BY WAY OF INTRODUCTION
A LETTER OF DEDICATION TO SEWARD B. COLLINS, ESQ’RE.
My dear Seward:
For two years I have cherished the wish to offer you,
out of gratitude and friendship, some product of my pen.
But I did not dream two years ago, or even one year ago,
that I should write a book on a subject so near your heart
as American Humanism. Lately, however, there has been
a great acceleration of events in our country’s intellectual
life; unexpectedly soon the moment has ripened for a
full-length study of the creative possibilities of the New
Humanism. Now it is doubly appropriate to dedicate
this study to you: I gratify a private desire, and I give
a public recognition of the large part you yourself, as
editor of the Bookman, have performed in bringing the
ideas of P. E. More and Irving Babbitt and their colleagues
before the eyes of the general reading public.
This work of yours I say is a very important service to
American literature in its present condition. At no time
myself an orthodox Humanist, I nonetheless felt six or
seven years ago, when I first read the Shelburne Essays
and Professor Babbitt’s massive works, that here was
criticism our literary world could not ignore without
grave loss, and I set myself to do what I could to bring
this criticism out of the academic shadows to which it
had been consigned by the main romantic movement of
post-war America and to advance it to the very center of
our literary stage. In this effort I was of course merely a
symptom of a change in temper and direction and ideals
that was gradually taking place in many young Americans
who came to feel that there was something disastrously
ill-informed and disappointingly shallow in the
revolt-literature of the ’Twenties. At any rate, there has
finally occurred in literary criticism a reaction toward
“style and order,” not alone in letters but in life, and we
can now say that the doctrine of the New Humanists is
decidedly under scrutiny by every one who professes to
be seriously interested in the welfare of our literature.
Let the literary battles over Humanism go on and
may they wax hotter! Strength of opposition is good for
all parties concerned, and the development in our literary
world of a strong orthodox classical party like the
New Humanists is sure to call forth from our naturalistic
thinkers and artists greater efforts, and efforts on a more
difficult level of thought, than those they have felt inclined
to make in the last fifteen years. But—as you tell
your readers in the Bookman—American Humanism is
not essentially or solely a literary school. It offers a comprehensive
critique of modern civilization: it has studied
our problems of education, politics, manners, morals, and
science, as well as literary tendencies: it is preëminently
concerned with the question, how to live, and it believes
that it has the commencement of a sound program for the
intelligent conduct of life.
How to live? That undying question has always given
rise to hornèd problems. Walter Lippmann, not long
ago, showed ably how the traditional controls of our lives
have been abolished or appear to have been abolished;
with the same ability he outlined the quandaries of the
modern man who has been born into the Kingdom of
Whirl after the joy of breaking images has gone out of
the land and no new goal for existence has shiningly
presented itself. “What is there in the back of our heads,”
Lippmann asked, “which keeps telling us that life as we
find it is not what it ought to be?” This is his reply:
“It is a deep conviction that happiness is possible, and all
inquiry into the foundations of morals turns ultimately
upon whether man can achieve this happiness by pursuing
his desires, or whether he must first learn to desire the
kind of happiness which is possible.” There you have
what may be termed the dilemma of the emancipated
man. The intelligent modern man feels liberated from
petty social conventions, narrow theological views, discredited
authorities, the grosser popular superstitions, but
liberated for what? Only, it seems, to face a darkened
problem of choices, with many strong reasons for distrusting
every alternative offered. Shall he follow some most
recent form of naturalism such as D. H. Lawrence
preached? He is impressed by its passionateness, but it
also has a fanatic sound to him; it appears to delimit man,
to deny too much in man’s constitution that seems to
promise more abundant life to him who develops it.
Shall he, on the other hand, seek out some surviving
moral discipline or some new asceticism? But which
one and how well founded on science and commonsense
are these preserved or refurbished disciplines?
Well, the New Humanism has much to say on such
a dilemma as this, much to say on the great central
moral question, how to live as a being bearing the proud-sounding
name of Man ought to live; and for this reason
it is proper to call contemporary Humanism a modern
morality and to say that it commends itself to persons who,
besides reading for pleasure or information, read to live.
It is such persons, men and women of the world who
resort to books with the real intention of clarifying their
lives by reading, that I wish to address. They are free
from that malady to which the “literary person” so frequently
succumbs, namely, living for reading and writing.
This person’s mind then becomes merely a great heap of
literary associations, all very useful, if only he had obtained
a few central ideas, if only he had kept a grip on
life as the foremost thing and resolutely kept his reading
in its proper place as “the great stimulus to life.” The
man of the world, on the other hand, has other faults, but
he is sensible in what he demands of books. He wants the
essentials of a doctrine and he wants them purged of special
terminology: he wants to see the doctrine’s practical
implications lighted up: he wants to see the cardinal teachings
properly groomed to appear before the bar of commonsense.
That is why in the following pages I have
avoided as much as possible the debates and wrangles of
scholarship and have tried for compactness, clearness,
simplicity, and practicality in the exposition of the master-ideas
of Babbitt and More.
Truly, they are pregnant ideas. My first aim in this
book has been to show their remarkable specific gravity
and how they sink to the bottom of one’s mind. There,
it seems to me, they give birth to questions of the utmost
importance to the individual. They raise questions relating
to his world-view, to his psychology, and to his aspirations
in character. The mind is agitated in a new way
and so led to take new approaches to old problems: the
experience of past mankind and our contemporary experience
operate on each other with profit in the way of
self-understanding and the understanding of modern society.
Many of the questions thus aroused are of a religious
character, and my second object has been to discuss
them and in so doing naturally to pass from the field of
morals to the field of religion. Religion, “that deepest
voice of human experience,” according to Matthew Arnold—what
has it to say of the ideals of the New Humanism
and the humanistic way of life? What has religion
even now to say to the skeptical modern man disposed to
give ear to new moral doctrines?
In what we would reply here, my respected dedicatee, I
foresee a wide divergence in our future paths. Possibly
not however. But on that part of the journey which we
have traveled together I wish to say I have known no
other companion so gay in mind, so unswerving and unafraid
in practice, so ardent in understanding of the tenets
of American Humanism as you to whom this book is
tendered.
In the language beloved by the Humanists of the Renascence,
Sum ut semper, tui studiossimus,
Gorham Munson.
March 17, 1930,
New York, N.Y.
I THE BIRTH OF HUMANISM
“As is well known, the word humanist was applied,
first in the Italy of the fifteenth century, and later in
other European countries, to the type of scholar who
was not only proficient in Greek and Latin, but who
at the same time inclined to prefer the humanity of
the great classical writers to what seemed to him the
excess of divinity in the mediævals. This contrast
between humanity and divinity was often conceived
very superficially. However, the best of the humanists
were not content with opposing a somewhat
external imitation of the Ciceronian or Virgilian elegance
to the scholastic carelessness of form. They
actually caught a glimpse of the fine proportionateness
of the ancients at their best. They were thus
encouraged to aim at a harmonious development of
their faculties in this world rather than at an otherworldly
felicity. Each faculty, they held, should be
cultivated in due measure without one-sidedness or
over-emphasis, whether that of the ascetic or that of
the specialist.”—Irving Babbitt in Humanism and
America.
It requires an unusual effort for us to admit that there
was something mysterious operating in the deeps of the
Middle Ages, and again that well below the surface of
the Renascence there seem to have been strange forces.
We look with wonderment at the twelfth and thirteenth
centuries in Europe—at that uncompleted Cathedral of
the Intellect designed by St. Thomas Aquinas, at the ordering
and altitude of emotion in Dante, at that philosophy
of action called Chivalry; but few of us can refrain
from ready interpretations. Very few can sit in the Cathedral
of Chartres and sincerely arrive at the conclusion
which Henry Adams reached after long saturation beneath
its influences. That conclusion, highly remarkable
as coming from a modern man and therefore worthy of
italic print, was given by Adams all the advantages of
emphatic position. It was couched in the surprising final
clause of a lengthy sentence at the end of one of his chapters
in Mont-Saint-Michel and Chartres, his elaborate
homage to the splendor of mediæval times. I shall let
Adams lead up to it.
“Sitting here any Sunday afternoon, while the voices
of the children of the maîtrise are chanting in the choir,—your
mind held in the grasp of the strong lines and shadows
of the architecture; your eyes flooded with the autumn
tones of the glass; your ears drowned with the
purity of the voices; one sense reacting upon another until
sensation reaches the limit of its range,—you, or any
other lost soul, could, if you cared to look and listen, feel
a sense beyond the human ready to reveal a sense divine
that would make that world once more intelligible, and
would bring the Virgin to life again, in all the depths of
feeling which she shows here,—in lines, vaults, chapels,
colours, legends, chants,—more eloquent than the prayer-book,
and more beautiful than the autumn sunlight; and
any one willing to try could feel it like the child, reading
new thought without end into the art he has studied a
hundred times; but what is still more convincing, he
could, at will, in an instant, shatter the whole art by calling
into it a single motive of his own.”
But, as though in obedience to some undivined law, the
marvellous unity of the Middle Ages, sustained in
Adams’s judgment by motives so foreign and incomprehensible
to us, began to crumble. The spirit began to
withdraw and the forms to change into formalism.
There was less inwardness. Corruption and decline set
in, and then fairly suddenly the disintegration of culture
was arrested and a new growth took place to make resplendent
the fifteenth and sixteenth centuries. The Renascence
was in part a great revolt against decayed scholasticism
and the views of man and the world it upheld, and
in part the fulfilment of fresh impulses generated by the
apostles of the New Learning, the study of classical literature.
This period too baffles us: we meet with so many
enigmatic figures! To take a famous instance, who has
ever made a plausible business of explaining the character
of Francis Bacon? Enigma he was and enigma he remains,
a man whose range of motivation outspans our
most inspired conjectures.
But this strangeness is not all that defies our efforts at
understanding. We need to suspend judgment, but the
difficulties of remaining in suspended judgment are magnified
in a way that has been set forth by an English amateur
of philosophy, the late T. E. Hulme, whose reputation
in America incidentally has never matched his
deserts. Authentically, Hulme was a young intellectual
giant, and his death in the Great War was a grievous
casualty for contemporary philosophy. But fragmentary
as his writings are, one essay in his posthumous book,
Speculations, is said to have done more to clarify the mind
of his generation in England than any other essay in recent
years. This influential paper is called Humanism
and the Religious Attitude, and some of its striking ideas
are very much to our present purpose. Hulme opened by
boldly declaring that the modern emancipated and instructed
man shrinks from the idea of discontinuities.
Such a man, he said, is wedded to the theory of evolution
and the doctrine of progress, two sisters, and so he
abhors the notion of a gap, a real chasm, existing in the
scheme of life. In fine, the modern man takes a principle
of continuity to be, not just a convenience in certain fields
of thought, but an absolute fact. He therefore very frequently
denies a discontinuity between Nature and Man
and invariably between Man and the Absolute.
But the Middle Ages believed in a discontinuity between
Man and absolute values in religion and ethics.
They believed, that is to say, in Original Sin and in
placing perfection far above the human plane. That is
what makes those ages so hard for us to comprehend.
But in the Renascence, according to Hulme, this discontinuity
was denied: man was declared not radically bad,
but worthy, and things perfect were brought down and
mingled with things on the human plane. Where there
had been the mediæval religious spirit, now appeared the
modern humanistic temper—and the two were utterly
different! In its later manifestations we can understand
the latter, but in the Renascence, in men like Manuel
Chrysoloras, Pico della Mirandola, and Leonardo da
Vinci, we are haunted by the enigmatic.
What secrets they had, we cannot probe after now,
even if we had fresh clues. What is incontrovertible is
that we inherit that part of the Renascence which was a
revolt against mediævalism. The fifteenth century
founders of Humanism gave the Western World nothing
less than a new weltanschauung. What that world-view
is and what the Romantic world-conception is which has
sprung up in the last one hundred and fifty years to challenge
it, I shall try to expose in the following pages.
Then in the concluding chapters, after discussing Romanticism
and Humanism, I wish to return to Religion and
to consider the radical difference Hulme alleged to exist
between the humanistic temper and the religious spirit.
When we have a single name to cover related but highly
variegated phenomena, we tend after a time to think of
the phenomena as being uniform because the one name
covers them all. So today when an editorial writer mentions
the Humanists of the Renascence, he often sounds
as if he considered all of them to have been turned out on
very much the same pattern. There is some excuse then
for a brief collection of data showing that such was not
the case any more than a rigid uniformity characterizes
the Humanists of the twentieth century. Humanism now
and formerly is essentially broad and flexible, and the
reader must divest himself of narrow preconceptions if
he hopes to encompass the subject. For dispelling a contemporary
prejudice in favor of uniformity, a mere glance
at the variety of fifteenth and sixteenth century Humanism
will be enough, even though we take in only the best
known facts.
The earliest Humanists appeared in Italy, and principally
in Florence under the patronage of Cosimo de’
Medici. Scholars like Manuel Chrysoloras and Poggio
Bracciolini had delved into the treasures of ancient Greece
and Rome and had risen ecstatically. In 1453 the fall of
Constantinople released the old manuscripts in greater
profusion: the new springs of life welled up gloriously.
Men in the most powerful places like Pope Nicholas V became
supporters of the new cult of literae humaniores.
But as the New Learning spread, its secular spirit became
more evident, and the Church found itself assaulted by
some Humanists, Lorenzo Valla, for example, who stood
boldly for paganism and asserted the chief good to be
pleasure. Others—the most celebrated is Pico della Mirandola
(1463–1494)—sought to blend Christianity with
Platonism. Generally speaking, Italian Humanism had
a pronounced æsthetic character, but we must not therefore
think of these seminal figures in the dreamy fashion
of Walter Pater. His languid essay on Pico is the least
fitted thing to do justice to this man’s power of inspiring
others to love the New Learning. You would never guess
from Pater that Pico della Mirandola was reputed to have
had such a powerful mind and memory that he retained
perfectly on a single reading the entire language and
meaning of any text he read. Pico was only thirty-one
when he died on the day the French king, Charles the
Eighth, entered Florence, but he had done the work of a
giant. Enthusiasts had carried his influence throughout
Europe: he had fertilized an age.
In every country where it took root, Humanism assumed
national characteristics and applied itself to differing
tasks. In Spain, in France, in England and in Germany
each movement was sui generis—a point to
remember today when we observe the classical revivals
going on in France, England and the United States. The
Action Française, the work of Belloc and Chesterton,
American Humanism have all, in spite of many important
differences, a family resemblance which will concern us
later. But now glancing back at Spain in the Renascence,
it is Cardinal Ximenes (1436?-1517) whom most readers
will recall and his establishment of the University of
Alcalá, that university from which in 1514 was to come
the first Greek text of the New Testament ever printed.
A little afterwards came the renowned Polyglot Bible,
made under the direction of the Cardinal and published
at his personal expense.
In France from the beginning Humanism was tinged
with Catholic heresy. There was Jacques Lefevre of
Etaples (1455–1537), whose Commentary on the Epistles
of St. Paul in 1512 is regarded as a distinct enunciation of
the doctrine of justification by faith alone. There was
Guillaume Budé (1467–1540), whose studies were almost
entirely secular; he was excelled by no one in his time
for scholarship in Greek and Latin. There was finally
François Rabelais (1495?-1555?), the colossal laughing incarnation
of the French humanistic spirit.
In Germany and England the Humanists appear to
have struck graver notes and to have been more concerned
with social reform. American Humanism today
bears at least this external resemblance to the Humanism
of William Grocyn, Thomas Linacre and Sir Thomas
More: namely, it is greatly concerned with public education.
Perhaps the most typical English Humanist was
John Colet (1467?-1519) who founded St. Paul’s School
in London. And American Humanism has an external
resemblance to the Renascence form of Humanism in
Germany in that the contemporary form is likewise primarily
a movement inside the universities. The famous
names in Germany are Johann Reuchlin (1455–1522),
Ulrich Von Hutten (1488–1523), and the artist Albrecht
Dürer (1471–1528). Reuchlin, around whom, provoked
by his defence of the Jews, a storm broke that swept him
for trial to Rome itself, is especially noteworthy, for he
indicates by his study of Hebrew and the Kabbalah (a
wonderful text to Pico, too) the variety of the sources of
inspiration the Humanists discovered. Ulrich Von Hutten,
militant pamphleteer, sided with the Protestant
Reformation, whereas as is well known many Humanists
liked Calvin no better than they liked obscurantist monks.
With that fact let us close what is clearly not intended
to be a comprehensive survey of Renascence Humanism
or an evaluation of it, but only the presentment of enough
data to recall the great complexity of the early Humanists.
All that is designed is to direct attention to their
heterogeneity, to remember that some were against Aristotle
and others favored him, some were for paganism,
others for Catholicism, and others for the Reformation,
some were of singular purity, others were gay worldlings
in personal morals. National traits altered the colors of
Humanism, and the places of emphasis, as we have seen,
shifted from country to country, here being found in the
arts, there in education, and there in religious reform.
It is a warning to us—this complexity in historical Humanism—not
to expect a sameness, or an exceedingly close
approximation to each other, in the manifestations of
contemporary Humanists. Historically, the humanistic
temper was broad: we shall come to see the wide latitude
of a similar temper today.
And yet historians are right in applying one name to
all these diverse men from Petrarch in Italy to Luis Vives
in Spain, for all felt powerfully the attraction of one
leading idea. That idea the modern world has agreed to
call “the dignity of man,” and it is customary to go to the
Oration on the Dignity of Man composed by Pico della
Mirandola for the most eloquent phrasing of it. “Then
the Supreme Being decreed that unto Man, on whom He
could bestow nought singular, should belong in common
whatsoever had been given to His other creatures. Therefore
He took man, made in His own individual image,
and having placed him in the center of the world, spake
to him thus: ‘Neither a fixed abode, nor a form in thine
own likeness, nor any gift peculiar to thyself alone, have
we given thee, O Adam, in order that what abode, what
likeness, what gifts thou shalt choose, may be thine to
have and to possess. The nature allotted to all other creatures,
within laws appointed by ourselves, restrains them.
Thou, restrained by no narrow bonds, according to thy
own free will, in whose power I have placed thee, shalt
define thy nature for thyself. I have set thee midmost
the world, that thence thou mightest the more conveniently
survey whatever is in the world. Nor have we
made thee, either heavenly or earthly, mortal or immortal,
to the end that thou, being, as it were, thy own free
maker and moulder, shouldst fashion thyself in what
form may like thee best. Thou shalt have power to decline
unto the lower or brute creatures. Thou shalt have
power to be reborn unto the higher, or divine, according
to the sentence of thy intellect.’ Thus to Man, at his
birth, the Father gave seeds of all variety and germs of
every form of life.”
Closely observed, this passage yields the following
statements. Man is a being of extraordinary elasticity, for
he subsumes the various kingdoms of nature, animal, vegetable
and inorganic. Man is not given stability or a center
within himself, but he may acquire them. He can
do so because he has will and potentialities to develop.
His dignity consists in the fact that whereas other creatures
must obey their destiny, he can have an active part
in forming his. His way lies between the brute and the
divine: he can sink into the former or he can be reborn
into the latter. To be human is to be midmost. Pico has
thus written—it may be noted here—an epigraph for the
New Humanism.
In passing, however, some questions should be raised.
Do the New Humanists, who proclaim afresh the dignity
of man, distribute the weight of their thought and emotion
quite as evenly as did Pico? On the idea of rebirth,
for instance, and all that it implies of revolution in personal
psychology, do they not walk lightly or step carefully
away from it? “The higher, or divine”—did it not
tend to drop out of Renascence Humanism in its later
stages, and today does it not fail to attract the best thought
or the most passionate endeavors of our Humanists? Yet
all, new and old, stand for man’s dignity and would agree
that Pico della Mirandola has given the poetic formulation
of their faith.
How would their faith be phrased intellectually? Happily,
we may resort to T. E. Hulme for that. “It seems
as if,” he says, “no sooner had Copernicus shown that
man was not the center of the universe, than the philosophers
commenced for the first time to prove that he was.
You get expressed explicitly, for the first time (in Pico
della Mirandola for example), this idea of the sufficiency
of natural man, and it has generally been assumed by all
philosophers since. It may be expressed in very different
languages and with very different degrees of profundity,
but even Hegel and Condorcet are one from this
point of view.” The self-sufficiency of the natural man—there
is a key idea we must grasp. I object to a precise
equating of Hulme’s phrase with Pico’s eloquence on the
dignity of man, but, leaving out the references to divine
order and rebirth, the phrase is fairly close to an intellectual
equivalent. Self-sufficiency is the central idea we
have inherited from the Renascence, and for millions of
men it has effaced the mediæval idea of the insufficiency
of the natural man and the need for Grace to visit him
as a basically bad creature. The dignity of man understood
as the self-sufficiency of the natural man, and by
natural man is meant one not reborn, is the foundation
idea for all modern Humanism.
In the foregoing sketch I did not mention the man who
is inevitably associated by every one with Renascence
Humanism—Desiderius Erasmus. That was because I
wish the reader to observe him now in a particular connection.
Let us look briefly at the crisis in Christendom
produced by the emotional revolt of Martin Luther. Up
to 1521 when Luther shouted, “I should go to Worms
were there as many devils there as tiles upon the roofs,”
Erasmus had held a commanding position in Europe.
Europe was then, intellectually and morally, a single
community. Latin was the common language binding
together all intellectual contributions and there was one
Church for all the peoples. Erasmus had risen from his
illegitimate birth in Rotterdam, his convent education,
and his straitness of means, to be a friendly counsellor
of King and Pope, a master of Latin style, an illuminated
traveler throughout Europe to exchange light with
its best minds. As every one knows, he addressed himself
to the emancipation of the individual, expecting that
from the increase of enlightened individuals would eventually
issue religious as well as social reform. The evil
of the time he ascribed to ignorance: he combated it with
genial raillery and suave satire, making always an appeal
for truth, temperate procedure, and tolerance.
Now think of the man who was described by Erasmus
in a letter “as a necessary evil in the corruption of the
Church; a medicine, bitter and drastic, from which
sounder health would follow.” Martin Luther’s career is
familiar to every one; how he was severely beaten at
home and at school during his childhood, how he sang
for alms at the University of Erfurt, how his friend was
slain at his side by lightning and the young student’s subsequent
terrified flight into an Augustine monastery, how
there he was distinguished by zeal, how he was disenchanted
in his pilgrimage to Rome, how afterwards he
was made a professor of philosophy at the University of
Wittenberg, how finally he opposed Tetzel on the latter’s
mission of selling indulgences and dispensations and
wrote out against such practices the famous ninety-five
propositions which led eventually to excommunication;
all these circumstances have been rehearsed hundreds of
times in tones of admiration or detestation for the man
who experienced them. Certainly in contrast to Erasmus’s,
Luther’s life seems lurid. And undoubtedly the
conventional Protestant account of the Reformer can
stand much correction, but we need only note what unmistakably
stands out in the characters of the Reformer
and the great Humanist.
Carlyle had excellent reason to call Luther the Christian
Odin, the right Thor: the man is impressive by his power
in action, by his great and often harsh energy, by the force
and sometimes violence of his feelings. He is not impressive
because of his mind. Let us hear Luther himself
denounce the reason which he grants is indeed of utility
in practical affairs but refuses to call good beyond that
realm. “Reason,” he thundered in his last sermon at
Wittenberg near the close of his life, “is the devil’s greatest
whore; by nature and manner of being she is a noxious
whore; she is a prostitute, the devil’s appointed
whore; a whore eaten by scab and leprosy who ought to
be trodden under foot and destroyed, she and her wisdom.”
And on another occasion he said: “Reason is
directly opposed to faith, and one ought to let it be; in
believers it should be killed and buried.” This clearly is
not the accent of the Renascence Humanist who objected
to pseudo-intellectualism but never to the idea that there
is a right employment of reason in the highest matters.
Nor did the Humanist throw his weight so vehemently
upon the emotions and in particular upon faith as did
Luther. “We can say,” remarks Jacques Maritain, one of
the best Catholic philosophers today, “that Luther is the
first great Romantic”—and despite Luther’s strong religious
disposition, Maritain makes this remark seem
plausible.
Erasmus is the antithesis to Luther. He was an active
practical man, but we never think of him as an exponent
of energetics; he was mature and full in his feelings, but
not violent or overflowing in turbulence; he was an able
reasoner but not gone mad on metaphysical refinements.
What strikes us about Erasmus is not the greatness or intensity
of any one of his faculties, but the fair degree of
harmony in the development and operations of all of
them. He is the typical Humanist because of his proportionateness.
He had the supreme humanist virtue, and
that is mellow commonsense.
The crisis came, and a large part of Europe followed
the impassioned Luther into the Reformation. Erasmus,
observing the defects of Luther, his lack of balance, his
lack of reason in the best sense, could not join his forces,
nor could he fight blindly and hotly on the Catholic side.
Neither was the way of mellow commonsense, and he
who had been the prince of the European mind retired
helplessly to Basle while the struggle worked up its violence.
He had his major defect too. Not a weakling in
feeling, he yet had not the tremendous force of emotion
required to play an effective part in the great proceedings
of history. He was even able to say in a letter
to Archbishop Warham: “As for me, I have no inclination
to risk my life for truth. We have not all strength
for martyrdom; and if trouble come, I shall imitate St.
Peter. Popes and emperors must settle the creeds. If they
settle them well, so much the better; if ill, I shall keep on
the safe side.” But no place was safe for a champion of
moderation. “Every goose,” he wrote from Basle, “now
hisses at Erasmus; and it is worse than being stoned, once
for all, like Stephen, or shot with arrows like Sebastian.”
Did Europe take the wrong turning when it ignored
the pleas of Erasmus,—then past sixty, suffering with the
stone, grieving over the execution of his friends, More and
Fisher, a beclouded luminary,—and plunged recklessly
into the work of breaking up its moral and intellectual
unity? In retrospective wisdom Goethe thought so.
Goethe regretted that Erasmus and men like him could
not have retained the direction of the mind of Europe:
he thought that Luther had thrown back the intellectual
progress of mankind for centuries by appealing to the
passions of the multitude to decide on subjects which
ought to have been left to the learned. That question
we do not have to debate here. Luther for worse or better
is one of the makers of our modern world, and our pressing
question is, what is the rôle of mellow commonsense,
the great humanistic virtue, amid the confusions of our
age? Should we, the heirs of those who went with
Luther, now turn for light and example to Erasmus?
Fixing in our minds the several considerations dwelt on
in this opening up of our subject—the absolute distinction
between Religion and Humanism, the intricacy of
historical Humanism, the conception of man as self-sufficient
for the unifying of himself, and ripened commonsense
as the prime virtue of Humanism—let us now leap
to the present and examine what sort of society we belong
to and how we conceive of the world and of ourselves.
II A PORTRAIT OF OUR AGE
“A highly unified age may offer examples of highly
unified personalities; but there is likely to exist in the
individual of today the same confused conflict of
tendencies that we see in the larger world.”—Irving
Babbitt in Literature and the American College.
Some Humanist yet to be, inspired by the model of Erasmus’s
In Praise of Folly, will write successfully a rival
piece on our follies for the delectation of later ages. The
future Erasmus will likely call his genial dissolvent In
Praise of Modernity: in it he will conjure up the Spirit of
Progress and constrain her to deliver a panegyric of all
our modern excesses. But the loquacious Spirit of Progress
could never accomplish that task in less space than a
book, and a single chapter is our limit for a broad sketch
of our age. It is not for us then to be indirect and ironical,
but to find without loss of time some simple clear mirror
for the reflection of the plain facts of our period. Where
shall such a mirror be found? Nowhere better, it seems
to me, than in the outlook on life of the typical general
reader, in the outlook of such a person as G. R., whom I
shall briefly describe.
G. R. in his forties is a respected and successful lawyer.
In his college days he wrote verse: in fact, he was Class
Poet at Commencement, but soon afterwards he lost interest
in his courtship of the Muse. He continued, however,
to read rather widely and with the object of keeping
abreast of new developments in thought and art. You
will find his name among the subscribers to the Theatre
Guild and on the mailing lists of our best liberal weeklies.
As I have indicated, G. R. is successful. His comfortable
duplex apartment in the east Seventies of New York city
bears witness to his rise in the world, and out on Long
Island he has acquired a remodelled farmhouse for weekends
and summertime. His three sons attend a private
school inspired by the educational ideas of John Dewey.
Their father to a casual acquaintance is not very different
from some tens of thousands of other substantial well-educated
American men. Like them he gets a little bored
by the baiting tactics of H. L. Mencken: like them he
enjoys driving a car and playing golf regularly. He still
awaits being put into American fiction with the same
distinctness that certain types he despises, such as the
George F. Babbitts, have been limned.
G. R., now that much of his youthful idealism has been
found inappropriate to the facts of his existence, has the
strong impression that we are all floundering about in the
present era. And this impression of his is certainly a generally
diffused opinion. In a time of floundering our first
consideration must be to get at the plain realities of our
condition, and that is why I have recourse to G. R., on
whose mind and feelings they seem most clearly imprinted.
He is susceptible to the main currents of modern
life, but not being unduly specialized, he does not show
traces of these currents that are highly peculiar to himself.
Singularity is the fault of many explanations that are
being offered of why we are floundering and how we may
take arms against our sea of troubles. These explanations
come from economists, sociologists, psychiatrists, political
students and other specialists. They often apply correctly
to aspects of our confusion, but, coming from specialists,
they necessarily tend to be recondite. And what they seek
to explain and remedy, namely the easily recognized and
very widespread state of mind and feeling which G. R.
epitomizes, is not recondite at all. Why not then, as I
have suggested, make a direct report, involving no detailed
knowledge of economics or social theory, of what
G. R. and the rest of us can all be aware of in terms of
daily personal experience? Surely it seems best when we
are floundering to imitate the Socratic example, to turn
to the common mind, to trust in sound sense, before we
repeat as our own the views of some specialized pleader.
What gives us all, G. R. has often inquired, this persistent
feeling of blindly living along without a compass?
The first part of the reply is easy. Involuntarily, we have
looked to Society for a compass and it is patent that Society
offers none. It has moulded us, directed us, tossed
us about in its channels: that we know, and we continue
to feel its multitudinous pressures every day. But Society
does not show us, nor has it shown us, any central ideal
for its collective self and for its individual members.
Ideals there are in abundance, the ideals of professions
and institutions, but a master ideal ruling over them
there is not. There is competition of ideals, but no sovereign
aim subordinating all other aims in life to itself.
“Whirl is king, having driven out Zeus”—we need not
wonder that this has become for us a meaningful quotation.
If you are a lawyer like G. R., you live up to a code of
legal ethics; if you are a physician, you encounter a standard
of good medical practice; if you are a scientist, you
know what the scientific ideal is: yet you do not in those
professions or in other occupations or in the churches
find an intelligent standard of living for all men to which
common assent is given. That implies a great deal more
than most people realize. It is saying that there is no central
significance in the lives we are living. Society tells
us of none, and there is only conflict and confusion on
our most important concerns as human beings. Let G. R.
ask of Society: what is the meaning of my existence?
what is the true aim of my existence? Society can only
reply: I am not at present organized about any answers
to these questions. You must fulfil obligations to me, but
I acknowledge no obligation to you as an individual in
the matter of spiritual guidance. That, my dear sir, is
your personal outlook. Take your choice, if you like,
among a variety of conflicting opinions, but none of them
have my ultimate sanction.
Of course, as G. R. often fails to remember, such a state
of affairs has not always been. It was not so in ancient
Palestine, not so in ancient Egypt, not so in the Middle
Ages in Europe. Many times in history has Society returned
to its members a full coherent reply, right or
wrong, to the prime question of the individual, what is
the significance and aim of my existence? It has, first of
all, defined the social duties of the individual, but afterwards
it has admitted that it in turn existed to further the
primary aim of the individual. Not today.
This, the complete failure of contemporary Society to
declare Truth and found itself on it, is clearly the first
cause of our sense of confusion. It is not that we are out
of harmony with Society’s declaration of Truth: it is that
we know that Society is rather helplessly established on
Pilate’s question and certainly it washes its hands of the
business. Whether it is possible or desirable for Society
now to give a single answer to the question, why are we
alive, is an entirely different consideration. In bringing
out the fact that our Society does not hold up a standard
of Truth, I would not wish to be understood as meaning
that Tibet is superior to America because it is unified in a
religious way we are not. Far from that! What is being
driven at now is simply the ineluctable fact that American
Society does not promote an authoritative conception of
spiritual life, and the result of this, be it good or bad, is
competition and confusion of ideals.
Bad it may be, for if man cannot have the real thing, it
is notorious he will take substitutes. We are held together
not by a grand ideal which is both social and individualistic,
but by a number of pseudo-ideals winning mass-acceptance.
What are they? Study our national behavior,
and because it is obviously standardized you will
have no trouble discerning what our brazen images are.
G. R.’s mind, for example, is typical of most of us in
that it is soaked in the dogma of social progress. A very
compact statement of this dogma was once given in the
process of criticizing it by Robert Shafer, one of the New
Humanists. “Social progress has become,” he said, “a
species of popular religion of which the chief articles of
belief are: that earthly life is in and for itself a good
thing, that terrestrial happiness is possible for all men,
that applied science and industry have given us the means
for abundant enjoyment, and that it is now the task of
social science and government so to order our common
life that toil shall not rest heavily upon any of us and that
the means of enjoyment shall be equally open to all. It is,
moreover, generally believed not only that terrestrial happiness
is possible for all men, but that it is infallibly coming
to pass—that is, that social science and government
are bound to succeed in their task.”
That this is really our credo, our actions as well as our
words testify. We say nowadays that we “accept life.”
Why we accepted it and for what we accept it, we do not
clearly know; so we say that life in itself is good. Our
actions furthermore make us all out to be believers in the
attainment of widespread terrestrial happiness. Our forefathers
may have dreamed about laying up treasure in
heaven, but not we. For we can point with great faith to
a means for abundant enjoyment here and now: we point
to applied science and industry. They are to reduce toil
for us, toil, we are quite sure, being a main cause of
unhappiness. With more leisure we shall be happier, for
then we shall be able to amuse ourselves, as we say, and
to enjoy comfort.
But how external all this is! Precisely. For some reason
we feel that the way to improve man is to improve
the environment by means of applied science and the better
organization of industry. This, we think, will increase
the sum of happiness. It does not matter whether we are
captains of industry or social rebels: we are both thinking
in terms of changing the environment, and neither of us
has even a faint perception of a simultaneous need to improve
man directly by an inward transformation. That is
why I call the doctrine of social progress, whether it is
framed by a member of the Republican party or of the
Socialist, a pseudo-ideal, for it promises only more leisure,
not a use of leisure conducive to human happiness. It
does not implant a new motive in us but inspires the belief
that our old motives will receive fuller scope for action,
and by so receiving this larger scope, we shall be made
happy.
So the environment is the focus of our energies. We
aim to complete our conquest of Nature, as we say. But
in the process of subduing the natural world, we have,
many people believe, got ourselves organized into an intolerable
plutocracy. This scheme of social organization
must be revised or transformed to give better opportunities
for material enjoyment to all members of society.
Then, and only then, so the meliorists of environment and
society assure us, will it be possible for the individual to
work directly at self-improvement.
It is worth repeating the question of the individual
under any and all conditions of human existence. I will
do so in the words of the late Stuart P. Sherman, who as a
thoughtful young man went to Society and books with
the question that comes to all thoughtful young men, “Is
life worth living, and for what purpose?” He found, as
we all have found, no grandly framed answer by Society
to this question, no consensus of all intelligent men today,
no reply that appealed at the same time powerfully to
the mind and the heart and was furthermore associated
with a practical way of life. Sherman then gave up the
question and, as if under hypnotic suggestion, put forth
another, “Assuming that life is worth living, what are its
durable satisfactions?” Under hypnotic suggestion, I
said, for in truth our relation as individuals to Society
should not be described as a reasonable one but as that of
subject to hypnotist. An answer to the first question, is
life worth living, and for what purpose, is not to be
plucked down from our social atmosphere, but our air
swarms with the assumptions that life is worth living, that
it is good in and for itself, that terrestrial happiness is possible.
We have not to question the basis of life but only
to discover durable satisfactions.
But Society as hypnotist rules us in this search too. We
all become members, it appears, of the cult of distractions
and comfort. No? Look again at what we actually do,
observe our national behavior. Sherman did just this: he
said, in pursuit of his second question, let us see what
Americans spend their money for, since we spend for
what we believe in, since our expenditure is an act of
faith. Well, he found that we as a nation spend heavily
for plumbing, for bodily health, for university education,
for automobiles, for organized athletics, and for advertising
and publicity purposes. He put, it is true, an optimistic
and sentimental interpretation on these facts.
What his list shows, however, is that our center of gravity
is in the practical life, and that we are addicts to the pursuit
of comfort and pastimes. “I can’t think,” said Sherman,
referring to college sports stadia-building, “of any
more significant architectural phenomenon since the
cathedral building of the Middle Ages”—nor can I, but
I am thinking of the differences in purpose, worship and
appeal. We idolize baseball players and boxers, not saints
and artists and sages.
Are not these pithy words of Frank Jewett Mather true?
“What is in America our accepted vision of the good
life? For upon it must rest our art. What do we all agree
to (saving always negligible minorities of ‘knockers’)? I
fear it would come to these few articles of faith:—to make
a lot of money by fair means; to spend it generously; to be
friendly; to move fast; to die with one’s boots on. This is
a credo which has within its limitations positive merits,
and it is by no means lightly to be decried, but it palpably
offers little spiritual nourishment to the ‘art-artist,’ to
quote a recent mayor of New York. A certain kind of
art it feeds admirably. And it naturally gets the art it
feeds—the immaculate bank clerk in campus clothes, the
sylph-like apparition in the porcelain tub, the beach party
in the classy car—the art of the advertisement generally.
And this ideal also finds its authentic expression in the
cheap heroics and shallow idealisms of the moving picture,
and the potpourri of dubious music and eloquence
over the radio. These are our representative arts, as sculpture
was the representative art of Greece, or painting of
Florence.”
Thus far our search for the plain facts of our present
floundering condition has led us to a paradox: we lack
any standard of a good, a noble life, yet we are amazingly
standardized in our lives. Finding no common vision of
what life ought to be conducted for, we fall prey to exceedingly
powerful social suggestions. We behave, first
of all, as if the machinery of existence, the getting of a
living, were an all-important end in itself. And on the
margin left free by practical affairs we look for a good
time, we try to be neighborly, we increase our comfort.
G. R. is entangled in this paradox: at the same time he
falls into the conventional modes of American behavior,
he protests against them: he decries the lack of a common
luminous standard for life and yet does not set himself to
search for one. He continues to flounder unhappily.
Some of G. R.’s psychological biography is now relevant.
At one time a large part of his mind was under the control
of a certain view of the world which I shall personify
as “the Sunday School boy.” Later “the Sunday School
pupil” at the back of his brain was supplanted by “the
village atheist,” the personification of the world-view G. R.
now holds. Both these characters in his brain are elusive,
capable of many disguises, and below the surface. One
must go stealthily to capture them.
Every human being, even the least philosophic man,
is compounded of two attitudes, an attitude toward the
world and an attitude toward himself. The latter seems
more native, less educable, than the former. Of our picture
of ourselves we are almost never aware, and even
when in rare instances we come to realize what the picture
is, it seems impossible to change it. We can only
sometimes correct its influence on our actions and feelings,
but we go on habitually conceiving of ourselves as before.
Our attitude toward the world, on the other hand, seems
to derive from education and to be susceptible of change.
A world-view of some sort we must have, but the particular
one we receive, often unconsciously, is, as people say,
“wished on us,” usually when we were children. G. R.
illustrates a change in world-conceptions, passing as he
did from the dominance of “the Sunday School pupil”
planted early in his mind to the later dominance of “the
village atheist,” installed there in his twenties. But let
us ask some general questions first.
What attitudes toward the world are characteristic of
ourselves and our contemporaries? That is, what are our
chief emotional states in regard to that immense given object,
the world? What are our imaginations of life? An
interesting enumeration of some of them was given a few
years ago by a practical psychologist. “There is,” he said,
“the ‘Puritan’ picture which represents life as a hard and
narrow school. This evokes the attitude of the nervous
schoolboy in the constant presence of the stern dominie.
There is the ‘Pagan’ picture of life as an orgy of Greek
gods inviting men to drink and feast with them. There
is the ‘Serious’ view of life which imagines ‘God’ to be
struggling against almost hopeless odds for the redemption
of matter. The emotion or attitude evoked is one of
‘helping poor father.’ There is the ‘Scientific’ view that
sees life as an orderly insignificance, all dressed up but
with nowhere to go. There is the ‘Æsthetic’ view in
which life is an artist making and exhibiting works of art,
with man as the appreciative witness. And so on.”
But which of these and other unlisted world-conceptions
are most conspicuous in intelligent American society today?
I think they are the two that G. R. has been victimized
by; one asserts the universe to be purposive and
meaningful to man, the other declares the contrary. The
first for convenience we can call the Victorian world-view,
and the second the “Scientific” view. Both when stripped
bare seem pretty absurd, yet who will say that we, even
when we recognize the puerile character of our governing
conceptions, do not go on being dominated by or at
least being considerably influenced by absurdities? It is
not easy, any one who has tried will testify, to overcome
our early education.
Consider the Victorian world-view which is implanted
in most people brought up like G. R. in one of the Protestant
churches. H. G. Wells has sought for thirty-five
years to shatter it. His procedure has been to delineate
its formation time and again in his novels and then show
how impotent it is to face a really hard blow from circumstance.
From Mr. Blettsworthy on Rampole Island,
for instance, I can quote a very neat description of the
present-day Protestant Weltanschauung as it is popularly
held, but in this form who but a very honest man will see
that something very like it underlies much of his opinions
about life?
“God began afresh with me in England,” says Mr.
Blettsworthy in reference to his boyhood, “as the confederated
shadow of my uncle, a dear English gentleman of
a God, a super-Blettsworthy in control, a God of dew and
bright frosty mornings, hopeful and unresentful, whose
peculiar festivals were Easter and Christmas and the Harvest
Thanksgiving. He was the God of a world that was
right way up, stern only to smile again, and even through
the solemnity and restraint of Good Friday peeped out
my uncle’s assurance that the young gentleman would
come back safe and sound on Sunday. A serious time, of
course, occasion for grave reflections, but meanwhile we
had our hot cross buns....
“He was awfully decent, was God, as his uncle displayed
him, and he and my uncle made me want to be
decent too. In a world of ‘All right’ and ‘Right O’ and
‘Right you are, Sir.’...
“My uncle shook back the sleeves of his surplice and
leant smiling and persuasive over the pulpit, making
everything clear and mild like English air, and I felt that
if I were given a vision sufficiently penetrating I should
see high above the blue ether another such kindly Father,
instructing his fortunate world.”
Considering the results of the recent research by Dr.
Angus Hector MacLean of Columbia University into the
ideas about God of Protestant children, Mr. Blettsworthy’s
account is more than fair toward what we learn in Sunday
School. Furthermore, since most of us never give any
serious thought in later years to Religion, we never learn
very thoroughly what a travesty of the religion of Christ
our instruction has been. We take it naïvely for something
like the genuine thing. We may vary or subtilize
the picture, trying to make its anthropomorphism less
crude, but in essentials it remains the same. A fatherly
personage rules the universe and we are his darling concern.
At the back of our minds there is still a “little Sunday
School pupil” piping up in adult’s language that the
world runs on a benevolent principle and that we should
therefore be altruistic toward our neighbors in imitation
of the divine principle.
But it is possible for many people by an extension of
their reading to exorcise this “little Sunday School pupil”
and to install in his place what I can only designate as
“the village atheist.” Once this oddity is established there,
we react to life according to the dictates of the “Scientific”
imagination of it. In this view there is only one kind of
real knowledge, and that is modern science: there is only
one sanction for knowledge and that is bestowed by the
scientist. All art, all religion, all morals, all philosophy
must bow before the final authority of science. They do
not yield us other and different knowledge of the world,
valid in its own way, but they are purely fictive unless
backed up by the arch-critic of all contemporary culture,
the scientist. “This is a scientific age,” says G. R. to his
friends who still continue to speculate about religious
matters.
This point, our exclusive reliance on scientific investigation
and thought for the truth about things, needs no
stressing. It is one of the preëminent signs of the modern
mind. We do not take seriously the kind of knowledge
offered by art, for instance, and in fact we do not call it
knowledge at all. But it needs to be repeated again, for
we continually forget it, that modern science is carried on
by intensely specialized men whose activities are understandable
to only a few hundreds and who do not popularize
their doctrines. In many cases indeed, the various
theories of quantum for one, these activities are extraordinarily
hard to render into the idiom of the world. So it
comes about that the many intelligent men who have
adopted the “Scientific” view are actually just as Victorian
as those who retain a sentimental “religious” life-picture.
For their “Scientific” view is forty or fifty years old, going
back to such famous and gifted popularizers as Huxley
and Tyndall. By it they believe that the world is a vast
mechanical concern, thoroughly materialistic, orderly and
eventually knowable, but without purpose, and in this
world man is an accidental form of life. He is alien to
the world, and it is indifferent to him. How old-fashioned
this is! Does it not bring to mind the discussions of
some provincial group of tight-minded atheists set on combating
the conventional propaganda of latter-day Christians?
Yet, though the advanced physicist has forsaken
this world-conception, it persists in many persons today
who fancy themselves as intellectually “free.”
G. R., for instance, picks up the latest Nation the postman
has brought to his door and there in a feature article
of one of our most intelligent weeklies, he reads: “It (the
natural world) is a system if not with any purpose at
least with an order.... Man is a half happy but, historically
considered, quite explicable accident.” Now
what is that but saying over again to G. R. what the Victorian
scientist said in effect to G. R.’s father—the universe
is all dressed up but has no place to go? Yet these sentences
are by a professor of philosophy in a large university
who is regarded as au courant with the latest developments
in thought. By this you may see how beneath a
considerable surface complexity in the modern mind there
may lie major assumptions of an astonishing naïveté.
There is indeed a “village atheist” in many of us who
controls our emotional state toward the world, and we
shall have a great deal of trouble to dislodge him.
The truth is that neither the Victorian world-outlook,
nor the “Scientific,” nor the “Pagan,” nor the “Æsthetic,”
nor any other of the world-outlooks subscribed to in the
present time by minorities inspires a creative emotion
toward life. But of that, a creative world-conception and
its corresponding attitude, more is to be said in a later
chapter.
Perhaps we shall make a better case for ourselves if we
examine our chief current conceptions of man. After
all, nothing obviously is closer to us than our organisms:
we may find that the world at large is a receding object
for speculation, but who can be oblivious of the intimate
bonds existing between what we call our “ego” and the
manifestations of our personality? It is a truism (which
we are always trying to forget) that we are attached by
self-love to the strange being that bears our name, and it is
furthermore known that self-love falls into a certain number
of stock forms or attitudes toward oneself. Into these
we need not go now: they fall more logically into the
psychologist’s province. But it is pertinent for us to take
up certain large conceptions of man which have a great
hold on us, and deeply color our self-attitudes.
To begin with, a very large party, probably the most
numerous in fact, thinks of man as existing wholly within
Nature. By this its members mean that man contains
naught of the supernatural: on the contrary, his psychology
belongs as much to Nature as does his physiology.
He rises out of Nature, but does not transcend it. There
is no special law for man as distinct from law for thing:
man is utterly material: the old doctrine of the soul’s
immortality is a delusion. Browning has sung for them:
Let us not always say,
“Spite of this flesh today
I strove, made head, gained ground, upon the whole!”
As the bird wings and sings,
Let us cry, “All good things
Are ours, nor soul helps flesh more, now, than flesh helps soul!”
But this party which as a whole denies the existence of
any radical discontinuity between Nature and Man is
itself divided into a sentimental and a scientific faction,
and both have representatives in the schools of psychology.
The Freudian psycho-analyst will do very well as a spokesman
for the sentimental naturalists, and for the scientific
naturalists the Behaviorist is perfectly ready to offer his
conclusions.
It happens that G. R. belongs to the former persuasion:
he has been twice psycho-analysed and the stock he takes
in the process can be gauged by the considerable expense
he has put himself to. He is convinced that we have a
kind of bastard soul, the “unconscious” or as most people
prefer to call it, the subconscious, which is a basic conception
in the teachings of the Freudians. This bastard soul
is dynamic, not merely the residue of the impressions
which we have either forgotten or received unawares, and
it works its will deviously upon us. The important thing
is to become aware of its modes of operating and to keep
them from being perverted by false education and false
social notions. Repressions and suppressions are, on the
whole, mischievous, though sometimes necessary. The
mind furthermore is suspect. It fools us by rationalizations:
it oftentimes aids in unhealthy sublimations.
G. R. therefore seeks to free his impulses and to follow
them spontaneously. He has turned anti-intellectual and
tries to establish himself upon his instincts and his feelings
without interference from his mind. He trusts in
his “unconscious” which he believes to be innocent and
naturally good in the old sense of Rousseau. That is why
we may term G. R. a sentimental naturalist, for the mark
of the breed is its faith in the essential goodness of man
and its contention that the environment alone is to blame
for the spoiling of man.
At the present time, G. R. is hostile to the scientific naturalist,
not on the fundamental ground that man is entirely
within Nature, but because the Behaviorist drives
out sentiment about the inherent goodness of man. To
the Behaviorist man is a doomed creature. He is the
product solely of biology and sociology, will-less, an automaton,
purely a response-mechanism. His consciousness
is doubted, though his complexity is granted. But it
is the complexity of a machine. G. R. finds it difficult to
refute the Behaviorist’s laboratory experiments, but his
“mystic” faith in the “unconscious” insulates him against
the terrible conclusions of Dr. Watson and his co-workers.
Nor does he like the phrase, “the indignity of man,”
which the New Humanists use for the conceptions of
psycho-analyst and Behaviorist alike.
It may seem to some readers that I have overdrawn this
portrait of a typical child of our age. But we must not
mistake complexity of thinking for thought itself. An
elaborate superstructure may rest upon a few naïve assumptions.
I have tried to get below the superstructure
and there I find a man who leads a standardized life due
to the manipulations of Society, who either returns to his
mother’s knee when he looks at the world or else regurgitates
the stale conclusions of Victorian materialism, who
conceives of himself as being naturally good if only he
can return to the state of Nature or else he conceives of
himself as purely mechanical—and it is impossible to exaggerate
either this man’s ignorance of what life may
mean or his lack of creative emotion toward the world
and himself. His leaders, for all I can see, only subtilize
his blindness, but they are stricken in the same way. It is
true, one can confidently affirm of our epoch at least, that
as A. N. Whitehead observes, “The mentality of an epoch
springs from the view of the world which is, in fact, dominant
in the educated sections of the communities in question.”
Our leaders and this poor stock figure G. R. live
in the same climate of opinion: they have shaped him, it is
obvious, but what is not so immediately clear is that they
have also sprung from him.
This at any rate is incontestable. Our age is not rich
in individuality as the Renascence was. The Renascence
type—the master of many arts, the all-round or universal
man—does not flourish with us. And the reason? Once
we peer well inside our psychology, it is apparent that we
are aimless and uncreative, and that, I think, is sufficient
explanation.
The New Humanist is against the psychology of modernity.
He stands for another kind of man which I shall
try to portray in the next chapter.
III THE MAN OF POISE
“The virtue that results from a right cultivation of
one’s humanity, in other words from moderate and
decorous living, is poise. Perfect poise is no doubt
impossible: not even Sophocles succeeded in seeing
life steadily and seeing it whole. The difference is
none the less marked between the man who is
moving toward poise and the man who is moving
away from it.”—Irving Babbitt in Humanism and
America.
One turns to dictionaries sometimes to find out what sense
certain terms have had for large bodies of men. There
are always several definitions of Humanism that have
been widely accepted, including one that covers the meaning
of the word as used by American Humanists. No
follower of Irving Babbitt could take exception, for example,
to the definition in Webster’s New International
Dictionary, where it is stated that Humanism is “a system,
mode, or attitude of thought or action centering
upon distinctively human interests or ideals, especially as
contrasted with naturalistic or religious interests.” A
more interesting definition occurs in the Century Dictionary:
“A system of thinking in which man, his interests
and development, are made central and dominant.
Its tendency is to exalt the cultural and practical rather
than the scientific and speculative, and to encourage a
spirit of revolt against existing opinions.” In the preceding
chapter we glanced at some of the nowadays deeply
entrenched opinions supporting the “indignity of man”
conception which American Humanism seeks to oust, and
we may add here that the New Humanist is fighting
against the raising of the scientific discipline above the literary
discipline. All of us for many years have read such
sentences as these: “The field of literature is notoriously
the home of lost causes. Almost any antique idea, no
matter how rusty and fly-blown, can pass as legitimate currency
in literary circles.... Literary men, as a class, are
surprisingly ill-informed about anything but literature....
The exclusively literary discipline is one of the most
narrowing and least productive of all intellectual disciplines”:
and we have wondered under the spell of their
confidence if we too should not be a little contemptuous
of the offerings of literature to the modern man, rejoicing
in them perhaps with a kind of secret shame, while we
reserve our serious attention for the latest researches in
anthropology and Gestalt psychology. Only, sotto voce,
have we observed this alleged reluctance on the part of
literary men today to embrace new scientific speculations?
On the contrary, they seem, most of them, to be much
more prone than genuine scientists to accept the latest
guesses as “discoveries.” The New Humanist like the
genuine scientist has not much applauded the “guess-sciences,”
such as psycho-analysis, for from his training he
has formed the stubborn conviction that the great literary
masters were not naïve men but quite the opposite, and
divined more about the essential constitution of human
nature than modern science has yet been able to disentangle.
The New Humanist is even prepared to maintain
in the teeth of the multitude shouting of “progress” that
perhaps modern culture is a retrogression, and we need
not think that the growth of a scientific mentality is a
compensation for the decline of commonsense, the weakening
of feeling, the decay of action as an art. In fact, the
contention of numerous scientific apologists for the inferiority
of the literary discipline to the discipline of
science is a comparatively old story to the New Humanist,
reminding him of Arnold’s reply to Huxley. I have
it in mind soon to introduce Arnold as a model Humanist,
one whose life and works may show us better than
any abstract discourse what contemporary Humanism aspires
to be, but it will be interesting first to look at his
address on Literature and Science.
In that discourse Arnold marked his agreement with
Huxley up to a certain point. “There is, therefore, really
no question,” he said, “between Professor Huxley and me
as to whether knowing the great results of the modern
scientific study of nature is not required as a part of our
culture, as well as knowing the products of literature and
art.” But it is such a statement which the rabid scientific
propagandist ignores when he informs his audience that
Humanism is anti-science in its tendency. It is not so.
The New Humanist objects not to science, but to the exaggerated
prestige science has acquired in modern civilization.
“Interesting, indeed, these results of science are,” he
will say with Arnold, “important they are, and we should
all be acquainted with them. But what I now wish you
to mark is, that we are still, when they are propounded
to us and we receive them, we are still in the sphere of
intellect and knowledge.” Science is taken by the New
Humanist as a great arm of the human spirit, a magnificent
intellectual weapon forged for ascertaining the what-ness
of things, but still only as one of the great arms of
the spirit along with philosophy and art and religion; and
now we can bring forward Arnold’s justification for the
literary discipline, the reason for his claim that “letters
will call out their (mankind’s) being at more points, will
make them live more” than an education carried on
mainly in the natural sciences.
It is because literature is not confined to the sphere of
intellect and knowledge, but is concerned with the relationship
between that sphere and the other spheres of a
man’s life, the sphere of beauty, the sphere of conduct.
It is like dancing which has a regard to the total harmonious
action of the body as contrasted with exercises like
weight-lifting designed solely to increase strength. The
scientific discipline is concerned with knowing, the literary
with connecting knowing with feeling and doing.
Truth is the prize of the scientist; truth, beauty and goodness
the prizes of the man of letters. Thus, it may be said
that the function of the literary culture is to sum up all
other existent cultures, to gather them in and sweeten
their language, and finally to relate their findings to the
total being of man.
Arnold beautifully exemplified this relating power
gained from the study of letters when he declared that
“we shall find, as a matter of experience, if we know the
best that has been thought and uttered in the world, we
shall find that the art and poetry and eloquence of men
who lived, perhaps, long ago, who had the most limited
natural knowledge, who had the most erroneous conceptions
about many important matters, we shall find that
this art, and poetry, and eloquence, have in fact not only
the power of refreshing and delighting us, they have also
the power,—such is the strength and worth, in essentials,
of their author’s criticism of life,—they have a fortifying,
and elevating, and quickening, and suggestive power, capable
of wonderfully helping us to relate the results of
modern science to our need for conduct, our need for
beauty. Homer’s conceptions of the physical universe
were, I imagine, grotesque; but really, under the shock of
hearing from modern science that ‘the world is not subordinated
to man’s use, and that man is not the cynosure
of things terrestrial,’ I could, for my own part, desire no
better comfort than Homer’s line which I quoted just
now, ‘for an enduring heart have the destinies appointed
to the children of men.’”
Let that stand as all the defence required for the utility
of the literary classics in a scientific age. But it is a temptation
to add further words of explanation, especially
when one has at one’s elbow persuasive quotations from
Arnold on other aspects of the discussion. Who has ever
better stated the social office of literature than Arnold in
Culture and Anarchy when he says: “The great men of
culture are those who have had a passion for diffusing,
for making prevail, for carrying from one end of society
to the other, the best knowledge, the best ideas of their
time; who have labored to divest knowledge of all that
was harsh, uncouth, difficult, abstract, professional, exclusive;
to humanize it, to make it efficient outside the clique
of the cultivated and learned, yet still remaining the best
knowledge and thought of the time, and a true source,
therefore, of sweetness and light.”
Literary culture then relates one power of our being to
another, and it humanizes knowledge by putting it into
the clear, supple and beautiful idiom of the world. By
doing the second, it makes our knowledge ready for a
third operation: it makes it ready for trial by the commonsense
of mankind. What errors are revealed when
an imposing jargon is at last made over into transparent
writing, and what truths recommend themselves with
overwhelming authority when at last they are spoken in
the world’s tongue! To be passed by the commonsense of
mankind is the highest seal of truth we can know. The
friends of literary culture are right in their main contentions
for literature’s great value. But let me here repeat
there is naught in American Humanism as a doctrine and
an attitude that denies the restricted utility of modern
science to the modern man in his struggle for firm ground
on which to plant his feet in this rocking age. At another
place we shall have to examine the conclusions of individual
American Humanists concerning scientific doctrines.
But now, in the endeavor to visualize Humanism
in practice, let us look more closely at the figure of Matthew
Arnold, who was so eminent an exponent of the
literary life.
The first point I wish to make about Arnold is an unfashionable
one just now, and therefore not easy for many
people to appreciate. Arnold’s life, externally considered,
was typically middle-class and ordinary. The son of the
famous Dr. Thomas Arnold of Rugby, he went up to
Oxford, where he distinguished himself by his verse, and
afterwards faced the common problem of making a living.
This problem was complicated, as is the common
case, by his desire to marry, and he solved it in the ordinary
way by taking a position that was not altogether
congenial, was in fact irksome, but did enable him to wed
Miss Lucy Wightman. Thereafter, he raised a family,
and became a member, though a critical one, of the great
political and religious institutions of his country. He
traveled, he lectured, and he meditated and wrote on matters
of wide public interest. There were no exciting
physical adventures in his life, no grand crimes of passion,
no flaunting colors, no great upheavals of circumstance:
in short, his was a representative life and, to an unsympathetic
eye, a commonplace one. It was at the other pole
from la vie bohême.
There are certain advantages not often reckoned in
leading a life of conformity, such as Arnold’s outwardly
appears to be. But to forestall misunderstanding of my
point, I must say that I personally see no virtue in conformity
itself, nor in non-conformity by itself. The first
is worthless when set up as an ideal, and since the second
is only a turning inside out of something worthless (the
old illustration of the resemblance between the hollow
and the bump comes to mind), it too is of no value: non-conformity
for the sake of non-conformity is stupid. No;
virtue resides all in the aim and spirit with which one
conforms or rebels: the important question is how one
lives within the conventions or outside the pale. It is purpose,
not pattern, that is radical.
But it so happens—and this is among the certain advantages
referred to—that a man who leads a life typical of
the millions of middle class mankind is automatically insured
of a greater breadth of normal experience than is
the bohemian flouter of institutions. The former experiences
the common lot of man: a sense of family responsibility,
touch with the main life of his community, actions
within institutions greater than himself, and so on. The
latter often becomes a kind of specialist in eccentric experience.
He may be, and often is, of extraordinary gifts,
but subtraction must be made for limitation of his experience,
for specialization in certain directions, for eccentric
psychology. Dazzled by what is unique in him, we
often fail to count the price he has paid, his missing the
broadening and steadying effects of ordinary experience.
Breadth and steadiness—these are essential for the attainment
of poise, and these requisites to a certain extent
are mechanically conferred on one who lives in accord
with the large customs of his society. In looking at Arnold
then, let us forget that he was a Victorian, since that
label is a flag to arouse our prejudices and stop our thinking,
but let us concentrate on these qualities of breadth
and steadiness and see how his life in its very regularity
and typicality fed his purpose and attitude, for in them
we shall find his genius. It is not conventionality or unconventionality,
I repeat, that is worth a tuppence, but
that counts which one can extract from living. Arnold
wished for proportionateness in character and in following
the middle class pattern of life, he was intelligently
using it for his purpose. I do not advance this as a general
proposition but in his case it was so.
How did Arnold conduct his life? We may view him
successively as a thinker, a man of sentiment, and a man
of practice, and in each aspect we shall see him hold himself
with an admirable poise. First, his mind. Every one
grants that it was an exceptionally balanced mind, and
the reasons for its fine state of balance are chiefly two:
the scope of Arnold’s reading and the purposiveness of his
studies. For what makes for an unsteady mind? Insufficient
knowledge which permits one to go off half-cocked,
as people say; insufficient knowledge, or as Arnold liked
to put it, provincialism. Arnold was constantly on guard
against provincialism both of time and place. In a famous
passage he opposed them both: “Let us conceive of the
whole group of civilized nations as being, for intellectual
and spiritual purposes, one great confederation, bound to a
joint action and working towards a common result; a
confederation whose members have a due knowledge both
of the past, out of which they all proceed, and of one another.”
But he not only immersed himself in the Occidental
mind: he also, as is not common with Western
thinkers, absorbed a great deal of the learning of the
Orient. In other words, by a diligence that is extraordinary
when it is remembered that Arnold by occupation
was not a man of letters but an inspector of schools, he
carried in his head a knowledge of world literature written
over a period of twenty-five hundred years that served
him as a marvellous balancing pole in dealing with the
transitional problems of his day as they presented themselves
in politics, religion, education, social morphology
and the art of literature. Breadth of reading was the first
aid for him in winning intellectual balance: the second
was purposiveness. For there have been many omnivorous
readers who have merely, after all, passed the time
because of their aimlessness. James Russell Lowell is a
pathetic instance. But Arnold’s duties shortened his hours
for reading, and he felt he had to read, when he was free
to do so, to some purpose. There is a Latin maxim—“Semper
aliquid certi proponendum est” (always some
certain end must be kept in view)—which we know he
impressed upon himself. His essays are evidence that he
was successful in working the maxim into his blood.
Still the mind is only the third part of a man, and mental
poise can exist alongside of emotional debility and
incompetence in daily affairs. Not so with Arnold,
however, who impresses one almost as much by his emotional
poise and his practical level-headedness as by the
stability of his mind. He was a poet and is secure of a
place in the history of English poetry, and this is proof
positive of his strength of feeling, for time permits no
man weak in feeling to stay long in the halls of Poesy.
More than that, his sentiments, beginning with the personal
and lyric, tended to pass into reflective emotion:
that is, they broadened, became generalized, impersonal,
universal, linked with reflections on the common destiny
of mankind. This represents a maturing of his emotional
life. Now just as provincialism and aimlessness destroy
one’s mental balance, so immaturity and the inability
to feel beyond one’s intimate concerns upset one’s
emotional balance. But Arnold ripened, leaving the petty
and childish behind him. He learned emotionally to
stand on his own, to practice a sturdy independence. His
sentiments were adult. Mark too his efforts to round out
his emotional life. By disposition addicted to melancholy
meditativeness, he sought—many times with success—to
cultivate gaiety, to support a deeply serious view with as
much charm and lightness as were fitting.
Now regard him in his practical aspect. We have seen
that Arnold did not evade what the middle class man regards
as his duties and responsibilities. He was a man
among men, asking for no petting from society, meeting
honestly by his own efforts the obligations of his lot. He
never underestimated as do many modern artists the importance
of conduct. Conduct, he said, was three-quarters
of life, and as such man’s most serious concern. “As for
living, our servants can do that for us,” said Villiers de
l’Isle Adam, but Arnold never echoed such a sentiment.
On the contrary, he not only faced daily affairs with dignity
and courage, observing all varieties of men, bearing
his own part, but he stressed the practical side of his writing.
He wished for the best ideas to prevail and he took
infinite pains to make them persuasive and lucid and
graceful so that they would irresistibly invade men’s
minds and prevail. In this he is in extreme contrast with
the “ivory tower” attitude which isolates art and thought
from events. The practical man wishes to make a mark
in the world’s business, and this decidedly Arnold aimed
to do. The aim saved him from æsthetic trifling and
metaphysical toying. It filled out the third side of his
being.
Now perhaps we may see what is involved in the ideal
of proportionateness: a threefold activity to clear the mind,
to ripen and extend the feelings, to develop a practical
attitude. The man of poise cannot neglect any one of
these on peril of remaining lop-sided. Bias is his enemy,
and against it he needs the full operation of a strong
centralizing spirit in himself. Such a spirit, pervading
his conduct, pervading his poetry, pervading his mind,
Arnold possessed, and it is conveyed in his remark that
“we are not here to have facilities found us for doing the
work we like, but to make them.” It is the spirit of a
man who faces the natural difficulties of life with a strong
will to overcome them.
We are trying to arrive at a life-like picture of the man
of poise as American Humanism conceives him. I have
chosen Arnold as a working model of the quality, and
an imitable one as well. Naturally American Humanists
vary in their estimates of Arnold, and one or two—notably
G. R. Elliott—are rather harsh in their strictures, but the
majority appear to find in him the prime humanistic
virtues, and so it seems fair to make the use I have of his
example. It is obvious, I hope, that I do not imagine I
am passing all of Arnold in review, and furthermore I
confess that were I not looking for a man of poise in the
recent Humanist tradition, I should never have summed
Arnold up under that phrase. Poise to my mind is not
the capital thing about him. Beyond the degree of most
men, Arnold was a truth-seeker; and poise was to him
auxiliary to the pursuit of truth. Auxiliary but necessary.
For without moderating one’s powerful prejudices,
without attaining a fine balance and tact, without tempering
one virtue by its opposite virtue, Arnold was positive
that one could not see things as they are. Things, reality,
are many-sided, and without the cultivation of many-sidedness
in ourselves, how can we hope to approach them
fairly? These words from the preface to Essays in
Criticism: First Series set forth the right employment of
poise in the great endeavor to see life steadily and whole.
“To try and approach truth on one side after another,
not to strive or cry, nor to persist in pressing forward, on
any one side, with violence and self-will,—it is only thus,
it seems to me, that mortals may hope to gain any vision
of the mysterious Goddess, whom we shall never see except
in outline, but only thus even in outline. He who
will do nothing but fight impetuously towards her on his
own, one, favorite, particular line, is inevitably destined to
run his head into the folds of the black robe in which she
is wrapped.”
A singular fact ought to be patent from all that has been
said: the man of poise is not a type, but an ideal toward
which all types of men may strive. Nature makes types,
but she does not make human beings of poise. She makes
will-less Hamlets who, faced by a necessity to act, simply
speculate and speculate, until events force them at last to
act; she makes Byrons who, on the other hand, try to
force events: they act impetuously, but they reflect like
children, as Goethe said of Byron. But Nature does not
make the balanced, well-proportioned individual. Arnold
worked on himself: he worked to perfect himself beyond
the maternal care of Nature.
Thus we see that the man of poise, the Humanist ideal,
is in reality a spiritual athlete. His balance and proportionateness
are not gifts, such as a vein of poetic emotion
or a capacity for intellectual analysis may be, but they are
deliberately sought and maintained. It requires constant
effort, constant activity, for him to be what he is. Modernity
accepts no such ideal as the New Humanist upholds.
It wants greater Hamlets, greater Byrons, greater Calibans:
it wants the accentuation of types and the growth
of specialism: in short, it wishes to go with the grain of
Nature. But the New Humanist proclaims that the truly
man-like part is to work against the grain of Nature.
“It is this backward motion toward the source,” says
Robert Frost, the poet, “against the stream, that most we
see ourselves in.”
IV THE NEW BATTLE OF THE BOOKS
“Our ‘intellectual atmosphere,’ however, is now
rapidly changing, is becoming charged with new
interests. More and more persons, oppressed with
the stale skepticism of the post-war period, are beginning
to grow skeptical of that skepticism, and
are looking for a new set of controlling ideas capable
of restoring value to human existence. Certain
forces are making for order and for new objectives....
One of these forces is known as ‘humanism,’
which is rapidly becoming a word to conjure
with.”—Norman Foerster in Humanism and
America.
Before I can treat the grounds of the New Humanist
doctrine, I must turn historian and present, briefly at least,
correct information about the origin and course of the
movement which acknowledges Irving Babbitt and Paul
Elmer More as masters. I am forced to this by the amount
of misinformation and crude misrepresentation already
widely disseminated concerning More and Babbitt and
their colleagues. How this spreading of erroneous information,
which now stands in our view, has come about
is easily explained. American Humanism has had a
quiet development for thirty-five years, making its way
chiefly in academic channels and in scholarly books. Not
until very recently, and then principally because of the
spirited campaign waged in behalf of Babbitt and More
by the Bookman, has this body of thought made any
strong infiltration into popular literary journalism.
Now the roving eye of the literary journalist-at-large
seldom glances at anything growing up in the universities,
and it missed altogether the New Humanist movement
until it emerged in force in the winter of 1929–1930. Then,
to his surprise, the literary journalist found himself expected
by his public to say something about Humanism.
He was totally unprepared to do so, but experience has
given him a cynical attitude toward his public. He is the
lazy tutor who does not study one lesson in advance of his
pupil, but he has learned how to divert the mind of his
charge, should he be asked an inconvenient question. He
then makes a great play on non-essentials, he bluffs it out
until the hour is over, knowing well that his pupil will
soon forget both the question and the mystifying answer.
To send the public off on false scents was the shift, not
always adopted dishonestly, of the unprepared literary
journalist when Humanism became no longer an avoidable
topic. For literary journalists, it seems, are never
pen-tied because of ignorance: no difficulty was experienced
in promptly delivering opinions having no bearing
on the facts, lacking logic, missing the real issues,—wrong
opinions, in short. Myths about the New Humanism
were quickly generated, giving delight to connoisseurs
in the absurd, but decidedly misleading to gentleman-readers
wishing simply for plain light on the new
trend. However, to dispel these myths, which obstruct
thought, nothing more is needed than some bald information.
It is dramatic contrast, in view of the international attention
his teachings have won, to begin with a picture
of Irving Babbitt[1] in his classroom, working obscurely,
as befits an underminer of an age’s basic assumptions, at
his task of moulding the mind of a generation. Among
the many professional writers and brilliant teachers who
have come out from his courses—one may mention as a
catholic selection T. S. Eliot, Van Wyck Brooks, Walter
Lippmann, Norman Foerster, Gilbert Seldes, Newton
Arvin—was the late Stuart P. Sherman, who has left us
a roughly drawn description of his early master’s wealth
of mind and strength for destruction and construction.
“I knew Professor Babbitt as a graduate teacher in the
History of Literary Criticism and in his Rousseau and His
Influence. At that time he had very small classes—meeting
around a table. He came in with a bag bursting full
of books, and took out a handful of notes which he arranged
around him. Began to sway in his chair, then
leaped out upon one of them, and poured a barrage of
criticism upon some doctrine or some line of poetry,—‘to
cast o’er erring words and deeds a heavenly show’—Buddha,
Aristotle, Plato, Horace, Dante, Montaigne,
Pascal, Milton, etc.—etc.
“He deluged you with wisdom of the world; his
thoughts were unpacked and poured out so fast you
couldn’t keep up with them. You didn’t know what he
was talking about, but you felt that he was extremely in
earnest, that it was tremendously important, that some
time it would count; that he was uttering dogmatically
things that cut into your beliefs, disposed derisively of
what you adored, driving you into a reconstruction of
your entire intellectual system. He was at you day after
day like a battering ram, knocking down your illusions.
He was building up a system of ideas.
“You never felt for a moment that he was a pedagogue,
teaching pupils. You felt that he was a Coleridge, a
Carlyle, a Buddha, pouring out the full-stuffed cornucopia
of the world upon your head. You were no longer in the
elementary class. You were with a man who was seeking
through literature for illustrations of his philosophy of
life. You were dealing with questions on the answer to
which the welfare of nations and civilization depended.
He himself seemed to know the right answer and was
building a thoroughfare of ideas from the Greeks to our
own day.
“You went out of the room laden down with general
ideas that he had made seem tremendously important....
He related for you a multitude of separate and apparently
disconnected tendencies to the great central currents
of thought. You carried away also a sense of the
need for immense reading. He had given you theses
about literature, about life, which you would spend a lifetime
in verifying.”
A battering ram knocking down illusions ... myself,
I like to think of Irving Babbitt as a dogmatist of the Dr.
Johnson type, burly in his judgments, masculine in his
sentiments, downright in manner, an unyielding hater of
sophistry, a stalwart upholder of commonsense. What is
remarkable, in view of the extent of his system, is that he
should have laid out at the age of thirty the ground-plan
for his whole impressive structure of ideas. “The characteristic
thought of Irving Babbitt,” as Norman Foerster
observes, “was already adumbrated in 1895 in an address
at the University of Wisconsin on ‘The Rational Study of
the Classics,’ published two years later in the Atlantic
Monthly and in 1908 included in his book on Literature
and the American College.” Since then he has steadily
developed his original thesis: confident of his foundations,
he has put up a heavy, many-fronted, turreted fortress for
the modern mind to retire into and survey across a moat
of commonsense the giddy wheelings of the “modernists,”
those, that is, who make a cult of change and take change
to be “progress.”
But what were Babbitt’s sources? His mind is powerfully
assimilative and very muscular in its operations.
He has applied it to world literature, east and west, ancient
and modern, and naturally therefore his sources are
varied. He is more Aristotelian than Platonic, however,
and he takes more from Confucius than from Buddha.
He feels himself at home with the rugged conservatism of
Dr. Johnson and Edmund Burke, and he stands with
Matthew Arnold as an urger of more Hellenism in Anglo-Saxon
culture.
His more immediate stimulators in American literature
seem to be Emerson and Charles Eliot Norton. Emerson
as a volatile literary force arose from many elements, one
of them assuredly humanistic, and from this fortifying
element in Emerson Babbitt has drawn much aid to his
own spirit. It was the element which Emerson expressed
in the didactic poem quoted on the flyleaf of Babbitt’s
first book, Literature and the American College, and
which no American Humanist since has apparently been
able to refrain from quoting some place or other in his
writings. I also succumb to the poem’s epigrammatic
appeal and concision.
There are two laws discrete
Not reconciled,—
Law for man, and law for thing;
The last builds town and fleet,
But it runs wild,
And doth the man unking.
In respect to that man of truly mellow culture, Charles
Eliot Norton, friend of Carlyle, co-editor with Lowell of
the North American Review, professor of fine arts at
Harvard, and celebrated Dantean scholar and translator,
to him Babbitt acknowledged his indebtedness in the
preface to Literature and the American College, written
in 1907 shortly before Norton’s death.[2] “Those who,”
Babbitt wrote, “during the past generation have felt the
need of a more humane scholarship are indebted to him,
many for direct aid and encouragement, and all for an
example.”
By 1910 Babbitt had found strong fellowship in the
direction his mind was working, notably the fellowship of
Paul Elmer More. More had been born in St. Louis, Missouri,
a year earlier than Babbitt: he graduated from
Washington University in 1887 and took his master’s degree
from Harvard in 1893, the same date as Babbitt. In
the college year of 1894–1895 the two men were thrown
together again, More as an instructor in Sanskrit at Harvard
and Babbitt as an instructor in the French department.
In the intervening year Babbitt had taught in the
Romance Languages department of Williams College and
there he had met a young instructor, Frank Jewett
Mather, Jr., who was destined to figure importantly in
the growth of American Humanism. But not for long
were Babbitt and More to work together as university colleagues,
for from Harvard More went to Bryn Mawr
College, where he stayed two years teaching Sanskrit and
classical literature. Then in 1901, after his retreat to Shelburne,
New Hampshire, for meditation, he joined the
staff of the Independent as literary editor. Mather too
gave up academic work at this time and entered journalism
as an editorial writer for the New York Evening Post:
he was for various terms in the future to be its art critic
as well as assistant editor of the Nation and American
editor for the Burlington Magazine. More’s future included
the literary editorship of the New York Evening
Post from 1903 to 1909, and the editorship of the Nation,
then the supreme organ of American scholarship, from
1909 to 1914. In the meantime he had begun to write his
well known series of literary studies, the Shelburne Essays.
More and Babbitt complement each other extraordinarily.
If Babbitt inclines to Aristotle, More inclines to
Plato. If Babbitt writes on literary trends, using particular
authors only in so far as they illustrate trends, More studies
the individual genius, somewhat in the sinuous fashion
of Sainte-Beuve, and then points out the trend. Babbitt,
speaking roughly, is a critic of culture, More a critic of
authors. Their area of agreement is very wide: they unite
against Romanticism, agree substantially on Humanism,
and diverge only when it comes to the kind of interest
and the warmth of interest they feel in Religion. In
short, More is more religious by temperament than Babbitt.
After his retirement from the Nation in 1914, More
devoted himself to an enterprise of scholarship and criticism
which well deserves an adjective to be used with
care, an adjective which has several times been applied
to it by men who do not write lightly, I mean the adjective,
monumental; and for the wonderful completion of
this enterprise he has occasionally been mentioned as a
candidate for the Nobel Prize in literature. The undertaking
was The Greek Tradition in five volumes, an impressive
and inspiring account of the relation of Platonic
and Hellenistic thought to early Christian thought; it
is a work, incidentally, that has not yet even begun to be
digested by American criticism.
There are those who believe More to be the best literary
critic in the history of American literature. I think that is
so: he appears to me an American counterpart to Cardinal
Newman in his grasp at once of the ways of men, the
subtle arguments of materialism, and reasoned belief in
the spiritual life. But be that as it may, he is today the
doyen of American critics, and as such a cause for national
pride. Agree or not with their teachings, we must
all feel pride that America presents to Europe as, respectively,
her doyen of critics and as her master-spokesman
for classical literary ideas two men of the resolution, deep
scholarship, elevated thought, ripeness of judgment and
wide sweep of purpose which characterize Paul Elmer
More and Irving Babbitt.
Possibly the future of American Humanism will be
dramatic. Already it has enough adherents of a polemical
turn of mind, sharp controversialists like Robert Shafer
and Seward Collins, to make things hot for their natural
opponents, the Liberals, and the Liberals are certainly
not going to relinquish their leadership of present-day
American literature and thought before resorting to every
device of literary dispute. Perhaps in the next decade
Humanist and Liberal will pamphleteer against each
other with all the zest and pungency and fierceness of
the verbal warfare waged between Tories and Whigs in
eighteenth century England. But up till now the New
Humanists have been mainly perfecting their viewpoint,
gathering strength, and preparing for action.
I distinguish three generations of New Humanists and
divide, very arbitrarily, the rise of American Humanism
thus far into three brief periods, the first from 1900 to
1917, when Stuart P. Sherman’s On Contemporary Literature
appeared, the second from 1917 to the publication of
Babbitt’s Democracy and Leadership in 1924, and the
third from 1924 to the present.
From 1900 to 1917 the first generation of New Humanists
was teaching and writing out of its maturity. Babbitt
was publishing his views on educational reform, on
modern confusion in the arts, and on literary criticism.
More was brilliantly editing the Nation and composing
volume after volume of carefully thought out and gracefully
written studies of literature. Frank Jewett Mather,
Jr., was making a name as an exacting but sympathetic
critic of the fine arts, a calling of which in America he
is now the dean. In passing, it may be noted that Mather
was a pioneer in the work of advancing the books of Herman
Melville to a front place in our literature. At the
University of Nebraska, Prosser Hall Frye and Sherlock
Bronson Gass were teaching, thinking and writing. Perhaps
most prominent of all was the late W. C. Brownell,
of whom more than mere mention is required.
Brownell, More and Babbitt—the names often formed
a triad, and yet Brownell never held explicitly the general
ideas worked out by More and Babbitt. The bond was
sympathetic, but intellectually not clearly established. I
once ventured to call Brownell a Victorian standpatter.
Perhaps this was too harsh. Objection was taken by a
critic who nevertheless declared that Brownell’s “senses
never felt a concrete situation freshly, unmediated by the
anticipation of habit. His mind, acute in distinguishing
things, rarely attained any ideas and never a general
philosophy. And his feeling for life seldom drove him
to remove the blinkers of convention.” It will be seen
that these defects lead to standpattism, however, and
Brownell resisted change and stood in general for the
Mid-Victorian temper and standards. His mind and
tastes were typically nineteenth century: he did not have
the freedom of the centuries so arduously won by Babbitt
and More. But he was loosely united to them in the low
opinion he entertained of many forms of modernism and
in his insistence on critical standards.
Knowledge of the work these men—Brownell, Gass,
Frye, Mather, More and Babbitt—were performing in
the early years of this century relieves a little the oppressive
feeling of dearth we have in regarding that time in
America. In Their Day in Court, an out-of-print book
by a forgotten impressionistic critic, Percival Pollard, we
may get an excellent picture of this brief period of literary
dearth. Pollard fought against the dry rot of the professors,
the genteelness of editors like Hamilton Wright
Mabie, the commercialism of most that passed for criticism,
and the overwhelming mediocrity of the period’s
books. Rather sadly he said in 1908: “It does not seem to
me as if there were, on our side of the Atlantic, any longer
such a thing as the art of letters; it is merely a trade.” In
that same year a gifted young poet, Ezra Pound, fled our
country, and later in his poem, L’Homme Moyen Sensuel,
expressed his disgust for the quietism of the times more
violently than even Pollard did.
Still I’d respect you if you could bury
Mabie, and Lyman Abbott and George Woodberry,
For minds so wholly founded upon quotations
Are not the best of pulse for infant nations.
So it was up to about 1912. There were certain giants
looming over the scene—Howells and Henry James and
Mark Twain—but they had no great animating effect
upon it. James seemed too remote, Howells too selective
and genteel in his realism, and Mark Twain too given to
compromises. According to Pollard, the one American
of literary genius then alive was almost completely neglected.
He meant Ambrose Bierce.
Pollard and Pound were right. The period in spite of
James, Howells and Mark Twain and, if you will, Bierce,
was low in creative vitality, and the bulk of its criticism
was feeble,—Huneker flashing the cheap jewelry of his
style, Mabie composing his “White Lists” of books: both
extremists can without a second’s reluctance be dispensed
with. But looking back, now that the transient criticism
of 1900–1912 has been swept away, we see that there were
more independent critics at work than Pollard recognized
and that they were doing extremely hard thinking amidst
the plague of mediocre books. They continued to elaborate
their thought as American literature entered upon a
new and more fertile phase between 1912 and 1915.
Some of the multiplying signs of the coming of a new
order were the founding of Poetry magazine in Chicago,
the establishment of the New Republic, the beginnings
of the Little Review and Others, the blooming of Greenwich
Village, and the generative center for fresh art impulses
set up at “291,” the art gallery of Alfred Stieglitz.
Soon a new group of authors began winning laurels:
Masters, Dreiser, Mencken, Brooks, Bourne, were on the
rise. The ferment worked faster ... little theatres ...
the Masses and the Liberator ... Coady’s Soil magazine
... the Seven Arts ... the Nation under Villard ...
the Dial as a libertarian fortnightly. American participation
in the war only made the new ventures bubble more
furiously: they flourished, when not strangled by official
censorship, on dissent. Finally, in 1919 came Waldo
Frank’s Our America, the distillation of this time of ferment
from 1912.
Frank in this book took no cognisance, as his confrère
Van Wyck Brooks did, of the critical activities of the first
generation of the New Humanists. Nor did he pause to
examine the work of Stuart P. Sherman, the forerunner of
the second generation of American Humanists. But Sherman
in 1917 had brought about the first spectacular duel
between the New Humanists and the naturalists represented
by H. L. Mencken. Sherman had been trained at
Harvard under Babbitt: as a contributor to the Nation, he
had been groomed by Paul Elmer More. In 1917 he published
a book, On Contemporary Literature, in which he
played the part of the younger spokesman for classicism.
It is the best of Sherman’s books. Nine-tenths of his
work is mediocre, but in On Contemporary Literature
he surpassed himself. His insights into such authors as
Synge, George Moore, Anatole France, H. G. Wells,
Theodore Dreiser were sharp, deep and excruciating to
those who admired them. Of George Moore, he wrote:
“Purely intellectual initiative he had none: but he has
been swiftly responsive to every new influence in art and
literature. All his life he has lurked in the purlieus of
schools and insinuated himself into movements, solicitating,
like the barren Calpurnia, the fructifying touch of
some fleet clear eyed runner ... Mr. Moore does not
think: he muses.” Of Anatole France, he observed: “He
loves above all else the luxury of philosophic despair ...
The skepticism of M. France is largely a literary pose. It is
his justification for unlimited intellectual self-indulgence.”
And here is an excellent working distinction between
realism and naturalism in fiction: “Both are representations
of the life of man in contemporary or nearly contemporary
society, and both are presumably composed of
materials within the experience and observation of the
author. But the realistic novel is a representation based
upon a theory of human conduct. If the theory of human
conduct is adequate, the representation constitutes an addition
to literature and to social history. A naturalistic
novel is a representation based upon a theory of animal
behavior. Since a theory of animal behavior can never
be an adequate basis for a representation of the life of
man in contemporary society, such a representation is an
artistic blunder.”
Little wonder such thrusts as these produced an outcry,
and there is now no doubt that Sherman was vilified on
the strength of this acute book. We may look forward to
the sober correction of the partisan denunciations he called
forth. In the meantime let us hear a Humanist version
of Sherman’s duel with Mencken, as an offset to the much
better known story given out by the sympathizers with
Mencken. I quote from Seward Collins writing in the
Bookman:
“Until after the war the main force of his (Sherman’s)
work lay in the brilliant application of the point of view
he had learned from Irving Babbitt and Paul E. More,
carrying into the enemy’s camp their warfare against naturalism
and deliquescent romanticism. With the publication
of On Contemporary Literature at the end of 1917
he became the recognized spokesman for tradition and
authority against the ‘liberating’ and ‘innovating’ efforts
of the latest generation. The effectiveness of his campaign
may be judged from the shrieks, hoots and curses
which greeted his book in the radical magazines and in
some of the newspapers, notably in Chicago, where the
new men occupied most of the reviewing media. The
Chicago outburst, characterized by unanimous, simultaneous
and extreme virulence, makes very amusing reading
in retrospect. Several records in this kind of criticism
must have been hung up during the onslaught, which
went on for weeks.
“Participants in the Chicago attack have explained that
factors aside from the book itself entered into the reception
of On Contemporary Literature. The cause most
frequently given is the review of Mencken’s A Book of
Prejudices which Sherman published in the Nation of
November 29, 1917—just a month before his own book
appeared—under the title Beautifying American Literature.
The review might well explain any amount of rage
among Mencken’s friends and disciples: it was one of
the most completely devastating slatings of a book and
of a man ever penned....
“This encounter was really an historic occasion in
American letters and thought. On the one side, for a
number of years Irving Babbitt and Paul E. More had
brought supreme qualities of intellect, scholarship, and
literary skill to the perennial task of restating the case for
tradition in literature, morals, politics and philosophy.
The result was a series of powerful books providing almost
a new basis for the traditionalist cause, but one related
at every point to the earlier American traditionalists,
to the main stream of European culture, and to the great
classical traditions of both the West and the East. In
Stuart Sherman these men had found a young disciple
and champion whose gifts, while not qualifying him to
advance their work along all of the extremely broad front
on which they were engaged, yet enabled him to make
immediate and effective application of their views in
their own country and among the writers of the day.
“On the other side, the disruptive, anti-authoritarian,
anti-traditional tendencies, which America had for the
most part resisted even when in the ’nineties they took
England by storm, after their successful tour of the continent,
had from the beginning of the century been gathering
strength. As the century got into its teens, the new
forces found a vigorous, infectious spokesman in H. L.
Mencken, who had spent his youth soaking up all the
prevalent forms of the heretical doctrines—Huxleyan
agnosticism and science-worship, Pater’s æstheticism with
trimmings by Wilde, the hedonism and routine mockery
of Anatole France, the inverted sentimentality of Nietzsche,
Ibsen, and the other shrunken giants of fifty years
ago, and so on. To all this Mencken had added a Bohemian
individualism from various sources (given aristocratic
airs by talk of Federalism, the civilized minorities,
etc.), a smart up-to-dateness, and a talent for the violent
buffoonery of American provincial journalism. To many
this rich mixture proved irresistible.
“These two antagonistic tendencies developed side by
side for years without clashing: the new men were restricted
to shady magazines, fleeting-tendency journals,
and infrequent books which remained outside channels
of discussion. But in Mencken had arrived a personality
who could not be overlooked. And in Sherman the traditionalists
had a representative so sensitive to the forceful
figures of his day that he must have his say on them.
The two men, who had been born a few months apart,
had entered upon literary criticism within a few weeks
of each other in 1908, and now at the end of 1917 published
almost simultaneously their first significant books.
The result was the episode which we have recounted.
The old had met the new in open conflict, and the fight
was on.”
I take this episode which Collins has described so
vividly to mark the end of the first period of American
Humanism. This, as stated before, is quite arbitrary, but
it is a temporary convenience. For in this first brush
Sherman and his friends suffered defeat. Not defeat on
intellectual grounds, but defeat when it came to making
their ideas and standards prevail. On Contemporary Literature
was given a black name as a puritan castigation
of modern writers which even today keeps it out of the
hands of young people. Sherman himself underwent a
metamorphosis. He coarsened his style and vulgarized
his thought and within a few years was on the side of
the very Liberals he had once scorned. From the Liberal
point of view, Sherman had advanced, escaping from a
rigid system of ideas, to a more genial play of his sympathies
and a greater openness of mind. From the Humanist
viewpoint, he disintegrated. Losing him, the New
Humanists lost their one champion who at this time was
willing to employ his energies cutting off the latest heads
sprouted by the hydra of naturalism. The Naturalists,
the Liberals, the Romanticists, were to have things their
own way for the next few years.
1920 was their year of jubilation, for in this year their
spirit of revolt, hitherto nourished in the intelligentsia
and among the artists, suddenly became popular. It was
spread abroad by the success of such realistic novels as
Sinclair Lewis’s Main Street, Floyd Dell’s Moon Calf, and
Zona Gale’s Miss Lulu Bett. Eugene O’Neill conquered
Broadway at last with Beyond the Horizon, and in the
same season Emperor Jones was produced in Greenwich
Village. The Dial became an advanced monthly of the
arts, the Freeman launched itself on a four years’ voyage
of philosophic anarchism, Art Young conducted his short-lived
Good Morning, contributing his laughter to dissolve
the capitalist régime. Such books as The American
Credo by Mencken and Nathan, Poor White by Sherwood
Anderson, The Brass Check by Upton Sinclair,
The Ordeal of Mark Twain by Van Wyck Brooks, and
The Dark Mother by Waldo Frank made the year seem
splendid with revolt, with energy, with novelty. The Red
’Twenties had dawned. In this tumult the New Humanists
were lost from sight, and mouse-valiant book reviewers
in droves echoed the words of J. E. Spingarn without
bothering to read the men they were condemning.
“These men,” said Spingarn of Babbitt and More in the
Freeman Pamphlet entitled On American Books, “have
the learning and culture of the best academic critics of
France; but what avails their petulant erudition if it serves
no other purpose than to whine over the irrevocable past
and to sneer at the aspirations of modern men?” Spingarn
was floating with the new current and it seemed to
carry all the old barriers before it.
Practically every one in the new movement agreed that
the objects of attack were Puritanism and industrialism.
In fiction, realism and naturalism came in as the fashion.
Psycho-analysis attained its greatest vogue. Lyricism,
emotionalism, were valued chiefly, and intellectualism
suffered a decline in esteem. The star of the new America
was heralded rising out of the Middle West. An
American renascence has begun, the prophets declared,
and now we shall create an indigenous culture. Expansion
was in the air. Who would pay heed in all this excitement
to Babbitt and More who stressed the opposite
mood, concentration?
They, however, continued to swim against the swirling
current of Romanticism. More was at work on his magnum
opus, The Greek Tradition, and in 1918, the year
after Sherman’s On Contemporary Literature had been
blackened, Babbitt published his remarkable study of the
use and misuse of the imagination, Rousseau and Romanticism.
They were putting the last touches on their system
of ideas, and had the satisfaction while so engaged of beholding
a small second generation of New Humanists
begin to come forward: Stanley P. Chase at Bowdoin
College, G. R. Elliott at Amherst, Robert Shafer at the
University of Cincinnati, and Norman Foerster at the
University of North Carolina. In 1924 appeared Babbitt’s
Democracy and Leadership, a study of modern political
thought which conducted the author at its conclusion
back in a great circle to his starting point in his first book,
the need for collegiate reform in our study of the humanities.
We may say, for convenience’ sake, that Democracy
and Leadership closed the second period of American
Humanism. The New Humanism’s edifice of ideas was
now virtually complete.
In the next period, from 1924 to the present, the humanistic
party gathered adherents and momentum as a distinct
counter-movement to the still triumphant naturalistic
movement. T. S. Eliot, who has made no secret of his
partial indebtedness to Babbitt, was instrumental in interesting
various young critics in the ideas of More and
Babbitt. Two brief notes in The Sacred Wood had the
effect, even early in the Red ’Twenties, of raising a doubt
about the correctness of the current adverse judgments on
Babbitt and More delivered by men like Spingarn,
Mencken and Brooks. Later articles by Eliot and the
opening of the pages of his review, The Criterion, to discussions
of the New Humanism did much to make Humanism
a chief topic of distinguished conversation. The
Forum also undertook in a series of articles pro and con
to advance Humanism to the forefront of the intellectual
world. A third generation of New Humanists—prominent
among them being Alan Reynolds Thompson and
Harry Hayden Clark—was formed: the Hound and
Horn, an organ of les jeunes edited by a former student
of Babbitt, for a time flirted with the ideas of the counter-movement.
Finally, in 1929 under the slashing leadership
of Seward Collins the Bookman took up arms for the
cause of More and Babbitt.
Meantime, the main naturalistic movement in American
letters was slackening. In increasing numbers people
were growing weary of Menckenism. Two popular books
in 1929 showed the hour was striking for fresh ideas: one,
Krutch’s The Modern Temper, was a confession of impotence
and gloom over the loss of the romantic hopes
that had been so dazzling in 1920, the other, Lippmann’s
A Preface to Morals, recognized the need for a new discipline
in living and made effort towards a formulation of
one. Two prominent magazines of artistic revolt suspended
and each gave a curiously significant reason. The
Dial said that “although a magazine can get along somehow
without readers it cannot exist without contributors.”
And Margaret Anderson said in the farewell number of
the Little Review: “As this number will show, even the
artist doesn’t know what he is talking about. And I can
no longer go on publishing a magazine in which no one
really knows what he is talking about.” Verily, times
were changing! We come to 1930, and hand-to-hand
fighting at last between the New Humanists and the
Liberals or Naturalists or Romantics, as you choose to
call them.
The occasion was the publication of the symposium,
Humanism and America, edited by Norman Foerster
with the assistance of P. H. Houston, G. R. Elliott and
Robert Shafer. It provoked a new “battle of the books”
but thus far no Swift has arisen to lash the gross stupidities
committed by the majority of the modernists. The
controversy in general was a repetition on a much wider
scale of the unscrupulous Chicago onslaught on Sherman’s
book in 1917. Issues were obscured, prejudice appealed
to, meanings distorted: literary careerists rushed
in, trying to outshout each other, and the low estate of
criticism in America became painfully clear. I need only
cite the testimony of an observer not on the Humanist
side who was finally driven to write: “I confess to impatience
with the row about Humanism, because in the
course of it, in the past half year or so, I have seen the
powerful principles laid down by Irving Babbitt, being
confused and cheapened.” The words are by Gilbert
Seldes. Finally, an opposition symposium, The Critique
of Humanism, was hastily organized and hurriedly despatched
to the book shops three months after Humanism
and America saw the light on the counters. With what
seem to me the cogent objections to the standpoint of
Babbitt and More advanced in The Critique of Humanism,
I shall deal by and by.
But shall we let the unsavoury episode just narrated pass
without recording the full harshness of judgment it deserves?
I conceive it the strict duty of a historian and
lover of letters to say that the cause of Romanticism is not
so poor that it needs to be defended by poor reasons and
mob-appeals and that there is in fact a high standard of
argument already set in this controversy by the writings
of the English critics, Hugh l’Anson Fausset and J. Middleton
Murry, against the classicists’ position. One’s first
desire is to see, regardless of one’s party sympathies, the
steady advancement, the heightening of literary excellence,
of all schools—let us have everything at its highest
point—and it is just this desire for quality of controversy
that was ungratified by the outpourings of the American
modernists. Really, they should have done better! I can
only say that if we imagine that criticism has a deity, as
love was once fabled to have, then we shall have to invent
two forms of it, even as the Greeks conceived of Aphrodite
Uranus and Aphrodite Pandemos. We shall have to say
that there is presiding over the labors of critics Polite
Criticism and Vulgar Criticism, and that it was Vulgar
Criticism which ruled most of the pens attempting to
deface the New Humanism in the spring of 1930. No
fierce Tory with the genius of Swift arose, it is true, to
wither the present-day worshippers of Vulgar Criticism,
but we can turn back to Swift himself for the necessary
scathing words.
“Meanwhile, Momus, fearing the worst, and calling to
mind an ancient prophecy, which bore no very good face
to his children the Moderns bent his flight to the region of
a malignant deity, called criticism. She dwelt on the top
of a snowy mountain in Nova Zembla; there Momus
found her extended in her den, upon the spoils of numberless
volumes, half devoured. At her right hand sat
Ignorance, her father and husband, blind with age; at her
left, Pride, her mother, dressing her up in the scraps of
paper herself had torn. There was Opinion, her sister,
light of foot, hoodwinked, and headstrong, yet giddy, and
perpetually turning. About her played her children,
Noise and Impudence, Dulness and Vanity, Positiveness,
Pedantry, and Ill-manners. The goddess herself had claws
like a cat; her head, and ears, and voice, resembled those
of an ass; her teeth fallen out before, her eyes turned inward,
as if she looked only upon herself; her diet was the
overflowing of her own gall; her spleen was so large, as
to stand prominent, like a dug of the first rate; nor wanted
excrescencies in form of teats, at which a crew of ugly
monsters were greedily sucking; and, what is wonderful
to conceive, the bulk of spleen increased faster than the
sucking could diminish it. ‘Goddess,’ said Momus, ‘can
you sit idly here while our devout worshippers, the Moderns,
are this minute entering into a cruel battle, and perhaps
now lying under the swords of their enemies? Who,
then, hereafter will ever sacrifice, or build altars, to our
divinities?’”
Unlike the quarrels that were the occasion for Swift’s
writing The Battle of the Books, the new “battle of the
books” caused by the advent of American Humanism involves
issues that far transcend the ordinary interests of
scholars and professional literary men. So far as the present
controversy is literary, it is pretty much the case of the
warm dispute in Æsop’s Fable between the Bee and the
Spider as to which was the better artist. This fable Swift
rewrote in The Battle of the Books and then made Æsop
draw out its application in words that cover almost
equally well the respective arguments of the Modernists
and the New Humanist today, for it will be seen that the
modernistic spider makes a cult of originality and tends
toward science-worship while the humanistic bee objects
to the kind and impermanency of the modernist’s materials
and extols wide ranging and “sweetness and light.”
“The disputants,” Swift has Æsop say, “have admirably
managed the dispute between them, have taken in the full
strength of all that is to be said on both sides, and exhausted
the substance of every argument pro and con. It
is but to adjust the reasonings of both to the present quarrel,
then to compare and apply the labors and fruits of
each, as the bee has learnedly deduced them, and we shall
find the conclusion fall plain and close upon the Moderns
and us. For, pray, gentlemen, was ever anything so modern
as the spider in his air, his turns, and his paradoxes?
He argues in behalf of you his brethren and himself, with
many boastings of his native stock and great genius; that
he spins and spits wholly from himself, and scorns to
own any obligation or assistance from without. Then he
displays to you his great skill in architecture, and improvement
in the mathematics. To all this the bee, as an advocate,
retained by us the Ancients, thinks fit to answer—that,
if one may judge of the great genius or inventions
of the Moderns by what they have produced, you will
hardly have countenance to bear you out, in boasting of
either. Erect your schemes with as much method and
skill as you please; yet if the materials be nothing but
dirt, spun out of your own entrails (the guts of modern
brains) the edifice will conclude at last in a cobweb, the
duration of which, like that of other spiders’ webs, may
be imputed to their being forgotten, or neglected, or hid
in a corner. For anything else of genuine that the Moderns
may pretend to, I cannot recollect; unless it be a
large vein of wrangling and satire, much of a nature and
substance with the spider’s poison; which, however they
pretend to spit wholly out of themselves, is improved by
the same arts, by feeding upon the insects and vermin of
the age. As for us the Ancients, we are content, with the
bee, to pretend to nothing of our own beyond our wings
and our voice, that is to say, our flights and our language.
For the rest, whatever we have got, has been by infinite
labor and search, and ranging through every corner of
nature; the difference is, that, instead of dirt and poison,
we have rather chosen to fill our hives with honey and
wax, thus furnishing mankind with the two noblest of
things, which are sweetness and light.”
More quickly than anything else, and that is why I have
invoked it, the potent breath of Swift ought to lift the
battle-smoke that now obscures the literary quarrel between
the New Humanist and the ultra-modernist and
permit us to see the essentials of the doctrine of More and
Babbitt. What are they? What importance and meaning
and utility have they for the lay reader not afraid to look
everywhere for guidance in facing the alternatives that
life is so ingenious in forcing constantly upon man? I
propose now to consider the very center of humanist
teaching, the duality of human consciousness so uncompromisingly
affirmed by the two leaders.
V THE CLASSICAL REVIVAL ABROAD
“People have fallen into a foolish habit of speaking
of orthodoxy as something heavy, humdrum, and
safe. There never was anything so perilous or so
exciting as orthodoxy. It was sanity: and to be sane
is more dramatic than to be mad. It was the equilibrium
of a man behind madly rushing horses, seeming
to stoop this way and to sway that, yet in every attitude
having the grace of statuary and the accuracy
of arithmetic.... It is easy to be a madman: it is
easy to be a heretic. It is always easy to let the age
have its head; the difficult thing is to keep one’s
own. It is always easy to be a modernist; as it is
easy to be a snob.”—G. K. Chesterton in Orthodoxy.
However, before fulfilling the promise made at the close
of the preceding chapter, it seems well to take a cursory
view of the classical revival in England and France. Recent
experience has shown that American critics with only
two or three exceptions cannot be trusted to situate a comprehensive
movement like the New Humanism in its
proper climate of sentiment, opinion and idea. On the
contrary, many of them regarded or affected to regard the
New Humanist group as a quaint local phenomenon
sprung up miraculously without atmosphere and totally
unrelated to similar groups anywhere else. This delusion
embraced by the majority of the opponents of American
Humanism badly distorted their sense of perspective: to
the broad challenge of the followers of More and Babbitt
they replied with singularly inappropriate defiances. The
plain truth is that a stiff parochial frame of mind simply
cannot make much sense of the application of Babbitt’s
criticism to current American literature and life. The
obvious remedy is wider travel in the countries of the
mind.
More and Babbitt are spokesmen for classicism on the
ground that it contains a wisdom superior to modernism.
They uphold the longer traditions of the human race
against the newly formed traditions of the last fifty, seventy-five
or one hundred years. They believe in a profound
vital conservatism, not in the contemporaneous versions of
radicalism. They are, when one reviews European history
in a large way, orthodox, not heterodox. In England and
France we shall find distinguished writers who like Babbitt
and More are classicists, traditionalists, conservative,
orthodox, men who oppose with all their might and intellect
the drift of modern civilization and seek to renew
our sense of time-tested standards. In this chapter I intend
merely to point out some of these men, to quote
from each of those designated only a few characteristic
words on the modern crisis: that will be enough to show
on the one hand the many sides and the diversity that living
classicists everywhere manifest, and on the other hand
their unanimity on the errors of modernity and the need
for standards and discipline will be enough to destroy the
silly notion that the classical party in America is engaged
in a unique reaction. I cannot here attempt rounded estimates,
however brief, of the individuals mentioned, but
I shall try to transfer to the intellectual situation in America,
which is our center of interest, several useful hints
they offer. We must expect to find conservative force in
England to be sui generis, and likewise in France, but
for that and many other reasons an acquaintance with
them, even though but a bowing one, makes for that
suppleness of mind necessary to comprehend the home
movement. We may even rid ourselves of senseless fears
of certain words: the reader whose object is the freeing
of his mind must soon overcome any horror he feels for
the word, “revolutionary,” or for the word, “reactionary.”
The free mind goes everywhere and tries to judge without
prejudice the thing itself and not the name.
One thing we shall be immediately struck by is that
it is purely an accident that in America the conservative
attitude should temporarily be expressing itself almost
entirely in the form of ideas and criticism, for this is, of
course, by no means an inevitable outlet for the conservative
temper. Tories, as witness Swift, can be great
artists: art was never the monopoly of the Whigs, but
has always been common to men of all hues of conviction.
American Humanism therefore does not inculcate an uncreative
attitude. It cannot, it is true, make creative
ability in the arts where such ability does not exist, but
neither, for that matter, can such a theory as self-expression
produce creative ability. The Humanist attitude is a
check on bad art: self-expression, unfortunately, is a release
of bad art. On this score, which is to be preferred?
No; it is a mere happenstance that at present Humanism’s
representatives are of a critical turn, men of ideas rather
than men of pronounced sensibility. Hence, their relative
unpopularity. They advocate ideas, and ideas—it is a
truism—always must fight against more inertia than emotions.
An initial prejudice exists against ideas as such,
whereas some one’s strong feelings directly affect us either
to sympathy or to resistance: emotions convey themselves
almost as swiftly as actions do, but ideas, being quite the
weakest element in psychology, have a much harder time
travelling from person to person. Nor does one need to
enlarge on the enmity felt toward criticism itself, the disparagement
constantly cast on this necessary function of
literary life, a habit of dispraise which, it should be noted,
grew up in the romantic period. The New Humanists are
mostly critics, and because of that many people conclude
that their doctrine, their conservatism, is sterile in the
practice of the arts. It does not follow, for it is the person
who is or is not an artist, not the doctrine which is responsible.
Look abroad and you will see how fertile in the
arts of fiction and verse a classical reaction may be, and no
doubt yet will be in our own country.
Here is a gallery of brief portraits of anti-romantic
writers in England.
Philip S. Richards:—
One of the youngest English critics and probably the
closest in spirit and theory to American Humanism. In
the pages of the famous review, The Nineteenth Century
and After, he has expounded very faithfully to the English
reader the ideas of Babbitt and More. No one has better
described the precise effect of Babbitt’s main principle on
those who come to accept it. “Only by following it up in
all its ramifications, as Babbitt works it out in his books
with a wealth of illustrative evidence, is it possible to
realize its amazing fruitfulness, and its universal applicability
to the intellectual and moral problems which
we have inherited from the nineteenth century. When
once its import is fairly grasped, its influence is like that
of a new principle of classification in one of the descriptive
sciences. New and natural lines of cleavage or affiliation
at once appear, introducing order and interdependence
into a mass of chaotic or misrelated facts. A simple
criterion is put into the reader’s hands, which he cannot
help using, even though it mean the abandonment of
secret loyalties and the dethronement of long-cherished
ideals.... We may regard him (Babbitt) as a pathologist
who traces the romantic malady from its origin in
Rousseau, through its mild and chronic stage in Wordsworth,
to its acute and delirious phases in Tolstoy or the
expressionist drama.” (The italics are mine.)
T. S. Eliot:—
The prestige of this erstwhile American citizen among
the younger generation has caused the same generation
to be particularly attentive to his views on American
Humanism. Eliot’s poems, so exquisite in workmanship,
subtle in perception, almost Dantean in the clarity and
power of the individual image, contain the poignant
suffering of a sensibility tortured by the ugliness, crassness
and lowness of modern civilization. His earlier criticism
dealt accurately with the effects of literary masterpieces
upon his sensibility. In recent years he has broadened
his basis as a critic and introduced a religious note
into his poetry. His general point of view he now describes
“as classicist in literature, royalist in politics, and
anglo-catholic in religion,” and wisely adds, “I am quite
aware that the first term is completely vague, and easily
lends itself to clap-trap; I am aware that the second term
is at present without definition, and easily lends itself to
what is almost worse than clap-trap, I mean temperate
conservatism; the third term does not rest with me to
define.”
Eliot holds that we should come “to the conclusion
that the humanistic point of view is auxiliary to and dependent
upon the religious point of view. For us, religion
is of course Christianity; and Christianity implies,
I think, the conception of the Church. It would be not
only interesting but invaluable if Professor Babbitt, with
his learning, his great ability, his influence, and his interest
in the most important questions of the time, could
reach this point.” But on the other hand Eliot has written
an essay “to call attention to the danger of the other
extreme: the danger, a very real one, of religion without
humanism.”
Herbert Read:—
A close co-worker with T. S. Eliot in the field of literary
criticism, this author is severe in his condemnation
of the flatness of modern life. “For Froissart,” Read declares,
“glory was the measure of all things, the crown
of all virtues. For us it has become something remote
and elusive; even something romantic and literary. We
have lost the sense of glory because we have lost the habit
of faith. We neither love deeply enough, nor feel deeply
enough, nor think deeply enough, to enjoy life’s most impressive
sanction.” Read follows the path of T. E. Hulme,
whose Speculations he edited, back to pre-Renascence
philosophy: he has disciplined himself on the pages of
the Summa Theologica and has caught fire from the complex
splendor of the Middle Ages.
A champion of orthodoxy, he is critical of any particular
form of orthodoxy, such as American Humanism,
as his essay in the Criterion on Humanism and the Absolute
reveals. This paper discussing the views of Norman
Foerster and Julien Benda was sub-titled The Texts
of a Debate, and I hope it is not lost ink to refer again
to the higher standard of controversy observed in England
by writers who deal with the New Humanists and
to regret that our critics of Foerster’s American Criticism
were, as a rule, unable to reach up to the mark set by
Read. In the essay mentioned, Read maintains that unlike
Julien Benda, “Mr. Foerster, on behalf of the New
Humanists, nowhere makes it clear that he accepts this
absolute severance of things divine and things human.
He admits that ‘the ethical will’ is ‘a power above the
ordinary self, an impersonal reality in which all men may
share despite the diversity of personal temperament, and
toward which their attitude must be one of subjection.’
But he also says that ‘the value of supernatural intuition
must be tested by the intellect,’ and rejects any formal
theology on these grounds. But the greatest of all formal
theologies, that of St. Thomas Aquinas, was precisely such
a ‘testing’ of supernatural intuition by the intellect or
reason. If religious intuitions must be submitted to rational
inspection, then surely the result is a theology.
Mr. Foerster cannot have it both ways: to hesitate ‘to pass
beyond’ experimental knowledge to dogmatic affirmation
is merely to sit on the fence: once admit the mediation of
reason and you are involved in the necessity of dogma.”
This point, the reader will recognize, is connected with
Hulme’s argument for radical discontinuities in the universe,
which was injected into our first chapter and to
which I pledged myself to return.
Wyndham Lewis:—
He has dramatized himself as an Ishmaelite in Occidental
culture, the sworn and ferocious enemy of “Time-cults”
and “Time-philosophies,” of which Bergsonism is
a typical specimen. Before the Great War, he was a
radical painter and associated with Ezra Pound to propagate
an artistic cult baptized Vorticism. Since the War
he has turned social philosopher, and possibly may be a
first rate Tory mind in the making. I say in the making,
for up to the present Lewis is still a chaotic personality,
given to extravagances, and not yet sufficiently trained in
metaphysics to cope with A. N. Whitehead, S. Alexander,
and some of his other bêtes noires. But the New Humanist
can second him in many of his theses. He and Lewis
are at one in their scorn for the contemporary cult of
the child and the primitive and in their hostility to the
modern feminization of man.
In his book, The Art of Being Ruled, Lewis maintains—I
cannot better Montgomery Belgion’s succinct restatement
in the Bookman—that “what happens in a ‘liberal
democracy’ is that rule by the few is not banished, but
concealed. And it is this concealment which is, Mr.
Lewis holds, responsible for so many of our contemporary
ills, the greatest of these being, perhaps, mass suggestion.
In a democracy the actual rulers are not the best rulers,
but those who are most cunning in obtaining power, and,
furthermore, since their rule has to be secret, it becomes
necessary for these rulers to hypnotize the ruled into acquiescence,
to discredit the old standards of existence
through the agency of Science, and to organize the populace,
to mechanize it, to pump it full of a destructive
fatalism while it is kept imagining itself its own master.”
Therefore let us have again an authority that is an open
authority. On Lewis’s analysis of pseudo-liberty the New
Humanist will agree even more heartily. “The present
decay of Europe,” I quote from Belgion again, “Mr. Lewis
ascribes directly to the notion of freedom. Since people
cannot be free and in any case do not want to be free,
but only to be irresponsible, the notion of freedom has
been thought to be the notion of irresponsibility, and, thus
misunderstood, has been steadily weakening Europe. To
this wasteful and disorganizing notion of irresponsibility
he opposes the notion of ‘working together’ under a central
control, which, he points out, gives the comfort and
strength of solidarity.”
Hilaire Belloc:—
As a Catholic, this versatile man—politician, poet, storyteller,
essayist, historian, biographer—can naturally not
regard American Humanism as more than a half-way
house. This would be in general the Catholic position:
however, both the New Humanist and the Catholic intellectual
are anti-naturalistic and pro-classical and this sets
vibrating a certain bond of sympathy for each other’s
efforts to infuse into modern literature something of what
Belloc calls “the poise, the fulness, the solemnity, the disdain
of sharp effect, the glory in control, the magic of proportion”
which marked the productions of the great
classical periods.
“The classical spirit,” observes Belloc, “has not fallen
into disrepute among us: it has been forgotten. It has
become alien and strange, so that men coming across it
today, in our society, are like rustics coming across some
marble of the ancients. It does not repel them, but it
hardly attracts them at all—they can make nothing of
it.... It is said that men who drink spirits lose their
taste for wine and certainly men who use violent sauces
lose their taste in cooking. Under the effect of the
romantic extravagance, the general sense of the classic
died. But the last extravagances of that extravagance
were left for our time to suffer.”
I pass now from Belloc, anti-communist, anti-capitalist,
and anti-puritan, to the brilliant debater he has so greatly
influenced and to whom I shall give more space than has
been devoted to the other members of this little gallery
of English champions of high tradition.
Gilbert K. Chesterton:—
First, I will show at once his views on the New Humanism
because they pour light on the subject matter of
this book, the dilemmas of liberated people today.
Granted, says Chesterton: “we need a rally of the really
human things; will which is morals, memory which is
tradition, culture which is the mental thrift of our
fathers.” But for him “the question really is whether
Humanism can perform the functions of religion.” His
reply is unequivocal. “I do not believe that Humanism
can be a complete substitute for Superhumanism.” Why?
Well, “the fact is this: that the modern world, with its
modern movements, is living on its Catholic capital. It
is using, and using up, the truths that remain to it out of
the old treasury of Christendom.” The New Humanism
in Chesterton’s judgment draws on Catholic capital, but
it “has one very wise and worthy character. It is trying
to pick up the pieces; that is, to pick up all the pieces.”
Only “can it stick them together? Where is the cement
which made religion corporate and popular, which can
prevent it falling to pieces in a débris of individualistic
tastes and degrees?” Chesterton makes clear his doubt
that the New Humanists “have the secret of continuity;
certainly not of corporate continuity.”
Next, I should like the reader to join me in regretting
that we in America have had no G. K. Chesterton to
work as an antidote to such a popular “philosopher” as
H. L. Mencken. Admit all the faults of Chesterton, the
occasional specious arguments, now and then the patch
of tawdry rhetoric, the lapses in taste and the falls into
mechanicality of style: call him, if you desire, no more
than a super-journalist. These flaws, however, are no
great handicap in coping with a popular propounder of
belated nineteenth century rationalism of the type of
Mencken, when one is as playful, as pyrotechnical, as
hearty as Chesterton. By his buffooning Mencken hopes
to attract the populace to the banners of heresy: by his
humor and the dazzlement of paradoxes Chesterton aims
to draw the public to orthodoxy. Thus, the two men by
their methods neutralize each other and leave the reader
free to examine coolly what it is that in all seriousness
they maintain. And in that respect Chesterton is immeasurably
the larger man.
Thirdly, the history of Chesterton presents a couple of
features of special interest for the person who is reacting
against the contemporary welter of half-truths. How
came Chesterton to his present strength of conviction on
so many topics toward which his foes preserve an attitude
of squeamish indecision? The startling answer is, because
his early education, like that of Cardinal Newman
and of Coleridge, consisted of fairy tales. Startling to
us, that is, for many of us have been led to conclude that
there should be no place for fairy tales in the training of
the young, that the less of “fantasy” and the more of
“fact” we incorporate into education, the better developed
will be the sense of reality of our children. But this is
one of the crimes against children, the most abominable
class of crimes. No one has more forcibly stated the
case for fairy tales than Coleridge. “Should children be
permitted to read romances and relations of giants and
magicians and genii? I know all that has been said
against it; but I have formed my faith in the affirmative.
I know no other way of giving the mind a love of the
Great and the Whole. Those who have been led to the
same truths step by step, through the constant testimony
of their senses, seem to me to want a sense which I possess.
They contemplate nothing but parts, and all parts
are necessarily little. And the universe to them is but
a mass of little things.” Chesterton argues somewhat
differently, but it is apparent that he was stimulated by
fairy tales to love the inclusive, to desire to reach the
center, to devote himself to the transcendent conception.
It is in the centrality and breadth of his mind that he
exceeds Mencken and the smaller fry of rationalists.
Another thing to take into account is Chesterton’s reaction
to the Yellow Nineties in England. In his youth
he was immersed in Huxleyan agnosticism and Wildean
æstheticism, and he revolted vigorously from these excesses.
He found young men proud of their boredom;
ennui was taken to be a symptom of personal distinction.
And he was informed that art was divorced from morals.
He replied curtly that “there is no such thing on earth
as an uninteresting subject; the only thing that can exist
is an uninterested person.... The bored has certainly
proved himself prosaic”—which places the blame where
it should go. And to the l’art pour l’art people, he said:
“A small artist is content with art; a great artist with
nothing except everything.”
Fourthly, Chesterton delighted himself as every one
knows with the pleasures of a modern heresy-hunt. The
hunting ground was certainly happy, for, as he pointed
out, we are living in the decadence of the great revolutionary
period, and nowadays “we are more and more to
discuss details in art, politics, literature,” but “general
theories are everywhere contemned ... we will have no
generalizations.” “When the old Liberals removed the
gags from all the heresies,” Chesterton goes on to say,
“their idea was that religious and philosophical discoveries
might thus be made. Their view was that cosmic
truth was so important that every one ought to bear independent
testimony. The modern idea is that cosmic
truth is so unimportant that it cannot matter what any
one says.”
Vague relativism was the enemy and Chesterton went
slashing after it in the essays on Shaw, George Moore,
Wells, G. Lowes Dickinson, Joseph McCabe, Whistler
and other moderns included in Heretics. Of them all it
seems to me that Wells best typifies what Chesterton
stands against, Wells in whom is fused sentimental naturalism
and scientific naturalism, Wells the prophet of
humanitarianism. Chesterton put his finger unhesitatingly
on the soft spot in Wells’s whole program when
he noticed that “in his new Utopia he says, for instance,
that a chief point of the Utopia will be a disbelief in
original sin. If he had begun with the human soul—that
is, if he had begun on himself—he would have found
original sin almost the first thing to be believed in. He
would have found, to put the matter shortly, that a permanent
possibility of selfishness arises from the mere
fact of having a self, and not from any accidents of education
or ill-treatment. And the weakness of all Utopias is
this, that they take the greatest difficulty of man and
assume it to be overcome, and then give an elaborate account
of the overcoming of the smaller ones.”
Finally, I wish the reader to note that the “paradoxes
of Christianity” which Chesterton defends with so much
gusto in Orthodoxy were not imposed on him, were not
slavishly accepted by him because of their attributed authority,
but were personally rediscovered. It is often
thought, sometimes with cause, many times unjustifiably,
that the exponent of tradition is simply a timid and unoriginal
man: he flees, so it is said, to tradition for safety;
he does not return to it because his experience has taught
him that a given tradition is right. But do all men adopt
traditional teachings out of fear? Chesterton sets us
right. Classicism is properly a life, and not a mere subscribing
to inherited doctrines, and Chesterton has described
the spirit and result of that life when he said:
“I am the man who with the utmost daring discovered
what had been discovered before.... When I fancied
that I stood alone I was really in the ridiculous position
of being backed up by all Christendom. It may be,
Heaven forgive me, that I did try to be original, but I
only succeeded in inventing all by myself an inferior copy
of the existing traditions of civilized religion.... I did
try to found a heresy of my own; and when I had put the
last touches to it, I discovered that it was orthodoxy.”
The vivacity of commonsense! That, in a phrase, describes
the appeal of Chesterton, and nothing, it seems to
me, is more often lacking from American literary journalism
than commonsense in the first place and in the
second place commonsense sparkling at its vivacious best.
To many American critics any stick is good enough to
beat Humanism with. But it has happened several times
in our literary history that the French have been more
quickly appreciative than we of a genuine new power
appearing amongst our writers: it seems almost to be
a law that an unpopular spiritual force in America should
first receive its full due in France. It is a Frenchman,
Louis J. A. Mercier, who has written the first book treating
the New Humanism as a movement. Le Mouvement
humaniste aux Etats-Unis, which makes a study of Babbitt,
More and the late W. C. Brownell, was crowned
when it appeared in 1928 by the French Academy, and it
drew forth sympathetic comment from the spokesmen
for a variety of groups, from the Catholic papers to the
Action Française, from the Abbé Bremond to Baron
Seillière. We can easily understand the warmth of this
reception by French critics. “Here were American authors,”
says Mercier, “who spoke their own language,
who were fully alive to all the traditions, who faced
squarely the problem of man, in the light of all these
traditions, and who brought a formula for a twentieth-century
approach to a common reëxamination of all the
data involved.”
Why have we not more examples in translation of the
work of the French classical reactionaries? We have a
few—Benda’s Belphégor and The Treason of the Intellectuals,
Maritain’s Three Reformers and Art and Scholasticism,
Leon Daudet’s The Stupid Nineteenth Century,
Henri Massis’s The Defence of the West—but these are
barely suggestive of the resources remaining to be exploited
by our publishers. We have—to name names—no
translations of such important works as Pierre Lasserre’s
Le Romantisme français and Cinquante Ans de
Pensée française by which we may trace the evolution of
this former pupil of Charles Maurras, nor have we a
translation of Ernest Seillière’s Le Mal romantique or of
his studies of Rousseau or of his Philosophie de l’Impérialisme,
all efforts to “de-Rousseauize” France by large
European perspectives. Above all, we have no books in
English from the energetic pen of Charles Maurras.
This is odd, since no less discerning a critic than T. S. Eliot
classes Maurras as a philosopher of rank equal to Irving
Babbitt and declares that he “has written as fine prose
as any French author living.” Moreover, he says, referring
to England, “if anything, in another generation or
so, is to preserve us from a sentimental Anglo-Fascism, it
will be some system of ideas which will have gained
much from the study of Maurras.”
But perhaps before speaking of Maurras further I
should give a very general classification of the French
affirmers of the classic order in life and literature. We
can divide them into three groupings: (1) those associated
with the Action Française and committed to its
program of “integral nationalism” which involves a return
to royalism; (2) the Neo-Thomists, such as Henri
Massis with his bogey of Orientalism and Jacques Maritain,
“the most conspicuous figure and probably the most
powerful force in contemporary French philosophy,” according
to T. S. Eliot; (3) certain critics independent of
organized groups like Julien Benda whose recent book,
The Treason of the Intellectuals, attacks with great force
the fomenting of political passions indulged in by some
of the French classicists, notably those of the Action
Française.
Charles Maurras is the outstanding man in the Action
Française. He began as an enthusiast for Auguste Comte
and Positivism. In 1890 he joined Jean Moreas in the
founding of the Ecole Romane, a literary return from
Symbolism to antiquity. He wrote fiction and verse expressive
of his admiration for Hellenism. But his life’s
work has been in political and social thought and in literary
criticism. For years “Politics first” has been his
cry: he establishes his teaching on the doctrine of Joseph
de Maistre who preached a turning back to monarchism
after the French Revolution. The sifting of Maurras’s
career, however, is a rather complicated business. To
many he is an atheist, certainly an agnostic; yet for some
years he and his organization, the Action Française, were
Catholic, only to be condemned in the end by the Pope.
T. S. Eliot’s explanation is that Maurras is “an unbeliever
who cannot believe, and who is too honest to
pretend to himself or to others that he does believe; if
others can believe, so much the better not only for them
but for the world at large. The peculiarity of Maurras’s
agnosticism (or atheism if you like) is that he recognizes
that he has much more in common, in the temporal
sphere, with Catholics than with Protestants or atheists.”
Today Maurras directs—with the partnership of the
truculent Leon Daudet—the newspaper, Action Française,
which flies on its mast the following inscription: “Chef
de la Maison de France, j’en revendique tous les droits,
j’en assume toutes les responsabilités, j’en accepte tous les
devoirs” over the name of “Le duc de Guise, héritier des
quarante Rois qui en mille ans firent la France.” With
Maurras’s bellicosities, his fanning of national and racial
hatreds, I am not now concerned, nor should I like in
any case to defend them. It is more germane to this
book to quote from him on tradition. “Not all traditions,”
he says, “are equal.... Amongst all others one
tradition offers itself, of which the conspicuous character
is its almost complete conformity with those principles
of taste which express humanity raised to its highest point.
We see it come to birth in Ionia as from the ashes of
Homer; it continues under the olive trees of Cephisus.
Roman sages who adopt it make a new home for it.
The middle ages do not banish it completely either from
France or from the towns of Italy. It reforms itself
and occupies the whole of Europe; but it is Paris now,
as Athens once, that preserves it. From the middle of the
sixteenth century to the end of the seventeenth, humanism
and the classical spirit, refined to an Attic point of
taste, never lacked representatives among us, or an élite
worthy of understanding and loving it.” This Græco-Latin
classical tradition, which belongs to France, Maurras
goes on to say, “surpasses all others. It reveals, in fact,
a force of life equal in flame, in coloring, in simple
brutality or refined delicacy to whatever the rest of the
world can show, from the steppes of Russia to the shores
of Guinea; and as no other popular tradition can vie
with it in sensibility, it defies forever all its rivals, in the
order and luminosity of its writings, in the great generality
of their style. The works of this tradition are
rightly called Humane Letters, in that they interest the
whole world.” Finally, he exclaims: “But the pursuit of
the classical tradition includes other things than gods and
goddesses. It authorizes a scrupulous and passionate
criticism. Far from freezing the senses, it excites, begets
creation. Even among ourselves, above all among ourselves,
there is much to be done. We can dream of tragedies
nearer to nature, more direct and simple than those
of Racine. The heroic vein of Corneille leaves room for
a poet who should be wiser than he. The reader will be
surprised if I add that what we lack especially is lyric
poetry! Consider how little can be preserved from the
romantic lumber-room. We must bring things back to
Malherbe. There was once a literary criticism, there can
be again, yet finer, and lead our literature to its
renascence.”
Turning to the Neo-Thomists, it seems to me that
Jacques Maritain is the dominant figure. He began as
a student of Bergson but shortly afterwards joined the
Catholic Church and today holds the position of professor
of modern history and philosophy at the Institut Catholique
of Paris. He grounds himself entirely on the doctrine
of St. Thomas Aquinas and his whole effort is to
translate it into terms of modern life, to make it serviceable
and illuminating to the man of the twentieth century.
For a few years Maritain associated himself with the Action
Française but withdrew when in 1927 the Pope
proscribed the journal of Maurras, Daudet and Pujo.
Maritain writes with an austere clarity. A fiery faith
burns in the depths of his thought and makes his most
abstract pages strangely intense. He is an utterly ruthless
opponent of what he conceives to be modern errors,
and, like the American Humanists, he considers Romanticism
as the source of many of these illusions. “The
word romanticism,” he notes and I recommend his definition
to the reader, “may give rise to many confusions. I
am aware that there have been all kinds of things, even
very good things, in the complex movement classed under
this name. But nothing is so idle as to argue about words
and recast their definition to suit your subject; and in
spite of everything usage has adequately settled the meaning
of this one. In so far as it signifies a religious eviction
of reason and its works, the sacred unbridling of
sensation, the holy parade of self and the adoration of
primitive natural instinct, pantheism as theology, and
emotional stimulus as the rule of life, it must be confessed
that Rousseau, by his mystical naturalism, is at the
direct source of such a spiritual evil.”
Again, like the New Humanists, Maritain attacks the
ubiquitous sway of modern science on the ground that
science, unconfined to its proper rôle, dehumanizes man.
In his essay on Descartes, who to Maritain founded the
principle of the deep inhumanity of modern science, we
may read: “In the higher order of Cognition the Cartesian
reformation gave the irretrievable stability of the things
of the spirit to the moral attitude of turning towards
perishable goods. See what the great name of Science has
become. It is today hardly applied to anything but the
knowledge of matter, and science, par excellence, is regarded
by most modern thinkers as belonging to a museum.
In the modern world, reason turns its back on
eternal things and is ordered to the creature. It rates
the mathematics of phenomena above wisdom. From the
mountain of its excellence it has descried all the kingdoms
of the material universe and the glory of them,
and it goes down to possess them.”
And now we come to the freelances of the classical
revival, to proud polemicists like Julien Benda who never
tire in the exposure of romantic follies. Benda, novelist
and essayist, tenacious opponent of Bergson, has invented a
name for the disease of pan-lyricism which rages in America
as well as in France. He calls it “belphégorism,” for it
is in his argument the worship of a false god, Belphégor or
Baal-Peor as it is written in the Bible. Belphégorism
briefly is the requirement of modern society that works
of art should be exclusively productive of emotions and
sensations, that history should be written as a series of
heart-throbs, that philosophy and science should give
thrills. Belphégorism is the love of the indistinct, of the
novelty purely for its own sake, of subjectivity carried as
far as possible. Conversely, belphégorism hates the mind,
hates discipline, hates form. Benda makes it clear that
he is no objector to the lyrical in itself, but rather to the
invasion by lyricism of all provinces of the intellectual
life. To the softness in taste of modern French society
he opposes the plastic sensibility of the great seventeenth
century, the period of Descartes and Pascal, of Corneille,
Molière and Racine, of Bossuet, of La Fontaine, of Madame
de La Fayette.
By a plastic sensibility Benda means a sensibility, whose
principal modes are sight and touch, which organizes
itself about the idea of form. It loves precision and firmness.
This sensibility is localized, perhaps because it involves
the more highly specialized and developed nerves.
It is, Benda declares, a centralized and correlated sensibility,
the source of poise. In contrast he places the
musical sensibility whose principal modes are hearing,
taste and smell. This is a disquieting sensibility, for it
consists in sensation without contour, it overflows the
whole being with scattered and diffused sensation. The
consciousness is decentralized. The result is the opposite
of poise, being intoxication and vertigo. Modern society
tends toward a musical sensibility, a tendency Benda has
become seasoned in combating.
This distinction between two types of sensibility is very
usable, and I shall come back to it when we take up
Nietzsche’s great interpretation of the Apollo-Dionysus
conflict in the final chapter. But now this exhibit of the
friends of order abroad must be closed by a longish quotation
from Benda’s The Treason of the Intellectuals
illustrating the difference between two types of humanitarianism
(or more properly between Humanism and
humanitarianism), a difference our New Humanists constantly
insist upon. In addition Benda brings out very
well a point usually overlooked by people who, perceiving
the aristocratic leanings of the New Humanists, accuse
them of being too disdainful of their fellow men.
“In our age the descendants of Erasmus, Montaigne,
Voltaire, have denounced humanitarianism[3] as a moral
degeneration, nay, as an intellectual degeneration, in that
it implies ‘a total absence of practical common sense’;
for practical common sense has become the measure of
intellectual values with these strange ‘clerks.’
“I should like to draw a distinction between humanitarianism
as I mean it here—a sensitiveness to the abstract
quality of what is human, to Montaigne’s ‘whole form of
human condition’—and the feeling which is usually called
humanitarianism, by which is meant the love for human
beings existing in the concrete. The former impulse
(which would more accurately be called humanism) is the
attachment to a concept. It is a pure passion of the intelligence,
implying no terrestrial love. It is quite easy to conceive
of a person plunging into the concept of what is
human without having the least desire even to see a
man. This is the form assumed by love of humanity
in the great patricians of the mind like Erasmus, Malebranche,
Spinoza, Goethe, who all were men, it appears,
not very anxious to throw themselves into the arms of
their neighbors. The second humanitarianism is a state
of the heart and therefore the portion of plebeian souls.
It occurs among moralists when lofty intellectual discipline
disappears among them and gives way to sentimental
exaltation, I mean in the eighteenth century
(chiefly with Diderot) and above all in the nineteenth century,
with Michelet, Quinet, Proudhon, Romain Rolland,
Georges Duhamel. This sentimental form of humanitarianism
and forgetfulness of its conceptual form explain
the unpopularity of this doctrine with so many distinguished
minds, who disavow two equally repulsive
commonplaces in the arsenal of political ideology. One
of them is the ‘patriotic bore’ and the other ‘the universal
embrace.’
“The humanitarianism[4] which holds in honor the abstract
quality of what is human, is the only one which
allows us to love all men. Obviously, as soon as we
look at men in the concrete, we inevitably find that this
quality is distributed in different quantities, and we have
to say with Renan: ‘In reality one is more or less a man,
more or less the son of God ... I see no reason why a
Papuan should be immortal.’ Modern equalitarians, by
failing to understand that there can be no equality except
in the abstract and that inequality is the essence of the
concrete, have merely displayed the extraordinary vulgarity
of their minds as well as their amazing political clumsiness.
“Humanism, as I have defined it, has nothing to do
with internationalism. Internationalism is a protest
against national egotism, not on behalf of a spiritual passion,
but on behalf of another egotism, another earthly
passion. It is the impulse of a certain category of men—laborers,
bankers, industrialists—who unite across frontiers
in the name of private and practical interests, and
who only oppose the national spirit because it thwarts
them in satisfying those interests.
“In comparison with such impulses, national passion
appears an idealistic and disinterested impulse. In short,
humanism is also something entirely different from cosmopolitanism,
which is the simple desire to enjoy the
advantages of all nations and all their cultures, and is
generally exempt from moral dogmatism.”
Such, briefly indicated, is the general field of contemporary
thought in which American Humanism fits. I
deem it, however, premature and over-enthusiastic to perceive
in this field the beginnings of a new renascence,
and likewise I do not think the parallel between the
living asserters of classical ideals and the Humanists of
the Renascence should be stressed. True enough, the
modern revivalists have entered into a gigantic battle to
overthrow the preëminence of the dogma of Naturalism,
just as the Renascence men assaulted the preëminence of
petrified theological dogma, and true enough the moderns
catch their vision, as did their brothers in the fifteenth
century, from the ancient literatures. But it is yet
to be seen whether they can do more than defend the ancestral
treasures, whether they can be more than a corrective
force to the excesses and barbarisms of our era.
Have they the potency to initiate a real transformation of
modern society? Can they even arrest its downward
plunge, let alone reverse its direction? Have they the
hidden strength to work a miracle? The questions discourage
all desires to prophesy. The only thing that can
be said is that the traditionalist thinkers are making a
supremely important contribution to the thought of today,
that by their contribution they tend to improve the general
intellectual situation, and the first step is the production
of a more favorable situation, in itself a huge task,
for diamond ideas about the “good life.” Meanwhile,
the most that can be said about any notion of a coming
renascence is that it may have the energizing value of a
myth: it is perhaps akin in its tonic effect on the spirit to
the conception of the general strike which Georges
Sorel proclaimed should be the heroic myth of the proletariat
in its long struggle.
Now if we compare the theory of American Humanists
with the theories or partly worked out theories of their
allies in Europe, we shall see that we have at home not
the least developed and least positive form of conservatism.
The Europeans either come to rest on Catholicism
(Chesterton, Belloc, Massis, Maritain), which for many
Americans seems impossible, involving an act of too
much faith, and furthermore they feel too psychologically
distant from Rome; or the Europeans dedicate themselves
to some political movement such as French royalism
(Maurras and his disciples) which to some extent perverts
their classical attitude; or finally they fall back on
some personal philosophy, scarcely more than a strong
predisposition in favor of the disinterested activity of the
mind (Benda) or else very much in the forming and
full of idiosyncrasies (Wyndham Lewis). American
Humanism has not complicated itself by theological alliances,
nor subordinated itself to the pursuit of definite
political aims. What is striking is the extent to which it
has freed itself from the personal and idiosyncratic. It
exists apart from the personalities of More and Babbitt.
Here is a body of general ideas, substantial yet pliable,
to which all who seize the few underlying principles may
resort and from which all may take a working experimental
outlook on the problems of their own lives. Here
is a system for the guidance of one’s thought, not for its
repression and confinement. Here is an ideology too
definite to be treated whimsically, but not so rigid as to be
unadaptable to the taste of the individual. It has a completeness
wanting in the personal philosophies of Lewis
and Benda, and it does not appear to many so arbitrary
as the doctrines of the Church. Its great recommendation
is that it is founded on the positive critical experimental
spirit of modern times. This in the remainder of the
book I shall try to demonstrate.
VI A CREATIVE CONCEPTION OF MAN
“Humanism is the study and practice of the principles
of human happiness uncomplicated by naturistic
dogmas on the one side and religious dogmas
on the other.”—G. R. Elliott in Humanism and
America.
Humanism is a term that has been defined, and well defined,
many times. Yet there persists in the public mind
the feeling that Humanism is a portmanteau word and
the New Humanists have failed to make it denote anything
precise. The public is not to blame for this feeling,
nor are the New Humanists responsible. Several
causes may be alleged, the first being the romanticizing
of the word by writers like Walter Pater. “For the
essence of humanism,” Pater once wrote, “is that belief
of which he (Pico della Mirandola) seems never to have
doubted, that nothing which has ever interested living
men and women can wholly lose its vitality—no language
they have spoken, nor oracle beside which they
have hushed their voices, no dream which has once been
entertained by actual human minds, nothing about which
they have ever been passionate, or expended time and
zeal.” This is to make Humanism denote simply an all-embracing
curiosity, an insatiable appetite for everything,
no matter how trivial. Humani nihil a me alienum puto
(I consider nothing human alien to me)—this widely
quoted line is the motto of those who take Pater’s definition
too seriously. But the line is spoken in Terence’s
play as an excuse for meddling, and Babbitt comments
drily that it “might serve appropriately enough as a motto
for the humanitarian busybody with whom we are all so
familiar nowadays, who goes around with schemes for
reforming almost everything—except himself.” No, Humanism
means more than a universal curiosity about
one’s fellow creatures, and it does not mean humanitarianism.
The humanitarians, however, have claimed the
gracious word, and this is the second cause of confusion
as to definition.
It is essential to see that Humanism and humanitarianism
are quite distinct. “A person who has sympathy for
mankind in the lump,” to quote from Babbitt, “faith in
its future progress, and desire to serve the great cause
of this progress, should be called not a humanist, but
a humanitarian.” Such a person—he is legion!—exalts
sympathy, and expects that somehow in the coming
years man’s altruistic impulses will triumph over his
egoism. He is an optimist, an ardent believer in the
dogma of progress, and usually a superstitious worshipper
of modern science. Exempli gratia: Auguste Comte,
Rousseau and Herder have at one time or another been
hailed as “humanists,” whereas, Babbitt asserted in his
first book, they are properly called humanitarian enthusiasts.
So today we sometimes read in our newspapers
that certain former Unitarian preachers are Humanists,
despite the fact that their sermons upon examination
prove to be almost pure humanitarianism, or we hear
writers like the American historian, Harry Elmer Barnes,
referred to as a Humanist. But Barnes, we may say in
passing, would have seemed to Matthew Arnold the
propagandist for a “spurious and degenerated sub-form”
of Hellenism. Arnold would doubtless have dubbed this
very vocal rationalist simply a Millite, a word he coined
from the name of England’s famous utilitarian philosopher.
Humanism, properly understood, is in fact the
stern critic of philanthropic rationalists like Barnes or
sentimental enthusiasts like the Reverend John Haynes
Holmes. For Humanism is a doctrine and a discipline,
aristocratic in temper, selective in practice, which makes
its first concern, the self-perfecting of the individual.
There is still a third cause which must be touched on
to explain the confusion that blankets the public mind.
In the literary campaign staged against the New Humanists
in the spring of 1930, the naturalistic writers employed
an old debating trick:—to pretend bewilderment
at the definitions offered and to press for closer and closer
definitions. The aim apparently was to force the New
Humanists at last into some utterly rigid statement of
their creed, if not into some ultimate banality; therefore
anything short of a completely rigid definition was called
an inadequate one. But the New Humanist is too awake
to the dangers of Neo-Classicism to yield to this type
of pressure. Humanism lays the stress on the inner life,
Neo-Classicism on the external conventions. The New
Humanist maintains the seat of authority in himself: he
studies with zeal the wisdom stored in tradition, but he
insists on his internal corroboration of that wisdom as
the all-important thing. He does not, that is, set up an
authority, as the Neo-Classicist does, which is completely
exterior to himself. Above all, he perceives the folly of
an Age of Rules, which happens whenever Neo-Classicism
gains ascendency. In short, if the New Humanism could
be set forth in a perfectly dry detailed code, you may be
certain that it would not be Humanism, but only another
recurrence of Neo-Classicism. A true definition of
Humanism must breathe with the vitality inherent in its
subject.
The New Humanist, then, disassociates himself from
the impoverishment of Neo-Classicism, from excessive
purism, as consciously as he separates himself from indiscriminate
humanitarianism and the mere inquisitiveness
of the æsthetic type. As was said above, Humanism
is a doctrine and a discipline, aristocratic in temper, selective
in practice, which makes its first concern, the self-perfecting
of the individual. This sense for the term is
not new or perverse; it has, in fact, long been emphasized
as the following passage from a late Latin writer,
Aulus Gellius, will show. Gellius was of a somewhat
crabbed and pedantic temper: Babbitt admits this and
adds that he was too much inclined to leave sympathy
out altogether; but what is interesting is that in the decadence
of Rome Gellius made complaint about the corruption
of the term humanitas to give it a humanitarian
flavor. Here is his protest—it might have been written
yesterday—against the confusion of humanism with
humanitarianism.
“Those who created the Latin language,” the passage
occurs in the Noctes Atticae, “and those who spoke it
well do not give the word humanitas the vulgar meaning
which is synonymous with the Greek word philanthropia,
which means an active kindness, a tender benevolence
for all men. But they give the word the meaning which
the Greeks attach to paideia, which we call education,
knowledge of the fine arts. Those who show the most
taste and disposition for these studies are the most worthy
to be called humanissimi. For man alone among all living
beings is able to devote himself to cultivating a study
which for that reason has been called humanitas. Such
is the meaning given to this by the ancients, particularly
by Varro and Cicero. Almost all their works show examples,
so I shall content myself with quoting one only.
I have chosen the opening of the first book of Varro ‘Concerning
Human Things’: Praxiteles, qui propter artificium
egregium nemini est paulum modo humaniori ignotus
(Praxiteles, whose excellent talent as an artist has made
him known to every man at all skilled in the arts). Here
humanior does not bear the vulgar meaning of easy,
tractable, benevolent, even though lacking in knowledge
of letters. That meaning would not express the author’s
thought. It means an educated, a learned man, one who
is acquainted with Praxiteles through books and history.”
What is the doctrine of the New Humanism? The
most compact statement I have found was written by
Robert Shafer in the course of a powerful polemical article
in the Bookman. It deserves the most careful study by
the reader, for from it can be extracted almost the whole
of Humanism. It is a remarkably comprehensive formulation:
despite its brevity it manages to imply all that a
New Humanist has to say about his conception of man.
“Against romanticism, humanitarian sympathy, mechanistic
or vitalistic determinism, the doctrine of progress
and the like, has been opposed a skeptical criticism
of life and letters which rests ultimately on the proposition
that man differs not alone in complexity of organization,
but in kind, from the animal, and that his happiness
depends upon his recognition and cultivation of
that element in his being which is distinctive of him.
This is held to be possible; man is held to be, within limits,
capable of responsible choice. This capacity is regarded
as the core of the distinctively human element in
man’s constitution, which is thus dual—‘animal,’ one may
roughly say, united inexplicably with ‘something more,’
or the unlimited chaos of impressions and spontaneous
desires united with the potential capacity of control and
reduction to ordered activity. No conclusion is necessarily
implied for or against the doctrine of grace, but
insistence is steady that without a wisely directed educational
discipline and a strict inner discipline man’s fulfilment
of his proper end is certainly impossible. To
choose is to discriminate, and, for this, habituation to self-restraint
is essential; it is, indeed, the foundation on
which the whole structure of distinctively human life
rests.
“It is recognized that this general position is not susceptible
of rational proof—reason itself being the organ
of discrimination, and acting, when it acts legitimately,
in a purely instrumental capacity. But none the less his
position is, the humanist adds, irrefutable and soundly
based. It concerns a realm of being into which ‘modern
science’ simply does not enter. Exact science, so-called,
is concerned with quantity—how much?—but about
quality—how good?—it has nothing to say. The humanist
is concerned, not with physical existence taken by itself,
but with distinctively human excellence, or self-fulfilment,
or, in a word, happiness. Here the one possible
appeal is to actual human experience—the recorded experience
of past generations and the inner experience of
the individual disciplined and formed in the light of
selective tradition. The strength of humanism lies in its
positive experiential basis, which affords it, not an absolute,
but a sufficient, authority.”
Could the sum and substance of Humanism be put
more plainly than the above? The topic can be expanded,
explained, illustrated, but in the end when it is boiled
down again, we shall find that Robert Shafer has given
the candid and accurate summary of its meaning.
Greater rigidity would be inexact—remember that words
like “idealism,” “skepticism,” “deism,” even “pragmatism”
offer a similar necessary fluidity to the definer—for
the thing defined has flowing contours and is alive with
movement. What then is the difficulty many inquirers
about Humanism confess to experiencing when it comes
to seizing its import? Well, our difficulties with understanding
definitions are not entirely with words; they are
of two kinds: verbal and psychological. The first is more
easily overcome: it requires simply a clear statement and
attentive reading. In view of the fulness with which
More and Babbitt, Foerster and Shafer and many others
have written about the meaning of Humanism, there is
no excuse whatever for any failure to grasp verbally what
they are driving at. A college student could write it out
on an examination paper. But the other kind of difficulty,
the psychological obstacle to understanding, is the
one that takes real effort to remove. By understanding
a definition psychologically, I mean experiencing the
definition. I mean relating it to one’s own experience or
lack of experience. I mean filling the verbal signs with
living personal content.
I will give one simple illustration of the gap between
verbal understanding and psychological comprehension.
A good deal of the vocabulary of warfare is used by both
soldiers and civilians. The counters are the same, but
what the soldier has experienced as the meaning of these
words—“No-man’s Land,” “trenches,” “battle,” etc.—is
radically different from the mere verbal associations the
civilian makes with them. The soldier and the civilian
try to converse: it is well known that the returned soldier
quickly gives up and refuses to talk about his war experiences
except to those who have had an actual taste
of battle. The civilian wonders why the soldier is uncommunicative
about the war and never guesses that it is
partly because the soldier has become aware that what
to him are signs of experience are to the civilian simply
words, as we say.
Now in the case of Humanism this disparity in experience
between the expounder and the listener does
not exist. There is a ground of human experience common
to all that can be appealed to. But how to reach it?
Here the reader must exercise his good will, must be
honest with himself, must make an effort to carry the
interpretation over from words to experience, to take it
out of the verbal forest of the mind and apply it to all his
psychology. This means in many cases an effort against
the habits of education we have received, for the latest
reformers in education are correct in telling us that our
civilization is too exclusively verbal, that we trust too
much in words cut off from things. Such a psychological
translation of the perfectly clear verbal answers already
given to the question, what is twentieth century Humanism,
I now propose to attempt.
The final object of the New Humanist is happiness.
If he is asked, why discipline oneself, why try to live
in a certain way, his candid reply is, to attain happiness.
All his system-making is directed toward that end, and
that end, happiness, happens to be one of the very few
values unquestioned by human beings, for who in a state
of happiness could conceivably question his own happiness?
Here there is practically no barrier to what I have called
the psychological understanding or, perhaps better, realization
of humanistic doctrine. For every one knows at
first hand the state of happiness: it has come to him accidentally,
it has been fleeting, but brief and chance as its
visitations have been, the impression of them is indelible.
We long all our lives to re-experience happiness, and we
are incredibly ingenious in trying to find it. The cynical
are no exception: their cynicism about happiness arises
from repeated failures to rediscover it, and their real
wish is still for that on which they pour (why so bitter?)
ridicule.
Mankind universally hopes for happiness. It flees from
the unhappy state and looks everywhere for the acknowledged
good thing, the state of being happy. The sad
platitude is that mankind fails first to find as much
happiness as it wants, second, to maintain the state when
it is experienced, and third, to gain an insight into the
secrets of producing happiness. Not on happiness as the
ultimate human value, but on the way to happiness, the
means of procuring it, is there disagreement.
The majority—a fact that has always struck wise men
with astonishment—have always depended on distractions
and pleasures. They have situated the source of happiness
in the world around them. They have felt that
a change in the environment was what was needed.
Make the world an Eden, say the reformers, and man will
be happy. But the Garden of Eden, like the Kingdom of
Heaven, is within, has been the retort of the sage.
The New Humanism commits itself first of all to a
serious study of the principles of happiness. It does not
dream of a geographical Paradise, but says, look to human
nature! What is the constitution of human nature?
How ought man to live according to this constitution?
For in no other way but by obeying the laws of his being
can he win an enduring happiness.
But here is where an apparent paradox deludes so
many. Man is not born free, as Rousseau claimed, but
born slave to things. Things are in the saddle and ride
mankind, and mankind expects to be happy under those
conditions. To change the conditions, to come out from
servitude to things to a command over them—the aim of
the religious and the humanistic alike—is so arduous and
perilous a revolt that it looks like anything but the way to
happiness. Man’s inclination is to remain enslaved to
things the while he hopes they will not ride him harshly.
His wish is to oppose his inclination to servitude, and to
fight his way to psychological freedom. He cannot however
imagine that he can be happy warring against his
attachment to things. And yet Thoreau speaks for all
the sagacious reflecters on life when he says: “But men
labor under a mistake. The better part of the man is
soon ploughed into the soil for compost. By a seeming
fate, commonly called necessity, they are employed, as
it says in an old book, laying up treasures which moth
and rust will corrupt and thieves break through and
steal. It is a fool’s life, as they will find when they get
to the end of it, if not before.”
The New Humanist maintains that human consciousness
is dual. This is the primary fact to be recognized, he
says, in any quest of happiness. He expresses this fact by
speaking of our two selves, which he calls the natural self
and the human self, or the animal and human selves or
the lower and higher self. In respect to this terminology,
admittedly crude, it must be kept in mind that the New
Humanist writes as a practical psychologist, not as a
theoretical one who also has to drop technical language
and speak in the world’s tongue when it comes to practical
psychology, and it must be still more kept in mind
that no moral connotations are meant by the terms. If
I say that plants are a lower form of life than animals,
I do not imply that plants are reprehensible for their
lesser development—nor does the New Humanist regard
the life of the body as morally inferior to, let us say, the
life of the mind. The grading is made in the scientific
spirit: it is based on measurement of life, not on moral
requirements. The discrimination between lower and
higher is psychological, and nothing else.
Surely, no elaborate documentation is needed to establish
the fact that there is an overwhelming crowd of witnesses
from antiquity onwards to the existence of a practical
dualism in human psychology. Two eloquent writers
will stand for the multitude: Cicero in antiquity and
Matthew Arnold in the nineteenth century. They can
be combined in a single quotation from the latter’s Literature
and Dogma. “Man alone of living creatures, Cicero
says, goes feeling after ‘the discovery of an order, a law
of good taste, a measure for his words and actions.’
Other creatures submissively follow the law of their nature;
man alone has an impulse leading him to set up
some other law to control the bent of his nature.” That
is, a goldfish or a wren or a crocodile or a cat is always
true to its species. Nature looks to it that they obey, as
it were, the conscience of their species. They behave
strictly as they should, being what they are. They are
loyal to themselves. But man is not so completely cared
for. He belongs to a very elastic species: his behavior can
vary enormously and fall far away from the norm of the
race. We have words to indicate this drop from what
we instinctively feel man should be, such words as “bestial,”
“sub-human,” “inhuman,” “unmanly,” and the like.
Nature apparently is interested in man only up to a certain
point, giving him a human form, the capacity to feel, the
ability to think, but for all Nature cares, he may be as
disordered as he pleases in his emotional and mental life.
An idiot, from the standpoint of Nature, is as good as a
genius. From this arises man’s sense of division in himself.
He is a natural creature; true; but add that in comparison
with the beasts and their constant observance of
their laws he appears a crazed natural creature. But, a
strange thing, he has the intuition that he also has the
possibility of becoming a sane creature. Only—he himself
must learn what sanity is, what its laws are and how
to follow them.
He has, in Arnold’s words, “the notion of a whole self
as opposed to a partial self, a best self to an inferior, to a
momentary self a permanent self requiring the restraint of
impulses a man would naturally have indulged;—because
by attending to his life, man found it had a scope beyond
the wants of the present moment.” I wish to bring home,
if I can, the nature of what is here called our partial,
inferior, momentary self, and to do so I shall call upon
the studies of the Behavioristic psychologists. What the
New Humanist terms our lower natural self is in my
opinion best named our mechanical self.
The Behaviorists consider man to be a behaving mechanism.
Man has nothing to say about his heredity, his
birth, his early environment, the language and customs
he is taught, and so forth. He comes into the world with
the native disposition to make certain responses (unlearned
responses) and he soon is trained on the basis of
these to make thousands of others (conditioned responses),
often of a very arbitrary character. A response-mechanism
set ticking and continued in motion by the ceaseless
impact of stimuli from the environment.
Physiologically, we are, every one admits, best viewed
as machines. Our tissues repair themselves, our blood
flows through an elaborate system whose tracings we
know only by hearsay (i.e., by diagram), our nails and
hair grow without our supervision, we are unaware of
the functioning of organs like the liver, unless they get
out of order,—but it is unnecessary to specify details of
what every one grants: namely, that the ceaseless movements
of our bodies do not depend very much on our
accurate and intimate knowledge of them, nor upon our
directive powers. We stand toward them in the relation
of mechanician to machine, only we are rather poor
mechanicians and in our ignorance frequently harm what
we are supposed merely to tend.
But the Behaviorist enormously extends the reign of
mechanics: he puts our psychology—or what we call our
psychology—under mechanical rule, going so far as to
reduce our emotions to visceral tensions and our thoughts
to sub-vocal movements in the larynx. In this he is far
more right than most people think. But we do not need
to argue that out now. I refer to very obvious matters,
such as the occurrence of emotions to us. They occur to
us: we do not as a rule induce them. “A peculiar feeling
came over me,” we say. It did! “I was seized by
anger.” I was! “I was taken by surprise.” Right! Every
day long we are swept by a succession of emotions, the
majority of which clearly we had nothing to do with.
We did not choose to experience them. They came to us.
Again there is a constant procession—better say jumble—of
images, ideas, associations, words and nonsense in our
minds. Our brains wander most of the time: they are as
Arnold Bennett calls them “gentlemen-at-large” and deucedly
unreliable. They go on operating after a fashion
whether we will or not. And what is this but sheer
mechanicality?
But this is our natural self, this is as biology and sociology
have made us. We take stock of ourselves in adulthood
and we find probably that we are a pronounced type—an
intellectual, a highly emotional artist, a sportsman.
Did we create our type, our particular psychological build,
any more than we colored our eyes or invented the shoes
we Westerners wear? Our temperament—did we make
it or do we find ourselves with one?
A very great deal of what we call ourselves we have to
consign to the Behaviorist and agree with him that it is
determined. But the New Humanist will not yield all to
Dr. John B. Watson and his relentless observers in the
laboratory. He will not deny consciousness, nor the will,
nor higher potentialities than are manifest in the animal
self. He balances against the mechanical the human self
which, he maintains, man can develop. What, more precisely
than thus far stated, is meant by the human self?
We can get at the conception if we think of our potentialities.
Actually, we are turned out by Nature and Society as
uneven-sided human beings, not well-rounded ones.
Actually, we are prejudiced and partial, not unprejudiced
and impartial. Actually, our minds are enslaved, not free.
Actually, we are nonsensical, not commonsensible. But
we have the potentiality for all these things we have not,—for
harmonious development of ourselves, for disinterestedness
and impartiality, for the free intelligence and
the most esoteric of all virtues, commonsense. Only none
of these things ever comes to man as a gift. Each must be
deliberately and laboriously acquired. Man, then, humanistically
viewed, is born with a lower self but has a
margin of potentiality which he, and only he, can cultivate,
and by so doing he creates a higher self to which it
is proper to give the name human. Acquirements, not
gifts—that is the sure mark of the truly human. (Incidentally,
the greatest of these acquirements is will, but of
that later.)
At the risk of seeming unable to let go of the idea of a
cleft between the natural man and self-perfected man, I
will cite one illustration of the difference between our
actual psychology and our potential psychology. Man
has the possibility of simultaneous thought on several
different subjects, but this possibility is never actualized
by accident in the ordinary course of events. Ordinarily
we think in succession, following a train of thought, as
we say. But we can, by special training, learn to follow
several lines of thought at once. One begins with very
simple exercises (immensely difficult to the beginner,
however), such as focussing on the movement of the second-hand
of a watch, reciting a stanza of poetry, and running
through a multiplication table at the same time, and
then works up to what appear staggering exercises in
mental gymnastics. For this sort of work, at which
geniuses fail the first time as completely as the most ungifted,
the natural self is of no avail. Simultaneous
thought becomes an actuality only to those who themselves
bring it to birth.
It seems strange that any one should deny on any practical
basis the selves of the New Humanist’s conception:
one, largely or altogether automatic, actual, natural, subject
to the “law for thing,” the other acquired, born out
of potentiality by one’s own effort, not natural but human,
subject to the “law for man.” Yet this dualism has
been fought throughout recorded history. Many gifted
men have made frenzied efforts to deny the gap, to
coalesce the two selves, to prove that man not only
theoretically but practically must be monistic. One of
the latest epical mass-movements to deny psychological
dualism was Romanticism.
Submission to the natural self is the Romantic attitude.
Here, I believe, we can strike rock bottom. As sketched
above, a human being consists of three related modes of
experience (sensations, emotions, and ideas) and in these
three modes everything, according to the Behaviorist, a
very great deal according to everybody, is done not by
our consent and knowledge, but, as it were, by itself.
But toward such a threefold apparatus for experiencing,
an attitude may be assumed, and this attitude is fundamental
in our psychology. Given one kind of attitude,
and you get the foundation of Romanticism. Another
attitude toward the selfsame creature, and you have laid
the cornerstone of the humanistic life. Who or what
takes the attitude? Whatever we mean by the word “I.”
The Romanticist glories in identifying as closely as possible
whatever the word “I” means with his mechanical
self. He resigns his Ego to his organism. He submits
to the riot of his senses, feelings and thoughts and calls the
submission good.
It might be said, I suppose, that earlier in this book I
scored an easy victory by putting in contrast a composite
figure, quite lacking in “personality,” with Matthew
Arnold. Of course, it might be retorted to me, Arnold is
superior to any constructed representative of modern men.
Arnold should rather be compared with some great
Romantic, not with an instructive psychological chart.
Very well: in the place of that poor G. R. we unfeelingly
exposed, let us put Jean-Jacques Rousseau, the man of
genius who preached so eloquently the surrender to our
natural selves.
Irving Babbitt has often been accused of “Rousseauphobia.”
I cannot find the justice in the accusation, which
ignores Babbitt’s reasons for emphasizing Rousseau’s influence.
Babbitt cannot be said to have slighted the
precursors of Rousseau, such as Hutcheson and the Earl
of Shaftesbury, or not to have put a great deal of weight
on Francis Bacon as a founder of the modern world. And
it is true, as Babbitt claims, that though Rousseauistic ideas
were in the world long before Rousseau, it was the Genevan
who gave them their great driving power in our
era: it was Rousseau who cast the wonderful glamor over
them that made them irresistible to modern man. Rousseau
is the representative Romantic. He is the symbolic
figure, and hence he is bound to appear very large in any
treatment of Romanticism. Furthermore, the extent and
depth of his influence can hardly be minimized, as the
enormous literature written about him shows. Let it be
Rousseau then to serve here, as in so many previous
expositions, as the arch-exponent of the Romantic attitude.
He accepted the contradictions in himself, saying that
his heart and his mind did not seem to belong to the same
person. He scorned the intellect, the weakest and least
developed of our three modes of experience, saying that
the man who thinks is a depraved animal. He gave the
primacy to feeling, and exalted sensation. He declared
that man was corrupted by Society and that man was
naturally good. He developed on his own account, as
Maritain says, “a singular doctrine of absolute non-resistance
to the impulses of sensation, a doctrine of complete
passivity as the condition of full expansion of the
primitive goodness, which is simply a natural quietism.”
Yes; the “Father of the modern world” was an irresponsible.
For he loved, nay he worshipped, that irresponsible
creature, the natural self.
The natural self is innocent: that is, it is neither good
nor bad. Good or bad can only appear in the attitude
taken toward the natural self. The Romantic with all his
enthusiasm follows the inclinations of the natural self.
He shirks the disciplining of it. He wants unity but he
thinks he can find unity by subsiding into the life of feeling
and sensation, stilling the mind. He goes with Nature,
like a child led by its nurse, and he calls it liberty.
At the end of Romanticism there is the pseudo-necromancer
of Vienna with his complicated method for teaching
the proud spirit of Man to stoop, to chain itself to the
blind forces of his temperament, to forget in slavery to
the senses and feelings that man is in essence a passion
for perfection.
Responsibility for the natural self is the Humanist attitude.
Like the Romanticist, the Humanist discovers that
whatever is signified by the word “I”—and the determination
of the signification of the word “I” is a poser
for the infant science of psychology[5]—is attached to a
surprising creature, unreasonable, expansive, changeable,
an absorbing mystery to study. He finds furthermore
that the creature has the complete upper hand so far as
the “I” in it is concerned. But the Humanist cannot
acquiesce in this arrangement. It seems to him that the
creature is not wicked but certainly a fool. There is nothing
wrong with its appetites, only the organism is singularly
unintelligent in gratifying them. It is full of
whims, some of them dangerous to the organism’s life.
It loves to waste time in day-dreaming, to waste emotion
in foolish anxieties, to waste energy in muscular fidgets.
Clearly, the creature itself would be happier if it were
under intelligent guidance, if it were taught to obey
instead of always being given the reins and dashing away
at random. Thus, the New Humanist feels that his real,
deepest self is somewhat apart from his natural mechanical
self. He wants to be the driver of his machine, not a
mere intoxicated passenger in a runaway vehicle. He
wants to be responsible for the manifestations of his personality.
In responsibility for his natural self lies for him
the dignity of man. This for him is the true liberty.
But how to attain and exercise this liberty? For, to
begin with, the workings of the natural self are not known
to the one who wishes to master it. Hence, the humanistic
stress on self-study and self-knowledge. But
further, even granting a fairly complete working knowledge
of oneself, of what one’s biases and characteristic
reactions are, what one’s defects and points of strength
are, one may still be at a total loss, powerless to alter or
control the spontaneous phenomena of the organism.
Hence, the humanistic stress on the need for developing
the will.
The New Humanist upholds a creative conception of
man. The word “creative” has been so cheapened by Romantic
usage in which it is made synonymous with mere
temperamental overflow that one is almost inclined to
drop the word until it loses its present indiscriminate
associations. However, no other word will do to describe
the humanistic conception of man, for in the Humanist’s
view man literally creates his manliness. Man has to
find his own center, develop his own potentialities, create
his own order in his psychology.
We can put the matter thus. Every one without exception
has felt that his psychology was organized about
a principle of dispersion. His inclinations have pointed
outwards; he wants to let himself go, he yearns to express
himself. “You must be yourself,” said Jean-Jacques Rousseau
over and over, and in his mouth it meant what
Maritain says it did. “You must be your feeling, as God
is His being. Does God, Who is all act, need forming?
You must regard as a sin every attempt to form yourself,
or allow yourself to be formed, to right yourself, to bring
your discords to unity again. Every form imposed on the
inner world of the human soul, whether it come from
nature or grace, is a sacrilegious wrong to nature.” This
is psychology based on the Many.
But just as there is a metaphysic of the One as well
as the Many, so there is a psychology of the One. Every
one without exception, I daresay, has felt in his psychology
a principle of unity. He has experienced, that is, at
various moments a strong wish to integrate himself, to
pull himself together, to become a concentrated unified
individual. It is with this wish the New Humanist
identifies the human, and he pits it against the inclination
to accept the discords. The wish for unity is the creative
wish.
What could be more uncreative than the despising of
the mind by Luther, Rousseau and scores of lesser Romantics?
The mind, a part of our resources to be exploited
along with the other parts—why should it be
treated puritanically any more than the body should be
despised? Again what can be more uncreative than to
transfer the blame for one’s faults to Society, or to make
a cult of inaction as Rousseau did? The New Humanist
replies that the fault after all is not in our stars or in
Society but in ourselves and that we must work upon
ourselves—a genuinely creative attitude.
I direct attention again to human potentialities. Proportionateness—it
must be created. The free intelligence—it
must be struggled for. Disinterestedness—an ideal
toward which no step is ever taken without effort. Commonsense,
the fusion of mental, emotional and practical
judgments—it must be striven for. Self-control—impossible
without the use of will. The will—dormant, it must
be awaked. Unity—it must be achieved.
These, according to the New Humanist, are some of
our higher possibilities. He takes the attitude that a
man’s work is to bring them towards fruition, that in so
doing lies happiness, that by so doing one is truly creative,
making and strengthening a human self to oppose and
dominate the vagaries and weaknesses of the natural self.
VII THE DISCIPLINE OF HUMANISM
“My whole method is experimental, or it might be
less ambiguous to say if the word were a fortunate
one, experiential.”—Irving Babbitt in Rousseau and
Romanticism.
It is obvious that the New Humanist does not think
there is much insight in Walt Whitman’s line, “And if
the body were not the soul, what is the soul?” We can
epitomize the preceding chapter and at the same time
add a new element by extracting two sentences from
Babbitt’s Rousseau and Romanticism. “Like all the great
Greeks Aristotle recognizes that man is the creature of
two laws: he has an ordinary or natural self of impulse
and desire and a human self that is known practically as a
power of control over impulse and desire. If man is to
become human he must not let impulse and desire run
wild, but must oppose to everything excessive in his
ordinary self, whether in thought or deed or emotion, the
law of measure.” The new element, the law of measure,
relates to discipline. I have dealt with the major conception
in the Humanist doctrine: I have shown that the
New Humanism is primarily individualistic and for the
sake of individual growth: I described it as aristocratic
in temper. The last is surely evident from the humanistic
stress on the rule of our momentary ordinary selves by our
best selves, and from the Humanist’s search in the inherited
literatures for “the best that has been thought
and uttered,” and finally from his making the question
of leadership the paramount problem for democratic
nations to solve. But in the general description of the
New Humanism I noted in addition that it was a discipline
and selective in practise, and these are the matters
of this chapter.
Here again we have to combat psychological obtuseness.
To repeat: a logical understanding of a text is one
thing, and quite another is a living warm apprehension, a
psychological understanding, of the same text. The first
is an affair of words: the second is more real, related to
feelings and conduct as well as to the formulating intellect.
Now it so happens that it is a peculiarity of our
age to be blank-minded whenever there is question of a
psychological method to realize in practice the ideas and
ideals we adopt. We think that the mere entertaining of
the ideas and ideals we are attracted by is sufficient, we
think that we shall naturally grow to embody them completely
without the need of any special discipline or “way
of life.” In short, never do we inquire into “ways of
life” at all, never do we exercise the kind of thought
Arnold employed when he sought in the Biblical texts for
the method and secret of Jesus. In dealing with the New
Humanism in its aspect of a technique for living intelligently,
we must therefore make a special and unusual
effort to see the theory in terms of actual practice.
There is no initial difficulty in feeling the spirit of the
New Humanist discipline, for though it derives from
Aristotle, it is as thoroughly modern as the laboratory
spirit. No one could in fact be a stauncher supporter of
the modern spirit defined by Irving Babbitt as “the positive
and critical spirit, the spirit that refuses to take things
on authority” than Babbitt himself. Only, he adds, you
must be a complete positivist. He then goes on to exhort
his readers to be individualists: “the man who plants himself,
not on outer authority but on experience, is an individualist.”
Aristotle, Babbitt takes to be the arch-type
of the positive and critical Humanist, for Aristotle teaches
us “how to have standards and at the same time not to be
immured in dogma.” All this, as I say, is quite in the
modern spirit and goes to explain the appeal Babbitt exercises
on many young Americans who cannot be accused of
yearning for some long-gone age and whose defection
from the banners of Menckenism has puzzled some
people.
At this point should be brought up the Babbittean distinguishing
of three levels on which life may be experienced:
the religious, the humanistic, and the naturalistic.
The naturalistic we have seen exemplified by a host of
Rousseauists and Baconians, of sentimentalists and utilitarians,
of all those who in one way or another submerge
Man into Nature. The religious level is occupied by the
great systems of Buddhism and Christianity. Here the
supernatural enters, here the consuming search is for the
Absolute, here there is dying to this world and here there
is the life more abundant that comes through rebirth
into a world of greater consciousness. The via media is
alleged to be the humanistic life, represented in the past
by Confucianism in the Orient and by Aristotelianism in
the Occident. The middle way has, as outlined by Babbitt,
its special methodology, its special virtues, and its
special attitudes. For example, we have already noticed
its hostile attitude toward Naturalism, its clash with
Naturalism on first principles. On the other hand, its
attitude toward those who work on the religious plane is
sympathetic. Quotations bearing on this could be accumulated
but a recent utterance by Irving Babbitt will
do for all. “For my own part,” he said in Humanism and
America, “I range myself unhesitatingly on the side of
the supernaturalists. Though I see no evidence that humanism
is necessarily ineffective apart from dogmatic
and revealed religion, there is, it seems to me, evidence
that it gains immensely in effectiveness when it has a
background of religious insight.”
But to the New Humanist the reasons for risking one’s
life on the religious level do not, one judges, seem overwhelming.
Here is one of Babbitt’s statements on that
point, a statement on which I reserve comment for the
present. “I have been struck,” he says cannily, “in my
study of the past by the endless self-deception to which
man is subject when he tries to pass too abruptly from the
naturalistic to the religious level. The world, it is hard
to avoid concluding, would have been a better place if
more persons had made sure they were human before
setting out to be superhuman; and this consideration
would seem to apply with special force to a generation
like the present that is wallowing in the trough of naturalism.
After all to be a good humanist is merely to be
moderate and sensible and decent. It is much easier for
a man to deceive himself and others regarding his supernatural
lights than it is regarding the degree to which
he is moderate and sensible and decent.”
Though Babbitt seems to emphasize here the fear of
self-deception as the main ground for preferring the humanistic
plane to the religious, the New Humanist can
actually make out a very strong case based on hard commonsense.
A. R. Orage, the finest living English literary
critic, has suggested what the sensible attitude, in the
present state of our knowledge, should be toward religion.
So interesting a point of view justifies a rather lengthy
quotation.
“Suppose that a remote posterity, unversed in mathematics
and the scientific research equipment of our age,
should inherit one of our current science manuals. There
they would read or, rather decipher, such statements as
that light travels at the rate of 186,000 miles a second;
that the sun is 92 million miles distant from the earth,
and that the light of the nearest star takes four and a half
light years to reach us. What would they make of it all?
Some of them, it is probable, would hold that their forerunners
must have possessed a faculty lost to themselves
and in consequence would attach a mystical significance
to the unverifiable dogmas; they might even repeat these
dogmas as possibly magical formulas. But undoubtedly
the best common sense of the day, in the absence of the
means of verification, would dismiss the statements as
being childish guesses or, at best, as barbarous abracadabra.
Only a very few would suspect that perhaps we were not
such fools as we appeared, and give us suspended credit
for a method behind our madness. But our method
itself and the instruments we employ would be still to
seek.
“The foregoing picture may serve to illustrate what may
possibly—let us say no more than possibly—be our own
situation in regard to the ancient ‘science’ of religion. We
have inherited a few of the textbooks once circulated
among the illuminati of more or less extinct civilizations,
and we find them to contain statements of equal exactitude
and incredibility concerning things of which we
have no verifiable knowledge, as that there is a God Who
is a trinity of Persons, Who created the Universe according
to Reason, and Man in his own image, and Who
placed us in the world with potentialities of consciously
becoming like unto Himself. Some of us today are disposed,
like our imagined descendants, to take these traditional
statements mystically; to repeat them as magical
formulas; and to assume that a lost faculty, the so-called
religious sense, was possessed by our ancestors of ancient
Egypt, India, Persia and Syria. So relatively powerful,
in fact, are these that their attitude towards the inherited
dogmas of ancient religion is still the standard of respectability.
The weight of common sense, however, is slowly
but surely making itself felt; and the day is not far off
when the intelligence of our civilization will explicitly
decline even to be interested in grandiose statements apparently
insusceptible of proof. Only a few, a very few,
will continue to suspect that perhaps the Egyptians, the
Buddhists, the Pythagoreans and the Gnostics were people
very like ourselves in respect of faculty and unlike us
only in the same respect in which we shall differ from a
remote posterity without our science, namely, in the possession,
not of a lost faculty, but of a lost method or
technique. And for these few, too, the method or technique
is still to seek—or perhaps only to recognize.”
The foregoing is more than a caution against the easy
specification of what religious experience is; it also reinforces
the attitude—a strictly modern one which most of
the New Humanists adopt—of wariness toward the religious
life. But can we find in our ordinary diurnal
living anything that corresponds to the humanistic way
and to the naturalistic way? Nothing is simpler than
to exemplify the latter, for we all live naturalistically most
of the time. Most men, Thoreau observed, lead lives of
quiet desperation. Most men must work for their livelihood,
and the work they are driven to do holds little or
no attraction for them. (I do not speak of the increasing
number of intolerable jobs an industrial society creates,
but rather of the monotonous occupations of many members
of the middle class.) The time spent in offices each
day is for many men so much time spent in bondage,
cut off from their vivid interests: they repine, but succumb
to a dull routine. Their permanent mood is one of passive
endurance. Like horses they uncomplainingly draw
their loads and rejoice when at five o’clock they are let
out to pasture. This is a usual and mild instance of
merely naturalistic living. The humanistic attitude, on
the other hand, is, toward the identical necessity and circumstances,
an active one. A curb is put on futile repining:
vain longings are disciplined: the situation is faced
with the minimum useless feeling. The question for the
Humanist is, granting the inescapable circumstances, how
can I make the best use of them to my advantage as a
human being? How may I bend them to suit my design
in life, how may I gather them into focus? How may I
extract from my burdens values that are not accessible
to the mere beast of burden? At this point Arnold’s
triumphant converting of his drab job of school inspecting
to the main interests of his life springs to mind as an
instance of working on the humanistic level. In other
words, where it is a case of the disagreeable inevitability,
the Naturalist remains under compulsion from the outside:
the Humanist, in contrast, makes an effort to alter
his attitude from mere negative endurance to a search for
positive results in the way of personal discipline and the
discovery of unsuspected values inherent in the day’s
work. Is his real business in life not the cultivation of
the distinctively human, and is not everything grist to
that magical mill if one only tries to keep the mill in
operation; that is, if one maintains an active attitude
toward experience?
But, perhaps some readers are saying, you are merely
balancing an act of good sense against the case of unintelligent
adjustment: by what right do you label the former
humanistic when many avowed Naturalists—Charles Darwin
in his years of invalidism, for instance—perform feats
of intelligent and heroic overcoming of difficulties? The
answer is that the Naturalist often rises above his doctrine
just as the Humanist often fails in his discipline, but it
still remains true that it is the Humanist who assigns
himself the task of organizing a life based on good sense,
while the Naturalist puts his confidence in following,
so far as he is permitted by events, the grain of his
mechanical self. Have we not inherited the nineteenth
century Romantic disparagement of good sense in favor
of the imagination?
The central maxim for practising the humanistic life
is a crystallization in three words of a large part of Greek
wisdom—“Nothing too much.” The New Humanists
plan to do not less than to restore to its pristine attractiveness
the law of measure extolled by Aristotle and
called by Horace—so worthy of praise did it seem to that
exquisite poet and epicurean—the Golden Mean.
About this I think there is no difficulty in understanding
what the New Humanist leaders are driving at. The
law of measure is not legalistic; it cannot be codified.
Negatively put, it means, avoid excesses. Positively, it
means the rule of temperance, but temperance manifested
in the mental and emotional realms as well as in
the physical. The real difficulty lies in applying measure
to our deeds, our thoughts, our feelings, and it is an
immense difficulty, demanding what tact and delicacy,
what perceptiveness and reflection, what resolution and
zeal. In essays by American Humanists we often run
upon certain sayings of Pascal which not only illuminate
the import of the law of measure but should serve here
to enhance the reader’s sense of what I have just said
about its difficulty in operation.
“Grandeur is not shown by being at one extremity, but
in touching both at once, and filling the whole space
between,” wrote Pascal, and there could not possibly be
a better recognition of the great scope for the play of
human psychology allowed for by the law of measure.
“When we would pursue the virtues to their extremes on
either side, vices present themselves, which insinuate
themselves imperceptibly there, in their insensible course
towards the infinitely great, so that we lose ourselves
in vices, and no longer see virtues.” The history of Romanticism
(how often!) testifies to the weight of truth
in this saying. The following pensée might well be called
the essence of the New Humanism. “Excessive or deficient
mental powers are alike accused of madness. Nothing
is good save mediocrity. To leave the mean is to
leave humanity. The greatness of the human soul consists
in knowing how to keep the mean. So little is it the
case that greatness consists in leaving it, that it lies in not
leaving it.” That is the reply the New Humanist can
make when it is objected that his strictures on eccentric
genius are too harsh. “The greatness of the human soul
consists in knowing how to keep the mean.”
For a genius is often simply an exaggeration of one,
and but one, of the three major aspects of a man. For we
may say that man is a compound of Knowing, Being
and Doing. Exaggerate his wish to know into a lust for
knowledge (libido sciendi), depress at the same time his
wish for Being and Doing, and you get the Gargantuan
hungerer for knowledge, the monstrous head and the
starved heart and impotent faculty for doing, you get an
encyclopædist, a Diderot (whose heart was active, however)
or a Herbert Spencer. Again exaggerate a man’s
wish for Being, let him despise the acquisition of knowledge
and the doing of deeds, and you have the lust for
feeling (libido sentiendi): you have a genius like Rousseau
or Schiller. There is also an inordinate lust for
power, for doing (libido dominandi), which like the lusts
for knowledge and for feeling is all-consuming and warps
the development of character, and this time you get a
monstrous man of action like Napoleon or like some great
industrialists of the present era that any one can name.
These incarnations of the three great lusts of human
nature excite our wonder and admiration: they fascinate
us by their “divine madness.” But we remind ourselves
that there is also a “divine sanity,” and it seems in the
character of Plato or Buddha a finer touch of divinity.
Babbitt transcribes for us in his argument directed against
the libido sciendi, the libido sentiendi, and the libido
dominandi the Buddhist proverb: “If one man conquer
in battle ten thousand men and another man conquer
his own self, he is the greatest of conquerors,” and to this
he subjoins his own belief that “that man is most human
who can check his faculty, even if it be his master-faculty,
and his passion, even his ruling passion, in its mid-career,
and temper it by its opposite.”
In one phrase, then, the Humanist method is mediation
between extremes. It is the finding of the middle way,
and I hasten to add that the middle way is never found
mechanically, never by merely striking an average between
two extremes. It is a strait and narrow way,
obvious when it is recognized, but hard to recognize.
Finding it is a call upon all of one’s experience: effort,
thought, observation, a scale of values, spiritual agility, all
are needed to make the discovery of the Golden Path.
But useless is all writing about the Golden Mean if
man has no power of choice, or potentiality of acquiring
a power of choice. As well exhort a beggar to buy a
palace! Nothing could be vainer than the formulation
of a discipline based on selection, selection and again
selection, if there is in man no capability for selecting.
According to the Mechanists there is not. They have
much truth on their side. In the sense that man is self-ignorant
and therefore uncontrolled (for who can control
what he does not know?), man is a machine. But here
is something to ponder on: there is a wide uninvestigated
region of man which we may term his potential psychology.
Psychology as a science—described truly by its
leaders as an infant science—has not yet given us a norm
for human psychology, which includes both our actualities
and our latencies. An honest worker like Dr. J. B.
Watson speaks frankly for all his profession when he says
that we have seen no norm, and adds that in his opinion
it would be infinitely desirable to find one. The New
Humanist, weighing the evidence and testimony of the
past, concludes that man has at least the potentialities of
gaining self-knowledge and self-control. He therefore
seeks to actualize them. He challenges the Mechanists
and appeals to our sense of latent psychology. In his
effort to build up a working system of psychology based
upon potentialities (our human self) as well as upon
actualities (our mechanical self), the New Humanist has
been more grotesquely misunderstood than at any other
point.
We approach now the meaning of the phrases he uses so
often,—“a principle of restraint,” “a power of vital control,”
“frein vital” as against “élan vital,” “the inner
check.” I have been through the mass of writings directed
against Babbitt’s theory, and these terms are harped
on with so much irritation that I can only conclude
the vocabulary of Babbitt is highly offensive to our age.
“Now why the deuce,” peevishly writes one of the younger
critics, speaking for all of them, “is virtue, with the
Humanists, always made to reside exclusively in what
Babbitt calls the ‘will to refrain’?” In the petulance of
that question there is perhaps a clue to the psychology of
our age, a psychology so extraordinarily blind that it fails
to see that a principle of restraint is only another way
of saying a principle of selection, as indeed in Babbitt’s
writings the two expressions are interchangeable from his
first book wherein he spoke of “a humane principle of
selection, or what amounts to the same thing, a true
principle of restraint.” But a very vocal part of our age
is infuriated by the very notion of restraint, and we have
to interpret this strange fact. Can it be that, as is sometimes
charged, this is really an age of weaklings in the
arts and philosophies? It is noticeable that men of
strength are usually the very men who most feel the need
of curbing themselves, that men of rich and powerful personalities
are the ones who try hardest to purge themselves
of the merely gratuitous and “temperamental,” that men
of real passion are the first to acknowledge need of canalizing
it. These men are not afraid that a little discipline
will take away their precious personalities: they have so
much personality that it is precisely discipline they look
for. But what is this outcry on the part of so many of
our formative writers against the negative admonition?
What feebleness of energy and passion is it that is afraid
of being strangled by a “power of vital control”? I am
driven to think of the reports of sexologists who say that
it is the poorly sexed man whose erotic life is one of
excessive indulgence, whereas the powerfully sexed are
sensible of the need for some moderation of their desires,
and I wonder if many a writer in our day, determined to
let nothing stop the expression of his soul (the size of an
emmet, alas, in so many cases) is not comparable to the
unrestrained man of poor sexual powers.
However that may be, the American intellectuals and
artists as a body have totally failed to perceive what may
be fairly termed the gallantry of the Humanist conception
of “a will to refrain.” For if we could, as it were, put
our ordinary selves under a glass and gaze coolly at them,
we should see very numerous and complicated phenomena,
a flux subject to endless change and relativity, which
except for an infinitesimal fraction we are not aware of
at all. This world of impressions, and bodily changes,
and variations in feeling goes its own way, and we are,
it seems, at its mercy. Have most of us any more control
of our mental processes than we have of our glandular
secretions? But against this imperious self the Humanist
dares to assert his very deepest self. He dares to say no
to its impulsions. He dares to say, though these phenomena
arise in me, I yet shall deal with these arisings, denying
some and permitting others to run their natural
course. And it is this assertion that I call gallant. The
odds are all against the assertion being made good: the
attraction of the ordinary self is almost irresistible; and
yet man will struggle to assert his freedom of the ebb
and flow of his ordinary life. In positive language, the
“will to refrain” is an attempt to strike a blow for freedom.
The principle of restraint is dramatized by Babbitt
when he calls it the inner check. It is less metaphorical
than many terms appropriated by, let us say, psycho-analysts
who speak of a “censor,” for example, but still
it is only a metaphor. What does it stand for? I find
it very difficult to say, for it seems to be on the outskirts
of a tremendous conception, a conception that is
excessively hard to put into words. Many opponents of
American Humanism have thought the inner check to
be merely an inhibition, or some streak of puritanism, or
in one case an equivalent to what the psycho-analyst
means by the censor. As if More and Babbitt were naïve
men of limited experience! As if, though trained in
skepticism for a lifetime, they would make an error that
any fledgeling reviewer could see! No; the meaning
of the inner check must be sought in a deeper way if it is
to be elicited, and in plumbing for it we must first of all
divest ourselves of our usual notions about inhibitions.
Both Babbitt and More have, as a matter of fact, clearly
indicated that they held no ordinary conception when
they spoke of the inner check.[6] The phrase is probably
Babbitt’s, who derived it from Emerson in whose writings
it appeared as the inward check; the inward check was
referred by Emerson to Hindu scriptures where the meaning
was an inward guide or control. This in itself is sufficient
to put us on guard against a quick assumption that
we understand what it is all about. But there is another
reason, equally strong: Babbitt has several times linked
up his sense of an inner check with the dæmon of
Socrates, who is made to say in the Phædrus: “My divine
monitor’s wonted sign—now it never occurs save to
deter me from something or other I am intending to do.”
This is why I said above that the More-Babbitt conception
of the inner check appears to me to be on the fringe of a
tremendous conception, for I have not the effrontery to
regard Socrates as naïve in matters of his own psychology.
At the same time, what was meant by the ancient idea of
a deterring monitor in one’s breast and what is now
meant by the Babbitt-More derivation? The difficulties
of an answer are at once visible.
Something like this may be modestly ventured, however.
Neither ancient nor modern had or has in mind,
when speaking of a dæmon or an inner check, what we
may call a sociologically formed conscience. By education
we have all had instilled in us a kind of pseudo-conscience:
in our childhood and youth older people told us
definitely what was right and wrong, they traded on our
susceptibility, and now that we have grown critical, we
learn that these deeply stamped notions of wrong and
right are purely relative, often silly, and in some instances
downright harmful. Take anything you please—our sense
of sexual shame, for one—and any intelligent person today
can riddle much of it by simply showing how arbitrarily
we have been conditioned. So much depends on
social custom! But the inner check and the Socratic
dæmon are not, I feel confident, the products of respectable
training.
For, to continue with the case of sexual shame, is there
not a true shame as well as a pseudo-shame? Is there
not a shame so deep, so primitive, that it seems biological,
owing nothing to sociology, a shame that when it is violated
seems to overthrow the whole being? Pseudo-shame
can be almost painlessly removed, but this organic
shame, if corrupted, is corrupted only by a violent wrench
to one’s whole character. It is as though something died
in one, whereas when sociological shame is taken away,
one feels liberated and even gay.
By my line of reasoning, the inner check conception
is to be taken as the faint shadow cast down the ages by
the Socratic dæmon, and this dæmon in turn I am half-guessing
to be a figure of Conscience. But not conscience
in our sense, the pseudo-function that Society sets going in
us, but—how shall I put it?—some abiding developed
sense of how it is fitting that the being Man should conduct
himself in a life that may be a school of experience,
but certainly reveals no easily accessible master of
the school.
For fluid as is the nature of man—and few recent
writers have better displayed man’s fluidity than Joseph
Wood Krutch in an essay entitled The Paradox of Humanism—there
does yet seem to be buried in the creature
something, almost non-functioning, which we may agree
to call a conscience, since it is independent of social conditioning,
and this something, this conscience, sometimes
says no in emphatic command. Who is there who, on
sincere self-examination, does not find there are a few
things he knows with absolute certitude he could never
do? No power on earth, no conceivable circumstances,
he declares to himself, would make me do thus-and-so.
And yet why not do them? There may be no consequences
that inspire fear, there may even be strong incentives
to take the detested course of action. But something
internal says Veto so powerfully that there is no
possibility of committing the action. The action would
seem like a betrayal of the species one belongs to!
The interpretation is here offered then that the inner
check works in the interests of some essential humanity
in us. It seeks to counteract that fluidity of our nature
whereby men become beasts or go mad. It warns us
when we are about to desert our adult human standards
and retrogress to the puerile or infantile or sub-human.
And now I think of the life of Socrates as we have it:
the simple dignity, the steadiness of his passion for self-perfection,
the courage of his behavior, and all the multitude
of other points of homage the world has paid him.
And I see his life as a drama of the true conscience: in
his illustrious example, a conscience developed, sensitized,
responsive, a marvellous monitor surely directing him as
to how it was fit that a member of the human species
should live.
The technique of the New Humanism, to sum it up,
is mediation under the guidance of the vestiges of true
conscience still in our psychology. It is as simple as
that, and, I am tempted to add, as tremendous as that.
To repeat Pascal’s profound words: “To leave the mean
is to leave humanity.” The inner check or as I take it
the vestige of conscience in modern man warns us when
we veer toward barbarous extremes. The activity of the
inner check is the very heart of the method, but dependent
from the principal technique are several lesser
techniques which may now be taken up rapidly and
schematically. The New Humanist calls them (a) the
right use of illusion, (b) the imitation of nature, and (c)
decorum.
(a). The Right Use of Illusion. The quotations are
from Babbitt’s Rousseau and Romanticism. “Life does
not here give an element of oneness and there an element
of change. It gives a oneness that is always changing.
The oneness and the change are inseparable. Now if
what is stable and permanent is felt as real, the side of
life that is always slipping over into something else or
vanishing away entirely is, as every student of psychology
knows, associated rather with the feeling of illusion ...
The problem of the One and the Many, the ultimate problem
of thought, can therefore be solved only by a right
use of illusion ... failure (with the problem of the One
and the Many) can be retrieved only by a deeper insight
into the imagination and its all-important rôle in both
literature and life.”
In the above I think we may detect the hand of Joubert
who reflected deeply on illusion et sagesse. “Joubert,”
Paul Elmer More says, “conceives it to be the rôle of the
imagination, mediating as it does between sense and reason,
to lend its magic and glamour to the latter, to throw
as it were a veil of divine illusion over some essential
truth.... The imagination must be really free and spontaneous,
and the truth itself must not be too precisely
formulated, if we are to arrive at that vital fusing of
illusion and insight with the accompanying sense of
infinitude that is found in the true symbol.”
In the ideal Humanist then the Imagination coöperates
with Reason. Its rôle is not debased in order to exalt
good sense as happened in the Neo-Classicism of the eighteenth
century, nor is it made antagonistic to good sense
as was done in the romantic recoil from Pope and other
eighteenth century men. Something like the play of
Imagination in behalf of Reason as we behold it in Plato
is what Babbitt and More contend is the Imagination’s
highest function.
(b). The Imitation of Nature. “The first point to
observe,” notes Babbitt, “is that according to Aristotle one
is to get his general nature not on authority or second
hand, but is to disengage it directly for himself from the
jungle of particulars that he has before his eyes. He is
not, says Aristotle, to imitate things as they are, but
as they ought to be. Thus conceived, imitation is a creative
act. Through all the welter of the actual one penetrates
to the real and so succeeds without ceasing to be
individual in suggesting the universal.” The consideration
above is not purely literary. The Humanist with his
practical attitude toward the leading of “the good life”
tries to form a model before his eyes of what normal
representative human nature is and to imitate that. Out
of human nature as it actually is he tries to make a general
picture of what it ought to be, and to hold that up as a
guide for his efforts to become more representative in
his own person. Since many people apparently find it
hard to receive much meaning from such abstract statements
as the preceding, since they are not at once and
vividly conscious of the vast difference between a standard
of human nature and the average of human nature, I may
be pardoned for urgently recommending a close study of
Charles Maurras’s explicit account of how the normal
(or perfect) man appears to his mind and imagination.
It is hard to over-estimate the importance of such an attempt
as Maurras’s. Classicism, if it is to be a life, must
be more than a set of ideas and a discipline for actions: it
must rally the emotions and make use of their great driving
force. It happens that our emotions can be appealed
to by images, and hence the desirability of forming as
concrete an image as possible of what the classical man,
man par excellence, is like. In his Prologue to an Essay
on Criticism, Maurras has said: “Good taste is the taste
of the perfect man.” He then goes on:
“There is such a thing as a perfect man. I mean that
it is not difficult to conceive a man who should fulfil
exactly the idea of our common condition and who could
serve as a model for all of us. I hope I shall be excused
for not bestowing upon this fictitious creature (fictitious
but true) the nickname of Beau Idéal: that name crops up
whenever people want to talk German or abandon a subject
in favor of a vague terminology. People who argue
about the ideal do not mean by that the total of the
characteristics that build up and complete a being, but,
as they say in their jargon, something over and above.
The perfect man fulfils the definition of man, the ideal
man deforms it here and there; I hasten to add that in the
ideal man excesses are balanced by defects, and extravagances
by omissions.
“By the perfect man I do not mean a mediocre figure
in which virtues and faults are balanced. I am thinking
of the limit of human power. Monsters and prodigies
do not exceed that limit, as is commonly said. They are
very well within it, like the mediocrities. Man conceives
nothing beyond that limit, beyond which live the gods.
“In a few words, man is a reasoning animal. This
old definition seems to me the only satisfactory one.
Neither morality, nor sociability, nor, to be sure, feeling
is peculiar to man. He is distinguished only by reason;
that is what distinguishes him, without separating him,
from the rest of creation. Created nature is completely
represented in him. In his body which has weight,
number and measure as have the metals, organization like
the plants, sensibility and movement like the animals,
and which thus appears as the achievement of our earth.
His reason is incessantly nourished, sharpened, enlivened,
illuminated by the tribute which the world pays him
through these three channels. Reason, thus conditioned
by the whole of nature, must develop the fulness of its
energies in the exact measure in which that can work
no ill to the perfect expansion of a flourishing body; reason
pushed to the point of parching the animal would
exhaust its own sources of being; as for the exclusive
culture of the body, that would coarsen the soul and deprive
it of reason. So the most subtle of the Athenians
used to drain bowl after bowl of wine without confusing
his brain, and would then reason like a god. His companions
admired him all the more.
“To express the natural harmony of these two powers,
we commonly use a very vicious figure of speech: we
speak of ‘equilibrium’ as if the objects on the scale were
equivalent! Order is what we should call this conformity
of a being to all the elements of its fate.
“What should be the critical sense of a human being
composed in such a way that his instincts, his impressions,
his feelings, his passions, when brought to the highest
point, are guided and ruled by an intellect more powerful,
itself fortified, sustained and nourished by the abundance
of nature? His animal ardors will never usurp the seat
of control which belongs exclusively to judgment and
reason; but will reason abandon a nature which is too
robust, in order to follow vain imaginations? No dessication,
no flaccidity either; forms full and well-nerved;
philosopher and on occasion even metaphysician, but
rigorously; a sense of real and true poetry; infused with
all human warmth, but firm and secure against it if need
be: such is the general idea that is possible of the good
taste of an accomplished man.”
I do not say I regard the above as the best depiction
of the perfect man to be encountered, but Maurras indubitably
proceeds along the right lines, using his imagination
to catch a glimpse of the universal and at the same
time not sacrificing his own individuality. He has succeeded
in visualizing a model with fair claims to normality,
representativeness, soundness, for his own personal
imitation or emulation. Note that the logic by which
Maurras has made his conception is the logic of probability,
commended so often in the New Humanist books,
and not simply a flight into the improbable.
(c). Decorum. What a fate has befallen this noble
word! It is, in my opinion, impossible for the New
Humanist to raise it from its low estate. Babbitt has exposed
the way in which in the eighteenth century it came
to mean etiquette: as he well says, the Neo-Classical
writers made the bad mistake of confusing the language
of the nobility with the nobility of language. This blunder
Wordsworth recoiled from in his advocacy and use
of plain diction: the Romantics hated decorum because
it had become a stiff and formal and external affair. But
worse degradation awaited the word, and at the present
time in America it seems to mean, so far as I can judge
from the writers who object to it, the “genteel” manners,
the prudish code of behavior which it is the fashion to
attribute to the past generation. As I think, the word is
beyond rescue: it is drowned in its present debased
associations. But is that an excuse for those whose profession
it is to read critically to charge classical scholars
like More and Babbitt with attaching merely a “genteel”
significance to the term?
How could Babbitt, for instance, have made it plainer
than he did in the next passage I shall quote that decorum
for him does not mean empty formalism, or a mere veneer
of manners, but is inward and to be understood in a large
way? I resort to italics, for truly they seem necessary to
combat our habitual associations with the word. “Whoever
has succeeded in bridging the gap between the general
percept and some particular emergency has to that
extent achieved the fitting and the decorous. Decorum
is simply the law of measure in its more concrete aspects.
For every type of humanist decorum is, in Milton’s phrase,
the ‘grand masterpiece to observe.’ Actually this observation
may rest on deep insight, as it did in the case of
Milton himself, or it may degenerate into empty formalism.
The adjustment of which I have spoken between
the variable and the permanent elements in human experience
requires spiritual effort and most men are spiritually
indolent. For genuine adjustment they tend to substitute
outer conformity so that decorum itself finally comes to
seem a mere veneer, something that has no deep root in
things. Moreover the notions of decent behavior to which
men have conformed at any particular period have always
been more or less local and relative. It is easy to take
the next step and assume that they have been only local
and relative, an assumption subversive not merely of
decorum but of humanism itself.”
But in spite of Babbitt’s care in expressing his meaning,
he has been constantly defeated by his readers’ different
sense of the term, and not even his using the phrase “a
sense of proportion” as equivalent to decorum has enlightened
most of them. Yet all that decorum means is
the activity of our sense of proportion: it means the carrying
out of what it is seemly for a man to do. It is not
seemly for a man to whine, we say: not seemly for him to
shirk the offices of the mind: not seemly to be an utter
fool in practical affairs. Notions of fitting behavior vary
from place to place and time to time, as Babbitt observes,
but above all the varying notions there remains a permanent
sense of how it is appropriate for a man to live. He
should face the facts: he should put away childish things:
he should deal with the difficulties of existence intelligently,
courageously, forcefully: he should realize his
innermost being. The indecorous is simply the inappropriate,
the disproportioned, whether it occurs in art or in
conduct. Bathos is indecorous: sentimentality, the gush
of emotion far in excess of the fact, is indecorous: the
intrusion of the purely private into public discussion is
indecorous. The things named are either inappropriate
or unmeasured.
To close the subject: Decorum, or a sense of proportion,
is simply the law of measure in its more concrete aspects,
it is the law of measure in actual operation in the shifting
tangle of daily existence.
In describing the discipline worked out by the New
Humanists I have striven for extreme simplicity of statement.
My aim has been to concretize as much as possible
the technical formulations in Humanist literature. I was
moved to do this, because I have sometimes read that the
More-Babbitt doctrine and discipline are academic in the
bad sense of the word. Babbitt and More advocate, it is
said, notions that are narrow and have a freezing effect
on the “spirit.” They are, most damning accusation,
puritanical. But what, when correctly understood, is
evilly academic about their conception of man and the
means they advocate for true self-fulfilment? What is
narrow about their ideas when they are distinguished at
the source and not “interpreted” by some overworked
journalist? How can the law of measure possibly freeze
up the springs of personality, if one has any personality
to begin with? And are they puritanical? I cite Babbitt’s
critical position toward Puritanism for a sufficient
reply.
“The crucial point in any case is one’s attitude toward
the principle of control. Those who stand for this principle
in any form or degree are dismissed by the emancipated
as reactionaries or, still graver reproach, as Puritans.
Mr. Mencken would have us believe that the historical
Puritan was not even sincere in his moral rigorism, but
was given to ‘lamentable transactions with loose women
and fiery jugs.’ This may serve as a sample of the
assertions, picturesquely indiscriminate, by which a writer
wins immediate notoriety at the expense of his permanent
reputation. The facts about the Puritan happen to be
complex and need to be dealt with very Socratically. It
has been affirmed that the point of view of the Puritan
was Stoical rather than truly Christian, and the affirmation
is not wholly false. The present discussion of the relationship
between Puritanism and the rise of capitalism
with its glorification of the acquisitive life also has its
justification. It is likewise a fact that the Puritan was
from the outset unduly concerned with reforming others
as well as himself, and this trait relates him to the humanitarian
meddler or ‘wowser’ of the present day, who
is Mr. Mencken’s pet aversion.
“Yet it remains true that awe and reverence and humility
are Christian virtues and that there was some survival
of these virtues in the Puritan. For a representative
Puritan like Jonathan Edwards they were inseparable
from the illumination of grace, from what he terms ‘a
divine and supernatural light.’ In the passage from the
love and fear of God of an Edwards to the love and
service of man professed by the humanitarian, something
has plainly dropped out, something that is very near the
center. What has tended to disappear is the inner life
with the special type of control it imposes. With the decline
of this inner control there has been an increasing
resort to outer control. Instead of the genuine Puritan
we then have the humanitarian legalist who passes innumerable
laws for the control of people who refuse to control
themselves. The activity of our uplifters is scarcely suggestive
of any ‘divine and supernatural light.’ Here is a
discrimination of the first importance that has been obscured
by the muddy thinking of our half-baked intelligentsia.
One is thus kept from perceiving the real problem,
which is to retain the inner life, even though one
refuse to accept the theological nightmare with which
the Puritan associated it. More is involved in the failure
to solve this problem than the Puritan tradition. It is
the failure of our contemporary life in general. Yet,
unless some solution is reached by a full and free exercise
of the critical spirit, one remains a mere modernist and
not a thoroughgoing and complete modern; for the
modern spirit and the critical spirit are in their essence
one.”
To me it is a jest at the expense of the last decade
that while so many of us have been marching behind the
drums of Menckenism, round and round the same old
circle of naturalistic ideas, there has issued forth from the
despised quarter of university thought the most truly
modern system of all, a system far more in accord with
the spirit of Goethe, who spoke, says Babbitt, not as a
Puritan but as a clear-eyed man of the world, than all the
humanitarian and romantic panaceas that are so solemnly
discussed in our liberal weeklies. Goethe said that everything
that liberates the spirit without a corresponding
growth in self-mastery is pernicious.
As a matter of fact, the New Humanist like the historical
Humanist revolts against Calvinism. But he has
hit upon an interesting substitution for the Christian
dogma of Original Sin or Depravity. Most attempts men
have made at an objective critique of the human race
have wound up in the conclusion that there is something
radically wrong with it, that there is a Moby Dick loose
in the ocean of humanity which must be hunted down
and captured before the race can achieve peace. It is as
though we all existed under some curse, as though we
had been cheated of some birthright. Take the opening
pages of Walden. Thoreau is trying for an objective
view of mankind. He finds fault after fault sweeping
through the race. He finds it indeed a very odd race,
doing penance in a thousand singular ways for existence.
Why is it thus? He is led to make one master indictment
of human beings:—they are torpid! The humanistic
view almost coincides, it amounts to saying the main
trouble with mankind is torpor. Original Indolence in
place of Original Sin! The criticism is reinforced by
Buddhistic teachings. For the doctrine of original depravity
to Babbitt is not thoroughly acceptable: it rests
on rather metaphysical grounds and seems hard to verify
practically. The Buddhist doctrine of the original laziness
of human nature, however, appears to come closer to the
ascertainable facts. “The greatest of vices according to
Buddha is the lazy yielding to the impulses of temperament
(pamāda); the greatest virtue (appamāda) is the
opposite of this, the awakening from the sloth and lethargy
of the senses, the constant exercise of the active will.”
By this stroke Babbitt once again frees his doctrine of
theology, and as always makes his appeal to verifiable
experience. The New Humanism, to offer still another
definition, is a warfare on man’s original indolence. We
may be said to be born with a “won’t”: the Humanist
tries to oppose a “will” to this “won’t.”
What the New Humanism has to say about the Will is
another borrowing from Eastern philosophy. The Will is
regarded as anterior and superior to the Intellect: to it
and not to the Intellect as in St. Thomas Aquinas is given
the primacy. But you will find all this treated exhaustively
in the works of Babbitt, More and their followers.
What I wish to say is that the problem of the Will is
the very crux-problem of all our civilization. I am convinced
that Babbitt has put the supreme question to our
times, and that all debate over American Humanism is
beside the main point until that question is fully faced.
“Here at all events is the issue on which all other issues
finally hinge; for until the question of moral freedom—the
question whether man is a responsible agent or only
the plaything of his impulses and impressions—is decided,
nothing is decided; and to decide the question under existing
circumstances calls for the keenest critical discrimination.”
But how uncritical and impractical we are about this
problem! Vague and futile! If anything is plain, it is
that the Will presents first a psychological problem and
only after that a metaphysical question. But we argue
and theorize endlessly about the Will. Hardly ever do
we think of a practical self-demonstration, and if we do it
is some such ineffably silly demonstration as saying, “I
will to open this window.” But did you will to move
all the muscles that shifted when you did so, including the
numerous unnecessary movements that accompanied the
action? The truth is that Will can only begin where
Behaviorism leaves off, but very few have digested Behaviorism.
Why do we not howl with laughter when
we read in William James: “My first act of free will
shall be to believe in free will”? Or take this piece of
naïveté upon which my eye has fallen while writing this
chapter. A young critic is telling his audience that “the
philosophic implications of the quantum theory, the writings
of Whitehead, Eddington, C. J. Herrick and Millikan,
and the spectacle of American artists recovering from
paralysis of the will, had all combined to revive a sense
of free will in certain Americans.” It may be a sense
of free will, but if it was arrived at by these means, by
reading, we may be positive that it is an illusory sense.
As if the same critic had listed a number of authors who
had proved to him that he had what he was not previously
sure of, a mind. We say we have minds because they
demonstrate themselves to us beyond any possible doubt.
If we indeed have Wills, they also will be self-demonstrating:
no one need prove to us we have what we cannot
doubt we possess. Where there is doubt, there is no Will.
Where there is no doubt, let it be added at once there
still may be no Will.
One thing we know: Will is not to be associated, as
is often done, with desire. Our desires come and go and
fight among themselves: we commonly act, not on a
desire, but on the resultant of our various contending desires.
But Will, in the very nature of the case, is distinct
from and independent of desire. Not in the region of
desires but of efforts should we look for the roots of
Will. On this the New Humanist is absolutely clear-headed.
And perhaps there we had better leave the discussion
for the present. Making effort is always unmistakable to
us. It has a psychological taste, if I may say so, so strong
that we cannot delude ourselves into thinking we are not
engaged in effort. Our desires on the other hand have
quite another taste, and many times as is well known we
are only dimly conscious of them. The use of Will then
could never be unconscious, could never be a mere matter
of believing theories. Will would make itself felt in the
psychological realm as indubitably as our bodies feel
kinæsthetic strain in hauling a heavy boat up on shore.
Everything in American Humanism depends ultimately
upon the Will as an undeniable fact, not as an assumption.
We may start with the assumption but unless we can convert
it into a fact for ourselves as patent as the fingers on
our hands we are playing with an illusion.
There is a practical problem of the Will: a practical
approach to it: and perhaps a practical solution. The
New Humanists project this key problem to the place
where it belongs: in the front of all our dilemmas and
puzzles as to how to lead “the good life.” Should we all
try seriously to work at the key problem, there would
occur in American life a revolution that would be unimaginable.
The New Humanist not only associates Will with effort,
but—what is a great advance over his opponents’ muddled
notions about Will—with a particular type of effort:
work on oneself, a work that takes the form of knowing
oneself, harmonizing oneself, disciplining oneself. And
in this lies the secret of the devotees of Humanism.
It is, however, an open secret, older than Aristotle
and still advertised today. It is that happiness comes
not from psychological inertia but from psychological
work. Once again I shall quote from Babbitt: “this
sluggishness and slackness of spirit, this mere drifting
and abdication of will, may, as Chaucer’s parson
suggests, be the crime against the Holy Ghost itself.”
The agreement is with Aristotle who conceived “of
happiness in terms of work. All types of temperamentalists
are from the human point of view passive. The
happiness that they crave is a passive happiness. A man
may pursue power with the energy of a Napoleon and yet
remain ethically passive. He may expand his sympathies
until, like Schiller, he is ready to ‘bestow a kiss upon the
whole world,’ and yet remain ethically passive. A man
ceases to be ethically passive only when he begins to work
in the Aristotelian sense, that is when he begins to put
the brake on temperament and impulse, and in the same
degree he tends to become ethically efficient.”
And now let one of the ancients, “the subtlest of the
Athenians,” the hero of the Platonic Dialogues, have the
final word. “The best man is he who most tries to perfect
himself, and the happiest man is he who most feels
that he is perfecting himself.”
The reader may think it strange that such a doctrine
and discipline as we have been sketching should arouse
the violent and oftentimes abusive antagonism that flared
up in the winter and spring of 1930. Whatever its
ultimate deficiencies may be, the New Humanism wears
commonsense on its face, and its thought is both broad
and elevated. Nevertheless it provoked a storm.
It is explicable. In the first place, much random opposition
to American Humanism springs up because of
the specific attitudes Humanists take in respect to
art, literature, science, education, politics, and so forth.
Stemming from the parent attitude of responsibility toward
the natural self are a variety of consequential attitudes
when the Humanist looks out upon the world
around him. And it is these consequential (or possibly
only contingent) attitudes which have caused some individuals
to hurl their thunderbolts. An admirer of the
cumbersome novels of Theodore Dreiser, let us say, reads
some detached article by a New Humanist in which his
hero is held up as an exemplar of “romanticism going on
all fours”: he inquires no further into the basis of American
Humanism but immediately rushes to the defence of
Dreiser and current American literature. And so with
the advocate of Professor John Dewey’s educational ideas.
A criticism by a Humanist of these ideas is sufficient to
incur the hostility of the disciple of Dewey: the system
of the attacker on Dewey is of no moment, for his ideas
on education are objectionable and so must be his whole
outlook. There have been many such quarrels over specific
opinions, which have naturally led to a condemnation
without examination of Humanism itself. The New
Humanists work out their critique of modern life on
many fronts. They advance a new-old program on the
same number of fronts. It is easy to see then how, being
comprehensive, they manage to stir up so many enemies.
In the next three chapters I shall examine the Humanist
attitude toward modern science, educational impressionism,
and politics, and no doubt the reader will then easily
comprehend why the New Humanism has provoked so
much heated debate.
But in the second place there is a far more important
reason why the reception of Humanism has been acrimonious
beyond any precedent in American literary history.
It is because American Humanism dares to question
the unconscious assumptions of our age. It is well
known that if you touch a man in his pocketbook, you
frequently get a sudden dramatic agitated revelation of
his psychology. Or touch a person in his sex life, and
again there is the parting of the customary veils over his
behavior: you see vividly the flashing of the person’s
psychological forces. There is a third way: instead of
asking for a loan of money, or tossing a rabelaisian joke
at an acquaintance, toss an idea at him that goes beneath
his customary thoughts to strike at his latent assumptions,
the thoughts he was unaware of, upon which,
nevertheless, all his opinions come to rest. Then he will
become active: he jumps as if a hypodermic needle had
been applied to his mind: he bristles with defences against
this idea that has irritated his mind at its very base.
You are attacking the context of things he did not know
he believed, but instinctively he knows now that if they
are threatened, all his opinions are threatened. For it is
through these unconscious assumptions that he has seen
everything else. No wonder he rallies to their defence!
No wonder he strikes back! It is the very quick of his
mind you have touched.
American Humanism is a concerted assault not so much
on what our age has assumed knowingly but on what it
has unconsciously assumed. That is why it has been and
will be violently opposed, fought with every weapon,
shouted at and shouted down, if possible. The outcome
may be within a decade the complete submergence of
the Humanist movement. In that event so much the
worse for an age that cannot be brought to criticize its
unknown postulates once the light has been let in on
them.
VIII SCIENCE AND THE MODERN MAN
“Science has its legitimate pretensions to power;
but false claims are now being advanced on all
sides under the shelter of its name, and it is these
false claims which the humanist is concerned to
expose.”—Louis Trenchard More in Humanism
and America.
Do you wish a vivid proof that American Humanism
probes through the crystallized portions of the modern
mentality and wounds its quick nervous base? Then
consider the intense annoyance created among so many
modernists by the temperate criticism the classical party
makes of the current prestige of science. The New Humanist
attempts only to moderate the very great esteem
of our time for science. Yet pained outcries on every
hand greet this effort at moderation, and this extreme
sensitivity of many holding no stake in the matter to a
criticism of the large claims made in the name of modern
science surely calls for investigation. This conclusion
cannot be escaped:—the men of our age are nowhere
near so emancipated from Authority as they like to
fancy.
It is true we no longer acknowledge Authority in the
theological quarter. To accept on faith the cosmology
of the Bible is to be mediæval. But are we the self-conscious
rebels we picture ourselves? In revolting from the
theological fold, have we not rebelled on command of another
Authority? However we came to revolt, now the
situation is plain. We have merely transferred the seat of
Authority, planting it today in the scientific quarter.
Ye have conquered, O Galileans! To be modernistic
is to be as subservient to the oracular opinions of scientific
savants as the ordinary mediæval man was to the interpretations
of his theologians. The boastful modernists
are, in fact, still looking up to something far above: they
are still on their knees before Authority as the bulk of
mankind has always knelt.
What we take on authority is by definition what we
cannot scrutinize or have not troubled to scrutinize, and
of course we must be uncritical about the uninspected.
Here, in the region of the authoritative, is where aberglaube,
extra-belief, has a chance to enter; here is where
we become superstitious. The New Humanist has never
attacked exact science in itself, and in some respects his
critique of what seem to him the mistaken pretensions of
science is very mild. But he does pierce the aberglaube
that in the nineteenth century attached itself to modern
science. He is the foe of those who are gullible about
science, who take it altogether on faith, who are, in short,
superstitious. The language is not too strong.
There is a very quick way to test the tenacious hold that
scientific authority exerts on us. (To repeat myself, I
mean to test the existence of what to us are pure assumptions
which have been implanted in us almost without our
knowledge by contemporary science.) The quick way is
to read two extraordinary and weird books of recent years,
The Book of the Damned and New Lands, both by an
investigator of phenomena which have been excluded by
orthodox science, Charles Fort. The author of these
strange documents is acutely aware of the very human
tendency of scientific system-makers to achieve a harmony
of knowledge by excluding the inharmonious data.
He has therefore turned his attention to the “disregards”
of the scientists (geographers, geologists, astronomers,
physicists, etc.), and comes forward as the champion of
the damned data—and some of the data is horrendous.
A daring writer, for he is obliged to challenge the correctness
of many elementary things we learned in grammar
and secondary schools. He adduces evidence, that is
to say, totally at variance with what we were taught in
school, when we were most submissive, and which we
have never questioned. The result is that in reading Fort
we experience a most peculiar sense of strain. We find
that we hate to have any one argue with a show of good
reasons that interstellar distances are rather small when
we have always been told and believed, most of us without
any detailed proof, that they were inconceivably immense.
There are certain things—many items in fact—about the
world which we want to regard as having been settled and
learned once for all. The idea of new learning is attractive,
but the idea of re-learning in fields where we have
assumed certain things to have been thoroughly proven
is most repugnant.
Among his provisional theories or “acceptances” as he
calls them, Fort holds “that we do not really think at all;
that we correlate around super-magnets that I call Dominants—a
Spiritual Dominant in one age, and responsively
to it up spring monasteries, and the stake and the cross
are its symbols: a Materialist Dominant, and up spring
laboratories, and microscopes and telescopes and crucibles
are its ikons—that we’re nothing but iron filings relatively
to a succession of magnets that displace preceding magnets.”
To use Fort’s terminology, the New Humanist recognizes
that science is the Dominant of our civilization, and
that most people, impressed by its marvels in the field of
mechanical inventions, simply correlate around it. He
invites us therefore to think about this super-magnet, to
mark out its true sphere of influence, and to be conscious
of our relation to it. He urges us, in brief, to be as critical
of its magnetism as we are now able to be of the theological
Dominant of former ages.
The first step is to discriminate between real science
and what the French call petite science and we call popular
science. The latter is often out-of-date, frequently
over-simplified, and usually boastful. Yet it is what the
average man, and many literary men with him, browses
upon. In contrast, the scientific leaders are as a rule
models of caution and modesty. The next step is to perceive
that there is a hierarchy of sciences. It is to see
with A. S. Eddington “that physical science comes nearest
to that complete system of exact knowledge which all
sciences have before them as an ideal. Some fall far short
of it. The physicist who inveighs against the lack
of coherence and the indefiniteness of theological
theories, will probably speak not much less harshly of
the theories of biology and psychology. They also fail to
come up to his standard of methodology.” But it is
notorious that the prestige rightly won by the most
perfected sciences diffuses itself, in the eyes of the
layman, over the newer and half-baked sciences, such as
sociology, anthropology, and various schools of psychology,
precisely those branches of science or pseudo-science
which the literary are most attracted by the while they
shirk the hard labor involved in getting a real acquaintance
with physics. Thus the New Humanist turns out to
be actually in accord with the strictest scientific attitude
in his refusal to attend with the same degree of seriousness
to, let us say, a “science of history” as that with
which he attends to the science of chemistry.
There is a third step, and once it is really accomplished,
one is released from either sentimentality or superstition
about the scientist. Ridiculously simple, yet it is hard
to make. It consists in realizing the subjectivity of men
of science. Just as in a complex way, the style is the man,
so in a complicated way science is also the man. The
scientist has elaborated a method and perfected his instruments
to eliminate the “personal equation,” but it is
nevertheless still present to haunt everything he does, to
color his interpretations, to set the patterns for his theories.
Science is not the voice of God but a distinctly human
product with human limitations. Science may today be
on a higher imaginative level, as A. N. Whitehead believes,
but mark that Whitehead says this is “not because
we have finer imagination, but because we have better
instruments.”
After a sincere effort to understand sympathetically the
anti-Humanist viewpoint, it is still hard to see why such
violent objection by intelligent liberals should be taken
to the general position adopted by Humanism toward
modern science. To sum up that position:—the New Humanists
differentiate between true science and petite
science, they draw attention to the differing degrees of development
and stability in the various sciences, they dwell
on the imperfection of the man who is using perfect instruments
and a perfect method. It can only be that the
modernists are in no mood whatever for skepticism when
it is exercised toward their Authority.
We would expect, however, American Humanists to
touch modern science far more closely than the foregoing
sketch of a general attitude necessitates, and in fact they
do. They take up particular attitudes: they debate details
of the scientific dogmas: they subscribe or tend to
subscribe to a given theory of the world. In their detailed
criticism of science, they suggest a number of questions
that so far as I know have not heretofore been
raised about the New Humanism. The New Humanism,
we have seen, is a philosophy of conduct. The New Humanists—note
that I am discriminating between the philosophy
of conduct and the persons who enunciate it—adopt
a theory of the world. In the first place, is the
theory of the world usually held by the New Humanist
the direct and necessary outcome of his philosophy of
conduct? Granting the truth of his theory of psychology,
does that theory require a cosmology to go with it,
and is the cosmology of the majority of the New Humanists
in strict correspondence? We have examined the picture
of himself which the New Humanist declares is fundamental
to the “good life.” But is the picture of the
world he holds before him also fundamental? What I
wish to determine is whether the series of attitudes toward
himself, the world, and the affairs of the world which we
attribute to the New Humanist is seamless or whether
we can with a sharp critical knife shear the attitudes apart
where they join each other and say of any one of the
specific attitudes, this is not essential or an alternative attitude
would be just as logical in place of this one. Can
we have Newtonian Humanists and Einsteinian Humanists?
Basically, the New Humanist endeavors to be an artist
of life. He strives to become acquainted with his medium,
the shifting texture and stuffs of daily experience.
He wishes like every other artist to dominate his material,
which means, in the chaotic field he has had the
noble audacity to choose, self-conquest. It is necessary for
him to dramatize his work as the struggle of two selves,
the ordinary self being the recalcitrant material and the
human self being the artist. Finally, like other artists he
requires a technique for moulding his subject matter, and
he advocates as the technique the employment of mediation.
All this is practical psychology, and stands secure
against any theoretical psychology now before the general
public. For the New Humanist can say that whatever
the ultimate mystery of human nature is, however the
two selves may be attached to each other and reconciled,
whatever the secret unification of man may be, you cannot
get around the fact that he is dualistic in practice.
He can develop himself on one assumption, and one only,
and that is the assumption of dualism. This is a hard
stubborn fact of experience against which the Humanist
makes his mind collide, just as Dr. Johnson kicked another
hard stubborn fact of experience, a stone, to terminate
a discussion of Berkeley’s idealism. Why this should
be so, why man should indubitably be in essence a struggle,
the Humanist cannot say, but no more can he doubt
that it is so whenever he makes the attempt to win moral
freedom. There it is, in the path of his wish for freedom,
and he must accept it as being practically true.
Undeniably—though it is seldom commented upon—the
dualistic picture of man has great emotive power.
Our emotions are swayed by images, a truism as old as
ancient India, as new as Christian Science and Coué. It
is not the whole story, but in a large measure emotions do
respond to pictures. The time-worn illustration is the coil
of rope in the road which one takes to be a snake. One’s
emotions form themselves accordingly, but on discovery
that the supposed snake is only a coiled rope they change
at once. So a person with a Rousseauistic image of man
feels according to that image: his emotions drag against
any effort to rouse himself from Arcadian dreams. The
Humanist with his picture of a best self conferring style
and order on an impressionistic protean self rallies his
emotions to give their impulsion and sanction to the end
in view: the achievement of normality. A creative conception
of man calls forth creative emotions.
Now is there incorporated in American Humanism a
clear-cut creative conception of the world? Is the world
condensed into an image that is as powerful in its effects
as the image of the two selves, as irrefutable on the practical
plane, as inspiring to human effort? I do not find
one, and this I take to be a serious shortcoming in American
Humanism as a philosophy of conduct. But in my
judgment the defect can with relative ease be remedied,
and remedied in a manner most congenial to a philosopher
of conduct so Greek as the American Humanist
in his self-attitude. The reader ought to remember what
was said in the chapter, A Portrait of Our Age, about the
various life-pictures, the “æsthetic,” the “puritan,” the
“serious,” et cetera, current among us, and to recall the
unlucky G. R. who had his imagination of life altered
from the “Victorian” to the “scientific” imagination.
None of those attitudes mentioned will do for the American
Humanist, but why should he not find, being gymnastic
in his relations with his ordinary self, aiming as he
does to develop strength of character by exercises in mediation
and selection, that the external world is best figured
as a gymnasium? A vast enlargement of the ancient
Lyceum which existed for the exercise of the mind as
well as the body? Why should not the present-day Humanist
revive this Greek symbol as he revives the Greek
law of measure? Let us utilize again the practical psychologist
whom we quoted in the earlier discussion of
world-attitudes.
“There can be little doubt that for most of us, in the
present epoch, the image of life as a gymnasium is a
greatly needed tonic. Compare the difference in your
attitude (emotional response) on entering a gymnasium
and on entering, let us say, a cabaret or a Y.M.C.A.
lecture-hall or a house of mourning. Try to realize what
and how you actually feel. You are braced up, you have
the intention of strengthening yourself, you delight in the
difficulties,—provided you choose them yourself. In short,
you feel at your strongest and getting stronger.
“The classic Greek conception of life was just that; and
everybody knows that the gymnasium was the most popular
institution of Pythagorean Greece. What is not
so well known is that the gymnasium was for the Greeks
a symbol or image of life itself. Their God ran this
planet as a gymnasium for the exercise of men, and all experiences
were to be taken as movements, turns, stretches,
exercises, in wrestling, running, lifting, and so on. Moderns
will find what the ancient Greeks found in the image
of life,—the evocation of a creative emotion.
“It is difficult to see in what other direction we moderns
can look for a new image and therefore attitude towards
life. We have no longer the possibility of religion in the
traditional sense. Ordinary goodness—in the sense of
doing what others call good—has no intelligent appeal.
And, after the still recent Great War, the belief in world
progress is superstition. But the clean, strong idea of life
as a field of exercise for the development of all our muscles—physical,
emotional and intellectual—has still the
unspoiled beauty of manly and womanly idealism. And
life lived in that attitude would certainly be interesting as
well as profitable.”
The above seems eminently fitted to be the humanistic
attitude toward the world. It involves no theology, no
metaphysics, no science, being a matter of personal psychology
alone. It presupposes, of course, that man can
act as well as be acted upon, the first contention of the
Humanist, and it reinforces his wish to act. It definitely
humanizes the external world, making it a field for human
beings to follow their end of self-perfecting, but it
does not sentimentalize or minimize the world. It is, in
fine, a tenable world-picture coöperating with the main
aim of Humanism. But it is not a theory of the world.
That is still to seek.
It is not far off. The theory of the world that has been
joined on to the humanistic theory of the self is Cartesian:
at least so far as one can determine from the commitments
of the majority of the New Humanists, it is Cartesian.
They are not, as a rule, any more precise than other literary
men in what they say about their beliefs concerning
the nature of the physical world, but any one can hear
that they sing in chorus against the “New Physics.” They
resist the thought of A. N. Whitehead, A. S. Eddington,
Albert Einstein, and re-affirm their confidence in something
like the following:—“Unless it can be indisputably
proved that man, with his infinite variety of thoughts and
emotions, is but an aggregation of mechanical atoms held
together and moved by physical forces—an hypothesis for
which there is not the slightest proof—there seems to be
no necessity to deny the existence of a spiritual world not
subject to the laws of mechanical energy or circumscribed
by the space limitations of material or electrical substances.”
This means that on the one side they as a practically
united body reject deterministic psychology (Behaviorism,
for example) and on the other side they hand
over the inorganic world to science, concentrating on the
faith that there are in the living organism elements not
analyzable or accountable by science. The quotation
was from The Dogma of Evolution by Louis Trenchard
More, the brother of Paul Elmer More, and Dean
of the Graduate School at the University of Cincinnati.
Here is another from the same source to which the New
Humanists would subscribe.
“It is no casual separation of our ideas into the physical,
biological, and psychological realms. The physical
world is a combination of substances acting according to
a certain set of laws of force and energy, the biological
world is composed of the same substances, but the laws of
action are not the same. They have, however, this great
principle in common; they, both, are limited by time and
space. Then, somehow to the biological world an added
principle is given that we can call consciousness which
is not material but is associated with matter and which is
not limited by time and space. To the present time, at
least, these three realms are to us incommensurable and
we have made no progress in measuring or explaining one
by the other.”
Louis T. More is the scientist among the New Humanists,
a thorny fact to those who are trying to create the
legend that the New Humanists are anti-scientific. The
legend is punctured by this physicist, who has read and
thought widely outside his subject; especially he has
browsed in the subject of philosophy, which is generally
eschewed by the rank-and-file scientists. The result of
this wandering is that L. T. More has equipped himself
to disassociate scientific evidence from the faith that
twines so tightly around it: he is an able, diligent critic,
for example, of evolution as science and as faith. Considering
him therefore as the most conscious author among
the New Humanists when it comes to formulating a
world-theory, let us look at his essay, The Pretensions of
Science in the symposium, Humanism and America. You
will find him very restrictive. To begin with, “science
has a legitimate field of its own when investigating the
phenomena of the objective world and attempting to find
law and order in the flux of events.” But there are two
classes of false claims made for science, one by “those men
of science who are not content to work in their limited
field, but are really metaphysicians who have created a
fictitious world of the imagination made out of ethers,
electrons, and mathematical symbols, and have confused it
in their own and others’ minds with the sensible world of
brute fact,” and the other by “those who are claiming that
the phenomena of the subjective world also lie in the field
of science and have imposed on the age the pseudosciences
of psychology and sociology.” This is nakedly
Cartesian, for as Whitehead shows so clearly, the principles
of Descartes “lead straight to the materialistic, mechanistic
nature surveyed by cogitating minds. After the
close of the seventeenth century, science took charge of
the materialistic nature, and philosophy took charge of
the cogitating minds.”
Let us pursue along these two lines and learn what
further L. T. More has to say of the objective world and
the “cogitating mind.” On the first track, we read that
“the cosmogony of Descartes has long since crumbled to
dust, but the gap he made between the subjective and objective
worlds has never been closed in spite of incessant
later attempts ... we have more and more regarded the
universe as a machine, a combination of inert matter and
moving forces, acting not as we may desire, but according
to invariable laws which we have personified as Nature.
Man was left, by the physicists, as a unique outsider
who could interpret this machine in terms of his sensations
and mind, but could neither alter nor avoid its fateful
operation ... the scientific method is limited to experimental
observation and the formulation of laws ...
the inevitable tendency of science is to investigate all phenomena
quantitatively, and to view the whole universe as
a vast and measurable machine ... exact science is first
of all based on the naïve belief in an objective and real
world whose events are connected in an orderly and prescribed
manner, and occur independently of our thought
or will ... the mechanistic world can, at best, only picture
an objective world as it seems to us, and not as it is.”
Now following the second track, we read of “the two
equally valid methods of learning by objective experimentation
and by personal experience.... In a general way,
we may say that the scientist should follow in his investigations
the phenomena of the objective world only until
their special forms of energy are absorbed by our nervous
system. It is the province of the humanist to study the
phenomena of the subjective world after these stimuli
have been translated into emotion and thought ... the
false pretensions of science must be wholly abandoned,
and the problems of our destiny be examined by a wise
judgment drawn from human experience, before we can
hope for a sane and humanistic philosophy.”
Here we can stop with some assurance that the main
position toward which the New Humanists gravitate has
been disclosed. Generally speaking, it is unfair to set forward
any Humanist as an “official spokesman” and perhaps
I should not have assigned L. T. More to that rôle.
But his brother, P. E. More, and Robert Shafer have, I
believe, been fertilized by his reflections on science, and I
cannot detect in the writings of the other New Humanists
any radical divergence from the Cartesian scheme. The
question is, is the Cartesian world-picture integral to
American Humanism or is it simply one of the possible
views that might be adopted by American Humanists
and held by them in common with members of various
other schools of thought? Also, it is evident there are a
number of difficulties which L. T. More’s statements immediately
raise, and which no doubt the reader feels
should be dealt with. In the next section I shall put forward
these difficulties myself and at the same time try to
formulate what I think the modern man’s attitude should
be toward scientific world-building.
It seems to me that the truly modern man will first of
all strive to free himself from the great spell cast by
science in our epoch. He will try to overcome his own
suggestibility upon which propagandists for science from
Huxley and Spencer to the present have played, so that
he may answer himself frankly when he wonders if our
hopes in science have not deceived us. Furthermore, as
was earlier suggested, he will try to arrive at some conception
of the external world which is not irrational, not
violable by the teachings of science, and is at the same
time dynamic and humanizing in its influence. This demand
the world symbolized as a gymnasium, an immense
Academy or Lyceum or Institute of Crotona, appears to
meet perfectly. It makes no difference whether one adheres
to a materialist or an organic or an idealistic philosophy:
the world as a gymnasium for the strengthening
of human fiber is a valid imagination under any of the
three types of philosophy named. The question then becomes:
picturing life as a gymnasium for the development
of men, what values can be extracted from science
by the man who does not propose to train himself to be
a professional scientist?
Such a man, aiming at a general coördinated culture,
must come to regard science in the same way he regards
art and philosophy—with respect, but not sentimentally
or superstitiously. No divinity surrounds any of the three:
each subject is man-made and therefore fallible. But each
is primarily to be enjoyed for its own sake. We accept
this principle in art, not so fully in philosophy, and still
less in science. Yet science provides a manipulation and
stretching of mental muscles that is highly enjoyable for
the sake of exercise alone. It provides adventures and
perils of thought of a kind differing from philosophy and
art. A case should in fact be made out for science as a
humane discipline, though I think of no one in America
who is a shining example of such a discipline. I mean that
we do not seem to produce men of the type of J. W. N.
Sullivan in England, who are exquisitely cultivated
both in the arts and sciences, who are supple-minded, adventurous
in thought, thoroughly skeptical, at home with
Einstein as with Beethoven or Dostoyevsky or Plato. We
need cryingly more gifted amateurs among our laymen
who study science and fewer intolerant “gospellers” of
the type of Harry Elmer Barnes. I am reminded of some
sagacious things about the use of philosophy for human
beings which T. S. Eliot has recently written, because they
apply equally well to the use of science.
“When we study philosophy as a humane discipline we
do not do so merely in order to pick out one which we
shall adopt as ‘true,’ or either to confect a philosophy of
our own out of all philosophies. We do so largely for the
exercise in assumption or entertaining ideas; for the enlargement
and exercise of mind we get by trying to penetrate
a man’s thought and think it after him, and then
passing out of that experience to another. Only by the
exercise of understanding without believing, so far as that
is possible, can we come in full consciousness to some
point where we believe and understand.” Eliot adds,
“Similarly with the experience of poetry,” and I would
add, similarly with the experience of science.
The blunt truth is that the grounds of the attack on the
New Humanists’ statements about science have been mistaken.
They were accused of hostility to the workings of
science. But they should have been accused of lukewarmness
toward science as a humane discipline. Excepting
L. T. More, P. E. More and Robert Shafer, the
New Humanists may be said to lack zeal for that kind of
development of their minds which science is most able to
confer. Mildness of interest in a subject and active hostility
to it are so different that not even blind partizanship
would seem to be a sufficient excuse for identifying them.
But let not this argument for science as a humane discipline
by which one flexes and enlarges the mind be construed
as advocacy of dilettantism in the current debased
sense of that word. The end in view is to become an alert
critic of world-theories. And here I will say that I believe
there is no essential connection between Humanism as a
philosophy of conduct and the Cartesian materialistic
theory of the universe. They are joined in the minds of
the New Humanists, but that I think is a fortuitous juncture.
Nor can I see that Humanism depends in any way
soever upon a defence of Newtonian physics against later
modifications and developments. The Christian cosmogony
and cosmology constitute to most of us a mythology.
The mythology may be profoundly true, more true than
modern science, but we are in the position of not being
able to verify its statements by an exact procedure. The
means of individual verification may once have existed,
but where are they now? We may assent to the Christian
mythology, but it is assent based on faith, a very different
thing from the faith based on reason of the great
doctors of the Middle Ages. Add to this the fact that the
materialistic, mechanistic world-view has been shaken by
the tremendous blows of mathematical physicists like A.
N. Whitehead. It has got into the epicyclic state which
presages a breakdown. Alternative world-schemes, imposing,
daring, almost sublimely intuitive, are now being
put forward. In other words, the problem of a world-theory
has been reopened on a scale not dreamed of for
centuries.
“The eighteenth century,” observes Whitehead, “opened
with the quiet confidence that at last nonsense had been
got rid of. Today we are at the opposite pole of thought.
Heaven knows what seeming nonsense may not tomorrow
be demonstrated truth.”
Now it appears to me that the New Humanists, by and
large, retain something of the eighteenth century attitude
in the face of the new physical problem. But a problem
of this kind calls for the suspension of belief, for all the
skepticism one can summon, for the complete willingness
to run down any turning of thought, for the surprise attack,
for an attitude best described as adventurous. The
law for thing and the law for man, as they work out in
human experience, do not depend on Cartesianism. At
the present time, in fact, the law for man may be said to
dictate the extrication of one’s self from grooves of
thought about the world: it lays an obligation upon one
to be provisional in one’s acceptances of world-theories:
it requires that the problem be recognized and faced in
the spirit appropriate to a mystery. Not to be a farranging
agile critic of theories of the world is, in the
twentieth century, not to be in key with one of its major
trends in thought.
To illustrate the point, compare your feelings while traversing
the familiar way home and while threading your
route out of a labyrinth. The difference is like the difference
between our take-it-for-granted psychology in handling
a solved problem and our active searching psychology
in moving about in a new problem. We are the
same person but the intellectual environment has altered.
It seems to me that most of the New Humanists have yet
to adapt their psychology to the labyrinth of modern
physics. Note, however, that I do not urge upon them
any recommended way out: I do not ask them to adopt
Eddington’s world-theory but to tackle it in a different
spirit.
For it may well be that this intense critical search for
a tenable conscious world-view will not meet with complete
success in our century. But not to make the search
is not, in my judgment, to be humanistic, since the problem
is the problem of any one who aspires toward completeness.
The final personal reward of a maximum use
of our critical powers on classical physics and the new
physics is that we at least shall know with the utmost
clarity what we believe and understand, and what we do
not believe and find insoluble. That is, we shall be as
conscious as we can possibly be of the nature of the external
world, even if that consciousness consists but of
alternative possibilities, doubts, queries and speculations,
and perhaps a few certitudes.
There is another large fact to be grasped, toward which
our psychology must make adjustment. It is that modern
science is stranded on a “plateau” and its giants are
making their greatest efforts to raise it, to initiate a new
curve of development. The analogy is with those curious
graphs of learning processes, which show that one learns
rapidly at first, then comes to a period of little or no progress
(“a plateau”), then mounts again, arriving later at
another “plateau,” and so on. To get off a “plateau” a
special effort, produced either by some external incentive
such as the offer of a reward or by a renewed determination,
is required. Now it has for some time been recognized
by advanced minds that modern science was in just
such a condition of arrest. It was able to refine upon
what it had already done, but not able to initiate any great
rising movement. There is material for novel reflections
in the description Whitehead gives of the state of science
at the end of the nineteenth century. “Almost suddenly,
a pause occurred; and in its last twenty years the century
closed with one of the dullest stages of thought since the
time of the First Crusade. It was an echo of the eighteenth
century, lacking Voltaire and the reckless grace of
the French aristocrats. The period was efficient, dull and
half-hearted.” The cause? We may venture to say that
it was because, as Whitehead elsewhere notes, science for
two centuries had been running on the accumulated capital
of ideas of the seventeenth century, “the century of
genius.” A pause, a blocking, was bound to come. And
today science, as Whitehead and Eddington recognize, is
at a crucial turning point. It seeks to discover the elements
that will make for another period of development,
and discovery of the necessary elements Whitehead tells
us requires more genius than to exploit them when found.
Who can fail to be stirred by this tremendous drama of
the human mind? And yet it appears that many are unmoved,
anti-Humanists as well as Humanists. The scientist,
going about his business, discovers that his personal
limitations, the usual habits of scientists, are retarding the
progress of science itself. Science properly is concerned
with the what-ness of things. From the why-ness of
things (philosophy) and the æsthetic and other emotional
imports of things (values) it has resolutely cut itself off.
It has, every one knows, discounted the intuitive, discounted
other forms of knowledge. But now see: the
scientist is discovering that his exclusive interest in what
and his impatience with why and with value is ultimately
stultifying. He feels the basic need to fertilize himself by
considering other reports on reality than his own, he
struggles to escape the bondage of his traditional habits.
It is a situation that should call forth the full interest and
sympathy of the humanistically inclined.
For what it emphasizes is the desperate need for a
coördination of all our knowledges. A knowledge of
“porous atoms” does not destroy our practical knowledge
of a table, nor take away the table’s æsthetic properties.
The world exists as a source of ideas, of emotions, of
actions; it is simultaneously a field of practical affairs, an
object of feeling, an intellectual feast. Reality is threefold,
but our reports upon reality seldom harmonize. The
rationalist underrated two of these reports and trusted
fully to one only. The scientist now shows a disposition
to admit the validity of all three and to bring about a
rapprochement of the practical, emotional and mental
worlds. A very faint glimmer still comes across the centuries,
elusive witness to the grandeur of the Pythagorean
synthesis. Who knows but what the twentieth century,
treasuring the glimmer, may not succeed eventually in
reflecting it back with an unexpected glory?
“Know thyself,” said Pythagoras, and the recollection
of that injunction points to our greatest stumbling-block.
To me it is a little Canute-like of L. T. More to forbid to
science the subjective world. And I say this with full
awareness of the inadequacy and faultiness of introspection
as a method. But if introspection is of little use to
psychology as a science, it is equally of little use to Humanism.
Is it impossible, however, that a better method
cannot be devised, is it impossible to put self-study on a
scientific basis? The rise of Behaviorism is too impressive
for any fiats to be delivered now against the further
endeavors to found psychology on a really substantial
basis. The Behaviorist has cleared the ground, he has
come to the threshold, but it is a question of the key to
the subjective world. I do not think the New Humanist
need dread the search for the key.
IX EDUCATION AND LEADERSHIP
“Tradition is the experience of society. It is stored
up for use by what may be called the objective
memory. The chief function of education is to
transfer the wealth of a selective tradition from
society to the individual.”—Paul Elmer More in
The Drift of Romanticism: Shelburne Essays, Eighth
Series.
Insufficient attention has been paid by intelligent unacademic
people to the educational ideas and constructive
suggestions for academic reform offered by the New Humanists.
Only one commentator in the flurry of debate
that ensued on the issuance of Humanism and America
wrote with gratitude of the salutary effect on literary
scholarship produced by the unremitting efforts of American
Humanists, and he was Henry Seidel Canby, who
has known at first hand the literae inhumaniores that
flourish rankly in our universities. Nowhere better, it
seems to me, than in their dissertations on the teaching of
the humanities—nowhere better than in such books as
Babbitt’s Literature and the American College and Foerster’s
The American Scholar—can we witness the law of
measure being applied to current problems. Moreover,
if anything calls for the most tactful mediatory treatment,
it is the tendencies and objectives of our colleges and universities.
It is right, I think, to regard American Humanism,
when one refers to the movement rather than the doctrine
and discipline, as being primarily an educational force.
Many of its adherents are actively engaged in teaching
and therefore the problems of education possess a personal
urgency for them. They do not dream at present of
marching on the literary citadels of the country and subduing
their garrisons to standards they have foresworn,
but the teacher-classicists definitely do propose to wrest education
from the control of humanitarians. There, in the
field of education, the New Humanist affirms “the battle
that is to determine the fate of American civilization will
be fought out first of all.” For this reason I am giving a
chapter to the members of the movement as educators
rather than as literary critics. As literary critics, they consider
the prevalent impressionism to be a low form of criticism
and seek to restore criticism to its former acknowledged
business, judgment by humane standards. But I
feel no regret in neglecting in this book the numerous
important ideas for contemporary literary critics which
stud the works of Babbitt and More. With such writers
as T. S. Eliot and F. McEachran in England, Robert
Shafer and Seward Collins in America lifting them up
and weighing them, they are certain of a distinguished
attention. So my conscience does not trouble me because
in the present interpretation only incidentally do I visit
the purely literary front of the New Humanist campaign.
The most serious fighting is on the educational front, and
the enemy is educational impressionism.
We can divide the educational front into three sectors,—the
lower schools, the college, and the university with its
graduate schools. On the first the New Humanists are
not very active, on the second they take a very determined
stand. If they can hold the college to its function,
as they conceive it, they are willing to make concessions
in the graduate schools. The leading ideas they put at
stake in each sector are very easy to state. In the lower
schools, where it is granted that the humanitarian tinge is
not undesirable, the pupil should be acquisitive and receptive.
In college the student should be assimilative and reflective.
In the university the scholar may be productive,
investigatory, original on the basis of his humane discipline
in the college. Reception when young, assimilation
in college years, productive research in graduate school—these
are the functions that should underlie our educational
system. But the college is being ground out between
the encroachments of preparatory schools and the
invasion of university ideals of research. And there is
where the situation is most tense and critical. We shall
begin, however, with the lower schools and the theory of
John Dewey, arch-foe of American Humanism in education
as well as in philosophy.
No one can be insensible to the value of Dewey’s correction
of certain evils in our public school system. He
has perceived the dangers of too much abstractness in its
curriculum, and the need for more education by doing.
It is largely through his influence that the Project Method,
as it is now called, the method of teaching by correlating
school subjects around some social activity of the children,
around weaving, for example, has been given its present
vogue. But it is the leading ideas of Dewey that are at
issue, and not any desirable modification of the elementary
school curriculum.
We live in a democratic society: therefore, say the disciples
of Dewey, education should adapt itself to the needs
and the condition of the many children, not of the few
exceptional ones. We live in an industrial society: therefore
education should be closely connected with the major
actualities of an industrial society. Going to school is not
“a preparation for life.” It is experience as much as any
other phase of life. The gap between life in school and
life in the family and on the playground should be decreased
as much as possible. In a sentence, education
should be socialized. It should be thoroughly democratic.
It should develop the virtue of coöperation to the highest
degree.
To these guiding ideas every one must in some measure
give assent, but many people feel that their limited assent
must be combined with a great deal of criticism. Robert
Shafer, for one, looking over the records of educational
experiments along the lines mapped out by Dewey, has
repeated the old proverb: one swallow does not make a
summer. The experiments have been made with picked
children and picked teachers. But, Shafer asks, can conclusions
be drawn that will be valid for the educational
system as a whole, since in the whole system the children
are unpicked, the coöperation of the majority of parents
cannot be secured, and the quality of the teachers must
inevitably sink far below the standard of the experimental
school enthusiasts. Waiving every other consideration,
are the new lower-school ideas feasible for a wide application?
But presupposing practicality, those other
waived considerations become the very important ones,
and the New Humanist cannot satisfy his strong doubts
of the ideals of the Dewey reform. Others, besides New
Humanists, have come to experience like doubts, and
some of these are persons who at one time were wholly
convinced or almost convinced of the soundness of
Dewey’s proposals. One of them is a woman who, to my
belief, is the most brilliant of all the contemporary pioneering
spirits in the “new education.” I mean Margaret
Naumburg, the founder and for eight years (1914–1922)
the director of the Walden School in New York city.
In 1928 a book from her pen appeared, The Child and the
World, a series of dialogues on modern education, in
which she summed up the results of her thinking and experience
in her special field. In spite of the author’s reputation,
the book was not, as a rule, thoroughly reviewed.
One surmises that this was in part due to Miss Naumburg’s
having abandoned and criticized the positions so
many other new educators were still clinging to. However
it happened, the central point of the book was overlooked:
very little attention was paid to the clash she
staged between Dewey’s program for socialized education
and Whitehead’s views on education which stress the encouragement
of individual development.
Our immediate interest lies, of course, not in Miss
Naumburg’s partial advocacy of Whitehead, but in her
critique of Dewey. Naturally, as who would not, she
speaks of Rousseau as the common ancestor of the new
school movement in America, approving of his praise of
learning by doing; to Rousseau she links Dewey as the
immediate parent of present-day experiments. But Rousseau’s
general influence on the new school movement, she
emphasizes, has had very unfortunate consequences. This
is due to establishing so many experiments on “Rousseau’s
romantic hope that maladjusted human functions could
right themselves by a return to the simple life of nature
... the belief that we can right ourselves by simply removing
certain limiting trammels of civilization.” Miss
Naumburg, her book makes clear, has shed all her illusions
about so naïve a belief. Her counts against Dewey
are four: (1) he underestimates emotional culture in his
educational plans, (2) he has framed these plans too
closely in accord with his own bias as a psychological
type, being particularly unfair to the possibilities of the
training of intuition, (3) he is too chary of the inner, the
subjective life, and (4) his socialized education completely
neglects individual psychology.
She holds up for close scrutiny a quotation from
Dewey’s Democracy and Education which the New Humanist
would certainly agree is an amazing piece of
sophistry. It is the concentration of all the arguments
for socialized education. “From a social standpoint, dependence
denotes a power rather than a weakness; it involves
interdependence. There is always a danger that increased
personal independence will decrease the social capacity
of an individual. In making him more self-reliant
it may make him more self-sufficient; it may lead to aloofness
and indifference. It often makes an individual so
insensitive in his relations to others as to develop an illusion
of being really able to stand and act alone—an unnamed
form of insanity which is responsible for a large
part of the remediable suffering of the world.”
On this strange argument Miss Naumburg’s comment
is: “Much of the present social philosophy that wishes to
sacrifice the individual to the good of the group is nothing
but instinctive herd psychology, translated into modern
terms.... I’m sure the world now needs more complete
individuals so that group life can become integrated
on a higher plane. Dewey places emphasis on the individual’s
living for the group rather than for himself and
suggests that his failure to do so is the cause of much of
the world’s suffering. But to me it seems that the failure
of the individual to know himself remains the cause of
his ineffectual adaptation to a positive and adequate social
existence.”
This is pointed criticism from the inside of a movement
whose advanced minds are now beginning to realize that
they have envisaged their problems far too simply,—that
self-expression is not the magic formula, that psycho-analysis
produces as much trouble as it dissolves, that socialized
education too much disregards the individual
gifted pupil, that liberty is a hard concept to understand
aright. The New Humanist on the outside phrases his
criticism differently. It is that Dewey offers no contribution
to the urgent problem of producing leaders of
quality in a democratic society. For the New Humanist
makes no fetich of democracy, as does Dewey, nor does
he stand for an unmixed aristocracy either. To him the
social problem is the blending of the two, the securing of
an aristocratic and selective democracy, and he would like
to see education from the kindergarten upwards organized
for the furtherance of that aim.
Dewey is a Baconian philosopher with an admixture of
Rousseauism. I am here making use of the Babbittean
classification of modern naturalists into two types, those
prefigured by Francis Bacon who are known as scientific
naturalists, and those prefigured by Rousseau and known
as sentimental naturalists. The classification causes so
much resentment among present-day intellectuals, it is
so hotly repudiated, that I am led to wonder if Babbitt has
not again probed to the bottom of our era’s mind and
located basic trends we have not known we were exemplifying.
Certainly, his two types, however petty many
of the exemplars today may be, are of epical stature. The
drama of the last three centuries is no mean one, and requires
as its leading characters personages to fit the scale
of the action.
Of course, we must discriminate between Babbitt’s estimates
of Bacon and Rousseau as personages and his description
of the types of men he names after them. In the
character of Bacon, for instance, he notes the presence of
traditional Christianity and Renascence humanistic elements.
Babbitt does not, to my mind, allow sufficiently
for the enigmatic in Bacon—hardly any one today is cautious
enough for that—and he accounts for the Lord
Chancellor’s fall, which is still inexplicable when all is
said, on too general grounds. But, to get his types, Babbitt
does not simplify either Bacon or Rousseau: he merely
extracts from them the large formative elements which released
into the world have created the Baconian and the
Rousseauist. It is undeniable that Bacon was, in Whitehead’s
words, “one of the great builders who constructed
the mind of the modern world.” He was the prophet of
the Kingdom of Man, Babbitt declares. He foresaw
man’s dominion over the earth, he made efficient the impulse
to unlock Nature with the keys of Science, he stimulated
men to the astounding utilitarian triumphs which
the centuries since Bacon have achieved. It was his genius
that made the idea of progress so potent.
The Baconians have gone forth and conquered the
earth. If most of them lack the slightest touch of Bacon’s
dignity as a human being, they nevertheless partake of the
majesty of numbers and are not unworthy of a mass-part
in a planetary drama. But it has been a mass with notable
leaders down to John Dewey in our day. The mass
firmly believes in technological advance, material progress,
the pragmatic life. For it the “law for thing” is
supreme. The leaders subtilize and rationalize these beliefs.
The Baconians and Rousseauists are often superficially
hostile to each other. We all know the contempt the
scientific analyst frequently expresses for the dreamer, and
in turn the dreamer’s horror of the analyst. But Babbitt
demonstrates that the two types are in close accord underneath.
Both deny the “law for man.” Both subscribe
fervently to the doctrine of progress. And oftentimes in
the same person you will find prominent strains of both
types, happy in each other’s company.
It scarcely needs saying that the Rousseauist is in a
much greater emotional ferment. The Baconian exalts
practical intelligence, strenuous deeds accompanied by
acute if narrow thought: the Rousseauist exalts sympathy,
revery, spontaneity and liberty. His idea of liberty is
summed up in the popular expression, “doing as one
likes,” which means, Matthew Arnold labored to show,
doing as one’s ordinary self likes. “Do what thou wilt,”
the injunction over the Abbey of Theleme, is a far sterner
permission and closer to the true idea of liberty.
It is, I think it necessary to repeat, not claimed by the
New Humanist that contemporary Baconians and Rousseauists
have been directly influenced by the remarkable
men they are named after. The actual matter is very complex,
as you will see by recourse to Babbitt’s books, but
what is maintained is that unconsciously we breathe in
the widespread gaseous elements of the teachings of Rousseau
and Bacon and are profoundly modified in our entire
outlook on civilization by the fact that they once lived.
In recent years the American college has been overrun
by the Baconian scientific hustlers and by the Rousseauistic
relaxed dilettantes—both menaces to humanistic
education.
In college circles the Baconian is usually a specialist
eager to advance learning in his branch of research but
applying quantitative tests to his department and to the
college in general. He is strenuous and imbued with the
spirit of change. When he invades the arts, he is scientific
rather than artistic. To give a concrete example, in the
literature department the Baconian is the philologist, engaged
in original and minute research, but usually lacking
in æsthetic appreciation or in general ideas. He is
supposed to teach the humanities: he has prepared for his
vocation by composing a dissertation on the use of the
present participle in some minor Elizabethan.
His colleague in the literature department is often a
Rousseauist, a gelatinous æsthete, incapable of hard mental
labor, who utilizes literature only as an agreeable
source of sensations and impressions. The philologist,
taking his cue from Herbert Spencer, is inclined to think
of purely literary studies as a form of play, a relaxation,
after the exacting labors of scientific analysis: the æsthete-teacher
confirms him in the notion.
Against these men in the colleges the New Humanist
fights. He opposes the quantitative and dynamic standards
the Baconian would introduce, and he scorns the
shallow impressionism of the dilettante teacher. His program
calls for the continued teaching of the classics and
the intimate relating of the classics to modern life. He
insists that literature in the colleges should be taught as a
vital subject bearing in countless important ways on the
formation of character.
Instances abound of the contrary feeling that the classics
cannot hold much import for the forming of modern
character, and as one instance is as good as another, I will
take the most recent to come to my notice. “Shakespeare
No Benefit to This Age” is the heading of a newspaper
column written by a former college professor, Harry
Elmer Barnes, in which he declares that much might be
said in support of the argument that “the beauty of
Shakespeare’s diction and the shrewdness of his analysis
are more than offset by the influence he exerts in keeping
alive ancient superstitions like witchcraft, ghost-walking,
devil-lore and the like. In short, Shakespeare
does more harm than good to the twentieth century intellect.”
It is grotesque narrow views of literature like
this that the contemporary Humanist deplores in the
ranks of teachers.
A succinct way of summing up the American Humanist’s
educational program is to say that he favors the imitation
of French scholarship rather than German. The
latter of course reigns in our universities, and in these
octopus-institutions, but not in the colleges, the Humanist
grants it plenty of room, for the university may well exist
for the advancement of learning, even if it is only the
digging up of a trivial fact concerning some Alexandrian
grammarian. But on the whole, “might we not advisedly
turn now to France, where, to be sure, the scientific study
of literature has also had a marked influence, but where
other traditions of scholarship have offered a resistance
wholly wanting with us? French reflection, French lucidity,
French finesse, French moderation, the French
concern for humane assimilation, the French devotion to
general ideas, the French insistence upon taste and style,
the French interest in criticism—these qualities, all but
absent from our own work, I take to be worthy of emulation.”
The words are from Norman Foerster’s The
American Scholar, a lucid diagnosis of the ills of our literary
scholarship:—its tendencies to be absorbed into linguistics,
into history, into psychology, to become one of
the lesser and dismal sciences.
By the way, the conditions analyzed by Foerster and the
practical remedies he proposes at the end of his monograph
ought to receive very thoughtful attention from the
professional men of letters. The sufficient reason is contained
in the following quotation: “Modern American
scholarship is in a way to becoming a veritable Polyphemus,
choicely nourished on human food yet endowed with
one eye only. We must set about restoring the traditional
alliance of scholarship and criticism, the divorce of which
has worked injury to both and played havoc with education.
It has made American scholarship narrowly mechanical
and progressively tangential. It has encouraged
an American criticism that can only be characterized as
ignorant and aimlessly impressionistic, for the lamentable
state of our critical journals is largely the consequence of
academic failure to uphold the past as a school of judgment.
And it has played a major rôle in the disintegration
of American education, for it has made the study of
the humanities scientific in an age already blinded with
excess of scientific light, an age that is groping in vain for
such other light as literature could shed if it were rightly
studied.”
But my purpose precludes entering upon the details of
the New Humanist’s criticism of college instruction or
upon the concrete plans he presents for honors degrees
and doctorate reforms. The broad idea is that the university
may exist for the advancement of learning, but the
college should stand for the assimilation of learning and
the perpetuation of culture. It should train for wisdom
and character by the processes of assimilation and reflection.
It needs teachers of quality—not linguistic Dryas-dusts
or quivering dilettanti. What is wanted, says the
Humanist, is the teacher who has expended his originality
(in our age it is originality) in grasping the “constant
mind of man,” who has disciplined himself on the best
models of literature and formed from them a wise appreciation
of the normal and representative, who has approximated
to that type almost extinct in a civilization dominated
by the Baconian specialist and the Rousseauistic
thrill-monger, the honnête homme qui ne se pique de
rien.
The full significance of the educational program of the
American Humanists comes out best in a comparison of
the policies advocated by Charles W. Eliot and Irving
Babbitt. Eliot was President of Harvard University from
1869 to 1909. In that position he became famous as the
father of the free-elective system, and until his death in
1926 ranked as America’s most ardent crusader for educational
reform. He was highly esteemed for his character,
a late flowering of the Puritan tradition, and he was
immensely influential through his theories which were
not Puritan: the theories were derived from Rousseau and
therefore at variance with the Puritan tradition in its most
vigorous state.
It is ironical that teaching under President Eliot for
fourteen or fifteen years was his best weaponed and fearless
critic, and that today this critic who condemned
Eliot’s theories and influence should be acknowledged as
the greatest mind at Harvard. Yet it is the case that
Babbitt with his great strength for rending fallacies apart
matured to power within the very baliwick of President
Eliot.
The first clash was over the free-elective system. Eliot
with his trust in human nature had reasoned that each student
had a pronounced bent, some special aptitude, some
absorbing interest which he was eager to follow, and that
this interest or bent or aptitude was thwarted by a fixed
curriculum. He was also impressed by the half-truth
which he took to be a whole truth, namely, every person
is unique and the college should therefore give full play
to his uniqueness. To this Babbitt replied in substance
that there is quality in subjects as well as quality in teaching.
The free-elective system tends to deny quality in
subjects and makes higher education miscellaneous. And
he replied further that men have constant elements coexisting
with their variability, and that it was the constant
in man, not the diverse and fluctuating, which education
should reckon with.
Facts have refuted President Eliot’s optimism about the
free-elective system. It was found that students followed
in choosing their courses not the line of their aptitudes, of
which often they were unaware, but the line of least resistance.
It was found that their uniquenesses were not
so precious after all. The result was a partial retreat from
the free-elective stand in favor of a compromise between
the old restricted curriculum and the new unlimited one.
But the issue comes to a clearer head when the formulæ
of the champions of utilitarian-humanitarian education
and of humanistic-religious education are put side by side.
“Training for power and service,” said President Eliot.
Babbitt answered in words I have already used: “Training
for wisdom and character.” Obviously President
Eliot’s is a Bacon-Rousseau formula. How does it work?
Power in our society means material efficiency, and service
means, not the traditional service of God, but the service
of man. The assumption is that “the material efficiency
promoted by utilitarian effort will be used altruistically.”
But after the Great War this assumption looks tragically
ludicrous.
These are the conventions established by the age
President Eliot represented so faithfully: self-expression
as a value (or falling in the direction one’s character leans,
an unfriendly critic might mutter), strenuousness (the
pursuit of happiness by intense outer activity), the “religion
of service” (nowadays satirized by the American
Mercury and Sinclair Lewis as only a veneer for commercialism),
and complete faith in the natural man (in religious
language, the hope of salvation without conversion).
These conventions Babbitt has wrenched to pieces
in his analysis and now proposes a return to the old humanistic-religious
conventions.
In so far as the movement called American Humanism
has a definite program of action, this is it. First, that “a
considerable number of persons get at least within hailing
distance of one another as to the definition of the word
humanism itself and the nature of the discipline that this
definition entails.” Next, that they then proceed “in the
literal sense of that unjustly discredited term, to work out
a convention.” And next, that they concern themselves
with education. By setting up a convention is meant the
thorough agreement among the members of a considerable
group on certain fundamentals, the complete conviction
of truth concerning certain underlying statements
about life. The conventions that the New Humanists
wish to reëstablish are: (1) that “happiness is a kind of
working” (inner, not outer, working, according to Aristotle,
who is here quoted), (2) that man needs to be disciplined
in his natural self to some standard (that is, to
undergo conversion or turning away from the natural
self, such conversion to be accomplished in the Aristotelian
way by the gradual formation from childhood of
right habits), and (3) that education should culminate in
the idea of leisure (also Aristotelian, since according to the
New Humanist leisure is valuable for supplying a background
of meditation to life).
Now I imagine that when the policy is thus reduced to
essentials, many people will wonder why there is any
opposition to American Humanism in the field of education.
Yet the fact is that the principal forces in education
move, blindly most of them, directly counter to the
fundamental views of Humanism. It is an against-the-current
struggle that the New Humanists undertake.
They are fighting for quality of teaching in the humanities,
and the current sweeps down upon them a horde of
linguistic specialists. They are fighting for quality of
subjects, and the classical subjects are steadily being submerged.
Finally, they are fighting for quality of students,
and the colleges and universities in their competition for
big enrollments flood them with quantities of the less fit
for the intellectual life. For the New Humanist declares
flatly that the college should exist for the intellectually
best of each generation. Humanitarian coddling in the
colleges he denounces as a danger to democracy, pointing
out that in a quantitative age the college must make its
great purpose to be the production of men of quality. In
fine, the educational problem is closely associated with
the problem of leadership, and the problem of leadership
leads us straight into the subject of the next chapter—the
political problems of a democracy.
X HUMANISM, ECONOMICS, POLITICS
“We have the naked question to answer: How shall
a society, newly shaking itself free from a disguised
plutocratic régime, be guided to suffer the persuasion
of a natural aristocracy which has none of the
insignia of an old prescription to impose its authority?
Shall the true justice prevail, which by a
right discrimination would confer power and influence
in accordance with inner distinction; or shall
that so-called justice prevail—for no man acknowledges
open injustice—which recommends itself as
equality of opportunity, but in practice, by confusing
the distinctions of age, sex, and character, comes at
last to the brutal doctrine that might makes right,
whether that might be the material strength of
money or the jealous tyranny of numbers?”—Paul
Elmer More in Aristocracy and Justice: Shelburne
Essays, Ninth Series.
The educational theories of the New Humanists, I think
it must be granted, are thoroughly consonant with the
premises of the New Humanism. Education, at least
through the college, ought to be dominated by the spirit
of conservation. In the university and afterwards, the
spirit of change ought to have full opportunity, for by
that time presumably the student is safeguarded against
that mere “passage from nothing to nothing” which
Whitehead tells us happens when there is “change without
conservation.” The college is the place for the assimilation
of the traditional wisdom, which acts as a
check on the wisdom of any particular age. It is the
place where today it is most disastrous not to temper liberty
with restraint, and it seems to me that the New
Humanist has most admirably mediated between pure restraint
and pure liberty in his educational program. A
contempt for antiquity, Tocqueville sagely remarked, is a
chief danger of democracy, and for that reason the study
of the classics has a special value in a democratic community—the
New Humanist goes with Tocqueville and not
with the contemporary poet who has shouted, “The past
is a bucket of ashes.”
But how is it with the excursions of the New Humanists
into the disputed territory of economics and politics?
Are their known views on these subjects the views that
must inevitably be adopted if one accepts their primary
teaching of a psychological dualism and a discipline based
on the law of measure? Or are there several views which
might with equal consistency be taken up? Or can we
say that they are good Humanists but bad economists?
The question has come up at least once before. Referring
to historical Humanism, Frank Jewett Mather, Jr., has
written, “We might say that the humanistic attitude was
to seek a fine worldly wisdom through direct study of
man in thought and action, such study being powerfully
reënforced from those precedents of great living contained
in the literature of Greece and Rome—a fresh research
balanced and somewhat directed and measured by a great
tradition. I can find no stricter formula that seems to fit
the case. The attitude adumbrated above seems compatible
with many other attitudes, indeed with almost any
attitude that is not dogmatic or fanatical, or life-denying.
For example, today one might be an agnostic humanist,
a Catholic humanist; a royalist humanist, a socialist humanist;
a utilitarian humanist, an idealist humanist; conceivably
a Mormon humanist or a liberal hard-shell Baptist
humanist. That is, a quest of a fine worldly wisdom
nurtured by tradition might in theory be compatible with
any of these policies, philosophies or faiths. Nor does this
divest the notion of humanism of any real meaning if the
main thing be the attitude, for the humanistic attitude
may be after all simply a leaven which is potent in the
most various materials.” In this statement the attitude of
Humanism is pretty dilute for our exposition, but in any
case the question of strictly relating attitude to views is
effectively opened up for discussion. Perhaps Humanism
as a creative conception of man does not dictate any one
economic or political theory as its logical choice? Perhaps
it is the spirit with which More and Babbitt have
studied the problems of economics that is criticizable?
The obvious danger of the New Humanist when doubtful
matters are debated is to drop into an acceptance of the
status quo just because it is the status quo. He is proof
against the temptation of the “radical” which is novelty
for the sake of novelty, but it is easily possible that where
an obdurate social problem exists, he may justify the
status quo instead of wholeheartedly throwing himself
into the problem. This in effect is what in the chapter
on Science and the Modern Man I accused him of doing:
it seems to me he adheres to the outmoded Cartesian
world-view when he should instead plunge into the problem
of reconstructing a world-view. And I am inclined
to think that Paul Elmer More, whose views on property
and law, aristocracy and justice I shall glance at before
taking up Babbitt’s political theory, has fallen into this
error of identifying the status quo or commonly accepted
position with a truly conservative solution. It is conceivable,
I mean, that both the status quo of social organization
and the current schemes for reforming it might be
equally objectionable to a profoundly conservative mind.
More has not the type of mind that functions happily in
economics and politics. His absorbing interest has been
in Man Psychologic and he has had little traffic with Man
Economic or Man Political. But the rise of Socialism in
the United States and the Bull Moose Progressive movement
challenged his mind around 1912, and in Aristocracy
and Justice, the ninth volume of the Shelburne Essays,
he answered, or rather defied, the new tendencies.
By his conclusions in this volume on man as an economic
and political animal, he probably incurred more hostility
than any of his other books has provoked. For Aristocracy
and Justice came out in 1915, the very time that the
social revolt movement in the United States was fairly
getting off the ground for a dizzy if brief flight: the dominant
concerns of the generation of thinkers younger than
More were precisely his subordinate concerns, economics
and politics. Naturally, the new generation dropped
bombs on Aristocracy and Justice, and with a ferocity
partly accounted for by More’s sharp tone in writing it.
The result was that the strongest side of More, his continuous
reflection on Man Psychologic, was avoided or
made light of, and his weakest side, his thought about
Man Economic and Man Political, was bombarded to
fragments.
To begin with, More made the mistake of not arguing
out economic questions on the basis of economics, but instead
made a direct appeal to intelligent members of the
propertied class to stiffen their morale. “I am not here
concerned,” he declared, “with Utopian visions, nor, as I
have said, am I arguing with those who are honestly persuaded
that a socialistic régime is, in our day, or any day,
economically or psychologically feasible. My desire is
rather to confirm in the dictates of their own reason those
who believe that the private ownership of property, including
its production and distribution, is, with very limited
reservation, essential to the material stability and
progress of society. We who have this conviction need
very much today to strengthen ourselves against the insidious
charms of a misapplied idealism; we need to remind
ourselves that laws which would render capital insecure
and, by a heavy income tax or other discrimination
in favor of labor, would deprive property of its power of
easy self-perpetuation, though they speak loudly in the
name of humanity, will in the end be subversive of those
conditions under which alone any true value of human
life can be realized.” Do you wonder at the vehement
accusations that More was simply rationalizing class prejudice?
We need one more statement to catch the drift of
More’s views: it is likewise an uncompromising one. “In
simple truth, property may rightly be called the cause of
civilization, but, strictly speaking, it is only the occasion
of injustice: injustice is inherent in the imperfection of
man, and the development of the means of living merely
brings into greater prominence what is an unavoidable
feature of existence, not for man only but for the whole
range of creation, in this puzzling world of ours.”
What More did then was to commit himself in advance
to capitalist economics, a system which may most briefly
be defined as production for the sake of profits or in one
word profiteering. Can it be denied that the main motive
on which it relies is the desire for gain? And this motivation,
as economists admit, introduces an ethical contradiction
into the practices of the State. Nevertheless,
many people claim that there is nothing wrong with the
theory of capitalism, and towards the ethical defect it introduces
they adopt two views: one, that the defect may
be remedied by education, the other, that it is inherent
in human nature. More adopts the latter view.
Now if capitalism is supported by a perfect theory, then
from the standpoint of economics there is nothing more
to say, no matter how horribly the thing might work in
practice. For economics as the science of production abstracts
from the human as much as possible and regards
our feelings as irrelevant. But does capitalism operate
on a sound theory? This, in a thinker of Paul Elmer
More’s eminence, is the first question we should expect
him to answer, the more so as it is often charged that
the theory of capitalism is only improvised. But as we
have seen, he does not. He proceeds almost at once to
declare that “the security of property is the first and all-essential
duty of a civilized community”; shortly afterwards
he says, “To the civilized man the rights of property
are more important than the right to life.”[7]
These statements pass if capitalism is correct in theory.
But, once again, is it? In the briefest possible space, I
shall give the theoretical objections. It is well understood,
of course, that by capitalist economics there are
said to be three factors of production, Land, Capital and
Labor. Land and Capital, however, have become practically
indistinguishable: they are alike tools of production.
But is Labor also a tool of production? It is, according
to capitalist economics; Land, Capital and Labor
exhaust the tools of production, and the user of them is the
Capitalist, that is, the owner of the tools of Land and
Capital.
But this theory, as every one knows, has been long and
brilliantly criticized in the realm of pure thought, precisely
the realm in which More should have debated the
moot point. For there is a moot point: is Labor a factor
of production? No, say the critics, Labor is not congruous
with the factors of Land and Capital. Labor is a
mere abstraction that hides Laborers. Laborers (i.e.,
Labor) are the tool-users, the producers themselves, and
at bottom economics reduces not to three terms but to
just two, Laborers and Tools or Workmen and Stuff.
Hence the new industrial synthesis, it is said, must substitute
the Laborer for the Capitalist, the real user of the
real tools of production for the mere owner of them.
Therefore, when More speaks of the rights of property,
we need to concretize the word property: what he speaks
of is the rights of property- or tool-owners or capitalists,
and it is precisely those “rights” that now require defence
in the region of pure theory.
Proceed one step further, and we shall run up against
More’s argument for the rights of property-owners as the
basis of civilization. Economics, we must remember, is
separated from its soul: what is more, it legitimately cuts
itself off. Where is its soul? “The soul of economics,”
writes A. R. Orage in An Alphabet of Economics, “is
politics, and it is to politics that economics delegates the
control of questions such as what shall be produced, by
whom, and how the results shall be distributed.... To
satisfy all our needs and desires without work is really
the aim of economic man. It is his object, in fact, to reverse
the curse upon Adam.... Instead of requiring the
improvements in economics to be shared equitably, politics
insists upon dividing them inequitably, so that one
small class is enabled practically to lift from itself the
curse of Adam (that is, it can live without working),
while the large class of laborers are permitted to incur a
double curse—they work, that is, without living. Economists
of the baser sort or who have no political sense pretend
that this distribution of the product is itself economic
in that it enables the few to secrete Capital (that is to
save) and to foster arts and science requiring a long,
leisured, and assumed future. Better knowledge, however,
convinces us that it is not safe to depend upon a
social class for an economic function.” How the author
of Aristocracy and Justice would answer this, I cannot
conceive, for no inkling is given.
We have crossed from economics to politics, and in the
latter one of the greatest themes is justice. Naturally,
More as a Platonist does not minimize this theme. Justice
“is the act of right distribution,” he begins by way of
definition, “the giving to each man his due.” This, please
note, is a capitalist-political definition, and we may place
beside it for comparison the well-known formula: from
each according to his means, to each according to his
needs. Social justice, More continues, “is such a distribution
of power and privilege, and of property as the
symbol and instrument of these, as at once will satisfy
the distinctions of reason among the superior, and will not
outrage the feelings of the inferior.” But how, one may
well ask, can social justice ever be expected to take place
when the principle of distribution is the principle of—the
pig trough? For economic power in our society precedes
and determines the distribution of commodities; the man
with the dollars feeds and sometimes gorges and the
man without dollars does not; and this does not satisfy
the reason and it does outrage the feelings. More himself
says we must steel ourselves to a certain extent when viewing
this method of distribution. “The first and hardest
lesson for each right-minded man in these days is to discipline
the heart to accept with equanimity the fatal fact
that social justice must include a considerable amount
of that disposition of Nature in dealing with her own
which we, judging by the standard of the individual soul,
are so ready to call injustice. The first step towards the
equipoise of a soul just within itself is to recognize the
necessity of a measure of injustice in the relation of man
with man and with the world.”
I postpone comment on that in order to complete in
this place the outline of More’s political thought. Guided
by the reflections of Edmund Burke, the key idea for him
is the formation of “a natural aristocracy without which
there is no nation,” according to Burke. “The cure of
democracy,” says More, “is not more democracy, but
better democracy.” And better democracy will come
when we develop more men who might fit into Burke’s
celebrated portrait of the men of light and leading:
“Men who are qualified for civil liberty in exact proportion
to their disposition to put moral chains upon their
own appetites; in proportion as their love of justice is
above their rapacity; in proportion as their soundness and
sobriety of understanding is above their vanity and presumption;
in proportion as they are more disposed to
listen to the counsels of the wise and good, in preference
to the flattery of knaves. Society cannot exist unless a
controlling power upon will and appetite be placed somewhere,
and the less of it there is within, the more there
must be without. It is ordained in the eternal constitution
of things, that men of intemperate minds cannot be
free. Their passions forge their fetters.”
This is assuredly a humanistic ideal of a natural aristocracy,
but under present economic-political conditions
have we any chance of reaching it? We may get the natural
aristocrats, but will they be anywhere near the centers
of political power? When we get to the bottom, we
are all likely to accept the definition of the political power
of the individual as being his power of self-direction; but
obviously the individual’s power of self-direction presupposes
the power of keeping himself alive. That is, the
condition of political power is economic power. To continue:
voting is a process whereby individuals empower
an executive. They increase their powers of self-direction
by concentrating them upon the executive who acts in
their behalf. But when the voters are of unequal economic
power, their votes are necessarily unequal. In fact,
the votes of many of them, who have no power of keeping
themselves alive but are correctly termed wage-slaves,
have no meaning at all: they can guarantee nothing. The
executive therefore quite naturally listens only to those
whose votes do mean economic power, because these are
the only votes coming from individuals who have power
of self-direction. It seems to me that this consideration
has a very corrosive effect on any dream of a natural
aristocracy arising in our plutocratic community.
Because the discussion of More’s economics and politics
has been rather compact up to this point, a restatement is
offered. More, as one of the leaders of the New Humanists,
has not dealt with the purely theoretical analyses of
capitalism. I do not say he is unable to, or unfamiliar
with the arguments: the fact is that he has omitted a
theoretical justification. To those who believe that the
critique of capitalism has been a devastating one, this is
an inexcusable omission. Secondly, to many people, including
a considerable number who are not humanitarians,
capitalism is an inhumane system. They would
criticize More’s sentiment of justice, which seems to me
in this particular to be weak, though it is possible he represses
his feelings from dislike of the humanitarian gushing
on the topic of social justice. There is, all the same,
a love of all men which can, which must, in fact, enter
into our sentiment of justice to temper the rigor of it, and
this love of all men to which I refer has nothing of the
humanitarian “universal embrace” about it. Without love
there is in truth no justice. But the difference between
humanistic love and humanitarian love I should define
as a difference in what in man is loved. Humanism, I
quoted Julien Benda as saying in an earlier chapter, holds
in honor the abstract quality of what is human, and this
permits us to love all men, for there is equality in the
abstract. Joseph Proudhon (to whom Benda objected)
does, I think, express the humane sentiment of justice perfectly
without spilling over into humanitarian sentimentality.
I mean he singles out that in all men which is
worthy of love and toward which one is irresistibly drawn
to be just if one loves it. “There is a tendency in every
man to develop and force the acceptance of that which is
essentially himself—which is, in fact, his own dignity. It
results from this that the essential in man being identical
and one for all humanity, each of us is aware of himself
at the same time as individual and as species; and that an
insult is felt by a third party and by the offender himself
as well as by the injured person, that in consequence the
protest is common. This precisely is what is meant by
Justice.” It is evident that Proudhon has an idea of Justice,
which is crystal-clear and crystal-hard, and that he
feels this idea intensely. The presence of a burning emotion
for the idea of Justice I cannot detect in More as a
social thinker: his idea seems a mental skeleton wired
and strung up by class feelings.
In the third place, I tried to point out that a Burkean
aristocracy will have a most difficult time coming into
being in a democracy which Georges Sorel defined as the
paradise unscrupulous financiers dream of. In short,
present-day economics in its effect on politics is all against
it.
But if the system of production for profit is untenable
intellectually and is inhumane and therefore untenable
emotionally, it may still be the best that can be put in
practice, granting that human nature is radically imperfect.
It may be good enough for man because man is not
good enough for a more perfect system. The one fatal objection
to certain revolutionary schemes in the end may
be that they are too perfect for man as he is, that they
will not work in practice as they work on paper, unless
man himself is first transformed. More made that objection,
and it is possibly his soundest argument. But
it will be interesting now to speculate on the possibility
that a radical program of economic reform might conceivably
fit in with the basic ideas and sentiments of the
New Humanists. The Soviet Union I shall leave pretty
much out of account, for there you have a fact to study
and make up your mind about. And possibly that fact
in its present degree of unfoldment demands not so much
an intellectual and moral decision as suspended judgment
from the individual American. Furthermore, I agree
with T. S. Eliot that Russian communism like Italian
fascism seems to have died as a political theory in becoming
a political fact. Our present purpose which is to determine
how flexible the Humanist attitude may be in
economics and politics is better served by reference to a
single extraordinary revolutionary (our example will be
Sorel) than it would be by an attempt in too short a space
to analyze a complicated fact that contains so many peculiarly
Russian ingredients to be subtracted before it is
really instructive to us.
Perhaps the most fascinating of all the theorists of the
social revolution (but who reads him in America?) is
Georges Sorel (1847–1922), whose Reflections on Violence
was translated into English by T. E. Hulme. Karl Marx
had plotted out the acts of the Capitalist tragedy, but by
planting the idea of a class struggle so prominently into
the minds of men, by making men more conscious of the
opposition of capitalist and proletarian, Marx also introduced
an unforeseen factor working not for class war but
for social peace. Clearly understanding by the aid of
Marx that society was in a state of internal war, the peacemakers
arose in mass. There was a general amelioration
of working conditions, there were concessions from the
capitalists, there grew up a pronounced tendency to blur
and soften the issues, to make everything a parliamentarian
question. Sorel determined to combat this movement
toward pacifying the proletariat, and the means he
chose to throw into relief again the essential struggle of
the classes was to concentrate on the depiction of the last
act of a tragedy that might conceivably play on for centuries.
He concentrated on the vision of the general
strike, the vast social cataclysm that was to overthrow the
capitalist régime. By means of this vision he hoped to
counteract the parliamentarian socialists and the philanthropic
capitalists, and thus preserve the purity of the
class struggle.
The results were curious. Mussolini has told of his
youthful fervor for Sorel’s doctrine, and Sorel wrote an
apology for Bolshevism. The best thinker that French
syndicalism has had, Sorel was nevertheless saluted with
enthusiasm by Frenchmen of the extreme right: he was
hailed by the Action Française! Pierre Lasserre, the anti-Rousseauist,
has written a book about him, Georges Sorel:
Théoricien de l’Impérialisme, and many Marxists have
been indignant because Sorel considered himself a true
follower of Marx. Evidently a paradoxical thinker. But
he was not. He was miscomprehended by many for the
sole reason that he was a revolutionary classicist, which
is not a paradoxical combination.
What Sorel did was to separate the working class movement
from the democratic or liberal-romantic or humanitarian
ideology with which it is habitually associated. He
demonstrated forcefully that there was no inevitable connection
between them. They were not Siamese twins, not
even twins, but strangers who by an accident of history
had been chained together for three score years. Sorel’s
intellect filed through the chains and showed that one
could be revolutionary in economics and classical in ethics—to
the astonishment of everybody.
As he has had practically no vogue in American revolutionary
circles, it is excusable to say a few words about his
personal development before singling out some aspects of
his classical ethics. Proudhon had tried to combine the
classical ideal with socialism, and Sorel seems to have
taken his first direction from Proudhon. Marx blinded
him with light for a time, but it was characteristic of
Sorel that he always recovered his sight and eventually
saw things with his own eyes. Nietzsche was another
master whose teachings he divided into the valuable
ideas and the rubbish. Proudhon, Marx, Nietzsche—there
were lesser masters he carefully sifted: Bergson, Vico. He
read widely, profoundly. In his first book he maintained—a
Nietzschean idea—that Socrates represented the
decadence of Athenian life, the charge being that Socrates
introduced expediency and calculation into ethics. He
wrote a study of Renan and a study entitled Illusions du
Progrès which the anti-revolutionary Maritain has commended
for its thorough destruction of the middle-class
notion of progress. The Dreyfus case completely disillusioned
Sorel with democracy and he plunged into the
anti-patriotic extreme revolutionary movement on whose
behalf he fought Jaurès and the other parliamentarian
socialists with all the withering scorn of a bold thinker
and a bold man.
I have said that he severed the ties between the revolutionary
workers’ movement and the romantic-humanitarian
ideology. He did this by scathing criticism of the
sham religiosity of the romantic movement, by excoriating
the doctrine of progress, by exposing the middle class
conception of science. The last is worth quoting for
the benefit of the numerous Baconians to be found in our
own liberal and revolutionary groups. “The history of
scientific superstitions,” Sorel asserts, “is of the deepest
interest to philosophers who wish to understand Socialism.
During the nineteenth century there existed an incredible
scientific ingenuousness which was the direct outcome
of the illusions that had aroused so much excitement
towards the end of the eighteenth century. Because
astronomers had managed to calculate the tables of the
moon, it was believed that the aim of all science was to
forecast the future with accuracy; because Le Verrier had
been able to indicate the probable position of the planet
Neptune—which had never been seen, and which accounted
for the disturbances of observable planets—it was
believed that science could remedy the defects of society,
and indicate what measures should be taken to bring
about the disappearance of the unpleasant things in the
world. It may be said that this was the middle-class conception
of science: it certainly corresponds very closely to
the mental attitude of those capitalists, who, ignorant of
the perfected appliances of their workshops, yet direct
industry, and always find ingenious inventors to get them
out of difficulties. For the middle-class science is a mill
which produces solutions to all the problems we are faced
with: science is no longer considered as a perfected means
to knowledge, but only as a recipe for procuring certain
advantages.”
There is a great deal, too, in Sorel that might be advantageously
perused by our social reformers. For the benefit
of humanitarians, I shall transcribe Sorel’s deep objection
to optimists in the ranks of reform. “The optimist in politics
is an inconstant and even dangerous man, because he
takes no account of the great difficulties presented by his
projects; these projects seem to him to possess a force of
their own, which tends to bring about their realization all
the more easily as they are, in his opinion, destined to produce
the happiest results. He frequently thinks that small
reforms in the political constitution, and, above all, in
the personnel of government, will be sufficient to direct
social development in such a way as to mitigate those
evils of the contemporary world which seem so harsh to
the sensitive mind. As soon as his friends come into
power, he declares that it is necessary to let things alone
for a little, not to hurry too much, and to learn how to be
content with whatever their own benevolent intentions
prompt them to do. It is not always self-interest that suggests
these expressions of satisfaction, as people have often
believed; self-interest is strongly aided by vanity and by
the illusions of philosophy. The optimist passes with
remarkable facility from revolutionary anger to the most
ridiculous social pacificism.
“If he possesses an exalted temperament, and if unhappily
he finds himself armed with a great power, permitting
him to realize the ideal he has fashioned, the optimist
may lead his country into the worst disasters. He is not
long in finding out that social transformations are not
brought about with the ease that he had counted on;
he then supposes that this is the fault of his contemporaries,
instead of explaining what actually happens by
historical necessities; he is tempted to get rid of people
whose obstinacy seems to him to be so dangerous to the
happiness of all. During the Terror, the men who spilt
most blood were precisely those who had the greatest desire
to let their equals enjoy the golden age they had
dreamt of, and who had the most sympathy with human
wretchedness: optimists, idealists, and sensitive men, the
greater desire they had for universal happiness the more
inexorable they showed themselves.”
Obviously this side of Sorel is quite in accord with the
reiterations of More and Babbitt. Humanitarianism, they
repeat, is a menace because in its fatuous hope of a brotherhood
of man without a prior discipline of man’s egoistic
impulses, it leads directly to the shambles and the rise of
a bloodstained dictator. Making light of the obstacles in
its path, humanitarianism, when the obstacles will not
vanish at the outflowing of sympathy, loses its head and
massacres. But it is not in the least implied that Sorel,
the enemy of Rousseauism, was on his positive side humanistic.
Quite the reverse: he rejected the method of
the golden mean, and for reasons that have some weight.
The following paragraph will serve as his criticism of
American Humanism, prepared years in advance of its
full emergence.
“The ideas held by modern ethical writers are drawn
mainly from those of Greece in its time of decadence;
Aristotle, living in a period of transition, combined ancient
values with values that, as time went on, were to prevail;
war and production had ceased to occupy the attention of
the most distinguished men of the towns, who sought, on
the contrary, to secure an easy existence for themselves;
the most important thing was the establishment of
friendly relations between the better educated men of the
community, and the fundamental maxim was that of
the golden mean. The new morality was to be acquired
principally by means of the habits which the young Greek
would pick up in mixing with cultivated people. It may
be said here we are on the level of an ethic adapted to
consumers; it is not astonishing then that Catholic theologians
still find Aristotle’s ethics an excellent one, for
they themselves take the consumer’s point of view.”
Sorel, as a matter of fact, had a vestige of the classical
religious spirit and not the humanistic temper at all. He
was an absolutist in ethics. He was a pessimist, convinced
of social determinism, which he compared to the Calvinist
doctrine of predestination, and convinced of the wretchedness
of man, or one might say, original sin. The march
to deliverance he said was narrowly conditioned by these
two: the iron laws of social determinism and the weakness
of man. Yet he believed in “a secret virtue which assures
the continued progress of the world” and defined it
as “this striving towards perfection which manifests itself,
in spite of the absence of any personal, immediate,
and proportional reward.”
Thus, he tried to root the syndicalist movement in a
classical pessimistic conception of man and to identify the
growth of the movement with the regeneration of the
world. His finest stroke was his method for rousing the
group of sentiments necessary for the regeneration: the
sentiments of disinterestedness, heroism, glory, and even
sublimity. It was the method of the myth, from which
incidentally the New Humanists might learn something,
it seems to me, which would give a real driving emotional
power to their campaign. What that something is has
already been suggested in the chapter on The Classical
Revival Abroad.
Sorel advocated the myth of the general strike. Just as
the early Christians had looked forward to an Apocalypse,
had prepared themselves rigorously for it, had shown the
most heroic qualities in enduring persecution, so, Sorel
argued, the proletariat should look forward always to a
decisive Napoleonic battle, a social catastrophe for which
every least action was a preparation, and they should understand
what the function of violence is, namely, to keep
perfectly clear the grandiose outline of the class struggle.
Into the criticism of this we need not venture. It should
be noted, however, that Sorel explained carefully that
“myths are not descriptions of things, but expressions of
determinations to act.” And finally, mention should be
made of his view that the bourgeoisie must keep up its
warlike morale. He felt it essential for the future success
of civilization that the proletariat should take over a vigorous,
and not a decadent, system of capitalist production.
No doubt this idea was one of the factors of his popularity
with the group around Charles Maurras.
My treatment of Sorel, I am aware, is too scanty to
serve as an introduction to his ideas, and at the same time
perhaps too long for the purpose now, which is simply to
suggest by referring to Sorel that the good man of Rousseau
and the Marxian revolutionist are not inseparable
companions. Sorel made a new coupling, the Homeric
hero and the social revolutionist, a combination that I
happen to think would bode better for the future.
Reverting to our proper topic, the question is: can Humanism
and the revolutionary movement join hands?
Extremely unlikely, of course, and yet I can conceive of a
Humanist revolutionary. He would have convinced himself
that in the clash on first principles of political economy
(between first principles there can be no mediation)
the revolutionaries were right, and he would therefore
oppose the forces of capitalism as strongly as More opposes
socialism. But in any revolutionary party he joined,
he would have an Augean stable of illusions to clear out
before he could satisfy himself that the revolutionists
could really fulfil their pledges of a better society. He
would have to persuade his comrades to throw out the
accumulated rubbish of humanitarianism, the naïve notions
of the goodness at heart of the proletarian, the intellectual
fallacies, the spilth of feeling that you will find
rampant in a writer like Upton Sinclair. This clearing
away of sloppy sentiment and fuzzy ideas would be of
enormous advantage to the revolutionary movement, but,
as I say, it is extremely unlikely that a Humanist Hercules
will rise to perform it. Sooner or later the technique of
mediation would, in all probability, be put to such a
strain that it would be relegated to a secondary place, and
our hypothetical humanistic revolutionist would make
foremost the method of the myth or some other disciplinary
conception. When that happened, he might retain
humanistic elements in his life, but he would cease
to be a Humanist in the Babbittean sense.
There is, however, much of a medicinal nature that the
best minds among our social revolutionaries can absorb
from their opponents, More and Babbitt, without undergoing
conversion to conservatism. Let us hope that the
bitter taste will not deter them. For they will be better
off in respect to background, values and psychological interpretation
of man than before.
After all, Sorelism in the United States is a matter of
academic interest. Extremists of the left constitute a
negligible and senseless group, and the moderate socialists
are pitifully weak. The liberals? Bankrupt in ideas;
seemingly ineffective in political action; decadent in
morale if one may judge by the slackness of the men
being groomed to follow the generation of Croly, Lovett,
Villard and Alvin Johnson. As for the labor movement
in general, is it not the despair of Communist, Socialist
and Liberal alike? Inaccessible to ideas, unrebellious,
shortsighted, what can be hoped from the American
Federation of Labor other than a perpetual seesaw battle
for higher wages and shorter hours? The Wandering
Jew, Daniel Halévy told Sorel, may be taken as a symbol
of the highest aspirations of mankind, condemned as he
is to march for ever without knowing rest. But there is
naught of the Wandering Jew about the groups just mentioned,
and a Sorelist among them would wear his heart
out in the attempt to convey a sublime vision of future
ethics.
For contrast, we may turn to Babbitt’s political theorizing
in Democracy and Leadership, which has been called
without exaggeration perhaps the weightiest book in its
field written by an American. “When studied with any
degree of thoroughness,” writes Babbitt in his introduction,
“the economic problem will be found to run into the
political problem, the political problem in turn into the
philosophical problem, and the philosophical problem itself
to be almost indissolubly bound up at last with the
religious problem.” The order is correct. But although
Babbitt thinks more coolly and, I suspect, with greater
ease on politics and economics than More, he too is least
satisfactory in economics: his treatment of that science is
almost incidental and certainly slighting. In the opinion
of many, this will not do.
Let us unearth what there is of Babbitt’s thought on the
economic problem. He rightly criticizes unorthodox political
economy for its purely quantitative view of work.
True enough, as he notes, orthodox political economy prepared
the way for this view: Locke practically identified
work with physical effort and made it the sole legitimate
source of property, and Adam Smith tended to a similar
conception of work in relation to property. But the Marxist,
according to Babbitt, fell into the deeper fallacy of
identifying work with value. Babbitt then proceeds to
discriminate among physical work, mental working on
the material order, and ethical work on oneself.
The discrimination is valid, but in making it Babbitt
seems to accept the interpretations of orthodox political
economy. Value, he appears to hold, is largely determined
by the law of supply and demand and by competition.
He notes that “as a result of the concentrated mental
effort of the gifted few, an effort displayed either in invention
or else in organization and management, the common
laborer may today enjoy comforts that were out of
the reach even of the opulent only two or three generations
ago,” and he adds the laborer “should be the first
to recognize that exceptional capacity should receive exceptional
rewards.” Quite a point is made of competition.
“Above all, social justice is likely to be unsound in
its partial or total suppression of competition. Without
competition it is impossible that the ends of true justice
should be fulfilled, namely, that every man should receive
according to his works.... The remedy for the evils
of competition is found in the moderation and magnanimity
of the strong and successful, and not in any
sickly sentimentalizing over the lot of the under dog.”
But surely Babbitt knows the arguments against each of
these points, and my regret is that he did not, while
making his defence of the established economic order,
deal closely with the specific arguments against it. Let
me cite some of these which seem to necessitate refutation
if one is to defend with a good intellectual conscience the
existing system. The Law of Supply and Demand (or
L. S. D. for short) has absolutely no weight outside the
market: it is concerned only with the relations of Sellers
and Buyers, Supply being the abstraction of all the
Sellers and Demand the abstraction of all the Buyers.
Outside the market what happens? “In all transactions
between friends, between members of the same family,
between Governments and their servants, in public
services, and in all institutions run socially or by gentlemen,
L. S. D. is kicked out of doors and the Rule of
Supply and Need takes its place,” says Orage in An Alphabet
of Economics. Again, I should say Babbitt does
not separate Capitalists and Management as he ought to,
when he speaks of the gifted minority to whom the workman
owes his increase in comfort (by the way, is increased
comfort a relevant argument?). Laborers are
responsible to Management and must always be. Management
today is responsible to the Capitalist, but must it
always be? That is the question of moment to those
who speculate about a new industrial synthesis. As for
the competition extolled by Babbitt, that has to do with
the price system which, it is a commonplace, is superimposed
on the productive system. We may profitably
hear from Orage again. “Production concerns values;
competition concerns prices. From production to competition
is a transition from value-creating to price-fixing;
and the competitive system is one in which prices are left
to be decided by the play of the market.... Essentially
Competition is sale by auction, and usually without reserve.”
A reserve price being impossible for perishable
commodities, “Competition is thus all in favor of nonperishable
commodities (Capital in particular); but it is
all against perishable commodities, and Labor in particular.”
Under those conditions one may have a feeling
for the under dog whose energy and skill are perishable
that cannot fairly be described as sickly sentimentality.
That in his plight the under dog should have to hear
so much about the bracing effects of keen competition for
him in industrial society—this is adding mockery to injury.
My own view is that capitalism cannot be whitewashed,
and for the reason that it is founded on only a comparatively
narrow portion of human psychology. It is a
function of Practical Man or Instinctive Man: it enormously
stimulates greed and virtually debars the entrance
of any generous motive. It is guaranteed to make men
acquisitive but not magnanimous. For my life, I cannot
see how it can admit within itself any forces of regeneration.
Unsound in theory, tending always to be swindling
and ruthless, it manages to work, but only after a fashion
that can satisfy no one but a very small class of profiteers.
There are plenty to make emotional protests against this
state of economic affairs but we ought to supplement
them with hard practical criticism. For that let us go
to a quarter not tinged with Bolshevik or anti-capitalist
sentiment: let us resort to the advocates of the highly
interesting Douglas Social Credit Plan in England. They
point out that the purpose of an economic system is to
produce as much as possible and to get the things produced
into the hands of consumers. If we are producing
at our maximum, and there is not enough to go around,
that is, if only a proportion of the potential consumers can
be satisfied, then there is nothing more to say from the
economic viewpoint. Suffering from unsatisfied need is
irrelevant to the economist if maximum production can
provide for only fifty per cent, let us say, of our population.
But the fact is that we produce nowhere near our
maximum, not even in wartime when production speeds
up enormously. Limited or falling production, say the
Douglas people, is only a specter: nothing more. Hence,
it follows that the present system is criticized in the most
damaging way by two undoubted facts: (1) the presence
of poverty on a large scale, that is the presence of hordes
of potential consumers who cannot acquire commodities,
and (2) by unemployment, which as I write is estimated
at from three millions to eight millions in our country,
unemployment meaning unused producing ability. We
can produce more, immensely more than we do: witness
the fact of unemployment. We can consume far more:
witness the fact of poverty. Understand this, and you
have some idea of the sheer inefficiency of the established
system. One important qualification must be added: the
Social Credit people find the source of the trouble not
in private ownership of the tools of production or in
unequal distribution but in the money industry, in the
financial system, which is what they propose to reform.
I have gone into details of criticism in order to show
that the New Humanists are fairly caught on the capital
charge of failing to recognize the economic problem.
However sensitive they may be to the “excesses” of capitalism,
they accept it and the financial system with it as
the defensible status quo, and with no great marshalling
of reasons either. I would urge on them, not any one of
the proposed solutions current, but the adoption of the
mood and temper appropriate to a baffling problem whose
dimensions cannot be ignored. The case as I diagnose it
is similar to that in which the modern man finds himself
put in respect to science. The case calls for an awakened
curiosity, earnest search for solutions, the keenest criticism
of both the status quo and new theories, the cultivation
of impartiality. I should like to see the New
Humanists with their background of ideas, their equipment
for criticism, their breadth of vision, convert themselves
into eager, impartial students of our common
economic problems. I find them to be not free-ranging
students in this field, but tied uncritically to the existing
industrial order, an order furthermore that has had a comparatively
brief historical existence. But why should they
not become our best critics of economic questions, uniting
general culture to familiarity with the special science
of production?
What we need stands out with absolute clarity: a livelier
research into the alternatives to or revisions of capitalism
and a livelier criticism of these alternatives or
revisions. Many American intellectuals at the present
moment, discouraged with democracy, think of only two
alternative possibilities, Bolshevism and Fascism, each, I
may say, being abhorrent to the New Humanist. For the
American Humanist appears to commit himself completely
to the democratic experiment, and to have more
respect for the old ideas of democracy than you usually
encounter nowadays in our disillusioned intelligentsia.
But what vitiates democracy so terribly that it becomes a
pretended thing? Profiteer economics. On the other
hand, in the case of Bolshevism as in the case of Fascism,
democracy disappears; individualism goes down to defeat
before the dictatorship. If we would retain democracy
then, the fact not the pretence, we must revise the economics
associated with it, and that perhaps is possible.
At any rate, we have not exhausted all the alternatives
even in speculating about revision. We have not even
assembled all of them before us for study and discussion.
The proof of this is our ignorance of the dazzling Social
Credit Plan of Major C. H. Douglas, which I mentioned
above. Agitated for in England ever since the Great War,
it has yet failed to cross the Atlantic, or rather one has to
use a high-powered microscope to see the few American
students of it. This is easily explainable, however, since
with justice Major Douglas has been called the Einstein
of economics, and a considerable amount of free brain,
of unmortgaged intellectual energy, must be expended to
grasp his novel and yet non-revolutionary, non-confiscatory
scheme of reform. Although I know it is impossible
to understand his proposal from the germ, I yet will give
the germ-proposition on the chance that it will pique the
curiosity of those rare readers who can detect even in the
germ the presence of a new principle that promises to
be worth study. The gist of his proposal is simply to
regulate prices by productivity, by relation, that is, to
supply. I will add that the Douglas criticism of Marxian
economics is that it confuses ownership with control. We
must look, not to ownership, but to the financial system
for the real control that is exercised today over industry.
Has Major Douglas, as it is claimed, reached the bottom
of economics?
I think the New Humanists should be interested in the
question, and if they should, they would certainly steal
a march on that portion of intellectual America which
prides itself on its vigilance for new ideas, but which to
some of us often appears a little sluggish in living up
to its boast. Perhaps in the Social Credit Plan the Humanists
would discover not only the key economic
theory, but a theory which when applied would make
their politics entirely feasible. For the Plan alters nothing
but the financial system.
We have all seen what one writer calls the degeneration
of government from a plane of democratic idealism
and tolerable administration to a plane of control by political
machines, ward-bosses and racketeers, and seeing it
a great many intellectuals have given up hope of democracy,
have ceased to be even interested in it. But this
writer, Jean Toomer, goes on to speak for a larger mass
of our citizens when he notes that “there is still enough
idealism left in us, there is still active in us a sense of
decency sufficiently strong to make us feel unhappy about
this trend. We cannot laugh at it or shrug our shoulders
and play the game ... there still exists in most of us a
fairly strong wish to see the American political experiment
turn out well; and for this reason we ask of a political
writer that he show a degree of resistance to
political rottenness, a degree of insistence on decency,
ability, and intelligence in politics.” Babbitt’s Democracy
and Leadership, the supreme Humanist treatise on American
political thought, was written not for futilitarians or
cynics but precisely for the mass of intelligent citizens
described by Toomer who wish to see democracy turn out
well. The baldest of summaries must here suffice for a
work that should have given rise to a whole literature of
commentary.
Democracy and Leadership studies types of political
thinking from Aristotle to Woodrow Wilson, with special
attention given to the naturalistic imperialism of
Machiavelli, the idyllic imagination of Rousseau when
it dreams on politics, and the moral imagination of Edmund
Burke. Like More, Babbitt leans heavily upon
Burke’s ideas of a natural aristocracy, the power of example,
and the imaginative justification of privileges.
One of the strongest features of the book is its study of
the humility of Asia expressed in Buddhism and Confucianism.
The West learned sufficiently the lesson of
self-reliance in the Renascence, but it has not learned
the lesson of humility, and from the Babbittean standpoint
this is essential.
A very brief description of Babbitt as a political thinker
would note first that he is an anti-imperialist as well as
an anti-Bolshevist. He is in fact an old-fashioned democrat
who thinks that whatever the quantitative achievements
of the United States have been, qualitatively we
have thus far failed. He opposes the Jeffersonian tradition
and regrets the victory of Andrew Jackson. His
tradition is strongly unionist. Washington, John Marshall,
Lincoln, the last viewed as a unionist rather than
an emancipator—these are the principal figures in his
democratic tradition. It is perhaps not too much to say
that Babbitt considers the Declaration of Independence
a Rousseauistic document and the Constitution a humanistic
document. At any rate, he makes much of the
Supreme Court as a check on the spontaneous popular
will and stands firmly for constitutional democracy as
against direct democracy.
His program? The formation of a Socratic remnant.
We need a movement, he says, in our political life which
will be Socratic, Aristotelian and Christian, a movement,
that is, that will stress definition, habit and humility.
The beginning is to subject our catchwords—the political
terms that sway our imaginations and actions—to a
Socratic dichotomy, and in this book Babbitt himself performs
some masterly dichotomizing of such infectious
words as “service,” “liberty” and “imagination.” The
Aristotelian phase of the program is education along the
lines we observed in our last chapter. The Christian
phase has to do with the recovery of humility.
It is evident, I think, even from the bare outline how
Babbitt runs the political problem into the philosophical
and religious problems. Where one boggles is at the very
beginning, the economic problem as it merges into the
political. That is, Babbitt’s politics has to compete with
his economics, and at the present time economics in
practice is the determinant. As in the case of More,
Babbitt is most convincing in dealing with Man Psychologic,
least convincing in handling Man Economic.
His enemies, I may add, are most persuasive about Man
Economic and least equipped to study Man Psychologic.
The economics of commercial men (the science, that is,
of production for profit, not the science of production for
use) puts the whole question of right relations between
man and man far up in the air. We can theorize about
these relations as much as we like but when we drop to
earth again, present economic habits spoil the theories.
There is, for instance, nothing in the least degree Utopian
about Babbitt’s politics. He is thoroughly realistic in his
political vein, but all the time he is working in that vein
he presupposes not a reform of the economics of commercial
men but an amenability on the part of this black
economics to his theory of democracy.
In this chapter I have deliberately tried to keep the
problem of relations between men (politics and government)
in the air, as in an earlier chapter I deliberately
endeavored to raise man’s concern with the physical universe
up into the air. That is where I think such topics
should be now: they should be open questions toward
which the best attitude is an open attitude. Therefore I
used a writer like Georges Sorel as a wedge to break apart
our fixed ideas about classicism, romanticism and revolution.
To conclude the chapter, I shall now give several social
attitudes which I think are, in our time of dissolving
answers and new-formed questions, compatible with
American Humanism as a basis. They are a policy of
detachment, the religious view of Cæsar and his things,
liberalism (yes, liberalism, but a special kind!) and
anarchism (also a special kind). And although in discussing
these attitudes, I shall refer them to the American
Humanist, please understand that in this connection
I am identifying the intelligent skeptical modern man
with the Humanist. What, in short, should be the rôle
of the civilized man toward practical affairs? He should
adopt a policy of detachment, urges Julien Benda in his
recent widely debated book, The Treason of the Intellectuals.
In this work Benda deplores the entrance into practical
life of European intellectuals. For, he says, there are
two moralities, a worldly practical morality and a disinterested
“clerical” morality, and the two should not
mingle to their confusion. They have existed parallel
throughout civilization, the “clerk” or intellectual guiding
himself by one set of values, the layman by a totally
different set. But today, charges Benda, the “clerk” forsakes
his disinterestedness, enters the practical world and
promotes the growth of national, class, race and party
passions and hatreds. This is the treason to the intellectual
order committed by such diverse men as Kipling,
D’Annunzio, Sorel, Péguy and Maurras. Fidelity to the
intellectual order is detachment from political and class
activities: it is setting the example of pure devotion to the
values of culture and to those alone. Thus the intellectuals
affect life, not by throwing themselves into its partizanships
and justifying them, but by removing from them
and setting up an example whereby men may know their
own lay morality for what it is.
This clearly is not the view of More and Babbitt. Their
natural aristocracy is not conceived as aloof but as exerting
pressure directly on lay affairs, as seeking to control
them by its superior wisdom and morality. But should
the New Humanists gain in numbers, I would expect to
see among them before long adherents of Benda’s thesis,
for personal predilections will always lead some men
toward such a standpoint.
Benda, it should be observed, does not quite take the
religious view of market and state affairs. “Render unto
Cæsar the things that are Cæsar’s, and unto God the
things that are God’s” specifies the clear vision of two
orders of things, but is actually the code of a very paradoxical
and rare type of person, the unworldly man of
the world. The things of Cæsar are to be known for what
they are and conformed to for what they are: they are
not, however, to be justified. In this way the religious
person is in the world, but it is not his home, he is not
of it because his estimate of it differs from the estimates
of the men around him. Consider Socrates’ outward conformity
to the customs of Athenian life and his inward
non-conformity. Why this paradox in the religious person?
Is it that he sees simultaneously the world’s need
for reform and the impossibility of reform? Does he see
that things in the main must be as they are, and only
individual salvation is possible? What makes him render
unto Cæsar, but with such perfect lucidity and no laudation,
the things that belong to him?
The nut in these days of remoteness from religious inspiration
is too hard for us to crack. We can only wonder
at the early Christian secret of accommodating oneself
to the world and yet placing oneself above its customs
and grandeurs. So though Benda approaches the
religious conception of two moralities to be adjusted to,
he actually counsels withdrawal from the first, the practical
world, and a resolute turning to the world of ideals.
More and Babbitt, on the other hand, as I have tried to
show, actually do a little justifying of the economics of
Cæsar. They would have the civilized man do more
than put up with a necessary evil: they would have him
defend it. All in all, we are not likely to see much evidence
in our era of a genuinely early Christian view
toward the market place and the legislative hall.
But can we imagine the undogmatic liberal lamb and
the dogmatic humanistic lion lying down together in the
breast of one individual? Not long ago I dismissed the
liberals, perhaps too airily, for their bankruptcy in ideas
and their impotence in action. Not to speak of the betrayal
of liberal hopes by the Treaty of Versailles, impotent
the liberals had to confess themselves to be after
the failure of their concerted effort to secure a new trial
for Sacco and Vanzetti. Do their best, they could not
avert that tragic stain of suspicion on Massachusetts justice
that will never wear off. Again in the Smith-Hoover
presidential election, they were as ineffective as their
enemies could wish. But one does not mock the defeated,
one only asks that such bitter lessons as defeat gives should
be patiently conned. Has American liberalism shown in
the last two years any disposition to revise itself, or to
seize on a new idea, or to adopt a new set of tactics, or to
overcome its defects? Apparently only two liberals have
really tried to overhaul their policies and they are Walter
Lippmann and the late Herbert Croly. Of the two,
Croly in my estimation went deeper in his fragmentary
writings in the New Republic than did Lippmann in A
Preface to Morals. From 1924 until his illness in 1928
Croly appeared to be, in Arnold’s language, “turning a
stream of fresh and free thought” upon his previous stock
notions and habits, and in 1927 and 1928 the results began
to be excitingly visible in his editorials and occasional
articles. In particular, the defeat of the agitation for
Sacco and Vanzetti seems to have deepened his sense
that some all-important element was missing from American
Liberalism. Liberalism must transform itself into a
discipline of self-liberation was his conclusion, and he
hit on the term, Socratic Liberalism, to distinguish the
new conception from the old faith in legislative action
and environmental improvements. “What liberals need
is not a new concrete political or social program,” he concluded.
“They need a new evaluation of all programs,
a new attitude towards them and a new method of giving
reality to them.”
Liberals have always been short on two things: skepticism
and a full realization of the inner life. They have
been long on curiosity, on tolerance, on human kindness,
on a sense of the plasticity of man, on optimism. They
have put their faith in what Arnold called machinery,
that is, in programs of social and economic engineering,
many of which have turned out to be both available and
realistic plans of action. Generally speaking, the American
liberal believes or hopes that the ethical defect which
capitalist economy introduces into the practices of the
State can be overcome by education, a belief that contrasts
with the pessimistic view of More, which we noted,
namely, that the defect is inherent in human nature.
Croly’s radical proposal was simply to marry liberal
curiosity and sentiment to skepticism. “Although,” he
wrote in an important editorial entitled Realistic Liberalism
(New Republic, November 23, 1927), “liberalism
was fundamentally an attempt to give increasing dignity,
enlightenment and fulfilment to human life, it has
moved towards its goal almost entirely by trying to improve
the political and economic environment of modern
men and women. Its program called for the services of
expert political or social engineers and invoked the legislative
power of the State to put the program, which might
be either negative or positive, into effect. But in all its
efforts, it assumed that an improvement of the conditions
in which people lived would liberate a corresponding
moral and intellectual energy in the people themselves.
From this point of view, liberalism was a well intentioned
but inconsiderate attempt to redeem human nature without
asking human beings to participate in their own redemption,
except by devising social programs, winning
elections, passing laws, inventing more machines and increasing
individual and social capital. They were never
asked to revolutionize and reform the inside of their own
minds or to ponder what, if any, the relation might be
between political self-government and individual self-government.
They have rarely asked the question
whether a liberated society, in which there was little or
no oppression, no privation and no monopoly of power,
wealth and comfort, might, nevertheless, be composed of
extremely cheap individuals.”
It is commonly thought that skepticism of the machinery
of social reform puts a blight on one’s desires for
material improvements. But it does not necessarily do
that, certainly not in Croly’s case. Skepticism does blight
opportunism and the exaggerated faith attached to projects
of external betterment, but the desire to experiment
remains: only the experimenter realizes he must not be
cocksure of himself, he must be humble and admit the
need of a rigorous self-culture prior to social experiment.
Skepticism is in fact a great reviver of the inner life, and
Croly became in his last articles a preacher on the neglected
text, “The Kingdom of Heaven is within.” Like
Arnold, he declared in substance that culture is a condition
of internal working. “Liberals are invited, consequently,
to repent of their dependence on mechanism and
to practice on themselves the faith in enlightenment
which has always been their stock-in-trade.... The only
realistic policy for liberals is to start methodically to
stretch and intensify their consciousness in the hope that
it will become eventually a more adequate instrument
for the watching, the understanding, the unfolding, the
harmonizing and the deliverance of their personal lives.”
To Croly, then, the important thing was that liberalism
should be more than a doctrine or a program: it should be
a discipline of self-liberation, for only the self-liberated
are qualified to become liberators of others. Anybody, of
course, can mouth generalities about self-emancipation,
internal development, and so on, and anybody does. The
rare person—the person who really means to do what
he says—goes a step further and inquires and speculates
about a method of self-liberation, about some definite
means of converting rhetoric into facts. This, in such
editorials as Socratic Liberalism (New Republic, December
28, 1927) and in such articles as The Human Potential
in the Pacific, Christians, Beware, and Consciousness
and the Religious Life Croly proceeded to do. He
wanted a scientific method for self-study and self-development,
and he actually proposed one summed up in this
sentence: “So the hypothetical separation by the individual
of himself as an observer from the accidents and
the compulsions of his actualized personality, and his systematic
effort to be aware of how this personality behaves,
may prove to be the indispensable route to liberated and
reunited consciousness of self.”
This, as you see, sets up a working dualism in human
psychology. But the interesting thing is that Croly’s
effort to introduce at the back of liberal sentiments and
liberal intellectual interests the two elements of skepticism
and a practical concern with one’s own psychology was
completely abortive. Not even the editors of Croly’s own
paper have picked up his revolutionary proposals and carried
them forward in the slightest way.[8] The most profound
liberal in America thoroughly failed when it came
to lifting liberalism out of its groove. But unless I am
very wrong, some kind of entente could be worked out
between a Socratic Liberal and a Socratic Conservative or
Humanist. They would at least find a ground for basic
agreement and differ, when they differed, on opinions as
to the passing trends of the time.
Finally, we come to that special brand of anarchism
which I anticipate will be acceptable to some Humanists
in the future. The New Humanists have been freely upbraided
by many people anxious as they say “to do good
to others.” What! these well intentioned persons have
said, bother with self-reform when there are so many
ills of the world to be alleviated! Play with definitions,
heed the Inner Check, talk about discipline when social
abuses abound! “And what,” says one of the epigoni of
the New Republic, “has Humanism to do with the scene
outside my window: with the jobless men who saunter in
the dusk, or the dying village, or the paper mill abandoned
across the river—this mill whose owners have gone
South where labor is cheap?”
A lengthy reply to that has been in print for seventy-six
years in the whole final section of Thoreau’s first chapter
in Walden. “As for Doing-Good, that is one of the
professions which are full ... Men say, practically,
Begin where you are and such as you are, without aiming
to become of more worth and with kindness aforethought
go about doing good. If I were to preach at all in this
strain, I should say rather, Set about being good. As if
the sun should stop when he had kindled his fires up to
the splendor of a moon or a star, of the sixth magnitude,
and go about like a Robin Goodfellow, peeping in at
every cottage window, inspiring lunatics, and tainting
meats, and making darkness visible, instead of steadily
increasing his genial heat and beneficence till he is of such
brightness that no mortal can look him in the face, and
then, and in the meanwhile too, going about the
world in his own orbit, doing it good, or rather, as a
truer philosophy has discovered, the world going about
him getting good.... There are a thousand hacking
at the branches of evil to one who is striking at the root
and it may be that he who bestows the largest amount of
time and money on the needy is doing the most by his
mode of life to produce that misery which he strives in
vain to relieve.... Do not stay to be an overseer of the
poor, but endeavor to become one of the worthies of the
world.”
This is the twofold defence of the individualist: he
confesses his doubt that men’s knowledge and powers
as they are can do more than merely meddle and muddle
in social relations and he insists upon the regeneration of
oneself as being in the long run beneficial to those around
one. It is the very essence of the social criticism of the
American Humanists and conceivably to some temperaments
among them it might lead, as it did in Thoreau’s
case, to personal secession from the United States! The
social anarchist like Thoreau is not heartless: he is convinced
of being helpless—like the man who has not
learned to swim and sees some one offshore drowning.
The humanitarian plunges to the rescue, but as he cannot
swim, the only result is he drowns too. The Humanist
suffers from the spectacle of drowning souls, but he may
sensibly conclude with Thoreau that nothing can be
effected toward saving them until one has oneself learned
to swim.
If American Humanism spreads, my prediction is that
we shall eventually see its adherents manifest as rich a
variety stemming from certain conventions of thought,
feeling and discipline as we perceive in Renascence Humanism.
We shall see humanistic disciples of Thoreau
doggedly resisting the pleas of the Doing-Good professors,
liberal Humanists annoying by their socratic tendencies
the orthodox liberals, detached Humanists accused of
defeatism and retreating to ivory towers of thought, Socratic
Conservatives like More and Babbitt, and perhaps
even a few Humanists tinged with the religious view of
politics and government. But we shall hardly see any
measure of popularity attach itself to any of the positions
I have adumbrated.
XI THE DILEMMA OF THE LIBERATED
“Intellectual freedom is earlier and easier than complete
spiritual freedom.”—T. S. Eliot in the Hound
and Horn magazine.
In the last sixty years isolated individuals of distinction
have told the Western world that it was living in a state
of decline. Nietzsche was probably the most tormented
of these prophets and used the strongest language. Modern
man to him was an instrument out of tune: mankind
itself was degenerating. We in America had Henry
Adams charting the change from mediæval unity to twentieth
century multiplicity and theorizing about the degradation
of the democratic dogma. Today Bertrand
Russell is quoted as saying that the clock of Europe has
been running down since the Renascence, Chesterton
advises us that we are simply existing on our Catholic
capital and using it up, Whitehead notes that science has
lived on the accumulated capital of the ideas of the seventeenth
century and that religion has been weakening
for several centuries. But all these contemporaries manage
nevertheless to keep a cheerful outlook, Whitehead elaborating
thoughts for a new scientific and philosophic
synthesis, Chesterton rejoicing in his personal rediscovery
of Catholic truths, and Russell being, as a wit has expressed
it, terribly at ease in hell. The man with the
most complete brief is Oswald Spengler, who studies the
morphology of history. In his philosophy of history synthesized
from a survey of eight cultures (Indian, Mayan,
Greek, Egyptian, etc.), it is held that we in the West have
our spring and summer, are now in the autumn
and inevitably must pass to the winter stage of our cultural
cycle. Gone is any possibility of a Renascence: we
have had ours, and are now in the megalopolitan “civilization”
phase, committed to technology, destined for
more huge wars, the uprising of untutored hordes, and
the coming of dictators. The arts will perish as important
influences.
Spengler has popularized the notion of the decline of
the western world, but after all it remains just a notion
to most people. Very few are really convinced to the
marrow that European and American civilization is on a
downward slope. Some say it is, but they merely say it:
some think so, but merely think it. To find a man who
is saturated with pessimism about our present and future
state is almost as rare as to find a Rosicrucian in
contemporary intellectual society. Our general tone is
optimistic and conceited with only an occasional breakdown
when we focus on some particular spot and admit
that it is unhealthy now and likely to get worse. But we
cannot grant that certain epochs in the past were greater
than our own: we cannot get it out of our heads that we
are an improvement on all previous generations: we cannot
shed our faith in progress and see our whole civilization
as a retrogression.
The chief exceptions are Paul E. More and Irving Babbitt.
They differ from Spengler in being much more cautious
generalizers: they talk about one culture only, and
chiefly the last four hundred years of that. They do not
think metaphorically about history or try to construct a
science or philosophy of history. A chief point of difference
is that they repudiate fatalism, admitting that we
are biassed to roll down one groove of the future but not
denying that other possibilities still remain open and
asserting that by a great effort we may select one of these
as our future. The nearest they come to writing history
by analogy is to point out the similarity between Alexandrian
culture and many of the phenomena of contemporary
learning and to make a tentative comparison between
the decadent imperialism of Rome under Tiberius
or Nero and the present tendencies in the United States
toward discarding standards, increasing luxury, and
fomenting factional strife just as we approach the acme
of power. But, generally speaking, Babbitt and More
confine themselves strictly to the portrayal of psychological
decay in one locality, Europe and America taken together
as Western culture, during one definite span of
time, the last four centuries and particularly the last two.
I have remarked that they do not think metaphorically
about history, yet their teaching can be concentrated in a
metaphor, and perhaps without loss of subtlety gain in
power of appeal.
We can go about picturing the Fall of Western Man
if we adopt the Platonic truism that society is simply a
man writ large, for we are then free to figure Western
society as an Atlas the Endurer who rebels against being
otherworldly, ceases to uphold the heavens, and turns this-worldly.
At first his old habits of thinking and feeling
persist: he has merely ceased to make effort to miraculously
sustain his center of gravity outside himself in the
“other world.” But now his center of gravity shifts to
within: he no longer stands perfectly upright, strained toward
the Absolute, but leans a little toward this earth. As
he now thinks, the heavens did not all these centuries
really need his support; he was deceived by a myth, he
thinks, and it does not occur to him that he was the one
who benefited by his posture and effort. As he leans toward
the earth, he rejoices in his freedom to lean. This is
the end of the Renascence. Well in the past now is the era
of Gothic cathedral building which showed what incomparable
architecture Atlas was capable of when he held up
the heavens. Well past, too, are many other strangely
beautiful things, among them “La Gaya Scienza” of the
Provençal culture. From now on a new order of behavior,
and it is at this turning-point that More and Babbitt
begin closely to observe Atlas. What they see is a
gradually shifting and settling of the center of gravity of
his psychology.
For a time he holds himself almost upright. He cultivates
sprezzatura. He is the seventeenth century gentleman
and scholar who does not pride himself on anything.
He fears specialization and believes that “perfected good-breeding
consists in having no particular mark of any
profession, but a general elegance of manners.” But he
sways a little: a slight turn and he is neo-classical and
becomes stiff, conventional, puristic, the center of his
gravity in his mind. He has begun to totter in the direction
he leans—toward the earth.
Then More and Babbitt observe how the giant makes
a violent effort to right himself. It is the romantic recoil
from the neo-classical aridity. It is Rousseau and his
followers raving against trying to put one’s gravity-center
outside oneself, or against trying to keep it established inside
oneself in the mind. Slowly the center changes, then
drops suddenly into the emotions. Atlas becomes fiery.
He is a Jacobin. He sets up democracies wherein popular
feeling may sweep more freely. He colors philosophy
with subjectivism: henceforward it is not the drama of
the universe but the inward drama of the psyche that
he ruminates upon. He institutes rebellion in the arts,
confusing them, and he chases like a madman after sensation.
The phenomena of his new state—his predilection
for idyllic dreams, his praise of spontaneity and
idiosyncrasy, his love of delicious revery, his dislike of
discipline, etc.—grow countless. Atlas is ruled by his
feelings, and they are not counterweighted by his mind.
Whole parts and functions of his psychology are going
to rust, most disastrously of all his will. No wonder he
sprawls forward on all fours. With his center of gravity
in his unbridled feelings, he must fall.
But now is his center sinking again? Will Atlas, no
longer the Endurer, be changed into a cunning savage?
Will he become simply a creature who exploits the earth’s
resources and alternates his labors in production with a
complete spineless subsidence into physical comforts?
Is the day of Apeneck Sweeney and Molly Bloom dawning
on a culture that has known the sardonic Swift and
the charm of Madame de Sévigné? Atlas who used magnificently
to bear up the sky—is he to be stretched prone
in comfort in the twenty-first century, no vulture tearing
at his flesh as at his brother Prometheus, but a radio to
lull his mind?
The signs are plentiful of another transition: we have
gone from the dominance of religious values to the dominance
of intellectual ones and then to the primacy of
emotional values. The last stage—barbarism—will occur
with the complete triumph of practical and instinctive
values. Then Atlas will indeed be but an economic creature,
cleverly producing what he needs by the least effort,
and spending his increased leisure in the pursuit of cheap
distractions from thought and serious emotion. He will
truly have diminished to the ninth part of a human
being.
Such, in a picture, is my reading of the critique of
Western civilization so elaborately and weightily presented
by Babbitt and More. They have traced the movements
of our psychological center of gravity and view
with foreboding the future of a society whose members
will not make the almost impossible struggle to elevate
its center, to resume the former standing posture of Atlas.
But this simplification should be followed at once by a
warning to the reader who has not consulted the whole
body of works by Babbitt and More. Do not surmise they
have trimmed to a thesis. They have been the patient
collectors of historical evidence, and the thesis emerges
from a study of all the gatherable evidence. “By their
fruits ye shall know them,” is Babbitt’s working rule.
Secondly, do not think that the evidence, while susceptible
of simplification in the mass, is in detail simple. Man
is as prolific in ideas as Nature is prolific in insects (unfortunately,
most ideas are of the insect order): he is a being
as full of desires as an egg is full of meat (and his shell
has been broken): he is as active and restless as a monkey
(and about as purposeless). Consequently, his mental,
emotional and instinctive manifestations are variegated
in the extreme. Variegated, but not pure chaos, not without
a pattern. Babbitt and More are pattern-perceivers,
not imposers of arbitrary patterns. In the third place,
do not think that all value is denied to romanticism and
naturalism. They have in fact many good elements,
which More and Babbitt fully recognize. What is bad
about these schools is their rejection of the more human
elements in our psychology, what is bad is their glorification
of a lowered center of gravity.
The New Humanist, as any one knows who is acquainted
with his mind, does not wish to turn the clock
back but to incorporate the gains of romanticism and
naturalism into a broader synthesis with a more stable
center.
A few people can take seriously the question of the
degeneration of our civilization. If you are one of these,
prepared to admit seriously the possibility that the species
of mankind may over long periods fall and rise in quality,
then you are likely to reflect seriously on all the questions
that American Humanists find of the first rank and interest.
If you approach these questions with the same intent
sobriety with which they are propounded, then you will
find a dilemma confronting you. At one horn there is
Naturalism: at the other—Humanism. The statement
signalizes a change in this book: up to now it has been an
interpretation of American Humanism, from now on it
will be a criticism. It is plain that I find the naturalistic
horn no horn to grasp. Its disadvantages have been too
forcibly presented by the writers grouped around Babbitt
and More. On the other hand, we would have to thank
their opponents had they revealed with equal skill and
force the drawbacks and dangers attached to the alternative
horn, but I cannot feel that the anti-Humanists have
done their business satisfactorily to date. They have been
rather living examples of the fallacies and partialities exposed
by the New Humanists than the exposers of the
latter’s weaknesses. The reason is that almost to a man
the anti-Humanists were not seriously and fundamentally
interested in the questions put in the foreground by the
Humanists. They saw no dilemma, because in the absence
of serious and passionate concern over the main
issues, there is no dilemma.
What is there new that the young chips from the old
block of rationalism can tell us? The limitations of nineteenth
century rationalism have been established for some
time: years ago we cashed all its cheques and its account
has not been replenished. Likewise the humanitarian’s
credit since the Great War has been low. He may tell us
now that the problem of the will is unreal and the business
of improving the environment of man will gradually
solve the problem of human happiness, but we are
not living in the hopeful spring of 1914. We do not see
man any longer in a rosy light. It is the same with the
æsthete: he too is a pre-war creature. Representatives of
all these types were huddled together in the symposium,
The Critique of Humanism, and there carried on the
old warfare of the allied Romanticists and Naturalists
against the Humanists. But that war has been fought to
a finish, and it is tiresome not to have some new developments.
Also it appears we have come down a long way
from the days of Shelley and Coleridge, of Darwin and
Spencer, of Flaubert and Zola who did indeed make
Naturalism and Romanticism something to argue about.
We are down now to the intellectual nursery—to the
childish quarrelsomeness of a Burton Rascoe and the
peevish complaints of an Edmund Wilson (whose excursion,
by the way, into the criticism of Sophocles deserves
a mirthful place in the memory of the cognoscenti).
We wish however to take the anti-Humanist attack at
its high point, not at its feeblest, and the acclamation of
reviewers nominates the piece by Lewis Mumford, Toward
an Organic Humanism, as the best to be had. The
essay produces a glow in the reader, as Mumford almost
always succeeds in doing, but when the glow fades and
the substance is coolly inspected, the keen reader is bound
to feel that he has been cheated by the author’s cheerfulness.
There is no originality of thought. The usual contention
that the American Humanists cut themselves off
from contemporary life. The usual contention that they
are too negative. The usual misinterpretation of “the
inner check.” The air of an enthusiastic master unveiling
the secrets of “organic humanism.” And the secrets?
They appear rather banal, vague, inconclusive. Life is a
“multitude of functions”: we must live in a state of tension
and grow and renew ourselves: we must reconcile
almost everything in sight. “The world is so full of a
number of things, I’m sure we should all be as happy as
kings.” At the end the essayist generously offers a big
bed wherein he assures us romanticist and classicist, Humanist
and mechanist, naturalist and idealist, divested of
their philosophical clothes, can lie down happily together.
I am not convinced that we can progress very far by the
method of obliterating intellectual distinctions which discriminating
men have labored to erect. If this piece by
Mumford is the best anti-Humanist criticism, it looks as
though there was nothing to do but to set out from here
to plough a fresh furrow. Let me hope it will not be a
lonely furrow as well.
It is, from my viewpoint, necessary to make an almost
clean discard of all the current adverse criticism of the
New Humanists recently committed by American writers.
I would myself give away all of it to the needy poor in
intellectual circles for the few lines written years ago by
A. R. Orage on Paul Elmer More’s The Drift of Romanticism.
“Mr. More,” he said, “has also, it appears to me, the
defect of orthodoxy—he fails to realize the inevitability
of heterodoxy and the consequent necessity of paradoxy.
The classic is for him, as it is for me, the perfect literary
form: all form, in fact, is classic. But the romantic
should be recognized, when it arises, as a challenge to
form, as an impulse demanding severer forms to contain
it.” This, praise be given, does take a step towards a new
criticism of orthodox classicism. It does not rest on mere
dissatisfaction with the emotional side of American Humanism,
a dissatisfaction that is so widespread there must
be something to it, but it actually points out the defect.
What is more, it suggests a way to overcome the defect,
and that not by denying the distinctions involved but by
incorporating them into a paradoxy. It challenges the
student to make an entirely new approach to an old controversy.
Orage, it should be noted, has always been profoundly
interested in such questions as the American Humanists
now raise anew: the quality of modern society and the
quality of the modern individual, the art of life and a
technique for practicing it, the nature of man and his
need for regeneration, moral responsibility and how to
attain it, the contraction of men into specialists and the
way unto Renascence fulness of experience. Without
profound interest in questions of this nature, there is no
dilemma to be produced, and no need for a paradoxical
attitude to face it.
With that recognized, let us now press forward to grips
with the New Humanism.
Twentieth century Humanism undeniably has an appeal
for the liberated man or woman. Of course, I do not
mean liberated in any absolute sense, but use the word in
its present conversational meaning to signify those who
have freed themselves of popular delusions. I mean just
that civilized minority that do not need the offices of H. L.
Mencken to open their eyes to current cant. They are, to
be brief, total disbelievers in the so-called “American
Credo.” It is not easy to shock them about sex. They
have learned to view many of the facts of life realistically.
They are of a questioning turn of mind. They prefer
sophistication to godliness. Generalizing, we can say they
have shed two classes of superstitions, the superstitions
that have usurped the place of ancient religion and the
superstitions that flourish in the neighborhood of modern
science. They do not believe, that is, that either the
churches or the scientists “can fix everything up.” Emancipated
from the official Christianity of our day, disillusioned
about the day’s science, they experiment and drift
in a middle region, an amorphous group, curious about
the possibilities of life but skeptical of finding a pansophy.
In the last decade and a half in America they veered
toward naturalism and now know what awaits them in
that quarter. Romantic disillusionment—disheartened
optimism—the modern distemper so eloquently confessed
for our generation by Joseph Wood Krutch. Now apparently
a vanguard is veering toward Humanism. And so
far one can distinguish two main types among this advance
guard—those who have the humanistic temper by
nature and those who are naturally of a religious inclination.
What the humanistic temper is this book has sought to
make clear. I will add now one further example and one
more description of the temper. The example is the poet
Robert Frost who in all probability holds no formal views
on American Humanism, and perhaps is largely unacquainted
with the ideas of Babbitt and More, but who
nevertheless writes verse highly satisfactory by humanistic
criteria. An intimate understanding of this poet’s psychology
through his works will give you better than reams
of exposition what the actual flavor and humor and clear-cut
quality of humanistic experience is like. The description
of the humanistic temper is by Robert Shafer. Writing
in the Hound and Horn, Summer Issue, 1930, Shafer
said: “The true humanist has ever been a practical man of
the world; avoiding those tempting chimeras metaphysical
speculation and pseudo-science; suspicious of rigid abstract
formulations; preferring to define his position tentatively,
by the methods of critical scrutiny, in close and
fruitful relation to actual but ever-changing circumstances;
avoiding the self-defeating violence of revolution;
preferring to work with and through existing institutions;
sacrificing sudden impressiveness to steady, quiet persistence;
not expectant of victory; and content even with apparent
defeat in untoward times if apparent defeat is the
reward of moderation, sane judgment, disciplined taste,
and a comely serenity.”
As for the liberated who are religiously inclined, who
have, that is, the religious temperament, they are quite
easy to describe. I refer simply to intelligent civilized
men and women who are accessible to ideas of a religious
order, who are prepared to entertain but only to entertain
religious assumptions, who experience a little thrill from
the (to us) occult language of the Sacred Books. I mean
no more than that: it amounts to a kind of sympathetic
curiosity in religious matters.
Now, forsaking the liberated for a while, I have to
consider something very unusual in contemporary experience—the
religious spirit.
The difficulties in the way of conveying a fresh sense
of this spirit are almost insuperable. I cannot begin as
Norman Foerster and other Humanists do by professing
respect and admiration for the great organized religious
bodies in their present condition, for the thing I attach
value to is the religious spirit and that has departed. I
agree with Hulme and other scattered observers that the
present age totally misunderstands religion. Warm ashes
of the Christian Faith remain, most notably in Catholicism,
but we moderns are almost hopelessly clogged with
false associations, sentimentalities, stock responses to religion,
and nothing very potent in us can be lit up by the
feeble glow cast by the best surviving elements in the
Churches. So thick is the forest of our associations about
religion, so lost and wandering are we in it, that I shall
scrupulously avoid citing any historic examples of the
religious spirit: that would in all likelihood lead simply
to tangential arguments, to treading in the mazes of our
associations about figures. Whereas it is the essence
itself, this spirit so foreign to our ways, that I would suggest.
Without a prior common understanding, examples
may in fact be pernicious.
Try then, my reader, as I have tried, to throw out of
the mind all our stale notions about the spirit of the religious
man. Realize as strongly as possible the nonreligious
motives that have entered into modern Christian
thought, making the “religious life” what Whitehead
protests it should not be, a research after comfort. Put
to a violent death the democratic feelings that have been
allowed to corrupt the uncompromising character of religions
at their source. To go on in the hortatory way,—shock
your preconceptions one by one. Be prepared to
admit that a genuinely religious man would seem monstrous
to you.
As I conceive of the religious spirit, neither the religious
inclination nor the humanistic temper approximate to it
in the least degree. There is an absolute difference. They
do not grow into the religious spirit, but must suffer a
transformation. My emphatic judgment is that Humanism
can never merge into religion by a mere extension of
itself, but that there exists a chasm between the two which
the New Humanist qua Humanist can never leap. Religious
and humanistic inclinations can make terms with
each other, but between the religious spirit and the humanistic
temper there is opposition forever. I point to
the early Christians who insisted, as Babbitt notes, that
there is only a stark supernaturalism and a stark naturalism
with no intermediate territory for the Humanist.
Briefly now I will essay a probably futile task, the adumbration
of the man of religious spirit. Probably futile,
because he is incredible to us. We cannot credit such a
passion for perfection as he incarnates. To us religion
is anthropomorphic: to him religion is theomorphic. In
that you have the astounding reversal of our suppositions
which he makes. Consequently when we read, “So God
created man in his own image, in the image of God
created he him,” we at once think of God as being like
man: the religious spirit, however, thinks of man as being
like God, an utterly revolutionary difference, for, since
man in his ordinary condition is obviously anything but
Godlike, this theomorphism stimulates in the religious
spirit the tremendous ambition to become like God, a perfect
being. Could there be anything more rash and sublime
and impossible? Provided one has shed sentimental
conceptions of deity. “Be ye perfect, even as your Father
in Heaven is perfect.” Every resource must be used, every
power must be strained, every second of life must be taken
for the impossible task. The mind is an instrument of
perfection: it must accordingly be developed to the utmost.
The body must be strong to undertake the enormous
labors imposed on it. The emotions must be unbelievably
enriched. Consciousness itself must expand!
Religion is indefeasibly the study and pursuit of perfection:
it requires not only that no stone but no grain and
no mountain be left unturned which might furnish a clue
or a stimulus to its quest. This, in its desperateness, its
consuming thirst, its impossibilism, is almost as remote, I
need not say, from Humanism as it is from Naturalism.
To the religious spirit it is the absolute or nothing.
Absolute Truth, absolute Beauty, absolute Goodness—these
are what he yearns for, and he is impatient of moderation,
decency, good sense as ends. He cannot, as the
Humanist can, seek primarily for stability of character: he
seeks for perfection of character with stability coming as
a by-product. Nor is there any known limit to his skepticism:
the very nature of his pursuit of the unattainable
enforces skepticism on him to the last degree. The religious
life is a continual destruction of those elements of
imperfection, illusions. “Prove all things; hold fast that
which is good.”
Obviously, such men as I speak of are extremely uncommon.
Their mark, I have tried to suggest, is that they
make their life-task the wholehearted, single-minded pursuit
of a perfection whose fulness we cannot even dream
of, and to which we are quite indifferent as an idea.
They have in our era another mark that differentiates
them from us as completely as if they belonged to another
race: an agony of bafflement. In Biblical language, they
have “a zeal of God, but not according to knowledge.”
Their zeal leads them everywhere, they stop at nothing,
but the form of their life in modern times is a searching,
not a finding. Zealous searchers, they are blocked by that
“middle wall of partition” spoken of in the Bible which
they know not how to break down. They see in their
quest the need for an enlargement of their powers, but
how to increase them, that they do not know. Theirs is
the agony of baffled search for the means to the perfection
they crave with all their being. They would seem to
know in terms of the most exasperating personal experience
that there does exist a radical discontinuity, as Hulme
thought, between man and God or the Absolute. The
Humanist we have seen dwelling on the discontinuity
between man and nature. The religious spirit discovers
in his efforts toward self-perfecting, toward expansion
and intensification of consciousness, the discontinuity at
the other border, and it is this frontier between man and
the absolute that he emphasizes. Here, he says, is the all-important
barrier, and we cannot rest until we have leaped
it.
Thirst for divinizing oneself, agony of frustration before
the “middle partition”—these are at all times the
stigmata of a few men on our planet. We can recognize
these stigmata even though what they signify lies outside
our experience, but because we have not experienced, we
cannot comprehend. Yet if one is interested in human
limits, one has to make a rude stab at description of this
race of men. Have you never heard that in the original
doctrine of no single great religion is it stated that man
by nature has a soul? Then blame religious democracy.
Man in the great religions at their source is exhorted to
labor for a soul, is urged to acquire one, but religion says
he begins without one. Religion begins with stark naturalism,
but ends with constructing a bridge to a new life.
Many are called to the work of creating the new life—in
that respect religion is democratic; but few are chosen,
few succeed in “crossing the stream”—an unpalatable saying
to religious democrats. This brings forward an idea
that pales the humanistic notion of a turning away from
the natural self, just as the idea of the divinization of man
pales the idea of the humanization of man. The religious
spirit darkens naturalism far beyond the Humanist portrayal,
and at the same time it gives the possibilities of
man an effulgence that drowns with glory the modest
conceptions of the Humanists. The connecting idea
brought forward is rebirth by a process as definite but
far more terrific than physical birth. This is an idea
still present, as we noted, in Pico della Mirandola’s Oration,
but since vanished from humanistic teaching.
The suffering of the religious spirit today, however,
comes not, I venture to say, from the pangs of rebirth but
from non-satisfaction. He cannot conceive a soul and
therefore cannot gestate one. No wonder a modern religious
spirit occasionally shatters itself in madness! The
zeal of God, but not according to knowledge, is fraught
with the utmost danger, for the truth of our human situation
we are told is terror-inspiring, and a sudden glimpse—
We have done with the armchair mysticism prevalent
in the West today. It is devoid of the desperation, the
readiness to leave the library and the round of civilized
comforts and take all the risks, the sheer heroism that
mark the genuine religious man. It clearly has naught
of the spirit of these Buddhistic verses.
Scorched, frozen, and alone,
In fearsome forest dwelling,
Naked, no fire to warm,
Bent on the quest is the Sage.
The distinction is not, please mark however, between
comfortable literary mysticism and self-torturing asceticism.
Great religious teachers have pointed out the fallacy
of the latter as the Way. Our distinction is between the
unwillingness to experiment dangerously with life and the
resolute disposition of the genuinely religious to go to any
lengths, if necessary.
And now we may come back to ourselves, the liberated,
who have been illuminated by the steady light thrown on
Naturalism by the New Humanists and have afterwards
turned to examine critically Humanism itself. By the
blazing light shafted on it from the religious spirit, what
do we now see there? Holding Humanism up against
this searching sun-like radiance, shall we find ourselves
in an unexpected dilemma?
It is patent that a man aflame with the religious spirit
would, when striking on the New Humanism in his investigations,
formulate his requirements of it and the aims
he wished it to satisfy in a language the contemporary
Humanist does not speak. But we who call ourselves
the liberated employ, so it happens, a vocabulary keyed a
note above characteristic Humanist speech. The New
Humanist’s favorite words are: decency, moderation,
measure, commonsense, the normal and representative,
the centralized, discipline, standards, humility, self-control,
vital restraint, proportionateness, decorum, stability.
His thoughts circulate around these words: they constitute
the magnetic portion of his vocabulary. The magnetic
portion of the liberated man’s vocabulary runs somewhat
as follows, and you will note the higher keying at
once: honesty, daring, curiosity, experiment, zeal for truth,
self-knowledge, disinterestedness, harmony, the free mind,
spiritual freedom, integration of experience, art of life,
increased life, greater consciousness. The respective vocabularies
are not mutually exclusive; there is much overlapping
in actual usage. But the point is sound that the
New Humanist is apt to employ the second set of terms
in the second place, whereas the liberated man approaching
the study of Humanism uses the Humanist’s favorite
words as secondary to the magnetic words of freedom, increased
consciousness, etc. This difference in emphasis
gives us a clue that may conduct to an important
criticism of the New Humanist’s supreme method, the
rule of mediation.
In approaching any subject, it is well to formulate in
advance where one stands at present, what motives impel
one toward the new subject, what one expects to find,
and what one wants to discover. The liberated man
(common gender) has, in theory at least, been freed from
dogma, either naturalistic or theological. Dogma to him
is any statement offered which may be true but which is
unaccompanied by a means of verifying it. He has grown
clever in distinguishing between what is verifiable by himself
and what is not: the latter he calls “dogma.” In
theory also he is freed from hypocrisy: he strives to be
completely honest with himself. His objection to most
conventional modes of thought is that they have hampered
him in getting at the truth about himself. Today he is
discovering that truth, and it is, that he is completely self-ignorant.
Hear him confess his ignorance, as he is doing
in increasing numbers.
“I perceive my own ignorance on all essential matters.
Why I exist I do not know. What I am I do not know.
I am ignorant of any purpose in life. My friends and
especially my enemies are more aware of my weaknesses
than I am. My economy of life is bad—I do not make
the most of it, or know how to do so. I am subject to
unknown laws. Blind to the future, forgetful of my past,
in the present I exist, because of my ignorance, as the
plaything of chance.”
The discovery of the liberated man is that he is not a
fallen Angel but a feeble son of Man. On the basis of his
ignorance, however, he can and does formulate what he
wishes to know and what abilities he wishes to acquire.
One word sums up the first:—Self-Knowledge. “I would
like to know what sort of creature I really am. What
are my real wishes? Why do I live and for what end?
What are the conditions of happiness? How may I live
with real advantage to myself? What is the true nature
of the world that impinges on me? In short, I would like
to know everything about myself from my puzzling trivial
habits to my relation with the universe.”
As for Ability, he would, in my view, like to be a Reynard
the Fox, the “animal capable.” He wishes to be
active, to become valuable and therefore valued by men,
to be devoid of humbug in the use of his skill and single-minded
in what he undertakes, above all to succeed
wherever he is. The power to do what he wishes to do!
But not one word about character. We have a confession
of ignorance followed by the recognition of a need
for self-knowledge and the need for general ability. Perhaps
the intuition of the liberated person tells him that
character is a resultant, the product of his knowledge
and his ability interacting. With his needs uppermost in
his mind, he encounters the New Humanism and this
system, as we have learned, puts character foremost. The
juxtaposition gives us another critical clue. For the Humanist
replies first to the very last questions—the still
unformulated questions—of the liberated, and the first
questions of the liberated are relegated in humanistic
thought to a lesser position. Which order is correct?
Are we close to the nub at last? Several years ago in an
essay on Irving Babbitt I closed by saying that the crux
of the whole matter of Humanism was in the questions:
“To what ends in human character does the technique of
Humanism surely lead? Can it by its route attain to the
victory over circumstance announced by religion or can it
only ameliorate a determined scheme of things by the production
of such relatively minor virtues as moderation,
decency and good sense?” These questions seem to me
now as then to touch the central issue. The technique
of Humanism is mediation: the law of measure, Nothing
Too Much, is supreme. The validity of this law I do not
question. Whether it is always and everywhere to be observed,
that I question. What I specifically challenge is
the supremacy of the technique based on the law of
measure. Is mediation the prime law of life?
My answer must be, No.[9] I cannot set aside the fact
that mediation presupposes two things, the acquisition of
self-knowledge and the acquisition of will. It is a technique
of control. By trying to practice it some self-knowledge
is picked up incidentally, and a call is made upon the
will to awake. But mediation is primarily concerned with
character, not with knowledge, not with development of
will. A prior method is absolutely required if mediation
is to yield any great results and that prior method is necessarily
supreme. To be blunt and homely, the New Humanist
has overlooked the horse which is to pull his cart:
he has overlooked the working out of a trustworthy technique
for learning the exact truth about the individual
creature who is to be disciplined by mediation to a norm
of humanity. For me then, and very possibly for many
other liberated men and women, the New Humanism is
too “advanced.” We stand at the beginning: we are
pupils who have first to learn how to attain a better working
knowledge of what some day we may hope to control.
We are willing to admit the mediatory method as one
of a group of allied methods, but we cannot isolate it as
the leading and one essential means to self-development.
I have some hopes of making this point clear. It is not
a destructive criticism. I would not myself take the
trouble to write a whole book simply to overthrow something.
It is, however, a criticism of incompleteness and
misplaced emphasis, and by no means implies the discarding
of the law of measure. The aim is to advance
the contribution of American Humanism nearer to a total
solution of the modern problem. And I consider that an
advance is made by pointing out the absence in Humanism
of a technique for self-knowledge and will-development
that at all compares in precision and plausibility
with its technique for control.
Suppose a man is today converted to the philosophy of
Rousseau. He finds his conversion need not be simply
a literary one, so to speak, for associated with the philosophy
there is now a psychological technique alleged to
corroborate the rightness of Rousseauistic ideas. The
new convert can study psycho-analysis, undergo treatment
in an analyst’s office, emerge with a rather elaborate
method for interpreting his own psychology. He has,
along with his philosophy, an apparent means for verifying
it, for living up to it. He is possessed of a technique
based on Rousseauistic principles which, it is claimed,
provides a continuous key to self-knowledge. It is hardly
necessary for me to add, however, that psycho-analysis is
a discredited technique for self-knowledge, and that there
exists today no advertised, easily accessible, tested, thoroughly
accredited way to carry out the Pythagorean command,
Know Thyself. The illustration serves all the same
to point the fact that the New Humanism is unequipped
with a psychological technique for taking the first step.
It has to rely on introspection which notoriously is unreliable.
But it relies too on traditional knowledge, and
this is to a certain degree a corrective of introspective
vagaries. For ancient wisdom—in India, in Egypt, in
Pythagorean Greece, in Palestine—may have been founded
on realities and methods to which we have lost the clue.
There are good grounds for surmising that Pythagoras,
for example, was not a fanciful guesser at all. The New
Humanists being in contact with the best knowledge of
the past may therefore be right in their ideas, but we and
they need to remember that the complete technique for
validating these ideas in terms of concrete individual experience
is still to find or perhaps rediscover.
Another difficulty I have always had with the New
Humanism arises over the Will. In theory I concede the
Humanists are right, but it is a question whether in their
practice the Will becomes an accomplished fact. What is
the sure test? We make effort—that we know; and
furthermore effort occurs in the prescribed field of working
on oneself. Will is psychological effort distinguished
from physical effort. But is all psychological effort to be
called Willing? Remember that psychological effort appears
always to be powerfully motived: by self-interest,
fear, rivalry, desire for fame, intellectual curiosity, a hundred
varying motives. When the motive dies, the effort
invariably dies with it. Now just as I cannot grant that
a man with an empty belly who labors like a Trojan for
his next meal is an example of Will, so I cannot accept the
man laboring great hours to satisfy intellectual hunger
as an instance of Willing. Will must occur in the absence
of incentive. Will would persist in working in a
given direction after the motive had ceased. Will is that
which overcomes indifference.
I hold that we cannot be too skeptical on this topic.
Nowhere else does illusion insinuate itself so much as in
regard to responsible choice and Will. How can we
make sure that we are not subtly deluded?
“Freedom is the will to be responsible for oneself”—this
is one of Nietzsche’s profoundest sayings. Certainly we
all have a desire to be responsible for ourselves. But it is
equally certain that the desire is comparatively weak,
buried most of the time, intermittent in appearance,
quickly exhausted when it does appear. Clearly, we do
not get very far on our occasional desires for self-responsibility.
Our tendencies flow the other way: we delight
in irresponsibility. All the odds experience demonstrates
are against any continuous effort at being responsible for
oneself. My conclusion is that Will is just that continuous
effort carried on against the whole weight of the organism,
an effort that is finally unaided by wishes and unprovoked
by external inducements—nothing less than an
independent activity of the psyche.
The practical conclusion I must draw from this is that
men are Will-less. The conclusion that I am not warranted
in drawing in the face of extraordinary past testimony
is that men are devoid of the potentiality of Will.
“Thou art not free yet, thou seekest freedom still”—this
is Nietzsche again, and freedom must be sought in human
potentialities and won by the actualization of potentials,
since as we actually are, we are not free. The
New Humanist has confused a potentiality, the Will, with
an actuality that can be described as conditioned psychological
effort directed toward self-control. I attach much
weight to that criticism.
It seems to me of great consequence to realize this:—it
is “failure of will” we know, not acts of Will. The testimony
of a therapeutist strikingly confirms what I have
just said. Therapeutists often find that their patients want
to get well, know what the trouble is and what they
must do, and yet fail to exert the required will. In an
unusually candid paper read some years ago before the
Medical Section of the British Psychological Society Dr.
James Carruthers Young, formerly a surgeon, now a practitioner
of the Jung school of analytic psychology, made
the following remarks which succeed in putting the problem
of the Will on a practical basis. “Every form of
occultism aims at self-development through deepening, or
expanding the limits of, self-consciousness, or however
you like to express it. Now it is obvious that this laudable
object cannot be attained merely by embracing the ideas
of a system, however rapturously. The all-important factor
of the exercise and proper application of will must
enter, if anything is to be achieved. If it does not, then
the ideas, however beautiful and intriguing, in the end
become merely ‘dope’ ... it seemed to me that ‘failure
of will’ was the bête noire in neuroses. Roughly, the neurotic
symptom from the Freudian standpoint is the disguised
expression of an affect which is too painful to be
faced. From the Adlerian standpoint, it is an ‘incomparable
arrangement,’ by which the patient avoids facing
a certain aspect of what we call reality. In the broadest
sense in both systems, it is a question of failure to face up
to reality. Now it by no means follows that, when it is
made clear to the patient by analysis what aspects of reality
he has been unconsciously avoiding, that he will at
once be able to cope with it. This is particularly evident
in the case of obsessionists, as I have proved to my own
satisfaction again and again. A washing obsessionist, for
example, cheerfully subscribes to the theory of origin of
her washing, but when called upon to make the slightest
new adaptation, always falls back on her washing. In
effect she says: ‘I cannot marry, or do this, that or the
other, because, you see, I wash.’ To put the matter in a
nutshell, analytical knowledge is not necessarily effective
knowledge.
“Now I think it will be generally agreed that what I
have called ‘failure of will’ is often bound up with an
endocrine deficiency or dyscrasia, sometimes acquired and
sometimes apparently so fundamental as to justify the
term ‘primary plasmic insufficiency,’ which corresponds to
Adler’s organic inferiority. Unfortunately, the science of
endocrinology was not, and is not yet, so far advanced as
to enable us to remedy such dyscrasias with anything approaching
to certainty or precision, even granted that our
powers of diagnosis may be able to divine the true nature
of such complicated conditions. My problem, then, was
how to overcome the difficulty of ‘failure of will’ by means
of a definite psychological method.”
It seems to me no less important for the Humanists
to realize that there is the problem for the ordinary person
as well as for the pathological, namely, how to reinforce
a sound theory of the Will with a sound method for
overcoming ‘failure of will.’ To vanquish the obstinate
difficulties, the theory must become practical.
The dilemma turns out to be like this:—pursue your
natural desires and you find they do not lead to that signal
of well-being we call happiness but reveal instead the need
for a re-education of desire, so that you may train yourself
to desire the kind of happiness that is possible for men;
choose Humanism as a system of re-education of desire
and you must wonder if it has the strength to perform
the task. One alternative deceives you by its bright appeal,
the other seems inferior in its call to the imagination, to
the hidden latent powers of psychology. But inferior to
what? Inferior to religion at its purest. Religion says
it is a superhuman task to overcome one’s naturalism. If
it is a superhuman undertaking, then one may ask, what
chance is there of effecting a real mastery by anything less
than a science for divinizing man?
For here is man, the prey of innumerable illusions,
stunted in psychological growth, spiritually inert, bewildered
by himself, discordant in behavior, perhaps incurably
paralyzed in will—will anything but the most
tremendous means metamorphose him into a falconer of
reality, an experiencer of bliss and ecstasy, a doer of deeds
on the fighting edge of the cosmos? The New Humanism
is a morality not untouched by dignified emotion.
But I say that on the whole it is morals not sufficiently
touched with poetry, not endowed with the tremendous
shaking appeal to our whole being that religion has been
known to exercise. Religion is more than Arnold defined
it, it includes morality touched by emotion, but it
includes art, science, philosophy as well. It is insatiable
for perfection and so must quicken and recharge every
side of our consciousness. It is, I think, properly impatient
of all half-measures everywhere, impatient of such a
reason as Babbitt gives, the fear of self-delusion, for choosing
a more moderate attack on life’s riddles, impatient of
short aims—because it realizes the almost hopeless condition
of man. For psychological freedom everything must
be risked. That is what we learn when we study the
religious spirit. By its fiery light, we liberated ones perceive
that we are in truth only pseudo-liberated. We have
put the weight on being free from something, but the real
question is, free for what? I have been writing, quite
knowingly, about the dilemma of the pseudo-liberated.
If we realize our pseudo-state, then as we approach the
New Humanism, our question becomes a searching one,
will it truly liberate? My suggestion has been to hold this
system up against the blazing background of the religious
spirit, and against that background it seems certain to me
two major defects appear in Humanism: the lack of a
science of self-study and a not sufficiently stringent conception
of the Will.
Might we not say that twentieth century Humanism is
a system of right conjectures? “Do you not perceive,”
the prophetess Diotima says to Socrates in The Banquet,
“that there is something between ignorance and wisdom?”
“What is that?” asked Socrates. “To have a right opinion
or conjecture. Observe, that this kind of opinion, for
which no reason can be rendered, cannot be called
knowledge; for how can that be called knowledge, which
is without evidence or reason? Nor ignorance, on the
other hand; for how can that be called ignorance which
arrives at the persuasion of that which it really is? A
right opinion is something between understanding and
ignorance.” Humanism to me has the value, and it is a
high value, of wise conjecture about the way to lead a
human life. For undoubtedly it is better, in default of
wisdom, to be guided by true opinions than by demonstrably
false ones. But we must not lose sight of the conjectural
basis of Humanism. We must throw ourselves
into the task of validating to the point of indisputability
the right opinions involved. The New Humanist draws
upon the Sages: his business is to become a Sage, to achieve
in his own person the sensation of absolute knowledge,
to go beyond the intermediate stage to wisdom.
Can he do so without hitching his wagon to a more
remote star? I think not. There is the effort to be superman,
not to be solely identified of course with the peculiar
effort of one man, Nietzsche, and this effort while failing
to reach its end does leave as a by-product a growth in
human-ness. But the less ambitious effort to be human—does
it hit the mark? Superhumanism gives birth to the
human, or humanism with the small h. It is claimed
that Humanism gives birth to the human, too, but must
we not qualify that somewhat in our final chapter?
XII THE END OF THE TETHER
“It is time for man to mark out his goal, to plant
the germ of his highest hopes. His soil is still rich
enough for that purpose.”—Friedrich Nietzsche.
It is not only in politics that the advice to use large scale
maps is excellent. If one refers daily “crises” to a big map,
one is far less likely to fly into political hysteria over
trifling remote events: one thinks politically in terms commensurate
with the planet, not of one corner of it distant
only a few inches on the small map from the other side
of the world. But one requires also, and even more, a
large scale map of life as a preventive of petty thoughts.
We need to refer such questions as closed the preceding
chapter to a map of life that will enlarge our mental
activities in trying to reply to them. The main trouble
with the cult of contemporaneity is that it has lost the
sense of greatness and spaciousness. Its map is a crude
child’s drawing—a large out-of-proportion area across
which is scrawled, “Here Be the Moderns,” and outlying
this are indeterminate shadowy regions peopled by lesser
beings, dwarfs, and cavemen—our forerunners. History
to the one-sided enthusiasts for the contemporaneous is
really Aunt Polly’s Story of Mankind which I sometimes
think Donald Ogden Stewart has immortalized: it is a
series of steps forward from ancient Egypt to the great
and glorious present, a progress culminating in Darwin,
Freud, Joyce and Proust, Ford and Lenin, Stravinsky and
Bertrand Russell, and a host of other recently elected candidates
for the New Olympus. It will not do to use so
disproportioned and confined a map in measuring the
work of Babbitt and More who have plotted out their
intellectual campaign on a larger scale than we are accustomed
to. We must relate their work to very extensive
perspectives: we must find some scale for the
greatness of the ages. How else can we measure the truly
human and the superhuman? For the superhuman covers
all that man may be the bridge to: the truly human covers
the bridge, the whole transition itself. The American
Humanist makes the bridge the end. But can he build it
unless the struggle is to reach the other shore, to cross
the discontinuity, the gulf between Man and the Absolute?
The superhumanist treats the bridge as means for prospective
travel. An unsuccessful traveller, he yet may go
further in completing the bridge than the Humanist who
thinks only of bridge-building.
The map of life I shall avail myself of was drawn by a
genius at the age of twenty-eight, a genius of whom the
leading New Humanists do not share my high opinion.
But that discrepancy I choose to think arises from the
defect of orthodoxy. To Paul Elmer More, for example,
The Birth of Tragedy by Friedrich Nietzsche merely
makes a distinction in the classical world that “takes the
form of a harsh and unreal contrast between the Dionysian
principle of unrest and growth and creation for which he
expresses the highest regard and the Apollonian principle
of rest and renunciation and contraction for which, as
Platonism, he has the deepest aversion.” But for me The
Birth of Tragedy is a profound and terrific document by
which we may get the most vivid impression of the deterioration
of modern life, classify the New Humanists as
socratic or theoretical men, and learn what we must try
to do with the new situation in American culture created
by the advent of Humanism. The book had extravagances
of judgment and a fatuous hopefulness for German music
which Nietzsche corrected in Ecce Homo but the central
thesis he left unimpaired—and the modern world has left
it uncomprehended.
The interpretation of Greek tragedy has been a field
of bitter contention between romanticists and classicists.
The romanticists see chiefly in Greek tragedy the violence,
the melodrama, great horrors, headlong actions, titanic
personages. The classicists see ethical imports, a background
of order, superb control, religious values. From
the standpoint of a student of Nietzsche both parties are
right—and wrong; for Nietzsche divined a third interpretation,
a paradox of understanding, whereby the romantic
and the classicist views are held in solution, but
the solution itself is a new conception of tragedy. Nietzsche
saw in Greek tragedy the ever-renewed conflict and
reconciliation of two principles, the Dionysian to which
alone the romanticist is susceptible and the Apollonian
which alone wins the classicist. The tragic view perceives
the necessity for the mutual agonistic struggle: it is based
on the realization that Apollo and Dionysus must war
with each other, must continue forever in that strange
paradox, a synthesis founded on struggle. There must
ever exist, if life is to ascend, a turbulent frenzied uprush
of Formability, and there must coexist a constant reduction
to Form.
On the one side of the world-stage you have Dionysus
with his wildest music, his ecstasy and poetry, his drunkenness,
his sheer states of Being. On the other side there
is Apollo, the soothsayer, the god of plastic energies, the
cool and comely, olympian in his dream-states. The
Formable and the Formed!
There is a suffering attached to actualization, because
to actualize a potentiality is to exclude other potentialities.
It is to concentrate and limit. Dionysus suffers because
he must pass into limitations: his great surges of impulse
must eventuate in the actual phenomenal world. He is
the foe of limitation, and his enemy, Apollo, must impose
limits on him. As the Dionysian spirit is strong, it breaks
limits and requires new and wider ones; as the Apollonian
spirit is strong, it accepts the challenge and seeks ever
better forms and containers.
The tragic view of Nietzsche and according to him of
the Greeks too is that this struggle must be consciously
intensified. The will to surpass must grapple with the
will to maintenance. Liberty battles law; love, duty;
change, custom; intuition, science; and inspiration battles
art. But the antithesis goes deeper than these human
aspects reveal, ultimately reaching energy and matter,
Dionysian pure energy and Apollonian pure form. In
the æsthetics of Attic tragedy Nietzsche held that the
chorus was Dionysian and the play an Apollonian projection
of the dithyrambic being-states of the chorus.
But an observer of contemporary civilization in America
and Europe who has had awaked in him a glimmering
sense of the ancient Apollonians and Dionysians would be
forced to think that the two types of men are almost extinct.
How many Moby Dicks have there been in the last
fifty years of American literature? Where are the post-Nietzscheans?
On account of the pseudo-Nietzscheans
whose grossness and insincerity were so glaring, no one
now dares to call himself a Nietzschean, for we have
learned from the pseudo-Nietzscheans how transparent
the pose is, how fraudulent one is to play Nietzsche without
the Dionysian flame in very truth burning within.
So there are no successors to Nietzsche, no line of initiates
of Dionysus. We can appreciate Nietzsche, but we cannot
be Nietzscheans. Our heritage comes from Greece,
but not from the Greece of the Mysteries: we are the heirs
of Greek rationalism, of Greek decadence. Euripides and
Socrates have turned out to be the fathers of the future.
For speaking by and large, our art is devoid of the
Æschylean mystical conception and models itself on
Euripides who reasoned with the Gods, not for them.
His principle, says Nietzsche, was this: “To be beautiful
everything must be intelligible.” Accordingly he used the
familiar for his substance, he brought the spectator on
the stage, he introduced realism. “The mirror in which
formerly only grand and bold traits were represented now
showed the painful fidelity that conscientiously reproduces
even the abortive outlines of nature.... The spectator
now actually saw and heard his double on the Euripidean
stage, and rejoiced that he could talk so well.” The
Euripidean drama, like our plays and novels today, concerned
common matters of which every one feels he is a
competent judge. The audience therefore never comes to
be initiated but to apply without the slightest scruples its
criteria of ordinary experience. This was the betrayal
of the Dionysian cause which Euripides recanted at the
end of his life, but the European world has not recanted,
today less than ever when a minuscule Euripides like
Bernard Shaw is loaded with the highest honors.
As for Socrates, although I am utterly unable to decide
on the justice of Nietzsche’s portrait of the historical
figure—it is the most devastating drawing of Socrates ever
penned, but is it true?—that makes no matter here.
Nietzsche knew to the core the long line of men descending
from Socrates, and if he imagined a mythical father
to fit the men he knew, we can accept the myth for its
truth of portraiture of a type, if not of the individual
it is named after. The Nietzschean contention is that
to Socrates was denied the pleasure of gazing into the
Dionysian abysses. He was therefore no more than Euripides
en rapport with the Apollonian dream-world projected
from Dionysian ecstasy. He was a disintegrating
force, withdrawing the Apollonian tendency into the hard
shell of logical schematism as Euripides shrunk the
Dionysian state into naturalistic emotion. He liked art
to cling to the trunk of dialectics, to be overgrown with
philosophic thought. He had the optimism of the dialectician
which Nietzsche felt is fatal to the tragic spirit.
And he was most of the time anti-musical. From him
stream the theoretical men, the men of science in the broad
sense, the men who get their enjoyment and satisfaction
out of the cast-off veil rather than out of gazing with rapture
at whatever still remains veiled after the unveiling.
They care more for the search after truth than for truth
itself. This Lessing, called by Nietzsche the most honest
of theoretical men, boldly admitted. Finally, they are
insensitive to mystery and attribute to knowledge and perception
the power of a universal panacea, seeing evil itself
in error.
The Birth of Tragedy gives us a sense of grand scale by
which to try contemporary literature and culture. It
makes it ridiculous to advance claims for Eugene O’Neill
as a Dionysian—to mention an example of the sort of
correction that can immediately be made. It gives us in
Euripides the norm of our literary art, the decadent Greek
justification of the ways of man to God. It replaces
Benda’s modest analysis of the plastic and musical sensibilities,
remarked upon in an earlier chapter, with a
majestic view of the highest contrasted principles in man.
Among other things, it throws a piercing light on the
twentieth century Humanists, revealing them to be theoretical
or socratic men as remote from the inspired by
Apollo as their romantic enemies are remote from the inspiration
of Dionysus. We modern men do but whisper
inaudibly of the old gods.
In support of my classifying the New Humanists as
socratic men, I will bring forward two or three points.
In the Dionysian-Apollonian opposition, things were reconciled,
brought to a dynamic equilibrium, through
struggle. The principle of individuation was in strife
with primordial unity. The most fertile sense of possibilities
clashed with the strictest sense of limitations. But
the Humanist does not speak of struggle as the means of
achieving stability: he endorses mediation, the tempering
of liberty by law, the selection of a middle course. This
I hold is the procedure of the logical man with an undeveloped
sense of tragedy. Again, the New Humanist
tries to rest on what may be essentially a transitional
phase of man. He concedes that the highest level of
life is religious, but he does not aim to reach it. The
humanistic level attracts him most, but may this attraction
not be translated into a love of the search for truth rather
than for truth itself—the mark of the socratic type? In
the last place, it is significant that several American
Humanists confess to a distrust of the art of music, the
Dionysian art. And unlike Socrates no inner voice reminds
them to their consternation, “Humanist, practice
music!” There does not even linger in them as in their
monumental predecessor an uneasy sense that in their
philosophizing on the literary tradition they may through
lack of understanding the Dionysian be sinning against
a deity.
But we have to work with the elements of the contemporary
situation. Just as it is idle to sit dreaming of
great wealth when one has to work for bread and butter,
so it is idle to sit thinking about becoming Dionysian or
Apollonian when the immediate situation requires buckling
down to the production of humble intellectual and
æsthetic fare. I have totally failed if by shrinking our
valuations against a grand scale of values, I seemed to
suggest taking the road to despair of the modern situation.
On the contrary, we want to know where we are at
and how best we may spend our energies on the sound
assumption that there is a zest and a satisfaction in making
the most of what we have. Since I have used Nietzsche
to expand our ideas about the state of modern culture, I
shall also give his word of encouragement to us: “A constant
struggle against uniformly unfavorable conditions
is what makes a type stable and hard.” The joy of overcoming
is ours to be had for work in present-day terms on
the present-day condition of things: it will be our rustic
fare which notoriously tastes better to those who sweat
for it than to those who live in cushioned ease.
We may use conceptions of Dionysians and Apollonians
for measurement, but the current actualities thus measured
are socratic men (Humanists) and rebellious men
(Baconians, Rousseauists—of many sub-varieties, the Baconians
having a touch of socratism, the Rousseauists in
their art converging toward the Euripidean standard).
The demigods and satyrs do not frequent the modern
stage, but there is still played across it a pseudo-Apollonian—pseudo-Dionysian
warfare. Our disaster is that the participants
have lost the sense of being necessary to each
other; this vitiates all our spiritual economy.
The New Humanists are seeking to vitalize in American
life the principle of concentration and stability: the
New Rebels have as their task the vitalizing of the principle
of expansion and flux. The changed situation brought
about by the advent of American Humanism is that we
now have a strong well armed party of conservation to
balance and offset the reigning party of change. A true
spiritual economy would require that each party should
intensify its efforts, should surpass its previous productions,
should grow toward greater goals by vigorous contention
with the other. The rôle of the Humanist is to
contain the age: the rôle of the rebel is to break out of the
containing forms and to demand new forms for the new
enlarged more powerful spirit. But actually what do we
find? The total absence of spiritual economists of the
sort just mentioned. No unconscious sense of a need
for passing from inchoate restlessness into major forms
and no need for breaking out from these forms in turn.
Or perhaps I should say scarcely any, for on a few occasions
in the last decade there have been laments that in
American life there was no resistance offered to a school
of ideas, nothing on which a new school could sharpen its
mind. Criticism with us is mostly an affair of acclamation
and denunciation, a false state of excitement in which
ideas stagnate.
In the light of the economy sketched above, our recent
literary history reads somewhat as follows. The revolt
of the generation now in power, successfully carried out
between 1915 and 1920, was against a decadent conservatism
well named “genteelness.” It savagely broke the
forms of genteel prudish culture, but the forms were
weak: it may be said that genteelness was no enemy at all
for strong writers. Well, the now ruling Middle Generation
rested on its easy laurels: there followed ten years of
waxing fat and flabby for the insurgents, to be ended by
the surprising challenge of a virile conservatism that had
quietly grown up in the meantime. How they met the
challenge is a matter of recent history—the jejune thought
and rhinestone wit of Carl Van Doren in the debate with
Irving Babbitt at Carnegie Hall, the ignorant identification
of Humanism with the decadent stupid conservatism
of fifteen years ago by Theodore Dreiser, the putting to
work again by H. L. Mencken of his overworked phrases
like “vague and witless blather” left no doubt whatever
of the middle-aged rebels’ lack of stuff to meet the new
issues. Most assuredly the containing forms of the New
Humanism can cope with this decadent revolt movement,
and have plenty of vacant space too. It is to the younger
generation of literary thinkers that one must turn in hope
of a real resistance, and its performance likewise was
keenly disappointing—the repetition of stale attitudes for
the most part. There was a lack of curiosity, a pronounced
desire to reject and not the hunger of youth
to assimilate and pass beyond if possible, that was distinctly
discouraging to observe. The New Humanists
may well call out for good enemies: if I judge them correctly,
they have no taste for hollow victories.
To illustrate in the particular field of literature what I
have been contending: the younger generation thought
that one of the important issues involved a defence of contemporary
American writing. But the real issue is how
may things work together for the greater glory of
American literature. On that all should unite, and toward
it each should make contribution. The rest is a
question of judgment of contemporary production. There
is a Hollywood anecdote that seems to make clear the
differences in judgment involved on this point. A new
motion picture had been given its first showing, and the
magnate had asked his three advisers for opinions.
“Stupendous,” said the first. “Colossal! Unexcelled!
Unsurpassable!” the second replied. The third said in a
low tone: “Excuse me, sir, but to me that picture was
merely great.” The New Humanist appears to be that
third man judging current American letters: to him our
writing is “merely great.”
The signs of the day should tell the younger literary
generation to beware of forming a new league of mediocrity
to succeed the old.
The better path now for the spirit of revolt would seem
to be through Humanism. Revolt to be effective must be
more than a mere spilling over weak barriers. You must
have worthy forms and trammels to give force to your
new endeavor. You must be contained before you can
overflow with any meaning of importance to the future.
To state it another way, the thorough assimilation of
Humanism is the next step.
That there are gaps in Humanism I have pointed out.
They are ways of egress to those who cannot be content
within the Humanist doctrine and discipline. But as they
imply in turn the assuming of a more severe discipline
and form, I do not fancy an enthusiastic greeting for them
from an opposition with the naïve faith in man of the
present rejecters of the New Humanism. There is no way
out for the addicts of milk for babes. “The feeble ask for
liberty; the strong ask for rule.” Nietzsche, thou
shouldst be living at this hour, when “independence, free
development, and laisser-aller are claimed the most
vehemently precisely by those for whom no restraint
would be too severe.”
In somewhat mythological language I have been saying
that there are certain possibilities of great development
not inherent in the present state of American culture. To
come within reach of other possibilities we must change
to a state that holds them. Matthew Arnold noted that
“in the Greece of Pindar and Sophocles, in the England of
Shakespeare, the poet lived in a current of ideas in the
highest degree animating and nourishing to the creative
power; society was, in the fullest measure, permeated by
fresh thought, intelligent and alive. And this state of
things,” he added, “is the true basis for the creative
power’s exercise, in this it finds its data, its materials,
truly ready for its hand; all the books and reading in the
world are only valuable as they are helps to this.” This
happy state Arnold had to judge was among the possibilities
excluded by the condition of English culture in
the nineteenth century, and there seems no ground, alas,
to believe that it exists among the possibilities now open
to American culture. But Arnold did consider it possible
to initiate an intermediate phase in English life.
“Even,” he said, “when this (state of things described
above) does not actually exist, books and reading may enable
a man to construct a kind of semblance of it in his own
mind, a world of knowledge and intelligence in which
he may live and work. This is by no means an equivalent
to the artist for the nationally diffused life and thought
of the epochs of Sophocles or Shakespeare, but besides
that it may be a means of preparation for such epochs, it
does really constitute, if many share in it, a quickening
and sustaining atmosphere of great value.” Arnold proceeded
then to cite an example of this second and possible
state. “Such an atmosphere the many-sided learning and
the long and widely-combined critical effort of Germany
formed for Goethe, when he lived and worked. There
was no national glow of life and thought there as in the
Athens of Pericles or the England of Elizabeth. That
was the poet’s weakness. But there was a sort of equivalent
for it in the complete culture and unfettered thinking
of a large body of Germans. That was his strength.”
It is plain that America has yet to reach that state, and
that furthermore a great deal of work by all minds will
be necessary to bring her there. No one would argue
otherwise. But the sense of urgency one would expect is
not noticeably present. We do not seem to realize that
we must accelerate our pace of work. There is, so to
speak, plenty of slack on the tether of our culture, and we
are not running it out with any admirable rapidity. Else,
so I think, we would be welcoming the contribution of
the Humanists with eagerness and not with resentment.
As it is, we lag and flounder. We are, to take a common
instance from literature, prone to make late importations
of European tendencies which have already been
fully worked out abroad. Consider the vogue of the
Dreiserian novel: it is written in America several decades
after the Zolaesque novel has been thoroughly studied in
France. We import the method of naturalistic fiction—late;
we do not import simultaneously the criticism of
the method, but go blundering on as if nothing had been
previously learned from the experiment. The New Humanists
ask us not to be so tardy in a detail like this
but to learn more quickly of the past, that is, to consciously
create the field of our present out of the best
available past. In my opinion, the Humanists can more
quickly release us from a multitude of opinions now holding
us back than any other American school of thought
current. They should enable us to get to the end of our
tether that much sooner.
It was clear some time before this point that I do not
regard American Humanism as a final resting place. So
far as I champion the New Humanists, it is because they
can enormously further reaching the end of our present
phase. Let us put that end very high. Let us say it is a
state of culture as high as that ascribed by Arnold to the
Germany of Goethe, or perhaps better, say it is the equal
of eighteenth century culture in England, the century
Arnold underestimated. Observe I do not say identical
with, but equal to, in quality. This achievement for me
represents the end of the rope. Because then we shall
have thoroughly digested all the ideas of the Western
mind from the Greeks to Bertrand Russell: we will be
familiar with them all, be able brilliantly to reshuffle them
and deal out clever new hands for ourselves. But the
game will be always the same—always a preliminary
game. For the reason that there is not now current in
the Western world a single new seminiferous principle
for human culture. There may be one accessible, but if
so, it is certainly not current. We know or shall know
all the existing ideas and there is not a comprehensive
regenerating idea in the ensemble. In our present phase
we are limited to old ideas and our understanding or misunderstanding
of old ideas. We cannot expect a revolutionary
change—how can we?—when we have nothing
to change ourselves with.
Furthermore, we are not at all ripe for that inward
transformation, the only right way to an outward social
transformation, the business for us and for our age—according
to Arnold. The sense of need for it has not
even been born. We have to reach by intense activity
the end of the situation in which we are cast before a new
situation can begin with its fresh group of possibilities.
We have to need something before we can acquire it.
The birth of a new need—that alone will profoundly alter
the present drift and provide an unexpected future tense
for things.
I return to the metaphor of the end of the tether. Most
people know now and then the state that it expresses—a
compound of well-being, distress and the greatest alertness.
Well-being, because one has utilized every resource,
put forth every ounce of effort, thought of every possible
scheme, done the very best one could to cope with the
circumstances. Distress, because the best one has is insufficient
for the emergency, because one is at one’s wits’ end,
because one needs more power within or help from without
to forestall disaster. The greatest alertness, because
in one’s desperation one overlooks nothing, one is willing
to try anything, one racks oneself for a new plan. In
that state one is most realistic, most clear about means and
ends, most determined, most dissatisfied, straining at the
leash of one’s limitations.
The condition of being at the end of the tether, torn
between despair and the highest hopes, preternaturally
awake to any means promising deliverance, marks for me
the highest point a Western culture can now attain. It
is both the one truly fertile state and a pure cry for deliverance
from iron restrictions. It goes without saying
that American culture is distant from it. Who will say
we experience now the need born of such a state for whole
orders of ideas that appear in a time of Renascence, when
we have not exhausted our present orders of thought?
We are from all appearances so comfortable and optimistic—shall
I add slothful?—that even American Humanism
is too strong a potion at the present time. We
have the illusion of being free while we are in fact
tethered at a comparatively short range. Our progress
must consist in finding out the length of our tether, and
for that Humanism is one of the most available means.
The Great Revolt will be the revolt against the limits of
Humanism as new vistas of action, thought and being become
discernible beyond the end of the tether. But just
now our energies appear to be all engaged in the lesser
warfare between Naturalism and Humanism.
It is nevertheless certain that what has here been named
the dilemma of the liberated will emerge more and more
strikingly as time goes on, for the pressures of the situation
itself will steadily extrude it. Their own experience
and reflection will compel a larger and larger vanguard of
Americans to see at the one extremity the pitfalls of
romantic heterodoxy and at the other the major defects
of classical orthodoxy. Painting psychological serfdom
in alluring colors will not seduce their judgment, nor
will they be convinced that the full secret for making freemen
has been entrusted to the New Humanists. Of the
organized religions they will ask, not solace which might
be given, but a hammer to smite man’s shackles, and the
hammer will not be forthcoming.
But disagreeable as such a dilemma is, it is a great
awakener. It is a challenge to find a means of circumvention.
To circumvent it, however, we shall assuredly
have to reach the end of our present resources. It can not
be resolved on any terms less exacting.
ACKNOWLEDGMENTS
I had thought to append a selected bibliography of books
bearing on American Humanism, but there seems little
point in duplicating here—with certain subtractions and
a few additions—the bibliography at the back of Humanism
and America. That now historic symposium—and I
am greatly indebted to the publishers, Farrar and Rinehart,
Inc., for their permission to make excerpts from it—will
probably aid the reader hitherto unread in the
New Humanism to become acquainted in the quickest
fashion with the leading personalities among the New
Humanists and the extensive ramification of their views.
Such a reader should, however, if he is the man to hoe
a long row, press on to the complete works of Irving Babbitt
and Paul Elmer More. Houghton Mifflin and Co.
have kindly allowed me to quote from several of Babbitt’s
books and from the later volumes of More’s Shelburne
Essays, as well as from Mont-St.-Michel and Chartres
by Henry Adams. I wish to acknowledge with
thanks other favors of the like kind received from the
following:
For permission to quote extracts from The Thing, Orthodoxy,
and Heretics by G. K. Chesterton—Dodd, Mead
and Co.; for permission to use a passage from Julien
Benda’s The Treason of the Intellectuals—William Morrow
and Co.; for permission to make brief quotations
from A. N. Whitehead’s Science and the Modern World,
A. S. Eddington’s Science and the Unseen World, Walter
Lippmann’s A Preface to Morals, John Dewey’s Democracy
and Education, and from the works of Matthew
Arnold and Walter Pater—the Macmillan Co.; for permission
to use passages from Stuart P. Sherman’s On
Contemporary Literature—Henry Holt and Co.; for permission
to extract matter from Stuart P. Sherman’s Shaping
Men and Women, T. S. Eliot’s For Lancelot Andrews,
H. G. Wells’s Mr. Blettsworthy on Rampole
Island, and Hilaire Belloc’s preface to Ruth Pitter’s First
and Second Poems—Doubleday, Doran and Co.; for permission
to quote relevant passages from Margaret Naumburg’s
The Child and the World and Herbert Read’s
The Sense of Glory—Harcourt, Brace and Co. Similar
courtesies were extended to me by Charles Scribner
and Sons in the case of excerpts from Jacques Maritain’s
Three Reformers, the Yale University Press in the case of
Robert Shafer’s Progress and Science, the Princeton University
Press in the case of L. T. More’s The Dogma of
Evolution, the University of North Carolina Press in the
case of Norman Foerster’s The American Scholar, Horace
Liveright, Inc., in the case of Charles Fort’s The Book of
the Damned, and, lastly, the Viking Press in the case of
Sorel’s Reflections on Violence. To all I am grateful.
I may add that the American reader who enjoys following
the progress of a literary controversy as the
French appear to enjoy their polemical outbreaks will
find the pages of the Bookman from month to month
alive with the debating points of the New Humanists.
For further information on the Douglas Proposals spoken
of rather hopefully in the chapter on Humanism and
economics, see Unemployment or War by Maurice Colbourne,
published by Coward-McCann, Inc.
Finally, I will name a very few books that have been
of great service to me in forming my own point of view
as distinct from the humanistic viewpoint. They are,
in metaphysics, The Three Conventions by Denis Saurat,
published by the Dial Press; in psychology, Beyond Behaviorism
by Robert Courtney, brought out by Grant
Publications, Inc.; in literature, Readers and Writers and
The Art of Reading, both by A. R. Orage, the former
published by Knopf, and the latter by Farrar and Rinehart,
Inc.
G. M.