3
In a treatise on psychology we have to do with
the Mind; and what is Mind? So far as we
can define it, it is the sum of those activities which
distinguish living from dead matter, the organism
from the inorganic mass.
So broad a definition would include both the
vegetable and the animal worlds; and this is not an
error; but for the present purpose, which is the consideration
of the mind of man, it is enough if we
recognise that this mind of his is a development of
that of the brute; the same in most of its traits, contrasted
to it in a few. It is profitable, in truth indispensable,
to scrutinise both closely.
Identities and Differences of the Human and the
Brute Mind.—There is a branch of science called
“comparative psychology.” Its province is to trace
the evolution of human mental powers to their earlier
phases in the inferior animals. So successfully has it
4been pursued that not a few of its teachers claim that
there is nothing left as the private property of man
in this connection; that he has no powers or faculties
which are peculiarly his own; that all his endowments
differ in degree only from those evinced by
some one or other of the lower species.
The brute has his fine senses, as acute as, often
acuter than, ours; no one can deny him emotions of
love and fear, hate and affection, sorrow and joy, as
poignant as ours, and often expressed in strangely
similar modes; his memory is retentive, his will
strong, his self-control remarkable; he has a lively
curiosity, a love of imitation, a sense of the beautiful,
and it is acknowledged that we cannot deny him
either imagination or reason. Mental progress is not
unknown in the brute, and it is well to remember
that it is not universal among men.
What, then, is man’s proud prerogative? What the
gift which has given him the world and all that
therein is? The answer is in one word,—ideation.
The last efforts of modern science can but paraphrase
the words which the philosopher Locke
penned nigh two centuries ago: “The having of general
ideas is that which puts a perfect distinction
between man and brute.” The latest American
writer on the subject merely repeats this when he
phrases it “the ability to think in general terms by
5using symbols (words) which summarise systems of
association.”
Let us avoid the metaphysical snares which have
been spread around this simple statement. No matter
about such words as “concepts,” “notions,” “apperceptions,”
“abstractions,” and the like. Let us
fix in mind the formula of Romanes: “Distinctively
human faculty belongs with distinctively human ideation.”
This, the power to form general ideas,—which
are necessarily abstract,—is the one prerogative which
lifts man above brute. By it he can compare what
he learns and thus develop an intellectual life for
comparison; to borrow the metaphor of a famous student
of his kind, it is the magic wand, the diamond-hilted
sword, by which man will conquer his salvation
through learning the truth. We exclaim, with Pascal,
“It is Thought which makes Man.”
Outside of this and its developments, all that man
has of soul-life is in common with the brute. Why
should he be ashamed of it? What folly to pretend,
as the common phrase goes, to “get rid of the brute
in man”! Parental love, social instincts, fidelity,
friendship, courage,—these are parts of his heritage
from his four-footed ancestor. What would he become,
dispossessed of them?
Already, in that long alienation from his brethren
which made man the one species of his genus and the
6one genus of his class, has he lost certain strange
powers of mind which excite our special wonder when
we see their manifestations in his remote relations.
The chief of these is Instinct. We are all familiar
with its extraordinary exhibitions in bees, ants, and
higher animals, and its seeming total absence in ourselves.
What can we make of it?
Instinct and Intelligence.—Throughout all nature
there is an unceasing eternal conflict between the old
and the new, between motion and rest, between the
fixed and the variable, between the individual and
the universe. This cosmic contest is reflected within
the realm of animal life in the contrast between Instinct
and Intelligence.
Instinct is hereditary; it belongs to the species; its
performance is unconscious, resulting from internal
impulse; its tendency is endless repetition, not improvement;
it is petrified, inherited habit. Intelligence
belongs to the individual; it is neither
inherited nor transmissible by blood; its tendency is
toward advancement, progress. It is the source of
all knowledge not purely empirical, and of all development
not of chance.
Habits which are forced upon organisms by the
environment under penalty of extinction become
hereditary modes of procedure. They are persisted
in because vitally beneficial. Comparative anatomy
7shows us that those organs and structures which are
most persistent have their functions most instinctive;
and conversely, as individual freedom of action increases,
instinct retires and intelligence takes its
place, accompanied by higher plasticity in the structures
involved in the action.
Intelligent action is personal initiative from compared
experiences. It is not merely repetition, as in
the tricks of animals, but deduction; therefore it introduces
new tendencies into life, which instinct never
does; and these tendencies are not the direct sequences
of external stimuli, as are instincts, but are psychic in
origin, proceeding from the mental conclusion reached.
No more interesting comparison between instinct
and intelligence can be found than that offered by the
social communities of the lower animals,—the bees,
ants, beavers, and the like. Their well-regulated activities
excite our surprise and admiration. Each
member of the little state has his duty and performs
it, with the result that all are thereby benefited and
the species successfully perpetuated.
But much of the admiration expended on these
societies in the lower life has been misplaced. Their
perfect organisation is due to narrower development
of mental powers. The one object at which they
aim is species-continuation, and to this all else is subordinated.
They are in no sense comparable to the
8reflective purpose which is at the base of human
society, whose real, though oft unacknowledged, and
ever unsuccessful, aim is to insure to each individual
the full development of his various powers. Hence
it is that human society is and must be ever changing
with individual aspirations, and can never be
iron-bound in one form.
Imagination.—There is another faculty of mind,
which, if not exclusively human, is so in all its
higher manifestations, and indeed is, in its development,
perhaps the best mental criterion we could
select to measure the evolution of races, nations, and
individuals. I refer to Imagination, Fancy, the source
of our noblest enthusiasms, of our loftiest sentiments,
of poetic rapture, and artistic inspiration. These
spiritual sentiments are wholly absent in the brute,
and are rare in inferior personalities. They arise
from the vivid presentation to the mind of real or
fancied experiences directed to some end in view.
But this is just the definition of active imagination.
It is a rehearsal of our perceptions, real, or
those analogous to reality. Though not a collation
of ideas, its processes are closely akin to those of
logical thought; and, as an eminent analyst says,
“The principle of an organic division according to
an end in view governs all processes of active
imagination.”
9In this phrase we see why imagination ranks as a
criterion of mental development. Ruled chiefly by
unconscious instinct the brute has no other aims than
to feed and sleep and reproduce his kind; men of
low degree add to these, perhaps, the lust of power or
of gold or of amusement, or other such vain and
paltry ambitions; but the soul that seeks the highest
has aims beyond all fulfilment, but which by their
glory stimulate its activities to the utmost and lift it
into a life above all mundane satisfactions.
The Ideal.—By the plastic power of the active imagination
is formed the Ideal, the most potent of all
the stimulants of the higher culture. Based on reality
and experience, it transcends the possibilities of
both, and lifts the soul into realms whose light is not
on sea or land, and whose activities aim at results beyond
any present power of human nature to achieve.
But it is only by striving for that which is beyond reach
that the utmost effort possible can be called forth.
The ideal, some ideal, is present in every human
heart. It is the goal toward which each strives in
seeking pleasure and in avoiding pain. Through the
unity of the human mind, the same ideals, few in
number, have directed the energies of men in all
times and climes. Around them have concentrated
the labours of nations, and as one or the other became
more prominent, national character partook of its
10inspiration, and national history fell under its sway.
Constantly in the history of culture do we see such
general devotion to an ideal lead groups toward or
away from the avenue to progress and vitality.
Consciousness and Self-Consciousness.—Through
ideation arises man’s consciousness of himself as an
independent personality. In its broadest sense, that
of reaction to an external stimulus, consciousness is
a property of all animals, perhaps of all organic
tissues. Contractility and motility depend upon it.
What it is, “in itself,” we have no means of knowing;
therefore it is safe to agree with Professor Cope in
his negative opinion that it “is qualitatively comparable
to nothing else.”
In simpler forms of organic life it must be merely
rudimentary; but in most animals it reaches what
has been called the “projective” stage; that is, the
animal is conscious of the existence of others, like or
unlike himself, though he is not yet conscious of himself
as a separate entity. This has been held to
explain, psychologically, the “gregarious instincts”
of many lower species.
As a result of the absence of general concepts, the
brute does not contemplate himself as a single individual
in contrast to the others of his species. He is
unable to class these under a general term or thought.
Hence self-consciousness belongs to man alone.
11Attempting to define this trait, we may say that it
is the perception of the unity and continuity of the
individual’s psychological activities. Just in proportion
as this perception becomes clear, positive, sharply
defined, does the individual become aware of his own
life, his real existence, its laws, and its purposes.
Hence the study of this mental characteristic becomes
of the highest importance in ethnology; for it
has been well said (Post) that the growth or decay
of individual self-consciousness is an unfailing measure
of the growth or decay of States.
Physiologically, the sense of self, the Ego, is produced
by outgoing discharges from the central nervous
system which are felt. They may arise from
external forces or from the internal source which we
call Volition, or Will. In both cases the repetition of
feeling them yields the notion of Personality.
It is instructive to note how differently races and
nations have understood and still do understand this
notion; instructive, because it has much to do with
their characters and actions.
Naturally enough many have identified the I with
the body, or with that portion of the body least destructible,
the bones. For this reason, in Egypt,
Peru, Teneriffe, and many other localities there was
the practice of preserving the entire body by exsiccation
or mummification, the belief being that, were
12it destroyed, the personal existence of the decedent
would also perish. In other lands the bones were
carefully guarded in ossuaries or shrines, for in them
the soul was held to abide.
Not less widely received was another opinion, that
the self dwells in the name. The personal name was
therefore conferred with ceremony, and frequently
was not disclosed beyond the family. The individual
could be injured through his name, his personality
impaired by its misuse.
In higher conditions the Person is usually defined
by attributes and environment, as sex, age, calling,
property, and the like. Ask a man who he is, he
will define himself “by name and standing.”
Few reach the conception of abstract Individuality,
apart from the above incidents of time and place;
so that it is easy to see that self-consciousness is still
in little more than an embryonic stage of development
in humanity. It differs notably in races and
stages of culture. Dr. Van Brero comments on the
slight sense of personality among the Malayan
islanders, and attributes to that their exemption from
certain nervous diseases. Its morbid development in
self-attention and Ego-mania is frequently noticed in
the asylums of highly civilised centres.
I shall have frequent occasion to insist that the
utmost healthful, that is, symmetrical, development
13of the individuality is the true aim of human society.
This is directly due to the fact that self-consciousness,
the “I” in its final analysis, depends on the
unity and independence of the individual Will, which
in a given moment of action can be One only. The
cultivation of individuality is therefore the cultivation
of the will, to direct and strengthen which must be
the purpose of all education.
The Intellectual Process.—The chasm between the
human and the brute mind widens when we come to
look more closely at the various steps of the intellectual
process, that is, at the method of reasoning.
To be either clear or conscious, this must be carried
on by general ideas, in themselves abstractions. For
example, the so-called “syllogisms” of logic depend
upon the relation of a general to a particular idea; and
thinking can no more be conducted without this relation
than talking without grammatical rules; though
neither the formula of the syllogism nor the rules of
grammar are consciously present to the mind.
The logical process is everywhere and at all times
the same, in the sage or the savage, the sane or the
insane. To reach any conclusion, the mind must
work in accordance with its method. This is purely
mechanical. An English philosopher (Jevons) invented
a “logical machine,” which worked as well as
the human brain. The logical process has been
14formulated by a mathematician (Boole) in a simple
equation of the second degree. It must consist of
subject and predicate, of general and particular. But
the process has nothing to do with the proceeds. A
mill grinds equally well wheat, tares, and poisonberries.
Not upon the fact that the pepsin digests,
but that it digests proper aliments, depends the
health of the body. So the content of the intellectual
operation, not its form, is of good or harm, and
merits the attention of ethnographer or historian.
The Mechanical Action of Mind.—The Germans
have a saying, framed first by their writer, Lichtenstein,
known as “the Magician of the North,” that
“we do not think. Thinking merely goes on within
us”; just as our stomachs digest and our glands excrete.
Another one of their authors originated the
once-celebrated apothegm, “Without phosphorus
there is no thought.”
The aim of both expressions is to put pointedly the
principle that the intellectual process is of a mechanico-chemical
character, a mere bodily function, to be
classed with digestion or circulation. This opinion
has of late years been warmly espoused in the United
States.
That intellectual actions are governed by fixed laws
was long ago said and demonstrated by Quetelet in
his remarkable studies of vital statistics. That the
15development of thought proceeds “under the rule of
an iron necessity” is the ripened conviction of that
profound student of man, Bastian. We must accept
it as the verdict of science.
What, then, becomes of individuality, personality,
free-will? Must we, as the great dramatist said, “confess
ourselves the slaves of chance, the flies of every
wind that blows?”
Not yet. That we are subject to our surroundings
and our history; that our forefathers, though dead,
have not relaxed their parental grasp; that time, clime,
and spot master thought and deed, is all true. But
above all is Volition, Will, a final, insoluble, personal
power, the one irrefragable proof of separate existence,
not itself translatable into Force, but the
director, initiator, of all vital forces.
The “Psychic Cells.”—Mind brings man into kinship
with all organic life. Long ago Aristotle said
if one would explain the human soul, he must accomplish
it through learning the souls of all other
beings.
The physiologist explains mental phenomena as
the function of specialised cell-life. He points out
the cells, strange triangular masses in the cortex
of the brain, with long processes and spiny branches,
touching but never uniting. In the lower animals
the network is simple, the branches short; as mental
16capacity advances, they become more complex and
longer.
These are the “psychic cells” in whose microscopic
laboratory is worked the magic of mind, transforming
waves of impact, some into sweet music, others into
colour and light and all the glory of the landscape;
changing sights and sounds into emotions of joy or
dread; transmitting them into passions or lusts;
assorting the gathered stores of comparison, and
from them building ideas base or noble, and awakening
the Will to direct the use of all.
The Question of Soul.—But, it will be exclaimed,
in this discussion of Mind, is nothing to be said of
a Soul? Has man not an immortal element which
removes him infinitely from the brute which perishes,
and which guarantees his personal existence after
death?
The answer of modern science is that between
“mind” and “soul” no distinction can be drawn;
and that this very quality of “ideation” is not a
sudden acquisition, some free gift of the gods, bestowed
full-blown and perfected, but the development
of a very slow process, traceable in its beginnings in
some beasts, faint in the lowest men, strictly conditioned
on the growth of articulate expression, far
from complete in the ripest intellects. It neither
excludes nor assumes persistence after corporeal
17death. We may use the word “soul,” therefore,
because it is rich in associations; but use it as a
synonym of “mind.”
The soul is not some transcendental substance
outside of the individual, but exists by virtue of the
connection of his psychic processes with each other.
This does not lessen the reality of his personal existence,
but explains it.
As for the relation which mind or soul in general
bears to the material external world, most thinkers
are of opinion now that the contrast formerly
supposed to exist is one merely of view-point; that
natural science considers all our experiences as external,
while mental science studies them as wholly
internal.
Are the Mental Faculties the Same in Man Everywhere?—The
lines thus clearly drawn between the
human and the brute mind, we ask, do they hold
good for the whole human species, of all races and
degrees of culture? And has man in the past always
possessed these faculties which have been thus attributed
to him alone of all organised beings?
To these inquiries I shall address myself.
It is true, as I shall have many occasions to
show hereafter, that in mental endowment tribes
and races widely differ; but so do individuals of the
same race, even of the same family; and in regard
18to many of these differences we can so accurately
put our finger on what brings it about that we have
but to alter conditions in order to alter endowments.
The Fuegian savage is one of the worst specimens
of the genus; but put him when young in an English
school, and he will grow up an intelligent member
of civilised society. However low man is, he
can be instructed, improved, redeemed; and it is
this most cheering fact which should encourage us in
incessant labour for the degraded and the despised
of humanity.
There is another proof, strong, convincing, of the
substantial sameness of the human mind throughout
the species. This is Language, articulate speech.
No tribe has ever been known in history or ethnography
but had a language ample for its needs. The
speechless man, Homo alalus, is a fiction of a philosopher.
He never lived.
Language, however, is the guarantor of thought in
general terms. The words are the “associative symbols”
of abstract ideas. Wherever men talk, they
think in a solely human fashion.
Philologists talk of “higher” or “lower” languages.
The assertion has been made that some more than
others favor abstract expressions. Such statements
may be granted; but the fact remains that every word
19itself is the symbol of an abstraction, and only as such
can it be rationally uttered.
We can trace language back to its pristine rudiments,
to the form that it must have had among the
hordes of the “old stone age,” cave-dwellers, naked
savages. I have made such an attempt. But the
essentials of speech as a vehicle of thought still remain;
and though doubtless there was a period when
articulate separated from inarticulate speech, that was
during the morning twilight of man’s day on earth,
when he as yet scarcely merited the name of man.
From all analogy we may be confident that the
early palæolithic men who shaped the symmetrical
axes of Acheul, scrapers, punches, and hammers;
who carefully selected and tested the flint-flakes; who
had enough of an eye for beauty to preserve fine
quartz pebbles; and who lived in social groups, in
stationary homes along watercourses,—these men unquestionably
had a spoken language, and minds competent
to deal in simple abstractions. Yet these are
the most ancient men of whom we know anything,
dwellers in central Europe before the Great Ice Age.
When we have such evidence as this for the psychical
unity of the human species, is it worth while going
into that antiquated discussion of the “monogenists”
and “polygenists” as to whether man owns one or
20several birthplaces? Surely not. We declare all nations
of the earth to be of one blood by the judgment
of a higher court than anatomy can furnish;
though it also hands down no dissenting opinion.
The Elementary Ideas and their Development.—These
two principles, or rather demonstrated truths,—the
unity of the mind of man, and the substantial
uniformity of its action under like conditions,—form
the broad and secure foundation for Ethnic Psychology.
They confirm the validity of its results and
guarantee its methods.
As there are conditions which are universal, such
as the structure and functions of the body, its general
relations to its surroundings, its needs and powers,
these developed everywhere at first the like psychical
activities, or mental expressions. They constitute
what Bastian has happily called the “elementary
ideas” of our species. In all races, over all continents,
they present themselves with a wonderful
sameness, which led the older students of man to the
fallacious supposition that they must have been borrowed
from some common centre.
Nor are they easily obliterated under the stress of
new experiences and changed conditions. With that
tenacity of life which characterises simple and primitive
forms, they persist through periods of divergent
and higher culture, hiding under venerable beliefs,
21emerging with fresh disguises, but easily detected as
but repetitions of the dear primordial faiths of the
race.
The Ethnic Ideas and their Origin.—From the
monotonous unity of the elementary ideas, the common
property of mankind in its earliest stages of
development, branched off the mental life of each
group and tribe, not discarding the old, but adding
the new under the external compulsion of environment
and experience.
Where such externals were alike or nearly so, the
progress was parallel; where unlike, it was divergent;
analogous in this to well-known doctrines of the
biologist.
Such branches were constantly blending in peace
or colliding in war, leading to a perpetual interaction
of the one growth with the other, engendering a complexity
of relation to each other and to the primitive
substratum. But the ethnic character, once crystallised,
remained as ingrained as the national life or the
bodily stigmata. It compelled the members as a mass
to look at life and its aims through certain lights, to
comprehend the world under certain forms, to move
to a measure, and dance to a tune.
Such is the power of the Ethnic Mind, fraught
with weal or woe for the nation over whom it rules,
tyrannical, portentous, a blind natural force, which
22may lift its helpless followers to skyey heights or
drag them into the abyss.
How it is formed and what decides its fateful
beneficent or maleficent decrees, I shall consider in
detail in the next chapters.
23
The ethnic character becomes more fixed with
advancing culture, and its component parts—that
is, the individuals who compose it—more uniform.
This has not been understood by one of the latest
writers on the subject, Professor Vierkandt, who
maintains that in savage groups there is a much greater
sameness between the individuals who compose them.
Superficially, this is true on account of the limited
range of their activity; but in proportion to that
range the individuals differ more widely, because they
are so much more subjected to external influences
and emotional attacks. Dr. Krejči is more correct in
his opinion that the sum of the differences between
cultured individuals and peoples is less than that between
the uncultured. This obviously flows from
the fact that cultivated minds are governed by reason
and knowledge, whose prescriptions are everywhere
24the same; while illiterate minds are victims of ignorance
and passion. All who learn that twice two are
four act on the knowledge of it; but the Brazilian Indian,
who has no word in his language for numerals
above two, may disregard it.
Some have maintained that the promptings of the
group-mind as felt by the individual belong in the
unconscious or involuntary part of his nature, and
partake of the character of mechanical necessity.
There is indeed this tendency, but it is not by any
means a necessary character of the collective mind, as
an example easily shows. I may adopt a prevailing
custom or belief merely through imitation, which is a
mechanical procedure; or I may adopt it, being led
to examine it from its prevalence and to approve it
from my examination,—and this is a voluntary action.
In this we see the contrast of cultured and uncultured
group-minds. The latter demand assent merely
from their unanimity, the former wish it only from
enlightenment; the latter ask faith, the former knowledge;
the latter command obedience, the former
urge investigation.
Plato has a dialogue on the problem of “The One
and the Many”; and the abstract subtleties he brings
forward are almost paralleled by the concrete facts
which we encounter in an endeavour to state the
mutual relations of the Individual and the Group.
25This science of ours, ethnic psychology, has, in
one sense, nothing to do with the individual. It
does not start from his mind or thoughts but from
the mind of the group; its laws are those of the
group only, and in nowise true of the individual; it
omits wide tracts of activities which belong to the individual
and embraces others in which he has no
share; to the extent that it does study him, it is solely
in his relation to others, and not in the least for
himself.
On the other hand, as the group is a generic concept
only, it has no objective existence. It lives only
in the individuals which compose it; and only by
studying them singly can we reach any fact or principle
which is true of them in the aggregate.
Yet it is almost as correct to maintain that the
group is that which alone of the two is real. The
closer we study the individual, the more do his alleged
individualities cease, as such, and disappear in the
general laws by virtue of which society exists; the
less baggage does he prove to have which is really
his own; the more do all his thoughts, traits, and features
turn out to be those of others; so that, at last,
he melts into the mass, and there is nothing left which
he has a right to claim as his personal property. His
pretended personal mind is the reflex of the group-minds
around him, as his body is in every fibre and
26cell the repetition of his species and race. As an
American writer strongly puts it: “Morally I am as
much a part of society as physically I am a part of
the world’s fauna.”
But let no one deduce from this that the group
is merely the sum total of the individuals which compose
it, the net balance of their thoughts and lives.
Nothing would be more erroneous. I have already
said that laws and processes belong to the group
which are foreign to the individual. We may go further,
and prove that these processes, the spirit of the
group, are quite different from those of any single
member of it. To use the expression of Wundt:
“The resultant arising from united psychological
processes includes contents which are not present in
the components.”
In numerous respects, indeed, the individual and
the group stand in opposition to each other. The
qualities of the former are incoherent, disorderly,
irregular; while those of the latter are fixed, stable,
computable.
Let us contemplate further this relation of the
individual to the group, for upon its correct apprehension
must the whole fabric of ethnic psychology,
as a science, rest.
In every healthy individual there is a feeling
that his thoughts and actions are vain unless they
27are somehow directed towards his fellow human
beings; yet there is a further feeling that these
fellow creatures are but a means for the developing
and perfecting of himself. He desires to be intimately
associated with the group, but not to be
absorbed and lost in it. His unconscious goal is
individuality, but not isolation; and he feels that the
most complete and sane individuality can be obtained
only by association with others of his kind.
For that reason, he submits his will to the collective
will, his consciousness to the collective consciousness.
He accepts from the group the ideas, conclusions,
and opinions common to it, and the motives
of volition, such as customs and rules of conduct,
which it collectively sanctions.
These ideas and motives are strictly the property
of the group, not of its separate members. Such a
prevailing unity of thought and sentiment does not
rest on unanimity of opinion; it does not necessarily
exclude any amount of individuality, and is consistent
with the utmost freedom of the personal mind.
Its basis is a similarity of form and direction of the
psychical activities, guiding and modifying them in
such a way that a general colour and tendency can
be recognised.
If it is asked, on what ultimate psychical concept
the differences of collective or group-minds are based
28in a last analysis, I am inclined to answer with
Wilhelm von Humboldt, that it is on the currently
accepted relation of the material to the immaterial
world. The solution adopted for this insoluble problem
is the hidden spring of motive in the minds
of all.
The actual existence of the group-mind can no
more be denied than the constant inter-relation between
it and the individual mind. It takes nothing
from its reality that it exists only in individual wills.
To deny it on that account, as Wundt admirably
says, is as illogical as to deny the existence of a
building because the single stones of which it is
composed may be removed. Indeed, it might claim
higher reality than the individual mind in that its
will is more potent and can attain greater results by
collective action.
Of course, there is no metaphysical “substance”
or mythological “being” behind the collective mind.
That were a nonsensical notion. Nor is it in any
sense a voluntary invention, created by contract for
utilitarian ends. That were a gross misconception.
It is the actual agreement and interaction of individuals
resulting in mental modes, tendencies, and
powers not belonging to any one member, and moving
under laws developed by the requirements of this
independent existence. It is like an orchestra which
29can produce harmonies by the blending of the
strains of numerous instruments impossible to any
one of them.
The sense or self-recognition of individual life as
apart from group life varies widely. In the totemic
bonds of savage life, in the guilds of higher grades,
in the “society centres” of modern life, the individual
consciously and willingly renounces nearly the
whole of himself in favour of the circle which he
enters.
When he attempts the opposite extreme, and
prides himself on his insulation, his egotism, and
antagonism to others, he usually deceives himself.
No matter how selfishly he pursues his aims, it is
ever in obedience to the influence of the group.
From it he takes his thoughts and the language in
which to express them, his economic values are those
recognised by it, its ideals are his, he will strive in
vain to escape the iron bands of the social order
about him. Unknown to himself, he abides the
slave of others.
The group has another advantage over him which
he can in no wise diminish or avoid. He will die,
but it will live. He, with his petty strivings and
personal ambitions, will soon sink into the dateless
night, but the social order of which he was a part
will survive in other and younger generations, moving
30forward to its destiny under compulsive forces of
which he has not even an inkling, crushing his blind
opposition under resistless wheels.
Not by antagonism to the group does the individual
gain his highest personal aims, his fullest reality
as an individual, but by devoting himself to the best
interests of the group, learning what they really are,
and furthering them by a study of the means adapted
to their growth and fruition. This is “altruism,”
the living for others, in its highest sense, the aim not
primarily the individual, but the group and its welfare.
This is the more needful because the group, as a
psychical unit, is never creative. It is receptive, active,
executive, but for its creative inspirations it
depends upon the individual. What is called “originality,”
the stimuli and momenta of development, arise
primarily from the single mind.
But it is equally true that the work of the group
must precede the work of the individual, and prepare
for it, if it is to be successful. Otherwise, the seed
will be sown on barren ground.
In every historic event the group is the only active
agent; through it the individual can bring to bear
his limited powers over an indefinitely vast area, and
with indefinitely multiplied force. History is a record
of the sentiments and actions of groups; yet so
little has this been understood, so obscured has this
31been by the potency of personality, that until recently
it has been little more than an account of individuals.
Without the aid of the group, what would have
become of the most famous heroes of the past?
I would sum up these reflections on the relations
of the individual and the group by the practical
deduction that to understand the individual we must
study him in relation to the group, and to understand
the group we must study it, primarily in the
individuals of which it is composed, in both their
physical and mental life; and secondly, in those
principles and processes which it, as an entirely
psychical product, presents peculiar to itself.
The group is not a “natural” product in the
objective sense in which that word is employed in
the term “natural sciences.” It is a purely mental
creation, though none the less real. It must be examined
and investigated by other methods, therefore,
than those customary in the biologic sciences.
Instead of studying external phenomena for their
own sake, we must regard all such as valuable
only as they indicate psychic changes, and as they
can be translated into mental correlates. The study
is, therefore, from within, and qualitative rather
than quantitative, in this respect contrasting with
experimental psychology and also with history.
When we examine in detail the interaction of the
32individual and the group we may classify the processes
which take place somewhat as follows:
The individual receives from the group the symbols
for complex and general ideas—that is, the words
of language; he is also taught many complex purposeful
motions, such as are needed in social and
cultured life; he is supplied with artificial objects
for his use, as tools, clothing, shelter, etc.; and he is
constantly subjected to a certain amount of physical
force from those around him—in other words, is
“made to do” a variety of acts. The group may
consciously strive to modify him, as in public education,
religious instruction, and the like; or it may
act merely negatively in opposing any developments
antagonistic to its own character. The individual
may work for or against the group, or for himself
only; but in either case has to reckon with the
group for what he obtains from it.
While the unity of the ethnic mind is fostered by
a conscious effort to promote common interests,
modes of expression, ambitions, and aims, its energy
is in direct proportion to the cultivation of the sense
of individuality among its members, for from the
latter alone are born the impulses to progress. The
fatal error of many communities has been to bend
every effort to secure the former, while they neglected
or actually endeavoured to suppress the latter.
33I have been using the word “group” in a loose
way. The time has now come to distinguish it from
various other terms familiar to ethnology, such as
tribe, folk, nation, people, stock, and race.
“Group” is the best English equivalent for the
Greek ethnos, which word, by its derivation, means a
number of people united together by habits and
usages in common.
This at once places the group above the mere
temporary aggregations, such as the crowd or the
mob. The ethnic group is formed by the thoughts
and aims of the lives of its members, not by their
ephemeral emotions and actions.
Compared with nation, stock, or race, it is a generic
term; for by “nation” we understand all united in
the acceptance of one form of government; by
“stock,” those speaking dialects or tongues derived
from one primitive language (linguistic stocks); and
by “race,” those connected by identity of physical
traits. The “tribe” is merely the primitive form of
the nation, while in English “folk” has a current
application to certain classes in society and not to
the whole of it.
The correlative of the ethnic group, or, in these
pages, “the group,” in German is Volk and in French,
le peuple.
How these ethnic groups are formed, under what
34complex conditions their differences arise, what influences
are the most potent in their creation and
preservation, will be considered in detail hereafter.
At present it is sufficient to mention certain general
principles, applicable to the formation of all ethnic
groups.
First, it must be borne in mind that mere similarity
and geographical contiguity are not enough to constitute
an ethnos. The Fuegian hordes live under
the same sky, speak closely related dialects and are
physically alike; but no one would pretend that
there is any unity among them. Their roving bands
never meet but to fight and their only social occupation
is mutual destruction. Nor would there be
any true unity in a society however peaceful where
each family isolates itself to the utmost from its
neighbours and seeks to limit all its efforts and sympathies
to its own members. Such a society might
become high in numbers and extended in area; but
it would have no true unity. It might even develop
considerable results in thoughts, study, and invention;
but they would remain sterile to the general weal,
and contribute little or nothing to the progress of
the race. Such was the condition of parts of Europe
in the feudal ages.
The ethnic life is a mental life, and this consists
not in the sameness brought about by the environment,
35nor even in ideas and acquirements, but in
movement, comparison, and association of ideas.
The unity not merely of present traits but of
future aims, not merely of ideas but of ideals, is the
true unity which constitutes the ethnic mind. This
is the foundation fact which must be constantly
present to the student, if his researches in ethnic
psychology are to be profitable.
In this it differs from racial psychology, for while
doubtless each race has mental advantages and deficiencies
which are its own and which largely decide
the destiny of its members, these are not united in
pursuit of one end. There is no unity of will and
purpose.
Each individual partakes of this racial psychology
as he does of many other mental unions, such as his
church and his political party; but that which has
pre-eminence in history and psychology is not these,
but that closer and paramount union to which he
is bound by a common speech, ideas, motives, and
hopes.
We must not forget, however, that under whatever
connotation we understand the group, it is still
composed of individuals; and the relations which
these bear to it require careful consideration.
The unity of a group can never be complete. The
infinite variations of its individual members prevent
36this. And here comes in an interesting law which
has lately been defined by an American scientist.
He has shown that precisely that trait or those traits
which are the most distinguishing characteristics of
a group vary the widest in the individuals of that
group.
Let us take, for instance, a given community
remarkable for the average height of its members.
We shall find wider variations in this dimension
among them than among a community less conspicuous
in this measurement.
This appears to hold equally good for the statistics
of longevity, of health and disease, and other
physical traits. There is little doubt it is also of
general application to mental qualities. The contradictory
estimates of national character largely depend
upon it. Not the bias of the observers but
their ignorance of the operation of this law will often
explain such discrepancies.
What method should we follow to avoid such an
error? In other words, what formula can we devise
to correct individual variation and arrive at a true
average for the group?
This work has already been done for us. Diligent
students of vital statistics have as good as
demonstrated that when a given characteristic of
a group can be expressed in numbers and these
37projected by the graphic method, the resultant curve
obtained will be one of those called by mathematicians
binomial. Subtracting from the whole number
one-tenth for aberrant forms or abnormal cases
(the distribution of error), of the remainder, one-half
will represent the mean, and one-fourth each
will represent the plus and minus extremes. For
example, suppose in a given community numbering
one thousand adults the average height is 5 feet
6 inches; in it, one hundred persons (one-tenth) will
be either abnormally tall or short; of the remainder,
450 will attain just about the total average height;
while 225 will be above and 225 below it.
We can fearlessly adopt this method of reasoning
in ethnic psychology. When we speak of mental
traits or ideas common to the group, we mean that
they may be held as expressed by scarcely half of
that group; that in the remainder of the group they
may be much more positively adopted or more or
less rejected; but inasmuch as such numerous exceptions
largely annul each other’s force, the general
tendency and action of the group will be guided by
the average rather than by either extreme.
The justice of this method is further supported by
another general psychical law of groups. This is,
that they attract in the direct ratio of their mass;
the more numerous a party is, the more adherents
38will it obtain. Hence, although in the above example
the mean, 450, is less than half of the whole
number, yet it is much greater than either of the
other three sub-groups, 100, 225, 225, and exerts therefore
double the attractive power of the latter. That
is, in a question of opinion, it will receive twice as
many adherents as either of the latter. Hence the
value of majorities as expressing the will of a
community.
The principle of psychical action on which the
above is based is one very familiar to students of
psychology. It is that termed “collective suggestion.”
This is the overmastering tendency to imitate
the examples of others, to act in accordance with the
ideas and feelings which we witness in those around
us. When such ideas and sentiments are constant,
and conspicuously displayed, they overcome resistance
and the individual mind is attracted to that
of the group with like irresistible magnetism as in
fairy lore drew the ship of the mariners to the loadstone
rocks of Avalon.
From these considerations it will be understood
that the group may be regarded mathematically as a
“constant,” the resultant of a number of “variables,”
the individuals of whom it is constituted.
Many writers of late years have spoken of the
social unit, the group or the nation, as an “organism.”
39Some have further defined it as a “super-organism”
or a “physio-psychic organism.”
Such expressions are well enough as figures of
speech. They serve to accentuate the interdependence
of parts and the potentiality of change and
development in the ethnic mind. But the simile
becomes illusory and deceptive when it is set up as
a principle from which to deduce conclusions. The
group is no more an organism than is any other
psychical concept, that of the “genus Homo” for
example.
A vital characteristic of the ethnic group is the
degree of its centralisation. This is, in truth, a coefficient
of its powers. Numbers may be said to
increase thus by addition, but centralisation by multiplication.
The centralisation, however, must be
real; not simply a single point of action, but also a
convergence of forces to that point. The French
nation is popularly supposed to be centralised in
Paris; but in fact the provinces are usually ignorant
of national action there until after it has occurred.
It is through modern methods of rapid transmission
of intelligence that national groups can act with so
much greater force than in earlier days.
The permanence of the ethnic group has been a
matter much discussed by philosophers. Led on by
a supposed analogy to the individual, governed by
40the notion that the social unit is an “organism” and
subject to the same laws as physical organisms, supported,
as they imagined, by the teachings of history,
writers of merit have claimed that the ethnos has a
birth, an adolescence, a period of maturity, and old
age and death, as has the individual.
Even such an acute thinker as Quetelet was so
enamoured of this theory that he worked out the
“natural longevity” of a nation, discovering it to be
about ten times the greatest longevity of its individual
members!
The doctrines of ethnic psychology, as I understand
them, do not sanction such an opinion. The
analogy of the group to an organism is purely fictitious;
the historic causes of the decay of nations are
not the same and are not allied to those which bring
about mortality in the individual.
There is no such thing as a natural death of a
Society. It may be crushed by external force, but if
it perishes from within, it has deliberately poisoned
itself, has fallen a victim to preventable disease.
There is one catholicon, one elixir of life, which
will preserve any society from decay, and confer upon
it the blessing of eternal youth, if it is constantly
remembered and administered.
That catholicon is to cherish and cultivate assiduously
the one distinction which, I have pointed out,
41lifts the human group above the communities of the
ants, the bees, and the beavers; that is, that the chief
aim of the community shall ever be to give each individual
in it the best opportunity for the full development
of his faculties.
If the history of the gradual decline and fall of any
nation be investigated, it will be seen that the end
has come through the violation of this, the one peculiar
principle of human association. Hemmed in by
castes, classes, or institutions, the human souls have
atrophied, degenerated, grown decrepit and impotent,
incapable of resisting the natural forces around them.
Though the ethnic mind does not run the same
life-course as the individual body, yet it resembles
this in its ceaseless change. It is forever altering
both its contents, its purposes, and the intensity with
which it pursues them.
Psychologists have classified these activities under
three general expressions which we may call laws.
They are, first, the law of Continuity; second, the law
of Diversity of Purpose; and third, the law of Contrast.
The law of Continuity means that in the ethnic mental
life there is a regulated course of growth or development;
that each phase or condition is the logical
result of previous phases or conditions.
The second law emphasises that the rate of growth
depends chiefly on the diversity of aims which exists
42in the community. As they are multiplied, growth is
the more rapid. This is analogous to that law of
organic forms by which evolution is in proportion to
variation.
The third law, that of Contrast, applies to the
ethnic mind the curious fact in mental life that a prolonged
devotion to one idea leads to a reaction in
which the opposite of that idea becomes dominant.
This is even more conspicuous in the history of progressive
nations than in that of individuals. Upon
this depends that periodicity in the lives of peoples
which has so often been remarked by historians.
The above mentioned facts and laws demonstrate
that there is a true unity of existence in the ethnic
mind; that it has its own traits, forms, and processes
of growth and decay, quite apart from those of the
individual mind; that it is not to be studied by the
methods of experimental psychology, but by methods
drawn from the observation of its own modes of
being; and that it is this abstraction, if you please,
which is the prime factor in the fate of the group
over which it rules.
But I must return again to the definition of the
Group. It must not be said that I leave any obscurity
in the connotation of that prominent word.
There may be—there always are—many forms of
groups in the same community, and these by no
43means cover each other coterminously. Take many
an American village, for example. There are the
religious groups, Protestant and Catholic; the political
parties, Republicans and Democrats, not at all of
the same individuals as the former; and there may
be the linguistic groups, German and American,
different again from both the former; and the racial
groups, whites and negroes.
Something similar to this is found on a large
scale in every people, every nation; and the serious
problem presents itself,—how are we, from these
heterogeneous elements, to reach anything which we
can properly call the common sentiment, the general
mind of the mass?
The example I have chosen of the American village
is an extreme one. In a primitive, isolated
tribe of Indians, in a remote mountain village, or a
rarely visited island, the task would be vastly easier.
But the principle in all cases is the same.
By eliminating particular after particular, as the
logicians say, we finally reach a general, a consensus
of opinion and aspiration on a variety of topics, with
which the full number required by the mathematical
method already stated will agree. These common
sentiments will represent the active influence of that
community, and very accurately measure its value in
development.
44Being an American village, we can without doubt
predict that it will be of one mind that making money
should be the chief aim of active exertion; that respect
for the law of the land should be cultivated; and that
performing recognised duties to one’s family should
be taught as indispensable.
One must not take it for granted, however, that
such like salient features are necessarily the ones
which govern and measure the powers and actions of
the group. Such an error is very common. The
chief trait of the Scot is popularly supposed to be
his stinginess; but the solid and lasting character
of that people prove that they have souls above
lucre. The English are pre-eminently mercantile,
and Napoleon called them a nation of shopkeepers,
but he discovered his mistake at Waterloo; the
apostle called the Cretans “liars and slow bellies,”
but Crete was the source of Greek law, and when
the apostle elsewhere quoted a Gentile poet’s concept
of God as his own, that poet was a Cretan.
How, then, it will be asked, are we to distinguish
the most vital from the most prominent traits of the
ethnic mind, since they are not always, even not
often, the same?
The answer to that question is the main object
of the second part of the present volume. Suffice it,
therefore, here to say that all ethnic traits must be
45weighed and measured by the contributions they
make to the cultural history of mankind, to the realisation
in daily life of those ideas which are the formative
elements in civilisation.
Reverting once more to the definition of the group
as portrayed in the ethnic mind, its traits are further
brought into relief by the comparison of group with
group.
The individuals are here dropped from sight, and
the elements and processes of two or more ethnic
minds are placed in contrast. They are compared
in the manner in which they have conceived and carried
out notions common to the species—let us say
religion, or law, or social relations, or practical inventions.
When the comparison is extended to all
the cultural elements and the results tabulated, we
reach fixed and accurate data for appraising ethnic
mental ability, whether racial, tribal, or national.
There is nothing delusive or fanciful in such comparisons.
The results are obtained by recognised
scientific methods, and are controlled by well-known
mathematical laws. They establish the claims of
ethnic psychology to a place among the exact sciences,
and show that it has a field of its own not yet included
in the domain of any of its neighbours.
46
Thus furnished, as we have seen in the last chapter,
with a common stock of faculties and desires,
the primitive men set out from their unknown
birthplace, to conquer the world. They journeyed
east, north, south, and west, into foreign fields and
under alien skies. Seized in the iron grasp of novel
environment, each band must adapt itself to the new
conditions or perish; for in their ignorance they
knew not to wrest the power from Nature and make
her their slave. They must bow and yield to her
commands under penalty of death.
Compelled by external forces, they changed the
hue of their skin and the shade of their hair; they
grew tall of stature or sunk to pygmies; their skulls
altered in shape, and their long bones rounded, or
else flattened like those of apes.
Not less surprising were the alterations in their
47minds. Some felt no desire for fixed abodes, and
ever wandered, while others sowed fields and built
cities; some remained in small, ungoverned bands,
while others founded great empires and enacted
iron codes; some were satisfied to compel the Unknown
by magical rites, while others sought the
wisdom of God and the secrets of Nature.
These variations, however, meant Progress; for
repetition is not progress, and it is only by ceaseless
change and endless experiment that one can find
out the best. The separation of man into families
and tribes and peoples was, in fact, a necessary condition
to his improvement as a species. From the
seeming chaos of changing forms the highest type
emerged, as, in Greek myth, from the surging seas
rose the perfect form of Aphrodite Anadyomene.
The chaos is indeed but seeming. The differences
among men are the results of physiological
processes, proceeding in definite directions under
fixed laws, and adjusted so that they bring about
calculable results. Let us turn to the examination
of these processes, in their universal expressions
operative everywhere, as well in the psychical as the
physical world.
Psychical as well as physical; for the new conditions
which transformed the bodies of the primitive
horde left their impress also on the minds of its
48members, not erasing any trait which made them
Man, but bringing them into closer likeness between
themselves, and by that act into sharper contrast to
their neighbours. The varied practical needs of life
fostered their peculiarities, and created a similarity
of feelings and purposes, and a community of knowledge
in each band. This acted as a sort of intellectual
mother-water in which each individual mind
of the band crystallised into the same shape, readily
accepted the beliefs, imbibed the same prejudices,
looked at the world through the same spectacles.
We may well believe that it was not long before
contests arose between the primitive hordes. We
are told, indeed, by a venerable authority that they
began between the first two brothers. Then these
diversities of body and mind decided the conflict.
The stronger slew the weaker or drove them from
the field; unless, indeed, by craft or superior skill
the weaker foiled the stronger, as, so endowed, in the
long run they surely would. Thus the great law of
Natural Selection, of the destruction of the less fit,
exercised its sway to preserve that horde which, on
the whole, was better adapted for preservation and
gave it power over the land.
In the species Man the exemplification of this
great law is, as I have intimated, essentially psychical,
and its application is upon masses, upon ethnic
49groups. History, the story of man’s progress, deals
only with these, not with individuals.
Progressive ethnic mental variation is therefore
the theme for our immediate consideration, and
especially as it is displayed in the processes of natural
selection and adaptation. This is the physiology
of ethnic psychology, the history of its normal
progress to more specialised powers and higher
types.
I cannot go amiss if I present it with a rather
close adherence to the recognised method of natural
science; for the impression is constantly gaining
ground that the psychical life of Man follows the
same laws as does his physical; or, to express the
thought more accurately, that the one is the reflex
of the other, for we can read both with equal correctness
in terms of thought or terms of extension.
Such changes may take place in several directions:
as in abolishing organs no longer useful; in reducing
others which are diminishing in value; in strengthening
those which are of immediate utility; and, by
correlation, maintaining those relations of parts on
which the “type” depends.
These changes are not “purposive”; they do not
aim toward a future type, though they may result in
one. Such a type may be more decadent than its
antecedent, and be the prelude to extinction, under
50this adamantine law of destruction; but if its variations
have been physiological and adaptive, they will
confer upon it the blessing of life, the gift of length
of days.
Those changes which strengthen an organ or
structure, or tend to develop and preserve new and
useful variations are called “progressive”; those
which tend to draw individual variation back to the
current type or to reduce certain structures or functions
are called “regressive” variations.
It would seem at first sight that such processes
must tend in opposite directions—the one beneficial,
the other injurious. In fact, both are preservative;
but by contrasted physiological processes.
Progressive changes begin in the individual and
pass by inheritance into the stock, when they have
proved beneficial to it. They continue in action so
long as they are useful. When their utility ceases,
the energy of the economy is expended elsewhere, on
other structures or faculties. The degeneration thus
produced is “compensatory.” It does not detract
from but adds to the general viability of the
organism.
What is most marvellous in this process is that the
part or power rarely wholly disappears, no matter
how long it has been useless. The pineal gland in
the human brain is the remains of a third eye with
51which our ancestors looked out from the top of their
heads when they were Silurian fishes; and the appendix
vermiformis was an annex to their stomachs
when they were herbaceous ruminants!
So it is in psychical anthropology. A department
of it, Folklore, is taken up with such survivals, and
strange are its revelations! Our Christmas dinner is
a reminiscence of a cannibal feast at the winter
solstice. The dyed Easter egg is a relic of a myth
of the dawn older than the Pyramids.
In strictly scientific language evolution is not
always synonymous with progress. It means simply
change or transformation within the limits of physiological
laws—that is, that such changes tend, on the
whole, to the preservation of the individual or do
not conflict with it.
Life is the criterion of evolution. But the application
of this standard is not always easy. The most
salient variation is not necessarily the most important.
Again, a variation admirably suited to a
given mode of existence may be unfriendly to development
by unfitting the stock for later and inevitable
changes of environment.
In the psychical ethnic life there are, however, a
limited number of characteristics, the symmetrical development
of which cannot fail to bring out all the
latent powers of the group in the struggle for its
52independent existence; and, conversely, their neglect
or faulty cultivation will surely pave the way to
debility and disappearance. They are the primary
factors of progressive variation in ethnic psychology.
The list of them is as follows:
1—Remembrance.
2—Industry.
3—Inventiveness.
4—Adaptability.
5—Receptiveness.
6—Forethought.
They are all essential to ethnic progress; though
the special cultivation of one or the other must be
dictated by the circumstances. The development
must be in relation to the inner (mental) and outer
(physical) demands upon the group, if it is to make the
best of its life. They are the physiological elements
of collective mental growth, standing in relation to it
as do proper food, exercise, cleanliness, and the other
hygienic methods to bodily health and strength.
1. Remembrance.—Knowledge is of no avail unless
it is remembered. Experience may become prophetic,
but if its words are forgotten, of what use is its
wisdom? Hence the rudest savages seek means to
strengthen their recollection of events and ideas.
The Australian has his message stick, the Peruvian
his knotted string (quipu), the Chippeway his meday
53club,—all to help preserve tradition, ritual, knowledge,
in some form.
Whatever technical process was devised to shape
a war club, or to minister to the sense of beauty by
adornment, whatever laws were framed to regulate
the clan, whatever secrets were learned from nature,
became of value to the group only in so far as the
faculty of memory and the means of remembrance
were cultivated.
I need not refer to the supreme treasure of written
records, the national literatures of the world; but it
is worth noting that just to the extent that a nation
cherishes its own history, lives in its past deeds,
drinks from its own fonts of thought, does it develop
its vitality and independence.
Tradition and instruction in what the group has
already gained is the first condition of further advance.
If the future is to rest on a secure foundation,
it must be built on the experience of the past.
Plato estimated the alphabet none too highly when
he called it a gift of the gods. The dream of immortality
in name is a mighty stimulus to effort.
What were that fame worth that perished with our
flesh?
Under this head also comes what we broadly call
Education, that which distributes to the new generation
the garnered grain and treasured pearls of hundreds
54of older generations; which places in the hands of
the young the tools of thought, the training in vocations,
the pride in the noble achievements of the
past, the acquaintance with their own powers and
the means of increasing them, the precepts of justice,
of love, and of truth, and the inspiration of grand
ideals of life and work.
No past is too remote to be destitute of practical
value to the present. No truth is too trivial to be
regarded. Knowledge has long and wisely been
esteemed the synonym of power. Art, science, the
whole fabric of culture, are accumulations, memories,
of millenniums of labour, of whose results all has been
lost except that which has been recollected.
2. Industry.—The secret of all improvement in
human life is the conscious effort to improve. Idleness
is the chief obstacle to advancement. Disuse
of brain-function degenerates the tissues faster than
misuse. Labour, work, activity, exercise,—these are
the only means to strengthen the powers we have and
insure their survival.
Not all effort is equally beneficial. It may be
honestly intended, but misdirected, and lead to perdition;
it may be the tread-mill labour which reduces
the man to a machine, and blunts and dulls his soul;
it may be, as with those who “work hard at play,”
consumed in frivolous pastimes and trivial objects.
55The true aim of all effort, that aim which most
contributes to progress, is the conquest of the
environment, the subjection of it to the enlightened
reason and the individual will. “The one process
of human evolution,” says a thoughtful writer, “is
the passage from a merely mechanical to a rational
life.”
“Adaptation to environment” belongs to plant life
and brute life. Man at his best aims at the nobler
task of moulding the environment to his own will
and wishes. He is not its slave, but its master.
Does arctic cold threaten to freeze the blood in his
veins? He builds a hut and lights a lamp; and the
summer zephyr is not milder than the air he breathes.
Does the equatorial sun dart its fatal rays from the
zenith? He spreads an umbrella and dons a helmet,
and is as cool as if under orchard shades of temperate
zones.
Reason-directed, unflagging activity,—this is the
one indispensable and all-sufficient security for the indefinite
progress of individual or group. The
definition of “genius,” said Goethe, “is the willingness
to labour unremittingly.” The willingness presupposes
the will, and he of the indomitable will
soon becomes master of his purpose.
This trait has long been familiar as a criterion in
ethnic psychology. Professor Klemm in his history
56of human culture, written half a century ago, divided
the tribes and nations of humanity into those
who have been “passive” and those who have been
“active.” He maintained that the love of labour is
the simple and sufficient measure for the capacities of
any race.
Many later writers have followed him in this discrimination,
although they phrase it in various forms.
The latest, Professor Vierkandt, repeats it in a more
psychological guise when he states that the real
source and centre of all differences between the cultures
of human groups is the one difference between
their voluntary and involuntary activities. The latter
are instinctive, the former reflective; the latter
are mechanical, the former are rational; the latter are
of bondage, the former of freedom.
The sum of average brain-industry in an ethnic
mind is the measure of its comparative value. Not
single brilliant examples of genius, cases here and
there of exceptional ability, but a prevailing love
of labour is what guarantees success. A true genius,
a Camoens or a Cervantes, belongs more to the world
than to the nation. Both these illustrious names
have stimulated thought more in foreign lands than
in their own homes.
3. Inventiveness.—When the neolithic man invented
a sword of bronze to replace his dagger of
57stone, he invested his tribe with the kingship of the
known world. The less-inventive hordes became
their slaves.
The victory of man over nature has been won by
his inventions; and the tribe, group, or nation which
leads in the control of natural forces will also lead in
the struggle for existence, and supremacy. Others
may sing sweeter songs or dream diviner visions, but
the potency of life will not be won thereby.
Inventiveness is another word for that knowledge
which is really power, force, strength—brutal, if you
will, but present, actual.
Man is distinctively a tool-using animal, and those
with the most efficient tools will bring the others to
terms; for when it is a tool of war, a weapon, victory
is to him who has the best.
Inventiveness is the foe of habit, and habit is the
foe to advancement. As the sickle gave way to the
scythe, and the scythe to the mowing-machine,
the food-supply was insured against failure, famines
disappeared, and aggregations of millions in cities
became possible.
An invention is something concrete, objective. It
substitutes reality for a dream, and in the end surpasses,
in the elements of the marvellous, all dreams.
The Arabian Nights tell of no magic spell so potent
as to enable persons to speak to each other a thousand
58miles apart. But invention has made that the most
commonplace of incidents.
As there is no calculable limit to the natural forces,
so there is none to our possible control of them.
Reason has this in itself, that qualitatively it is of
higher order than force and can control it to any
extent. The nation which constantly encourages this
application of reason must be the most forcible,
the most powerful. Would you forecast the fate of
the present “great powers” in the twentieth century?
The books of prophecy are open. They are the
records of the patent offices.
4. Adaptability.—The fundamental law of life in
organic forms is their relative ability to adapt themselves
to environments.
This is just as true of ethnic units, physically and
mentally. When I come to speak of acclimatisation,
I shall dwell on the former phase; now, I emphasise
the necessity of mental adaptation, as shown in laws,
religions, customs, and thoughts.
There must be nothing “hide-bound” in the tribe
or nation which migrates or which expands into new
conditions of life. Home-sickness must be unknown
to it. It must cherish no ancient local prejudices,
carry with it no baggage which it is not ready to exchange
for something more suitable. More than that,
it must be on the alert to discover what alterations in
59home habits should be made, and hasten to make
them.
Adaptability is not the loss of national character.
We may change our sky with profit, but keep our
minds. To lose ourselves in travelling would be a
loss irreparable. The human group which succumbs
to new environment does not adapt itself to it, but is
drowned in it. The changes required by adaptability
are chiefly external and of will. They are such as the
recognition of new experiences suggests as advisable
for survival.
Adaptability is an active trait. To be most effective
it must be conscious and purposive. The knowledge
gained from others must be utilised intentionally
to the special advantage of the group. In this
form it is a product of the higher culture. Primitive
peoples, when they migrated, submitted themselves
without reflection to the new influences around them;
enlightened groups are on their guard and sedulously
retain what they bring with them if they see it is better
than what they find, or accept the latter if it is
superior. True adaptability, therefore, is the result
of conscious reasoning.
5. Receptiveness.—Not only should the ethnic mind
be ready to adapt itself to changed conditions, but
it should be ever ready to give admittance to new
knowledge; not only passively, but should actively
60seek it from others. Only thus can it progress surely
and rapidly. Anything in the nature of “Chauvinism”
is destructive to breadth of conception. The
national egotism which scorns to learn of neighbours
prepares the pathway to national ruin.
Primitive tribes borrowed extensively one from the
other. The traditions, games, arts, and inventions
were appropriated by the most mentally energetic,
and by them such secured dominion and prosperity.
Civilisation alters not this process. That nation
to-day which is most eager to learn from others,
which is furthest from the fatal delusion that all wisdom
flows from its own springs, will surely be in the
van of progress.
Receptiveness in national life is gauged by the
knowledge the nation has of others. This can be
gained by intelligent travel or by study. Where the
citizens of a country travel little or for amusement
only, and are but slightly conversant with other
languages than their own, we may be sure that the
national mind is lacking in this quality. The number
of foreign students in a great university is a test
of this element of progress in the character of their
respective nationalities.
Hence the practical deduction of the importance of
a knowledge of modern languages. Without them,
the minds of other nations are closed books to us.
61They may be surpassing us in wisdom and we be
ignorant of it. In that case, some day we or our
children will weep for our negligence.
6. Forethought.—In one of his works Professor
Letourneau remarks that forethought is par excellence
the ripe fruit of intellectual development. The ancient
Greeks embodied this truth in the pregnant myth of
Prometheus (Forethought), who stole fire from the
gods and gave it unto men and his brother Epimetheus
(Afterthought).
He who is willing to sacrifice the present for the
future must possess self-control, fixity of purpose,
faith in what governs the future, decision of character.
His actions must be conscious, purposive, directed by
intelligence. His will must be trained in the choice
of motive, and his passions curbed into obedience to
his reason. Self-restraint, self-sacrifice, even self-immolation,
are the virtues he must be ready to
practise.
The distant aim for which he is thus denying himself
may be within the confines of his own expectation
of life, and thus be after all centred in personal
ambitions; or it may be directed toward some hoped-for
life hereafter, in the next world, the spirit-land;
or, noblest of all, it may be in the interest of unborn
generations and humanity at large. Perhaps in his
zeal he misses present joys for the illusions of a
62fancied future; but better this than to sacrifice the
future to the present.
In such deliberate and conscious planning for remote
aims he is not like the squirrel who lays up a
store of nuts for the winter; for the man exercises
his will and decides between motives, and his actions
are not controlled by external events but by inner,
psychical reflections. There is even something not
despicable in that avarice which heaps up riches and
knows not who shall enjoy them. In it is revealed
that anxiety to labour for a remote future, at present
sacrifice, which, in nobler expressions, is a fine,
essentially human, trait.
This characteristic differs widely in mankind, and
in individuals. So significant is it of the progress of
the group that in various forms it has been chosen
by several writers as the main distinction between
savagery and civilisation. The efforts of the barbarian
aim at the satisfaction of his immediate wants
only. His means of livelihood—hunting, fishing, and
the collection of natural products—do not admit of
saving for a far-off future. As the soul rises in
culture, its horizon expands. Not merely against
winter’s want, but against the inevitable periods of
sickness and decrepitude which lie in wait for all,
must we be prepared. Then there are the feeble
and the helpless, and farther still the unborn, our
63descendants, for whom we feel responsible. Finally,
the horizon falls co-equal with the limits of the
world, and the future of all humanity appeals
to the loftiest souls as demanding their strenuous
labours.
The best-directed efforts of humanitarians to-day
are aimed at the cultivation of forethought in the
minds and habits of the lower, so called, improvident
classes of society. Wise governments are engaged
in providing secure depositories for small savings, in
devising methods of insurance against want in old
age and poverty, and in urging upon all the wisdom
of guarding property against attacks, thus aiding in
the survival of the nations.
These are the primary factors of progress in the
ethnic mind. Everywhere and at all times their
assiduous cultivation makes for national strength and
life. Where they are all active, success is assured.
Where even one is neglected danger is incurred.
But, it will be objected, are there not other mental
traits just as necessary,—for instance, courage, enthusiasm,
loyalty, patriotism? Yes, they are sometimes
advantageous, sometimes necessary; but these
and similar emotions are secondary; in themselves,
they do not insure progress; in frequent instances,
they oppose it, and lead their possessors to ruin.
64Blind courage, for example, like misdirected energy,
is mischievous and destructive.
Emotions and sentiments are necessary stimulants
to action. They are indefinitely valuable in national
character, but only to the extent that they are
governed and directed by intelligence. In themselves
they are blind and unreasoning impulses, and
dangerous guides. In culture history, they belong
to primitive or half-civilised people, incapable of
holding rational conduct. By means of them, astute
and unscrupulous rulers sway the masses, exciting
them to actions detrimental to themselves.
The real factors in ethnic evolution must ever be
those which are rational, conscious, voluntary. As
voluntary, they require freedom, liberty of choice
and of action. Freedom is an external condition, and
unless it is enjoyed without other restraint than the
limitation of the same privilege in others, the group
can never reach its complete development. In the
theory of progress, therefore, it should be always
given as the primary condition of growth.
The physiological processes by which regressive
variation affects the ethnic mind are chiefly three:
1. Absorption through concentration elsewhere.
2. Disuse or neglect of faculties.
3. Reaction from natural limitations.
Such changes as these are not merely consistent
65with ethnic advancement but essential to it. They
indicate simply a re-distribution of the vital forces in
accordance with the demands of new conditions.
This is a phenomenon constantly seen in the individual
life of organic beings of every grade, and that it
extends to the species and to the mental powers
proves that it is an universal law.
Many have maintained that regressive variation
proceeds in an inverse direction from progressive evolution,
eliminating the most recently acquired characteristics
first. Not a few have sought to apply this
supposed law to ethnic conditions and sociological
factors. But recent authorities of weight, who have
examined this question with care, regard the instances
supposed to confirm such a theory as coincidences
only, or explicable on other grounds.
The term “regressive,” therefore, is to be understood
as applying to a physiological and healthy
process, by which the sum of nutrition in an organism
is expended more upon one or several elements of
that organism at the expense of other elements. The
latter, therefore, reduced in sustenance, undergo
“regressive” changes, atrophy, or diminish.
In mental life this is paralleled by the cultivation of
some faculties to the neglect of others. Those to
which we “pay attention,” as the phrase is, improve,
while those which we neglect are weakened.
66What is here noted of the individual is true of the
group. Indeed, it is a leading fact in the psychical
history of the species. Man has paid heavily for all
his winnings in the intellectual field by losses of many
a power which would serve him well had he retained
it. He has forfeited the instincts which once were
his guides, the acuteness of his senses has gone, the
happy carelessness of his youth has deserted him.
We may all join in the lament of Mrs. Browning:
“I have lost, ah, many a pleasure,
Many a hope and many a power.”
In applying these general facts to the variations of
the ethnic mind, the principal distinction to observe
is between relative regressive and actual regressive
changes.
The former are not only consistent with general
progress, but in some sense a condition of it. In following
the steep ascent of advancement, we must cast
aside some of our baggage. We must husband our
resources and spend them where the return will be
most bountiful. Where we strike the balance of our
mental losses and gains and find it in favour of general
improvement, we may rest content.
1. Absorption through Concentration Elsewhere.—The
concentration of the ethnic mind on the cultivation
of one group-trait infallibly leads to a diminution
67of other faculties. The group has a fixed
amount of time, activity, and mental force, and if this
is concentrated chiefly on one purpose, others must
suffer.
History offers numberless examples of this. A few
will suffice. The Vikings of Norseland had but one
vocation—war; and though they repeatedly founded
kingdoms in the south, not one survived. The capacities
for peaceful life were lost in them, but for generations
they were the terror of the more numerous
and highly cultured nations of the south.
Exclusive devotion to the religious sentiment has
reduced many peoples to practical imbecility, especially
where the State has used its powers to force
a particular church upon the community. Nothing,
indeed, has brought about more complete intellectual
atrophy.
These are examples where the process under consideration
has been misdirected or carried too far.
When it is properly guided, the compensation for the
loss or diminution of one faculty is vastly greater
than the value of that faculty. Thus, it was through
the cultivation of his intelligence that early man lost
his instincts. Through an earnest desire for peace
which sprang up in the cities of the Middle Ages, the
constant strife between the feudal nobles was measurably
checked, to the signal advantage of the nation.
68Where the stress of mental attention is directed
to the cultivation of secondary traits or of those
which make against the general welfare, the process
is still physiological; it may, indeed, for the time
be advantageous, concentrating the group-feeling
and fitting the nation for its immediate conditions.
Thus, in the present age, industrialism attracts to its
sphere most of the ability of several leading nations.
It offers not in itself a high ideal of life, but appears
to be one peculiarly suited to the prevailing conditions
of humanity. It stores reserve national force
which will, doubtless, in time be expended on nobler
aims.
2. Disuse or Neglect of Faculties.—The impairment
of mental powers through disuse is one of the
most common phenomena of psychology. Men are
much more colour-blind than women, because they
exert less the faculty of distinguishing hues. Persons
who do not practise memorising soon lose the
power.
In the history of nations this has been most conspicuous
in the neglect of the military spirit; Carthage
yielded to Rome, and Rome to the barbarian,
chiefly because a distaste for personal exposure in
combat led each nation in time to depend on mercenaries
for defence. For centuries in China the vocation
of the soldier has been looked upon as inferior
69to that of the scholar or the statesman; and, however
just this might be in the abstract, it so weakened the
national integrity that the vast Sinitic empire is now
tottering to ruin.
Disuse may arise from two conditions: the one,
from neglect and overattention to other faculties;
the other, from absence of opportunity.
Both are abundantly represented in ethnic psychology.
Of the former, I have just given instances;
while of the latter the deliberate avoidance by large
groups of certain areas of mental life are examples
in point. Thus, the Society of Friends (Quakers)
have for two hundred and fifty years expelled the
cultivation of the fine arts from their education.
The result is a loss of the æsthetic faculties, but a
remarkable gain in other directions—such as sobriety,
longevity, business success. Whether the compensation
is sufficient seems, however, to be decided
in the negative by the Friends themselves.
Other examples present themselves. The aristocracy
of Siam regard all forms of work as so
degrading that they allow their finger-nails to grow
five or six inches in length to prove that their hands
have never been soiled with labour. Needless to
say that this disuse of their muscles is followed by
atrophy of their brain-cells, so that they are an
emasculate and enfeebled group. The theory of
70concentration and disuse of faculties in the group led
to the system of castes, the most striking example of
which is in India, where they are divided upon race
lines. The white Brahmans are the priests, legislators,
scholars, and diplomats; the red Rajpoots are
the warriors and chieftains; the yellow Mongols are
the commercial and agricultural class; while the
black Dravidians are the mechanics and herdsmen.
Each caste adopts its special branch of activity and
avoids that traditionally belonging to another caste.
Although a similar theory has been widely popular
in many states, such a division of labour and responsibility
has in it elements of debility which in the long
run must bring about social disintegration. It conflicts
with the unity of the ethnic mind.
3. Reaction from Natural Limitations.—As there
is a difference in the mental aptitudes of individuals
which no training can equalise, so there is in those
of human groups. Its causes do not concern us
here. The fact remains and must be faced.
There are natural limitations to each mind and
to each group of minds. Compared with the most
highly gifted, the less so stand in the physiological
relation of “rudimentary organs.” When brought
into contact, the latter will either succumb or accept
a subordinate position.
The American Indians, as a race, were comparatively
71highly gifted. They created an order of architecture
and even devised a system of phonetic writing;
but none of their states was of long duration, and none
of their so-called “empires” rose above the level of a
temporary confederacy.
The limitations of the racial mind were such that a
complex social organisation was impossible for them.
In the forms of their highest governments, those of
the Aztecs, Mayas, and Peruvians, we see repeated on
a large scale the simple and insufficient models of the
rude hunting tribes of the plains.
This is also true of the black race of Africa. The
powerful monarchies which at times have been erected
in that continent over the dead bodies of myriads of
victims have lasted but a generation or two. The
natural limitations of the racial mind prevented it.
Many other examples could be cited. Indeed, the
law of “thus far shalt thou go and no farther” tells
the story of most of the failures of races and peoples.
They fell through mental inability to succeed. They
had reached the natural limit of their activities.
But there is in this no occasion to deduce a conclusion
of fatalism. These limitations have been
operative in great measure because they have been
unrecognised, and no effort has been made to escape
them. Though they may not be remedied, their evil
effects may be avoided by enlightened prevision. They
72act like other natural laws, and all such laws can be
turned to man’s advantage, if he sets about it wisely.
Modes and Rates of Ethnic Variation.—Both
progressive and regressive mental variations are
formed of constructive, synthetic evolution; both are
necessary to general advancement; both have their
place in the scheme of national health and growth.
They belong among what the physiologist calls
“anabolic” processes—those whose tendency is to preserve
and develop the species.
There has, however, been frequent misunderstanding
of the modes of action of these processes and the
rate of their movement. This misconception exists
widely to-day. Many writers have mistaken actual
advance for degeneration, or claimed that some nation
or stage of culture was superior to another from some
single real or imagined feature. Thus Rousseau and
his school, enamoured of the supposed personal freedom
of the savage, lauded the existence of man “in a
state of nature”; and their followers still assail modern
civilisation as a failure.
It becomes important, therefore, to examine the
modes of healthy progress so that we may understand
its sometimes strange aspects.
These modes are three in number:
1. In lines, either parallel (homoplastic) or divergent
(heteroplastic).
732. In circles, or curved forms (spirals).
3. In waves, rhythmic undulatory forms.
1. Parallel and Divergent Variation.—Evolutionists
are familiar with these two forms of progressive variation
in the organic world. They are equally evident
in human progress.
No fact in ethnology is more striking than the
parallelisms of primitive culture. Go where we will
among the savage tribes of the globe, we find them
developing the same arts along the same lines, framing
their tribal organisations on the same models,
calling in similar words on the same gods. Not only
in this but in what seem matters of caprice, fancy, and
local colour, the same similarity, almost identity, prevails.
They tell stories of like plots, decorate their
weapons in like patterns, dance and sing in like forms.
Yet, though so much alike, so “tarred with the
same stick,” each tribe and group is different. Each
has its own imprint and character. Each has its
points of individuality.
This is “divergent” variation, just as universal,
just as inevitable as the parallelism we have been
considering. This extends into minute and seemingly
unimportant details. We may, for example,
compare the stone axes of neighbouring American
tribes. In a casual survey, they look alike; a close
74inspection reveals slight but constant differences.
The trained eye can distinguish their place of origin
without difficulty.
This inherent divergence is so profound that two
well-marked groups become incapable of mental
unity. They may be separated by an imaginary
line, and have been for generations under like climatic
and cultural conditions, but the imprint of the
divergence is ineradicable. If they have the same
religion, they will understand it differently; the
same events will impress them differently; their
feeling and their hopes will be asunder.
While this is true, it is also true that a new
stimulus to progress is created by the union of divergent
lines of thought. The resultant is a fresh
element in mental life, a new birth independent of
either parent.
Such unions are brought about either by similarity
or contrast. There is a species of elective affinity
between certain lines of psychical development which
at once unites them as they approach each other.
There is also a similar union induced by contrasted
psychical states. We say familiarly that
“opposites attract each other,” and it is a maxim drawn
from frequent experience. The rapid changes from
social freedom to military tyranny in the mercurial
population of some states seem more gratifying
75to the ethnic spirit than a continued stable government.
Parallel variations lead to similarity in products.
They are “homoplastic,” to use the term of the
evolutionist. Primitive tribes, developing under the
same general conditions of environment, are strikingly
alike in culture.
Divergent variations are “heteroplastic,” that is,
they lead to new products, and hence are the higher
activities in all that makes for advancement. Whatever
multiplies them stimulates the growth of
culture.
2. Variation in Circles or Curves.—Both parallel
and divergent evolution are expressions of continuity
of progress in lines, extending from point to point,
intersecting to produce other lines of new directions.
Such a rectilinear scheme is the simplest that we
can sketch of human advancement; and for many
purposes it is sufficiently correct. It does not, however,
fully express the geometrical representation of
such agencies as we are considering. Professor
Baldwin has justly remarked that there is a “circular
activity” in all progress. Its influence is not aimed
solely at a point ahead, but extends itself in all
directions. The reception of a new and true idea
in the human mind may be likened to the introduction
of a ray of sunlight into a darkened room. Its
76chief force is seen in the linear shaft of light, but
the illumination extends in some degree to the whole
space.
Johannes Schmidt has shown that the distribution
of the early Aryan dialects and religions was not
from the point of common origin by right lines of
migration in different directions, but should be
represented diagrammatically by a series of irregular
circles and ellipses, overlapping each other. The
tendency to variation arises in some centre and
spreads from it in a series of curves. These meeting
others lead to an “interlinking” of cultural areas.
This is true of the other elements of ethnic culture.
The localities where many such overlappings occurred
became secondary centres from which in turn the
circular activity of culture was propagated.
A mart where many visitors from different nations
congregated would receive some new learning from
all and through its concentration would impart this
higher potency in some measure to all. For example,
the city of Nippur, on the Babylonian plain,
attracted twenty-five hundred years ago to its markets
not only Assyrians and Edomites, but Medes and
Persians from the East, Syrians and Hittites from
the West, and probably Greeks and Egyptians and
Arabians from remoter lands.
Human progress has been likened by some to
77a spiral figure where each advance is a repetition of a
former stage but with improvements to it. This is
a combination of the right line and the curve; but
the notion that repetition or recapitulation exists in
evolution in any other form than that of renewed
effort finds little support in natural science.
3. Variation in Waves, or Rhythmic Undulations.—Some
of the most recent speculations on the ultimate
forces of the universe lead to the belief that
they are maintained in activity by an eternal rhythmic
pulsation or undulation, generating its energy from its
periods of repose.
This doctrine has been applied by Professor Gerland
to the progress of the human race. His teaching
is that after a period of rapid advance there
follows one of depression, which in turn is succeeded
by another of advance, reaching a higher development
than any which preceded it.
Other writers have expressed this notion in the
form that after a period of activity and invention follows
one of repose and reflection, giving way in turn
to another of activity.
The Rate of Progress.—Professor de Mortillet
calculates from a wide range of data, geologic and
archæologic, that man has lived on the earth about
240,000 years. The most conservative student of
prehistoric records would not estimate the life of our
78species at less than fifty thousand years, and it is
much more likely to be double that duration.
The date of anything like civilisation is much more
recent. Even in its oldest centres, as Egypt or
Babylonia, to place its beginning ten thousand years
ago is to exceed the demands of the boldest antiquary;
while over most of the now civilised areas of
the globe a condition of barbarism prevailed until less
than two thousand years ago.
These facts prove wide variations in the rate of
progress, very slow movements in earlier times and
lower conditions, singularly rapid advances in later
high conditions.
We are led to the conclusion, therefore, that the
rate is not by one mode of progression but by several.
1. By arithmetical progression (addition).
2. By geometrical progression (multiplication).
3. By saltatory progression (permutation).
These are not to be applied too strictly, but it
is safe to make the general statement about them
that they correspond to the three stages of culture,—savagery,
half-culture, and full-culture.
The simplest rate is by adding one invention or art
to another, as does the savage in his lowest stage to-day
and as did primitive man for myriads of years.
Each such addition is so much gained, but reflects little
79improvement on the general life. Thus the Australian
began with a stone fastened to a wooden
handle, and with which he could strike a blow, scratch
the earth, or tear flesh. To this he added in time a
spear or javelin, a club, and finally that curious weapon,
the boomerang. Each of these inventions helped him
just to the extent he used it and not more. His general
condition was not bettered beyond that amount.
It was as if he had added a hundred dollars to his
capital and enjoyed the interest of the investment.
His was arithmetical progression.
This merely arithmetical progression by simple addition,
2 + 2 + 2 + 2=8, explains why the introduction
or invention of very important technical
procedures have frequently been of no influence on
the general culture of a people. Thus, the smelting
and forging of iron has been known from time immemorial
among the African blacks, and many of them
are skilful blacksmiths; but beyond its immediate
convenience for weapons, the art did them no benefit.
The Chinese knew the compass and gunpowder many
centuries before the Europeans, but their methods of
war and navigation received no impulse from these
potent allies.
French physiologists have defined the human brain
as “an organ of repetition and multiplication.” So
long as its activities are confined to mere imitation,
80following a set example, it employs the former function
only, and the progress of the group must be very
slow.
This was not Mr. Lewis H. Morgan’s opinion.
That thoughtful ethnologist maintained that “from
first to last human progress has been in a ratio not
rigorously but essentially geometrical.” But the
arguments on which he chiefly based this maxim, so
far as it applies to primitive conditions were the
development of articulate speech and the social,
“gentile” organisation; and neither of these resulted
from a conscious effort of mind.
Progress does proceed in a geometrical ratio—that
is, by multiplication, when an invention reacts on the
sum of the ethnic possessions to increase their general
value—when, as we say, it has an indefinite
number of “applications.” This is seen in the recognition
of the mechanical powers,—the lever, the
pulley, the screw, the weighing-beam, and so on. In
ship-building, the oar, the rudder, and the sail improved
the whole system of water transportation.
Geometrical ratio increases rapidly. It is represented
by a series 2 × 2 × 2 × 2=16. But the augment
by permutation is still greater. This is shown
in the series 2 × 3 × 4 × 5=120. Mr. George Iles
claims that this is the true rate of modern progress
as represented by the effect on the world of printing,
81steam, electricity, and photography. This is progress
“saltatory,” or by leaps. It explains, he believes, the
sudden and rapid advance of some periods, and also
the losses of continuity sometimes observed. His
maxim is: “The newest of the factors of culture
multiplies all the factors which went before it.”
82
We have seen in the preceding chapter that
atrophy and regression are an essential process
of progressive evolution, necessary in order that
the preponderance of nutrition may be cast in favour
of the most useful organs and structures.
This is “physiological” degeneration, “degeneration
with compensation,” the result of which is finally
favourable to the general economy.
But there is another form of degeneration, the
tendency of which is distinctly injurious to the
organism as a whole, and which, if unchecked, would
compass its destruction. This is “pathological degeneration,”
“degeneration without compensation.”
Although such processes are also biologic,—that
is, carried on by life products (cellular neoplasms),—they
are incapable of independent existence and are
always warring against that of the organism in which
83they are engendered. It is an axiom that the laws
of progressive evolution do not apply to pathological
processes (Virchow).
In the history of the mental life of individuals and
nations we find a striking parallelism to these physical
processes, certain degenerations bringing with them
compensations in the growth of higher faculties,
others tending inevitably to the destruction of the
individual or the group. The latter belongs to the
domain of “ethnic psycho-pathology.”
Psychologists have shunned this field. “Psychology,”
says a recent American writer, “must concern
itself with the normal mind”; and a German author
of merit has insisted that mental pathology has no
place in ethnology, because this science occupies
itself only with the progress of mankind.
Much more correct is the opinion of Dr. Ireland
that “it is quite erroneous to treat the history of
the human race as that of the sane alone”; and, indeed,
we may almost go so far as Professor Capitan,
of the School of Anthropology of Paris, and say:
“Everybody is diseased. Nobody is healthy. We
are obliged to study mankind in a constantly morbid
condition of body and mind.” Or we may go as far
as Pascal, when he says, “Men are naturally so insane
that he is deemed insane who is not insane with
the rest.”
84Ethnic psychology is obliged to take into account
the constant presence and powerful action of pathological
mental elements. Tribes and nations have
been destroyed by war or by catastrophes; but much
more frequently some disease of the ethnic mind
itself has prepared its own extinction.
Here an important distinction is necessary. Ethnic
mental disease has no relation to the frequency of individual
cases of insanity. These do not affect the
ethnic mind because that is the outcome of the intelligence
of the community, not of its irresponsible
members.
For this reason ethnic psycho-pathology cannot be
discussed wholly from the standpoint of insanity,
although the analogies are such that we can profitably
compare them in outline, and this I shall attempt.
A definition is sometimes useful, so I present the
following:
A pathological condition of the ethnic mind is
present when it is chronically incapable of directing
the activities of the group correctly toward self-preservation
and development.
Like all definitions in natural science, this one is
not to be applied literally in all cases. The incapacity
may be present and yet not to such a degree
as to be positively destructive. All nations have some
insane tendencies, as have all individuals; and it is
85true, as a specialist has said: “The more one knows
of insanity, the less does it seem to differ from the
normal condition.”
These pathological traits of the ethnic mind can be
analysed and classified. They will be found to arise
1. From some intellectual deficiency or perversion;
or
2. From some persistent disturbance of the emotional
life.
No one will demand that every member of a group
should suffer from such conditions in order that its
collective mind should betray morbid consequences.
It is enough if a majority, or even a decided minority,
providing it exerts the requisite influence on
the mass, is in such a pathological state. A degenerate
nobility or a dissolute priesthood has often
worked the ruin of a state through the contagion of
example and its control of lower classes.
Before considering in detail the varied forms under
which these diseased mental traits present themselves,
it will be well to examine the general causes
to which they are due.
Etiology.—Each of such pathological conditions
of the ethnic mind has a basis in some prevailing
physical neurosis, the origin of which can be traced in
the ethnic history, and which becomes hereditary in
the stock. For of these two principles no student
86of the subject can doubt, (1) that every pathological
mental manifestation corresponds to a neuropathic
change, and (2) that whatever may be said
about the transmission of acquired characters in
physiology, no physician can for a moment doubt
that morbid infection may be passed down from
generation to generation.
For these reasons the study of causes in ethnic
pathology becomes of enormous practical moment.
Only by an acquaintance with them can preventive
and curative remedies be applied.
These causes are, at first, always external and
individual. They proceed from some form of “environment,”
mental or physical. But the morbid impression,
once fully received, is often indelible,
becomes fixed in the type, and is but little influenced
by external agencies.
These primary causes of true ethnic degeneration
I shall consider under four headings.
1. Imperfect Nutrition.
2. Sexual Subversions.
3. Toxic Agents.
4. Mental Shocks.
No one of these can act in the long run in other
than a deleterious manner on the ethnic mind. There
is nothing “compensatory” in any one of them or
so little that it need not be reckoned.
871. Imperfect Nutrition.—It has been said broadly
that all psychopathic and regressive conditions arise
from malnutrition (Féré). This is true, in a sense,
but does not carry us far in the direction of treatment.
We ask a closer definition of origins.
There is no doubt of the intimate relationship of
ample nutrition and intellectual progress; but while
it is well to avoid the ancient notion of the independence
of soul and body and that the former is
superior to the latter, we must guard against the
modern extreme of Buckle and his followers, that the
history of nations can be traced to the food they eat.
Man is omnivorous, and his well-being is nourished
by food of any kind, providing it is nutritious and
easily assimilable. The effort which has often been
made to trace the character of tribes and nations to
some prevalent diet—be it of fish or flesh, or vegetable
products—is fanciful, and yields no positive
facts. What does harm is not some particular kind
but a general insufficiency of aliment.
Imperfect nutrition may be traced to three principal
sources. 1. Insufficient or unsuitable food. 2. Lack
of variety. 3. Improper preparation of food.
The careful researches of Collignon, Ranke, Ammon,
and others have traced the stunted forms,
defective bodies, and low intellectual development
of the Lapps, the mountaineers of central Europe
88and the Bushmen of the Kalihari desert to one cause,
la misére, lack of sufficient and appropriate food.
This is certain to bring about degeneration of organs,
incomplete development, and loss of brain power.
Continued through generations, a hereditary taint
is engendered which saps the vigour of the stock,
and cannot be eradicated by improved conditions.
Unsuitable food is usually consumed on account
of the scarcity of better material, but at times
from a morbid craving. Examples are the unctuous
clay which was swallowed by various tribes in America
and Australia, and also by some of the “poor white
trash” of Georgia. The ergoted rye and maize to
which some of the peasantry of France and Italy are
forced to have recourse exerts a disastrous influence
on both body and mind.
But food may be ever so excellent in itself, yet
unsuitable to the geographic and other conditions.
The Eskimo thrives on blubber and raw fish; but
such a diet in Ceylon would be as inappropriate
as the Hindoo’s boiled rice for an exclusive diet in
Greenland.
Lack of variety interferes with nutrition even when
the food material itself is ample. By structure and
habit man is omnivorous, and suffers when confined
to a single article of diet. The blood becomes depraved
and scorbutic symptoms often appear. Nations
89who mainly live on some one substance—rice,
cassava, potatoes, etc.—suffer, lose their power of
adaptation to their surroundings, as was remarked
by Alexander von Humboldt, and are more liable to
disease. Owing also to the partial sustenance thus
furnished, the brain-cells are less progressive and
energetic. There are nearly a score of chemical
elements in the body, all of which must be supplied
by the aliment if maximum physical health
is to be attained and the highest energy and moral
vigour are desired; for, although it is not correct to
assert, as some have claimed, that the physical insures
psychical perfection, it is undoubtedly true that the
mind is never at its best in a feeble and sickly body.
Dr. Johnson was more than half right when he
argued that a sick man is a scoundrel!
A volume might be written on the influence of
the preparation of food on national character. Cookery
is one of the fine arts, and its development has
been parallel with general culture. No tribe takes
its food habitually raw. The Eskimo will freeze
it first, the Tartar readies his steak by placing it
beneath his saddle, and the African cannibal will
soak his human morsel in water. Before pots or
kettles were invented, the flesh was roasted over the
fire or in trenches covered with hot coals.
Cookery renders food more assimilable, more
90digestible, and thus allows the brain a better chance
to do its work. Frying hardens and soddens food,
and the frying-pan is, therefore, an enemy to civilisation.
Chewing coarse, hard, and uncooked food
develops the muscles of the jaws and makes the
face “prognathic,” an almost sure sign of intellectual
inferiority, and directly connected with an unfavourable
shape of the skull. The man who invented the
mill was one of the greatest benefactors to his race.
Condiments add to the digestibility of food and hold
an important place in its preparation. Salt and
pepper thus sharpen the intellect.
2. Subversion of Sex-relations.—There is nothing
more vital to the growth, even to the very existence,
of a nation than the sex-relations which it favours by
its laws, customs, and preferences. Upon these
depend the processes of natural selection by which
the number and the power of future generations are
decided through inflexible rules. If these relations,
as established by the fixed natural laws of species-perpetuation,
are traversed by ignorance or wilful
disobedience, nothing can prevent the injury to
the physical strength and mental ability of the
offspring.
Such subversions of the sex-relations may be presented
under five headings:
- (a)91
- Premature and delayed marriage.
- (b)
- Abnormal forms of marriage.
- (c)
- Abstention from marriage through various causes.
- (d)
- Licentiousness. Divorce.
- (e)
- Diminution of natality. Infertility.
(a) Premature and Delayed Marriage.—Mr.
Galton, in one of his thoughtful works, remarks:
“An enormous effect upon the average natural
ability of a race may be produced by influences
which retard the average age of marriage or hasten
it.” He has illustrated this by abundant examples
now through his many writings familiar to the public,
his general thesis being that the wisest policy
for a nation is to retard the age of marriage among
the weak and to hasten it among the vigorous classes.
This is, of course, to be construed within physiological
lines; premature relations of the sexes, too
early marriages, are disastrous in every respect.
Statistics of European armies show that there is a
far higher mortality and much more sickness among
the soldiers who have married young than among
single men of the same age. Certain Australian and
South American tribes force their female children
of immature age into marital relations, and to this
is due the rapid decrease of their numbers.
(b) Abnormal Forms of Marriage.—Among early
Semitic tribes, and to-day in parts of Tibet and
92India, the custom prevails of “polyandry,” in which
one woman is the wife of several husbands. This
sometimes arose from female infanticide, sometimes,
as in Tibet, where all the brothers of a family have
one wife in common, in order to preserve undivided
the family property.[2]
(c) Abstention from Marriage.—Mr. Galton has
pointed out with great force the injury worked by
sacerdotal celibacy in the history of European civilisation.
The commendation of the single life in man
or woman as “the better part” has been by no
means confined to certain sects of Christianity.
Long before that religion started, this sacrifice was
enjoined on the priests of Cybele, the virgins of
Vesta, the Egyptian ministrants, and many other
officials in Old World rites; while in the New
World not only were there houses of “nuns” among
the Quechuas of Peru and the Mayas of Yucatan,
but the priests in those cults and even the “medicine
men” of rude Northern tribes were frequently
vowed to perpetual and absolute chastity.
In the struggle of modern life, and also in the
greater facility for the pursuit of pleasure, of self-culture
or devotion to some cherished pursuit, the
unmarried person has an advantage, and hence it
93is noted that marriage is either long delayed or
wholly avoided. The division of a community along
narrow social, financial, or religious lines greatly aids
this isolation by narrowing the selection of partners
for life. War, emigration, and the love of adventure
prompt the males to desert remote and quiet localities,
leaving the females in the majority and imbuing
the males with a distaste for domestic pursuits.
During the Crusades there were considerable areas
in Europe where there was only one man left to
seven women.
Students of psychopathic conditions have pointed
out another and apparently growing cause of indifference
to marriage,—that sentiment called “homosexuality,”
an inversion of the sexual instinct toward
one’s own sex. This may be innocent in action and
emotion, when it means merely the preference for
friendship in the same gender and a congenital indifference
to sexual feelings; or it may progress to
any degree of monosexual devotion, such as classic
tradition attributed to the characters of Sappho and
Heliogabalus.
Whatever the cause which leads to the presence
of many old bachelors and spinsters in a community,
it must be condemned by the anthropologist, because
it is certain to bring about mental deterioration of
the stock; and the higher the motive, the more
94exalted the reason offered for such abstention, the
surer is the deterioration, because it means that the
class capable of such superior motives will be extinguished
in the community.
(d) Licentiousness; Divorce.—No one will need to be
persuaded that open licentiousness, the disregard of
those sentiments and principles which attach in lasting
unions persons of opposite sex, can have other
than a detrimental effect on individual and national
character. Wherever this has prevailed, the community
has been weakened and its powers misdirected.
Any stimulus to the sex feeling beyond that
for its physiological purpose detracts from the general
energy, physical and mental; and any indulgence of
it in other than physiological methods develops
degenerative tendencies.
Sexual psychopathy has been abundantly investigated
of late years by Krafft-Ebing, Ellis, and other
students, and its prevalence is too extended for it not
to have profound effect on the ethnic mind. What
is one of the worst features is the attraction that such
psychopathic subjects have for each other, whether of
the same or opposite sexes. It thus becomes an inherited
trait, and in a majority of the cases this is
easily recognised.
The question here arises, to what extent in a community
the marriage tie may be relaxed without injury
95to or to the advantage of the general psychical
welfare. This practical inquiry should be decided
not by religious or social prejudice, but by a study of
the peculiar conditions of the community and of the
application of general principles to them.
It is impossible for me here to enter into this vast
and vital question; but some of these general principles
may be briefly stated.
Students of primitive conditions have reached the
conclusion that neither sex in the human species is
inclined to permanent sexual unions. They point
out that among savage tribes, and indeed in various
advanced religions, ceremonies and customs are in
vogue to expiate such attachments as contrary to the
divine ordinances. They further show that the forms
of marriage were instituted either for selfish sensual
purposes on the part of the male or for property
reasons; and that in a condition of freedom and advanced
culture neither sex is inclined to regard them
as durably binding.
With progressive enlightenment, bringing with it,
as it must, the freedom of woman from civil disabilities,
divorces increase, and only those marriages are
stable in which both parties are satisfied. The result
of this is constantly beneficial. Facility of separation
is a potent stimulus to connubial harmony; for the
one most satisfied with the relation will always strive
96to render it agreeable to the other, in order to avoid
a dissolution of the tie.
Licentiousness, therefore, is not synonymous with
loose marriage relations, but the reverse.
(e) Diminution of Natality.—There is no more
certain sign of the degeneration of a race, nation, or
class than a decreasing birth-rate. When it reaches
the point that the deaths in its ranks exceed the
births, extinction has already begun. Providing that
fecundity continues normal, the onslaughts of war,
famine, and pestilence may be remedied; but when,
through agencies of any description, the birth-rate
sensibly falls off, there is no escape from destruction.
This disaster may arise from physical, but is generally
due to psychical causes, and therefore points distinctly
to mental pathology in the group where it occurs.
Striking examples of this have been presented by
studies of the noble families of Europe. Placed in
positions where their chief aims were amusement,
self-indulgence, and ostentation, their best faculties
were allowed to rust and finally to decay, bringing
with this the extinction of their lines.
Researches in European history show that the ennobled
families of France, Germany, and England
have rarely survived the fifth generation, and not
more than six per cent. are in existence after three
hundred years. Of 427 English noble families, but
9741 were represented at the beginning of the 17th
century. The patrician families who controlled the
free cities of the Middle Ages are now known in
history only. Scarcely a score have outlived the
degenerative agencies of wealth, idleness, and indulgence.
The other extreme of the social scale is equally
unfriendly to productiveness. It is popularly thought
that the poor man has children if he has nothing
else. But he must not be too poor. Surgeons of
the Indian civil service have proved by ample statistics
that the famines which periodically ravage the
East bring in their train widespread and lasting infertility.
Arrest of puberty and organic deterioration
of the reproductive system are common results of the
prolonged starvation, and prevent child-bearing.
The psychic contrast between this result and that
of malignant epidemics is marked and singular.
During and after famines the feelings dependent on
sex are almost extinguished; while in epidemics of
acute diseases, such as plague, cholera, and yellow
fever, they are notably exalted, as they are also in
leprosy.
There is also a class of maladies known in medicine
as “dystrophic” on account of their tendency to
diminish virility, and thus both lessen the birth rate
and lead to morbid psychic states. Prominent among
98these are malarial fevers, tuberculosis, and the later
stages of alcoholism and the opium habit. By many
writers the inordinate use of tobacco is believed to
exert a similar effect.
In modern life, notably in France and the eastern
United States, there is a very observable infecundity
in certain classes, and they the wealthiest and best
educated, due unquestionably to intention on the part
of the married—to purely psychic causes, therefore.
In the “best society” of those localities two or three
children to a marriage are as many as are wanted and
as many as arrive.
That this limitation is deliberate, and not the result
of reproductive debility, has been shown by an application
of the law of sex at birth as formulated by
Dumont. This is, that when the proportion of the
sexes at birth are as 105 males to 100 females, the
diminished natality is voluntary; and when it is involuntary,
due to disease or malformations, this ratio
is always disturbed.
As statistics prove that in modern life two-thirds of
the children born alive never perpetuate their kind,
through death, the single life, sterility, or other
reason, it is plain that intentional limitation of offspring
to a number less than four means certain extinction
of the family.
3. Toxic Agents.—The toxic agents of ethnic degeneration
99belong to two classes, stimulant-narcotics
and disease-germs. The former are voluntarily consumed
by the individual, the latter he absorbs through
exposure to insalubrious conditions. Both belong to
preventable causes of deterioration.
Of the stimulant-narcotics, alcohol, opium, and tobacco
are the most familiar. But they by no means
exhaust the list. Everywhere and at all times man
has had an intense craving for these nervines. Where
the Koran forbids alcoholic drinks, the Arabs take
refuge in kief and other species of hemp. The native
Mexicans cull the peyotl, the Siberians a toadstool,
the Peruvians coca.
The precise degree to which these agents have
altered the intellectual and moral powers of communities
has long been the theme of controversies.
This is especially true of alcohol. Professor Lapouge,
certainly an unbiassed observer, citizen of a
land where temperance societies are unknown, does
not hesitate to call it “the most formidable agent of
degeneration in modern society.” Its worst effects
are not the violence to which it occasionally leads or
the frightful nervous diseases which its excessive use
entails, but the slow hardening of the “axis cylinders”
in the nerve sheaths, the immediate consequence
of which is permanent deterioration of mental
activity. Extended throughout a community, this
100means a lessening of its energy and of its finest
mental qualities. Chronic alcoholism of this kind
does not materially shorten life, but it is eminently
transmissible, and this soddens the stock. The white
race is most exposed to these mental and nervous
effects of alcohol, while the red and black races
escape them in large measure.
The second class of toxic agents affecting the
community at large includes the various forms of
disease-germs. No one can doubt the debilitating
influence of malaria on the mental faculties of the
population exposed to its poisonous action. Vast
tracts of the earth’s surface are by it rendered incapable
of sustaining the highest types of humanity. Their
energy is sapped, their vitality lowered, by the insidious
miasm. No race or nationality is immune.
Though the white race is most liable to its attacks,
the African blacks are so far from being exempt that
in the more intense malarial districts of their continent
nearly one-third of the natives suffer from the
disease.
Marsh poison is usually confined to the lowlands.
But the mountain valleys also generate a noxious
agent, most unfriendly to mental growth. It displays
itself in a threefold form, embracing goitre, cretinism,
and deaf-mutism, the three closely related and bringing
with them a positive debility of psychical powers.
101The mountains have not only been the refuge of the
feeble, escaping from the plains, but they have worked
to render these outcasts feebler still by reducing
them in stature and viability. Goitre is not confined
to Alpine regions, though more prevalent there. It
is distinctly hereditary, and the offspring of goitrous
parents are predisposed to cretinism and allied forms
of imbecility. The southern and western slopes of the
Alps, the Pyrenees, the Himalayas, and the Cordilleras
are especially the homes of this class of diseases.
Another series of toxic agents which calls for consideration
in this connection are the so-called “constitutional
diseases.” These are contagious and
transmissible, the poison of the blood being handed
down from generation to generation.
The most noteworthy of these is syphilis. Its extreme
prevalence among lower classes of the community
and in some of the darker races is a present
and potent cause of their mental inferiority. It is
well known to specialists that children born of syphilitic
parents are deficient in mental energy and
physical stamina. They are liable to scrofulous
symptoms and tubercular degenerations, and are deficient
in ambition and love of labour.
Less widely distributed, but yet affecting whole
communities, are ergotism and pellagra, due to the
consumption of diseased grain, and leprosy which
102is undoubtedly hereditary and vitiates the blood of
whole families. Certain stocks are especially liable
to it, notably the African blacks and next to them
the Semites, both Jews and Arabs.
4. Mental Shock.—History presents many instructive
examples of the destructive power of mental
shock on the ethnic mind. It is brought about by
some great, sudden, unexpected catastrophe, which
breaks asunder the associations or institutions in
which the community has lived its mental life.
Such a disruption may arise from an intensely
malignant epidemic, from war, or from a natural
catastrophe.
An example of the first was the frightful “black
death” which swept over Europe in 1348–50, destroying
nearly a fourth of the whole population. All accounts
agree that the despair and desperation which
accompanied such an unexampled affliction showed
themselves in an abandonment of all restraint, a reckless
indulgence in the wildest debaucheries, an entire
disregard of social restrictions. The same is true of
the “plague and famine” years, 1491–95, when, in the
words of a medical historian, “the corruption of morals
reached a height without parallel in ancient times.”
The depressing power of sudden defeat and subjugation
has been repeatedly exemplified. The “spirit
is broken” of the conquered people. Only by such a
103profound mental depravation can we explain why
such a warlike and numerous nation as the Aztecs
sank instantly to be the serfs of a handful of white
conquerors.
A writer on the history of the Christian church
has remarked that “every nation has its peculiar
heresy.” A student of mental pathology might justly
add that every nation has its peculiar form of insanity.
An irrational tendency is present and active
in every community, ever striving to gain the ascendancy,
and when it succeeds, as has often been the
case in history, it makes steadily for the destruction
and extinction of the national existence.
The forms of mental alienation are as various in
the collective as in the individual mind, and as they
are extensions of the symptoms seen in the latter, they
may be classified on similar lines. I shall examine
them, therefore, first as they are connected with intellectual
and next with emotional disturbances, in
accordance with the following scheme:
| Ethnic Psychopathic Conditions. |
| |
| I.—In the Intellectual Life. |
| |
| 1. Conditions of Deficiency |
(a) Imbecility. |
| (b) Criminality. |
| |
| 2. Conditions of Perversion |
(a) Delusions. |
| (b) Dominant Ideas. |
| |
| 104II.—In the Emotional Life. |
| |
| 1. Conditions of Hypersthenia (active motor states) |
(a) Hysteria. |
| (b) Exaltation. |
| (c) Destructive Impulses. |
| |
| 2. Conditions of Asthenia (passive sensory states) |
(a) Melancholia (Depression). |
| (b) Neurasthenia (Exhaustion). |
I. Psychopathic Conditions in the Intellectual
Life—1. Conditions of Deficiency.—The intellect
of a group, like that of the individual, has its limits,
beyond which it is not possible to educate it. This
is conspicuously seen in intellects below the normal,
such as in feeble-minded persons. No amount of
training can cure their radical defects and make them
the equals of their average associates. These are instances
of intellectual deficiency. It may express itself
either in some degree of imbecility or in the
active form of criminal habits.
Another class do not seem below the average in
general powers, may, perhaps, appear in various directions
above it; but they have some twist or obliquity
in their mental make-up which separates them
from their fellows, usually to their detriment. In
common life such persons are known as “cranks” or
105“eccentrics,” men of one idea and paranoiacs. They
are examples of intellectual perversion. Ethnic
psychology can also supply abundant instances of
this character.
(a) Imbecility.—To say that there are tribes or
whole peoples actually imbecile would perhaps be
going too far. Yet this has been asserted of some
by competent observers. Mr. Horatio Hale, who
was among the native blacks of Australia, related
that the impression they produced on his mind was
one of “great natural obtuseness, downright childishness,
and imbecility.” The only arguments which
availed with them were “such as we should use
towards a child or a partial idiot.” Mr. Hale attributed
this to generations of semi-starvation and malnutrition,
and was so convinced of this that he believed
the most favoured race would, by similar conditions,
be reduced to the same low intellectual stage.
A prevailing inability to judge of evidence is common
among many peoples and classes, and this is
a marked sign of mental deficiency. They mistake
associations of time and place for relations of cause
and effect, and their reasoning is vitiated in consequence.
Superstition is fostered by this mental
obliquity. The casual objective relation is mistakenly
assumed as the subjective necessity. This is
especially common among savages, and the illiterate
106classes of higher culture. It is a mark of mental inferiority
tending to irrational action and confusion of
thought.
In civilised communities those of the population
who are thus constituted form the “dependent”
class, incapable of making their own living, and supported
either by their families or the state. They
may thus survive and reproduce their kind, but ethnic
groups afflicted with such intellectual retardation
either perish or become subject to those with higher
gifts.
(b) Criminality.—Criminality in its common forms
must be classed as a condition of intellectual deficiency
brought about by one or several of the causes
I have already rehearsed. It is not necessary, here,
to enter into the discussion as to whether a criminal
is born or made, nor do I speak now of those violators
of the law in favour of a higher law, the reformers,
apostles, martyrs to a faith and a truth in advance of
their time and place, nor of those who have yielded
for a moment to some mastering temptation. I speak
of the ordinary criminal who for selfish ends habitually
violates the usages of the group in which he
lives, and to this extent aims at its destruction.
This class cannot be disciplined into the rules
necessary to the peace and welfare of the society in
which they live. Researches on their psychology
107show them, as a rule, defective in physical sensibility,
more frequently colour-blind, mental instability is always
present, vanity is exaggerated, the emotions
are violent, and the general intelligence is below the
average. We must regard them as pathological,
rapidly approaching a self-destructive degree of degeneration.
When they are numerous in a group it
is a sure sign of its general inferiority.
The most advanced criminologists of to-day have
returned to the opinion advocated a generation ago
by Quetelet in these words: “Society creates the
germs of all crimes which are committed. She instigates
them, and the criminal is merely the instrument
of their execution.”
Translated into other words, this means that the
psychic traits of any group are the direct parent of its
anti-social, self-destructive, criminal instincts. To
the extent that such traits are remediable the body
politic is directly responsible for the violations of its
own laws. If left unremedied, the ruin of the group
must follow.
2. Conditions of Perversion.—Alienists have frequent
occasion to observe cases of mental disease
where all the faculties of the mind seem intact and
equal to the average, except that there is a persistent
irrational delusion on some single point or a few
points; or else the mind is controlled by the insistent
108recurrence of a single idea, which obstinately aims to
govern the whole man. The latter is known as an
idée fixe, a fixed or dominant idea.
In ethnic psycho-pathology the same conditions
may be constantly observed, and they react on the
character and fate of peoples with visible power.
That which passes under the name of “popular prejudice”
is an example. A community will adopt an
opinion, without reason, and will not permit a discussion
of its merits. Any one not accepting it will be
regarded as a public enemy.
(a) Delusions.—In primitive conditions the most
common delusion is that of the identity of waking
and dream-life. There is no distinction allowed in
the equal reality of both, or, if any, it is in favour
of the superiority of the dream-life, for in dreams the
person seems possessed of powers which he loses on
awakening. So highly are dreams esteemed, that
many savage tribes and many nations of respectable
culture have risked their gravest undertakings on the
interpretation of these visions of the night.
Such a delusion is, of course, most contrary to
reason and good order. On account of an inauspicious
dream a Brazilian tribe will desert its village
and its plantations; while if a Kamchatkan dreams
that he has been given another man’s wife, it is held
necessary for public welfare that his dream be realised.
109Another delusion, deeply rooted in the philosophy
of India and which has worked untold misfortunes on
its peoples, is that of the unreality of the distinction
between subject and object—that is, between thought
and the external world. Hence arose the doctrine
that real life is mâyâ, an illusion or deception of the
senses, and its aims and duties unworthy the contemplation
of the true philosopher. The consequent
neglect of the practical duties of life could not fail to
weaken the peoples who juggled with sound reason
in this manner.
A wonderful example of long-persistent delusion
was the Crusades. For nearly two centuries (1095–1289)
the Christian nations of Europe neglected
state and domestic affairs in order to rescue the Holy
Sepulchre from the hands of the infidels. All classes,
from kings to peasants, fell a prey to the same
obsession. It was accompanied by repeated and
unmistakable signs of epidemic manias and neuropathias
unequalled in history. Lykanthropy, in which
the possessed howled and destroyed like wolves, was
extremely common; the dancing mania spread through
wide areas, forcing old and young into wild gestures
and crazy motions; and, stranger than all, young
children were attacked with a mad desire to leave
their homes and to wander forth they knew not
whither. Were they prevented, they pined and died.
110These “children’s crusades” began in Germany in
1212, extended through France, Switzerland, and
Italy, and continued as late as 1418.
(b) Dominant Ideas.—The weightiest topic in universal
history may possibly be the study of dominant
or fixed ideas in ethnic psychology. A philosophic
observer may regard each nation as the destined
representative of some one idea, which, when its
usefulness has ended, yields to others more germane
to existing conditions; and by the successive action
of all, the progress of the species is secured through
the gradual elimination of those which are regressive.
Certain it is that in any group the constituent
minds are controlled at a given time by some one
idea common to all. This is, in one sense, a perversion
of the intellect. The dominant idea assumes
a magnitude out of proportion to its actual value;
and by this disproportion—that is, by the undue attention
it receives, others, often of equal or greater
value to the group, are neglected.
These dominant ideas form the national ideals,
after which the individual lines are consciously patterned,
and by the practical application thus given,
add to the cohesion of the group through the unification
of its members. Acting under natural laws,
common to organic forms as well as to societies, these
ideas are the chief agents in social selection, and thus
111control almost absolutely the traits and destinies of
nations, as has been traced in a masterly manner by
Vacher de Lapouge.
Such ideas are easily recognised in a community.
A slight acquaintance with history and literature
teaches us that the early Romans were exclusively
possessed by the military ideal, the lust of conquest;
that the ideal of the Israelites has always been the
thirst for commercial gain; and that art was the
ruling aim in the palmy days of Greece.
But the finest example that occurs to me of many
different peoples being dominated by a fixed idea is
seen in the votaries of the Mohammedan religion.
They are bound together by one sacred language, in
which one book, the Koran, lays down all law, civil,
criminal, and ecclesiastical, and the expressed dicta of
which set them in sharpest opposition to all who do
not accept it. The religious idea, thus stimulated
out of all proportion to others, has developed in them
a fanatical force which at one time almost enabled
them to conquer the known world, and which has
since resulted in the inevitable decay of their greatest
states, their literature and arts.
II. Psychopathic Conditions in the Emotional
Life.—Apart from the perversions of intelligence
which cloud the reasoning faculties of nations, they
are subject to widespread and persistent disturbances
112of their emotional lives, which frequently react disastrously
on the common weal.
Following the division adopted by some competent
alienists in individual cases, I may with propriety
classify these into two divisions, as they represent, on
the one hand, excessive, misdirected, and morbid
activity, or, on the other, unhealthy depression and
apathy.
1. Conditions of Hypersthenia.—It is a popular
error in scientific circles that diseases of the nervous
system increase with civilisation. The opposite is
true. The lowest stages of culture are far more
pathological than the higher, in this, as well as in
most respects. True that certain neuroses belong to
cultured peoples; but morbid emotional states are
especially prevalent in lower conditions.
(a) Hysteria.—This is well illustrated in the history
of epidemic hysteria. It may occasionally be
seen among ourselves in a hospital ward or at a
camp-meeting; but such outbreaks are sporadic.
They belong in the ethnic temperament of many
tribes of the Malayan and native American races.
The Jesuit fathers described in vivid colours such
outbreaks among the Hurons of Canada, attacking
whole villages and frequently leading to their destruction.
Father de Quen was quite right when
he wrote: “The old saying alleges that every man has
113a grain of madness in his composition; but this is a
tribe where each has half an ounce.” He correctly
regarded them as in a permanently pathological state.
Quite similar recitals are preserved of such outbreaks
among the Guaranis of Paraguay, and other
primitive stocks, notably the Malay peoples.
From the accounts of travellers it would seem,
contrary to what we might suppose, that such excessive
nervous sensibility is peculiarly present in
extreme northern latitudes, while tropical tribes
are much more liable to conditions of depression.
Castren, who lived long among the northern Sibiric
tribes, dwells with astonishment on their nervous
sensitiveness. A sudden blow on the outside of the
skin yurt will throw its occupants into spasms.
Among these “neuroses of excitement” which
at times seize upon the souls of communities,
none is more inexplicable, and none more fraught
with consequences to world-history than the goading
restlessness which has driven single tribes or
groups of tribes into aimless roving. This Wanderlust
arises as an emotional epidemic, not by
a process of reasoning. It drives communities from
fixed seats and comfortable homes, transforming
them into migratory and warring hordes.
(b) Exaltation.—Under the heading of exaltation
of nervous impulse the alienist includes a morbid
114devotion to sexual thoughts and acts (erotomania);
to vanity, ambition, and self-magnification; and those
states of megalomania where the patient is subject
to delusions of greatness, idées de grandeur.
To all of these we may easily find parallels in
ethnic life. They have all their analogies in tribal
or national history, with consequences as disastrous
as they disclose in the individual.
No more positive examples of erotic mania could
be found in an asylum than those presented by the
whole of some Polynesian tribes. The life of both
sexes was devoted chiefly to the pleasures of the
genital nerves. Societies were formed where such
practices were developed into arts; children before
maturity were initiated into them; and no mode of
excitement, unnatural though it might be, was
omitted or shunned.
The destructive results of such licentiousness in
the history of these tribes, already extinct or nearly
so, need not be insisted upon. But why seek to
demonstrate it from remote times or savage lands?
Within a year a philosophic student, from a wide
range of investigation, has attributed chiefly to the
same pathological cause the deterioration of the leading
so-called Latin nations of Europe in the last two
centuries. In them, says Signor G. Ferrero, the sex
impulse develops earlier, and absorbs and wastes
115the life energies more than in the Teutonic nations,
yielding to the latter the superior place in the
struggle for existence.
Another and familiar exemplification of this neuropathic
frame of the ethnic mind is that exaggerated
national boastfulness known (from a soldier under
Bonaparte) as Chauvinism. It is patriotism passed
into mild dementia; so well known that it has a
special name in English also, Jingoism. The profound
conviction that our own country—whichever
that may be—is the greatest in the world, leader of
all in intelligence, power, culture, and vigour, is invariably
and everywhere a mental delusion, a type of
megalomania. Such a notion prepares the way for
increase of ignorance and self-esteem so blind that it
is sure ere long to fall in the pit ever open for fools.
(c) Destructive Impulse. The passion for wanton
destruction may seize equally upon a person or
group. It may be directed toward inanimate objects
or against human life. John Addington Symonds
gives a thrilling sketch of the monster, Ezzelino da
Romano, Vicar of the Emperor Frederick II., in
northern Italy (about 1250). His own passion was
the mutilation, torture, and murder of men, women,
and children. His inordinate cruelty and repeated
massacres led to his becoming the hero of a fiendish
cycle in Italian literature.
116We may call him, if we wish to palliate his monstrous
deeds, a monomaniac; but, as Symonds says,
if we thus excuse him “we shall have to place how
many Visconti, Sforzeschi, Malatesti, Borgias, Farnesi,
etc., in the list of maniacs?” No, it was an
ethnic tendency of Italy at that period, and for long
afterwards, and could be illustrated by scores of
traits from popular as well as princely life.
The mania for murder which seized the Parisian
populace in 1793 was a true pathological outburst.
No sense of patriotism thrilled the crowds who ran
by the tumbrils and surrounded the guillotines. It
was hæmatomania, the blood-madness, that was upon
them.
The suicidal impulse occasionally assumes an
epidemic form which arises from conditions of the
ethnic life. The aborigines of Cuba when enslaved
by the Spanish conquerors practised self-destruction
on a scale which contributed much to their prompt
extinction. In the city of Frankfort-on-the-Main in
the last century suicide became so frequent among
women that the dead bodies were suspended by the
feet in order to check the impulse in the survivors.
In a less degree the destructive passion directed
against objects, or figuratively against institutions,
known as iconoclasm, is often a mere outburst of unreasoning
emotion. Its energy is misdirected and
117fruitless. What was the result of that which during
the eighth and ninth centuries raged in Constantinople
and Asia Minor? It altered image-worship into
picture-worship, nothing more.
2. Conditions of Asthenia.—In contrast to the repeated
explosions of nerve force which give rise to
the active motor states of ethnic dementia I have
been considering, are those characterised by a loss of
reaction to stimuli, by passive, merely sensory,
conditions.
These are of two varieties, well marked in their
differences, each highly significant in its ethnological
and historic relations. The one is allied to melancholia,
being marked by depression or inaction of the
psychic forces, the other by their exhaustion, by incapacity
for reaction to ordinary stimuli.
(a) Melancholia.—The consequence of mental
shock, I have already pointed out, is to bring about
a sort of mental paralysis, a listless, apathetic state;
and this I have illustrated by some examples.
A touching one is recorded of the Greek colony
which erected the city of Pæstum on the Tyrrhenian
Sea, whose stately ruins still attract thousands of
visitors annually.
A clearly ethnic type of melancholia is nostalgia
or homesickness. Of course it is found in some
degree in all lands, but with some peoples, notably
118dwellers in high northern latitudes, the Lapps and
Eskimo, it is severe and general. If removed from
their surroundings they mope and die.
(b) Neurasthenia.—Diseases of nervous and mental
exhaustion belong exclusively among nations of advanced
culture. There are those which have not
merely increased, most of them have originated in
stages of high civilisation; not, as some have falsely
argued, from conditions essential to culture, but to
errors and misdirections in that culture. As, in all
rapid motions, slight deviations entail more serious
consequences than when motion is slow, so, in the
rapid progress of modern times, slight neglects of
hygiene bring about more serious results than in
ruder countries.
This explains the relative increase of some forms
of insanity, of suicide and criminality, and the appearance
of new maladies, such as progressive paralysis,
in civilised centres. They are due to exhaustion of
the nerve centres in those who are not adapted to
bear the strain of contemporary competitive life, or
who, if able, fail to direct their activities in successful
channels.
Another evidence of exhaustion, one which properly
exercises the attention of the student of modern life,
is the progressive distaste for the sex relation, especially
among women. The consequences of this
119mental attitude are the prevalence of spinsterhood
and the limitation of families in marriage, to which I
have already referred. The attraction of the “higher
culture” and of their new facilities for seeing and
enjoying liberty have led to atrophy of the maternal
instinct and of the desire of marriage. This can have
but one result,—the diminution and final extinction
of the group in which it prevails.
There is also such an ethnic malady as moral exhaustion.
After a period of intense but ill-regulated
ethical enthusiasm there often follows a reaction, when
all ethical principles are thrown to the winds. This
has been plausibly explained by Dr. Laycock as an
overstimulation of the brain-cells most closely connected
with this class of sentiments, with consequent
exhaustion in transmission to the next generation.
“The fathers have eaten sour grapes and the children’s
teeth are set on edge.”
The bigotry of Puritan England in the 17th century
was followed by the laxity of the Restoration.