance I have obscurely devoted my
half-century of existence. But I am condemned
like Moses only to perceive that
Promised Land. This is a monograph on
the English Novel—which includes The House
of the Seven Gables or What Maisie Knew, not
on the Middle-Western Novel of to-day
which very emphatically doesn’t include—oh,
say Riceyman Steps and Mr. Britling Sees
it Through.
I should like to observe for the benefit of
the Lay Reader, to whom I am addressing
myself—for the Professional Critic will pay
no attention to anything that I say, contenting
himself with cutting me to pieces
with whips of scorpions for having allowed
my head to pop up at all—to the Lay Reader
I should like to point out that what I am
about to write is highly controversial and
that he must take none of it too much au
pied de la lettre. I don’t mean to say that
it will not be written with almost ferocious
seriousness. But what follows are suggestions
not dictates, for in perusing this sort of
book the reader must be prepared to do a
great deal of the work himself—within his
own mind.
If I choose to write that great imaginative
literature began in England with Archbishop
Warham in the sixteenth century and ended
with the death of Thomas Vaughan, the
Silurist, in the first year of the eighteenth
century, to come to life again with Joseph
Conrad and the Yellow Book about 1892,
and once more to disappear on the fourth of
August, 1914—if I choose to write those
extreme statements it is because I want the
Reader mentally to object to them the names
of Swift, Keats, Thackeray, Browning, Swinburne,
Meredith—or even those of Messrs.
Galsworthy, Bennett, Wells and, say, Virginia
Woolf. I want the Lay Reader to make those
mental reservations for himself. I should
hate to be a professor, I should hate to be
taken as dogmatizing, and I should still
more hate that what dogmatizing I do perforce
indulge in should be unquestioningly
accepted by any poor victim.
So that if I should say—as I probably shall—that,
along with all his contemporaries, as
a constructive artist even of the picaresque
school, Dickens was contemptible, or if I say
that Meredith as a stylist in comparison with
Henry James was simply detestable, or that
the conception of novel-writing as an art
began for Anglo-Saxondom with Joseph Conrad,
or that Babbitt dealt a shrewder blow
at the pre-war idealization of the industrial
system and the idolatry of materialism than
Don Quixote at sixteenth-century vestiges of
the chivalric spirit, or that The Time of Man
is the most beautiful individual piece of
writing that has as yet come out of America,
or that The Lighthouse is the only piece of
British—as opposed to English—writing that
has latterly excited my craftsman’s mind—the
only piece since the decline and death of
Conrad ... if I commit myself to all these
statements the reader must at once violently
object that I am a log-roller writing up my
personal friends—though I never knew, or
even know anyone that knew, Miss Virginia
Woolf. He must object that I have forgotten
not only Trollope in my aspersions on mid-Victorian
novelists, but that I have also forgotten
Mr. George Moore. (Alas, I always
forget Mr. George Moore, who is probably
the greatest and most dispassionate technician
that English Literature has ever seen.)
He must make all these objections for
himself as violently as possible: then, in
reaction, thinking it over he will probably
find that there is something in what I say.
At any rate, he will have a sort of rudimentary
map of the Kingdom of the Art of
Letters in his mind. The old-fashioned maps
had their advantages. Their cartographer
left in his plans blank spaces in places where
his enemies dwelt and labelled them: “Here
be Crocodiles,” “Here be Stenches!” or
“Anthropophagi! Avoid this Land!”—and
that was useful because it told you what parts
of the earth were pernicious to that type of
Cartographer. So, if you were of his type,
you avoided territories by him miscalled.
On the other hand, if you disliked the sort
of fellow that that map-maker was, you
adventured into the territory labelled “of the
Anthropophagi” to find it inhabited solely by
sirens, into the Land of Stenches to find it
distinguished by the most beneficent of chalybeate
springs, or amongst the Crocodiles, who
were charming people, ready at any moment
to shed tears over your depleted pockets,
your lost loves, or your rheumatic-gout!
It is with a map of that sort that I am
trying to provide you. No other sort is of
the remotest value. Nor is it even possible,
critics being human.
I am looking at the last page of a Manual
of English Literature compiled by a critic
who takes himself and is taken very seriously
indeed. I read:
“His work often decadent, appealing to senses;
a pessimist. Lacks restraint; small variety in
mood!”
Think of that as the last word—the very
last word—of a Manual of English Literature
for the use of the English Classes of
the most numerically attended University
in the Universe! Could I at my worst do
worse? Or so badly!
For that is that writer’s critical estimate—that
is all that thirty thousand pupils of
a State University are given as an appraisal
of—Algernon Charles Swinburne!
CHAPTER TWO TOWARDS DEFOE
It is not part of my purpose—nor within
the scope of a short manual would
it be possible!—to trace the influence of
the Golden Ass or the Satiricon on the course
or development of the novel—and indeed
their influences probably came into action
so late that the effect was rather to give
coloration to the pastiches of later writers
like the late Mr. Walter Pater or the very
much living Mr. Ezra Pound. It is the same,
to all intents and purposes, with such mediaeval
compilations of short-stories as the Decameron,
the Heptameron or the Cent Nouvelles Nouvelles.
The Decameron must in particular have
been as enormously read in the course of
centuries as Madame Bovary, but, except for
the Heptameron and the rest of the works
of that tradition, it can have led to no developments
but merely to a few imitations such
as the Contes Drolatiques of Balzac.
To our immediate purpose they are germane
solely as indicating the desire—the
necessity—that humanity has always experienced
for fiction of one kind or another, if
merely as an expedient for clarifying the
mind. The mediaeval European intellect
seems to have been able to appreciate these
crystallizing shocks only in smallish doses,
and in Europe it was not until sixteenth-century
Spain that humanity seems to have
been able to sustain its interest for the course
of a long tale—a series of rambling incidents
in the life of one or of one or two central
characters. And again it was not until the
middle nineteenth century in France and the
very late nineteenth or early twentieth that
in England the mind of the public could
be expected to take in the rendering—not
the narrating—of a work whose central
character was not an individual of slightly
superhuman proportions. Still less could it
take in an Affair whose participants, as befits
a democratic age, if not all exactly equal in
the parts they play in the Affair’s development,
are at least nearly all as normally similar
in aspirations, virtues and vices as is usual in
one’s surrounding humanity.
Let us for a moment consider the difference—if
difference there be—between the apparently
artless tale and the novel that fulfils my
definition of the functions of the work of fiction
in the modern body politic. The artless
tale, then, is nothing but a conte—a thing told
to keep the hearers gasping or at least engrossed.
Told verbally it is usually short, but
professional story-tellers have been found—as
in the case of the group-authors of the Arabian
Nights—to make them very long indeed. And
the habit of telling very long tales that are practically
serials still persists in Eastern bazaars.
You may say that listening to tales for
the mere purpose of being thrilled or engrossed
has nothing to do with the gaining of
vicarious experience, so that the stories of the
Decameron or the ordinary novels of commerce
were and are of no value to the body politic,
but a little reflection will show that the reverse
is the case in practice. Human experience
is built up by the averaging out of a great
many cases—some inclining, as it were, to the
extreme right, some to the extreme left, and
the majority probably approaching the normal.
Personally, on the face of it, I ought to
be glad if, in the interests of non-commercial
literature, the novel of commerce could be
suppressed, but as a matter of fact I should
be the first to lament such a catastrophe.
Humanity, in fact, needs care-free entertainment—and
in search of it it seldom goes
very far wrong. That is proved by the fact
that, ever since books were books, the great
public has devoured with avidity only two kinds
of work—the very worst from the point of
view of the literary artists, and the very best!
The four most popular books the world over
at any given moment since, say, eighteen-sixty
have always been the Pilgrim’s Progress,
Madame Bovary and two sempiternally changing
works of egregious silliness and popularity.
But whereas the so-called popular books change
with the turn of each year, the more serious
works continue to stand at the head of the
best-sellers of the world year in and year out.
That is a consideration to which we may
return; the point that I wish to make here
is that when contes and nouvelles of the type
to be found in the Decameron were of an
almost boundless popularity, not only had
the serious novel no existence but the reprehension
that the Victorian moralist and
industrialist expressed also found then no
expression. As I am never tired of relating,
my grand-aunt Eliza was the first utterer of
the famous saying: “Sooner than be idle
I’d take a book and read”; but that utterance,
perfectly normal and applauded about
1860 when it was first presented to the world,
is to-day purely risible and could not in serious
earnestness be uttered in the household of any
family more comfortable in its circumstances
than those of the lower-paid manual labourer.
It would have been equally unthinkable
at any date from the tenth century to the
early nineteenth. During those nine centuries,
in fact, the professional moralist was
only too glad to enlist the services of the
fiction-teller under the sacred banners of
Faith and Good Works, and although towards
the end of the eighteenth century the habits
of young ladies who lay day-long on sofas
reading the thousandfold novels of popular
female authors from Aphra Behn to Sarah
Fielding—although that habit was lightly
satirized by dramatists and occasionally
scourged in the sermons of nonconformist
divines, these occurrences were very sporadic
and altogether too infrequent to form a
national habit. Indeed, until the nineteenth
century was under way it might even be
advanced that the writers of such works
of fiction as the Pilgrim’s Progress, Rasselas, or
Robinson Crusoe were eagerly sought as allies
by the professional, ecclesiastical, or nonconformist
moralist.
And that was even more pronouncedly
the case in days still earlier when in Europe
a universal and all-powerful church dictated
the morals of gentle and simple alike. Indeed,
whatever may or may not be said of
Catholicism in the way of praise or blame,
it cannot be alleged that when she was all-powerful
she was ever afraid of the Arts or
afraid to employ them for her own purposes.
The Moralities of the Nun Hrotswitha, the
mystery plays and mummings of every town-guild
in the Middle Ages, are alone overwhelming
evidence that the church, representing
the professional moralists of five
or six centuries, was only too glad to avail
itself of forms of art as an indispensable
means of spreading her teachings. Nor
indeed until the Puritan Divines of the sixteenth
and seventeenth centuries turned upon
the art of fiction as presented on the stage
did that form of art do anything other than
bend itself willingly to the services of morality.
For you might say that the drama of Wycherley
and Killigrew was as much a protest
against the oppression of the then professional
moralist as any spontaneous movement
for the supply of lecherous fiction to
the public. The greater part of the plays
of the Elizabethan and Jacobean dramatists—by
far the greater part—consisted of works
of profound—and quite conventional—moral
purpose; the earlier drama, and even the
pace-egging and mumming of country shows,
were nothing but pietistic pronouncements
put as picturesquely—and as alluringly spiced
with alliterations in the prosody and low
comedy in the plots—as the fiction-writers
of the day could contrive. Hell always
yawned before the audience beneath the high
trestle-boards and stages of these shows; in
the flies Heaven and its denizens were always
visible, whilst in what would to-day be called
the wings there waited perpetually visible,
on the one hand the Devil ready to pitchfork
the wicked into the lower story of the stage—and
Man’s Good Angel to conduct him to
the Better Place. And clowns and characters
called Vices were always ready to endure the
drubbings that, enlivening the public, were
the portion of the mildly wicked and foolish.
No, decidedly the mediaeval and early
renaissance art of fiction, quite as much as
Matthew Arnold, was on the side of the angels.
It might be as well here to point out that
until the Restoration and its comedies
brought scenery and attempts at scenic realism
to the stage, the Play and the Novel were
practically the same form. Or it might be
better to put it that the Novel was the direct
development of the play—a development
made possible by the art of printing. In
effect the plays of Shakespeare were novels
written for recitation, and that, naturally, was
still more the case with the works of Shakespeare’s
predecessors. And it is significant
that as reading became more common with
the establishment of Edward VI’s grammar
schools, the play itself became less a matter
of rantings and by degrees even a medium
for fine writing. Gorboduc and Ferrex and
Porrex or Ralph Roister Doister were products
of either a stilted classicism or of a boisterous,
native spirit of knockabout buffoonery, puns,
and ribald jests. The classical motive issued
presently into a mode of over-written elegance
that speedily proved itself unreadable:
then Lyly gave place to Shakespeare.
It has always seemed obvious to me—as
a private conviction for which I have no
wish to do battle and which I have no wish
to force on the reader as any more than a
suggestion—that Shakespeare himself regretted
the literary chastity of his muse. I
mean that Shakespeare, as gentleman and
one wishing to sport his coat-of-arms in the
very best social and scholastic circles, deprecated
the passing of the Unities and of bombast
and wished that the popular taste would
have let him make a living by verse in the
style of the Rape of Lucrece and the more
florid poems that decorate the last pages of
editions of his works. His speeches to the
players in Hamlet and all his life as far as it is
known would seem to indicate that. But it is
not until you can bring yourself to regard not
merely the plays of Shakespeare but the whole
post-Lylian Elizabethan and Jacobean drama as
novels written for recitation that the great
mystery of Shakespeare’s life seems to become
reasonably explicable. For the great mystery
of Shakespeare as novelist is simply: “Why
did Shakespeare never correct his proofs?”
Beside this amazing enormity all questions
as to the identity of Mr. W. H. or the Dark
Lady or Mary Fitton or of the motives of
the sonnets become paler and more ineffectual
than any ghosts. For they at least don’t
matter. But that the greatest writer of all
time should not have taken the trouble ever
to read his own works in print, preferring
to retire to Stratford, sue out his coat armour
and so, on his profits as theatre owner, become
titularly and legally a Gentleman—that,
if you think about it and have ever
known an author, is the most amazing phenomenon
known to the history of Literature.
Napoleon at St. Helena, renaming himself
Monsieur Dupont and shuddering at the mention
of Austerlitz, would not be more astonishing.
For this novelist never blotted a line
and never saw his work through the press!
On the face of it the plays of Shakespeare
read extravagantly well but, on the modern
stage, play extravagantly badly. I have never
in my life been more bored and appalled
than at having to sit through an uncut performance
of Hamlet, given by the most noted
performers in the world in front of a gigantic
real castle. It was terrifying and it lasted
from nine at night till four in the morning.
There was the real castle, the real moon, real
armour dating back to Shakespeare’s days,
real banners of the epoch; real soldiers played
the troops of Fortinbras—and to add a touch
of reality of another sort, in the middle of
the performance real Communist groundlings
demonstrated for Saccho and Vanzetti!
But the point was that, with the real castle,
pump and the rest, all Shakespeare’s descriptions
became intolerable pleonasms and gave
singular unreality to the characters that uttered
them. For normal humanity does not talk of
patines of bright gold when considering the
night skies: it says “Look at the stars,” and
possibly adds: “Aren’t they jolly?” The
stars in fact do the rest: and in this given
case the castle of Avignon, the Rhone, and
the moon were admirably prepared to replace
all that anyone’s descriptions could do.
On the other hand, I have never in my
life been so overwhelmed as by a ranted
performance given by capable actors in modern
dress in a rather bare modern studio that
had galleries round it—a condition pretty
well reproducing that of the Shakespearean
stage. Hero and heroine and subordinate
characters bellowed rhetorical periods, floods
of bombast; they threw their arms about,
raved, fell down, and staggered to their feet.
The effect, as I have said, was overwhelming;
no such other utter tragedy has ever presented
itself to the world for three hundred
years; the grief of the heroine was so insufferable
that you could not sit in your
place; when the hero died you groaned
aloud. Yet the play was only Kyd’s Spanish
Tragedy, ranking as a pretty poor work and
to-day very difficult to read.
Shakespeare, on the other hand, does read
extravagantly well through the greater part
of his work—but large portions of the plays
must pay the penalty of all works intended
for one medium and presented in another.
The sheer silliness of many—of most of his
plots except in the Chronicle Plays—their
sheer silliness and negligence regarded from
the point of view of the art of the novel,
become technical merit when it is a matter
of recitation; bareness of plot is then a necessity,
the mind having no time to turn back
and pick up merely suggested clues. And of
course a great deal of his work must have
seemed to a man of his own delicacy of
temperament much more the merest writing
down to the groundlings or coarse flatterings
of those in authority than that caviare
to the general that he hoped to provide.
So that his inattention to the printing of
his plays may very conceivably have proceeded
from sheer disgust at them—a frame
of mind not unfamiliar to the artist when
viewing his work in the light of his own
ideals. Or of course it remains open to us—all
things in the case of Shakespeare being
open to us—to consider that he really regarded
his work as commercial trivia that
had much better be ignored in the later stages
of his aggrandizement to the state of gentility.
That frame of mind is so usual in
the British novelist and ever since novels have
been translated or written in England has
proved so disastrous to the art itself that it
is quite conceivable that the first—and the
greatest—of them all may have shared in
that national characteristic.
Be that as it may, the assertion that the
Elizabethan and Jacobean play answered in
advance the call from the public for the novel
that was so soon to come may very well be
regarded as fact. And indeed the same may
be regarded as true of all pre-Elizabethan or
rather pre-Edwardian English literature. Or
it might be more just to say that, the Grammar
School spreading at once the capacity and
the taste for reading, the enhanced national
wealth of the age of Drake and countenanced
piracy in Elizabeth’s day made the purchase
and dissemination of books a possibility
amongst a very much wider class of the public.
We may then regard the rule of thumb
definition of the novel as a printed book
of some length telling one tale or relating
the adventures of one single personage as
reasonably acceptable. In that case you get
an instance at once of supply created by
demand and of that supply being rendered
possible by the fact that education and
material production arrived almost hand in
hand. For although printing was available as a
means of spreading knowledge almost a couple
of centuries earlier, the exiguity of material
wealth and leisure, the turmoil and the scarcity
of labour of the centuries of pestilence,
dynastic wars, and turmoil that preceded the
firm establishment of the Tudors on the throne
infinitely delayed and indeed indefinitely put
back the clock of culture in these kingdoms.
Roughly speaking, we may say that Chaucer,
the first English writer of sustained
imaginative pieces, was also the first English
writer for the Press—a writer, that is to
say, for the individual reader in his closet
rather than a composer of lays, ballads,
roundels, or even epics, for recitation. The
dictum should be accepted with caution.
That it is on the whole just is nevertheless
demonstrable by the comparison of the Canterbury
Tales or Troilus and Cresseide with say
the Faerie Queene or Drayton’s Polyolbion. That
the work of Chaucer is readable, whereas the
epics of Spenser and Drayton practically
defy perusal, is not merely a matter of difference
of greatness in the respective authors.
Chaucer was an infinitely greater writer than
either of his successors: his character-drawing
is extraordinary, his sense of beauty overwhelming,
his minutely observing mind stalls
off the possibility of dullness in his pages.
And read to himself by an individual reader
the work of Spenser is intolerably pompous,
allegorical and dull, and that of Drayton all
too pedestrian because of his lack of any
powers of selection. But, if you will read
the longer works of Chaucer aloud you will
find him a little difficult to follow simply
because of that very minuteness of observation
and that very lack of dullness; the others,
on the other hand, gain immensely by reading
aloud or by recitation—both Spenser and
Drayton taking on a sort of jolly robustness
that is even to-day by no means disagreeable
and that may well have been enormously engrossing
in the mouth of a good reader reading
to audiences that had little to do but listen and
lacked the power of reading for themselves.
In the matter of the consumption of literature,
in fact, the English world had gone
back several generations between the ages
of Chaucer and Spenser—if, that is to say,
you regard the evolution of the printed book
and the arrival of the novel as Progress, for
it is quite open to you to regard the disappearance
of oral poetry and the epic as
retrogression. Nevertheless, it is fairly true
to say that Chaucer with Caxton, the first
printer, as an intimate wrote far more definitely
for the Press than did any of the Elizabethan
imaginative writers. Except in the
internal style and the outward effect of his
work there is of course no evidence that
Chaucer considered definitely that the coming
of the printing press called for a change in
the technique of the imaginative writer—but
it would not be utterly fanciful to imagine
that he did at least consider himself a writer
destined to have a great number of individual
readers rather than vast audiences
destined to listen to recitals of his work.
To what extent I am right in advancing
the suggestion that Eastern and Eastern-European
audiences had tougher brain-stuffs
than their Anglo-Saxon contemporaries, at
any rate in the matter of listening to recitals
of tales in prose or verse, the reader may
decide for himself. The suggestion is nevertheless
handy as presenting a certain not
unuseful image. We may say that the printing
press killed alike the epic and all forms
of metrical romance, or we may say that the
epic and the metrical romance are essentially
foreign to the taste of the Occidental reader—and
the second statement is in effect merely
a repetition in other terms of the first.
Into that I do not propose to go. It is
sufficient to say that when I do make the
assertion I find myself, as it were unexpectedly,
in company with the academic critic of
to-day and yesterday. At any rate, quite orthodox
authorities have not unusually asserted
that Romaunts or Romances were, in England
at least, intended for the personal reading of
the mediaeval courtly and clerical individual,
whilst the shorter lays, virelais, ballads, and
the like were aimed, as being less fatiguing,
at popular and numerous audiences. This
seems to be merely common sense. On the
other hand, very long metrical or prose compositions
did simultaneously appeal to Oriental
audiences and it is not unusual in academic
circles to describe the Canterbury Tales themselves
as “Oriental in origin,” which seems
queer but may for the moment pass.
What, however, I am anxious to establish—at
the risk of a certain prolixity—is the
fact that an appetite for fiction amounting
also to an expression of a necessity has, at
least since the Dark Ages till the present
day, distinguished all humanity. The reason
probably is, as I have already hinted, that
we need accounts of human life not so much
as matter from which to draw morals for our
own particular cases but rather as something
that will take us outside ourselves and, as
it were, to a height from which we may the
better observe ourselves and our neighbours.
The moral is usually thrown in by the moralist
who nevertheless insists or at any rate asserts
that moralizing is the sole purpose of his
life and work. But the Morality Plays of
the Nun Hrotswitha, the Mysteries of every
English town from Salisbury to Lytham, the
terrifically moralizing novels from Guzman
d’Alfarache to the history of Moll Flanders,
were simply evidence of the fact that humanity
did not want moralizing and did want fiction.
They represent the moralist throwing up the
sponge and trying to get a pinch of salt on to
the tail of that difficult bird, man. It is
obvious that large audiences in days of complete
boredom could be found for the sermons
of ranting monks and violent reformers.
But even at that the appeal was largely fictional
and what the audiences went to hear—as was
the case with, say, Savonarola—was rather
semi-hysterical and lively descriptions of the
sufferings of souls in eternal flame than any
doctrinal discourses on the life and teachings
of Him Whose message was: “Neither do
I condemn thee!”
So, gradually, fiction emerging with timidity
from under the wing of the Church itself
took such prentice flights in the direction
of pure rendering of life as picaresque novels
like Don Quixote. It is, however, doubtful
if the adventures of the knight of la Mancha
would have got past the Index had not the
Church been called in in the person of the
parish priest who in the end burns the poor
hero’s books of romance; and from that
point of view Cervantes may be regarded
as simply drawing the cord of conventional
morality closer round the necks of the unfortunate
public. The romance of The Seven
Champions of Christendom had to be burned not
because it was a silly book but because its
morality was insufficiently puritan, the Church
of Rome in the throes of the Catholic Reaction
having to prove itself at least as puritan as the
Anabaptists of Münster. So the body that tolerated
Rabelais good-naturedly had to invent
an auto da fé in order to deal with Amadis de
Gaul; and Cervantes, for all the world like
a seventeenth-century Thackeray, had to attune
his satire to the pipe of a reacting church.
Fiction, in short, had to pay an always greater
tribute to morality as it escaped from being
the mere servant of established religion.
In effect the Church—and then the Churches—said
to the novel, the play, the romance,
and the ballad: “We are too busy cutting
each other’s throats and inventing newer
theologies, to bother any more about artistic
productions. In the meantime we will remove
the benefit of clergy that used to shield those
who could manipulate a pen. You may
write and compose what lay fictions you
like, but the rack, the faggot or the pillory
will attend you if you publish anything that
we don’t like.” And the novelist, always a
timid creature and in England avid of social
consideration, was quick to take the hint.
So Don Quichotte de la Mancha, the only
gentleman produced by the genius of Cervantes,
and indeed by all the genius of that
age, had to become a pitiable lunatic. Yet
it is impossible that a man of the perspicacity
of the writer of that work could not have
seen that the Don, wiping curds from his
benign and tranquil countenance, was godlike
in comparison to the crooks and gross
peasants—the cats and monkeys!—that surrounded
him. Nevertheless the Don must go!
With those Spaniards, then, the novel approached
some sort of rendering of life and
that sort of rendering was soon enough to
make its appearance in England. It crossed
the Bay of Biscay and the Channel with a
picaresque work of a prodigious popularity
in its day—Guzman d’Alfarache or the Story
of a Rogue. Less picaresque in the true sense
of being the strung-together life of a picaro
or professional thief—less picaresque than
the immortal Lazarillo de Tormes and less
achingly tragic as a presentation of the life
of the brothel and wine-shop than Celestina,
the work of Hermann Alemannos, whose
name betrays his Teutonic origin, was much
more suited to the Anglo-Saxon taste than
either one of the other three Spanish books
that I have selected for mention.
The true Spanish genius is for us obviously
too austere. Our public could, it is true,
guffaw over the discomfitures of the knight
of the Woeful Countenance and the manœuvre
by which Lazarillo gets rid of his blind master
who himself was the most ferocious of
scoundrels; and the suicide from the tower
in Celestina may have excited disagreeable emotions
in the English reader who preferred to
think that punishment for sins was a matter of
the hereafter. But the remorseless, essentially
Spanish black and white of the greater novels
was no more for the English public or the
English litterateur than are Titus Andronicus
and Pericles when they can get the Comedy of
Errors or the Midsummer Night’s Dream.
Guzman d’Alfarache, on the other hand, was
a wilderness of enormous passages of trite
morality enlivened here and there with episodes
of cozening and purse-cutting and it has
always been a matter of speculation to me—for
I have known these works ever since
I was a very small child—to what extent the
seventeenth-century public really liked the
moralizings, to what extent it was merely
hypocrisy, and to what extent, again, readers
were really tricked by the tiny ha’-pennyworth
of sack into consuming the intolerable quantity
of very dry bread. Obviously in the seventeenth
and eighteenth centuries mere length
was not a deterrent, because there was an
immense amount of time for vacant minds
to fill in and relatively very few books. So
that just as in distant colonies we will read
home newspapers with all the advertisements
they contain three and four times over, so
the subjects of the James’s, Charles’s, and
early George’s would accept almost anything
that could be read or listened to and probably
from being attuned to prolixities they would
have disliked anything crisp if anything crisp
had been to be found.
That is perhaps a vain speculation, but a
short consideration of the first great English
novelist, who was for a time at least nearly
solely novelist, would lead one to believe that
such was indeed the case. Defoe was born
about the time of the restoration of Charles II—that
is to say, in 1660 or 1661—and died in
1731, aged in consequence about seventy. And
it is interesting to note that his novels were all
produced in the last twelve years of his life—as
an expedient for procuring bread and butter
after bankruptcy produced by too ingenious
speculations both financial and philosophical.
That gets rid of the theory we might
otherwise have entertained that he was a
Restoration novelist in the sense that the
friends of Charles II were Restoration dramatists.
Nevertheless, the active portions of
Defoe’s life were so passed in the seventeenth
century that it comes naturally to think of
him rather as Jacobean than Georgian or
eighteenth century. It is, that is to say, not
in the pomposity of the eighteenth century
that Captain Singleton or Colonel Jack or
Moll Flanders seem to be clothed. They
were rather mobile, swaggering, piratical
creatures seated on barrels and smoking
their yards of clay than strutters in brocades
and ruffles. And probably Defoe’s ideal was
the substantial London merchant, sturdily
planted over his stout calves on square feet.
That was his ideal because he had himself
lamentably failed in attaining to it.
His financial ideas are said to have found
favour in succeeding ages; his plans for
increasing the national revenues, like Swift’s,
it is said, would have been admirable could
they have been adopted. So his moralities are
practical rather than theological—it was to the
respectable suffrages of the merchants that his
pious passages addressed themselves. Thus
his moralizings may have been less hypocritical
than those of most of his contemporaries, his
predecessors or descendants; but the aspiring
after respectability was none the less as marked.
What, however, is in him the most interesting
from our special point of view of
tracing the development of the art of the
novel is the fact that Defoe may be called
the first English or foreign writer to strive
after some sort of satisfactory convention
for the novel. He aimed, that is to say, at
being convincing—at convincing his reader
that he was reading of real adventures set in
the, as it were, official biographies of real
individuals. Such fictitious documents as
The Apparition of Mrs. Veal, the Memoirs of a
Cavalier, or the History of the Plague in London
are very near to historic forgeries and ought
perhaps to be regarded as fictitious journalism.
For, whatever else he was or wasn’t, Defoe
was the first great journalist.
His Review of the Affairs of France, which
was a periodical news-pamphlet devoting
itself to foreign affairs and what to-day we
should call Town Topics, was no doubt
Defoe’s introduction to fiction. When, that
is to say, foreign news ran out he filled in
his space with the chronicles of an invented
Scandalous Club and there, a little in the
style of La Bruyère and still more in the style
of the later Tatlers, Ramblers, and Spectators,
he presented the Town with slightly scandalous
anecdotes of characters purely fictitious or
suggested faintly by well-known living men.
From that to inventing false news as in the
case of the Mrs. Veal fascicule and from that
again to the production of sham autobiography-like
Robinson Crusoe is a very obvious progression.
Few journalists would make it
to-day, but to-day news being more common
is more easily checked. Be that as it may,
there is no doubt that, whether it were his
intention or no, he did evolve a convention
for fiction that up to a certain point was effective
enough. That he intended so to do
there is not, as was on the other hand the
case with his great successor Samuel Richardson,
any evidence. On the contrary, there
is a good deal of evidence that several of his
works of fiction were really intended as
mystifications or frauds on the public.
That does not interfere with the artistic
merit of his work, which was very great.
For whether you set out to hypnotize the
public into believing for the time being that
they have attended at a scene, or trick them
into believing that they have read real memoirs
when the memoirs are fictitious, the artistic,
if not the ethical, results are nearly equal.
There is, however, this difference:
If you should read Salammbo and should
be asked if you had ever been in Carthage
before its destruction by the Romans you
might almost answer in the affirmative with
truth, whereas in the same scale of things if
you were asked if you had been present at
the Fire of London and had read Defoe’s
History you could not answer more than
that you had read a very authentic account
by an eye-witness. And inasmuch as an
authentic rendering—a rendering made with
extreme artistic skill—will give you more
the sense of having been present at an event
than if you had actually been corporeally
present, whereas the reading of the most
skilful of literary forgeries will only leave
you with the sense that you have read a book,
the artistic rendering is the more valuable
to you and therefore the greater achievement.
I once heard a couple of French marine engineers
agreeing that although they had traversed
the Indian Ocean many times and had several
times passed through, or through the fringes
of, typhoons, neither of them had ever been
in one till they had read Conrad’s Typhoon.
And indeed I have myself had the singular
experience of looking out at dawn from a
tent-flap and seeing the tents of a sleeping
army running up into deep woods. And
having just been reading Stephen Crane’s
Red Badge of Courage, which opens with the
description of the dawn breaking on the
tents of a sleeping army, for some minutes
I was confused, not being able to understand
why the one or two men that I saw about
were dressed in our khaki instead of in the
blue of the Federal troops of the United
States during the Civil War. That is what
I mean by saying that one might answer with
truth that one had been present at a rendered
scene although one might never physically
have been present there. For to me it is
certain that I was at that given moment more
present at the preparation of a battle somewhere
near Gettysburg in the ’sixties of last
century than actually amongst British troops
in support at a battle that was then proceeding
in the Belgian Salient in September, 1916.
To produce that or similar effects is the
ambition of the novel of to-day.
Two centuries before—by, say, 1716—the
novel had proceeded but a very little way.
I should say that Bunyan in the Pilgrim’s
Progress and still more in The Holy War had
gone as far as any writer till that day and
dying in 1688 he anticipated Defoe as novelist
by at least a generation. Ostensibly the
Pilgrim’s Progress is an allegorical work just
as the English Bible is a theological or even
a doctrinal one; but just as in the Morality
Plays which were produced by professionally
religious writers or actors and the Mysteries
which were religious spectacles produced and
acted under the direction of clerics by members
of the professedly lay Guilds—just as in those
productions the real attraction was the imaginative
presentation of realities rather than the
pious aspirations of authors or producers, so
it is strongly to be suspected that the realistically
human appeal of the Pilgrim’s Progress
far outweighs the moral or religious interests.
Indeed in The Holy War, which is an allegorical
presentation of the eternal struggle
between the unseen forces that make for good
and evil on earth, the presentation of seventeenth-century
warfare is for long passages
so realistic that one might accuse Bunyan of
having thrown up the moral sponge and of
taking a pagan pleasure in fighting for fighting’s
sake. He renders, in short, battles of
the Great Rebellion in which he took part or
on whose outskirts he was present. He rendered
them and did not write about them.
But the moral fervour and fierce sincerity
of Bunyan are so far above suspicion that
the mere fact that at times he was carried
away in a sheer outburst of the artist’s spirit
and love of terrestrial aspects for the mere
sake of those aspects—his moral fervour is
so great and so deserving of respect that no
slightest tang of hypocrisy can attach to him
any more than it can attach to the translators
of the English Bible. And, if we except
Smollett and possibly Samuel Richardson
who was the real great precursor of the
modern novel, we cannot say as much for
any other English novelist who wrote before
the later years of the nineteenth century.
For it is impossible to absolve such writers
as Defoe, Fielding, or Thackeray from the
charge of deliberately writing with their
tongues in their cheeks passages of virtuous
aspirations that were in no way any aspirations
of theirs and that in consequence very seriously
detracted from the value of their works as art.
With Bunyan that was not the case. He
desired to inculcate certain moral teachings
and he had the sense to see that the best way
to inculcate a doctrine and to get it deep
into the brain and marrow of the reader
was to make him be vicariously present at
scenes the contemplation of which would
cause certain moral or practical ideas to arise
in the mind. And the deservedly prodigious—the
deservedly unrivalled popular appeal
of the Pilgrim’s Progress is sufficient testimony
at once to the immense skill and the unparalleledly
simple moral fervour of its author.
For the reader attending on the episode of the
Slough of Despond is actually in a bog a little
way away from his native town and the man
who reads of Giant Despair is in all truth confronted
with either Gog or Magog of the Lord
Mayor’s procession in the very flesh. At any
rate, it is to be remembered that, the world
over, together with the Imitation of Christ and
Madame Bovary, the Pilgrim’s Progress is the most
read book in Christendom. And this we must
put down to the artistic skill—to the power
of presentation and of rendering of the author.
For there is no other criterion of art but
success, and the more lasting the success
the better the art. I wish to strike that note
very strongly because as soon as one begins
to talk about an art misinterpretations come
creeping in and one is at once suspected of
at the least asserting one’s possession of
superior knowledges or—let us say—of high-hatting
one’s neighbour. Nothing is less true.
The knowledge of the art of novel writing is
open to every one who takes the trouble to
like one book better than another and the literary
tastes of men are fairly identical the world
over and throughout time. The great art of
the world is found in books that are familiar
to millions, if not the world over, then, at any
rate, down several ages of several continents.
The difference between Bunyan and his
predecessors is one more than anything of
whole-heartedness and if there is only one
work of fiction—for one can hardly call the
Bible a work of fiction—if there is one work
of prose fiction in England that, written before
the birth of Bunyan, has survived to our time
it is Malory’s Morte d’Arthur and that survives
because Malory whole-heartedly and unassumingly
collected such legends of the Arthurian
cycle as he liked and wrote them down
simply and without flourishes. Otherwise,
none of the pre-Elizabethan prose romances
could to-day be read with any other than
archæological pleasure, nor could any of the
prose fiction which began to be mildly
abundant in late Elizabethan and early Jacobean
days. I suppose you might read
Deloney’s Jack of Newbury with some pleasure
if you were interested in Elizabethan guild
or household mysteries. But I cannot imagine
anyone reading for pleasure either Euphues or
Greene’s Menaphon, either Lodge’s Rosalynde
or even Sidney’s Arcadia. One may glance
at them from time to time, more or less in
order to keep one’s end up against the literary
archæologist, but they would all, including
Amadis de Gaul, prove intolerable as books for
“reading in”—to use an old phrase which
meant a long, long, engrossed perusal. Nash’s
Jack of Wilton has been compared to Don
Quixote, but there is no sense in reading the
Englishman’s satire of forgotten manners when
one can re-read Cervantes’ satire on things
that are at the root of the human heart.
The difference between Malory and the
earlier romances or Euphues or Menaphon is
simply the difference in the relative sincerities
of their authors. Malory records what a
simple mediaeval knight liked and to some
extent how he looked at the world: it is
modest and, its author being wrapped up
in his subject, the work has no eye to the
modes of the time—or to displaying the
cleverness of the writer. You can engross
yourself in the Morte d’Arthur if your tastes
lie in the least in Malory’s direction and, except
that finally you may arrive at the conclusion
that he was a modest and pleasant gentleman,
you need never give the author a thought.
With Amadis de Gaul or Euphues, on the
other hand, you are for ever thinking of the
cleverness of the author. And you are meant
to think of the cleverness of the author, and so
you are in the case of Rosalynde and an enormous
proportion of the Elizabethan drama.
The prose and even the blank verse of that
age sparkled with trope, metaphor, image,
simile, plays upon words, conceits and every
type of verbal felicity, so that the last thing
that comes to the mind in the case of almost
any work of that age is the subject treated of.
Hundreds of thousands—nay millions—of
readers have read the Pilgrim’s Progress
and Robinson Crusoe without giving a thought
to or even knowing the name of Defoe or
Bunyan. I asked the other day in France a
child who was reading about Crusoe who had
written it and she replied: “Je crois que
c’est par ... par Madame de Ségur ...
Ou non: peut-être, Madame d’Aulnoy.
Enfin, je n’y ai jamais pensé.” And that is
about the highest compliment that could
be paid to Defoe. I may as well add the
same child’s comment on the story itself.
She did not much like Robinson Crusoe because,
she said, the sufferings depicted in it were
true. She liked, like all children, to read
of sufferings, bloodsheddings, and horrors
but only as long as she could believe that
they were invented, whereas she was of
opinion that the prolonged loneliness and
fears of Crusoe had actually occurred. Similarly
she found the story of the Crucifixion
insupportable. The root of all adult criticism
is to be found in those revelations.
As long, that is to say, as a work remains
in fashion you can be contented to read it
in order to remain in the fashion yourself.
It matters very little to you that whereas
Robinson Crusoe is just Robinson Crusoe, or
Othello just Othello, Euphues is Lyly’s Euphues,
the Groat’s Worth of Wit Greene’s Groat’s
Worth or the Spanish Tragedy Kyd’s Spanish
Tragedy. For it is impossible to talk of almost
any sixteenth-century work without prefixing
the author’s name, if the name is known—simply
because the attraction, and even the
attraction that it once had, lies and lay in
the verbal juggleries of the author. I must
have read Euphues once at least right through
and have looked into it several times—but I
have not the least idea what it is all about.
And even although I have read Lyly’s Campaspe
once or twice, I remember only that
the plot is a classical plot—and the lyric:
Cupid and my Campaspe played
At cards for kisses, Cupid paid....
The fact is that with Elizabeth English
became a supple and easily employable language
and, making the discovery that words
could be played with as if they were oranges
or gilt balls to be tossed half a dozen together
in the air, mankind rushed upon it as colts
will dash into suddenly opened rich and
easy pastures. So it was, for the rich and
cultured, much more a matter of who could
kick heels the higher and most flourish tail
and mane than any ambition of carrying
burdens or drawing loads.
In the end, however, what humanity needs
is that burdens should be carried, and provided
that things get from place to place
the name of carter or horse is of very secondary
importance. If it is in the fashion we will
go down to the meadow and watch the colts
cavorting: but all the while we are aware
that the business of words as of colts or of
the arts is to carry things and we tire reasonably
soon of watching horse-play! For if
I say: “I am hungry,” the business of those
words is to carry that information to you,
and if you read the Iliad it is that the art
of that epic may make Hecuba significant
to you. Consider the prose of Cranmer!
CHAPTER THREE TOWARDS FLAUBERT
It may at first sight seem curious that a
section of a small work devoted to the
English—and of course the American—Novel
should be captioned with the name of a
French novelist. But in the first place the
art and still more the frame of mind of the
Sage of Croisset are so deep-embedded in the
art and frame of mind of the English and
still more of the American novelist and all
thought of the great, Nordic work of “that
poor dear Gustave,” as Mr. Henry James
used to call him, is so cast out of all French
literary practices or aspirations to-day that if
Flaubert is not an English novelist his Titanic
and Norman ghost has no place at all. To
state one of those half-truths that are infinitely
illuminating, you may say that without
Madame Bovary, Babbitt could never have
existed and without Bouvard et Pécuchet there
could have been no Way of All Flesh. For
all I know Mr. Sinclair Lewis may never have
read a word of Flaubert and I will bet my hat
that, for the purposes of this discussion, the
shade of Samuel Butler would declare that he
knew no French at all. But the point is that,
without those two works in French, those two
national monuments in English could hardly at
this time exist or weigh with the public since
the public would not be prepared for them.
Let us go a step further and declare that
without Cranmer we should have had another
three centuries to wait for Flaubert, Henry
James, Stephen Crane, Joseph Conrad, Mr.
John Galsworthy, and my friend “Red”
Lewis. For without the English Prayer Book
and its follower in date and style the English
Bible, with or without Cranmer’s suppressed
preface, and without the followers in date and
style of Defoe, Bunyan, and Samuel Richardson,
how should we have to-day any English
prose, novel-form or any English frame of
mind? Or any Anglo-American Concord
literature; or any British Empire or any
Anglo-Saxon anything?
You may say that that is stretching things
a little. And yet I do not know that it is.
Let us make concessions. If you will concede
to me my little point about the descent
of the English Novel from Cranmer’s prayer
book and the English Bible—which cannot
matter to you at all, I will willingly concede
to you that it was the phraseology if not the
doctrine of the Book of Common Prayer and
the frame of mind of the Old Testament As
By Law Appointed that gave to England
the Empire of India and to the world the
United States of North America, those two
shining products of English stiff-neckedness
and non-theological Bible-reading. For how
without the Books of Kings could either
Clive or, say, Andrew Jackson have found
heart or courage to continue in their courses?
Of course a thought or so might be given
to North’s Plutarch that was published in
1579.
Be that as it may, what I am here getting
at is the fact that preceding and underlying
the ornate florescences of Lyly and the prodigious
formlessnesses of Spenser and preceding
and underlying the incredible verbal
felicity and neat plottings of Shakespeare
himself went the stream of dogged, menacing
prose and the realist’s native imagery of
those two religious compilations. And that
subterranean stream immensely fecundated—to
make no larger claim—at once the Anglo-Saxon
national character and the literature
that is to be found in the English language.
I am aware that here we are on ticklish
ground and that reformers and the advanced
generally deny with a great deal of heat that
literature has any influence at all on peoples.
I remember once being furiously lectured by
the most moral and one of the most advanced
of English novelists—being furiously and
minatorily taken to task because mildly and
to make conversation I alleged that Don
Quixote had something to do with the passing
of the sham chivalric spirit in Europe. The
lecture was indeed so furious that, being a
non-combative person and caring nothing
about the matter, I have from that day to
this rather given up considering the subject
at all. You see, my friend the novelist was
so notoriously virtuous and benevolent that
hitherto I should have hated to hurt his
feelings by advancing that anyone could be
influenced by any book at all. For what he
alleged, like an apostle announcing some kind
of creed, was that populaces influence literature—that
Cervantes was produced because
a widespread spirit of mockery for chivalry,
real or sham, was so abroad in the world
that Don Quixote was written merely in
answer to a demand, as articles on the Calcutta
Sweepstake are written about the time when
Derby Day approaches.
As to that I am no authority and the
reader must settle for himself whether that
hen or that egg came first—I mean whether
the spirit of the English populace demanded
first the English Prayer Book and the English
Bible and demanded afterwards in due course
the Pilgrim’s Progress and Robinson Crusoe,
or whether the English Bible so influenced
the English people that they demanded in
due course the works of Bunyan and Defoe.
Or as a third proposition: Did the English
Bible so influence Bunyan and both so influence
Defoe that in the end the product was
Pamela, the short tales of Diderot, the novels
of Stendhal, Flaubert, and his successors and so
on until the novel of to-day was arrived at?
As I have said, I do not immensely care
about the matter. Bunyan may never have
read the Bible, Defoe may never have read
Bunyan, or Richardson Defoe. But it makes
such a convenient pattern to assume that
writers are descended the one from the other
that I mean to assume it and the reader must
modify the theory how he will.
Regarded from that point of view, in pre-
as in post-Elizabethan days and underlying
Elizabethan days themselves, you did have
that stern but decorated prose and that
determination to rely on illustrations, parables,
and images drawn solely from material to
be found about normal people the world
over and throughout time; simultaneously,
on the surface of things you had a courtlier
and more elaborated prose which had the
Sublime as its ideal and nothing less vulgar
than passages modelled on Juvenal or the
plays of Plautus for its light relief. The
Bible says: “Take us the little foxes, the
foxes that eat our grapes” as an illustration
of love, and “He shall feed his sheep” as
the highest expression of the divine functionings
of the Saviour. The Faerie Queene cannot
deal with any fox or any hound of lower
extraction than Cerberus and the only redeemer
who could have saved the world
for the writers of Romances was, in his
panoply, King Arthur with Lancelot, Gawain,
and the rest of his apostles all pricking over
the plains of Camelot.
So let us say that it was to the homespun
illustrations, the simple imagery and the stern
diction of the Bible that we owe Bunyan—for
obviously Bunyan read the Scriptures,
year in and year out, during a lifetime of
Bedford Gaol, of persecution and turmoil,
whereas the only remains of the courtlier
modes are found to come from North’s
Plutarch which influenced profoundly Shakespeare
and possibly Sir Thomas Browne.
But Shakespeare obviously could not have
any successors and Browne found none till
R. L. S. came to be his sedulous ape. So
that the influence of North’s translation
remained, if profound, at least rather ethical
than literary—until it was finally ousted by
the versions of the Langhornes and Church’s
of days much more modern.
Our space not being boundless we must
now skip to Richardson. For Richardson I
have the profoundest respect that amounts as
nearly as possible to an affection—if that is
to say it is possible to have an affection for a
man whose death preceded one’s birth by one
hundred and twelve years. I do not apologize
for the fact that Pamela is my personal favourite,
whereas the graver critics and mankind in
general prefer Clarissa. By that the reader
need not be guided, but he should certainly
pay a good deal of attention to the works of
Richardson—and indeed to Richardson himself.
That tranquil person came into the world
in 1689—twenty-seven or eight years after
the birth of Defoe and one year after the
death of Bunyan. But whereas both of his
predecessors seem to strike notes almost
entirely of the seventeenth century, Richardson
seems to be absolutely of the eighteenth and,
with him, sentimentality was born in the world
of the novel. That perhaps was necessary
to an age that banished if not conventional,
then at least doctrinal, moralizings to its
collections of sermons in volume form. For
them of course there was a prodigious
demand.
Of course, too, it would be wrong to assert
that moralizing found no place in the novels
of Richardson since the high moral purpose
breathes from every pore of his pages. But
it was not with moralizing that he made his
primary appeal as had been the case with
Bunyan, nor was it likely that had he so
done he would have found many readers. No,
it is his sentimentalizing that is his E string.
Against that I have nothing to say. Anglo-Saxons
are sentimentalists before everything
and in all their arts, and it is probable that
without sentimentality as an ingredient no
Anglo-Saxon artist could work: certainly he
could have no appeal. To produce national
masterpieces in paint Turner must bathe his
canvases deep in that gentle fluid; the
English lyric is a marvel of sentimentality
and so is English domestic architecture with
its mellow—or mellowed!—red brick, its
dove-cotes, its south walls for netted fruits.
So the first of modern novelists must be
one of the greatest of sentimentalists. And
on those lines his appeal is universal and
everlasting.
Only to-day an American left the ship on
which I am writing in the port of Lisbon
and, I happening to mention because he was
in my mind the name of Richardson, this
American—professor at that and practitioner
of a sister art—this American gentleman
assured me solemnly that he read Clarissa
Harlowe at least twice every year and cried
often during each reading. Now there must
be some reason for this phenomenon, which
appears very singular. It is not, however,
rare, for the hottest literary discussions I have
ever had in England—where, of course, the
discussion of literature is not in good form—have
been with laymen like professors or
lawyers as to the relative merits of Pamela
and Clarissa.
For me, I read Richardson for a hearty
and wholesome dose of sentimentality and if
one does that one may as well have that
quality laid on as thickly as it will go. And
it seems to me that the history of a serving-maid
who resists her master’s efforts at seduction
and ultimately forces him to marry her
is a more sentimental affair than that of a
young lady of quality who permits herself
to be seduced by a relatively commonplace
Lothario. For myself I have always felt
inclined to cheer over the success of the
one young female rather than to weep for
the tribulations of the other. Pamela certainly
seems to be the more sporting character
of the two.
Still, one should perhaps not read Richardson
for his sporting quality, and that sort of
thing is really no affair of mine. The main
point is that Samuel Richardson is still read
and read with enthusiasm. I have even met
persons who were engrossed by the conversations
in the Cedar Parlour of Sir Charles
Grandison.
That Richardson’s tender muse was at
times too much for the robuster and more
cynical taste of his age is proved by the fact
that Fielding’s first famous novel was begun
as a parody on the first famous novel of
Richardson. By that date the novel of commerce
was well on the way to the market
and young ladies lying on sofas reading the
latest fiction or furiously sending their maids
to the circulating libraries for the next five
volumes of their latest favourite—such young
ladies were familiar features of the social
landscape. Literature had, in fact, become a
sound, if not an immensely lucrative,
proposition.
And it is pleasant to think that, happy as
he was in everything that he touched, Richardson
was not only novelist but printer and
publisher and quite a warm business man
in either capacity. He was, too, a favourite
correspondent and companion of innumerable
young ladies who consulted him as to
their amatory predicaments and because of
that he is not only the first novelist in the
modern sense of the word but also the first
literary feminist. You might call him an
eighteenth-century Henry James and not go
so far wrong.
At any rate, he stands alone as a modern
novelist and had in England neither appreciable
imitators nor rivals until the arrival on
the scene of the author of the Barchester
Towers series.
Except for Smollett—whom it is hopeless
to expect Anglo-Saxon readers to appreciate
or to consume, the main stream of development
of the novel passed once more to the
Continent of Europe. Smollett begat Captain
Marryat, who was one of the greatest
of English novelists and is therefore regarded
as a writer for boys, Smollett himself being
most prized by the purveyors of books called
“curious” in second-hand catalogues.
Before, however, considering Diderot,
Stendhal, Chateaubriand, and Flaubert, all
avowed followers of the author of Clarissa,
it might be as well to think a little about
Fielding—as at once a dreadful example of
how not to do things and as the begetter of
Thackeray and the product that it is convenient
to call the nuvvle as opposed to the
novel. For at about the date of the births of
Napoleon, Wellington, Ney, and many others
who began the modern world, and just
a little after the death of Richardson, and
just a little before the birth of the North
American Republic, and still a little more
before the Cæsarian operation that produced
the French Republic, distinct cleavages began
to make themselves observed in the fields
of writing, these eventually hardening themselves
into the three main streams of the
Literature of Escape from the everyday
world; into the commercial product that
Mamma selected for your reading, that it is
convenient to call the nuvvle and that formed
the immense bulk of the reading matter, and
finally into the modern novel which does not
avoid the problems of the day and is written
with some literary skill. This last Richardson
begat.
And it is convenient to say that Defoe,
in spite of his moralizations, was the first
writer of the Literature of Escape, just as
Smollett and Marryat may be described as
carrying it on and the young H. G. Wells
and the young Rudyard Kipling as bringing
it—at any rate temporarily—to a triumphant
close.
Were it not that they were avowed moralizers
of a middle-to-lower-middle-class type,
the Fielding-to-Thackeray lineage of writers
might also be regarded as purveyors of the
Literature of Escape, but their continually
brought-in passages of moralizations are such
a nuisance that they cannot be ignored.
Though they were both amateurs in the
sense that neither knew how to write or
cared anything about it, Thackeray at times
projected his scenes so wonderfully that now
and then he trembles dreadfully excitingly
on the point of passing from the stage of
purveyor of the nuvvle to that of the real
novelist. And it is to be said for Fielding
that although Tom Jones contains an immense
amount of rather nauseous special-pleading,
the author does pack most of it away into
solid wads of hypocrisy at the headings of
Parts or Chapters. These can in consequence
be skipped and the picaresque story with its
mildly salacious details can without difficulty
be followed. One might indeed almost say
that Fielding was a natural story-teller, whereas
Thackeray was none at all. Fielding at least,
like a story-teller in a school dormitory, does
manage to lose himself in details of people
running into and out of each others’ bedrooms
in hotel corridors at night—something
like that. But Thackeray never could: the
dread spectre of the Athenæum Club was
for ever in his background.
And I imagine that the greatest literary
crime ever committed was Thackeray’s sudden,
apologetic incursion of himself into his
matchless account of the manœuvres of Becky
Sharp on Waterloo day in Brussels. The
greatest crime that anyone perhaps ever
committed! For the motive of most crimes
is so obscure, so pathological or so fatalized
by hereditary weakness, that there is almost
nothing that cannot be pardoned once one
has dived beneath the calm surface of things.
But Thackeray as child-murderer can never
be forgiven: the deeper you delve into the
hidden springs of his offence the more unforgivable
does he appear.
I had better perhaps explain the cause of
all this emotion for the benefit of the lay
reader who has not yet got at what I am
writing about.
The struggle—the aspiration—of the
novelist down the ages has been to evolve a
water-tight convention for the framework
of the novel. He aspires—and for centuries
has aspired—so to construct his stories and
so to manage their surfaces that the carried-away
and rapt reader shall really think himself
to be in Brussels on the first of Waterloo
days or in Grand Central Station waiting
for the Knickerbocker Express to come in
from Boston though actually he may be sitting
in a cane lounge on a beach of Bermuda
in December. This is not easy.
Of the three major novelists that we have
hitherto examined each in his own way had
a try, consciously or unconsciously, at performing
this conjuring trick. Bunyan tried
to do it—and succeeded remarkably well—by
the simplest of story-teller’s devices. He
just told on in simple language, using such
simple images that the reader, astonished
and charmed to find the circumstances of his
own life typified in words and glorified by
print, is seized by the homely narrative and
carried clean out of himself into the world
of that singular and glorious tinker.
Defoe, on the other hand, in the conscious
or unconscious effort to achieve a convention
for the novel, adopted the biographical or
autobiographical form, relying on the verisimilitude
of the details that he invented to
confirm the reader in the belief that his
characters had really existed and so to awaken
the sympathy that makes books readable.
And had he possessed a little more power of
projection or a little more subtlety in presenting
his figures and had his writing been
a little less pedestrian his works might have
gained and held the power to arouse a great
deal more enthusiasm than they actually do.
Richardson, going a good deal further, has
left it on record that he was actually bothered
by the problem of the novelistic convention
and that he racked his brain a long time before
arriving at the one he finally adopted. He
asked himself, that is to say, how the reader
was to be convinced that the author—and
by analogy still more his characters—how
could they know all the details that go to
making up a book? If, to reduce the matter
to its most elementary form, Sir Charles
Grandison is walking in the Yew Walk, how
can he know what characters are present
and what conversations are being carried on
in the Cedar Parlour, and since, to satisfy the
reader, the author is to be supposed to be
cognizant of all that passes in his novel, how
is he to know simultaneously what is happening
in both places?
That at least is what bothered Richardson
and what has bothered all other novelists since
his day, though until quite lately no English
novelist made any serious attempt to attack
the problem. The method that Richardson
with characteristically homespun common
sense eventually worked out was simply to
cast the whole novel into correspondence,
the characters exchanging letters as to events
and as to their psychologies with other characters
or with anyone to whom a letter could
be handily addressed. In that way any
character who was needed to know anything
could be given the information and the author
had only to let it be supposed that he had
an unusual knack of getting hold of the
correspondence of other people to convince
the reader for all eighteenth-century purposes.
For in the seventeenth and eighteenth centuries,
as every one knows, every one from
Madame de Sevigné upwards and downwards
addressed to every one else letters of
prodigious length and in the most excruciating
detail—and Richardson himself, as
we have seen, had a prodigious knowledge
of the prodigious letters that eighteenth-century
young ladies could address to even
unknown correspondents once their hearts
and feelings were touched. So that although
to-day the letter is one of the worst of methods
that exist for telling a story if the dictates of
probability are to be considered, Richardson
may be considered to have done very well
indeed with his peculiar form.
To its disadvantages in other hands we
shall come in due time, but meanwhile
enormous applause is due to the author of
Pamela for having given the matter any
thought at all. And in any case his is a
figure so sympathetic and so craftsmanlike
that we do well to love him. He is sound,
quiet, without fuss, going about his work
as a carpenter goes about making a chair and
in the end turning out an article of supreme
symmetry and consistence. I know of no other
figure in English literature—if it be not that of
Trollope—who so suggests the two supreme
artists of the world—Holbein and Bach.
It would be hyperbole to suggest that
Richardson is as great in his art as either of
the other two. He had neither their power
over their materials nor their sense of the
beauty of natural things. Our gratitude to
him nevertheless should be great, for he
worked with the simplest materials and
manœuvred only the most normal of characters
in the most commonplace of events and
yet contrived to engross the minds of a large
section of mankind. How to do that is the
problem that, Richardson having been dead a
century and a half, still engrosses the novelist.
And what more than anything is impressive
about his figure is that one knows almost
nothing about it: he is as little overdrawn
as are his characters, whereas the besetting
sin of almost all other English novelists from
Fielding to George Meredith is that they
seem to cut their characters out with hatchets
and to colour them with the brushes of
house-painters and, never, even at that, being
able to let them alone, they are perpetually
pushing their own faces and winking at you
over the shoulders of Young Blifil, Uncle
Toby, the Widow Wadman, Dick Swiveller,
the Marchioness, Becky Sharp, Evan Harrington,
and the rest. That is usually applauded
by orthodox Anglo-Saxon criticism
and to talk of the gallery of portraits left by
this or that novelist is considered to be high
praise indeed. But, as a matter of fact, the
overdrawing of characters is merely a symptom
of the laziness and contempt for their
vehicle that is the too usual hall-mark of the
English writer of nuvvles. And that it
should be tremendously applauded is a symptom
of the disdain that the English critic
really feels for the novel. If English painting
consisted of nothing but the caricatures
of Rowlandson, Gillray, or Cruikshank, the
art-critic would discover very soon that that
grew monotonous, but since it is merely a
matter of prose-fiction it is easily accepted as
good enough; that which is too stupid to
be said in any other way being consigned
to the novel.
Of course if you choose to consider Swift
and, say, Beckford as novelists you do arrive
at something that you must, as you might
say, chew upon—at something that has some
mental dignity; and Smollett presents you
with problems of humanity that are at least
worth consideration. And naturally great
vital spirits like Dickens, floundering away
in oceans of words and eccentricities, will
from time to time hit upon collocations of
words and confrontations of characters that
are unsurpassed in the literature of any time
or nation. But from the death of Swift to
the publication of The Way of All Flesh
there is very little to be found in the English
novel that is not slightly unworthy of the
whole attention of a grown-up man—say of
a grown-up Frenchman.
I have adumbrated somewhere—in some
previous pessimism!—the perturbation that
must beset any Anglo-Saxon who desired to
point out to almost any grown-up foreigner
of average intelligence the glories of the
English novel before, say, the day of the
Yellow Book. Let us then examine with a
little more attention the chief lights of that
Institution between, say, 1745, the year of
the death of Swift, and, say, 1890, when the
Yellow Book was well on the way.
Swift himself is obviously one of those
solitary figures like, in their different ways,
Shakespeare or Smollett or the author of
The Way of All Flesh. In a sense he resembles
Bunyan, that is to say he wrote allegories
which, as a literary genre, are usually tiresome
and unconvincing; but in his case, as in that
of Bunyan, his fierce powers of observation
and rendering carry him, as it were, in spite
of himself, into the realms of realism. It is
to be doubted if Swift ever aimed—as did,
say, Mr. H. G. Wells in, say, The First Men
in the Moon,—at giving the reader the sense
of vicarious experience. Nevertheless he got
there all the same and the corrosive nature
of his misanthropy almost aids the sense of
reality with which he overwhelms us. The
“purpose” of Gulliver’s Travels was no doubt
philosophic, as the purpose of the Pilgrim’s
Progress was moral; but Lilliput is as real
to us as the Slough of Despond and the Yahoos
are the figures of the most horrible experience
of every man who has come across them.
So that if to your intelligent—and of
course slightly cynical—foreigner you presented
Gulliver and left it at that he might
remain edified or horror-struck according as
his individual frame of mind were pessimist
of the other thing. But supposing you were
to present him with the Steele-cum-Addison
collaboration of the Tatler or the Spectator
or with Tom Jones itself, which was written
about a quarter of a century later than
Gulliver and thirty years or so after the last
number of the Spectator appeared in 1714:
and supposing you added—yes, certainly,
suppose you add Tristram Shandy and the
Sentimental Journey, the first appearing or
being written between 1760 and 1767 and
the second being published in 1768! Keep
up your sleeve Tobias Smollett whose Humphry
Clinker was published three years after the
Sentimental Journey and in the year of Smollett’s
death at the age of fifty. And let us conclude
this immediate inquiry of ours as ending with
the awful name of the Wizard of the North
who was born in the year of Smollett’s death
and lived to be sixty.
As we have seen, Defoe in his Advice
from the Scandalous Club, that was a “feature”
of his periodical Review of the Affairs of France,
very little anticipated—but by five years,
indeed—what may be regarded as the fiction
of the Addison-Steele collaboration. One is
so apt to regard Defoe as of the seventeenth
and Addison as of the eighteenth centuries
that this appears rather astonishing, but actually
the Review ran from 1704 to 1713 and the
Tatler plus Spectator from 1709 to 1714.
Defoe’s publication was so essentially commercial
and the other two so essentially
social that the matter is rather one of chronology
than comparison.
The fact that the novel had not yet begun
as a commercial “proposition” to come into
its own reduced Addison and Steele no doubt
from the rank of novelists to those of draftsmen
of “characters.” The novels of Defoe
were “faked” memoirs and the other fiction
of the period mostly consisted of equally
“faked” memoirs of persons of quality,
court-mistresses, and the like. And the “characters”
and sham correspondence about social
questions of the day that characterized the
Spectator may well be considered as developments
of those popular, fictitious productions.
Sir Roger de Coverley, Will Wimble, and
the rest are as it were the characters of a
novel, standing about and waiting for employment
as the leaden soldiers of a child await
their owner’s orders to fall in.
The idea of sustained fiction might indeed,
if you liked and if you analysed the matter
very closely, be said not by any means yet
to have reached the public consciousness, and
though for us Clarissa may seem to be the
first of novels, its peculiar form—of correspondence—may
well, in the public mind of
its day, have given it the aspect of the last
of the spurious memoirs. And, considering
the nature of the future influence of Richardson
over the French realists from Diderot to
Flaubert, it may be more accurate to regard
that aspect as the truer one. For, in effect,
the French realist movement from Diderot’s
Le Neveu de Rameau to Le Rouge et le Noir
and again to Madame Bovary may in the last
event be regarded as much more a movement
for the production of fictitious memoirs than
the narration of sustained tales, the difference
between Richardson, Flaubert, and Joseph
Conrad or Turgenev being simply one of
form. Richardson, that is to say, tried to
assure you that Clarissa was a real person
by the mechanical device of publishing her
letters, whilst Flaubert and his school try
to hypnotize you into believing in their
characters by methods of projection rather
than of narration.
And the trouble with the English nuvvelist
from Fielding to Meredith is that not one
of them cares whether you quite believe in
their characters or not. If you had told
Flaubert or Conrad in the midst of their
passionate composings that you were not
convinced of the reality of Homais or Tuan
Jim, as like as not they would have called
you out and shot you, and in similar circumstances
Richardson would have showed himself
extremely disagreeable. But Fielding, Thackeray,
or Meredith would have cared relatively
little about that, though any one of them
would have knocked you down if they
could, supposing you had suggested that
he was not a “gentleman.” So would
any English novelist to-day.
That of course is admirable in its effect on
Anglo-Saxon literary-social life where anyone
taking pen in hand becomes ipso fatso an
esquire for all users of type-writing machines.
But it is bitter bad for the English novel.
It is bitter bad for the English novel because—as
is the case with all human enterprises—the
art of the novel is so difficult a thing that
unless a man’s whole energies are given to
it he had much better otherwise occupy himself.
For if Shakespeare’s ambitions for coat-armour
had antedated instead of coming
after The Tempest, where should we be to-day?
We have to thank our stars that he was
probably first a lousy, adulterous, poaching
scoundrel—like Villon!
The lot of the novelist is, in fact, hard—but
not harder than that of any other man.
If you put it to bakers, tram-conductors,
politicians, or musicians that they must be
first bakers and the rest and then gentlemen,
they will sigh, but admit it. It is almost
only the English novelist who will aspire
at being first gentleman and then craftsman—or
even not craftsman at all since it is not
really gentlemanly to think of being anything
but a gentleman.
This is an incisive way of putting a truth
that might perhaps be more wrapped up in
social or material generalizations, but it is
none the less a hard truth, and if you consider
the case of Fielding, connected with the best
families, placeman and diplomatist in a small
way, and compare him with Smollett who
was socially nothing at all with no chance
of a change, you will see that truth all the
more clearly.
God forbid that I should say anything
really condemnatory of any book by any
brother-novelist, alive or dead. One is here
to commend all that one can commend and
to leave the rest alone. But there are few
books that I more cordially dislike than
Tom Jones. That is no critical pronouncement
but merely a statement of a personal
prejudice: one may dislike grape-fruit and
yet acknowledge its admirable qualities, or one
may, as I do, dislike the quality of goose-flesh
that reading Mr. George Moore will confer on
one’s skin and yet acknowledge Mr. Moore
as easily the greatest of living technicians.
But as regards Tom Jones my personal
dislike goes along with a certain cold-blooded,
critical condemnation. I dislike
Tom Jones, the character, because he is a
lewd, stupid, and treacherous phenomenon;
I dislike Fielding, his chronicler, because he
is a bad sort of hypocrite. Had Fielding
been in the least genuine in his moral aspirations
it is Blifil that he would have painted
attractively and Jones who would have come
to the electric chair, as would have been the
case had Jones lived to-day.
Of course that is merely saying that Fielding
liked a type that I dislike—but what
appals me in view of the serious, cynical
foreigner that I have postulated our taking
about with us is the extremely thin nature of
all the character-drawing, of all the events and
of all the catastrophes. Is it to be seriously
believed that Tom Jones’s benefactor would
have turned upon him on the flimsy nature
of the evidence adduced against him, or,
equally, is it to be believed that Tom Jones’s
young woman would have again taken up
with him after all the eye-openers she had
had, she being represented as a girl of spirit?
It simply isn’t in any world of any seriousness
at all. The fact, in short, is that Tom Jones
is a papier-mâché figure, the catastrophes
the merest invention without any pretence at
being convincing and even the mere morality
of the most leering and disastrous kind.
For myself, I am no moralist: I consider
that if you do what you want you must take
what you get for it and that if you deny
yourself things you will be better off than if
you don’t. But fellows like Fielding, and
to some extent Thackeray, who pretend that
if you are a gay drunkard, lecher, squanderer
of your goods and fumbler in placket-holes you
will eventually find a benevolent uncle, concealed
father or benefactor who will shower
on you bags of tens of thousands of guineas,
estates and the hands of adorable mistresses—those
fellows are dangers to the body politic
and horribly bad constructors of plots.
It is all very well to say that such happy
endings were the convention of the day,
that you find them in the School for Scandal,
The Vicar of Wakefield and in every eighteenth-century
romance that you pick up out of the
twopenny book-box, and it is all very well
to say that the public demands a happy
ending. But the really great writer is not
bound by the conventions of his day, nor,
if he desires to give his reader a happy ending,
need he select a wastrel like Jones as the
recipient of his too easily bestowed favours.
If, in short, we are to regard Fielding as a
serious writer writing for grown-up people, we
must regard him also as a rather intolerable
scoundrel with perhaps Jonathan Wild to his
credit. But Jonathan Wild is of another category
and, neither winking nor leering, might be
regarded as the finger on the wall, pointing out
what happens to the Tom Joneses of the world
if their case is regarded with any seriousness.
But the fact is that for a century and a
half after the death of Fielding nothing in
the Anglo-Saxon world was further from
anyone, either novelist or layman, than the
idea that the novel could be taken seriously.
It was a thing a little above a fairy-tale for
children, a little above a puppet-play; and,
if not actually as damned socially and clerically
as the actor who could not be either
received at court or buried in consecrated
ground, the novelist was practically without
what the French call an état civil because his
was not a serious profession. In England
that state of things still pertains. In the
demobilization forms after the late War the
novelist was actually placed in the eighteenth
category—along with gipsies, vagrants, and
other non-productive persons; and my last
public act in Great Britain being to allow
my name to be placed on a list of voters, when
I gave my avocation to the political agent
as being that of a novelist, he exclaimed:
“Oh, don’t say that, sir. Say ‘Gentleman’!”
He was anxious that his list should appear as
serious as possible.
That being the state of things and the
novelist being human—for you cannot be a
novelist and lack the ordinary aspirations of
the human being!—for that century and a
half the Anglo-Saxon public had the novels
that it deserved. I do not mean to say that
generous spirits lacked amongst the ranks of
fiction-writers. That great genius, Dickens,
thrashed oppressions and shams with the
resplendent fury of an Isaiah; and that singular
megalomaniac, Charles Reade, did, with It Is
Never Too Late to Mend, really succeed in
modifying the system of solitary confinement
in English gaols. And you have had Uncle
Tom’s Cabin. But those works of propaganda
had either no literary value at all or when,
as in the case of Dickens, they did have the
literary value that genius can infuse into work
however faulty, their work itself suffered by
the very intensity of their reforming passions.
That tendency alone has deprived the novel
in Anglo-Saxondom of almost all the artistic
or even the social value that it might have
had, since it became a vehicle for preventing
the comfortable classes thinking of unpleasant
subjects whilst presenting their agreeable somnolences
with the warming possibilities of
considering their neighbours’ defects. It became,
that is to say, the week-day, post-prandial
sermon preached by a family divine above all
anxious to avoid giving offence to those who
provided his daily bread. And gentlemanly
reformer, the British novelist consciously or
unconsciously remains to this day—in the
great bulk.
That Dickens, on the other hand, had, any
more than Bunyan, any arrière-pensée at all
should never for a moment be thought. His
was an agonized soul shuddering at the tortures
that, as a poor child, he had seen inflicted
on the sufferings of non-comfortable humanity
in the horrible days—for the under-dog!—of
the last years of the reigns of the Georges
and of the early years of the reign of Queen
Victoria. All the horrors of insanitation,
filth, child-labour, imprisonment for debt,
the gallows for petty theft, the hulks and the
rest he had himself witnessed or endured and
at these horrors he lashed with the mad
enthusiasm of a wolf that snaps at the insupportable
whip of the trainer. His novels
were probably—at least in the beginning—relatively
nothing to him; if he could have
found any other way he would have poured
out his feelings as readily in that. But,
happening on the novel and having a matchless
command of English, he took the simple
course of presenting you with villains all
black, heroes all white and ringletted heroines
all pink. He had to see—though that is to
reverse the colours—the world in terms of
Legrees, Uncle Toms, or Amelia Osbornes.
That, in effect, was the beginning of the
end, the novel becoming the vehicle for the
reform of abuses. And it is astonishing how
short has been the career of the novel as an
art compared with that of pottery-moulding,
baking, weaving, or any other human avocation.
You may say that it began with Richardson
and ended—for the time being and as far
as Anglo-Saxondom is concerned—with Oliver
Twist, which, significantly enough, appeared
in the first year of Victoria’s spacious reign.
Richardson, that is to say, did have an
artistic convention of sorts, did try in some
way to render life, did deal almost exclusively
in neither very moral nor very immoral
personages, but there almost all attempts at
rendering life or the normal almost came to
an end. The Vicar of Wakefield, “noted for
purity and optimism,” says my official guide
to dates, was an obviously Richardsonian
pastiche; Henry Mackenzie’s Man of Feeling
may be said to have exaggerated Richardson’s
tearful sentimentality; and Smollett (“marked
by coarseness and brutality”) whose first
book was published eight years after the
publication of Pamela and in the same year
as Clarissa, undoubtedly had a shot at rendering
the same world that Richardson rendered.
It is not as absurd as it may seem to say that
Pamela suggested Roderick Random; it certainly
suggested Madame Bovary—and Babbitt!
It would, however, undoubtedly be absurd
to suggest to the public that Smollett was a
greater artist or a greater novelist than either
Fielding or Dickens: and yet, if the novel is
to be regarded as a rendering of life, there
is not much way out of it. He remains,
however, and will probably always remain,
an isolated figure. He was bitter, and as he
rendered what he had seen and since what he
had seen had been coarse and brutal, those
will be the epithets that Anglo-Saxondom
will for ever bestow on him. He wrote
about the sea in a period glorious for England’s
sea-history—but in spite of that he could
hardly be regarded—as is Marryat—as a
writer for boys. The life of which he treated
was too remote from to-day for the reader
interested in the renderings of the life of
to-day to read of it with any enthusiasm;
he was little less virulent than Swift and, if
he is even less read, he receives even less lip-service.
So no doubt he is contented.
Marryat—as a writer read by boys, men
being already too dulled in the sense at twenty
to appreciate him—has probably, through
the boys, exercised the greatest influence on
the English character that any writer ever did
exercise. His magnificent gifts of drawing—not
exaggerating—character and of getting
an atmosphere have so worked that few of
us have not been to sea in frigates before the
age of eighteen and come in some way in
contact with non-comfortable men and women.
I have seldom been so impressed as when, the
other day, I re-read Peter Simple for my
pleasure. It was to come into contact with
a man who could write and see and feel.
For me, nothing in War and Peace is as valuable
as the boat cutting-out expeditions of Marryat
and for me he remains the greatest of English
novelists. His name is not even mentioned
in the manual of literary dates with which I
have just been refreshing my memory.
I do not, however, dwell at any length on
either Smollett or Marryat because, great as
for me they seem, they still remain individual
figures leaving very little trace on the traditions
of English literature—and that indeed was
the case with Fenimore Cooper who was one
of the most beautiful pure stylists that the
English language has yet excited into writing.
There is in The Two Admirals a passage
descriptive of mists rising from the sails and
cordage of battleships as seen from the turf
of cliff-tops at dawn, that remains for me one
of the incomparable passages in the language.
And, whilst I am about the matter of pure
style, I may as well explain here why lately I
mentioned that I was then writing in Lisbon
harbour. That apparently egotistic excrescence
was due to the fact that I liked to
remember that—no, not Fielding—but Beckford
once lay in Lisbon harbour and wrote
most beautiful prose there. Beckford is
known only as the author of Vathek, which
is, to be sure, most remarkable as a tour de
force—and which is usually bound up with
Rasselas in popular reprints; but he is also
the author of Letters from Portugal which
might almost be regarded as a novel, such
an admirable autobiographical portrait do
they give of their writer in his adventurous
progress from the city of Camoens and Vasco
da Gama to the monastery of Batalha.
Prose, I suppose, is to some extent the
business of a writer on the English Novel,
so I suppose I may be pardoned my digression
about Beckford and make the note that if I
wanted to put together a small, exquisitely
pleasing fascicule of admirable because simple
English prose I should take a passage from the
suppressed Preface to the Bible, a passage from
Henry V’s address to his soldiers before Agincourt,
one from Clarendon, one from Gulliver,
one from Johnson’s Life of Drake, the passage
from Cooper that I have mentioned above, and
one from the Letters from Portugal, one from
Maine’s Ancient Law—and then one from any
book of W. H. Hudson. The English language
is not very distinguished for its prose, but that
would make a very admirable little volume!
One might almost add the opening description
of the village from White’s Selborne.
It is of course impossible to exhaust the
topic of the English novel from Fielding to
Henry James in a few paragraphs of a small
book. But the topic of main currents of that
literature is more easily got rid of simply
because there are practically no main currents
at all. There are some good writers, but of
a Tradition practically no trace. The writers
who spring most immediately to the imagination
as being somewhere near in their works
to the main stream of the international novel—for
the Novel is after all an international
affair—the most unforgettable writers of that
type are two or three women. That I suppose
is because, whilst the men ran about
actively intent on proving that they were
gentlemen or in improving the ungentle
world, the women had to prove that they
were not unladylike and so remained at home
and looked at life, without any very immediate
aim at publicity or even at publication.
At any rate, if you take Miss Burney’s
Evelina, Miss Edgeworth’s Castle Rackrent,
Miss Austen’s Sense and Sensibility, Mrs.
Gaskell’s Mary Barton, George Eliot’s Scenes
from Clerical Life, and Miss Brontë’s Villette,
you do get something of a kinship, if not
much of a tradition, and if you add to them
the Barchester Towers series of Trollope and
the works of Mark Rutherford and George
Gissing you do get, too, some attempts at
rendering English life that are above the
attention of adults with the mentality of
French boys of sixteen. At rendering, that
is to say, rather than at the mere relating of
a more or less arbitrary tale so turned as to
ensure a complacent view of life and carried
on by characters that as a rule are—six feet
high and gliding two inches above the ground!
That is, of course, an arbitrary generalization
as to all the English nuvvles that string out
from, say, Scott to, say, the late Marion Crawford.
But if sweeping it is not completely
unfair. Obviously even Scott’s Antiquary is
worth consideration if one had the time, or
The Cloister and the Hearth, or let us say Lorna
Doone. That last work I read over twelve
times when I was a boy and from the beginning:
“If any man would hear a plain tale
told plainly, I John Ridd of the parish of
Oare” to the end; I dare say I could recite
half the book to-day. But then Blackmore
was a market-gardener! Let me lay on his
altar these alms for oblivion, for I suppose
that few people to-day read of the Doones
of Badgeworthy or of how John Ridd took
his Lorna home in the great snows.
In short, if you omit Dickens and Thackeray
as immense amateurs who wrote from
time to time very admirable passages, and if
you do not like the works—from Evelina to
New Grub Street—that I have mentioned in
my last paragraph but two, the amount of
work that you can read in English produced
between 1799 and 1899 or so will seem
extremely small—supposing you to be of any
at all adult tastes or of any seriousness of
approach to literary matters.
If, on the other hand, you are indifferent
to whether you are convinced by what you
read and care little with what you occupy
your spare time and desire to fill up your
hours with an occupation calling for as little
mental concentration as, say, a game of golf,
I dare say you could agreeably narcotize yourself
still with Rob Roy or The Tower of London
or The Woman in White or, say, Rudder Grange.
CHAPTER FOUR TO JOSEPH CONRAD
Thus in Mid-Victorian years there established
itself for all the world to see—The English Nuvvle.
And inasmuch as this phenomenon was
really, in the last event, combined—and no
doubt unconscious—socio-political propaganda,
it was accepted by the whole world—and
by the whole world even more than
by England. For if, as it were, you shut
your eyes and consider what images are
brought up before you by the words The
English Novel you will see a Manor House,
inhabited by the Best People: Sir Thomas,
amiable but not bright; Lady Charlotte,
benevolent, charitable, in an ample crinoline,
an Earl’s daughter; the Misses Jean and
Charlotte as pure as dew within lily-chalices;
Mr. Tom—not absolutely satisfactory; Mr.
Edward, always satisfactory; pigeons, shorthorns,
a rose-garden, a still-room, a housekeeper,
a rectory. And you will see a whole
countryside, a whole continent, a whole
world so conducted that those amiable but
not bright personages shall lead amiable, idle,
and almost blameless existences in an atmosphere
of curtsyings and cap-touchings. It
was a world-ideal: you found households
modelling themselves upon it in the Government
of Kiev, in the State of Massachusetts,
in Pomerania, in the department of the
Var. So that God’s Englishman of the novels
of William Black—God’s drooping-bearded
Englishman with his crinolined or be-bustled
consort, carrying fly-fishing rods and croquet
mallets, became the type which the whole
world sighingly aped. For these nuvvles—to
which nobody surely could object—were
read in Sarajevo as in Potsdam, in Washington
as on the Berkshire downs. They were
works written for the would-be gentry by the
near-gentry which latter, if their books proved
sufficiently acceptable, might almost aspire
to such establishments as they described and,
in the second generation, to authentic gentrydom.
The writer himself, like Shakespeare,
would as a rule have to content himself
with a grant of arms from the College of
Heralds. But one could always, if one were
a novelist, dazzle one’s mind with the idea
that Edward Bulwer Lytton, author of The
Last Days of Pompeii, became successively Sir
Edward Bulwer, and Lord, Lytton, and Benjamin
Disraeli, also a novelist, Earl of
Beaconsfield and favourite of his Sovereign.
The nuvvles, naturally, differed in subject
and even sometimes in treatment. The Woman
in White was, I think, written in letters for
all the world like Clarissa; Esmond—which
described the founding of a county-family
in Virginia, U.S.A.,—was autobiographical;
or you might have several characters each
speaking in solid autobiographical wads;
or several diarists. There was, in fact, no
literary convention in particular—there was
only the point of view. Romola and Far
From the Madding Crowd had to be recognized
as of the same ethical family as Pelham or
Lorna Doone or they would not do at all.
Occasionally disturbing breaths swept across
the trout-ponds. The newest novel of Thackeray
might cause a great deal of trepidating
discussion under the breath, or the latest
passionate outpouring of Dickens might cause
Mamma to ask dear Papa whether Lucy and
Emily ought really to be allowed to read it.
Steerforth and Little Em’ly came very near
the Knuckle: but the lap-dog died amongst
such lamentations and the first heroine so
delicately, and such refined retribution overtook
alike Steerforth and the young woman
that, if Copperfield itself was put on the index
of the young ladies’ boudoir, Bleak House
which “introduced Society” could not be
kept from the fair denizens of that be-chintzed
sanctuary. I believe, however, that Great
Expectations, the last of Dickens’ works to
show his passionate compassion for the under-dog,
had a pretty rough passage.
I came into the world myself at about the
hey-day of this national phenomenon, but,
by the time I had any real literary consciousness,
its supremacy was beginning to be
already challenged. My own mother enjoined
on me the reading of Silas Marner, The Mill
on the Floss, Wuthering Heights, Sidonia the
Sorceress, Lorna Doone, The Woman in White,
The Moonstone, Diana of the Crossways, and
Far From the Madding Crowd. But then my
mother was “advanced” and never wore
a crinoline. My father thought Dickens was
vulgar and though he did not forbid me to
read he certainly deprecated my expressing
any enthusiasm for—Bleak House. He thought
too—I don’t know why—that Robert Louis
Stevenson was meretricious, except for the
Inland Voyage. My grandfather, who was
considerably more “advanced” than either
my father or my mother, first recommended
me to read—when I was about seventeen—Madame
Bovary, Tartarin de Tarascon and Tartarin
sur les Alpes. He was pleased when
at school they gave us the Lettres de mon
Moulin of Daudet and a little later made me
read Roderick Random, Humphry Clinker,
Snarleyyow, Midshipman Easy, Waterton’s Wanderings
in South America, which was all the
same as a novel. My uncle William Rossetti
gave me The Castle of Otranto, Caleb Williams,
Frankenstein and another novel of Meinhold’s—The
Amber Witch. I inherited from my
uncle Oliver Madox Brown a large number
of translations from the sixteenth- and seventeenth-century
Spanish. Trollope I had to
find out for myself, oddly enough. I suppose
my own family were too advanced to care
to advocate the reading of projections of the
lives of the cathedral clergy. That, at any
rate, was the reading of a boy of from twelve
to eighteen of fairly advanced family in the
’eighties of last century. It will be observed
that, with the possible exception of Wilkie
Collins’ two books, these were all works that
would not normally be read in Middle Class
families, either because of social outspokennesses,
individuality of outlook, or difficulties
of style. But even for my family it was then
possible to go too far. I remember my mother
being seriously perturbed because at the age
of thirteen or so I was kissed at a tea-party
by Mrs. Lynn Lynton whose gleaming spectacles
certainly frightened me and whose
novels advocated the Revolt of the Daughters
of that day—and, if it had lain within the
ideas of right and wrong of my family to
forbid anyone to read anything, I should
certainly have been forbidden to read the
works of Rhoda Broughton, who advocated
the giving of latchkeys to women.
Nemesis was by then on the way.
The newer ideas began with the cheapening
of the products of the press—and I dare say
that cheapening was a good deal hastened
by the pirating of American works. I remember
still with delight the shilling edition—it
was bound in scarlet paper—in which I first
purchased at the age of fourteen in a place
called Malvern Wells, Artemus Ward’s Among
the Mormons, Sam Slick’s The Clockmaker,
Mark Twain’s Mississippi Pilot, Carleton’s
Farm Ballads, and ever so many other American
books which I suppose must have been pirated
or they could scarcely have been sold for a
shilling. And, though I was ready at the
injunctions of my family to read Lope da
Vega or Smollett, nothing would have induced
me to spend sixpence on taking out from a
circulating library the three-volume novels
of William Black, Besant and Rice and the
other purveyors of the nuvvle when by saving
up my pocket-money I could buy for a shilling—or
ninepence net—the Biglow Ballads or
Hans Breitmann.
So that of the novel of commerce of those
days I really know very little—and I do not
think that there is very much about it that
anyone need know. That it existed in great
numbers in three volumes apiece was obvious.
In every little town in England there was
in those days a circulating library and in
every circulating library in every town were
shelves on shelves of obfusc bindings—but
even the literary textbooks of to-day give you
no more names for the Victorian period than
Dickens, Thackeray, George Eliot, the Brontës,
Charles Kingsley, Robert Louis Stevenson
(who died in 1894), George Meredith and
Thomas Hardy. So that even the official
list is a pretty meagre one and if I rack my
brains really hard I cannot add many names
to it. I have already given you Black,
Blackmore, Besant and Rice who collaborated—and
of writers of considerable merit,
Mark Rutherford and Samuel Butler, but
neither of these really belong to the period—and
Jane Austen really precedes it, though
we may well say that she originated the novel
of the country-house that was followed—at
such great intervals—by the swarm of
commercial writers.
That all the commercial writers who solidly
turned out solid three-deckers produced absolute
rubbish need not be assumed. Miss
Braddon, authoress of Lady Audley’s Secret,
did honest, sound journeyman’s work, year
in, year out, during a very long life—and
obviously such a writer as Mrs. Gaskell will
not ever be entirely forgotten, if only on
account of Cranford. I wish, myself, that
more weight attached to her Mary Barton, a
grim—and indeed an extraordinarily painful—account
of Mid-Victorian labour troubles.
And of course there is Trollope.
Trollope and Miss Austen—like Shakespeare
and Richardson—stand so absolutely
alone that nothing very profitable can be
said about them by a writer analysing British
fiction in search of traces of main-currents
of tradition. They were both so aloof, so
engrossed, so contemplative—and so masterly—that
beyond saying that some people prefer
The Warden to Framley Parsonage and Sense
and Sensibility to Pride and Prejudice, and that
others think the reverse, there is very little
to be said. These at least are authentic
writers: they neither flare out into passages
that are all super-genius—as in Dickens’
passage about the dry leaves at Mr. Pecksniff’s
back-door, nor do they descend to the
intolerable banalities of the endings of Copperfield
or Vanity Fair. But, as in the case of
Turgenev, the aspiring writer can learn very
little of either. These novelists write well,
know how to construct a novel so as to keep
the interest going with every word until
the last page—but after that all you can say
is that they were just temperaments, and
quiet ones at that. Inimitable—that is what
they are. You could imitate Oscar Wilde—but
never Trollope giving you the still,
slow stream of English country and small-town
life. Nor could anyone else ever give
you such pure agony of interest and engrossment
as you can get out of the financial troubles
over a few pounds of the poor clergyman in
Framley Parsonage. I shiver every time that
I think of that book.
But once those tributes are paid it is astonishing
to look back on the course of the novel
in England from the earliest times to say, 1895,
Bunyan, Defoe, Richardson, Fielding, Smollett,
and then the few Victorians of whom we
have been treating. It is an astonishingly
small crop, even if you let me add Marryat and
add for yourselves the other solitary figure
of Mark Twain, one of the greatest prose-writers
the English language has produced.
In the meantime, across the Channel, the main
stream of the Novel pursued its slow course.
It had begun with Richardson. His vogue
with the French would be incomprehensible
if we were not able to consider that the
French Revolution was, in the end, a sentimental
movement, basing itself on civic,
parental, filial, and rhetorical virtues. If the
French beheaded Marie Antoinette it was in
order that Monsieur Durand, stay-maker of
the Passage Choiseul, might be sufficiently
well-fed to utter tearful homilies to his children;
for homilies uttered by starving peasants
with their bones pushing through their
skins and rags—such homilies would little
impress their children with the solid advantages
of virtuous careers. And the moment
you consider pre-revolutionary France from
that angle the appeal of the author of Pamela
becomes instantly blindingly clear.
At any rate, Diderot wrote Rameau’s Nephew
as a direct imitation of that work of Richardson
and a whole school of the contemporaries of
Diderot imitated Rameau’s Nephew. The influence,
again, of Richardson is plainly visible
in Chateaubriand—for without Richardson
how could he have written long passages
like: “How sad it is to think that eyes that
are too old to see have not yet outlived the
ability to shed tears,” and the like. And
if the Richardsonian influence upon Stendhal
does not so immediately spring to the eye,
we know from Stendhal’s letters that it was
extremely profound.
It was to Diderot—and still more to
Stendhal—that the Novel owes its next great
step forward. That consisted in the discovery
that words put into the mouth of a character
need not be considered as having the
personal backing of the author. At that point
it became suddenly evident that the Novel
as such was capable of being regarded as a
means of profoundly serious and many-sided
discussion and therefore a medium of profoundly
serious investigation into the human
case. It came into its own.
It is obvious of course that before the day
of Diderot authors had put into the mouths
of their characters sentiments with which
they themselves could not be imagined to
sympathize. But that was done only by
characters marked “villain,” all the sympathetic
characters having to utter sentiments
which were either those of the author or
those with which the author imagined the solid
middle classes would agree. Young Mr. Blifil,
Mrs. Slipslop, and the rest might say very
wicked things, but they were so obviously
wicked and absurd that no one could take
them with any seriousness either as pronouncements
or as worthy to be taken as the author’s
opinion: Mr. Allworthy or Amelia Dobbin,
on the other hand, could never utter anything
without the reader having to exclaim:
“How virtuous!”... And consider the
material success that always awaited the good!
By the time the thirty years or so that
stretched between 1790 and 1820 had impinged
on the world it had gradually become evident,
on the Continent at least, that so many differing
codes of morality could synchronize in
the same era, in the same nation and even
in the same small community—it had become
so evident that if Simeon Stylites and Oliver
Cromwell were saints, Jesus Christ and Gautama
Buddha and several Chinese philosophers
were very good men, that the Novel, if it
was at all to express its day, must express itself
through figures less amateurishly blacked
than Uriah Heep and less sedulously whited
than the Cherryble brothers.
Changes in literary methods are brought
about very slowly and permeate more slowly
still into the taste of the more or less unlettered
classes who make up the bulk of the desirable
readers for an author. As a rule the process
begins with the younger writers who find
tiresome or ludicrous the accepted work of
their day; a little later the more experienced
of readers, tiring in their turn of accepted
methods in the works they consume, turn
with relief to the younger writers, the professorial
and established critics still thundering
violently against the younger schools. For,
everywhere but in England, schools establish
themselves as soon as restlessnesses betray
themselves in artistic circles. The more experienced
readers, in spite of the critics,
spreading abroad amongst the larger classes
of the relatively unlettered the taste for the
newer modes, at first that larger class become
converts and then the professional critics
whose bread and butter depends on their
following the public taste. So a school is
established and for a time holds its own.
Then it gives place to other modes.
That is the quite invariable process with
all the products and all the methods, of all
the arts. But naturally, as the arts grow
older, their practitioners have a better chance
of evolving newer and sounder methods, for
the number of their predecessors has inevitably
increased. Bunyan must evolve his method
for himself; Defoe could study Bunyan;
Richardson, Bunyan and Defoe; Diderot,
Richardson and his predecessors; Stendhal
could draw on the experience of four generations;
Flaubert on that of five; Conrad on
that of six. This of course is a source of
danger to weaker brethren, for in each generation
an enormous amount of insipid art is
turned out by inferior students receiving
their instruction at the hands of academic
instructors. That cannot be helped. But
the fact remains that to a real master possessed
of a real individuality the study of the methods
of his predecessors must be of enormous use.
Anyone at all instructed, reading the work of
Conrad, must find evidence of an almost lifelong
and almost incredibly minute study of
writers preceding him and the amount of
reading and of study—for they are not the
same thing—that must have gone to the
making of the author of Ulysses, who is
certainly the greatest of all prose virtuosi
of the word—that beggars the imagination!
So it happened that in France from, say,
the ’fifties to the early ’nineties of the last
century, you had a place of dignity found for
the hitherto despised Novel—and in consequence
you very speedily found an accepted
convention. For once an occupation is discovered
to be dignified you will very soon
find that investigators of methods are at
work upon it. The game of marbles was,
in my hey-day, regarded as an occupation
solely for little boys; but with the institution
some few years ago of an international championship
it came in for the most serious of
study by grown men, and the photographs
of last year’s world-contest that a little time
ago filled the public prints, showed the
competitors to be white-headed, grey-bearded,
or very rotund of figure. The champion was
eventually found, as far as I can remember,
in a gentleman of sixty and over.
So with Le Rouge et le Noir it became
evident to the world that the novel of discussion
or of investigation was a possibility
and, with that discovery, the great novels
began to come. The discussions to be found
in the very few works of fiction by Diderot
were naturally experimental and amateurish.
Like Richardson he was tremendously on the
side of the more or less patriarchal and civic
angels. Nevertheless, he could give you a
parasite talking in favour of his profession
or a rogue justifying his courses with a
sincerity and a reasonable ingenuousness that
differed extremely from the exaggerated
speeches of the villains of the Fielding, the
Dickens, or the commercial, nuvvle. Stendhal,
on the other hand, being what one might call
a cold Nietzschean—or it might be more just
to say that Nietzsche was a warmed-up
Stendhalean—Stendhal, then, swung the balance
rather to the other extreme, tending to
make his detrimentals argumentatively masterly
and his conventionally virtuous characters
banal and impotent.
At any rate, with or after Stendhal, it
became evident that, if the novel was to
have what is called vraisemblance, if it was so to
render life as to engross its reader, the novelist
must not take sides either with the virtuous
whose virtues cause them to prosper or with
the vicious whose very virtues drive them
always nearer and nearer to the gallows or
the pauper’s grave. That does not say that
the author need abstain from letting his
conventionally virtuous characters prosper
to any thinkable extent. For however scientifically
the matter be considered, material if
not intellectual honesty, sobriety, continence,
frugality, parsimony, and the other material
virtues will give any man a better chance of
fourteen thousand—pounds or dollars—a year
than if he should be, however intellectually
honest, financially unsound, or a drunkard
or a dreamer or one who never talks about
the baths he takes. The publisher, in fact,
has a better chance of both terrestrial and
skyey mansions than the novelist.
Nevertheless, the novelist must not, by
taking sides, exhibit his preferences. He must
not show his publisher as all shining benevolence
and well-soaped chastity without pointing
out that his fellows, the unwashed,
incontinent, wastrel Villons of the world,
sometimes practise Robin Hoodish generosities
and sometimes smooth with their works
the pillows of the agonized and sleepless.
And in between the starving Chatterton and
the august house of, say, Longmans, Norton,
Hurst, Rees, and Co.—who did not publish
Chatterton—he must place and set in motion
the teeming world of averagely sensual,
averagely kindly, averagely cruel, averagely
honest, averagely imbecile human beings
whose providentially appointed mission would
seem to be to turn into the stuff that fills
graveyards. So that it is not so much the
function of the novelist to hold the balance
straight as, dispensing with all scales or
instruments for measuring, to show all the
human beings of his creation going about
their avocations. He has, that is to say, to
render and not to tell. (If I say, “The
wicked Mr. Blank shot nice Blanche’s dear
cat!” that is telling. If I say: “Blank
raised his rifle and aimed it at the quivering,
black-burdened topmost bough of the cherry-tree.
After the report a spattered bunch of
scarlet and black quiverings dropped from
branch to branch to pancake itself on the
orchard grass!” that is rather bad rendering,
but still rendering. Or if I say Monsieur
Chose was a vulgar, coarse, obese and presumptuous
fellow—that is telling. But if I
say, “He was a gentleman with red whiskers
that always preceded him through a doorway,”
there you have him rendered—as Maupassant
rendered him.)
It was Flaubert who most shiningly preached
the doctrine of the novelist as Creator who
should have a Creator’s aloofness, rendering
the world as he sees it, uttering no comments,
falsifying no issues and carrying the subject—the
Affair—he has selected for rendering,
remorselessly out to its logical conclusion.
There came thus into existence the novel
of Aloofness. It had even in France something
of a struggle for that existence and the
author of Madame Bovary which was the
first great novel logically—and indeed passionately—to
carry out this theory, had to
face a criminal prosecution because in the
opinion of the Government of Napoleon III
a book that is not actively on the side of
constituted authority and of established morality
is of necessity dangerous to morals and
subversive of good government.
That view—it is still largely entertained by
the academic critics of Anglo-Saxondom—is
of course imbecile, but it is not without a
certain basis in the sentiments of common
humanity. It is normal for poor, badgered
men to desire to read of a sort of representative
type who, as hero of a book, shall triumph
over all obstacles with surprising ease and
as if with the backing of a deity. In that
way they can dream of easy ends for themselves.
So they will dislike authors who do not side
with their own types. And as constituted
governments and academic bodies are made
up of what the French call hommes moyen
sensuels, such corporations will do what they
can to prevent novelists from not taking
sides with agreeable characters.
To the theory of Aloofness added itself,
by a very natural process, the other theory
that the story of a novel should be the history
of an Affair and not a tale in which a
central character with an attendant female
should be followed through a certain space
of time until the book comes to a happy end
on a note of matrimony or to an unhappy
end—represented by a death. That latter—the
normal practice of the earlier novelist
and still the normal expedient of the novel
of commerce or of escape—is again imbecile,
but again designed to satisfy a very natural
human desire for finality. We have a natural
desire to be kidded into thinking that for
nice agreeable persons like ourselves life will
finally bring us to a stage where an admirably
planned villa, a sempiternally charming—and
yet changing—companion, and a sufficiency
of bathrooms, automobiles, gramophones,
radios, and grand pianos to establish us well
in the forefront of the class to which we hope
to belong, shall witness the long, uneventful,
fortunate and effortless closing years of our
lives. And our desire to be kidded into that
belief is all the stronger in that whenever
we do examine with any minuteness into the
lives of our fellow human beings practically
nothing of the sort ever happens to them.
So we say: “Life is too sad for us to want
to read books that remind us of it!”
But that is the justification for the novel of
Aloofness, rendering not the arbitrary felicities
of a central character but the singular normalities
of an Affair. Normal humanity, deprived
of the possibility of viewing either lives or
life, makes naturally for a pessimism that
demands relief either in the drugs of the
happy endings of falsified fictions or in the
anodynes of superstition—one habit being as
fatal to the human intelligence as the other.
But there is no need to entertain the belief
that life is sad any more than there is any
benefit to be derived from the contemplation
of fictitious and banal joys. The French
peasant long ago evolved the rule that life
is never either as good or as bad as one
expects it to be and so the French peasant,
like every proper man, faces life with composure—and
reads Madame Bovary, whilst the
English, say, lawyer has never got beyond
The Three Musketeers.
The progress from the one to the other is
simple and logical enough. If you no longer
allow yourself to take sides with your characters
you begin very soon to see that such
a thing as a hero does not exist—a discovery
that even Thackeray could make. And, from
there to seeing that it is not individuals but
enterprises or groups that succeed or fail is
a very small step to take. And then immediately
there suggests itself the other fact
that it is not the mere death and still less the
mere marriage of an individual that brings
to an end either a group or an enterprise.
It is perhaps going too far to say that no man
is indispensable, but it is far more usual to
find that, when a seemingly indispensable
individual disappears for one reason or another
from an enterprise, that adventure proceeds
with equanimity and very little shock. I
suppose the most co-operative and at the
same time the most one-man concern of to-day
is the newspaper or the periodical publication,
and I suppose that in my time I must
have been acquainted with something at least
of the affairs of at least a hundred journals or
periodicals each of them of necessity more or
less autocratically conducted, simply because
a journal running along and having to appear
on a stated day, it is hardly ever practicable
to get together an editorial committee soon
enough to make momentous decisions that
may have to be arrived at in a minute or two.
Yet almost the first discovery that the most
strong-minded of editors makes after he has
got the periodical of his founding running
for a month or two is that it is the periodical
that has taken charge—and the most notable
fact of journalism is that even when the most
noted of editors suddenly dies his paper in
the immense majority of cases goes on running
in perfect tranquillity and with no apparent
change for a period sufficiently long to make
it perfectly manifest that the great man was
not in the least indispensable.
And, as with newspapers, so with nearly
all the other enterprises of life. I am not of
course saying that no great man exists or no
founder of great enterprises, though I should
imagine that there must be even more mute
inglorious Miltons than ever got a chance of
putting their epics before the public. Still,
the evolver of a new process or a revived
combination does exist and not infrequently
does get his chance: and there is no particular
reason why the serious novelist should not
select the Affair of a successful individual for
treatment. That he seldom does so is usually
because, having studied the cases of successful
men, he is apt to come to the conclusion that
they are not unseldom neither edifying as
histories nor psychologically very interesting.
Alexander, that is to say, may have sighed for
new worlds to conquer, but it is probable
that he would have bartered several of his
empires for the certainty of a little peace at
his own fireside and an improved digestion.
Flaubert, then, gave us Madame Bovary,
which may be described as the first great
novel that aimed at aloofness. That it did
not succeed in its aim, Flaubert being in
the end so fascinated by his Emma that
beside her and the ingenuous weakness of
her genuine romanticism every other character
in the book is either hypocritical, mean or
meanly imbecile—that it did not succeed in
that aim is not to be wondered at when we
consider the great, buoyant, and essentially
optimist figure that he was. And indeed,
all authors being men, it is very unlikely
that the completely aloof novel will ever see
the light. If you want to be a novelist
you must first be a poet and it is impossible
to be a poet and lack human sympathies or
generosity of outlook. In Education Sentimentale—which,
if I had to decide the matter,
though fortunately I don’t, I should call the
greatest novel ever written—the author of
Madame Bovary gave us a nearly perfect group
novel, written from a standpoint of very
nearly complete aloofness. In Bouvard et
Pécuchet, abandoning as it were human measures
of success and failure, he takes as his
hero the imbecility of co-operative mankind
and as his heroine the futility of the accepted
idea, and, being thus as it were detached from
the earth and its standards, he could draw
in Bouvard and his mate, two of the most
lovable of human beings that ever set out
upon a forlorn hope. He died in the attempt.
The Flaubert school or group lasted sufficiently
long in France, though, after the
late War, its influence was completely washed
out by a sort of eclecticism whose main
features it is very difficult to trace and into
whose ramifications I do not intend to enter,
for it has had practically no time to influence
the work of Anglo-Saxon novel writers.
Flaubert, Maupassant, Turgenev, the Gourmonts,
Daudet, and the rest of those who had
their places at Brébant’s died in their allotted
years, the last survivor of any prominence
being Anatole France, whose death was
greeted by an outburst of furious hatred in
France such as can seldom have greeted the
passing of a distinguished figure. That was
because the French young, saddened and
rendered starving by the War which just preceded
France’s death, turned with loathing
from the rather débonnaire aloofness of the
author of Histoire Comique. And indeed if
we Anglo-Saxons had suffered in the least
as much as those Latins I might well expect
to find myself lynched for writing what I
have done above. I have seldom witnessed
anything to equal the dismay of a great
French gathering of littérateurs when their
honoured guest, an English novelist of distinction
and indeed of internationally public
literary functions, told them in quite immaculate
French that all he knew of writing he
had from France, and that all that he had
from France he had learned from the works
of Guy de Maupassant! If he had gone round
that great assembly and had, with his glove,
flicked each one of the guests in the face, he
could not have caused greater consternation.
Nevertheless it is true that Maupassant must
have had more influence on the Anglo-Saxon
writer of to-day than any other writer of
fiction, Henry James possibly excepted.
In England, meantime, slightly before the
1890’s, the solid vogue of—or the somnolent
rumination over—the three-volumed nuvvle
of commerce had been seriously threatened
by the slow spread of the idea that writing
might be an art, by a tremendous drop in
the prices at which books might be sold and
by revolutionary attacks on Victorian conventional
morality. The loosening in morality
need not concern us except in so far as it
shook the idea that the novelist must of
necessity colour all his characters with one
or other hue, but the drop in the price of
books facilitated at least all sorts of experimental
adventures. Whilst the nuvvle remained
a thirty-shilling three-decker publishers
must needs play for safety whether in morals
or methods and neither, say, the Hill-top novels
of Grant Allen, which were pseudo-scientific
attacks on conventional morality, nor yet
Almayer’s Folly, which was an attempt to
introduce the artistic standards and methods
of Flaubert into Anglo-Saxondom, could have
had even the remotest chance of publication
had the novel remained at its former price.
On the other hand, such writers as Wilde,
Stevenson, Pater, and Meredith did, dealing
mostly in verbal felicities or infelicities, begin
rather vaguely to perceive that writing was
an art. Neither Wilde nor Pater were novelists
in the sense of devoting the greater part
of their time or energies to the art of fiction,
and Stevenson remained an avowed moralist,
whilst Meredith devoted himself to large
national aspirations—which have nothing to
do with art. And all the four, as I have
said, were essentially rather stylists tels quels
than anything else. When Pater, Wilde,
or Meredith had succeeded in a passage in
showing what clever fellows they were they
were satisfied and Stevenson, if he had some
conception of how to tell a story, was far
more gratified if he had succeeded in producing
a quaint sentence with turns of phrase
after the manner of Sir Thomas Browne
than intent on the fact that every sentence—nay,
every word!—should carry on the
effect of the story to be told.
But the mere fact that writers were then
beginning to pay some attention to manner
rather than to matter or morals—that they
were intent on being writers rather than
gentlemen—that mere fact is one to excite
lively gratitude in lands like ours and the job
of being a novelist is one of such excruciating
difficulty that it would be ungrateful to ask
of pioneers that they should be more than
pioneers.
The effect of their propaganda almost more
than of their achievements, combined with
the cheapening of books and the impingement
on Anglo-Saxon shores of French examples of
how things should be done—for it was not
until the late ’eighties that Flaubert, Maupassant,
and Turgenev really produced any
overwhelming effect in either England or the
United States—the effect then of all these
factors coming almost together was an outburst
of technical effort such as can have
rarely been witnessed in any other race or
time. The idea that writing was an art and
as such had its dignity, that it had methods
to be studied and was therefore such another
acknowledged craft as is shoe-making—such
ideas acted for a time, in the days of the
Yellow Book, like magic on a whole horde of
English—and still more of American—writers.
I have of course not here the space to
go with any minuteness into the history of
the Yellow Book period. Founded by two
Americans—Henry James and Henry Harland—in
London where circumstances were
certainly more favourable than they would
have been in, say, New York or Boston, the
Yellow Book did undoubtedly promote an
interest in technical matters that hardly any
other periodical or Movement could have
done. James was a direct pupil of Turgenev;
Harland and most of the contributors to the
periodical were products rather of a general
“Frenchness” than the students of any one
author—the products of a blend of Mallarmé,
Mérimée, Murger, and Maupassant and a
Quartier Latin frame of mind and personal
untidiness.
Its defect as a movement was that its supporters,
also, probably aimed rather at displaying
personal cleverness than at the concealment
of themselves beneath the surfaces
of their works. They had not yet learnt the
sternest of all lessons—that the story is the
thing, and the story and then the story, and
that there is nothing else that matters in the
world.
L’ENVOI IN THE LAST QUARTER OF A CENTURY
When the dust of the Yellow Book period
died away with the trial and disappearance
of Wilde there did nevertheless
remain in the public and the literary mind
some conception that novel-writing was an
art and that the novel was a vehicle by means
of which every kind of psychological or scientific
truth connected with human life and
affairs could be very fittingly conveyed. To-day
I imagine that there would not be many
found to deny that it is the vehicle by means
of which those truths can be most fittingly
investigated. To that we may some day
return.
In the meantime the Yellow Book period
also left behind it three men whose names
must for ever stand out for the student of the
history of the English Novel—they were
Henry James, Stephen Crane, and Joseph
Conrad. I do not purpose here to attempt an
estimate of any one of the three; I merely
wish to point out what it was that distinguished
them from all of their predecessors
and nearly all of their distinguished contemporaries.
Their distinguished contemporaries
are all, most fortunately, still alive and so
beyond the reach of my pen—but it must, I
imagine, he fairly obvious that, say, Mr.
Wells, Mr. Kipling, Mr. Galsworthy, or Mr.
Arnold Bennett are each solitary figures,
ploughing lonely furrows and expressing
their admirable selves in admirable ways
known only to themselves.
About that other triad there was a certain
solidarity, a certain oneness of method and
even a certain comradeship. They lived in
the same corner of England, saw each other
often and discussed literary methods more
thoroughly and more frequently than can
ever at any other time in England have been
the case. To be sure, not one of the three
was English.
Indeed, some ten years or so ago my friend
Mr. Wells wrote to the papers to say that
in the first decade of this century a group
of foreigners occupied that corner of England
and were engaged in plotting against
the English novel. At the time that appeared
to be the sort of patriotic nonsense that
occupied our minds a good deal just after the
War—but Mr. Wells, as usual, was right.
The extent of the conspiracy was this: the
works of those three writers whose influence
on the Anglo-Saxon—and even to some
extent on the British—novel was overwhelming—were
united by a common technique
and their literary aims were to all intents
exactly the same.
All three treated their characters with
aloofness; all three kept themselves, their
comments and their prejudices out of their
works, and all three rendered rather than told.
On the whole those characteristics which
never before characterized the English novel
characterize it to-day. No one, that is,
would to-day set out to capture the suffrages
of either the more instructed or of even the
almost altogether naïf with a novel of the
type of those written by the followers of
Bunyan, Defoe, Fielding, Charles Reade, or
William Black. No author would, like Thackeray,
to-day intrude his broken nose and
myopic spectacles into the middle of the
most thrilling scene he ever wrote, in order
to tell you that, though his heroine was rather
a wrong ’un, his own heart was in his right
place.
James, Conrad, and Crane differed from
each other in minute points and indeed in
broader characteristics. James was more introspective,
Crane more incisive in his writing,
Conrad more nearly approached the
ordinary definition of the poet and was less
remorselessly aloof than either of the others.
But their common, Gallic origin united them,
so that they had before all for their strongest
passion the desire to convey vicarious experience
to the reader. Conrad wrote of his
literary aim: “It is above all to make you
see,” and Crane might have written the same
thing had he ever written about himself.
And Henry James might have written if he
could ever have brought himself to write
anything so unqualified about his aims: “It
is above all to make you feel!” At any rate,
the common aim was to take the reader,
immerse him in an Affair so completely
that he was unconscious either of the fact
that he was reading or of the identity of the
author, so that in the end he might say—and
believe: “I have been in a drawing-room
overlooking Boston Common, in a
drinking saloon in Yellow Sky or beneath
the palm leaves of Palembang! I have
been!”
At this aim, to which they certainly attained,
they arrived by certain technical devices or
rules. Most of these I have already foreshadowed
and as I am not here writing a
technical work, I do not propose to go into
the others at all closely. The only sound
technical rules are those that are founded
on a study of what pleases: if what you
write is to please you must see how your
predecessors did it. There can be nothing
either highbrow or recondite about your
efforts; the nearer you are to your fellowman
who differs from you only in not having
literary ambitions or gifts, the nearer you are
to universality; the nearer you are to universality
the greater you are, the more nearly
you will have justified your existence.
You must therefore write as simply as you
can—with the extreme of the simplicity that
is granted to you, and you must write of
subjects that spring at your throat. But why
subjects appeal to you you have no means
of knowing. The appeal of the subject is
nevertheless the only thing that is open to
your native genius—the only thing as to
which you can say: “I cannot help it: that
is what appealed to me!” You must never,
after that, say: “I write like this because I
want to,” but you must say: “I write like
this because I hope it is what the unspoiled
reader likes!”
Having got your subject you will, if you
are prudent, live with it for a long, long time
before you sit down to write it. During
that time you will be doing at odd moments
what Conrad used to call “squeezing the guts
out of it.” For it is a mistake to think that
what looks like the rendering of an ordinary
affair is ever an artless chronicling. Your
“subject” may be just the merest nothing in
the way of intrigue or plot—but to the merest
nothings in human affairs all the intrigues
of the universe have contributed since first
this earth swung away, a drop of molten
metal, from the first of all principles. Your
“subject” might be no more than a child
catching frogs in a swamp or the emotions
of a nervous woman in a thunderstorm, but
all the history of the world has gone to putting
child or woman where they are and up
to either subject you might lead with an
epic as thrilling in its end as that of Othello
or an episode as poignant with absolute relief
as came to the world on the eleventh of
November, 1918. You have at your disposal
heredity, environment, the concatenation
of the effects of the one damn thing
after another that life is—and Destiny who
is blind and august. Those are the colours of
your palette: it is for you to see that line
by line and filament of colour by filament,
the reader’s eye is conducted to your culminating
point.
That is, then, all that I have to say of the
gradual progress of the English novel—to
the point where it becomes the Novel. I
have traced out as plainly as I could the lines
of the pattern as it appears to me and the
reader must use that pattern for what jumpings
off of his own he chooses to make.
That this is not the final stage of the Novel
is obvious; there will be developments that
we cannot foresee, strain our visions how we
may. There are probably—humanity being
stable, change the world how it may—there
are probably eternal principles for all the arts,
but the applications of those principles are
eternally changing, or eternally revolving. It
is, for instance, an obvious and unchanging
fact that if an author intrudes his comments
into the middle of his story he will endanger
the illusion conveyed by that story—but a
generation of readers may come along who
would prefer witnessing the capers of the
author to being carried away by stories and
that generation of readers may coincide with
a generation of writers tired of self-obliteration.
So you might have a world of Oscar
Wildes or of Lylys. Or you might, again,
have a world tired of the really well constructed
novel every word of which carries
its story forward: then you will have a movement
towards diffuseness, backboneless sentences,
digressions, and inchoatenesses.
But, for the moment, the outline that I
have traced for you seems to have got about
as far as we ourselves have.
Printed in Great Britain by Butler & Tanner Ltd., Frome and London
Transcriber’s note: As no original book cover image is available, a cover image made by
the transcriber is placed in the public domain.