(Cam. Phil. Soc. Nov. 10, 1856.)
Though Plato has, in recent times, had many readers and admirers
among our English scholars, there has been an air of
unreality and inconsistency about the commendation which most of
these professed adherents have given to his doctrines. This appears
to be no captious criticism, for instance, when those who speak of
him as immeasurably superior in argument to his opponents, do not
venture to produce his arguments in a definite form as able to bear
the tug of modern controversy;—when they use his own Greek
phrases as essential to the exposition of his doctrines, and speak as
if these phrases could not be adequately rendered in English;—and
when they assent to those among the systems of philosophy of
modern times which are the most clearly opposed to the system of
Plato. It seems not unreasonable to require, on the contrary, that
if Plato is to supply a philosophy for us, it must be a philosophy
which can be expressed in our own language;—that his system, if
we hold it to be well founded, shall compel us to deny the opposite
systems, modern as well as ancient;—and that, so far as we hold
Plato's doctrines to be satisfactorily established, we should be able
to produce the arguments for them, and to refute the arguments
against them. These seem reasonable requirements of the adherents
of any philosophy, and therefore, of Plato's.
I regard it as a fortunate circumstance, that we have recently
had presented to us an exposition of Plato's philosophy which does
conform to those reasonable conditions; and we may discuss this
exposition with the less reserve, since its accomplished author,
though belonging to this generation, is no longer alive. I refer to
the Lectures on the History of Ancient Philosophy, by the late
Professor Butler of Dublin. In these Lectures, we find an account
of the Platonic Philosophy which shows that the writer had considered
it as, what it is, an attempt to solve large problems, which in
all ages force themselves upon the notice of thoughtful men. In
Lectures VIII. and X., of the Second Series, especially, we have a
statement of the Platonic Theory of Ideas, which may be made a
convenient starting point for such remarks as I wish at present to
make. I will transcribe this account; omitting, as I do so, the
expressions which Professor Butler uses, in order to present the
theory, not as a dogmatical assertion, but as a view, at least not
extravagant. For this purpose, he says, of the successive portions
of the theory, that one is "not too absurd to be maintained;" that
another is "not very extravagant either;" that a third is "surely
allowable;" that a fourth presents "no incredible account" of the
subject; that a fifth is "no preposterous notion in substance, and no
unwarrantable form of phrase." Divested of these modest formulæ,
his account is as follows: [Vol. II. p. 117.]
"Man's soul is made to contain not merely a consistent scheme
of its own notions, but a direct apprehension of real and eternal
laws beyond it. These real and eternal laws are things intelligible,
and not things sensible.
"These laws impressed upon creation by its Creator, and apprehended
by man, are something distinct equally from the Creator
and from man, and the whole mass of them may fairly be termed
the World of Things Intelligible.
"Further, there are qualities in the supreme and ultimate Cause
of all, which are manifested in His creation, and not merely manifested,
but, in a manner—after being brought out of his super-essential
nature into the stage of being [which is] below him, but
next to him—are then by the causative act of creation deposited in
things, differencing them one from the other, so that the things
partake of them (μετέχουσι), communicate with them (κοινωνοῦσι).
"The intelligence of man, excited to reflection by the impressions
of these objects thus (though themselves transitory) participant of
a divine quality, may rise to higher conceptions of the perfections
thus faintly exhibited; and inasmuch as these perfections are
unquestionably real existences, and known to be such in the very
act of contemplation,—this may be regarded as a direct intellectual
apperception of them,—a Union of the Reason with the Ideas in
that sphere of being which is common to both.
"Finally, the Reason, in proportion as it learns to contemplate
the Perfect and Eternal, desires the enjoyment of such contemplations
in a more consummate degree, and cannot be fully satisfied,
except in the actual fruition of the Perfect itself.
"These suppositions, taken together, constitute the Theory of
Ideas."
In remarking upon the theory thus presented, I shall abstain
from any discussion of the theological part of it, as a subject which
would probably be considered as unsuited to the meetings of this
Society, even in its most purely philosophical form. But I conceive
that it will not be inconvenient, if it be not wearisome, to discuss
the Theory of Ideas as an attempt to explain the existence of real
knowledge; which Prof. Butler very rightly considers as the necessary
aim of this and cognate systems of philosophy[321].
I conceive, then, that one of the primary objects of Plato's
Theory of Ideas is, to explain the existence of real knowledge,
that is, of demonstrated knowledge, such as the propositions of
geometry offer to us. In this view, the Theory of Ideas is one
attempt to solve a problem, much discussed in our times, What is
the ground of geometrical truth? I do not mean that this is the
whole object of the Theory, or the highest of its claims. As I have
said, I omit its theological bearings; and I am aware that there are
passages in the Platonic Dialogues, in which the Ideas which enter
into the apprehension and demonstration of geometrical truths are
spoken of as subordinate to Ideas which have a theological aspect.
But I have no doubt that one of the main motives to the construction
of the Theory of Ideas was, the desire of solving the Problem,
"How is it possible that man should apprehend necessary and
eternal truths?" That the truths are necessary, makes them eternal,
for they do not depend on time; and that they are eternal,
gives them at once a theological bearing.
That Plato, in attempting to explain the nature and possibility of
real knowledge, had in his mind geometrical truths, as examples of
such knowledge is, I think, evident from the general purport of his
discourses on such subjects. The advance of Greek geometry into
a conspicuous position, at the time when the Heraclitean sect were
proving that nothing could be proved and nothing could be known,
naturally suggested mathematical truth as the refutation of the skepticism
of mere sensation. On the one side it was said, we can know
nothing except by our sensations; and that which we observe with
our senses is constantly changing; or at any rate, may change at any
moment. On the other hand it was said, we do know geometrical
truths, and as truly as we know them, that they cannot change.
Plato was quite alive to the lesson, and to the importance of this
kind of truths. In the Meno and in the Phædo he refers to them,
as illustrating the nature of the human mind: in the Republic and
the Timæus he again speaks of truths which far transcend anything
which the senses can teach, or even adequately exemplify. The
senses, he argues in the Theætetus, cannot give us the knowledge
which we have; the source of it must therefore be in the mind
itself; in the Ideas which it possesses. The impressions of sense
are constantly varying, and incapable of giving any certainty: but
the Ideas on which real truth depends are constant and invariable,
and the certainty which arises from these is firm and indestructible.
Ideas are the permanent, perfect objects, with which the mind
deals when it contemplates necessary and eternal truths. They
belong to a region superior to the material world, the world of
sense. They are the objects which make up the furniture of the
Intelligible World; with which the Reason deals, as the Senses
deal each with its appropriate Sensation.
But, it will naturally be asked, what is the Relation of Ideas to
the Objects of Sense? Some connexion, or relation, it is plain,
there must be. The objects of sense can suggest, and can illustrate
real truths. Though these truths of geometry cannot be proved,
cannot even be exactly exemplified, by drawing diagrams, yet
diagrams are of use in helping ordinary minds to see the proof;
and to all minds, may represent and illustrate it. And though our
conclusions with regard to objects of sense may be insecure and
imperfect, they have some show of truth, and therefore some
resemblance to truth. What does this arise from? How is it explained,
if there is no truth except concerning Ideas?
To this the Platonist replied, that the phenomena which present
themselves to the senses partake, in a certain manner, of Ideas, and
thus include so much of the nature of Ideas, that they include also
an element of Truth. The geometrical diagram of Triangles and
Squares which is drawn in the sand of the floor of the Gymnasium,
partakes of the nature of the true Ideal Triangles and Squares, so
that it presents an imitation and suggestion of the truths which are
true of them. The real triangles and squares are in the mind:
they are, as we have said, objects, not in the Visible, but in the
Intelligible World. But the Visible Triangles and Squares make
us call to mind the Intelligible; and thus the objects of sense
suggest, and, in a way, exemplify the eternal truths.
This I conceive to be the simplest and directest ground of two
primary parts of the Theory of Ideas;—The Eternal Ideas constituting
an Intelligible World; and the Participation in these Ideas
ascribed to the objects of the world of sense. And it is plain that
so far, the Theory meets what, I conceive, was its primary purpose;
it answers the questions, How can we have certain knowledge,
though we cannot get it from Sense? and, How can we have
knowledge, at least apparent, though imperfect, about the world of
sense?
But is this the ground on which Plato himself rests the truth of
his Theory of Ideas? As I have said, I have no doubt that these
were the questions which suggested the Theory; and it is perpetually
applied in such a manner as to show that it was held by Plato
in this sense. But his applications of the Theory refer very often
to another part of it;—to the Ideas, not of Triangles and Squares,
of space and its affections; but to the Ideas of Relations—as the
Relations of Like and Unlike, Greater and Less; or to things quite
different from the things of which geometry treats, for instance, to
Tables and Chairs, and other matters, with regard to which no
demonstration is possible, and no general truth (still less necessary
an eternal truth) capable of being asserted.
I conceive that the Theory of Ideas, thus asserted and thus supported,
stands upon very much weaker ground than it does, when
it is asserted concerning the objects of thought about which necessary
and demonstrable truths are attainable. And in order to
devise arguments against this part of the Theory, and to trace
the contradictions to which it leads, we have no occasion to task
our own ingenuity. We find it done to our hands, not only in
Aristotle, the open opponent of the Theory of Ideas, but in works
which stand among the Platonic Dialogues themselves. And I wish
especially to point out some of the arguments against the Ideal
Theory, which are given in one of the most noted of the Platonic
Dialogues, the Parmenides.
The Parmenides contains a narrative of a Dialogue held between
Parmenides and Zeno, the Eleatic Philosophers, on the one side,
and Socrates, along with several other persons, on the other. It
may be regarded as divided into two main portions; the first, in
which the Theory of Ideas is attacked by Parmenides, and defended
by Socrates; the second, in which Parmenides discusses, at length,
the Eleatic doctrine that All things are One. It is the former part,
the discussion of the Theory of Ideas, to which I especially wish to
direct attention at present: and in the first place, to that extension
of the Theory of Ideas, to things of which no general truth is
possible; such as I have mentioned, tables and chairs. Plato often
speaks of a Table, by way of example, as a thing of which there
must be an Idea, not taken from any special Table or assemblage
of Tables; but an Ideal Table, such that all Tables are Tables by
participating in the nature of this Idea. Now the question is,
whether there is any force, or indeed any sense, in this assumption;
and this question is discussed in the Parmenides. Socrates is there
represented as very confident in the existence of Ideas of the highest
and largest kind, the Just, the Fair, the Good, and the like.
Parmenides asks him how far he follows his theory. Is there, he
asks, an Idea of Man, which is distinct from us men? an Idea of
Fire? of Water? "In truth," replies Socrates, "I have often hesitated,
Parmenides, about these, whether we are to allow such
Ideas." When Plato had proceeded to teach that there is an Idea
of a Table, of course he could not reject such Ideas as Man, and
Fire, and Water. Parmenides, proceeding in the same line, pushes
him further still. "Do you doubt," says he, "whether there are
Ideas of things apparently worthless and vile? Is there an Idea of
a Hair? of Mud? of Filth?" Socrates has not the courage to
accept such an extension of the theory. He says, "By no means.
These are not Ideas. These are nothing more than just what we
see them. I have often been perplexed what to think on this subject.
But after standing to this a while, I have fled the thought,
for fear of falling into an unfathomable abyss of absurdities." On
this, Parmenides rebukes him for his want of consistency. "Ah
Socrates," he says, "you are yet young; and philosophy has not yet
taken possession of you as I think she will one day do--when you
will have learned to find nothing despicable in any of these things.
But now your youth inclines you to regard the opinions of men."
It is indeed plain, that if we are to assume an Idea of a Chair or a
Table, we can find no boundary line which will exclude Ideas of
everything for which we have a name, however worthless or offensive.
And this is an argument against the assumption of such
Ideas, which will convince most persons of the groundlessness of
the assumption:—the more so, as for the assumption of such Ideas,
it does not appear that Plato offers any argument whatever; nor
does this assumption solve any problem, or remove any difficulty[322].
Parmenides, then, had reason to say that consistency required
Socrates, if he assumed any such Ideas, to assume all. And I conceive
his reply to be to this effect; and to be thus a reductio ad
absurdum of the Theory of Ideas in this sense. According to the
opinions of those who see in the Parmenides an exposition of Platonic
doctrines, I believe that Parmenides is conceived in this
passage, to suggest to Socrates what is necessary for the completion
of the Theory of Ideas. But upon either supposition, I wish
especially to draw the attention of my readers to the position of
superiority in the Dialogue in which Parmenides is here placed
with regard to Socrates.
Parmenides then proceeds to propound to Socrates difficulties
with regard to the Ideal Theory, in another of its aspects;—namely,
when it assumes Ideas of Relations of things; and here also, I wish
especially to have it considered how far the answers of Socrates to
these objections are really satisfactory and conclusive.
"Tell me," says he (§ 10, Bekker), "You conceive that there are
certain Ideas, and that things partaking of these Ideas, are called
by the corresponding names;—an Idea of Likeness, things partaking
of which are called Like;—of Greatness, whence they are Great:
of Beauty, whence they are Beautiful?" Socrates assents, naturally:
this being the simple and universal statement of the Theory,
in this case. But then comes one of the real difficulties of the
Theory. Since the special things participate of the General Idea,
has each got the whole of the Idea, which is, of course, One; or
has each a part of the Idea? "For," says Parmenides, "can there
be any other way of participation than these two?" Socrates
replies by a similitude: "The Idea, though One, may be wholly in
each object, as the Day, one and the same, is wholly in each place."
The physical illustration, Parmenides damages by making it more
physical still. "You are ingenious, Socrates," he says, (§ 11) "in
making the same thing be in many places at the same time. If you
had a number of persons wrapped up in a sail or web, would you
say that each of them had the whole of it? Is not the case similar?"
Socrates cannot deny that it is. "But in this case, each person has
only a part of the whole; and thus your Ideas are partible." To
this, Socrates is represented as assenting in the briefest possible
phrase; and thus, here again, as I conceive, Parmenides retains his
superiority over Socrates in the Dialogue.
There are many other arguments urged against the Ideal Theory
by Parmenides. The next is a consequence of this partibility of
Ideas, thus supposed to be proved, and is ingenious enough. It is this:
"If the Idea of Greatness be distributed among things that are
Great, so that each has a part of it, each separate thing will be
Great in virtue of a part of Greatness which is less than Greatness
itself. Is not this absurd?" Socrates submissively allows that it is.
And the same argument is applied in the case of the Idea of
Equality.
"If each of several things have a part of the Idea of Equality, it
will be Equal to something, in virtue of something which is less
than Equality."
And in the same way with regard to the Idea of Smallness.
"If each thing be small by having a part of the Idea of Smallness,
Smallness itself will be greater than the small thing, since that is
a part of itself."
These ingenious results of the partibility of Ideas remind us of
the ingenuity shown in the Greek geometry, especially the Fifth
Book of Euclid. They are represented as not resisted by Socrates
(§ 12): "In what way, Socrates, can things participate in Ideas, if
they cannot do so either integrally or partibly?" "By my troth,"
says Socrates, "it does not seem easy to tell." Parmenides, who
completely takes the conduct of the Dialogue, then turns to another
part of the subject and propounds other arguments. "What do
you say to this?" he asks.
"There is an Ideal Greatness, and there are many things, separate
from it, and Great by virtue of it. But now if you look at Greatness
and the Great things together, since they are all Great, they
must be Great in virtue of some higher Idea of Greatness which
includes both. And thus you have a Second Idea of Greatness; and
in like manner you will have a third, and so on indefinitely."
This also, as an argument against the separate existence of Ideas,
Socrates is represented as unable to answer. He replies interrogatively:
"Why, Parmenides, is not each of these Ideas a Thought, which,
by its nature, cannot exist in anything except in the Mind? In
that case your consequences would not follow."
This is an answer which changes the course of the reasoning: but
still, not much to the advantage of the Ideal Theory. Parmenides
is still ready with very perplexing arguments. (§ 13.)
"The Ideas, then," he says, "are Thoughts. They must be
Thoughts of something. They are Thoughts of something, then,
which exists in all the special things; some one thing which the
Thought perceives in all the special things; and this one Thought
thus involved in all, is the Idea. But then, if the special things, as
you say, participate in the Idea, they participate in the Thought;
and thus, all objects are made up of Thoughts, and all things think;
or else, there are thoughts in things which do not think."
This argument drives Socrates from the position that Ideas are
Thoughts, and he moves to another, that they are Paradigms,
Exemplars of the qualities of things, to which the things themselves
are like, and their being thus like, is their participating in
the Idea. But here too, he has no better success. Parmenides
argues thus:
"If the Object be like the Idea, the Idea must be like the
Object. And since the Object and the Idea are like, they must,
according to your doctrine, participate in the Idea of Likeness.
And thus you have one Idea participating in another Idea, and so
on in infinitum." Socrates is obliged to allow that this demolishes
the notion of objects partaking in their Ideas by likeness: and that
he must seek some other way. "You see then, O Socrates," says
Parmenides, "what difficulties follow, if any one asserts the independent
existence of Ideas!" Socrates allows that this is true.
"And yet," says Parmenides, "you do not half perceive the difficulties
which follow from this doctrine of Ideas." Socrates expresses
a wish to know to what Parmenides refers; and the aged sage
replies by explaining that if Ideas exist independently of us, we
can never know anything about them: and that even the Gods
could not know anything about man. This argument, though
somewhat obscure, is evidently stated with perfect earnestness,
and Socrates is represented as giving his assent to it. "And yet,"
says Parmenides (end of § 18), "if any one gives up entirely the
doctrine of Ideas, how is any reasoning possible?"
All the way through this discussion, Parmenides appears as vastly
superior to Socrates; as seeing completely the tendency of every
line of reasoning, while Socrates is driven blindly from one position
to another; and as kindly and graciously advising a young man
respecting the proper aims of his philosophical career; as well as
clearly pointing out the consequences of his assumptions. Nothing
can be more complete than the higher position assigned to Parmenides
in the Dialogue.
This has not been overlooked by the Editors and Commentators
of Plato. To take for example one of the latest; in Steinhart's
Introduction to Hieronymus Müller's translation of Parmenides
(Leipzig, 1852), p. 261, he says: "It strikes us, at first, as strange,
that Plato here seems to come forward as the assailant of his own
doctrine of Ideas. For the difficulties which he makes Parmenides
propound against that doctrine are by no means sophistical or
superficial, but substantial and to the point. Moreover there is
among all these objections, which are partly derived from the
Megarics, scarce one which does not appear again in the penetrating
and comprehensive argumentations of Aristotle against the Platonic
Doctrine of Ideas."
Of course, both this writer and other commentators on Plato
offer something as a solution of this difficulty. But though these
explanations are subtle and ingenious, they appear to leave no
satisfactory or permanent impression on the mind. I must avow
that, to me, they appear insufficient and empty; and I cannot help
believing that the solution is of a more simple and direct kind. It
may seem bold to maintain an opinion different from that of so
many eminent scholars; but I think that the solution which I offer,
will derive confirmation from a consideration of the whole Dialogue;
and therefore I shall venture to propound it in a distinct and
positive form. It is this:
I conceive that the Parmenides is not a Platonic Dialogue at all;
but Antiplatonic, or more properly, Eleatic: written, not by
Plato, in order to explain and prove his Theory of Ideas, but by
some one, probably an admirer of Parmenides and Zeno, in order
to show how strong were his master's arguments against the
Platonists and how weak their objections to the Eleatic doctrine.
I conceive that this view throws an especial light on every part
of the Dialogue, as a brief survey of it will show. Parmenides
and Zeno come to Athens to the Panathenaic festival: Parmenides
already an old man, with a silver head, dignified and benevolent in
his appearance, looking five and sixty years old: Zeno about forty,
tall and handsome. They are the guests of Pythodorus, outside
the Wall, in the Ceramicus; and there they are visited by Socrates
then young, and others who wish to hear the written discourses of
Zeno. These discourses are explanations of the philosophy of
Parmenides, which he had delivered in verse.
Socrates is represented as showing, from the first, a disposition
to criticize Zeno's dissertation very closely; and without any prelude
or preparation, he applies the Doctrine of Ideas to refute the Eleatic
Doctrine that All Things are One. (§ 3.) When he had heard to
the end, he begged to have the first Proposition of the First Book
read again. And then, "How is it, O Zeno, that you say, That
if the Things which exist are Many, and not One, they must be at
the same time like and unlike? Is this your argument? Or do I
misunderstand you?" "No," says Zeno, "you understand quite
rightly." Socrates then turns to Parmenides, and says, somewhat
rudely, as it seems, "Zeno is a great friend of yours, Parmenides:
he shows his friendship not only in other ways, but also in what he
writes. For he says the same things which you say, though he
pretends that he does not. You say, in your poems, that All Things
are One, and give striking proofs: he says that existences are not
many, and he gives many and good proofs. You seem to soar above
us, but you do not really differ." Zeno takes this sally good-humouredly,
and tells him that he pursues the scent with the keenness
of a Laconian hound. "But," says he (§ 6), "there really is
less of ostentation in my writing than you think. My Essay was
merely written as a defence of Parmenides long ago, when I was
young; and is not a piece of display composed now that I am
older. And it was stolen from me by some one; so that I had no
choice about publishing it."
Here we have, as I conceive, Socrates already represented as
placed in a disadvantageous position, by his abruptness, rude
allusions, and readiness to put bad interpretations on what is done.
For this, Zeno's gentle pleasantry is a rebuke. Socrates, however,
forthwith rushes into the argument; arguing, as I have said, for
his own Theory.
"Tell me," he says, "do you not think there is an Idea of Likeness,
and an Idea of Unlikeness? And that everything partakes of
these Ideas? The things which partake of Unlikeness are unlike.
If all things partake of both Ideas, they are both like and unlike;
and where is the wonder? (§ 7.) If you could show that Likeness
itself was Unlikeness, it would be a prodigy; but if things which
partake of these opposites, have both the opposite qualities, it
appears to me, Zeno, to involve no absurdity.
"So if Oneness itself were to be shown to be Maniness" (I hope
I may use this word, rather than multiplicity) "I should be surprised;
but if any one say that I am at the same time one and many,
where is the wonder? For I partake of maniness: my right side is
different from my left side, my upper from my under parts. But I
also partake of Oneness, for I am here One of us seven. So that
both are true. And so if any one say that stocks and stones, and
the like, are both one and many,—not saying that Oneness is
Maniness, nor Maniness Oneness, he says nothing wonderful: he
says what all will allow. (§ 8.) If then, as I said before, any one
should take separately the Ideas or Essence of Things, as Likeness
and Unlikeness, Maniness and Oneness, Rest and Motion, and the
like, and then should show that these can mix and separate again,
I should be wonderfully surprised, O Zeno: for I reckon that I
have tolerably well made myself master of these subjects[323]. I
should be much more surprised if any one could show me this contradiction
involved in the Ideas themselves; in the object of the
Reason, as well as in Visible objects."
It may be remarked that Socrates delivers all this argumentation
with the repetitions which it involves, and the vehemence of
its manner, without waiting for a reply to any of his interrogations;
instead of making every step the result of a concession of his
opponent, as is the case in the Dialogues where he is represented
as triumphant. Every reader of Plato will recollect also that in
those Dialogues, the triumph of temper on the part of Socrates is
represented as still more remarkable than the triumph of argument.
No vehemence or rudeness on the part of his adversaries prevents
his calmly following his reasoning; and he parries coarseness by
compliment. Now in this Dialogue, it is remarkable that this kind
of triumph is given to the adversaries of Socrates. "When Socrates
had thus delivered himself," says Pythodorus, the narrator of the
conversation, "we thought that Parmenides and Zeno would both
be angry. But it was not so. They bestowed entire attention
upon him, and often looked at each other, and smiled, as in
admiration of Socrates. And when he had ended, Parmenides
said: 'O Socrates, what an admirable person you are, for the
earnestness with which you reason! Tell me then, Do you then
believe the doctrine to which you have been referring;—that there
are certain Ideas, existing independent of Things; and that there
are, separate from the Ideas, Things which partake of them?
And do you think that there is an Idea of Likeness besides the
likeness which we have; and a Oneness and a Maniness, and the
like? And an Idea of the Right, and the Good, and the Fair, and
of other such qualities?'" Socrates says that he does hold this;
Parmenides then asks him, how far he carries this doctrine of
Ideas, and propounds to him the difficulties which I have already
stated; and when Socrates is unable to answer him, lets him off
in the kind but patronizing way which I have already described.
To me, comparing this with the intellectual and moral attitude
of Socrates in the most dramatic of the other Platonic Dialogues,
it is inconceivable, that this representation of Socrates should be
Plato's. It is just what Zeno would have written, if he had
wished to bestow upon his master Parmenides the calm dignity and
irresistible argument which Plato assigns to Socrates. And this
character is kept up to the end of the Dialogue. When Socrates
(§ 19) has acknowledged that he is at loss which way to turn for
his philosophy, Parmenides undertakes, though with kind words,
to explain to him by what fundamental error in the course of his
speculative habits he has been misled. He says; "You try to
make a complete Theory of Ideas, before you have gone through
a proper intellectual discipline. The impulse which urges you to
such speculations is admirable—is divine. But you must exercise
yourself in reasoning which many think trifling, while you are yet
young; if you do not, the truth will elude your grasp." Socrates
asks submissively what is the course of such discipline: Parmenides
replies, "The course pointed out by Zeno, as you have heard."
And then, gives him some instructions in what manner he is to test
any proposed Theory. Socrates is frightened at the laboriousness
and obscurity of the process. He says, "You tell me, Parmenides,
of an overwhelming course of study; and I do not well comprehend
it. Give me an example of such an examination of a Theory."
"It is too great a labour," says he, "for one so old as I am."
"Well then, you, Zeno," says Socrates, "will you not give us such
an example?" Zeno answers, smiling, that they had better get it
from Parmenides himself; and joins in the petition of Socrates
to him, that he will instruct them. All the company unite in the
request. Parmenides compares himself to an aged racehorse,
brought to the course after long disuse, and trembling at the risk;
but finally consents. And as an example of a Theory to be
examined, takes his own Doctrine, that All Things are One,
carrying on the Dialogue thenceforth, not with Socrates, but with
Aristoteles (not the Stagirite, but afterwards one of the Thirty),
whom he chooses as a younger and more manageable respondent.
The discussion of this Doctrine is of a very subtle kind, and
it would be difficult to make it intelligible to a modern reader.
Nor is it necessary for my purpose to attempt to do so. It is plain
that the discussion is intended seriously, as an example of true
philosophy; and each step of the process is represented as irresistible.
The Respondent has nothing to say but Yes; or No; How
so? Certainly; It does appear; It does not appear. The discussion
is carried to a much greater length than all the rest of the
Dialogue; and the result of the reasoning is summed up by Parmenides
thus: "If One exist, it is Nothing. Whether One exist
or do not exist, both It and Other Things both with regard to
Themselves and to Each other, All and Everyway are and are not,
appear and appear not." And this also is fully assented to; and
so the Dialogue ends.
I shall not pretend to explain the Doctrines there examined
that One exists, or One does not exist, nor to trace their consequences.
But these were Formulæ, as familiar in the Eleatic
school, as Ideas in the Platonic; and were undoubtedly regarded
by the Megaric contemporaries of Plato as quite worthy of being
discussed, after the Theory of Ideas had been overthrown. This,
accordingly, appears to be the purport of the Dialogue; and it is
pursued, as we see, without any bitterness toward Socrates or his
disciples; but with a persuasion that they were poor philosophers,
conceited talkers, and weak disputants.
The external circumstances of the Dialogue tend, I conceive,
to confirm this opinion, that it is not Plato's. The Dialogue
begins, as the Republic begins, with the mention of a Cephalus,
and two brothers, Glaucon and Adimantus. But this Cephalus
is not the old man of the Piræus, of whom we have so charming a
picture in the opening of the Republic. He is from Clazomenæ,
and tells us that his fellow-citizens are great lovers of philosophy;
a trait of their character which does not appear elsewhere. Even
the brothers Glaucon and Adimantus are not the two brothers
of Plato who conduct the Dialogue in the later books of the
Republic: so at least Ast argues, who holds the genuineness of the
Dialogue. This Glaucon and Adimantus are most wantonly introduced;
for the sole office they have, is to say that they have
a half-brother Antiphon, by a second marriage of their mother.
No such half-brother of Plato, and no such marriage of his mother,
are noticed in other remains of antiquity. Antiphon is represented
as having been the friend of Pythodorus, who was the host of
Parmenides and Zeno, as we have seen. And Antiphon, having
often heard from Pythodorus the account of the conversation of
his guests with Socrates, retained it in his memory, or in his
tablets, so as to be able to give the full report of it which we have
in the Dialogue Parmenides[324]. To me, all this looks like a clumsy
imitation of the Introductions to the Platonic Dialogues.
I say nothing of the chronological difficulties which arise from
bringing Parmenides and Socrates together, though they are
considerable; for they have been explained more or less satisfactorily;
and certainly in the Theætetus, Socrates is represented as
saying that he when very young had seen Parmenides who was
very old[325]. Athenæus, however[326], reckons this among Plato's
fictions. Schleiermacher gives up the identification and relation
of the persons mentioned in the Introduction as an unmanageable
story.
I may add that I believe Cicero, who refers to so many of Plato's
Dialogues, nowhere refers to the Parmenides. Athenæus does
refer to it; and in doing so blames Plato for his coarse imputations
on Zeno and Parmenides. According to our view, these are
hostile attempts to ascribe rudeness to Socrates or to Plato. Stallbaum
acknowledges that Aristotle nowhere refers to this Dialogue.
(Cam. Phil. Soc. April 23, 1855.)
A survey by Plato of the state of the Sciences, as existing in
his time, may be regarded as hardly less interesting than Francis
Bacon's Review of the condition of the Sciences of his time, contained
in the Advancement of Learning. Such a survey we have, in
the seventh book of Plato's Republic; and it will be instructive to
examine what the Sciences then were, and what Plato aspired to
have them become; aiding ourselves by the light afforded by the
subsequent history of Science.
In the first place, it is interesting to note, in the two writers,
Plato and Bacon, the same deep conviction that the large and
profound philosophy which they recommended, had not, in their
judgment, been pursued in an adequate and worthy manner, by
those who had pursued it at all. The reader of Bacon will
recollect the passage in the Novum Organon (Lib. I. Aphorism 80)
where he speaks with indignation of the way in which philosophy
had been degraded and perverted, by being applied as a mere instrument
of utility or of early education: "So that the great
mother of the Sciences is thrust down with indignity to the offices
of a handmaid;—is made to minister to the labours of medicine or
mathematics; or again, to give the first preparatory tinge to the
immature minds of youth[327]."
In the like spirit, Plato says (Rep. VI. § 11, Bekker's ed.):
"Observe how boldly and fearlessly I set about my explanation of
my assertion that philosophers ought to rule the world. For I
begin by saying, that the State must begin to treat the study of
philosophy in a way opposite to that now practised. Now, those
who meddle at all with this study are put upon it when they are
children, between the lessons which they receive in the farm-yard
and in the shop[328]; and as soon as they have been introduced to the
hardest part of the subject, are taken off from it, even those who
get the most of philosophy. By the hardest part, I mean, the
discussion of principles—Dialectic[329]. And in their succeeding years,
if they are willing to listen to a few lectures of those who make
philosophy their business, they think they have done great things,
as if it were something foreign to the business of life. And as
they advance towards old age, with a very few exceptions, philosophy
in them is extinguished: extinguished far more completely than the
Heraclitean sun, for theirs is not lighted up again, as that is every
morning:" alluding to the opinion which was propounded, by way of
carrying the doctrine of the unfixity of sensible objects to an extreme;
that the Sun is extinguished every night and lighted again
in the morning. In opposition to this practice, Plato holds that
philosophy should be the especial employment of men's minds when
their bodily strength fails.
What Plato means by Dialectic, which he, in the next Book,
calls the highest part of philosophy, and which is, I think, what he
here means by the hardest part of philosophy, I may hereafter
consider: but at present I wish to pass in review the Sciences
which he speaks of, as leading the way to that highest study. These
Sciences are Arithmetic, Plane Geometry, Solid Geometry, Astronomy
and Harmonics.
The view in which Plato here regards the Sciences is, as the
instruments of that culture of the philosophical spirit which is to
make the philosopher the fit and natural ruler of the perfect State—the
Platonic Polity. It is held that to answer this purpose, the
mind must be instructed in something more stable than the knowledge
supplied by the senses;—a knowledge of objects which are
constantly changing, and which therefore can be no real permanent
Knowledge, but only Opinion. The real and permanent Knowledge
which we thus require is to be found in certain sciences,
which deal with truths necessary and universal, as we should now
describe them: and which therefore are, in Plato's language, a
knowledge of that which really is[330].
This is the object of the Sciences of which Plato speaks. And
hence, when he introduces Arithmetic, as the first of the Sciences which
are to be employed in this mental discipline, he adds (VII. § 8) that
it must be not mere common Arithmetic, but a science which leads
to speculative truths[331], seen by Intuition[332]; not an Arithmetic which
is studied for the sake of buying and selling, as among tradesmen
and shopkeepers, but for the sake of pure and real Science[333].
I shall not dwell upon the details with which he illustrates this
view, but proceed to the other Sciences which he mentions.
Geometry is then spoken of, as obviously the next Science in
order; and it is asserted that it really does answer the required
condition of drawing the mind from visible, mutable phenomena to
a permanent reality. Geometers indeed speak of their visible diagrams,
as if their problems were certain practical processes; to
erect a perpendicular; to construct a square: and the like. But
this language, though necessary, is really absurd. The figures are
mere aids to their reasonings. Their knowledge is really a knowledge
not of visible objects, but of permanent realities: and thus,
Geometry is one of the helps by which the mind may be drawn to
Truth; by which the philosophical spirit may be formed, which
looks upwards instead of downwards.
Astronomy is suggested as the Science next in order, but Socrates,
the leader of the dialogue, remarks that there is an intermediate
Science first to be considered. Geometry treats of plane figures;
Astronomy treats of solids in motion, that is, of spheres in motion;
for the astronomy of Plato's time was mainly the doctrine of
the sphere. But before treating of solids in motion, we must
have a science which treats of solids simply. After taking space of
two dimensions, we must take space of three dimensions, length,
breadth and depth, as in cubes and the like[334]. But such a Science,
it is remarked, has not yet been discovered. Plato "notes as
deficient" this branch of knowledge; to use the expression employed
by Bacon on the like occasions in his Review. Plato goes on to
say, that the cultivators of such a science have not received due encouragement;
and that though scorned and starved by the public,
and not recommended by any obvious utility, it has still made great
progress, in virtue of its own attractiveness.
In fact, researches in Solid Geometry had been pursued with
great zeal by Plato and his friends, and with remarkable success.
The five Regular Solids, the Tetrahedron or Pyramid, Cube, Octahedron,
Dodecahedron and Icosahedron, had been discovered; and
the curious theorem, that of Regular Solids there can be just so
many, these and no others, was known. The doctrine of these
Solids was already applied in a way, fanciful and arbitrary, no
doubt, but ingenious and lively, to the theory of the Universe. In
the Timæus, the elements have these forms assigned to them respectively.
Earth has the Cube: Fire has the Pyramid: Water has
the Octahedron: Air has the Icosahedron: and the Dodecahedron
is the plan of the Universe itself. This application of the doctrine
of the Regular Solids shows that the knowledge of those figures
was already established; and that Plato had a right to speak of
Solid Geometry as a real and interesting Science. And that this
subject was so recondite and profound,—that these five Regular
Solids had so little application in the geometry which has a bearing
on man's ordinary thoughts and actions,—made it all the more
natural for Plato to suppose that these solids had a bearing on the
constitution of the Universe; and we shall find that such a belief
in later times found a ready acceptance in the minds of mathematicians
who followed in the Platonic line of speculation.
Plato next proceeds to consider Astronomy; and here we have
an amusing touch of philosophical drama. Glaucon, the hearer and
pupil in the Dialogue, is desirous of showing that he has profited
by what his instructor had said about the real uses of Science. He
says Astronomy is a very good branch of education. It is such a
very useful science for seamen and husbandmen and the like.
Socrates says, with a smile, as we may suppose: "You are very
amusing with your zeal for utility. I suppose you are afraid of
being condemned by the good people of Athens for diffusing Useless
Knowledge." A little afterwards Glaucon tries to do better,
but still with no great success. He says, "You blamed me for
praising Astronomy awkwardly: but now I will follow your lead.
Astronomy is one of the sciences which you require, because it
makes men's minds look upwards, and study things above. Any one
can see that." "Well," says Socrates, "perhaps any one can see it
except me—I cannot see it." Glaucon is surprised, but Socrates
goes on: "Your notice of 'the study of things above' is certainly
a very magnificent one. You seem to think that if a man bends his
head back and looks at the ceiling he 'looks upwards' with his
mind as well as his eyes. You may be right and I may be wrong:
but I have no notion of any science which makes the mind look
upwards, except a science which is about the permanent and the
invisible. It makes no difference, as to that matter, whether a man
gapes and looks up or shuts his mouth and looks down. If a man
merely look up and stare at sensible objects, his mind does not look
upwards, even if he were to pursue his studies swimming on his back
in the sea."
The Astronomy, then, which merely looks at phenomena does
not satisfy Plato. He wants something more. What is it? as
Glaucon very naturally asks.
Plato then describes Astronomy as a real science (§ 11). "The
variegated adornments which appear in the sky, the visible luminaries,
we must judge to be the most beautiful and the most perfect
things of their kind: but since they are mere visible figures, we
must suppose them to be far inferior to the true objects; namely,
those spheres which, with their real proportions of quickness and
slowness, their real number, their real figures, revolve and carry
luminaries in their revolutions. These objects are to be apprehended
by reason and mental conception, not by vision." And he then
goes on to say that the varied figures which the skies present to the
eye are to be used as diagrams to assist the study of that higher
truth; just as if any one were to study geometry by means of beautiful
diagrams constructed by Dædalus or any other consummate
artist.
Here then, Plato points to a kind of astronomical science which
goes beyond the mere arrangement of phenomena: an astronomy
which, it would seem, did not exist at the time when he wrote. It
is natural to inquire, whether we can determine more precisely
what kind of astronomical science he meant, and whether such
science has been brought into existence since his time.
He gives us some further features of the philosophical astronomy
which he requires. "As you do not expect to find in the most
exquisite geometrical diagrams the true evidence of quantities being
equal, or double, or in any other relation: so the true astronomer
will not think that the proportion of the day to the month, or the
month to the year, and the like, are real and immutable things.
He will seek a deeper truth than these. We must treat Astronomy,
like Geometry, as a series of problems suggested by visible things.
We must apply the intelligent portion of our mind to the subject."
Here we really come in view of a class of problems which astronomical
speculators at certain periods have proposed to themselves.
What is the real ground of the proportion of the day to the month,
and of the month to the year, I do not know that any writer of
great name has tried to determine: but to ask the reason of these
proportions, namely, that of the revolution of the earth on its axis,
of the moon in its orbit, and of the earth in its orbit, are questions
just of the same kind as to ask the reason of the proportion of
the revolutions of the planets in their orbits, and of the proportion
of the orbits themselves. Now who has attempted to assign such
reasons?
Of course we shall answer, Kepler: not so much in the Laws of
the Planetary motions which bear his name, as in the Law which
at an earlier period he thought he had discovered, determining the
proportion of the distances of the several Planets from the Sun.
And, curiously enough, this solution of a problem which we may
conceive Plato to have had in his mind, Kepler gave by means of
the Five Regular Solids which Plato had brought into notice, and
had employed in his theory of the Universe given in the Timæus.
Kepler's speculations on the subject just mentioned were given to
the world in the Mysterium Cosmographicum published in 1596. In
his Preface, he says "In the beginning of the year 1595 I brooded
with the whole energy of my mind on the subject of the Copernican
system. There were three things in particular of which I pertinaciously
sought the causes; why they are not other than they are: the
number, the size, and the motion of the orbits." We see how
strongly he had his mind impressed with the same thought which
Plato had so confidently uttered: that there must be some reason
for those proportions in the scheme of the Universe which appear
casual and vague. He was confident at this period that he had
solved two of the three questions which haunted him;—that he
could account for the number and the size of the planetary orbits.
His account was given in this way.—"The orbit of the Earth is a
circle; round the sphere to which this circle belongs describe a
dodecahedron; the sphere including this will give the orbit of
Mars. Round Mars inscribe a tetrahedron; the circle including
this will be the orbit of Jupiter. Describe a cube round Jupiter's
orbit; the circle including this will be the orbit of Saturn. Now
inscribe in the Earth's orbit an icosahedron: the circle inscribed in
it will be the orbit of Venus. Inscribe an octahedron in the orbit
of Venus; the circle inscribed in it will be Mercury's orbit. This is
the reason of the number of the planets;" and also of the magnitudes
of their orbits.
These proportions were only approximations; and the Rule thus
asserted has been shown to be unfounded, by the discovery of new
Planets. This Law of Kepler has been repudiated by succeeding
Astronomers. So far, then, the Astronomy which Plato requires
as a part of true philosophy has not been brought into being. But
are we thence to conclude that the demand for such a kind of
Astronomy was a mere Platonic imagination?—was a mistake
which more recent and sounder views have corrected? We can
hardly venture to say that. For the questions which Kepler thus
asked, and which he answered by the assertion of this erroneous
Law, are questions of exactly the same kind as those which he asked
and answered by means of the true Laws which still fasten his
name upon one of the epochs of astronomical history. If he was
wrong in assigning reasons for the number and size of the planetary
orbits, he was right in assigning a reason for the proportion of the
motions. This he did in the Harmonice Mundi, published in 1619:
where he established that the squares of the periodic times of the
different Planets are as the cubes of their mean distances from the
central Sun. Of this discovery he speaks with a natural exultation,
which succeeding astronomers have thought well founded. He
says: "What I prophesied two and twenty years ago as soon as I
had discovered the five solids among the heavenly bodies; what I
firmly believed before I had seen the Harmonics of Ptolemy; what
I promised my friends in the title of this book (On the perfect Harmony
of the celestial motions), which I named before I was sure of
my discovery; what sixteen years ago I regarded as a thing to be
sought; that for which I joined Tycho Brahe, for which I settled in
Prague, for which I devoted the best part of my life to astronomical
contemplations; at length I have brought to light, and have recognized
its truth beyond my most sanguine expectations." (Harm.
Mundi, Lib. V.)
Thus the Platonic notion, of an Astronomy which deals with
doctrines of a more exact and determinate kind than the obvious
relations of phænomena, may be found to tend either to error or to
truth. Such aspirations point equally to the five regular solids
which Kepler imagined as determining the planetary orbits, and to
the Laws of Kepler in which Newton detected the effect of universal
gravitation. The realities which Plato looked for, as something
incomparably more real than the visible luminaries, are found, when
we find geometrical figures, epicycles and eccentrics, laws of motion
and laws of force, which explain the appearances. His Realities are
Theories which account for the Phenomena, Ideas which connect
the Facts.
But, is Plato right in holding that such Realities as these are
more real than the Phenomena, and constitute an Astronomy of a
higher kind than that of mere Appearances? To this we shall, of
course, reply that Theories and Facts have each their reality, but
that these are realities of different kinds. Kepler's Laws are as real
as day and night; the force of gravity tending to the Sun is as real
as the Sun; but not more so. True Theories and Facts are equally
real, for true Theories are Facts, and Facts are familiar Theories.
Astronomy is, as Plato says, a series of Problems suggested by visible
Things; and the Thoughts in our own minds which bring the
solutions of these Problems, have a reality in the Things which suggest
them.
But if we try, as Plato does, to separate and oppose to each other
the Astronomy of Appearances and the Astronomy of Theories, we
attempt that which is impossible. There are no Phenomena which
do not exhibit some Law; no Law can be conceived without Phenomena.
The heavens offer a series of Problems; but however many
of these Problems we solve, there remain still innumerable of them
unsolved; and these unsolved Problems have solutions, and are not
different in kind from those of which the extant solution is most
complete.
Nor can we justly distinguish, with Plato, Astronomy into transient
appearances and permanent truths. The theories of Astronomy
are permanent, and are manifested in a series of changes: but
the change is perpetual just because the theory is permanent. The
perpetual change is the permanent theory. The perpetual changes
in the positions and movements of the planets, for instance, manifest
the permanent machinery: the machinery of cycles and epicycles, as
Plato would have said, and as Copernicus would have agreed; while
Kepler, with a profound admiration for both, would have asserted
that the motions might be represented by ellipses, more exactly, if
not more truly. The cycles and epicycles, or the ellipses, are as
real as space and time, in which the motions take place. But we
cannot justly say that space and time and motion are more real than
the bodies which move in space and time, or than the appearances
which these bodies present.
Thus Plato, with his tendency to exalt Ideas above Facts,—to find
a Reality which is more real than Phenomena,—to take hold of a
permanent Truth which is more true than truths of observation,—
attempts what is impossible. He tries to separate the poles of the
Fundamental Antithesis, which, however antithetical, are inseparable.
At the same time, we must recollect that this tendency to find a
Reality which is something beyond appearance, a permanence which
is involved in the changes, is the genuine spring of scientific discovery.
Such a tendency has been the cause of all the astronomical
science which we possess. It appeared in Plato himself, in Hipparchus,
in Ptolemy, in Copernicus, and most eminently in Kepler; and
in him perhaps in a manner more accordant with Plato's aspirations
when he found the five Regular Solids in the Universe, than when
he found there the Conic Sections which determine the form of the
planetary orbits. The pursuit of this tendency has been the source
of the mighty and successful labours of succeeding astronomers: and
the anticipations of Plato on this head were more true than he himself
could have conceived.
When the above view of the nature of true astronomy has been
proposed, Glaucon says:
"That would be a task much more laborious than the astronomy
now cultivated." Socrates replies: "I believe so: and such tasks
must be undertaken, if our researches are to be good for anything."
After Astronomy, there comes under review another Science,
which is treated in the same manner. It is presented as one of the
Sciences which deal with real abstract truth; and which are therefore
suited to that development of the philosophic insight into
the highest truth, which is here Plato's main object. This Science
is Harmonics, the doctrine of the mathematical relations of musical
sounds. Perhaps it may be more difficult to explain to a general
audience, Plato's views on this than on the previous subjects: for
though Harmonics is still acknowledged as a Science including the
mathematical truths to which Plato here refers, these truths are less
generally known than those of geometry or astronomy. Pythagoras
is reported to have been the discoverer of the cardinal proposition in
this Mathematics of Music:—namely, that the musical notes which
the ear recognizes as having that definite and harmonious relation
which we call an octave, a fifth, a fourth, a third, have also, in some
way or other, the numerical relation of 2 to 1, 3 to 2, 4 to 3, 5 to 4.
I say "some way or other," because the statements of ancient writers
on this subject are physically inexact, but are right in the essential
point, that those simple numerical ratios are characteristic of
the most marked harmonic relations. The numerical ratios really
represent the rate of vibration of the air when those harmonics
are produced. This perhaps Plato did not know: but he knew
or assumed that those numerical ratios were cardinal truths in harmony:
and he conceived that the exactness of the ratios rested on
grounds deeper and more intellectual than any testimony which the
ear could give. This is the main point in his mode of applying the
subject, which will be best understood by translating (with some
abridgement) what he says. Socrates proceeds:
(§ 11 near the end.) "Motion appears in many aspects. It
would take a very wise man to enumerate them all: but there are
two obvious kinds. One which appears in astronomy, (the revolutions
of the heavenly bodies,) and another which is the echo of that[335].
As the eyes are made for Astronomy, so are the ears made for the
motion which produces Harmony[336]: and thus we have two sister
sciences, as the Pythagoreans teach, and we assent.
(§ 12.) "To avoid unnecessary labour, let us first learn what
they can tell us, and see whether anything is to be added to it;
retaining our own view on such subjects: namely this:—that those
whose education we are to superintend—real philosophers—are
never to learn any imperfect truths:—anything which does not tend
to that point (exact and permanent truth) to which all our knowledge
ought to tend, as we said concerning astronomy. Now
those who cultivate music take a very different course from this.
You may see them taking immense pains in measuring musical notes
and intervals by the ear, as the astronomers measure the heavenly
motions by the eye.
"Yes, says Glaucon, they apply their ears close to the instrument,
as if they could catch the note by getting near to it, and talk of
some kind of recurrences[337]. Some say they can distinguish an
interval, and that this is the smallest possible interval, by which
others are to be measured; while others say that the two notes are
identical: both parties alike judging by the ear, not by the
intellect.
"You mean, says Socrates, those fine musicians who torture their
notes, and screw their pegs, and pinch their strings, and speak of
the resulting sounds in grand terms of art. We will leave them,
and address our inquiries to our other teachers, the Pythagoreans."
The expressions about the small interval in Glaucon's speech
appear to me to refer to a curious question, which we know was
discussed among the Greek mathematicians. If we take a keyed
instrument, and ascend from a key note by two octaves and a third,
(say from A1 to C3) we arrive at the same nominal note, as if we
ascend four times by a fifth (A1 to E1, E1 to B2, B2 to F2, F2 to C3).
Hence one party might call this the same note. But if the Octaves,
Fifths, and Third be perfectly true intervals, the notes
arrived at in the two ways will not be really the same. (In the one
case, the note is ½ × ½ × ⅘; in the other ⅔ × ⅔ × ⅔ × ⅔; which are ⅕
and 16/81, or in the ratio of 81 to 80). This small interval by which
the two notes really differ, the Greeks called a Comma, and it was
the smallest musical interval which they recognized. Plato disdains
to see anything important in this controversy; though the controversy
itself is really a curious proof of his doctrine, that there
is a mathematical truth in Harmony, higher than instrumental
exactness can reach. He goes on to say:
"The musical teachers are defective in the same way as the
astronomical. They do indeed seek numbers in the harmonic notes,
which the ear perceives: but they do not ascend from them to the
Problem, What are harmonic numbers and what are not, and what
is the reason of each[338]?" "That", says Glaucon, "would be a sublime
inquiry."
Have we in Harmonics, as in Astronomy, anything in the succeeding
History of the Science which illustrates the tendency of Plato's
thoughts, and the value of such a tendency?
It is plain that the tendency was of the same nature as that which
induced Kepler to call his work on Astronomy Harmonice Mundi;
and which led to many of the speculations of that work, in which
harmonical are mixed with geometrical doctrines. And if we are
disposed to judge severely of such speculations, as too fanciful for
sound philosophy, we may recollect that Newton himself seems to
have been willing to find an analogy between harmonic numbers
and the different coloured spaces in the spectrum.
But I will say frankly, that I do not believe there really exists
any harmonical relation in either of these cases. Nor can the problem
proposed by Plato be considered as having been solved since his
time, any further than the recurrence of vibrations, when their ratios
are so simple, may be easily conceived as affecting the ear in a
peculiar manner. The imperfection of musical scales, which the
comma indicates, has not been removed; but we may say that, in
the case of this problem, as in the other ultimate Platonic problems,
the duplication of the cube and the quadrature of the circle, the
impossibility of a solution has been already established. The problem
of a perfect musical scale is impossible, because no power of 2
can be equal to a power of 3; and if we further take the multiplier
5, of course it also cannot bring about an exact equality. This impossibility
of a perfect scale being recognized, the practical problem is
what is the system of temperament which will make the scale best
suited for musical purposes; and this problem has been very fully
discussed by modern writers.
(Cam. Phil. Soc. May 7, 1855.)
The survey of the sciences, arithmetic, plane geometry, solid
geometry, astronomy and harmonics—which is contained in the
seventh Book of the Republic (§ 6-12), and which has been discussed
in the preceding paper, represents them as instruments in
an education, of which the end is something much higher—as steps
in a progression which is to go further. "Do you not know," says
Socrates (§ 12), "that all this is merely a prelude to the strain
which we have to learn?" And what that strain is, he forthwith
proceeds to indicate. "That these sciences do not suffice, you
must be aware: for—those who are masters of such sciences—do
they seem to you to be good in dialectic? δεινοὶ διαλεκτικοὶ
εἷναι;"
"In truth, says Glaucon, they are not, with very few exceptions,
so far as I have fallen in with them."
"And yet, said I, if persons cannot give and receive a reason,
they cannot attain that knowledge which, as we have said, men
ought to have."
Here it is evident that "to give and to receive a reason," is a
phrase employed as coinciding, in a general way at least, with being
"good in dialectic;" and accordingly, this is soon after asserted in
another form, the verb being now used instead of the adjective.
"It is dialectic discussion τὸ διαλέγεσθαι, which executes the
strain which we have been preparing." It is further said that it is
a progress to clear intellectual light, which corresponds to the progress
of bodily vision in proceeding from the darkened cave described
in the beginning of the Book to the light of day. This
progress, it is added, of course you call Dialectic διαλεκτικήν.
Plato further says, that other sciences cannot properly be called
sciences. They begin from certain assumptions, and give us only
the consequences which follow from reasoning on such assumptions.
But these assumptions they cannot prove. To do so is not in the
province of each science. It belongs to a higher science: to the
science of Real Existences. You call the man Dialectical, who requires
a reason of the essence of each thing[339].
And as Dialectic gives an account of other real existences, so
does it of that most important reality, the true guide of Life and of
Philosophy, the Real Good. He who cannot follow this through
all the windings of the battle of Life, knows nothing to any purpose.
And thus Dialectic is the pinnacle, the top stone of the
edifice of the sciences[340].
Dialectic is here defined or described by Plato according to the
subject with which it treats, and the object with which it is to be
pursued: but in other parts of the Platonic Dialogues, Dialectic
appears rather to imply a certain method of investigation;—to describe
the form rather than the matter of discussion; and it will
perhaps be worth while to compare these different accounts of
Dialectic.
(Phædrus.) One of the cardinal passages on this Point is in the
Phædrus, and may be briefly quoted. Phædrus, in the Dialogue
which bears his name, appears at first as an admirer of Lysias, a
celebrated writer of orations, the contemporary of Plato. In order
to expose this writer's style of composition as frigid and shallow, a
specimen of it is given, and Socrates not only criticises this, but
delivers, as rival compositions, two discourses on the same subject.
Of these discourses, given as the inspiration of the moment, the
first is animated and vigorous; the second goes still further, and
clothes its meaning in a gorgeous dress of poetical and mythical
images. Phædrus acknowledges that his favourite is outshone;
and Socrates then proceeds to point out that the real superiority of his
own discourse consists in its having a dialectical structure, beneath
its outward aspect of imagery and enthusiasm. He says: (§ 109,
Bekker. It is to be remembered that the subject of all the discourses
was Love, under certain supposed conditions.)
"The rest of the performance may be taken as play: but there
were, in what was thus thrown out by a random impulse, two
features, of which, if any one could reduce the effect to an art,
it would be a very agreeable and useful task.
"What are they? Phædrus asks.
"In the first place, Socrates replies, the taking a connected view
of the scattered elements of a subject, so as to bring them into one
Idea; and thus to give a definition of the subject, so as to make it
clear what we are speaking of; as was then done in regard to Love.
A definition was given of it, what it is: whether the definition
was good or bad, at any rate there was a definition. And hence, in
what followed, we were able to say what was clear and consistent
with itself.
"And what, Phædrus asks, was the other feature?
"The dividing the subject into kinds or elements, according to
the nature of the thing itself:—not breaking its natural members,
like a bad carver who cannot hit the joint. So the two discourses
which we have delivered, took the irrational part of the
mind, as their common subject; and as the body has two different
sides, the right and the left, with the same names for its parts; so
the two discourses took the irrational portion of man; and the one
took the left-hand portion, and divided this again, and again subdivided
it, till, among the subdivisions, it found a left-handed kind
of Love, of which nothing but ill was to be said. While the discourse
that followed out the right-hand side of phrenzy, (the
irrational portion of man's nature,) was led to something which
bore the name of Love like the other, but which is divine, and was
praised as the source of the greatest blessing."
"Now I," Socrates goes on to say, "am a great admirer of these
processes of division and comprehension, by which I endeavour to
speak and to think correctly. And if I can find any one who is
able to see clearly what is by nature reducible to one and manifested
in many elements, I follow his footsteps as a divine guide.
Those who can do this, I call—whether rightly or not, God knows—but
I have hitherto been in the habit of calling them dialectical
men."
It is of no consequence to our present purpose whether either of
the discourses of Socrates in the Phædrus, or the two together, as
is here assumed, do contain a just division and subdivision of that
part of the human soul which is distinguishable from Reason, and
do thus exhibit, in its true relations, the affection of Love. It is
evident that division and subdivision of this kind is here presented
as, in Plato's opinion, a most valuable method; and those who
could successfully practise this method are those whom he admires
as dialectical men. This is here his Dialectic.
(Sophistes.) We are naturally led to ask whether this method of
dividing a subject as the best way of examining it, be in any other
part of the Platonic Dialogues more fully explained than it is in
the Phædrus; or whether any rules are given for this kind of
Dialectic.
To this we may reply, that in the Dialogue entitled The Sophist,
a method of dividing a subject, in order to examine it, is explained
and exemplified with extraordinary copiousness and ingenuity.
The object proposed in that Dialogue is, to define what a Sophist
is; and with that view, the principal speaker, (who is represented
as an Eleatic stranger,) begins by first exemplifying what is his
method of framing a definition, and by applying it to define an
Angler. The course followed, though it now reads like a burlesque
of philosophical methods, appears to have been at that time a bona
fide attempt to be philosophical and methodical. It proceeds thus:
"We have to inquire concerning Angling. Is it an Art? It is.
Now what kind of art? All art is an art of making or an art of
getting: (Poietic or Ktetic.) It is Ktetic. Now the art of getting,
is the art of getting by exchange or by capture: (Metabletic or
Chirotic.) Getting by capture is by contest or by chase: (Agonistic
or Thereutic.) Getting by chase is a chase of lifeless or of living
things: (the first has no name, the second is Zootheric.) The chase
of living things is the chase of land animals or of water animals:
(Pezotheric or Enygrotheric.) Chase of water animals is of birds
or of fish: (Ornithothereutic and Halieutic.) Chase of fish is by
inclosing or by striking them: (Hercotheric or Plectic.) We strike
them by day with pointed instruments, or by night, using torches:
(hence the division Ankistreutic and Pyreutic.) Of Ankistreutic, one
kind consists in spearing the fish downwards from above, the other
in twitching them upwards from below: (these two arts are Triodontic
and Aspalieutic.) And thus we have, what we sought, the
notion and the description of angling: namely that it is a Ktetic,
Chirotic, Thereutic, Zootheric, Enygrotheric, Halieutic, Plectic,
Ankistreutic, Aspalieutic Art."
Several other examples are given of this ingenious mode of definition,
but they are all introduced with reference to the definition of
the Sophist. And it will further illustrate this method to show
how, according to it, the Sophist is related to the Angler.
The Sophistical Art is an art of getting, by capture, living things,
namely men. It is thus a Ktetic, Chirotic, Thereutic art, and so far
agrees with that of the Angler. But here the two arts diverge,
since that of the Sophist is Pezotheric, that of the Angler Enygrotheric.
To determine the Sophist still more exactly, observe that
the chase of land animals is either of tame animals (including man)
or of wild animals: (Hemerotheric and Agriotheric.) The chase of
tame animals is either by violence, (as kidnapping, tyranny, and war
in general,) or by persuasion, (as by the arts of speech;) that is, it
is Biaiotheric or Pithanurgic. The art of persuasion is a private or
a public proceeding: (Idiothereutic or Demosiothereutic.) The art of
private persuasion is accompanied with the giving of presents, (as
lovers do,) or with the receiving of pay: (thus it is Dorophoric or
Mistharneutic.) To receive pay as the result of persuasion, is the
course, either of those who merely earn their bread by supplying
pleasure, namely flatterers, whose art is Hedyntic; or of those who
profess for pay to teach virtue. And who are they? Plainly the
Sophists. And thus Sophistic is that kind of Ktetic, Chirotic,
Thereutic, Zootheric, Pezotheric, Hemerotheric, Pithanurgic, Idiothereutic,
Mistharneutic art, which professes to teach virtue, and
takes money on that account.
The same process is pursued along several other lines of inquiry:
and at the end of each of them the Sophist is detected, involved in
a number of somewhat obnoxious characteristics. This process of
division it will be observed, is at every step bifurcate, or as it is
called, dichotomous. Applied as it is in these examples, it is rather
the vehicle of satire than of philosophy. Yet, I have no doubt that
this bifurcate method was admired by some of the philosophers of
Plato's time, as a clever and effective philosophical invention. We
may the more readily believe this, inasmuch as one of the most acute
persons of our own time, who has come nearer than any other to
the ancient heads of sects in the submission with which his followers
have accepted his doctrines, has taken up this Dichotomous Method,
and praised it as the only philosophical mode of dividing a subject.
I refer to Mr. Jeremy Bentham's Chrestomathia (published
originally in 1816), in which this exhaustive bifurcate method, as he
calls it, was applied to classify sciences and arts, with a view to a
scheme of education. How exactly the method, as recommended by
him, agrees with the method illustrated in the Sophist, an examination
of any of his examples will show. Thus to take Mineralogy as
an example: according to Bentham, Ontology is Cœnoscopic or
Idioscopic: the Idioscopic is Somatoscopic or Pneumatoscopic; the
Somatoscopic is Pososcopic or Poioscopic: Poioscopic is Physiurgoscopic
or Anthropurgoscopic: Physiurgoscopic is Uranoscopic or
Epigeoscopic: Epigeoscopic is Abioscopic or Embioscopic. And
thus Mineralogy is the Science Idioscopic, Somatoscopic, Poioscopic,
Physiurgoscopic, Epigeoscopic, Abioscopic: inasmuch as it is the
science which regards bodies, with reference to their qualities,—bodies,
namely, the works of nature, terrestrial, lifeless.
I conceive that this bifurcate method is not really philosophical or
valuable: but that is not our business here. What we have to consider
is whether this is what Plato meant by the term Dialectic.
The general description of Dialectic in the Sophistes agrees very
closely with that quoted from the Phædrus, that it is the separation
of a subject according to its natural divisions.
Thus, see in the Sophist the passage § 83: "To divide a subject
according to the kinds of things, so as neither to make the same
kind different nor different kinds identical, is the office of the
Dialectical Science." And this is illustrated by observing that it
is the office of the science of Grammar to determine what letters
may be combined and what may not; it is the office of the science of
Music to determine what sounds differing as acute and grave, may
be combined, and what may not: and in like manner it is the office
of the science of Dialectic to determine what kinds may be combined
in one subject and what may not. And the proof is still further
explained.
In many of the Platonic Dialogues, the Dialectic which Socrates
is thus represented as approving, appears to include the form of
Dialogue, as well as the subdivision of the subject into its various
branches. Socrates is presented as attaching so much importance to
this form, that in the Protagoras (§ 65) he rises to depart, because
his opponent will not conform to this practice. And generally in
Plato, Dialectic is opposed to Rhetoric, as a string of short questions
and answers to a continuous dissertation.
Xenophon also seems to imply (Mem. IV. 5, 11) that Socrates
included in his notion of Dialectic the form of Dialogue as well as
the division of the subject.
But that the method of close Dialogue was not called Dialectic
by the author of the Sophist, we have good evidence in the work
itself. Among other notions which are analysed by the bifurcate
division here exhibited, is that of getting by contest (Agonistic,
previously given as a division of Ktetic). Now getting by contest
may be by peaceful trial of superiority, or by fight: (Hamilletic or
Machelic). The fight may be of body against body, or of words
against words: these may be called Biastic and Amphisbetic. The
fight of words about right and wrong, may be by long discourses
opposed to each other, as in judicial cases; or by short questions
and answers: the former may be called Dicanic, the latter Antilogic.
Of these colloquies, about right and wrong, some are
natural and spontaneous, others artificial and studied: the former
need no special name; the latter are commonly called Eristic. Of
Eristic colloquies, some are a source of expense to those who hold
them, some of gain: that is, they are Chrematophthoric or Chrematistic:
the former, the occupation of those who talk for pleasure's
and for company's sake, is Adoleschic, wasteful garrulity; the
latter, that of those who talk for the sake of gain, is Sophistic.
And thus Sophistic is an art Eristic, which is part of Antilogic,
which is part of Amphisbetic, which is part of Agonistic, which is
part of Chirotic, which is a part of Ktetic. (§ 23.)
We may notice here an indication that satire rather than exact
reason directs these analyses; in that Sophistic, which was before
a part of the thereutic branch of chirotic and ktetic, is here a part of
the other branch, agonistic.
But the remark which I especially wish to make here is, that the
art of discussing points of right and wrong by short questions and
answers, being here brought into view, is not called Dialectic,
which we might have expected; but Antilogic. It would seem
therefore that the Author of the Sophist did not understand by
Dialectic such a process as Socrates describes in Xenophon; (Mem.
IV. 5, 11, 12;) where he says it was called Dialectic, because it was
followed by persons dividing things into their kinds in conversation:
(κοινῇ βουλεύεσθαι διαλέγοντας:)or such as the Socrates of Plato
insisted upon in the Protagoras and the Gorgias. Of the two
elements which the Dialectical Process of Socrates implied, Division
of the subject and Dialogue, the author of the Sophistes does
not claim the name of Dialectic for either, and seems to reject it
for the second.
But without insisting upon the name, are we to suppose that the
Dichotomous Method of the Sophistes Dialogue, (I may add of the
Politicus, for the method is the same in this Dialogue also,) is the
method of division of a subject according to its natural members, of
which Plato speaks in the Phædrus?
If the Sophistes be the work of Plato, the answer is difficult
either way. If this method be Plato's Dialectic, how came he to
omit to say so there? how came he even to seem to deny it? But
on the other hand, if this dichotomous division be a different process
from the division called Dialectic in the Phædrus, had Plato
two methods of division of a subject? and yet has he never spoken
of them as two, or marked their distinction?
This difficulty would be removed if we were to adopt the opinion,
to which others, on other grounds, have been led, that the Sophistes,
though of Plato's time, is not Plato's work. The grounds of this
opinion are,—that the doctrines of the Sophistes are not Platonic:
(the doctrine of Ideas is strongly impugned and weakly defended:)
Socrates is not the principal speaker, but an Eleatic stranger: and
there is, in the Dialogue, none of the dramatic character which we
generally have in Plato. The Dialogue seems to be the work of
some Eleatic opponent of Plato, rather than his.
(Rep. B. VII.) But we can have no doubt that the Phædrus
contains Plato's real view of the nature of Dialectic, as to its form;
let us see how this agrees with the view of Dialectic, as to its
matter and object, given in the seventh Book of the Republic.
According to Plato, Real Existences are the objects of the exact
sciences (as number and figure, of Arithmetic and Geometry).
The things which are the objects of sense transitory phenomena,
which have no reality, because no permanence. Dialectic
deals with Realities in a more general manner. This doctrine is
everywhere inculcated by Plato, and particularly in this part of the
Republic. He does not tell us how we are to obtain a view of the
higher realities, which are the objects of Dialectic: only he here
assumes that it will result from the education which he enjoins.
He says (§ 13) that the Dialectic Process (ἡ διαλεκτικὴ μέθοδος)
alone leads to true science: it makes no assumptions, but goes to
First Principles, that its doctrines may be firmly grounded: and
thus it purges the eye of the soul, which was immersed in barbaric
mud, and turns it upward; using for this purpose the aid of the
sciences which have been mentioned. But when Glaucon inquires
about the details of this Dialectic, Socrates says he will not then
answer the inquiry. We may venture to say, that it does not appear
that he had any answer ready.
Let us consider for a moment what is said about a philosophy
rendering a reason for the First Principles of each Science, which
the Science itself cannot do. That there is room for such a branch
of philosophy in some sciences, we easily see. Geometry, for
instance, proceeds from Axioms, Definitions and Postulates; but by
the very nature of these terms, does not prove these First Principles.
These—the Axioms, Definitions and Postulates,—are, I
conceive, what Plato here calls the Hypotheses upon which Geometry
proceeds, and for which it is not the business of Geometry to
render a reason. According to him, it is the business of "Dialectic"
to give a just account of these "Hypotheses." What then is
Dialectic?
(Aristotle.) It is, I think, well worthy of remark, that Aristotle,
giving an account in many respects different from that of Plato, of
the nature of Dialectic, is still led in the same manner to consider
Dialectic as the branch of philosophy which renders a reason for
First Principles. In the Topics, we have a distinction drawn between
reasoning demonstrative, and reasoning dialectical: and the
distinction is this:—(Top. I. 1) that demonstration is by syllogisms
from true first principles, or from true deductions from such principles;
and that the Dialectical Syllogism is that which syllogizes
from probable propositions (ἠξ ἠνδόξων). And he adds that
probable propositions are those which are accepted by all, or by the
greatest part, or by the wise. In the next chapter, he speaks of
the uses of Dialectic, which, he says, are three, mental discipline,
debates, and philosophical science. And he adds (Top. I. 2, 6)
that it is also useful with reference to the First Principles in each
Science: for from the appropriate Principles of each science we
cannot deduce anything concerning First Principles, since these
principles are the beginning of reasoning. But from the probable
principles in each province of science we must reason concerning
First Principles: and this is either the peculiar office of Dialectic,
or the office most appropriate to it; for it is a process of investigation,
and must lead to the Principles of all methods.
That a demonstrative science, as such, does not explain the origin
of its own First Principles, is undoubtedly true. Geometry does
not undertake to give a reason for the Axioms, Definitions, and
Postulates. This has been attempted, both in ancient and in modern
times, by the Metaphysicians. But the Metaphysics employed on
such subjects has not commonly been called Dialectic. The term
has certainly been usually employed rather as describing a Method,
than as determining the subject of investigation. Of the Faculty
which apprehends First Principles, both according to Plato and to
Aristotle, I will hereafter say a few words.
The object of the dichotomous process pursued in the Sophistes,
and its result in each case, is a Definition. Definition also was one
of the main features of the inquiries pursued by Socrates, Induction
being the other; and indeed in many cases Induction was a series
of steps which ended in Definition. And Aristotle also taught a
peculiar method, the object and result of which was the construction
of Definitions:—namely his Categories. This method is one
of division, but very different from the divisions of the Sophistes.
His method begins by dividing the whole subject of possible inquiry
into ten heads or Categories—Substance, Quantity, Quality, Relation,
Place, Time, Position, Habit, Action, Passion. These again are
subdivided: thus Quality is Habit or Disposition, Power, Affection,
Form. And we have an example of the application of this method
to the construction of a Definition in the Ethics; where he determines
Virtue to be a Habit with certain additional limitations.
Thus the Induction of Socrates, the Dichotomy of the Eleatics,
the Categories of Aristotle, may all be considered as methods by
which we proceed to the construction of Definitions. If, by any
method, Plato could proceed to the construction of a Definition, or
rather of an Idea, of the Absolute Realities on which First Principles
depend, such a method would correspond with the notion of
Dialectic in the Republic. And if it was a method of division like
the Eleatic or Aristotelic, it would correspond with the notion of
Dialectic in the Phædrus.
That Plato's notion, however, cannot have been exactly either of
these is, I think, plain. The colloquial method of stimulating and
testing the progress of the student in Dialectic is implied, in the
sequel of this discussion of the effect of scientific study. And the
method of Dialogue, as the instrument of instruction, being thus
supposed, the continuation of the account in the Republic, implies
that Plato expected persons to be made dialectical by the study of
the exact sciences in a comprehensive spirit. After insisting on
Geometry and other sciences, he says (Rep. VII. § 16): "The
synoptical man is dialectical; and he who is not the one, is not
the other."
But, we may ask, does a knowledge of sciences lead naturally to
a knowledge of Ideas, as absolute realities from which First Principles
flow? And supposing this to be true, as the Platonic Philosophy
supposes, is the Idea of the Good, as the source of moral
truths, to be thus attained to? That it is, is the teaching of
Plato, here and elsewhere; but have the speculations of subsequent
philosophers in the same direction given any confirmation of this
lofty assumption?
In reply to this inquiry, I should venture to say, that this
assumption appears to be a remnant of the Socratic doctrine from
which Plato began his speculations, that Virtue is a kind of knowledge;
and that all attempts to verify the assumption have failed.
What Plato added to the Socratic notion was, that the inquiry
after The Good, the Supreme Good, was to be aided by the
analogy or suggestions of those sciences which deal with necessary
and eternal truths; the supreme good being of the nature
of those necessary and eternal truths. This notion is a striking
one, as a suggestion, but it has always failed, I think, in the
attempts to work it out. Those who in modern times, as Cudworth
and Samuel Clarke, have supposed an analogy between the necessary
truths of Geometry and the truths of Morality, though they
have used the like expressions concerning the one and the other
class of truths, have failed to convey clear doctrines and steady convictions
to their readers; and have now, I believe, few or no
followers.
The result of our investigation appears to be, that though Plato
added much to the matter by means of which the mind was to
be improved and disciplined in its research after Principles and
Definitions, he did not establish any form of Method according
to which the inquiry must be conducted, and by which it might
be aided. The most definite notion of Dialectic still remained
the same with the original informal view which Socrates had
taken of it, as Xenophon tells us, (Mem. IV. 5, 11) when he says:
"He said that Dialectic (τὸ διαλέγεσθαι) was so called because
it is an inquiry pursued by persons who take counsel together,
separating the subjects considered according to their kinds (διαλέγοντας).
He held accordingly that men should try to be well
prepared for such a process, and should pursue it with diligence:
by this means, he thought, they would become good men, fitted
for responsible offices of command, and truly dialectical" (διαλέκτικωτάτους).
And this is, I conceive, the answer to Mr. Grote's
interrogatory exclamation (Vol. VIII. p. 577): "Surely the Etymology
here given by Xenophon or Socrates of the word (διαλέγεσθαι)
cannot be considered as satisfactory." The two notions,
of investigatory Dialogue, and Distribution of notions according
to their kinds, which are thus asserted to be connected in etymology,
were, among the followers of Socrates, connected in fact; the
dialectic dialogue was supposed to involve of course the dialectic
division of the subject.
(Cam. Phil. Soc. Nov. 10, 1856.)
In the Seventh Book of Plato's Republic, we have certain sciences
described as the instruments of a philosophical and intellectual
education; and we have a certain other intellectual employment
spoken of, namely, Dialectic, as the means of carrying the mind
beyond these sciences, and of enabling it to see the sources of
those truths which the sciences assume as their first principles.
These points have been discussed in the two preceding papers.
But this scheme of the highest kind of philosophical education
proceeds upon a certain view of the nature and degrees of knowledge,
and of the powers by which we know; which view had been presented
in a great measure in the Sixth Book; this view I shall
now attempt to illustrate.
To analyse the knowing powers of man is a task so difficult, that
we need not be surprised if there is much obscurity in this portion
of Plato's writings. But as a reason for examining what he has
said, we must recollect that if there be in it anything on this subject
which was true then, it is true still; and also, that if we know
any truth on that subject now, we shall find something corresponding
to that truth in the best speculations of sagacious ancient
writers, like Plato. It may therefore be worth while to discuss
the Platonic doctrines on this matter, and to inquire how they are
to be expressed in modern phraseology.
Plato's doctrine will perhaps be most clearly understood, if we
begin by considering the diagram by which he illustrates the
different degrees of knowledge[341]. He sets out from the distinction
of visible and intelligible things. There are visible objects, squares
and triangles, for instance; but these are not the squares and triangles
about which the Geometer reasons. The exactness of his
reasoning does not depend on the exactness of his diagrams. He
reasons from certain mental squares and triangles, as he conceives
and understands them. "Thus there are visible and there are
intelligible things. There is a visible and an intelligible world[342]:
and there are two different regions about which our knowledge is
concerned. Now take a line divided into two unequal segments to
represent these two regions: and again, divide each segment in the
same ratio. The parts of each segment are to represent differences
of clearness and distinctness, and in the visible world these parts
are things and images. By images I mean shadows, and reflections
in water, and in polished bodies; and by things, I mean that of
which these images are the resemblances; as animals, plants,
things made by man. This difference corresponds to the difference
of Knowledge and mere Opinion; and the Opinable is to the Knowable
as the Image to the Reality."
This analogy is assented to by Glaucon; and thus there is assumed
a ground for a further construction of the diagram.
"Now," he says, "we have to divide the segment which represents
Intelligible Things in the same way in which we have divided
that which represents Visible Things. The one part must represent
the knowledge which the mind gets by dealing as it were with
images, and by reasoning downwards from Principles; the other
that which it has by dealing with the Ideas themselves, and going
to First Principles.
"The one part depends upon assumptions or hypotheses[343], the
other is unhypothetical or absolute truth.
"One kind of Intelligible Things, then, is Conceptions; for instance,
geometrical conceptions of figures, by means of which we
reason downwards, assuming certain First Principles.
"Now the other kind of Intelligible Things is this:—that which
the Reason includes in virtue of its power of reasoning, when it
regards the assumptions of the Sciences as, what they are, assumptions
only; and uses them as occasions and starting points, that
from these it may ascend to the absolute, (ἀνυπόθετον, unhypothetical,)
which does not depend upon assumption, but is the
origin of scientific truth. The Reason takes hold of this first principle
of truth; and availing itself of all the connections and relations
of this principle, it proceeds to the conclusion; using no
sensible image in doing this, but contemplating the Ideas alone;
and with these Ideas the process begins, goes on, and terminates."
This account of the matter will probably seem to require at least
further explanation; and that accordingly is acknowledged in the
Dialogue itself. Glaucon says:
"I apprehend your meaning in a certain degree, but not very
clearly, for the matter is somewhat abstruse. You wish to prove
that the knowledge which, by the Reason, we acquire, of Real
Existence and Intelligible Things, is of a higher degree of certainty
than the knowledge which belongs to what are commonly called
Sciences. Such sciences, you say, have certain assumptions for
their bases; and these assumptions are, by the students of such
sciences, apprehended, not by Sense (that is, the Bodily Senses),
but by a Mental Operation,—by Conception. But inasmuch as
such students ascend no higher than the assumptions, and do not go
to the First Principles of Truth, they do not seem to you to have
true knowledge—intuitive insight—Nous—on the subject of their
reasonings, though the subjects are intelligible, along with their
principle. And you call this habit and practice of the Geometers
and others by the name Conception, not Intuition[344]; taking Conception
to be something between Opinion on the one side, and
Intuitive Insight on the other."
"You have explained it well, said I. And now consider the
four sections (of the line) of which we have spoken, as corresponding
to four affections in the mind. Intuition, the highest; Conception,
the next; the third, Belief; and the fourth, Conjecture (from
likenesses); and arrange them in order, so that they may have more
or less of certainty, as their objects have more or less of truth[345].
"I understand, said he. I agree to what you say, and I arrange
them as you direct."
And so the Sixth Book ends: and the Seventh Book opens
with the celebrated image of the Cave, in which men are confined,
and see all external objects only by the shadows which they cast
on the walls of their prison. And this imperfect knowledge of
things is to the true vision of them, which is attained by those
who ascend to the light of day, as the ordinary knowledge of men is
to the knowledge attainable by those whose minds are purged and
illuminated by a true philosophy.
Confining ourselves at present to the part of Plato's speculations
which we have mentioned, namely, the degrees of knowledge,
and the division of our knowing faculties, we may understand,
and may in a great degree accept, Plato's scheme. We have already
(in the preceding papers) seen that, by the knowledge of real
things, he means, in the first place, the knowledge of universal
and necessary truths, such as Geometry and the other exact sciences
deal with. These we call sciences of Demonstration; and we
are in the habit of contrasting the knowledge which constitutes
such sciences with the knowledge obtained by the Senses, by Experience
or mere Observation. This distinction of Demonstrative
and Empirical knowledge is a cardinal point in Plato's scheme
also; the former alone being allowed to deserve the name of
Knowledge, and the latter being only Opinion. The Objects with
which Demonstration deals may be termed Conceptions, and the
objects with which Observation or Sense has to do, however
much speculation may reduce them to mere Sensations, are commonly
described as Things. Of these Things, there may be Shadows or
Images, as Plato says; and as we may obtain a certain kind of
knowledge, namely Opinion or Belief, by seeing the Things themselves,
we may obtain an inferior kind of Opinion or Belief by seeing
their Images, which kind of opinion we may for the moment call
Conjecture. Whether then we regard the distinctions of knowledge
itself or of the objects of it, we have three terms before us.
If we consider the kinds of knowledge, they are
Demonstration: Belief: Conjecture.
If the objects of this knowledge, they are
Conceptions: Things: Images.
But in each of these Series, the first term is evidently wanting: for
Demonstration supposes Principles to reason from. Conceptions
suppose some basis in the mind which gives them their evidence.
What then is the first term in each of these two Series?
The Principles of Demonstration must be seen by Intuition.
Conceptions derive their properties from certain powers or
attributes of the mind which we may term Ideas.
Therefore the two series are
Intuition: Demonstration: Belief: Conjecture.
Ideas: Conceptions: Things: Images.
Plato further teaches that the two former terms in each Series
belong to the Intelligible, the two latter to the Visible World:
and he supposes that the ratio of these two primary segments
of the line is the same as the ratio in which each segment is
divided[346].
In using the term Ideas to describe the mental sources from
which Conceptions derive their validity in demonstration, I am
employing a phraseology which I have already introduced in the
Philosophy of the Inductive Sciences. But independently altogether
of this, I do not see what other term could be employed to denote
the mental objects, attributes, or powers, whatever they be, from
which Conceptions derive their evidence, as Demonstrative Truths
derive their evidence from Intuitive Truths.
That the Scheme just presented is Plato's doctrine on this subject,
I do not conceive there can be any doubt. There is a little want
of precision in his phraseology, arising from his mixing together
the two series. In fact, his final series
Noësis: Dianoia: Pistis: Eikasia;
is made by putting in the second place, instead of Demonstration,
which is the process pursued, or Science, which is the knowledge
obtained, Conception, which is the object with which the mind
deals. Such deviations from exact symmetry and correlation in
speaking of the faculties of the mind, are almost unavoidable in
every language. And there is yet another source of such inaccuracies
of language; for we have to speak, not only of the
process of acquiring knowledge, and of the objects with which
the mind deals, but of the Faculties of the mind which are
thus employed. Thus Intuition is the Process; Ideas are the
Object, in the first term of our series. The Faculty also we
may call Intuition; but the Greek offers a distinction. Noësis
is the Process of Intuition; but the Faculty is Nous. If we
wish to preserve this distinction in English, what must we call
the Faculty? I conceive we must call it the Intuitive Reason, a
term well known to our older philosophical writers[347]. Again:
taking the second term of the series, Demonstration is the process,
Science, the result; and Conceptions are the objects with which
the mind deals. But what is the Faculty thus employed? What
is the Faculty employed in Demonstration? The same philosophical
writers of whom I spoke would have answered at once, the Discursive
Reason; and I do not know that, even now, we can suggest
any better term. The Faculty employed in acquiring the two lower
kinds of knowledge, the Faculty which deals with Things and
their Images is, of course, Sense, or Sensation.
The assertion of a Faculty of the mind by which it apprehends
Truth, which Faculty is higher than the Discursive Reason,
as the Truth apprehended by it is higher than mere Demonstrative
Truth, agrees (as it will at once occur to several of my readers)
with the doctrine taught and insisted upon by the late Samuel
Taylor Coleridge. And so far as he was the means of inculcating
this doctrine, which, as we see, is the doctrine of Plato, and I
might add, of Aristotle, and of many other philosophers, let him
have due honour. But in his desire to impress the doctrine upon
men's minds, he combined it with several other tenets, which will
not bear examination. He held that the two Faculties by which
these two kinds of truth are apprehended, and which, as I have
said, our philosophical writers call the Intuitive Reason and the
Discursive Reason, may be called, and ought to be called, respectively,
The Reason and The Understanding; and that the second of these
is of the nature of the Instinct of animals, so as to be something
intermediate between Reason and Instinct. These opinions, I may
venture to say, are altogether erroneous. The Intuitive Reason and
the Discursive Reason are not, by any English writers, called the
Reason and the Understanding; and accordingly, Coleridge has
had to alter all the passages, namely, those taken from Leighton,
Harrington, and Bacon, from which his exposition proceeds. The
Understanding is so far from being especially the Discursive or
Reasoning Faculty, that it is, in universal usage, and by our best
writers, opposed to the Discursive or Reasoning Faculty. Thus this
is expressly declared by Sir John Davis in his poem On the Immortality
of the Soul. He says, of the soul,
When she rates things, and moves from ground to ground,
The name of Reason (Ratio) she acquires from this:
But when by reason she truth hath found,
And standeth fixt, she Understanding is.
Instead of the Reason being fixed, and the Understanding discursive,
as Mr. Coleridge says, the Reason is distinctively discursive;
that is, it obtains conclusions by running from one point to another.
This is what is meant by Discursus; or, taking the full term, Discursus
Rationis, Discourse of Reason. Understanding is fixed, that
is, it dwells upon one view of a subject, and not upon the steps by
which that view is obtained. The verb to reason, implies the substantive,
the Reason, though it is not coextensive with it: for as I
have said, there is the Intuitive Reason as well as the Discursive
Reason. But it is by the Faculty of Reason that we are capable of
reasoning; though undoubtedly the practice or the pretence of reasoning
may be carried so far as to seem at variance with reason in
the more familiar sense of the term; as is the case also in French.
Moliere's Crisale says (in the Femmes Savantes),
Raisonner est l'emploi de toute ma maison,
Et le raisonnement en bannit la Raison.
If Mr. Coleridge's assertion were true, that the Understanding is
the discursive and the Reason the fixed faculty, we should be justified
in saying that The Understanding is the faculty by which we
reason, and the Reason is the faculty by which we understand. But
this is not so.
Nor is the Understanding of the nature of Instinct, nor does it
approach nearer than the Reason to the nature of Instinct, but the
contrary. The Instincts of animals bear a very obscure resemblance
to any of man's speculative Faculties; but so far as there is
any such resemblance, Instinct is an obscure image of Reason, not
of Understanding. Animals are said to act as if they reasoned,
rather than as if they understood. The verb understand is especially
applied to man as distinguished from animals. Mr. Coleridge tells
a tale from Huber, of certain bees which, to prevent a piece of
honey from falling, balanced it by their weight, while they built a
pillar to support it. They did this by Instinct, not understanding
what they did; men, doing the same, would have understood what
they were doing. Our Translation of the Scriptures, in making
it the special distinction of man and animals, that he has Understanding
and they have not, speaks quite consistently with good
philosophy and good English.
Mr. Coleridge's object in his speculations is nearly the same as
Plato's; namely, to declare that there is a truth of a higher kind
than can be obtained by mere reasoning; and also to claim, as portions
of this higher truth, certain fundamental doctrines of Morality.
Among these, Mr. Coleridge places the Authority of Conscience,
and Plato, the Supreme Good. Mr. Coleridge also holds, as Plato
held, that the Reason of man, in its highest and most comprehensive
form, is a portion of a Supreme and Universal Reason; and leads to
Truth, not in virtue of its special attributes in each person, but by
its own nature.
Many of the opinions which are combined with these doctrines,
both in Plato and in Coleridge, are such as we should, I think, find
it impossible to accept, upon a careful philosophical examination of
them; but on these I shall not here dwell.
I will only further observe, that if any one were to doubt whether
the term Νοῦς is rightly rendered Intuitive Reason, we may find
proof of the propriety of such a rendering in the remarkable discussion
concerning the Intellectual Virtues, which we have in the
Sixth Book of the Nicomachean Ethics. It can hardly be questioned
that Aristotle had in his mind, in writing that passage, the
doctrines of Plato, as expounded in the passage just examined, and
similar passages. Aristotle there says that there are five Intellectual
Virtues, or Faculties by which the Mind aims at Truth in
asserting or denying:—namely, Art, Science, Prudence, Wisdom,
Nous. In this enumeration, passing over Art, Prudence, and Wisdom,
as virtues which are mainly concerned from practical life, we
have, in the region of speculative Truth, a distinction propounded
between Science and Nous: and this distinction is further explained
(c. 6) by the remarks that Science reasons with Principles; and that
these Principles cannot be given by Science, because Science reasons
from them; nor by Art, nor Prudence, for these are conversant with
matters contingent, not with matters demonstrable; nor can the
First Principles of the Reasonings of Science be given by Wisdom,
for Wisdom herself has often to reason from Principles. Therefore
the First Principles of Demonstrative Reasoning must be given by
a peculiar Faculty, Nous. As we have said, Intuitive Reason is the
most appropriate English term for this Faculty.
The view thus given of that higher kind of Knowledge which
Plato and Aristotle place above ordinary Science, as being the
Knowledge of and Faculty of learning First Principles, will enable
us to explain some expressions which might otherwise be misunderstood.
Socrates, in the concluding part of this Sixth Book of the
Republic, says, that this kind of knowledge is "that of which the
Reason (λόγος) takes hold, in virtue of its power of reasoning[348]."
Here we are plainly not to understand that we arrive at First Principles
by reasoning: for the very opposite is true, and is here taught;—namely,
that First Principles are not what we reason to, but what
we reason from. The meaning of this passage plainly is, that First
Principles are those of which the Reason takes hold in virtue of its
power of reasoning;—they are the conditions which must exist in
order to make any reasoning possible:—they are the propositions
which the Reason must involve implicitly, in order that we may
reason explicitly;—they are the intuitive roots of the dialectical
power.
In accordance with the views now explained, Plato's Diagram
may be thus further expanded. The term ιδέα is not used in this
part of the Republic; but, as is well known, occurs in its peculiar
Platonic sense in the Tenth Book.
| | Intelligible World. νοητον. |
Visible World. ορατον. |
| Object |
Ideas ἰδέαι |
Conceptions διάνοια |
Things ζῶα κ.τ.λ. |
Images εἰκἰνες |
| Process |
Intuition νἰησις |
Demonstration ἐπιστήμη |
Belief πίστις |
Conjecture είκασία |
| Faculty |
Intuitive Reason νοῦς |
Discursive Reason λόγος |
Sensation αἴσθησις |
(Cam. Phil. Soc. Feb. 11, 1850.)
The Cambridge Philosophical Society has willingly admitted
among its proceedings not only contributions to science, but also
to the philosophy of science; and it is to be presumed that this
willingness will not be less if the speculations concerning the philosophy
of science which are offered to the Society involve a reference
to ancient authors. Induction, the process by which general truths
are collected from particular examples, is one main point in such
philosophy: and the comparison of the views of Induction entertained
by ancient and modern writers has already attracted much
notice. I do not intend now to go into this subject at any length;
but there is a cardinal passage on the subject in Aristotle's Analytics,
(Analyt. Prior. II. 25) which I wish to explain and discuss. I will
first translate it, making such emendations as are requisite to render
it intelligible and consistent, of which I shall afterwards give an
account.
I will number the sentences of this chapter of Aristotle in order
that I may afterwards be able to refer to them readily.
§ 1. "We must now proceed to observe that we have to examine
not only syllogisms according to the aforesaid figures,—syllogisms
logical and demonstrative,—but also rhetorical syllogisms,—and,
speaking generally, any kind of proof by which belief is influenced,
following any method.
§ 2. "All belief arises either from Syllogism or from Induction:
[we must now therefore treat of Induction.]
§ 3. "Induction, and the Inductive Syllogism, is when by means of
one extreme term we infer the other extreme term to be true of the
middle term.
§ 4. "Thus if A, C, be the extremes, and B the mean, we have
to show, by means of C, that A is true of B.
§ 5. "Thus let A be long-lived; B, that which has no gall-bladder;
and C, particular long-lived animals, as elephant, horse,
mule.
§ 6. "Then every C is A, for all the animals above named are
long-lived.
§ 7. "Also every C is B, for all those animals are destitute of
gall-bladder.
§ 8. "If then B and C are convertible, and the mean (B) does
not extend further than extreme (C), it necessarily follows that
every B is A.
§ 9. "For it was shown before, that, if any two things be
true of the same, and if either of them be convertible with the extreme,
the other of the things predicated is true of the convertible
(extreme).
§ 10. "But we must conceive that C consists of a collection of
all the particular cases; for Induction is applied to all the cases.
§ 11. "But such a syllogism is an inference of a first truth and
immediate proposition.
§ 12. "For when there is a mean term, there is a demonstrative
syllogism through the mean; but when there is not a mean, there is
proof by Induction.
§ 13. "And in a certain way, Induction is contrary to Syllogism;
for Syllogism proves, by the middle term, that the extreme is true of
the third thing: but Induction proves, by means of the third thing,
that the extreme is true of the mean.
§ 14. "And Syllogism concluding by means of a middle term is
prior by nature and more usual to us; but the proof by Induction,
is more luminous."
I think that the chapter, thus interpreted, is quite coherent and
intelligible; although at first there seems to be some confusion,
from the author sometimes saying that Induction is a kind of Syllogism,
and at other times that it is not. The amount of the doctrine
is this.
When we collect a general proposition by Induction from particular
cases, as for instance, that all animals destitute of gall-bladder
(acholous), are long-lived, (if this proposition were true, of
which hereafter,) we may express the process in the form of a Syllogism,
if we will agree to make a collection of particular cases our
middle term, and assume that the proposition in which the second
extreme term occurs is convertible. Thus the known propositions
are
Elephant, horse, mule, &c., are long-lived.
Elephant, horse, mule, &c., are acholous.
But if we suppose that the latter proposition is convertible, we
shall have these propositions:
Elephant, horse, mule, &c., are long-lived.
All acholous animals are elephant, horse, mule, &c.,
from whence we infer, quite rigorously as to form,
All acholous animals are long-lived.
This mode of putting the Inductive inference shows both the
strong and the weak point of the illustration of Induction by means
of Syllogism. The strong point is this, that we make the inference
perfect as to form, by including an indefinite collection of particular
cases, elephant, horse, mule, &c., in a single term, C. The Syllogism
then is
All C are long-lived.
All acholous animals are C.
Therefore all acholous animals are long-lived.
The weak point of this illustration is, that, at least in some
instances, when the number of actual cases is necessarily indefinite,
the representation of them as a single thing involves an unauthorized
step. In order to give the reasoning which really passes in the
mind, we must say
Elephant, horse, &c., are long-lived.
All acholous animals are as elephant, horse, &c.,
Therefore all acholous animals are long-lived.
This "as" must be introduced in order that the "all C" of the
first proposition may be justified by the "C" of the second.
This step is, I say, necessarily unauthorized, where the number of
particular cases is indefinite; as in the instance before us, the species
of acholous animals. We do not know how many such species there
are, yet we wish to be able to assert that all acholous animals are
long-lived. In the proof of such a proposition, put in a syllogistic
form, there must necessarily be a logical defect; and the above discussion
shows that this defect is the substitution of the proposition,
"All acholous animals are as elephant, &c.," for the converse of
the experimentally proved proposition, "elephant, &c., are acholous."
In instances in which the number of particular cases is limited,
the necessary existence of a logical flaw in the syllogistic translation
of the process is not so evident. But in truth, such a flaw exists in
all cases of Induction proper: (for Induction by mere enumeration
can hardly be called Induction). I will, however, consider for a
moment the instance of a celebrated proposition which has often
been taken as an example of Induction, and in which the number of
particular cases is, or at least is at present supposed to be, limited.
Kepler's laws, for instance the law that the planets describe ellipses,
may be regarded as examples of Induction. The law was inferred,
we will suppose, from an examination of the orbits of Mars, Earth,
Venus. And the syllogistic illustration which Aristotle gives, will,
with the necessary addition to it, stand thus,
Mars, Earth, Venus describe ellipses.
Mars, Earth, Venus are planets.
Assuming the convertibility of this last proposition, and its universality,
(which is the necessary addition in order to make Aristotle's
syllogism valid) we say
All the planets are as Mars, Earth, Venus.
Whence it follows that all the planets describe ellipses.
If, instead of this assumed universality, the astronomer had made
a real enumeration, and had established the fact of each particular,
he would be able to say
Saturn, Jupiter, Mars, Earth, Venus, Mercury, describe
ellipses.
Saturn, Jupiter, Mars, Earth, Venus, Mercury are all the
planets.
And he would obviously be entitled to convert the second proposition,
and then to conclude that
All the planets describe ellipses.
But then, if this were given as an illustration of Induction by
means of syllogism, we should have to remark, in the first place, that
the conclusion that "all the planets describe ellipses," adds nothing
to the major proposition, that "S., J., M., E., V., m., do so." It is
merely the same proposition expressed in other words, so long as
S., J., M., E., V., m., are supposed to be all the planets. And in
the next place we have to make a remark which is more important;
that the minor, in such an example, must generally be either a very
precarious truth, or, as appears in this case, a transitory error. For
that the planets known at any time are all the planets, must always
be a doubtful assertion, liable to be overthrown to-night by an astronomical
observation. And the assertion, as received in Kepler's
time, has been overthrown. For Saturn, Jupiter, Mars, Earth,
Venus, Mercury, are not all the planets. Not only have several new
ones been discovered at intervals, as Uranus, Ceres, Juno, Pallas,
Vesta, but we have new ones discovered every day; and any conclusion
depending upon this premiss that A, B, C, D, E, F, G, H, to
Z are all the planets, is likely to be falsified in a few years by the
discovery of A´, B´, C´, &c. If, therefore, this were the syllogistic
analysis of Induction, Kepler's discovery rested upon a false proposition;
and even if the analysis were now made conformable to our
present knowledge, that induction, analysed as above, would still
involve a proposition which to-morrow may show to be false. But
yet no one, I suppose, doubts that Kepler's discovery was really a
discovery—the establishment of a scientific truth on solid grounds;
or, that it is a scientific truth for us, notwithstanding that we are
constantly discovering new planets. Therefore the syllogistic analysis
of it now discussed (namely, that which introduces simple enumeration
as a step) is not the right analysis, and does not represent
the grounds of the Inductive Truth, that all the planets describe
ellipses.
It may be said that all the planets discovered since Kepler's time
conform to his law, and thus confirm his discovery. This we grant:
but they only confirm the discovery, they do not make it; they are
not its groundwork. It was a discovery before these new cases
were known; it was an inductive truth without them. Still, an
objector might urge, if any one of these new planets had contradicted
the law, it would have overturned the discovery. But this is too
boldly said. A discovery which is so precise, so complex (in the
phenomena which it explains), so supported by innumerable observations
extending through space and time, is not so easily overturned.
If we find that Uranus, or that Encke's comet, deviates from Kepler's
and Newton's laws, we do not infer that these laws must be
false; we say that there must be some disturbing cause in these
cases. We seek, and we find these disturbing causes: in the case of
Uranus, a new planet; in the case of Encke's comet, a resisting
medium. Even in this case therefore, though the number of particulars
is limited, the Induction was not made by a simple enumeration
of all the particulars. It was made from a few cases, and when
the law was discerned to be true in these, it was extended to all; the
conversion and assumed universality of the proposition that "these
are planets," giving us the proposition which we need for the syllogistic
exhibition of Induction, "all the planets are as these."
I venture to say further, that it is plain, that Aristotle did not
regard Induction as the result of simple enumeration. This is plain,
in the first place, from his example. Any proposition with regard
to a special class of animals, cannot be proved by simple enumeration:
for the number of particular cases, that is, of animal species
in the class, is indefinite at any period of zoological discovery, and
must be regarded as infinite. In the next place, Aristotle says (§ 10
of the above extract), "We must conceive that C consists of a collection
of all the particular cases; for induction is applied to all the
cases." We must conceive (νοεῖν) that C in the major, consists of all
the cases, in order that the conclusion may be true of all the cases;
but we cannot observe all the cases. But the evident proof that
Aristotle does not contemplate in this chapter an Induction by simple
enumeration, is the contrast in which he places Induction and
Syllogism. For Induction by simple enumeration stands in no contrast
to Syllogism. The Syllogism of such Induction is quite logical
and conclusive. But Induction from a comparatively small number
of particular cases to a general law, does stand in opposition
to Syllogism. It gives us a truth,—a truth which, as Aristotle
says (§ 14), is more luminous than a truth proved syllogistically,
though Syllogism may be more natural and usual. It gives us (§ 11)
immediate propositions, obtained directly from observation, and not
by a chain of reasoning: "first truths," the principles from which
syllogistic reasonings may be deduced. The Syllogism proves by
means of a middle term (§ 13) that the extreme is true of a third
thing: thus, (acholous being the middle term):
Acholous animals are long-lived:
All elephants are acholous animals:
Therefore all elephants are long-lived.
But Induction proves by means of a third thing (namely, particular
cases) that the extreme is true of the mean; thus (acholous, still
being the middle term)
Elephants are long-lived:
Elephants are acholous animals:
Therefore acholous animals are long-lived.
It may be objected, such reasoning as this is quite inconclusive:
and the answer is, that this is precisely what we, and as I believe,
Aristotle, are here pointing out. Induction is inconclusive as reasoning.
It is not reasoning: it is another way of getting at truth.
As we have seen, no reasoning can prove such an inductive truth as
this, that all planets describe ellipses. It is known from observation,
but it is not demonstrated. Nevertheless, no one doubts its universal
truth, (except, as aforesaid, when disturbing causes intervene).
And thence, Induction is, as Aristotle says, opposed to syllogistic
reasoning, and yet is a means of discovering truth: not only so, but
a means of discovering primary truths, immediately derived from
observation.
I have elsewhere taught that all Induction involves a Conception
of the mind applied to facts. It may be asked whether this applies
in such a case as that given by Aristotle. And I reply, that
Aristotle's instance is a very instructive example of what I mean.
The Conception which is applied to the facts in order to make the
induction possible is the want of the gall-bladder;—and Aristotle
supplies us with a special term for this conception; acholous[349]. But,
it may be said, that the animals observed, the elephant, horse, mule,
&c., are acholous, is a mere fact of observation, not a Conception.
I reply that it is a Selected Fact, a fact selected and compared in
several cases, which is what we mean by a Conception. That there
is needed for such selection and comparison a certain activity of the
mind, is evident; but this also may become more clear by dwelling
a little further on the subject. Suppose that Aristotle, having a
desire to know what class of animals are long-lived, had dissected
for that purpose many animals; elephants, horses, cows, sheep,
goats, deer and the like. How many resemblances, how many differences,
must he have observed in their anatomy! He was very
likely long in fixing upon any one resemblance which was common
to all the long-lived. Probably he tried several other characters,
before he tried the presence and absence of the gall-bladder:—perhaps,
trying such characters, he found them succeed for a few cases,
and then fail in others, so that he had to reject them as useless for
his purpose. All the while, the absence of the gall-bladder in the
long-lived animals was a fact: but it was of no use to him, because
he had not selected it and drawn it forth from the mass of other
facts. He was looking for a mean term to connect his first extreme,
long-lived, with his second, the special cases. He sought this middle
term in the entrails of the many animals which he used as
extremes: it was there, but he could not find it. The fact existed,
but it was of no use for the purpose of Induction, because it did
not become a special Conception in his mind. He considered the
animals in various points of view, it may be, as ruminant, as
horned, as hoofed, and the contrary; but not as acholous and the
contrary. When he looked at animals in that point of view,—when
he took up that character as the ground of distinction, he
forthwith imagined that he found a separation of long-lived and
short-lived animals. When that Fact became a Conception, he obtained
an inductive truth, or, at any rate, an inductive proposition.
He obtained an inductive proposition by applying the Conception
acholous to his observation of animals. This Conception divided
them into two classes; and these classes were, he fancied, long-lived
and short-lived respectively. That it was the Conception, and not
the Fact which enabled him to obtain his inductive proposition, is
further plain from this, that the supposed Fact is not a fact.
Acholous animals are not longer-lived than others. The presence
or absence of the gall-bladder is no character of longevity. It is
true, that in one familiar class of animals, the herbivorous kind,
there is a sort of first seeming of the truth of Aristotle's asserted
rule: for the horse and mule which have not the gall-bladder are
longer-lived than the cow, sheep, and goat, which have it. But if
we pursue the investigation further, the rule soon fails. The deer-tribe
that want the gall-bladder are not longer-lived than the other
ruminating animals which have it. And as a conspicuous evidence
of the falsity of the rule, man and the elephant are perhaps, for
their size, the longest-lived animals, and of these, man has, and the
elephant has not, the organ in question. The inductive proposition,
then, is false; but what we have mainly to consider is, where the
fallacy enters, according to Aristotle's analysis of Induction into
Syllogism. For the two premisses are still true; that elephants, &c.,
are long-lived; and that elephants, &c., are acholous. And it is
plain that the fallacy comes in with that conversion and generalization
of the latter proposition, which we have noted as necessary to
Aristotle's illustration of Induction. When we say "All acholous
animals are as elephants, &c.," that is, as those in their biological
conditions, we say what is not true. Aristotle's condition (§ 8) is
not complied with, that the middle term shall not extend beyond
the extreme. For the character acholous does extend beyond the
elephant and the animals biologically resembling it; it extends to
deer, &c., which are not like elephants and horses, in the point in
question. And thus, we see that the assumed conversion and
generalization of the minor proposition, is the seat of the fallacy of
false Inductions, as it is the seat of the peculiar logical character of
true Inductions.
As true Inductive Propositions cannot be logically demonstrated
by syllogistic rules, so they cannot be discovered by any rule. There
is no formula for the discovery of inductive truth. It is caught by
a peculiar sagacity, or power of divination, for which no precepts
can be given. But from what has been said, we see that this sagacity
shows itself in the discovery of propositions which are both
true, and convertible in the sense above explained. Both these steps
may be difficult. The former is often very laborious: and when the
labour has been expended, and a true proposition obtained, it may
turn out useless, because the proposition is not convertible. It was
a matter of great labour to Kepler to prove (from calculation of
observations) that Mars moves elliptically. Before he proved this,
he had tried to prove many similar propositions:—that Mars moved
according to the "bisection of the eccentricity,"—according to the
"vicarious hypothesis,"—according to the "physical hypothesis,"—and
the like; but none of these was found to be exactly true. The
proposition that Mars moves elliptically was proved to be true.
But still, there was the question, Is it convertible? Do all the
planets move as Mars moves? This was proved, (suppose,) to be
true, for the Earth and Venus. But still the question remains, Do
all the planets move as Mars, Earth, Venus, do? The inductive
generalizing impulse boldly answers, Yes, to this question; though
the rules of Syllogism do not authorize the answer, and though there
remain untried cases. The inductive Philosopher tries the cases as
fast as they occur, in order to confirm his previous conviction; but
if he had to wait for belief and conviction till he had tried every
case, he never could have belief or conviction of such a proposition
at all. He is prepared to modify or add to his inductive truth
according as new cases and new observations instruct him; but he
does not fear that new cases or new observations will overturn an
inductive proposition established by exact comparison of many complex
and various phenomena.
Aristotle's example offers somewhat similar reflections. He had
to establish a proposition concerning long-lived animals, which
should be true, and should be susceptible of generalized conversion.
To prove that the elephant, horse and mule are destitute of gall-bladder
required, at least, the labour of anatomizing those animals
in the seat of that organ. But this labour was not enough; for he
would find those animals to agree in many other things besides in
being acholous. He must have selected that character somewhat at
a venture. And the guess was wrong, as a little more labour would
have shown him; if for instance he had dissected deer: for they are
acholous, and yet short-lived. A trial of this kind would have shown
him that the extreme term, acholous, did extend beyond the mean,
namely, animals such as elephant, horse, mule; and therefore, that
the conversion was not allowable, and that the Induction was untenable.
In truth, there is no relation between bile and longevity[350],
and this example given by Aristotle of generalization from induction
is an unfortunate one.
In discussing this passage of Aristotle, I have made two alterations
in the text, one of which is necessary on account of the fact;
the other on account of the sense. In the received text, the particular
examples of long-lived animals given are man, horse, and mule
(ἐφ' ᾧ δὲ Γ, τὸ καθέκαστον μακρόβιον, οἷον ἄνθρωπος, καὶ ἵππος, καὶ ἡμίονος).
And it is afterwards said that all these are acholous:
(ἀλλὰ καὶ τὸ Β, τὸ μὴ ἔχον χολὴν, παντὶ ὑπάρχει τῷ Γ). But
man has a gall-bladder: and the fact was well known in Aristotle's
time, for instance, to Hippocrates; so that it is not likely that
Aristotle would have made the mistake which the text contains.
But at any rate, it is a mistake; if not of the transcriber, of Aristotle;
and it is impossible to reason about the passage, without correcting
the mistake. The substitution of ἔλεφας for ἄνθρωπος makes the
reasoning coherent; but of course, any other acholous long-lived
animal would do so equally well.
The other emendation which I have made is in § 6. In the received
text § 6 and 7 stand thus:
6. Then every C is A, for every acholous animal is long-lived
(τῷ δὴ Γ ὅλω ὑπάρχει τὸ Α, πᾶν γὰρ τὸ ἄχολον μακρόβιον).
7. Also every C is B, for all C is destitute of bile.
Whence it may be inferred, says Aristotle, under certain conditions,
that every B is A (τὸ Α τῷ Β ὑπάρχειν) that is, that every
acholous animal is long-lived. But this conclusion is, according to
the common reading, identical with the major premiss; so that the
passage is manifestly corrupt. I correct it by substituting for
ἄχολον, Γ; and thus reading πᾶν γὰρ τὸ Γ μακρόβιον "for every
C is long-lived:" just as in the parallel sentence, 7, we have
ἀλλὰ καὶ τὸ Β, τὸ μὴ ἔχον χολην, παντὶ ὑπάρχει τῷ Γ. In this way
the reasoning becomes quite clear. The corrupt substitution of
ἄχολον for Γ may have been made in various ways; which I need
not suggest. As my business is with the sense of the passage, and
as it makes no sense without the change, and very good sense with
it, I cannot hesitate to make the emendation. And these emendations
being made, Aristotle's view of the nature and force of Induction
becomes, I think, perfectly clear and very instructive.
ADDITIONAL NOTE.
I take the liberty of adding to this Memoir the following remarks,
for which I am indebted to Mr.Edleston, Fellow of Trinity College.
Several of the earlier editions of Aristotle have γ instead of
ἄχολον in the passage referred to in the above paper: ex. gr.
(1) The edition printed at Basle, 1539 (after Erasmus): "τὸ γ."
(2) Basil (Erasmus) 1550. "τὸ γ."
(3) Burana's Latin version, Venet. 1552, has "omne enim C
longævum."
(4) Sylburg, Francf. 1587 "τὸ γ" is printed in brackets thus:
"[τὸ γ] τὸ ἄχολον."
(5) So also in Casaubon's edition, 1590.
(6) Casaub. 1605 "τὸ γ," (though the Latin version has "vacans
bile;") not "[τὸ γ] τὸ ἄχολον," as the edition of 1590.
(7) In the edition printed Aurel. Allobr. 1607, "[τὸ γ] τὸ
ἄχολον," as in (4) and (5).
(8) Du Val's editions, Paris, 1619, 1629, 1654 "τὸ γ," though in
Pacius's translation in the adjacent column we find "vacans bile."
(9) In the critical notes to Waitz's edition of the Organon (Lips.
1844) it is stated that "post ἄχολον del. γ. n," implying apparently,
that in the MS. marked n, the letter γ, which had been originally
written after ἄχολον, had been erased.
The following passages throw light upon the question whether
ἄνθρωπος ought or ought not to be retained in the passage discussed
in the Memoir.
(A) Aristot. De Animalibus Histor. II. 15, 9 (Bekk.), τῶν μὲν
ζωοτόκων καὶ τετραπόδων ἔλαφος οὐκ ἔχει [χολήν] οὐδὲ πρόξ, ἕτι δὲ
ἵππος, ὀρεύς, ὄνος, φώκη καὶ τῶν ὑῶν ἔνιοι.... Ἔχει δὲ καὶ ὁ ἐλέφας τὸ
ῆπαρ ἄχολον μέν, κ.τ.λ.
(B) Conf. Ib. I. 17, 10, 11. (In the beginning of Chap. 16, he
says that the external μορια of man are γνώριμα, "τὰ δ' ἐντὸς τοὐναντίον.
Ἄγνωστα γάρ ἐστι μάλιστα τὰ τῶν ἀνθρώπων, ὡστε δεῖ πρὸς τὰ τῶν ἄλλων μόρια
ζώων ἀνάγοντας σκοπεῖν," ...)
(C) Id De Part. Animal. IV. 2, 2. τὰ μὲν γὰρ ὅλως οὐκ ἕχει χολήν,
οἷον ἱππος και ὀρεύς καὶ ονος καὶ ἔλαφος καὶ πρόξ.....
Ἐν δὲ τοῖς γένεσι τοῖς αὐτοῖς τὰ μὲν ἔχειν φαίνεται, τὰ δ' οὐκ
ἔχειν, οἷον ἐν τῷ τῶν μυῶν. Τούτων δ' ἐστὶ καὶ ὁ ἄνθρωπος·
ἔνιοι μὲν γὰρ φαίνονται ἔχοντες χολὴν ἐπὶ του ἥπατος, ἔνιοι δ'
οὐκ ἔχοντες. Διο καὶ γίνεται ἀμφισβήτησις περὶ ὁλου τοῦ γένους·
οἱ γὰρ ἐντυχόντες ὁποτερωσοῦν ἔχουσι περὶ πάντων ὑπολαμβάνουσιν
ὡς ἁπάντων ἐχόντων.....
(D) Ib. § 11. Διὸ καὶ χαριέστατα λέγουσι τῶν ῶρχαίων ὁι
φάσκοντες αἴτιον εῖναι τοῦ πλείω ζῆν χρόνον το μὴ ἔχειν χολήν,
βλέψαντες ἐπὶ τὰ μωνυχα και τὰς ελαφους· ταῦτα γὰρ
ἄχολά τε καὶ ζῇ πολὺν χρόνον. Ἔτι δὲ καὶ τὰ μὴ ἑωραμένα
ὑπ' ἐκείνων ὁτι οὐκ ἔχει χολήν, οἷον δελφις καὶ κάμηλος, καὶ
ταῦτα τυγχάνει μακρόβια ὄντα. Εὔλογον γάρ, κ.τ.λ.
(E) The elephant and man are mentioned together as long-lived
animals (De Long. et Brev. Vitæ, IV. 2, and De Generat. Animal.
IV. 10, 2.)
The following is the import of these passages:
(A) "Of viviparous quadrupeds, the deer, roe, horse, mule, ass,
seal, and some of the swine have not the gall-bladder....
The elephant also has the liver without gall-bladder, &c."
(B) "The external parts of man are well known: the internal
parts are far from being so. The parts of man are in a great measure
unknown; so that we must judge concerning them by reference
to the analogy of other animals...."
(C) "Some animals are altogether destitute of gall-bladder, as
the horse, the mule, the ass, the deer, the roe.... But in some kinds
it appears that some have it, and some have it not, as the mice kind.
And among these is man; for some men appear to have a gall-bladder
on the liver, and some not to have one. And thus there is
a doubt as to the species in general; for those who have happened
to examine examples of either kind, hold that all the cases are of
that kind."
(D) Those of the ancients speak most plausibly, who say that
the absence of the gall-bladder is the cause of long life; looking
at animals with uncloven hoof, and deer: for these are destitute of
gall-bladder, and live a long time. And further, those animals in
which the ancients had not the opportunity of ascertaining that
they have not the gall-bladder, as the dolphin, and the camel, are
also long-lived animals."
It appears, from these passages, that Aristotle was aware that
some persons had asserted man to have a gall-bladder, but that he
also conceived this not to be universally true. He may have inclined
to the opinion, that the opposite case was the more usual,
and may have written ἄνθρωπος in the passage which I have been
discussing. Another mistake of his is the reckoning deer among
long-lived animals.
It appears probable, from the context of the passages (C) and
(D), that the conjecture of a connexion between absence of the
gall-bladder and length of life was suggested by some such notion
as this:—that the gall, from its bitterness, is the cause of irritation,
mental and bodily, and that irritation is adverse to longevity. The
opinion is ascribed to "the ancients," not claimed by Aristotle as
his own.
(Cam. Phil. Soc. Feb. 5, 1844.)
1. ALL persons who have attended in any degree to the views
generally current of the nature of reasoning are familiar
with the distinction of necessary truths and truths of experience;
and few such persons, or at least few students of mathematics,
require to have this distinction explained or enforced. All geometricians
are satisfied that the geometrical truths with which they
are conversant are necessarily true: they not only are true, but
they must be true. The meaning of the terms being understood,
and the proof being gone through, the truth of the proposition
must be assented to. That parallelograms upon the same base and
between the same parallels are equal;—that angles in the same
segment are equal;—these are propositions which we learn to be
true by demonstrations deduced from definitions and axioms; and
which, when we have thus learnt them, we see could not be otherwise.
On the other hand, there are other truths which we learn
from experience; as for instance, that the stars revolve round the
pole in one day; and that the moon goes through her phases from
full to full again in thirty days. These truths we see to be true;
but we know them only by experience. Men never could have
discovered them without looking at the stars and the moon; and
having so learnt them, still no one will pretend to say that they are
necessarily true. For aught we can see, things might have been
otherwise; and if we had been placed in another part of the solar
system, then, according to the opinions of astronomers, experience
would have presented them otherwise.
2. I take the astronomical truths of experience to contrast with
the geometrical necessary truths, as being both of a familiar definite
sort; we may easily find other examples of both kinds of truth.
The truths which regard numbers are necessary truths. It is a
necessary truth, that 27 and 38 are equal to 65; that half the sum
of two numbers added to half their difference is equal to the
greater number. On the other hand, that sugar will dissolve in
water; that plants cannot live without light; and in short, the
whole body of our knowledge in chemistry, physiology, and the
other inductive sciences, consists of truths of experience. If there
be any science which offer to us truths of an ambiguous kind, with
regard to which we may for a moment doubt whether they are
necessary or experiential, we will defer the consideration of them
till we have marked the distinction of the two kinds more clearly.
3. One mode in which we may express the difference of necessary
truths and truths of experience, is, that necessary truths are those
of which we cannot distinctly conceive the contrary. We can very
readily conceive the contrary of experiential truths. We can
conceive the stars moving about the pole or across the sky in any
kind of curves with any velocities; we can conceive the moon
always appearing during the whole month as a luminous disk, as
she might do if her light were inherent and not borrowed. But
we cannot conceive one of the parallelograms on the same base
and between the same parallels larger than the other; for we
find that, if we attempt to do this, when we separate the parallelograms
into parts, we have to conceive one triangle larger than
another, both having all their parts equal; which we cannot
conceive at all, if we conceive the triangles distinctly. We make
this impossibility more clear by conceiving the triangles to be
placed so that two sides of the one coincide with two sides of
the other; and it is then seen, that in order to conceive the triangles
unequal, we must conceive the two bases which have the
same extremities both ways, to be different lines, though both
straight lines. This it is impossible to conceive: we assent to the
impossibility as an axiom, when it is expressed by saying, that two
straight lines cannot inclose a space; and thus we cannot distinctly
conceive the contrary of the proposition just mentioned respecting
parallelograms.
4. But it is necessary, in applying this distinction, to bear in
mind the terms of it;—that we cannot distinctly conceive the contrary
of a necessary truth. For in a certain loose, indistinct way,
persons conceive the contrary of necessary geometrical truths, when
they erroneously conceive false propositions to be true. Thus,
Hobbes erroneously held that he had discovered a means of geometrically
doubling the cube, as it is called, that is, finding two
mean proportionals between two given lines; a problem which cannot
be solved by plane geometry. Hobbes not only proposed a
construction for this purpose, but obstinately maintained that it
was right, when it had been proved to be wrong. But then, the
discussion showed how indistinct the geometrical conceptions of
Hobbes were; for when his critics had proved that one of the lines
in his diagram would not meet the other in the point which his
reasoning supposed, but in another point near to it; he maintained,
in reply, that one of these points was large enough to include
the other, so that they might be considered as the same point.
Such a mode of conceiving the opposite of a geometrical truth,
forms no exception to the assertion, that this opposite cannot be
distinctly conceived.
5. In like manner, the indistinct conceptions of children and of
rude savages do not invalidate the distinction of necessary and experiential
truths. Children and savages make mistakes even with
regard to numbers; and might easily happen to assert that 27
and 38 are equal to 63 or 64. But such mistakes cannot make
such arithmetical truths cease to be necessary truths. When any
person conceives these numbers and their addition distinctly, by resolving
them into parts, or in any other way, he sees that their sum
is necessarily 65. If, on the ground of the possibility of children
and savages conceiving something different, it be held that this is
not a necessary truth, it must be held on the same ground, that
it is not a necessary truth that 7 and 4 are equal to 11; for children
and savages might be found so unfamiliar with numbers as not to
reject the assertion that 7 and 4 are 10, or even that 4 and 3 are 6,
or 8. But I suppose that no persons would on such grounds hold
that these arithmetical truths are truths known only by experience.
6. Necessary truths are established, as has already been said,
by demonstration, proceeding from definitions and axioms, according
to exact and rigorous inferences of reason. Truths of experience
are collected from what we see, also according to inferences
of reason, but proceeding in a less exact and rigorous mode of
proof. The former depend upon the relations of the ideas which
we have in our minds: the latter depend upon the appearances or
phenomena, which present themselves to our senses. Necessary
truths are formed from our thoughts, the elements of the world
within us; experiential truths are collected from things, the elements
of the world without us. The truths of experience, as they
appear to us in the external world, we call Facts; and when we
are able to find among our ideas a train which will conform themselves
to the apparent facts, we call this a Theory.
7. This distinction and opposition, thus expressed in various
forms; as Necessary and Experiential Truth, Ideas and Senses,
Thoughts and Things, Theory and Fact, may be termed the
Fundamental Antithesis of Philosophy; for almost all the discussions
of philosophers have been employed in asserting or denying,
explaining or obscuring this antithesis. It may be expressed in
many other ways; but is not difficult, under all these different
forms, to recognize the same opposition: and the same remarks
apply to it under its various forms, with corresponding modifications.
Thus, as we have already seen, the antithesis agrees with
that of Reasoning and Observation: again, it is identical with the
opposition of Reflection and Sensation: again, sensation deals
with Objects; facts involve Objects, and generally all things without
us are Objects:—Objects of sensation, of observation. On the
other hand, we ourselves who thus observe objects, and in whom
sensation is, may be called the Subjects of sensation and observation.
And this distinction of Subject and Object is one of the most
general ways of expressing the fundamental antithesis, although
not yet perhaps quite familiar in English. I shall not scruple
however to speak of the Subjective and Objective element of this
antithesis, where the expressions are convenient.
8. All these forms of antithesis, and the familiar references to
them which men make in all discussions, show the fundamental
and necessary character of the antithesis. We can have no knowledge
without the union, no philosophy without the separation, of
the two elements. We can have no knowledge, except we have
both impressions on our senses from the world without, and
thoughts from our minds within:—except we attend to things, and
to our ideas;—except we are passive to receive impressions, and
active to compare, combine, and mould them. But on the other
hand, philosophy seeks to distinguish the impressions of our senses
from the thoughts of our minds;—to point out the difference of
ideas and things;—to separate the active from the passive faculties
of our being. The two elements, sensations and ideas, are both
requisite to the existence of our knowledge, as both matter and
form are requisite to the existence of a body. But philosophy
considers the matter and the form separately. The properties of
the form are the subject of geometry, the properties of the matter
are the subject of chemistry or mechanics.
9. But though philosophy considers these elements of knowledge
separately, they cannot really be separated, any more than
can matter and form. "We cannot exhibit matter without form, or
form without matter; and just as little can we exhibit sensations
without ideas, or ideas without sensations;—the passive or the
active faculties of the mind detached from each other.
In every act of my knowledge, there must be concerned the
things whereof I know, and thoughts of me who know: I must
both passively receive or have received impressions, and I must
actively combine them and reason on them. No apprehension of
things is purely ideal: no experience of external things is purely
sensational. If they be conceived as things, the mind must have
been awakened to the conviction of things by sensation: if they be
conceived as things, the expressions of the senses must have been
bound together by conceptions. If we think of any thing, we must
recognize the existence both of thoughts and of things. The
fundamental antithesis of philosophy is an antithesis of inseparable
elements.
10. Not only cannot these elements be separately exhibited, but
they cannot be separately conceived and described. The description
of them must always imply their relation; and the names by
which they are denoted will consequently always bear a relative
significance. And thus the terms which denote the fundamental antithesis
of philosophy cannot be applied absolutely and exclusively
in any case. We may illustrate this by a consideration of some of
the common modes of expressing the antithesis of which we speak.
The terms Theory and Fact are often emphatically used as opposed
to each other: and they are rightly so used. But yet it is impossible
to say absolutely in any case, This is a Fact and not a
Theory; this is a Theory and not a Fact, meaning by Theory, true
Theory. Is it a fact or a theory that the stars appear to revolve
round the pole? Is it a fact or a theory that the earth is a globe
revolving round its axis? Is it a fact or a theory that the earth
revolves round the sun? Is it a fact or a theory that the sun
attracts the earth? Is it a fact or a theory that a loadstone attracts
a needle? In all these cases, some persons would answer one way
and some persons another. A person who has never watched the
stars, and has only seen them from time to time, considers their
circular motion round the pole as a theory, just as he considers the
motion of the sun in the ecliptic as a theory, or the apparent
motion of the inferior planets round the sun in the zodiac. A
person who has compared the measures of different parts of the
earth, and who knows that these measures cannot be conceived distinctly
without supposing the earth a globe, considers its globular
form a fact, just as much as the square form of his chamber. A
person to whom the grounds of believing the earth to revolve round
its axis and round the sun, are as familiar as the grounds for believing
the movements of the mail-coaches in this country, conceives
the former events to be facts, just as steadily as the latter.
And a person who, believing the fact of the earth's annual motion,
refers it distinctly to its mechanical course, conceives the sun's
attraction as a fact, just as he conceives as a fact the action of the
wind which turns the sails of a mill. We see then, that in these
cases we cannot apply absolutely and exclusively either of the terms,
Fact or Theory. Theory and Fact are the elements which correspond
to our Ideas and our Senses. The Facts are facts so far as
the Ideas have been combined with the sensations and absorbed
in them: the Theories are Theories so far as the Ideas are kept
distinct from the sensations, and so far as it is considered as still
a question whether they can be made to agree with them. A true
Theory is a fact, a Fact is a familiar theory.
In like manner, if we take the terms Reasoning and Observation;
at first sight they appear to be very distinct. Our observation
of the world without us, our reasonings in our own minds,
appear to be clearly separated and opposed. But yet we shall find
that we cannot apply these terms absolutely and exclusively. I see
a book lying a few feet from me: is this a matter of observation?
At first, perhaps, we might be inclined to say that it clearly is so.
But yet, all of us, who have paid any attention to the process of
vision, and to the mode in which we are enabled to judge of the
distance of objects, and to judge them to be distant objects at all,
know that this judgment involves inferences drawn from various
sensations;—from the impressions on our two eyes;—from our
muscular sensations; and the like. These inferences are of the
nature of reasoning, as much as when we judge of the distance
of an object on the other side of a river by looking at it from different
points, and stepping the distance between them. Or again: we
observe the setting sun illuminate a gilded weathercock; but this is
as much a matter of reasoning as when we observe the phases
of the moon, and infer that she is illuminated by the sun. All observation
involves inferences, and inference is reasoning.
11. Even the simplest terms by which the antithesis is expressed
cannot be applied: ideas and sensations, thoughts and things, subject
and object, cannot in any case be applied absolutely and exclusively.
Our sensations require ideas to bind them together,
namely, ideas of space, time, number, and the like. If not so
bound together, sensations do not give us any apprehension of
things or objects. All things, all objects, must exist in space and
in time—must be one or many. Now space, time, number, are not
sensations or things. They are something different from, and opposed
to sensations and things. We have termed them ideas. It
may be said they are relations of things, or of sensations. But
granting this form of expression, still a relation is not a thing
or a sensation; and therefore we must still have another and
opposite element, along with our sensations. And yet, though
we have thus these two elements in every act of perception, we
cannot designate any portion of the act as absolutely and exclusively
belonging to one of the elements. Perception involves sensation,
along with ideas of time, space, and the like; or, if any
one prefers the expression, involves sensations along with the apprehension
of relations. Perception is sensation, along with such
ideas as make sensation into an apprehension of things or objects.
12. And as perception of objects implies ideas, as observation
implies reasoning; so, on the other hand, ideas cannot exist where
sensation has not been: reasoning cannot go on when there has not
been previous observation. This is evident from the necessary
order of development of the human faculties. Sensation necessarily
exists from the first moments of our existence, and is constantly
at work. Observation begins before we can suppose the existence
of any reasoning which is not involved in observation. Hence,
at whatever period we consider our ideas, we must consider them
as having been already engaged in connecting our sensations, and
as modified by this employment. By being so employed, our ideas
are unfolded and defined, and such development and definition
cannot be separated from the ideas themselves. We cannot conceive
space without boundaries or forms; now forms involve sensations.
We cannot conceive time without events which mark
the course of time; but events involve sensations. We cannot
conceive number without conceiving things which are numbered;
and things imply sensations. And the forms, things, events, which
are thus implied in our ideas, having been the objects of sensation
constantly in every part of our life, have modified, unfolded
and fixed our ideas, to an extent which we cannot estimate, but
which we must suppose to be essential to the processes which at
present go on in our minds. We cannot say that objects create
ideas; for to perceive objects we must already have ideas. But we
may say, that objects and the constant perception of objects have so
far modified our ideas, that we cannot, even in thought, separate
our ideas from the perception of objects.
We cannot say of any ideas, as of the idea of space, or time, or
number, that they are absolutely and exclusively ideas. We cannot
conceive what space, or time, or number would be in our minds,
if we had never perceived any thing or things in space or time.
We cannot conceive ourselves in such a condition as never to have
perceived any thing or things in space or time. But, on the other
hand, just as little can we conceive ourselves becoming acquainted
with space and time or numbers as objects of sensation. We cannot
reason without having the operations of our minds affected by
previous sensations; but we cannot conceive reasoning to be merely
a series of sensations. In order to be used in reasoning, sensation
must become observation; and, as we have seen, observation
already involves reasoning. In order to be connected by our ideas,
sensations must be things or objects, and things or objects already
include ideas. And thus, as we have said, none of the terms by
which the fundamental antithesis is expressed can be absolutely
and exclusively applied.
13. I now proceed to make one or two remarks suggested by
the views which have thus been presented. And first I remark,
that since, as we have just seen, none of the terms which express
the fundamental antithesis can be applied absolutely and exclusively,
the absolute application of the antithesis in any particular
case can never be a conclusive or immoveable principle. This
remark is the more necessary to be borne in mind, as the terms of
this antithesis are often used in a vehement and peremptory manner.
Thus we are often told that such a thing is a Fact and not a
Theory, with all the emphasis which, in speaking or writing, tone
or italics or capitals can give. "We see from what has been said,
that when this is urged, before we can estimate the truth, or the
value of the assertion, we must ask to whom is it a fact? what
habits of thought, what previous information, what ideas does it
imply, to conceive the fact as a fact? Does not the apprehension
of the fact imply assumptions which may with equal justice be
called theory, and which are perhaps false theory? in which case,
the fact is no fact. Did not the ancients assert it as a fact, that the
earth stood still, and the stars moved? and can any fact have
stronger apparent evidence to justify persons in asserting it emphatically
than this had? These remarks are by no means urged in
order to show that no fact can be certainly known to be true; but
only to show that no fact can be certainly shown to be a fact
merely by calling it a fact, however emphatically. There is by no
means any ground of general skepticism with regard to truth
involved in the doctrine of the necessary combination of two elements
in all our knowledge. On the contrary, ideas are requisite
to the essence, and things to the reality of our knowledge in every
case. The proportions of geometry and arithmetic are examples of
knowledge respecting our ideas of space and number, with regard
to which there is no room for doubt. The doctrines of astronomy
are examples of truths not less certain respecting the external world.
14. I remark further, that since in every act of knowledge,
observation or perception, both the elements of the fundamental
antithesis are involved, and involved in a manner inseparable even
in our conceptions, it must always be possible to derive one of these
elements from the other, if we are satisfied to accept, as proof of
such derivation, that one always co-exists with and implies the
other. Thus an opponent may say, that our ideas of space, time,
and number, are derived from our sensations or perceptions, because
we never were in a condition in which we had the ideas of space
and time, and had not sensations or perceptions. But then, we
may reply to this, that we no sooner perceive objects than we perceive
them as existing in space and time, and therefore the ideas of
space and time are not derived from the perceptions. In the same
manner, an opponent may say, that all knowledge which is involved
in our reasonings is the result of experience; for instance, our
knowledge of geometry. For every geometrical principle is presented
to us by experience as true; beginning with the simplest,
from which all others are derived by processes of exact reasoning.
But to this we reply, that experience cannot be the origin of such
knowledge; for though experience shows that such principles are
true, it cannot show that they must be true, which we also know.
We never have seen, as a matter of observation, two straight lines
inclosing a space; but we venture to say further, without the
smallest hesitation, that we never shall see it; and if any one were
to tell us that, according to his experience, such a form was often
seen, we should only suppose that he did not know what he was
talking of. No number of acts of experience can add to the certainty
of our knowledge in this respect; which shows that our
knowledge is not made up of acts of experience. We cannot test
such knowledge by experience; for if we were to try to do so, we
must first know that the lines with which we make the trial are
straight; and we have no test of straightness better than this, that
two such lines cannot inclose a space. Since then, experience can
neither destroy, add to, nor test our axiomatic knowledge, such
knowledge cannot be derived from experience. Since no one act of
experience can affect our knowledge, no numbers of acts of experience
can make it.
15. To this a reply has been offered, that it is a characteristic
property of geometric forms that the ideas of them exactly resemble
the sensations; so that these ideas are as fit subjects of experimentation
as the realities themselves; and that by such experimentation
we learn the truth of the axioms of geometry. I might
very reasonably ask those who use this language to explain how a
particular class of ideas can be said to resemble sensations; how, if
they do, we can know it to be so; how we can prove this resemblance
to belong to geometrical ideas and sensations; and how it
comes to be an especial characteristic of those. But I will put the
argument in another way. Experiment can only show what is,
not what must be. If experimentation on ideas shows what must
be, it is different from what is commonly called experience.
I may add, that not only the mere use of our senses cannot show
that the axioms of geometry must be true, but that, without the
light of our ideas, it cannot even show that they are true. If we
had a segment of a circle a mile long and an inch wide, we should
have two lines inclosing a space; but we could not, by seeing or
touching any part of either of them, discover that it was a bent line.
16. That mathematical truths are not derived from experience
is perhaps still more evident, if greater evidence be possible, in the
case of numbers. We assert that 7 and 8 are 15. We find it so, if
we try with counters, or in any other way. But we do not, on that
account, say that the knowledge is derived from experience. We
refer to our conceptions of seven, of eight, and of addition, and as
soon as we possess these conceptions distinctly, we see that the
sum must be fifteen. We cannot be said to make a trial, for we
should not believe the apparent result of the trial if it were different.
If any one were to say that the multiplication table is a table of
the results of experience, we should know that he could not be
able to go along with us in our researches into the foundations of
human knowledge; nor, indeed, to pursue with success any speculations
on the subject.
17. Attempts have also been made to explain the origin of
axiomatic truths by referring them to the association of ideas. But
this is one of the cases in which the word association has been
applied so widely and loosely, that no sense can be attached to it.
Those who have written with any degree of distinctness on the
subject, have truly taught, that the habitual association of the ideas
leads us to believe a connexion of the things: but they have never
told us that this association gave us the power of forming the ideas.
Association may determine belief, but it cannot determine the possibility
of our conceptions. The African king did not believe that
water could become solid, because he had never seen it in that
state. But that accident did not make it impossible to conceive it
so, any more than it is impossible for us to conceive frozen quicksilver,
or melted diamond, or liquefied air; which we may never
have seen, but have no difficulty in conceiving. If there were a
tropical philosopher really incapable of conceiving water solidified,
he must have been brought into that mental condition by abstruse
speculations on the necessary relations of solidity and fluidity, not
by the association of ideas.
18. To return to the results of the nature of the Fundamental
Antithesis. As by assuming universal and indissoluble connexion
of ideas with perceptions, of knowledge with experience, as an
evidence of derivation, we may assert the former to be derived from
the latter, so might we, on the same ground, assert the latter to be
derived from the former. We see all forms in space; and we
might hence assert all forms to be mere modifications of our idea
of space. We see all events happen in time; and we might hence
assert all events to be merely limitations and boundary-marks of
our idea of time. We conceive all collections of things as two or
three, or some other number: it might hence be asserted that we
have an original idea of number, which is reflected in external
things. In this case, as in the other, we are met at once by the
impossibility of this being a complete account of our knowledge.
Our ideas of space, of time, of number, however distinctly reflected
to us with limitations and modifications, must be reflected, limited
and modified by something different from themselves. We must
have visible or tangible forms to limit space, perceived events to
mark time, distinguishable objects to exemplify number. But still,
in forms, and events, and objects, we have a knowledge which they
themselves cannot give us. For we know, without attending to
them, that whatever they are, they will conform and must conform
to the truths of geometry and arithmetic. There is an ideal portion
in all our knowledge of the external world; and if we were
resolved to reduce all our knowledge to one of its two antithetical
elements, we might say that all our knowledge consists in the relation
of our ideas. Wherever there is necessary truth, there must
be something more than sensation can supply: and the necessary
truths of geometry and arithmetic show us that our knowledge of
objects in space and time depends upon necessary relations of ideas,
whatever other element it may involve.
19. This remark may be carried much further than the domain
of geometry and arithmetic. Our knowledge of matter may at first
sight appear to be altogether derived from the senses. Yet we
cannot derive from the senses our knowledge of a truth which we
accept as universally certain;—namely, that we cannot by any process
add to or diminish the quantity of matter in the world. This
truth neither is nor can be derived from experience; for the experiments
which we make to verify it pre-suppose its truth. When
the philosopher was asked what was the weight of smoke, he bade
the inquirer subtract the weight of the ashes from the weight of
the fuel. Every one who thinks clearly of the changes which take
place in matter, assents to the justice of this reply: and this, not
because any one had found by trial that such was the weight of the
smoke produced in combustion, but because the weight lost was
assumed to have gone into some other form of matter, not to have
been destroyed. When men began to use the balance in chemical
analysis, they did not prove by trial, but took for granted, as self-evident,
that the weight of the whole must be found in the aggregate
weight of the elements. Thus it is involved in the idea of
matter that its amount continues unchanged in all changes which
take place in its consistence. This is a necessary truth: and thus
our knowledge of matter, as collected from chemical experiments,
is also a modification of our idea of matter as the material of the
world incapable of addition or diminution.
20. A similar remark may be made with regard to the mechanical
properties of matter. Our knowledge of these is reduced, in
our reasonings, to principles which we call the laws of motion.
These laws of motion, as I have endeavoured to show[351], depend
upon the idea of Cause, and involve necessary truths, which are
necessarily implied in the idea of cause;—namely, that every
change of motion must have a cause—that the effect is measured
by the cause;—that reaction is equal and opposite to action.
These principles are not derived from experience. No one, I suppose,
would derive from experience the principle, that every event
must have a cause. Every attempt to see the traces of cause in
the world assumes this principle. I do not say that these principles
are anterior to experience; for I have already, I hope, shown,
that neither of the two elements of our knowledge is, or can be,
anterior to the other. But the two elements are co-ordinate in the
development of the human mind; and the ideal element may be
said to be the origin of our knowledge with the more propriety
of the two, inasmuch as our knowledge is the relation of ideas.
The other element of knowledge, in which sensation is concerned,
and which embodies, limits, and defines the necessary truths which
express the relations of our ideas, may be properly termed experience;
and I have, in the discussion just quoted, endeavoured
to show how the principles concerning mechanical causation,
which I have just stated, are, by observation and experiment,
limited and defined, so that they become the laws of motion.
And thus we see that such knowledge is derived from ideas, in
a sense quite as general and rigorous, to say the least, as that
in which it is derived from experience.
21. I will take another example of this; although it is one less
familiar, and the consideration of it perhaps a little more difficult
and obscure. The objects which we find in the world, for instance,
minerals and plants, are of different kinds; and according
to their kinds, they are called by various names, by means of
which we know what we mean when we speak of them. The
discrimination of these kinds of objects, according to their different
forms and other properties, is the business of chemistry and
botany. And this business of discrimination, and of consequent
classification, has been carried on from the first periods of the
development of the human mind, by an industrious and comprehensive
series of observations and experiments; the only way in
which any portion of the task could have been effected. But as the
foundation of all this labour, and as a necessary assumption during
every part of its progress, there has been in men's minds the
principle, that objects are so distinguishable by resemblances and
differences, that they may be named, and known by their names.
This principle is involved in the idea of a Name; and without
it no progress could have been made. The principle may be
briefly stated thus:—Intelligible Names of kinds are possible. If
we suppose this not to be so, language can no longer exist, nor
could the business of human life go on. If instead of having
certain definite kinds of minerals, gold, iron, copper and the like,
of which the external forms and characters are constantly connected
with the same properties and qualities, there were no connexion
between the appearance and the properties of the object;—if
what seemed externally iron might turn out to resemble lead in
its hardness; and what seemed to be gold during many trials,
might at the next trial be found to be like copper; not only all the
uses of these minerals would fail, but they would not be distinguishable
kinds of things, and the names would be unmeaning.
And if this entire uncertainty as to kind and properties prevailed
for all objects, the world would no longer be a world to which language
was applicable. To man, thus unable to distinguish objects
into kinds, and call them by names, all knowledge would be impossible,
and all definite apprehension of external objects would
fade away into an inconceivable confusion. In the very apprehension
of objects as intelligibly sorted, there is involved a principle
which springs within us, contemporaneous, in its efficacy, with our
first intelligent perception of the kinds of things of which the world
consists. We assume, as a necessary basis of our knowledge, that
things are of definite kinds; and the aim of chemistry, botany, and
other sciences is to find marks of these kinds; and along with
these, to learn their definitely-distinguished properties. Even here,
therefore, where so large a portion of our knowledge comes from
experience and observation, we cannot proceed without a necessary
truth derived from our ideas, as our fundamental principle
of knowledge.
22. What the marks are, which distinguish the constant differences
of kinds of things (definite marks, selected from among many
unessential appearances), and what their definite properties are,
when they are so distinguished, are parts of our knowledge to
be learnt from observation, by various processes; for instance,
among others, by chemical analysis. We find the differences of
bodies, as shown by such analysis, to be of this nature:—that there
are various elementary bodies, which, combining in different definite
proportions, form kinds of bodies definitely different. But, in arriving
at this conclusion, we introduce a new idea, that of Elementary
Composition, which is not extracted from the phenomena, but supplied
by the mind, and introduced in order to make the phenomena
intelligible. That this notion of elementary composition is not supplied
by the chemical phenomena of combustion, mixture, &c. as
merely an observed fact, we see from this; that men had in ancient
times performed many experiments in which elementary composition
was concerned, and had not seen the fact. It never was truly seen
till modern times; and when seen, it gave a new aspect to the whole
body of known facts. This idea of elementary composition, then, is
supplied by the mind, in order to make the facts of chemical analysis
and synthesis intelligible as analysis and synthesis. And this
idea being so supplied, there enters into our knowledge along with
it a corresponding necessary principle;—That the elementary composition
of a body determines its kind and properties. This is, I
say, a principle assumed, as a consequence of the idea of composition,
not a result of experience; for when bodies have been divided
into their kinds, we take for granted that the analysis of a single
specimen may serve to determine the analysis of all bodies of the
same kind: and without this assumption, chemical knowledge with
regard to the kinds of bodies would not be possible. It has been
said that we take only one experiment to determine the composition
of any particular kind of body, because we have a thousand experiments
to determine that bodies of the same kind have the same
composition. But this is not so. Our belief in the principle that
bodies of the same kind have the same composition is not established
by experiments, but is assumed as a necessary consequence of the
ideas of Kind and of Composition. If, in our experiments, we
found that bodies supposed to be of the same kind had not the same
composition, we should not at all doubt of the principle just stated,
but conclude at once that the bodies were not of the same kind;—that
the marks by which the kinds are distinguished had been
wrongly stated. This is what has very frequently happened in the
course of the investigations of chemists and mineralogists. And
thus we have it, not as an experiential fact, but as a necessary
principle of chemical philosophy, that the Elementary Composition
of a body determines its Kind and Properties.
23. How bodies differ in their elementary composition, experiment
must teach us, as we have already said, that experiment has
taught us. But as we have also said, whatever be the nature of
this difference, kinds must be definite, in order that language may
be possible: and hence, whatever be the terms in which we are
taught by experiment to express the elementary composition of
bodies, the result must be conformable to this principle, That the
differences of elementary composition are definite. The law to
which we are led by experiment is, that the elements of bodies
continue in definite proportions according to weight. Experiments
add other laws; as for instance, that of multiple proportions in
different kinds of bodies composed of the same elements; but of
these we do not here speak.
24. We are thus led to see that in our knowledge of mechanics,
chemistry, and the like, there are involved certain necessary principles,
derived from our ideas, and not from experience. But to this
it may be objected, that the parts of our knowledge in which these
principles are involved has, in historical fact, all been acquired by
experience. The laws of motion, the doctrine of definite proportions,
and the like, have all become known by experiment and
observation; and so far from being seen as necessary truths, have
been discovered by long-continued labours and trials, and through
innumerable vicissitudes of confusion, error, and imperfect truth.
This is perfectly true: but does not at all disprove what has been
said. Perception of external objects and experience, experiment
and observation are needed, not only, as we have said, to supply the
objective element of all knowledge—to embody, limit, define, and
modify our ideas; but this intercourse with objects is also requisite
to unfold and fix our ideas themselves. As we have already said,
ideas and facts can never be separated. Our ideas cannot be exercised
and developed in any other form than in their combination
with facts, and therefore the trials, corrections, controversies, by
which the matter of our knowledge is collected, is also the only way
in which the form of it can be rightly fashioned. Experience is
requisite to the clearness and distinctness of our ideas, not because
they are derived from experience, but because they can only be
exercised upon experience. And this consideration sufficiently explains
how it is that experiment and observation have been the
means, and the only means, by which men have been led to a
knowledge of the laws of nature. In reality, however, the necessary
principles which flow from our ideas, and which are the basis
of such knowledge, have not only been inevitably assumed in the
course of such investigations, but have been often expressly promulgated
in words by clear-minded philosophers, long before their
true interpretation was assigned by experiment. This has happened
with regard to such principles as those above mentioned; That every
event must have a cause; That reaction is equal and opposite to
action; That the quantity of matter in the world cannot be increased
or diminished: and there would be no difficulty in finding
similar enunciations of the other principles above mentioned;—That
the kinds of things have definite differences, and that these
differences depend upon their elementary composition. In general,
however, it may be allowed, that the necessary principles which
are involved in those laws of nature of which we have a knowledge
become then only clearly known, when the laws of nature are discovered
which thus involve the necessary ideal element.
25. But since this is allowed, it may be further asked, how we
are to distinguish between the necessary principle which is derived
from our ideas, and the law of nature which is learnt by experience.
And to this we reply, that the necessary principle may be known by
the condition which we have already mentioned as belonging to such
principles: ... that it is impossible distinctly to conceive the contrary.
We cannot conceive an event without a cause, except we abandon
all distinct idea of cause; we cannot distinctly conceive two straight
lines inclosing space; and if we seem to conceive this, it is only
because we conceive indistinctly. We cannot conceive 5 and 3
making 7 or 9; if a person were to say that he could conceive this,
we should know that he was a person of immature or rude or bewildered
ideas, whose conceptions had no distinctness. And thus
we may take it as the mark of a necessary truth, that we cannot
conceive the contrary distinctly.
26. If it be asked what is the test of distinct conception (since
it is upon the distinctness of conception that the matter depends),
we may consider what answer we should give to this question if it
were asked with regard to the truths of geometry. If we doubted
whether anyone had these distinct conceptions which enable him to
see the necessary nature of geometrical truth, we should inquire if
he could understand the axioms as axioms, and could follow, as
demonstrative, the reasonings which are founded upon them. If
this were so, we should be ready to pronounce that he had distinct
ideas of space, in the sense now supposed. And the same answer
may be given in any other case. That reasoner has distinct conceptions
of mechanical causes who can see the axioms of mechanics as
axioms, and can follow the demonstrations derived from them as
demonstrations. If it be said that the science, as presented to him,
may be erroneously constructed; that the axioms may not be axioms,
and therefore the demonstrations may be futile, we still reply, that
the same might be said with regard to geometry: and yet that the
possibility of this does not lead us to doubt either of the truth or of
the necessary nature of the propositions contained in Euclid's Elements.
We may add further, that although, no doubt, the authors
of elementary books maybe persons of confused minds, who present
as axioms what are not axiomatic truths; yet that in general, what
is presented as an axiom by a thoughtful man, though it may include
some false interpretation or application of our ideas, will also generally
include some principle which really is necessarily true, and
which would still be involved in the axiom, if it were corrected
so as to be true instead of false. And thus we still say, that if
in any department of science a man can conceive distinctly at all,
there are principles the contrary of which he cannot distinctly conceive,
and which are therefore necessary truths.
27. But on this it may be asked, whether truth can thus depend
upon the particular state of mind of the person who contemplates
it; and whether that can be a necessary truth which is not so to all
men. And to this we again reply, by referring to geometry and
arithmetic. It is plain that truths may be necessary truths which
are not so to all men, when we include men of confused and perplexed
intellects; for to such men it is not a necessary truth that
two straight lines cannot inclose a space, or that 14 and 17 are 31.
It need not be wondered at, therefore, if to such men it does not
appear a necessary truth that reaction is equal and opposite to
action, or that the quantity of matter in the world cannot be
increased or diminished. And this view of knowledge and truth
does not make it depend upon the state of mind of the student, any
more than geometrical knowledge and geometrical truth, by the
confession of all, depend upon that state. We know that a man
cannot have any knowledge of geometry without so much of attention
to the matter of the science, and so much of care in the
management of his own thoughts, as is requisite to keep his ideas
distinct and clear. But we do not, on that account, think of maintaining
that geometrical truth depends merely upon the state of
the student's mind. We conceive that he knows it because it is
true, not that it is true because he knows it. We are not surprised
that attention and care and repeated thought should be requisite to
the clear apprehension of truth. For such care and such repetition
are requisite to the distinctness and clearness of our ideas: and yet
the relations of these ideas, and their consequences, are not produced
by the efforts of attention or repetition which we exert.
They are in themselves something which we may discover, but
cannot make or change. The idea of space, for instance, which is
the basis of geometry, cannot give rise to any doubtful propositions.
What is inconsistent with the idea of space cannot be truly obtained
from our ideas by any efforts of thought or curiosity; if we blunder
into any conclusion inconsistent with the idea of space, our knowledge,
so far as this goes, is no knowledge: any more than our
observation of the external world would be knowledge, if, from
haste or inattention, or imperfection of sense, we were to mistake
the object which we see before us.
28. But further: not only has truth this reality, which makes it
independent of our mistakes, that it must be what is really consistent
with our ideas; but also, a further reality, to which the
term is more obviously applicable, arising from the principle already
explained, that ideas and perceptions are inseparable. For since,
when we contemplate our ideas, they have been frequently embodied
and exemplified in objects, and thus have been fixed and
modified; and since this compound aspect is that under which we
constantly have them before us, and free from which they cannot
be exhibited; our attempts to make our ideas clear and distinct
will constantly lead us to contemplate them as they are manifested
in those external forms in which they are involved. Thus in studying
geometrical truth, we shall be led to contemplate it as exhibited
in visible and tangible figures;—not as if these could be
sources of truth, but as enabling us more readily to compare the
aspects which our ideas, applied to the world of objects, may
assume. And thus we have an additional indication of the reality
of geometrical truth, in the necessary possibility of its being capable
of being exhibited in a visible or tangible form. And yet even this
test by no means supersedes the necessity of distinct ideas, in order
to a knowledge of geometrical truth. For in the case of the duplication
of the cube by Hobbes, mentioned above, the diagram which
he drew made two points appear to coincide, which did not really,
and by the nature of our idea of space, coincide; and thus confirmed
him in his error.
Thus the inseparable nature of the Fundamental Antithesis of
Ideas and Things gives reality to our knowledge, and makes objective
reality a corrective of our subjective imperfections in the pursuit
of knowledge. But this objective exhibition of knowledge can by no
means supersede a complete development of the subjective condition,
namely, distinctness of ideas. And that there is a subjective condition,
by no means makes knowledge altogether subjective, and thus
deprives it of reality; because, as we have said, the subjective and
the objective elements are inseparably bound together in the fundamental
antithesis.
29. It would be easy to apply these remarks to other cases, for
instance, to the case of the principle we have just mentioned, that
the differences of elementary composition of different kinds of bodies
must be definite. We have stated that this principle is necessarily
true;—that the contrary proposition cannot be distinctly conceived.
But by whom? Evidently, according to the preceding reasoning, by
a person who distinctly conceives Kinds, as marked by intelligible
names, and Composition, as determining the kinds of bodies. Persons
new to chemical and classificatory science may not possess
these ideas distinctly; or rather, cannot possess them distinctly;
and therefore cannot apprehend the impossibility of conceiving the
opposite of the above principle; just as the schoolboy cannot apprehend
the impossibility of the numbers in his multiplication table
being other than they are. But this inaptitude to conceive, in
either case, does not alter the necessary character of the truth:
although, in one case, the truth is obvious to all except schoolboys
and the like, and the other is probably not clear to any except those
who have attentively studied the philosophy of elementary compositions.
At the same time, this difference of apprehension of the
truth in different persons does not make the truth doubtful or
dependent upon personal qualifications; for in proportion as persons
attain to distinct ideas, they will see the truth; and cannot,
with such ideas, see anything as truth which is not truth. When
the relations of elements in a compound become as familiar to a
person as the relations of factors in a multiplication table, he will
then see what are the necessary axioms of chemistry, as he now sees
the necessary axioms of arithmetic.
30. There is also one other remark which I will here make. In
the progress of science, both the elements of our knowledge are
constantly expanded and augmented. By the exercise of observation
and experiment, we have a perpetual accumulation of facts, the
materials of knowledge, the objective element. By thought and
discussion, we have a perpetual development of man's ideas going
on: theories are framed, the materials of knowledge are shaped into
form; the subjective element is evolved; and by the necessary
coincidence of the objective and subjective elements, the matter and
the form, the theory and the facts, each of these processes furthers
and corrects the other: each element moulds and unfolds the other.
Now it follows, from this constant development of the ideal portion
of our knowledge, that we shall constantly be brought in view of
new Necessary Principles, the expression of the conditions belonging
to the Ideas which enter into our expanding knowledge. These
principles, at first dimly seen and hesitatingly asserted, at last become
clearly and plainly self-evident. Such is the case with the
principles which are the basis of the laws of motion. Such may
soon be the case with the principles which are the basis of the
philosophy of chemistry. Such may hereafter be the case with
the principles which are to be the basis of the philosophy of the
connected and related polarities of chemistry, electricity, galvanism,
magnetism. That knowledge is possible in these cases, we know;
that our knowledge may be reduced to principles, gradually more
simple, we also know; that we have reached the last stage of
simplicity of our principles, few cultivators of the subject will be
disposed to maintain; and that the additional steps which lead
towards very simple and general principles will also lead to principles
which recommend themselves by a kind of axiomatic character,
those who judge from the analogy of the past history of science
will hardly doubt. That the principles thus axiomatic in their
form, do also express some relation of our ideas, of which experiment
and observation have given a true and real interpretation,
is the doctrine which I have here attempted to establish and illustrate
in the most clear and undoubted of the existing sciences; and
the evidence of this doctrine in those cases seems to be unexceptionable,
and to leave no room to doubt that such is the universal
type of the progress of science. Such a doctrine, as we have now
seen, is closely connected with the views here presented of the
nature of the Fundamental Antithesis of Philosophy, which I have
endeavoured to illustrate.
Trinity Lodge, April 11th, 1844.
My Dear Herschel,
Being about to send you a copy of a paper on a philosophical
question just printed in the Transactions of our Cambridge
Society, I am tempted to add, as a private communication, a few
Remarks on another aspect of the same question. These Remarks
I think I may properly address to you. They will refer to an
Article in the Quarterly Review for June, 1841, respecting my
History and Philosophy of the Inductive Sciences; and without
assigning any other reason, I may say that the interest I know you
to take in speculations on such subjects makes me confident that
you will give a reasonable attention to what I may have to say on
the subject of that Article. With the Reviewal itself, I am so far
from having any quarrel, that when it appeared I received it as
affording all that I hoped from Public Criticism. The degree and
the kind of admiration bestowed upon my works by a writer so
familiar with science, so comprehensive in his views, and so equitable
in his decisions, as the Reviewer manifestly was, I accepted
as giving my work a stamp of acknowledged value which few other
hands could have bestowed.
You may perhaps recollect, however, that the Reviewer dissented
altogether from some of the general views which I had maintained,
and especially from a general view which is also, in the main,
that presented in the accompanying Memoir, namely, that, besides
Facts, Ideas are an indispensable source of our knowledge; that
Ideas are the ground of necessary truth; that the Idea of Space, in
particular, is the ground of the necessary truths of geometry. This
question, and especially as limited to the last form, will be the subject
of my Remarks in the first place; and I wish to consider the
Reviewer's objections with the respect which their subtlety and
depth of thought well deserve.
The Reviewer makes objections to the account which I have
given of the source whence geometrical truth derives its characters
of being necessary and universal; but he is not one of those metaphysicians
who deny those characters to the truths of geometry.
He allows in the most ample manner that the truths of geometry
are necessary. The question between us therefore is from what
this character is derived. The Reviewer prefers, indeed, to have it
considered that the question is not concerning the necessity, but, as
he says, the universality of these truths; or rather, the nature and
grounds of our conviction of their universality. He might have
said, with equal justice, the nature and grounds of our conviction
of their necessity. For his objection to the term necessity in this
case—"that all the propositions about realities are necessarily true,
since every reality must be consistent with itself," (p. 206)—does not
apply to our conviction of necessity, since we may not be able to
see what are the properties of real things; and therefore may have
no conviction of their necessity. It may be a necessary property of
salt to be soluble, but we see no such necessity; and therefore the
assertion of such a property is not one of the necessary truths with
which we are here concerned. But to turn back to the necessary
or universal truths of geometry, and the ground of those attributes:
The main difference between the Author and the Reviewer is
brought into view, when the Reviewer discusses the general argument
which I had used, in order to show that truths which we see
to be necessary and universal cannot be derived from experience.
The argument is this,—
"Experience must always consist of a limited number of observations;
and however numerous these may be, they can show nothing
with regard to the infinite number of cases in which the experiment
has not been made.... Truths can only be known to be general, not
universal, if they depend upon experience alone. Experience cannot
bestow that universality which she herself cannot have; nor
that necessity of which she has no comprehension." (Phil. i. pp.
60, 61.)
Here is that which must be considered as the cardinal argument
on this subject. It is therefore important to attend to the answer
which the Reviewer makes to it. He says,—
"We conceive that a full answer to this argument is afforded by
the nature of the inductive propensity,—by the irresistible impulse
of the mind to generalize ad infinitum, when nothing in the nature
of limitation or opposition offers itself to the imagination; and by
our involuntary application of the law of continuity to fill up, by
the same ideal substance of truth, every interval which uncontradicted
experience may have left blank in our inductive conclusion."
(p. 207.)
Now here we have two rival explanations of the same thing,—the
conviction of the universality of geometrical truths. The one
explanation is, that this universality is imposed upon such truths
by their involving a certain element, derived from the universal
mode of activity of the mind when apprehending such truths, which
element I have termed an Idea. The other explanation is, that this
universality arises from the inductive propensity—from the irresistible
impulse to generalize ad infinitum—from the involuntary application
of the law of continuity—from the filling up all intervals with
the same ideal substance of truth.
With regard to these two explanations, I may observe, that so
far as they are thus stated they do not necessarily differ. They
both agree in expressing this; that the ground of the universality
of geometrical truths is a certain law of the mind's activity, which
determines its procedure when it is concerned in apprehending the
external world. One explanation says, that we impress upon the
external world the relations of our ideas, and thus believe more
than we see,—the other says, that we have an irresistible impulse
to introduce into our conviction a relation between what we do
observe and what we do not, namely, to generalize ad infinitum
from what we do see. One explanation says, that we perceive all
external objects as included in absolute ideal space,—the other,
that we fill up the intervals of the objects which we perceive with
the same ideal substance of truth. Both sets of expressions may
perhaps be admissible; and if admitted, may be understood as expressing
the same opinions, or opinions which have much in common.
The Author's expressions have the advantage, which ought
to belong to them, as the expressions employed in a systematic
work, of being fixed expressions, technical phrases, intentionally
selected, uniformly and steadily employed whenever the occasion
recurs. The Reviewer's expressions are more lively and figurative,
and such as well become an occasional composition; but hardly
such as could be systematically applied to the subject in a regular
treatise. We could not, as a standard and technical phrase, talk of
filling up the intervals of observation with the same ideal substance
of truth; and the inevitable impulse to generalize would hardly
sufficiently express that we generalize according to a certain idea,
namely, the idea of space. Perhaps that which is suggested to us
as the common import of the two sets of expressions may be conveyed
by some other phrase, in a manner free from the objections
which lie against both the Author's and the Critic's terms. Perhaps
the mental idea governing our experience, and the irresistible impulse
to generalize our observation, may both be superseded by our
speaking of a law of the mind's activity, which is really implied in
both. There operates, in observing the external world, a law of
the mind's activity, by which it connects its observations; and this
law of the mind's activity may be spoken of either as the idea of
space, or as the irresistible impulse to generalize the relations of
space which it observes. And this expression—the laws of the
mind's activity—thus opposed to that merely passive function by
which the mind receives the impressions of sense, may be applied to
other ideas as well as to the idea of space, and to the impulse to
generalize in other truths as well as those of geometry.
So far, it would seem, that the Author and the Critic may be brought
into much nearer agreement than at first seemed likely, with regard
to the grounds of the necessity and universality in our knowledge.
But even if we adopt this conciliatory suggestion, and speak of the
necessity and universality of certain truths as arising from the laws
of the mind's activity, we cannot, without producing great confusion,
allow ourselves to say, as the Critic says, that these truths
are thus derived from experience, or from observation. It will, I
say, be found fatal to all philosophical precision of thought and
language, to say that the fundamental truths of geometry, the
axioms, with the conviction of their necessary truth, are derived
from experience. Let us take any axiomatic truth of geometry,
and ask ourselves if this is not so.
It is, for example, an axiom in geometry that if a straight line
cut one of two parallel straight lines, it must cut the other also.
Is this truth derived or derivable from observation of actual parallel
lines, and a line cutting them, exhibited to our senses? Let those
who say that we do acquire this truth by observation, imagine
to themselves the mode in which the observation must be made.
We have before us two parallel straight lines, and we see that a
straight line which cuts the one cuts the other also. We see this
again in another case, it may be the angles and the distances being
different, and in a third, and in a fourth; and so on; and generalizing,
we are irresistibly led to believe the assertion to be universally
true. But can any one really imagine this to be the mode in which
we arrive at this truth? "We see," says this explanation, "two
parallel straight lines, cut by a third." But how do we know that
the observed lines are parallel? If we apply any test of parallelism,
we must assume some property of parallels, and thus involve some
axiom on the subject, which we have no more right to assume than
the one now under consideration. We should thus destroy our
explanation as an account of the mode of arriving at independent
geometrical axioms. But probably those who would give such an
explanation would not do this. They would not suppose that in
observing this property of parallels we try by measurement whether
the lines are parallel. They would say, I conceive, that we suppose
lines to be parallel, and that then we see that the straight line
which cuts the one must cut the other. That when we make this
supposition, we are persuaded of the truth of the conclusion, is
certain. But what I have to remark is, that this being so, the conclusion
is the result, not of observation, but of the hypothesis.
The geometrical truth here spoken of, after this admission, no
longer flows from experience, but from supposition. It is not that
we ascertain the lines to be parallel, and then find that they have
this property: but we suppose the lines to be parallel, and therefore
they have this property. This is not a truth of experience.
This, it may be said, is so evident that it cannot have been overlooked
by a very acute reasoner, such as you describe your Critic to
be. What, it may be asked, is the answer which he gives to so
palpable an objection as this? How does he understand his assertion
that we learn the truth of geometrical axioms from experience
(p. 208), so as to make it tenable on his own principles? What
account does he give of the origin of such axioms which makes them
in any sense to be derived from experience?
In justice to the Reviewer's fairness (which is unimpeachable
throughout his argumentation) it must be stated that he does give
an account in which he professes to show how this is done. And
the main step of his explanation consists in introducing the conception
of direction, and unity of direction. He says (p. 208), "The
unity of direction, or that we cannot march from a given point by
more than one path direct to the same object, is a matter of practical
experience, long before it can by possibility become matter of abstract
thought." We might ask here, as in the former case, how
this can be a matter of experience, except we have some independent
test of directness? and we might demand to know what this
test is. Or do we not rather, here as in the other case, suppose the
directness of the path; and is not the singleness of the direct path
a consequence, not of its observed form, but of its hypothetical directness;
and thus by no means a result of experience? But we
may put our remark upon this deduction of the geometrical axiom
in another form. We generalize, it is said, the observations which
we have made ever since we were born. But this term "generalize"
is far too vague to pass for an explanation, without being itself explained.
We are impelled to believe that to be true in general
which we see to be true in particular. But how do we see any
truth? How do we pick out any proposition with respect to a
diagram which we see before us? We see in particular, and state
in general, some truth respecting straight lines, or parallel lines, or
concerning direction. But where do we find the conception of
straightness, or parallelism, or direction? These conceptions are
not upon the surface of things. The child does not, from his birth,
see straightness and parallelism so as to know that he sees them.
How then does his experience bear upon a proposition in which
these conceptions are involved? It is said that it is a matter of
experience long before it is a matter of abstract thought. But how
can there be any experience by which we learn these properties of
a straight line, till our thoughts are at least so abstract as to conceive
what straightness is? If it be said that this conception grows
with our experience, and is gradually unfolded with our unfolding
materials of knowledge, so as to give import and significance to
them: I need make no objection to such a statement, except this—that
this power of unfolding out of the mind conceptions which give
meaning to our experience, is something in addition to the mere
employment of our senses upon the external world. It is what I
have called the ideal part of our knowledge. It implies, not only
an impulse to generalize from experience, but also an impulse to
form conceptions by which generalization is possible. It requires,
not only that nothing should oppose the tendency, but that the
direction in which the tendency is to operate should be determined
by the laws of the mind's activity; by an internal, not by an external
agency.
One main ground on which the Reviewer is disposed to quarrel
with and reject several of the expressions used in the Philosophy;—such
as that space is an idea, a form of our perception, and the
like,—is this; that such expressions appear to deprive the external
world of its reality; to make it, or at least most of its properties, a
creation of the observing mind. He quotes the following argument
which is urged in the Philosophy, in order to prove that space is
not a notion obtained from experience: "Experience gives us information
concerning things without us, but our apprehending them
as without us takes for granted their existence in space. Experience
acquaints us with the form, position, magnitude, &c. of particular
objects, but that they have form, position, magnitude, pre-supposes
that they are in space." From this statement he altogether dissents.
No, says he, "the reason why we apprehend things as without us is
that they are without us. We take for granted that they exist in
space, because they do so exist, and because such their existence is
a matter of direct perception, which can neither be explained in
words nor contravened in imagination: because, in short, space is a
reality, and not a mere matter of convention or imagination."
Now, if by calling space an idea, we suggest any doubt of its
reality and of the reality of the external world, we certainly run the
risk of misleading our readers; for the external world is real if
anything be real: the bodies which exist in space are things, if
things are anywhere to be found. That bodies do exist in space,
and that that is the reason why we apprehend them as existing
in space, I readily grant. But I conceive that the term Idea ought
not to suggest any such doubt of the reality of the knowledge in
which it is involved. Ideas are always, in our knowledge, conjoined
with facts. Our real knowledge is knowledge, because it involves
ideas, real, because it involves facts. We apprehend things as existing
in space because they do so exist: and our idea of space
enables us so to observe them, and so to conceive them.
But we want, further, a reason why, apprehending them as they
are, we also apprehend, that in certain relations they could not be
otherwise (that two straight linear objects could not inclose a space,
for instance). This circumstance is no way accounted for by saying
that we apprehend them as they are; and is, I presume to say, inexplicable,
except by supposing that it arises from some property
of the observing mind:—an Idea, as I have termed it,—an irresistible
Impulse to generalize, as the Reviewer expresses it. Or, as
I have suggested, we may adopt a third phrase, a Law of the
mind's activity: and in order that no question may remain, whether
we ascribe reality to the objects and relations which we observe,
we may describe it as "a Law of the mind's activity in
apprehending what is." And thus the real existence of the object,
and the ideal element which our apprehension of it introduces,
would both be clearly asserted.
I am ready to use expressions which recognize the reality of space
and other external things more emphatically than those expressions
which I have employed in the Philosophy, if expressions can be
found which, while they do this, enable us to explain the possibility
of knowledge, and to analyze the structure of truth. It is, indeed,
extremely difficult to find, in speaking of this subject, expressions
which are satisfactory. The reality of the objects which we perceive
is a profound, apparently an insoluble problem[352]. We cannot
but suppose that existence is something different from our knowledge
of existence:—that which exists, does not exist merely in our
knowing that it does:—truth is truth whether we know it or not.
Yet how can we conceive truth, otherwise than as something known?
How can we conceive things as existing, without conceiving them
as objects of perception? Ideas and Things are constantly opposed,
yet necessarily co-existent. How they are thus opposite and yet
identical, is the ultimate problem of all philosophy. The successive
phases of philosophy have consisted in separating and again uniting
these two opposite elements; in dwelling sometimes upon the one
and sometimes upon the other, as the principal or original or only
element; and then in discovering that such an account of the state
of the case was insufficient. Knowledge requires ideas. Reality
requires things. Ideas and things co-exist. Truth is, and is known.
But the complete explanation of these points appears to be beyond
our reach. At least it is not necessary for the purposes of our
philosophy. The separation of ideas and sensations in order to
discover the conditions of knowledge is our main task. How ideas
and sensations are united so as to form things, does not so immediately
concern us.
I have stated that we may, without giving up any material portion
of the Philosophy of Science to which I have been led,
express the conclusions in other phraseology; and that instead of
saying that all our knowledge involves certain Fundamental Ideas,
the sources from which all universal truth is derived, we may say
that there are certain Laws of Mental Activity according to which
alone all the real relations of things are apprehended. If this
alteration in the phraseology will make the doctrines more generally
intelligible or acceptable, there is no reason why it should not be
adopted. But I may remark, that a main purpose of the Philosophy
was not merely to prove that there are such Fundamental
Ideas or Laws of mental activity, but to enumerate those of them
which are involved in the existing sciences; and to state the fundamental
truths to which the fundamental ideas lead. This was the
task which was attempted; and if this have been executed with any
tolerable success, it may perhaps be received as a contribution to
the philosophy of science, of which the value is not small, in whatever
terms it be expressed. And this enumeration of fundamental
ideas, and of truths derived from them, must have something to
correspond to it, in any other mode of expressing that view of the
nature of knowledge which we are led to adopt. If instead of
Fundamental Ideas, we speak of Impulses of generalization, or of
Laws of mental activity, we must still distinguish such Impulses,
or such Laws, according to the distinctions of ideas to which the
survey of science led us. We shall thus have a series of groups of
Laws, or of classes of generalizing Impulses, corresponding to the
series of Fundamental Ideas already given. If we employ the
language of the Reviewer, we shall have one generalizing Impulse
which suggests relations of Space; another which directs us to
properties of Numbers; another which deals with Time; another
with Cause: another which groups objects according to Likeness;
another which suggests a purpose as a necessary relation among
them; to which may be added, even while we confine ourselves to
the physical sciences, several others, as may be seen in the Philosophy.
Now when the fundamental conditions and elements of
truth are thus arranged into groups, it is not a matter of so much
consequence to decide whether each group shall be said to be bound
together by an idea or by an impulse of generalization; as it is to
see that, if this happen in virtue of ideas, here are so many distinct
ideas which enter into the structure of science, and give universality
to its matter; and again, if this happen in virtue of an irresistible
impulse of generalization in each case, we have so many different
kinds of impulses of generalization. The main purpose in the
Philosophy was to analyze scientific truth into its conditions and
elements; and I did not content myself with saying that those elements
are Sensations and Ideas; the Ideas being that element
which makes universal knowledge conceivable and possible. I went
further: I enumerated the Ideas which thus enter into science. I
showed that in the sciences which I passed in review, the most
acute and profound inquirers had taken for granted that certain
truths in each science are of universal and necessary validity, and
I endeavoured to select the idea in which this universality and
necessity resided, and to separate it from all other ideas involved
in other sciences. If therefore it be thought better to say that those
principles in each science upon which, as upon the axioms in geometry,
the universality and necessity of scientific truth depends, are
arrived at, not by ideas, but by an irresistible impulse of generalization,
those who employ such phraseology, if they make a classification
of such impulses corresponding to my classification of ideas,
will still adopt the greater part of my philosophy, altering only the
phraseology. Or if, as I suggested, instead of "Fundamental
Ideas," we use the phrase "Laws of Mental Activity," then our
primary intellectual Code—the Constitution of our minds, as it
may be termed—will consist of a Body of Laws of which the Titles
correspond with the Fundamental Ideas of the Philosophy.
My object was, from the writings of the most sagacious and profound
philosophers who have laboured on each science, to extract
such a code, such a constitution. If I have in any degree succeeded
in this, the result must have a reality and a value independently of
all forms of expression. Still I do not think that any language can
ever serve for such legislation, in which the two elements of truth
are not distinguished. Even if we adopt the phraseology which I
have just employed, we shall have to recollect that Law and Fact
must be kept distinct, and that the Constitution has its Principles
as well as its History.
But I will not longer detain you by seeking other modes of expressing
the Fundamental Antithesis to which the accompanying
Memoir refers. The Remarks which I here send you were written
three years ago, on the appearance of the Review which I have
quoted. If I succeed in obtaining for them a few minutes' attention
from you and a few other friends, I shall be glad that they
have been preserved.
I am, my dear Herschel,
always truly yours,
W. WHEWELL.
P.S. I have abstained from sending you a large portion of my
Remarks as originally written. I had gone on to show that, in
my Philosophy, I had not only enumerated and analyzed a great
number of different Fundamental Ideas which belong to the different
existing sciences, but that I had also shown in what manner these
ideas enter into their respective sciences; namely, by the statement
or use of Axioms, which involve the ideas, and which form the basis
of each science when systematically exhibited. A number of these
Axioms belonging to most of the physical sciences, are stated in the
Philosophy. I might have added also that I have attempted to classify
the historical steps by which such Axioms are brought into
view and applied. But it is not necessary to dwell upon these
points, in order to illustrate the difference and the agreement
between the Reviewer and me.
Sir John F. W. Herschel, Bart. &c.
(Cam. Phil. Soc. May 19, 1851.)
1. THE history of science suggests the reflection that it is very
difficult for the same person at the same time to do justice
to two conflicting theories. Take for example the Cartesian hypothesis
of vortices and the Newtonian doctrine of universal gravitation.
The adherents of the earlier opinion resisted the evidence
of the Newtonian theory with a degree of obstinacy and captiousness
which now appears to us quite marvellous: while on the other
hand, since the complete triumph of the Newtonians, they have
been unwilling to allow any merit at all to the doctrine of vortices.
It cannot but seem strange, to a calm observer of such changes,
that in a matter which depends upon mathematical proofs, the
whole body of the mathematical world should pass over, as in this
and similar cases they seem to have done, from an opinion confidently
held, to its opposite. No doubt this must be, in part,
ascribed to the lasting effects of education and early prejudice.
The old opinion passes away with the old generation: the new
theory grows to its full vigour when its congenital disciples grow
to be masters. John Bernoulli continues a Cartesian to the last;
Daniel, his son, is a Newtonian from the first. Newton's doctrines
are adopted at once in England, for they are the solution of a problem
at which his contemporaries have been labouring for years.
They find no adherents in France, where Descartes is supposed to
have already explained the constitution of the world; and Fontenelle,
the secretary of the Academy of Sciences at Paris, dies a
Cartesian seventy years after the publication of Newton's Principia.
This is, no doubt, a part of the explanation of the pertinacity with
which opinions are held, both before and after a scientific revolution:
but this is not the whole, nor perhaps the most instructive
aspect of the subject. There is another feature in the change,
which explains, in some degree, how it is possible that, in subjects,
mainly at least mathematical, and therefore claiming demonstrative
evidence, mathematicians should hold different and even opposite
opinions. And the object of the present paper is to point out this
feature in the successions of theories, and to illustrate it by some
prominent examples drawn from the history of science.
2. The feature to which I refer is this; that when a prevalent
theory is found to be untenable, and consequently, is succeeded by
a different, or even by an opposite one, the change is not made
suddenly, or completed at once, at least in the minds of the most
tenacious adherents of the earlier doctrine; but is effected by a
transformation, or series of transformations, of the earlier hypothesis,
by means of which it is gradually brought nearer and
nearer to the second; and thus, the defenders of the ancient doctrine
are able to go on as if still asserting their first opinions, and
to continue to press their points of advantage, if they have any,
against the new theory. They borrow, or imitate, and in some
way accommodate to their original hypothesis, the new explanations
which the new theory gives, of the observed facts; and thus
they maintain a sort of verbal consistency; till the original hypothesis
becomes inextricably confused, or breaks down under the
weight of the auxiliary hypotheses thus fastened upon it, in order
to make it consistent with the facts.
This often-occurring course of events might be illustrated from
the history of the astronomical theory of epicycles and eccentrics,
as is well known. But my present purpose is to give one or two
brief illustrations of a somewhat similar tendency from other parts
of scientific history; and in the first place, from that part which
has already been referred to, the battle of the Cartesian and Newtonian
systems.
3. The part of the Cartesian system of vortices which is most
familiarly known to general readers is the explanation of the motions
of the planets by supposing them carried round the sun by a kind of
whirlpool of fluid matter in which they are immersed: and the explanation
of the motions of the satellites round their primaries by
similar subordinate whirlpools, turning round the primary, and
carried, along with it, by the primary vortex. But it should be
borne in mind that a part of the Cartesian hypothesis which was
considered quite as important as the cosmical explanation, was the
explanation which it was held to afford of terrestrial gravity. Terrestrial
gravity was asserted to arise from the motion of the vortex
of subtle matter which revolved round the earth's axis and filled
the surrounding space. It was maintained that by the rotation of
such a vortex, the particles of the subtle matter would exert a
centrifugal force, and by virtue of that force, tend to recede from
the center: and it was held that all bodies which were near the
earth, and therefore immersed in the vortex, would be pressed towards
the center by the effort of the subtle matter to recede from
the center[353].
These two assumed effects of the Cartesian vortices—to carry
bodies in their stream, as straws are carried round by a whirlpool,
and to press bodies to the center by the centrifugal effort of the
whirling matter—must be considered separately, because they were
modified separately, as the progress of discussion drove the Cartesians
from point to point. The former effect indeed, the dragging
force of the vortex, as we may call it, would not bear working out
on mechanical principles at all; for as soon as the law of motion
was acknowledged (which Descartes himself was one of the loudest
in proclaiming), that a body in motion keeps all the motion which it
has, and receives in addition all that is impressed upon it; as soon,
in short, as philosophers rejected the notion of an inertness in
matter which constantly retards its movements,—it was plain that
a planet perpetually dragged onwards in its orbit by a fluid moving
quicker than itself, must be perpetually accelerated; and therefore
could not follow those constantly-recurring cycles of quicker and
slower motion which the planets exhibit to us.
The Cartesian mathematicians, then, left untouched the calculation
of the progressive motion of the planets; and, clinging to
the assumption that a vortex would produce a tendency of bodies
to the center, made various successive efforts to construct their
vortices in such a manner that the centripetal forces produced by
them should coincide with those which the phenomena required,
and therefore of course, in the end, with those which the Newtonian
theory asserted.
In truth, the Cartesian vortex was a bad piece of machinery for
producing a central force: from the first, objections were made to
the sufficiency of its mechanism, and most of these objections were
very unsatisfactorily answered, even granting the additional machinery
which its defenders demanded. One formidable objection was
soon started, and continued to the last to be the torment of the
Cartesians. If terrestrial gravity, it was urged, arise from the
centrifugal force of a vortex which revolves about the earth's axis,
terrestrial gravity ought to act in planes perpendicular to the
earth's axis, instead of tending to the earth's center. This objection
was taken by James Bernoulli[354], and by Huyghens[355] not long
after the publication of Descartes's Principia. Huyghens (who
adopted the theory of vortices with modifications of his own) supposes
that there are particles of the fluid matter which move about
the earth in every possible direction, within the spherical space
which includes terrestrial objects; and that the greater part of
these motions being in spherical surfaces concentric with the earth,
produces a tendency towards the earth's center.
This was a procedure tolerably arbitrary, but it was the best
which could be done. Saurin, a little later[356], gave nearly the same
solution of this difficulty. The solution, identifying a vortex of
some kind with a central force, made the hypothesis of vortices
applicable wherever central forces existed; but then, in return, it
deprived the image of a vortex of all that clearness and simplicity
which had been its first great recommendation.
But still there remained difficulties not less formidable. According
to this explanation of gravity, since the tendency of bodies to
the earth's center arose from the superior centrifugal force of the
whirling matter which pushed them inward as water pushes a light
body upward, bodies ought to tend more strongly to the center in
proportion as they are less dense. The rarest bodies should be the
heaviest; contrary to what we find.
Descartes's original solution of this difficulty has a certain degree
of ingenuity. According to him (Princip. IV. 23) a terrestrial body
consists of particles of the third element, and the more it has of such
particles, the more it excludes the parts of the celestial matter,
from the revolution of which matter gravity arises; and therefore
the denser is the terrestrial body, and the heavier it will be.
But though this might satisfy him, it could not satisfy the mathematicians
who followed him, and tried to reduce his system to
calculation on mechanical principles. For how could they do this,
if the celestial matter, by the operation of which the phenomena of
force and motion were produced, was so entirely different from
ordinary matter, which alone had supplied men with experimental
illustrations of mechanical principles? In order that the celestial
matter, by its whirling, might produce the gravity of heavy bodies,
it was mechanically necessary that it must be very dense; and dense
in the ordinary sense of the term; for it was by regarding density
in the ordinary sense of the term that the mechanical necessity had
been established.
The Cartesians tried to escape this result (Huyghens, Pesanteur,
p. 161, and John Bernoulli, Nouvelles Pensées, Art. 31) by saying
that there were two meanings of density and rarity; that some
fluids might be rare by having their particles far asunder, others, by
having their particles very small though in contact. But it is difficult
to think that they could, as persons well acquainted with
mechanical principles, satisfy themselves with this distinction; for
they could hardly fail to see that the mechanical effect of any portion
of fluid depends upon the total mass moved, not on the size of
its particles.
Attempts made to exemplify the vortices experimentally only
showed more clearly the force of this difficulty. Huyghens had
found that certain bodies immersed in a whirling fluid tended to
the center of the vortex. But when Saulmon[357] a little later made
similar experiments, he had the mortification of finding that the
heaviest bodies had the greatest tendency to recede from the axis
of the vortex. "The result is," as the Secretary of the Academy
(Fontenelle) says, "exactly the opposite of what we could have
wished, for the [Cartesian] system of gravity: but we are not to
despair; sometimes in such researches disappointment leads to ultimate
success."
But, passing by this difficulty, and assuming that in some way or
other a centripetal force arises from the centrifugal force of the
vortex, the Cartesian mathematicians were naturally led to calculate
the circumstances of the vortex on mechanical principles; especially
Huyghens, who had successfully studied the subject of centrifugal
force. Accordingly, in his little treatise on the Cause of
Gravitation (p. 143), he calculates the velocity of the fluid matter of
the vortex, and finds that, at a point in the equator, it is 17 times
the velocity of the earth's rotation.
It may naturally be asked, how it comes to pass that a stream of
fluid, dense enough to produce the gravity of bodies by its centrifugal
force, moving with a velocity 17 times that of the earth (and
therefore moving round the earth in 85 minutes), does not sweep
all terrestrial objects before it. But to this Huyghens had already
replied (p. 137), that there are particles of the fluid moving in all
directions, and therefore that they neutralize each other's action, so
far as lateral motion is concerned.
And thus, as early as this treatise of Huyghens, that is, in three
years from the publication of Newton's Principia, a vortex is made
to mean nothing more than some machinery or other for producing
a central force. And this is so much the case, that Huyghens commends
(p. 165), as confirming his own calculation of the velocity of
his vortex, Newton's proof that at the Moon's orbit the centripetal
force is equal to the centrifugal; and that thus, this force is less
than the centripetal force at the earth's surface in the inverse proportion
of the squares of the distances.
John Bernoulli, in the same manner, but with far less clearness
and less candour, has treated the hypothesis of vortices as being
principally a hypothetical cause of central force. He had repeated
occasions given him of propounding his inventions for propping up
the Cartesian doctrine, by the subjects proposed for prizes by the
Paris Academy of Sciences; in which competition Cartesian speculations
were favourably received. Thus the subject of the Prize
Essays for 1730 was, the explanation of the Elliptical Form of the
planetary orbits and of the Motion of their Aphelia, and the prize
was assigned to John Bernoulli, who gave the explanation on Cartesian
principles. He explains the elliptical figure, not as Descartes
himself had done, by supposing the vortex which carries the planet
round the sun to be itself squeezed into an elliptical form by the
pressure of contiguous vortices; but he supposes the planet, while
it is carried round by the vortex, to have a limited oscillatory
motion to and from the center, produced by its being originally,
not at the distance at which it would float in equilibrium in the
vortex, but above or below that point. On this supposition, the
planet would oscillate to and from the center, Bernoulli says, like
the mercury when deranged in a barometer: and it is evident that
such an oscillation, combined with a motion round the center,
might produce an oval curve, either with a fixed or with a moveable
aphelion. All this however merely amounts to a possibility
that the oval may be an ellipse, not to a proof that it will be so;
nor does Bernoulli advance further.
It was necessary that the vortices should be adjusted in such
a manner as to account for Kepler's laws; and this was to be done
by making the velocity of each stratum of the vortex depend in
a suitable manner on its radius. The Abbé de Molières attempted
this on the supposition of elliptical vortices, but could not reconcile
Kepler's first two laws, of equal elliptical areas in equal times, with
his third law, that the squares of the periodic times are as the cubes
of the mean distances[358]. Bernoulli, with his circular vortices, could
accommodate the velocities at different distances so that they should
explain Kepler's laws. He pretended to prove that Newton's investigations
respecting vortices (in the ninth Section of the Second
Book of the Principia) were mechanically erroneous; and in truth,
it must be allowed that, besides several arbitrary assumptions, there
are some errors of reasoning in them. But for the most part, the
more enlightened Cartesians were content to accept Newton's account
of the motions and forces of the solar system as part of their
scheme; and to say only that the hypothesis of vortices explained
the origin of the Newtonian forces; and that thus theirs was a
philosophy of a higher kind. Thus it is asserted (Mém. Acad. 1734),
that M. de Molières retains the beautiful theory of Newton entire,
only he renders it in a sort less Newtonian, by disentangling
it from attraction, and transferring it from a vacuum into a plenum.
This plenum, though not its native region, frees it from the need of
attraction, which is all the better for it. These points were the
main charms of the Cartesian doctrine in the eyes of its followers;—the
getting rid of attractions, which were represented as a revival
of the Aristotelian "occult qualities," "substantial forms," or
whatever else was the most disparaging way of describing the bad
philosophy of the dark ages[359];—and the providing some material
intermedium, by means of which a body may affect another at a
distance; and thus avoid the reproach urged against the Newtonians,
that they made a body act where it was not. And we are the
less called upon to deny that this last feature in the Newtonian
theory was a difficulty, inasmuch as Newton himself was never
unwilling to allow that gravity might be merely an effect produced
by some ulterior cause.
With such admissions on the two sides, it is plain that the Newtonian
and Cartesian systems would coincide, if the hypothesis of
vortices could be modified in such a way as to produce the force
of gravitation. All attempts to do this, however, failed: and
even John Bernoulli, the most obstinate of the mathematical champions
of the vortices, was obliged to give them up. In his Prize
Essay for 1734, (on the Inclinations of the Planetary Orbits[360],) he
says (Art. VIII.), "The gravitation of the Planets towards the center
of the Sun and the weight of bodies towards the center of the earth
has not, for its cause, either the attraction of M. Newton, or the
centrifugal force of the matter of the vortex according to M. Descartes;"
and he then goes on to assert that these forces are produced
by a perpetual torrent of matter tending to the center on
all sides, and carrying all bodies with it. Such a hypothesis is very
difficult to refute. It has been taken up in more modern times by
Le Sage[361], with some modifications; and may be made to account
for the principal facts of the universal gravitation of matter. The
great difficulty in the way of such a hypothesis is, the overwhelming
thought of the whole universe filled with torrents of an invisible but
material and tangible substance, rushing in every direction in infinitely
prolonged straight lines and with immense velocity. Whence
can such matter come, and whither can it go? Where can be its
perpetual and infinitely distant fountain, and where the ocean into
which it pours itself when its infinite course is ended? A revolving
whirlpool is easily conceived and easily supplied; but the
central torrent of Bernoulli, the infinite streams of particles of
Le Sage, are an explanation far more inconceivable than the thing
explained.
But however the hypothesis of vortices, or some hypothesis substituted
for it, was adjusted to explain the facts of attraction to
a center, this was really nearly all that was meant by a vortex
or a "tourbillon," when the system was applied. Thus in the case
of the last act of homage to the Cartesian theory which the French
Academy rendered in the distribution of its prizes, the designation
of a Cartesian Essay in 1741 (along with three Newtonian
ones) as worthy of a prize for an explanation of the Tides; the
difference of high and low water was not explained, as Descartes
has explained it, by the pressure, on the ocean, of the terrestrial
vortex, forced into a strait where it passes under the Moon; but
the waters were supposed to rise towards the Moon, the terrestrial
vortex being disturbed and broken by the Moon, and therefore less
effective in forcing them down. And in giving an account of a
Tourmaline from Ceylon (Acad. Sc. 1717), when it has been ascertained
that it attracts and repels substances, the writer adds, as
a matter of course, "It would seem that it has a vortex." As
another example, the elasticity of a body was ascribed to vortices
between its particles: and in general, as I have said, a vortex
implied what we now imply by speaking of a central force.
4. In the same manner vortices were ascribed to the Magnet,
in order to account for its attractions and repulsions. But we may
note a circumstance which gave a special turn to the hypothesis
of vortices as applied to this subject, and which may serve as a
further illustration of the manner in which a transition may be
made from one to the other of two rival hypotheses.
If iron filings be brought near a magnet, in such a manner
as to be at liberty to assume the position which its polar action
assigns to them; (for instance, by strewing them upon a sheet of
paper while the two poles of the magnet are close below the paper;)
they will arrange themselves in certain curves, each proceeding
from the N. to the S. pole of the magnet, like the meridians in
a map of the globe. It is easily shown, on the supposition of
magnetic attraction and repulsion, that these magnetic curves, as
they are termed, are each a curve whose tangent at every point is
the direction of a small line or particle, as determined by the
attraction and repulsion of the two poles. But if we suppose a
magnetic vortex constantly to flow out of one pole and into the
other, in streams which follow such curves, it is evident that such a
vortex, being supposed to exercise material pressure and impulse,
would arrange the iron filings in corresponding streams, and would
thus produce the phenomenon which I have described. And the
hypothesis of central torrents of Bernoulli or Le Sage which I have
referred to, would, in its application to magnets, really become this
hypothesis of a magnetic vortex, if we further suppose that the
matter of the torrents which proceed to one pole and from the
other, mingles its streams, so as at each point to produce a stream
in the resulting direction. Of course we shall have to suppose two
sets of magnetic torrents;—a boreal torrent, proceeding to the
north pole, and from the south pole of a magnet; and an austral
torrent proceeding to the south and from the north pole:—and
with these suppositions, we make a transition from the hypothesis
of attraction and repulsion, to the Cartesian hypothesis of vortices,
or at least, torrents, which determine bodies to their magnetic
positions by impulse.
Of course it is to be expected that, in this as in the other case,
when we follow the hypothesis of impulse into detail, it will need to
be loaded with so many subsidiary hypotheses, in order to accommodate
it to the phenomena, that it will no longer seem tenable.
But the plausibility of the hypothesis in its first application cannot
be denied:—for, it may be observed, the two opposite streams
would counteract each other so as to produce no local motion,
only direction. And this case may put us on our guard against
other suggestions of forces acting in curve lines, which may at
first sight appear to be discerned in magnetic and electric phenomena.
Probably such curve lines will all be found to be only
resulting lines, arising from the direct action and combination of
elementary attraction and repulsion.
5. There is another case in which it would not be difficult
to devise a mode of transition from one to the other of two rival
theories; namely, in the case of the emission theory and the undulation
theory of Light. Indeed several steps of such a transition
have already appeared in the history of optical speculation;
and the conclusive objection to the emission theory of light, as
to the Cartesian theory of vortices, is, that no amount of additional
hypotheses will reconcile it to the phenomena. Its defenders had
to go on adding one piece of machinery after another, as new
classes of facts came into view, till it became more complex and
unmechanical than the theory of epicycles and eccentrics at its
worst period. Otherwise, as I have said, there was nothing to
prevent the emission theory from migrating into the undulatory
theory, and as the theory of vortices did into the theory of attraction.
For the emissionists allow that rays may interfere; and
that these interferences may be modified by alternate fits in the
rays; now these fits are already a kind of undulation. Then again
the phenomena of polarized light show that the fits or undulations
must have a transverse character: and there is no reason why emitted
rays should not be subject to fits of transverse modification as
well as to any other fits. In short, we may add to the emitted rays
of the one theory, all the properties which belong to the undulations
of the other, and thus account for all the phenomena on the
emission theory; with this limitation only, that the emission will
have no share in the explanation, and the undulations will have
the whole. If, instead of conceiving the universe full of a stationary
ether, we suppose it to be full of etherial particles moving
in every direction; and if we suppose, in the one case and in the
other, this ether to be susceptible of undulations proceeding from
every luminous point; the results of the two hypotheses will be the
same; and all we shall have to say is, that the supposition of the
emissive motion of the particles is superfluous and useless.
6. This view of the manner in which rival theories pass into one
another appears to be so unfamiliar to those who have only slightly
attended to the history of science, that I have thought it might be
worth while to illustrate it by a few examples.
It might be said, for instance, by such persons[362], "Either the
planets are not moved by vortices, or they do not move by the law
by which heavy bodies fall. It is impossible that both opinions can
be true." But it appears, by what has been said above, that the
Cartesians did hold both opinions to be true; and one with just as
much reason as the other, on their assumptions. It might be said
in the same manner, "Either it is false that the planets are made to
describe their orbits by the above quasi-Cartesian theory of Bernoulli,
or it is false that they obey the Newtonian theory of gravitation."
But this would be said quite erroneously; for if the hypothesis
of Bernoulli be true, it is so because it agrees in its result
with the theory of Newton. It is not only possible that both
opinions may be true, but it is certain that if the first be so, the
second is. It might be said again, "Either the planets describe
their orbits by an inherent virtue, or according to the Newton
theory." But this again would be erroneous, for the Newtonian
doctrine decided nothing as to whether the force of gravitation
was inherent or not. Cotes held that it was, though Newton
strongly protested against being supposed to hold such an opinion.
The word inherent is no part of the physical theory, and will be
asserted or denied according to our metaphysical views of the
essential attributes of matter and force.
Of course, the possibility of two rival hypotheses being true,
one of which takes the explanation a step higher than the other,
is not affected by the impossibility of two contradictory assertions
of the same order of generality being both true. If there
be a new-discovered comet, and if one astronomer asserts that
it will return once in every twenty years, and another, that it
will return once in every thirty years, both cannot be right.
But if an astronomer says that though its interval was in the last
instance 30 years, it will only be 20 years to the next return, in
consequence of perturbation and resistance, he may be perfectly
right.
And thus, when different and rival explanations of the same
phenomena are held, till one of them, though long defended by
ingenious men, is at last driven out of the field by the pressure of
facts, the defeated hypothesis is transformed before it is extinguished.
Before it has disappeared, it has been modified so as to
have all palpable falsities squeezed out of it, and subsidiary provisions
added, in order to reconcile it with the phenomena. It has,
in short, been penetrated, infiltrated, and metamorphosed by the
surrounding medium of truth, before the merely arbitrary and erroneous
residuum has been finally ejected out of the body of permanent
and certain knowledge.
(Cam. Phil. Soc. May 21, 1849.)
The Newtonian doctrine of universal gravitation, as the cause of
the motions which take place in the solar system, is so entirely
established in our minds, and the fallacy of all the ordinary arguments
against it is so clearly understood among us, that it would
undoubtedly be deemed a waste of time to argue such questions in
this place, so far as physical truth is concerned. But since in other
parts of Europe, there are teachers of philosophy whose reputation
and influence are very great, and who are sometimes referred to
among our own countrymen as the authors of new and valuable
views of truth, and who yet reject the Newtonian opinions, and deny
the validity of the proofs commonly given of them, it may be worth
while to attend for a few minutes to the declarations of such
teachers, as a feature in the present condition of European philosophy.
I the more readily assume that the Cambridge Philosophical
Society will not think a communication on such a subject devoid of
interest, in consequence of the favourable reception which it has
given to philosophical speculations still more abstract, which I have
on previous occasions offered to it. I will therefore proceed to
make some remarks on the opinions concerning the Newtonian
doctrine of gravitation, delivered by the celebrated Hegel, of Berlin,
than whom no philosopher in modern, and perhaps hardly any even
in ancient times, has had his teaching received with more reverential
submission by his disciples, or been followed by a more numerous
and zealous band of scholars bent upon diffusing and applying his
principles.
The passages to which I shall principally refer are taken from one
of his works which is called the Encyclopædia (Encyklopädie), of
which the First Part is the Science of Logic, the Second, the Philosophy
of Nature, the Third, the Philosophy of Spirit. The Second Part,
with which I am here concerned, has for an aliter title, Lectures on
Natural Philosophy (Vorlesungen über Natur-philosophie), and
would through its whole extent offer abundant material for criticism,
by referring it to principles with which we are here familiar: but I
shall for the present confine myself to that part which refers to the
subject which I have mentioned, the Newtonian Doctrine of Gravitation,
§ 269, 270, of the work. Nor shall I, with regard to this
part, think it necessary to give a continuous and complete criticism
of all the passages bearing upon the subject; but only such specimens,
and such remarks thereon, as may suffice to show in a general
manner the value and the character of Hegel's declarations on such
questions. I do not pretend to offer here any opinion upon the
value and character of Hegel's philosophy in general: but I think
it not unlikely that some impression on that head may be suggested
by the examination, here offered, of some points in which we can
have no doubt where the truth lies; and I am not at all persuaded
that a like examination of many other parts of the Hegelian
Encyclopædia, would not confirm the impression which we shall
receive from the parts now to be considered.
Hegel both criticises the Newtonian doctrines, or what he states
as such; and also, not denying the truth of the laws of phenomena
which he refers to, for instance Kepler's laws, offers his own proof
of these laws. I shall make a few brief remarks on each of these
portions of the pages before me. And I would beg it to be understood
that where I may happen to put my remarks in a short, and
what may seem a peremptory form, I do so for the sake of saving
time; knowing that among us, upon subjects so familiar, a few
words will suffice. For the same reason, I shall take passages from
Hegel, not in the order in which they occur, but in the order in
which they best illustrate what I have to say. I shall do Hegel no
injustice by this mode of proceeding: for I will annex a faithful
translation, so far as I can make one, of the whole of the passages
referred to, with the context.
No one will be surprised that a German, or indeed any lover of
science, should speak with admiration of the discovery of Kepler's
laws, as a great event in the history of Astronomy, and a glorious
distinction to the discoverer. But to say that the glory of the discovery
of the proof of these laws has been unjustly transferred from
Kepler to Newton, is quite another matter. This is what Hegel
says (a)[363]. And we have to consider the reasons which he assigns
for saying so.
He says (b) that "it is allowed by mathematicians that the Newtonian
Formula maybe derived from the Keplerian laws," and hence
he seems to infer that the Newtonian law is not an additional truth.
That is, he does not allow that the discovery of the cause which
produces a certain phenomenal law is anything additional to the
discovery of the law itself.
"The Newtonian formula may be derived from the Keplerian
law." It was professedly so derived; but derived by introducing
the Idea of Force, which Idea and its consequences were not introduced
and developed till after Kepler's time.
"The Newtonian formula may be derived from the Keplerian
law." And the Keplerian law may be derived, and was derived,
from the observations of the Greek astronomers and their successors;
but was not the less a new and great discovery on that
account.
But let us see what he says further of this derivation of the Newtonian
"formula" from the Keplerian Law. It is evident that by
calling it a formula, he means to imply, what he also asserts, that it
is no new law, but only a new form (and a bad one) of a previously
known truth.
How is the Newtonian "formula," that is, the law of the inverse
squares of the central force, derived from the Keplerian law of the
cubes of the distances proportional to the squares of the times?
This, says Hegel, is the "immediate derivation." (c).—By Kepler's
law, A being the distance and T the periodic time, A3/T2 is constant.
But Newton calls A/T2 universal gravitation; whence it easily follows
that gravitation is inversely as A2.
This is Hegel's way of representing Newton's proof. Reading
it, any one who had never read the Principia might suppose that
Newton defined gravitation to be A/T2. We, who have read the
Principia, know that Newton proves that in circles, the central
force (not the universal gravitation) is as A/T2: that he proves this,
by setting out from the idea of force, as that which deflects a body
from the tangent, and makes it describe a curved line: and that in
this way, he passes from Kepler's laws of mere motion to his own
law of Force.
But Hegel does not see any value in this. Such a mode of
treating the subject he says (i) "offers to us a tangled web, formed
of the Lines of the mere geometrical construction, to which a
physical meaning of independent forces is given." That a measure
of forces is found in such lines as the sagitta of the arc described in
a given time, (not such a meaning arbitrarily given to them,) is
certainly true, and is very distinctly proved in Newton, and in all our
elementary books.
But, says Hegel, as further showing the artificial nature of the
Newtonian formulæ, (h) "Analysis has long been able to derive the
Newtonian expression and the laws therewith connected out of the
Form of the Keplerian Laws;" an assertion, to verify which he
refers to Francœur's Mécanique. This is apparently in order to show
that the "lines" of the Newtonian construction are superfluous.
We know very well that analysis does not always refer to visible
representations of such lines: but we know too, (and Francœur
would testify to this also,) that the analytical proofs contain equivalents
to the Newtonian lines. We, in this place, are too familiar
with the substitution of analytical for geometrical proofs, to be led
to suppose that such a substitution affects the substance of the
truth proved. The conversion of Newton's geometrical proofs of
his discoveries into analytical processes by succeeding writers, has
not made them cease to be discoveries: and accordingly, those
who have taken the most prominent share in such a conversion,
have been the most ardent admirers of Newton's genius and good
fortune.
So much for Newton's comparison of the Forces in different circular
orbits, and for Hegel's power of understanding and criticising
it. Now let us look at the motion in different parts of the same
elliptical orbit, as a further illustration of the value of Hegel's
criticism. In an elliptical orbit the velocity alternately increases
and diminishes. This follows necessarily from Kepler's law of the
equal description of the areas, and so Newton explains it. Hegel,
however, treats of this acceleration and retardation as a separate
fact, and talks of another explanation of it, founded upon Centripetal
and Centrifugal Force (o). Where he finds this explanation,
I know not; certainly not in Newton, who in the second and third
section of the Principia explains the variation of the velocity in a
quite different manner, as I have said; and nowhere, I think, employs
centrifugal force in his explanations. However, the notion
of centrifugal as acting along with centripetal force is introduced
in some treatises, and may undoubtedly be used with perfect truth
and propriety. How far Hegel can judge when it is so used, we
may see from what he says of the confusion produced by such an
explanation, which is, he says, a maximum. In the first place, he
speaks of the motion being uniformly accelerated and retarded in
an elliptical orbit, which, in any exact use of the word uniformly,
it is not. But passing by this, he proceeds to criticise an explanation,
not of the variable velocity of the body in its orbit, but of the
alternate access and recess of the body to and from the center.
Let us overlook this confusion also, and see what is the value of his
criticism on the explanation. He says (p), "according to this explanation,
in the motion of a planet from the aphelion to the perihelion,
the centrifugal is less than the centripetal force; and in the
perihelion itself the centripetal force is supposed suddenly to
become greater than the centrifugal;" and so, of course, the body
re-ascends to the aphelion.
Now I will not say that this explanation has never been given in
a book professing to be scientific; but I have never seen it given;
and it never can have been given but by a very ignorant and foolish
person. It goes upon the utterly unmechanical supposition that
the approach of a body to the center at any moment depends solely
upon the excess of the centripetal over the centrifugal force; and
reversely. But the most elementary knowledge of mechanics shows
us that when a body is moving obliquely to the distance from the
center, it approaches to or recedes from the center in virtue of this
obliquity, even if no force at all act. And the total approach to
the center is the approach due to this cause, plus the approach due
to the centripetal force, minus the recess due to the centrifugal force.
At the aphelion, the centripetal is greater than the centrifugal
force; and hence the motion becomes oblique; and then, the body
approaches to the center on both accounts, and approaches on
account of the obliquity of the path even when the centrifugal has
become greater than the centripetal force, which it becomes before
the body reaches the perihelion. This reasoning is so elementary,
that when a person who cannot see this, writes on the subject with
an air of authority, I do not see what can be done but to point out
the oversight and leave it.
But there is, says Hegel (q), another way of explaining the motion
by means of centripetal and centrifugal forces. The two forces
are supposed to increase and decrease gradually, according to different
laws. In this case, there must be a point where they are equal,
and in equilibrio; and this being the case, they will always continue
equal, for there will be no reason for their going out of equilibrium.
This, which is put as another mode of explanation, is, in fact, the
same mode; for, as I have already said, the centrifugal force, which
is less than the centripetal at the aphelion, becomes the greater of
the two before the perihelion; and there is an intermediate position,
at which the two forces are equal. But at this point, is there no
reason why, being equal, the forces should become unequal? Reason
abundant: for the body, being there, moves in a line oblique to the
distance, and so changes its distance; and the centripetal and centrifugal
force, depending upon the distance by different laws, they
forthwith become unequal.
But these modes of explanation, by means of the centripetal and
centrifugal forces and their relation, are not necessary to Newton's
doctrine, and are nowhere used by Newton; and undoubtedly much
confusion has been produced in other minds, as well as Hegel's, by
speaking of the centrifugal force, which is a mere intrinsic geometrical
result of a body's curvilinear motion round a center, in conjunction
with centripetal force, which is an extrinsic force, acting
upon the body and urging it to the center. Neither Newton, nor
any intelligent Newtonian, ever spoke of the centripetal and centrifugal
force as two distinct forces both extrinsic to the motion,
which Hegel accuses them of doing. (n)
I have spoken of the third and second of Kepler's laws; of Newton's
explanations of them, and of Hegel's criticism. Let us now,
in the same manner, consider the first law, that the planets move
in ellipses. Newton's proof that this was the result of a central
force varying inversely as the square of the distance, was the solution
of a problem at which his contemporaries had laboured in vain,
and is commonly looked upon as an important step. "But," says
Hegel, (d) "the proof gives a conic section generally, whereas the
main point which ought to be proved is, that the path of the body
is an ellipse only, not a circle or any other conic section." Certainly
if Newton had proved that a planet cannot move in a circle,
(which Hegel says he ought to have done), his system would have
perplexed astronomers, since there are planets which move in orbits
hardly distinguishable from circles, and the variation of the extremity
from planet to planet shows that there is nothing to prevent
the excentricity vanishing and the orbit becoming a circle.
"But," says Hegel again, (e) "the conditions which make the
path to be an ellipse rather than any other conic section, are empirical
and extraneous;—the supposed casual strength of the impulsion
originally received." Certainly the circumstances which
determine the amount of excentricity of a planet's orbit are derived
from experience, or rather, observation. It is not a part of
Newton's system to determine à priori what the excentricity of a
planet's orbit must be. A system that professes to do this will
undoubtedly be one very different from his. And as our knowledge
of the excentricity is derived from observation, it is, in that sense,
empirical and casual. The strength of the original impulsion is a
hypothetical and impartial way of expressing this result of observation.
And as we see no reason why the excentricity should be of
any certain magnitude, we see none why the fraction which expresses
the excentricity should not become as large as unity, that
is, why the orbit should not become a parabola; and accordingly,
some of the bodies which revolve about the same appear to move
in orbits of this form: so little is the motion in an ellipse, as Hegel
says, (f) "the only thing to be proved."
But Hegel himself has offered proof of Kepler's laws, to which,
considering his objections to Newton's proofs, we cannot help
turning with some curiosity.
And first, let us look at the proof of the Proposition which we
have been considering, that the path of a planet is necessarily an
ellipse. I will translate Hegel's language as well as I can; but
without answering for the correctness of my translation, since it
does not appear to me to conform to the first condition of translation,
of being intelligible. The translation however, such as it
is, may help us to form some opinion of the validity and value of
Hegel's proofs as compared with Newton's. (r)
"For absolutely uniform motion, the circle is the only path....
The circle is the line returning into itself in which all the radii
are equal; there is, for it, only one determining quantity, the
radius.
"But in free motion, the determination according to space and
to time come into view with differences. There must be a difference
in the spatial aspect in itself, and therefore the form requires
two determining quantities. Hence the form of the path
returning into itself is an ellipse."
Now even if we could regard this as reasoning, the conclusion
does not in the smallest degree follow. A curve returning into
itself and determined by two quantities, may have innumerable
forms besides the ellipse; for instance, any oval form whatever,
besides that of the conic section.
But why must the curve be a curve returning into itself? Hegel
has professed to prove this previously (m) from "the determination
of particularity and individuality of the bodies in general, so that
they have partly a center in themselves, and partly at the same
time their center in another." Without seeking to find any precise
meaning in this, we may ask whether it proves the impossibility of
the orbits with moveable apses, (which do not return into themselves,)
such as the planets (affected by perturbations) really do
describe, and such as we know that bodies must describe in all
cases, except when the force varies exactly as the square of the
distance? It appears to do so: and it proves this impossibility of
known facts at least as much as it proves anything.
Let us now look at Hegel's proof of Kepler's second law, that
the elliptical sectors swept by the radius vector are proportional to
the time. It is this: (s).
"In the circle, the arc or angle which is included by the two
radii is independent of them. But in the motion [of a planet] as
determined by the conception, the distance from the center and the
arc run over in a certain time must be compounded in one determination,
and must make out a whole. This whole is the sector,
a space of two dimensions. And hence the arc is essentially a
Function of the radius vector; and the former (the arc) being
unequal, brings with it the inequality of the radii."
As was said in the former case, if we could regard this as reasoning,
it would not prove the conclusion, but only, that the arc is
some function or other of the radii.
Hegel indeed offers (t) a reason why there must be an arc involved.
This arises, he says, from "the determinateness [of the
nature of motion], at one while as time in the root, at another
while as space in the square. But here the quadratic character of
the space is, by the returning of the line of motion into itself,
limited to a sector."
Probably my readers have had a sufficient specimen of Hegel's
mode of dealing with these matters. I will however add his proof
of Kepler's third law, that the cubes of the distances are as the
squares of the times.
Hegel's proof in this case (u) has a reference to a previous doctrine
concerning falling bodies, in which time and space have, he
says, a relation to each other as root and square. Falling bodies
however are the case of only half-free motion, and the determination
is incomplete.
"But in the case of absolute motion, the domain of free masses,
the determination attains its totality. The time as the root is a
mere empirical magnitude: but as a component of the developed
Totality, it is a Totality in itself: it produces itself, and therein has
a reference to itself. And in this process, Time, being itself the
dimensionless element, only comes to a formal identity with itself
and reaches the square: Space, on the other hand, as a positive
external relation, comes to the full dimensions of the conception of
space, that is, the cube. The Realization of the two conceptions
(space and time) preserves their original difference. This is the
third Keplerian law, the relation of the Cubes of the distances to
the squares of the times."
"And this," he adds, (v) with remarkable complacency, "represents
simply and immediately the reason of the thing:—while on
the contrary, the Newtonian Formula, by means of which the Law
is changed into a Law for the Force of Gravity, shows the distortion
and inversion of Reflexion, which stops half-way."
I am not able to assign any precise meaning to the Reflexion,
which is here used as a term of condemnation, applicable especially
to the Newtonian doctrine. It is repeatedly applied in the same
manner by Hegel. Thus he says, (g) "that what Kepler expresses
in a simple and sublime manner in the form of Laws of the Celestial
Motions, Newton has metamorphosed into the Reflexion-Form
of the Force of Gravitation."
Though Hegel thus denies Newton all merit with regard to the
explanation of Kepler's laws by means of the gravitation of the
planets to the sun, he allows that to the Keplerian Laws Newton
added the Principle of Perturbations (k). This Principle he accepts
to a certain extent, transforming the expression of it after his
peculiar fashion. "It lies," he says, (l) "in this: that matter in
general assigns a center for itself: the collective bodies of the system
recognise a reference to their sun, and all the individual bodies,
according to the relative positions into which they are brought by
their motions, form a momentary relation of their gravity towards
each other."
This must appear to us a very loose and insufficient way of
stating the Principle of Perturbations, but loose as it is, it recognises
that the Perturbations depend upon the gravity of the planets one
to another, and to the sun. And if the Perturbations depend upon
these forces, one can hardly suppose that any one who allows this
will deny that the primary undisturbed motions depend upon these
forces, and must be explained by means of them; yet this is what
Hegel denies.
It is evident, on looking at Hegel's mode of reasoning on such
subjects, that his views approach towards those of Aristotle and the
Aristotelians; according to which motions were divided into natural
and unnatural;—the celestial motions were circular and uniform
in their nature;—and the like. Perhaps it may be worth
while to show how completely Hegel adheres to these ancient
views, by an extract from the additions to the Articles on Celestial
Motions, made in the last edition of the Encyclopædia. He
says (w),
"The motion of the heavenly bodies is not a being pulled this
way and that, as is imagined (by the Newtonians). They go along,
as the ancients said, like blessed gods. The celestial conformity is
not such a one as has the principle of rest or motion external to
itself. It is not right to say because a stone is inert, and the whole
earth consists of stones, and the other heavenly bodies are of the
same nature as the earth, therefore the heavenly bodies are inert.
This conclusion makes the properties of the whole the same as
those of the part. Impulse, Pressure, Resistance, Friction, Pulling,
and the like, are valid only for other than celestial matter."
There can be no doubt that this is a very different doctrine from
that of Newton.
I will only add to these specimens of Hegel's physics, a specimen
of the logic by which he refutes the Newtonian argument which
has just been adduced; namely, that the celestial bodies are matter,
and that matter, as we see in terrestrial matter, is inert. He
says (x),
"Doubtless both are matter, as a good thought and a bad thought
are both thoughts; but the bad one is not therefore good, because
it is a thought."
Hegel. Encyclopædia (2nd Ed. 1827), Part XI. p. 250.
C. Absolute Mechanics.
§ 269.
Gravitation is the true and determinate conception of material
Corporeity, which (Conception) is realized to the Idea (zur
Idee). General Corporeity is separable essentially into particular
Bodies, and connects itself with the Element of Individuality or
subjectivity, as apparent (phenomenal) presence in the Motion,
which by this means is immediately a system of several Bodies.
Universal gravitation must, as to itself, be recognised as a profound
thought, although it was principally as apprehended in the
sphere of Reflexion that it eminently attracted notice and confidence
on account of the quantitative determinations therewith connected,
and was supposed to find its confirmation in Experiments
(Erfahrung) pursued from the Solar System down to the phenomena
of Capillary Tubes.—But Gravitation contradicts immediately the
Law of Inertia, for in virtue of it (Gravitation) matter tends out of
itself to the other (matter).—In the Conception of Weight, there
are, as has been shown, involved the two elements—Self-existence,
and Continuity, which takes away self-existence. These elements
of the Conception, however, experience a fate, as particular forces,
corresponding to Attractive and Repulsive Force, and are thereby
apprehended in nearer determination, as Centripetal and Centrifugal
Force, which (Forces) like weight, act upon Bodies, independent
of each other, and are supposed to come in contact accidentally
in a third thing, Body. By this means, what there is of profound
in the thought of universal weight is again reduced to nothing;
and Conception and Reason cannot make their way into the doctrine
of absolute motion, so long as the so highly-prized discoveries
of Forces are dominant there. In the conclusion which contains the
Idea of Weight, namely, [contains this Idea] as the Conception
which, in the case of motion, enters into external Reality through
the particularity of the Bodies, and at the same time into this
[Reality] and into their Ideality and self-regarding Reflexion,
(Reflexion-in-sich), the rational identity and inseparability of the
elements is involved, which at other times are represented as independent.
Motion itself, as such, has only its meaning and existence
in a system of several bodies, and those, such as stand in relation to
each other according to different determinations.
§ 270.
As to what concerns bodies in which the conception of gravity
(weight) is realized free by itself, we say that they have for the
determinations of their different nature the elements (momente) of
their conception. One [conception of this kind] is the universal
center of the abstract reference [of a body] to itself. Opposite to
this [conception] stands the immediate, extrinsic, centerless Individuality,
appearing as Corporeity similarly independent. Those
[Bodies] however which are particular, which stand in the determination
of extrinsic, and at the same time of intrinsic relation, are
centers for themselves, and [also] have a reference to the first as to
their essential unity.
The Planetary Bodies, as the immediately concrete, are
in their existence the most complete. Men are accustomed
to take the Sun as the most excellent, inasmuch as the understanding
prefers the abstract to the concrete, and in like
manner the fixed stars are esteemed higher than the Bodies
of the Solar System. Centerless Corporeity, as belonging to
externality, naturally separates itself into the opposition of the
lunar and the cometary Body. The laws of absolutely free
motion, as is well known, were discovered by Kepler;—a discovery
of immortal fame. Kepler has proved these laws in
this sense, that for the empirical data he found their general
expression. Since then, it has become a common way of
|(a)|speaking to say that Newton first found out the proof of these
Laws. It has rarely happened that fame has been more unjustly
transferred from the first discoverer to another person.
On this subject I make the following remarks.
1. That it is allowed by Mathematicians that the Newtonian
Formulæ may be derived from the Keplerian Laws.
|(b)|The completely immediate derivation is this: In the third
|(c)|Keplerian Law, A3/T2 is the constant quantity. This being put
as A.A2/T2 and calling, with Newton, A/T2 universal Gravitation,
his expression of the effect of gravity in the reciprocal
ratio of the square of the distances is obvious.
|(d)|2. That the Newtonian proof of the Proposition that a body
subjected to the Law of Gravitation moves about the central
body in an Ellipse, gives a Conic Section generally, while the
main Proposition which ought to be proved is that the fall
of such a Body is not a Circle or any other Conic Section,
but an Ellipse only. Moreover, there are objections which
may be made against this proof in itself (Princ. Math. I. 1.
Sect. II. Prop. 1); and although it is the foundation of the
Newtonian Theory, analysis has no longer any need of it.
The conditions which in the sequel make the path of the
Body to a determinate Conic Section, are referred to an empirical
circumstance, namely, a particular position of the Body
at a determined moment of time, and the casual strength of an
|(f)|impulsion which it is supposed to have received originally; so
that the circumstance which makes the Curve be an Ellipse,
which alone ought to be the thing proved, is extraneous to the
Formula.
3. That the Newtonian Law of the so-called Force of Gravitation
is in like manner only proved from experience by Induction.
|(g)|The sum of the difference is this, that what Kepler expressed
in a simple and sublime manner in the Form of Laws
of the Celestial Motions, Newton has metamorphosed into the
Reflection-Form of the Force of Gravitation. If the Newtonian
Form has not only its convenience but its necessity
in reference to the analytical method, this is only a difference
|(h)|of the mathematical formulæ; Analysis has long been able to
derive the Newtonian expression, and the Propositions therewith
connected, out of the Form of the Keplerian Laws; (on
this subject I refer to the elegant exposition in |(i)|Francœur's
Traité Elém. de Mécanique, Liv. II. Ch. xi. n. 4.)—The old
method of so-called proof is conspicuous as offering to us a
tangled web, formed of the Lines of the mere geometrical
construction, to which a physical meaning of independent
Forces is given; and of empty Reflexion-determinations of
the already mentioned Accelerating Force and Vis Inertiæ,
and especially of the relation of the so-called gravitation itself
to the centripetal force and centrifugal force, and so on.
The remarks which are here made would undoubtedly have
need of a further explication to show how well founded they
are: in a Compendium, propositions of this kind which do not
agree with that which is assumed, can only have the shape of
assertions. Indeed, since they contradict such high authorities,
they must appear as something worse, as presumptuous
assertions. I will not, on this subject, support myself by saying,
by the bye, that an interest in these subjects has occupied
me for 25 years; but it is more precisely to the purpose to
remark, that the distinctions and determinations which Mathematical
Analysis introduces, and the course which it must
take according to its method, is altogether different from that
which a physical reality must have. The Presuppositions, the
Course, and the Results, which the Analysis necessarily has
and gives, remain quite extraneous to the considerations which
determine the physical value and the signification of those determinations
and of that course. To this it is that attention
should be directed. We have to do with a consciousness
relative to the deluging of physical Mechanics with an inconceivable
(unsäglichen) Metaphysic, which—contrary to experience
and conception—has those mathematical determinations
alone for its source.
It is recognized that what Newton—besides the foundation
of the analytical treatment, the development of which, by the
bye, has of itself rendered superfluous, or indeed rejected
much which belonged to Newton's essential Principles and
glory—has added to the Keplerian Laws is the Principle of
Perturbations,—a Principle whose importance we may here
accept thus far (hier in sofern anzuführen ist); namely, so
|(k)|far as it rests upon the Proposition that the so-called attraction
is an operation of all the individual parts of bodies, as
being material. |(l)|It lies in this, that matter in general assigns
a center for itself (sich das centrum setzt), and the figure of
the body is an element in the determination of its place; that
collective bodies of the system recognize a reference to their
Sun (sich ihre Sonne setzen), but also the individual bodies
themselves, according to the relative position with regard to
each other into which they come by their general motion,
form a momentary relation of their gravity (schwere) towards
each other, and are related to each other not only in abstract
spatial relations, but at the same time assign to themselves a
joint center, which however is again resolved [into the general
center] in the universal system.
As to what concerns the features of the path, to show how
the fundamental determinations of Free Motion are connected
with the Conception, cannot here be undertaken in a satisfactory
and detailed manner, and must therefore be left to its fate.
The proof from reason of the quantitative determinations of
free motion can only rest upon the determinations of Conceptions
of space and time, the elements whose relation (intrinsic
not extrinsic) motion is.
|(m)|That, in the first place, the motion in general is a motion
returning into itself, is founded on the determination of particularity
and individuality of the bodies in general (§ 269), so that
partly they have a center in themselves, and partly at the same
time their center in another. These are the determinations of
Conceptions which form the basis of the false representatives
|(n)|of Centripetal Force and Centrifugal Force, as if each of
these were self-existing, extraneous to the other, and independent
of it; and as if they only came in contact in their
operations and consequently externally. They are, as has
already been mentioned, the Lines which must be drawn for
the mathematical determinations, transformed into physical
realities.
Further, this motion is uniformly accelerated, (and—as
returning into itself—in turn uniformly retarded). In motion
as free, Time and Space enter as different things which are to
make themselves effective in the determination of the motion
|(o)|(§ 266, note). In the so-called Explanation of the uniformly
accelerated and retarded motion, by means of the alternate
decrease and increase of the magnitude of the Centripetal
Force and Centrifugal Force, the confusion which the assumption
of such independent Forces produces is at its greatest
|(p)|height. According to this explanation, in the motion of a
Planet from the Aphelion to the Perihelion, the centrifugal
is less than the centripetal force, and on the contrary, in the
Perihelion itself, the centrifugal force is supposed to become
greater than the centripetal. For the motion from the Perihelion
to the Aphelion, this representation makes the forces
pass into the opposite relation in the same manner. It is apparent
that such a sudden conversion of the preponderance
which a force has obtained over another, into an inferiority to
the other, cannot be anything taken out of the nature of
Forces. On the contrary it must be concluded, that a preponderance
which one Force has obtained over another must
not only be preserved, but must go onwards to the complete
annihilation of the other Force, and the motion must either,
by the Preponderance of the Centripetal Force, proceed till it
ends in rest, that is, in the Collision of the Planet with the
Central Body, or till by the Preponderance of the Centrifugal
|(q)|Force it ends in a straight line. But now, if in place of the
suddenness of the conversion, we suppose a gradual increase
of the Force in question, then, since rather the other Force
ought to be assumed as increasing, we lose the opposition
which is assumed for the sake of the explanation; and if the
increase of the one is assumed to be different from that of the
other, (which is the case in some representations,) then there
is found at the mean distance between the apsides a point in
which the Forces are in equilibrio. And the transition of the
Forces out of Equilibrium is a thing just as little without any
sufficient reason as the aforesaid suddenness of inversion.
And in the whole of this kind of explanation, we see that the
mode of remedying a bad mode of dealing with a subject leads
to newer and greater confusion.—A similar confusion makes
its appearance in the explanation of the phænomenon that
the pendulum oscillates more slowly at the equator. This
phænomenon is ascribed to the Centrifugal Force, which it is
asserted must then be greater; but it is easy to see that we
may just as well ascribe it to the augmented gravity, inasmuch
as that holds the pendulum more strongly to the perpendicular
line of rest.
§ 240.
|(r)|And now first, as to what concerns the Form of the Path,
the Circle only can be conceived as the path of an absolutely
uniform motion. Conceivable, as people express it, no doubt
it is, that an increasing and diminishing motion should take
place in a circle. But this conceivableness or possibility means
only an abstract capability of being represented, which leaves
out of sight that Determinate Thing on which the question
turns.
The Circle is the line returning into itself in which all the
radii are equal, that is, it is completely determined by means of
the radius. There is only one Determination, and that is the
whole Determination.
But in free motion, in which the Determinations according
to space and according to time come into view with Differences,
in a qualitative relation to each other, this Relation
appears in the spatial aspect as a Difference thereof in itself,
which therefore requires two Determinations. Hereby the
Form of the path returning into itself is essentially an
Ellipse.
|(s)|The abstract Determinations which produces the circle
appears also in this way, that the arc or angle which is included
by two Radii is independent of them, a magnitude with
regard to them completely empirical. But since in the motion
as determined by the Conception, the distance from the
center, and the arc which is run over in a certain time, must
be comprehended in one determinateness, [and] make out a
whole, this is the sector, a space-determination of two dimensions:
in this way, the arc is essentially a Function of the
Radius Vector; and the former (the arc) being unequal, brings
with it the inequality of the Radii. That the determination
with regard to the space by means of the time appears as a
Determination of two Dimensions,—as a Superficies-Determination,—agrees
|(t)|with what was said before (§ 266) respecting
Falling Bodies, with regard to the exposition of the same
Determinateness, at one while as Time in the root, at another
while as Space in the Square. Here, however, the Quadratic
character of the space is, by the returning of the Line of
motion into itself, limited to a Sector. These are, as may be
seen, the general principles on which the Keplerian Law, that
in equal times equal sectors are cut off, rests.
This Law becomes, as is clear, only the relation of the arc
to the Radius Vector, and the Time enters there as the abstract
Unity, in which the different Sectors are compared, because
as Unity it is the Determining Element. But the further
relation is that of the Time, not as Unity, but as a Quantity
in general,—as the time of Revolution—to the magnitude of
the Path, or, what is the same thing, the distance from the
center. As Root and Square, we saw that Time and Space
had a relation to each other, in the case of Falling Bodies, the
case of half-free motion—because that [motion] is determined
on one side by the conception, on the other by external
[conditions]. But in the case of absolute motion—the domain
|(u)|of free masses—the determination attains its Totality. The
Time as the Root is a mere empirical magnitude; but as a
component (moment) of the developed Totality, it is a Totality
in itself,—it produces itself, and therein has a reference to
itself; as the Dimensionless Element in itself, it only comes
to a formal identity with itself, the Square; Space, on the
other hand, as the positive Distribution (aussereinander)
[comes] to the Dimension of the Conception, the Cube. Their
|(v)|Realization preserves their original difference. This is the
third Keplerian Law, the relation of the Cubes of the Distances
to the Squares of the Times;—a Law which is so great
on this account, that it represents so simply and immediately
Reason as belonging to the thing: while on the contrary the
Newtonian Formula, by means of which the Law is changed
into a Law for the Force of Gravity, shows the Distortion,
Perversion and Inversion of Reflexion which stops half-way.
Additions to new Edition. § 269.
The center has no sense without the circumference, nor the
circumference without the center. This makes all physical
hypotheses vanish which sometimes proceed from the center,
sometimes from the particular bodies, and sometimes assign
this, sometimes that, as the original [cause of motion] ... It is
silly (läppisch) to suppose that the centrifugal force, as a
tendency to fly off in a Tangent, has been produced by a
lateral projection, a projectile force, an impulse which they
have retained ever since they set out on their journey (von
Haus aus). Such casualty of the motion produced by external
causes belongs to inert matter; as when a stone fastened
to a thread which is thrown transversely tries to fly
from the thread. We are not to talk in this way of Forces.
If we will speak of Force, there is one Force, whose elements
do not draw bodies to different sides as if they were two
|(w)|Forces. The motion of the heavenly bodies is not a being
pulled this way or that, such as is thus imagined; it is free
motion: they go along, as the ancients said, as blessed Gods
(sie gehen als selige Götter einher). The celestial corporeity
is not such a one as has the principle of rest or motion external
to itself. Because stone is inert, and all the earth
consists of stones, and the other heavenly bodies are of the
same nature,—is a conclusion which makes the properties of
the whole the same as those of the part. Impulse, Pressure,
Resistance, Friction, Pulling, and the like, are valid only for
|(x)|an existence of matter other than the celestial. Doubtless
that which is common to the two is matter, as a good thought
and a bad thought are both thoughts; but the bad one is not
therefore good, because it is a thought.
(Cam. Phil. Soc. Feb. 22, 1841.)
The discussion of the nature of the grounds and proofs of the
most general propositions which the physical sciences include,
belongs rather to Metaphysics than to that course of experimental
and mathematical investigation by which the sciences are formed.
But such discussions seem by no means unfitted to occupy the attention
of the cultivators of physical science. The ideal, as well as
the experimental side of our knowledge must be carefully studied
and scrutinized, in order that its true import may be seen; and
this province of human speculation has been perhaps of late unjustly
depreciated and neglected by men of science. Yet it can be
prosecuted in the most advantageous manner by them only: for no
one can speculate securely and rightly respecting the nature and
proofs of the truths of science without a steady possession of some
large and solid portions of such truths. A man must be a mathematician,
a mechanical philosopher, a natural historian, in order
that he may philosophize well concerning mathematics, and mechanics,
and natural history; and the mere metaphysician who
without such preparation and fitness sets himself to determine
the grounds of mathematical or mechanical truths, or the principles
of classification, will be liable to be led into error at every
step. He must speculate by means of general terms, which he will
not be able to use as instruments of discovering and conveying
philosophical truth, because he cannot, in his own mind, habitually
and familiarly, embody their import in special examples.
Acting upon such views, I have already laid before the Philosophical
Society of Cambridge essays on such subjects as I here refer
to; especially a memoir "On the Nature of the Truth of the Laws
of Motion," which was printed by the Society in its Transactions.
This memoir appears to have excited in other places, notice of such
a kind as to show that the minds of many speculative persons are
ready for and inclined towards the discussion of such questions.
I am therefore the more willing to bring under consideration
another subject of a kind closely related to the one just mentioned.
The general questions which all such discussions suggest, are
(in the existing phase of English philosophy) whether certain proposed
scientific truths, (as the laws of motion,) be necessary truths;
and if they are necessary, (which I have attempted to show that in
a certain sense they are,) on what ground their necessity rests.
These questions may be discussed in a general form, as I have
elsewhere attempted to show. But it may be instructive also to
follow the general arguments into the form which they assume in
special cases; and to exhibit, in a distinct shape, the incongruities
into which the opposite false doctrine leads us, when applied to particular
examples. This accordingly is what I propose to do in the
present memoir, with regard to the proposition stated at the head
of this paper, namely, that all matter is heavy.
At first sight it may appear a doctrine altogether untenable to
assert that this proposition is a necessary truth: for, it may be
urged, we have no difficulty in conceiving matter which is not
heavy; so that matter without weight is a conception not inconsistent
with itself; which it must be if the reverse were a necessary
truth. It may be added, that the possibility of conceiving matter
without weight was shown in the controversy which ended in the
downfall of the phlogiston theory of chemical composition; for
some of the reasoners on this subject asserted phlogiston to be a
body with positive levity instead of gravity, which hypothesis, however
false, shows that such a supposition is possible. Again, it
may be said that weight and inertia are two separate properties
of matter: that mathematicians measure the quantity of matter
by the inertia, and that we learn by experiment only that the
weight is proportional to the inertia; Newton's experiments with
pendulums of different materials having been made with this very
object.
I proceed to reply to these arguments. And first, as to the
possibility of conceiving matter without weight, and the argument
thence deduced, that the universal gravity of matter is not a necessary
truth, I remark, that it is indeed just, to say that we cannot
even distinctly conceive the contrary of a necessary truth to be
true; but that this impossibility can be asserted only of those perfectly
distinct conceptions which result from a complete development
of the fundamental idea and its consequences. Till we reach
this stage of development, the obscurity and indistinctness may
prevent our perceiving absolute contradictions, though they exist.
We have abundant store of examples of this, even in geometry and
arithmetic; where the truths are universally allowed to be necessary,
and where the relations which are impossible, are also inconceivable,
that is, not conceivable distinctly. Such relations, though
not distinctly conceivable, still often appear conceivable and possible,
owing to the indistinctness of our ideas. Who, at the first
outset of his geometrical studies, sees any impossibility in supposing
the side and the diagonal of a square to have a common measure?
Yet they can be rigorously proved to be incommensurable,
and therefore the attempt distinctly to conceive a common measure
of them must fail. The attempts at the geometrical duplication of
the cube, and the supposed solutions, (as that of Hobbes,) have
involved absolute contradictions; yet this has not prevented their
being long and obstinately entertained by men, even of minds acute
and clear in other respects. And the same might be shewn to
be the case in arithmetic. It is plain, therefore, that we cannot,
from the supposed possibility of conceiving matter without weight,
infer that the contrary may not be a necessary truth.
Our power of judging, from the compatibility or incompatibility
of our conceptions, whether certain propositions respecting the
relations of ideas are true or not, must depend entirely, as I have
said, upon the degree of development which such ideas have undergone
in our minds. Some of the relations of our conceptions on
any subject are evident upon the first steady contemplation of the
fundamental idea by a sound mind: these are the axioms of the
subject. Other propositions may be deduced from the axioms by
strict logical reasoning. These propositions are no less necessary
than the axioms, though to common minds their evidence is very
different. Yet as we become familiar with the steps by which these
ulterior truths are deduced from the axioms, their truth also becomes
evident, and the contrary becomes inconceivable. When a
person has familiarized himself with the first twenty-six propositions
of Euclid, and not till then, it becomes evident to him, that
parallelograms on the same base and between the same parallels
are equal; and he cannot even conceive the contrary. When he
has a little further cultivated his geometrical powers, the equality
of the square on the hypothenuse of a right-angled triangle to the
squares on the sides, becomes also evident; the steps by which it is
demonstrated being so familiar to the mind as to be apprehended
without a conscious act. And thus, the contrary of a necessary
truth cannot be distinctly conceived; but the incapacity of forming
such a conception is a condition which depends upon cultivation,
being intimately connected with the power of rapidly and clearly
perceiving the connection of the necessary truth under consideration
with the elementary principles on which it depends. And thus,
again, it may be that there is an absolute impossibility of conceiving
matter without weight; but then, this impossibility may not be
apparent, till we have traced our fundamental conceptions of matter
into some of their consequences.
The question then occurs, whether we can, by any steps of reasoning,
point out an inconsistency in the conception of matter
without weight. This I conceive we may do, and this I shall
attempt to show.
The general mode of stating the argument is this:—the quantity
of matter is measured by those sensible properties of matter which
undergo quantitative addition, subtraction and division, as the matter
is added, subtracted and divided. The quantity of matter cannot
be known in any other way. But this mode of measuring the
quantity of matter, in order to be true at all, must be universally
true. If it were only partially true, the limits within which it is
to be applied would be arbitrary; and therefore the whole procedure
would be arbitrary, and, as a method of obtaining philosophical
truth, altogether futile.
We may unfold this argument further. Let the contrary be supposed,
of that which we assert to be true: namely, let it be supposed
that while all other kinds of matter are heavy (and of course
heavy in proportion to the quantity of matter), there is one kind of
matter which is absolutely destitute of weight; as, for instance,
phlogiston, or any other element. Then where this weightless
element (as we may term it) is mixed with weighty elements, we
shall have a compound, in which the weight is no longer proportional
to the quantity of matter. If, for example, 2 measures of
heavy matter unite with one measure of phlogiston, the weight is
as 2, and the quantity of matter as 3. In all such cases, therefore,
the weight ceases to be the measure of the quantity of matter.
And as the proportion of the weighty and the weightless matter
may vary in innumerable degrees in such compounds, the weight
affords no criterion at all of the quantity of matter in them. And
the smallest admixture of the weightless element is sufficient to
prevent the weight from being taken as the measure of the quantity
of matter.
But on this hypothesis, how are we to distinguish such compounds
from bodies consisting purely of heavy matter? How are
we to satisfy ourselves that there is not, in every body, some admixture,
small or great, of the weightless element? If we call this
element phlogiston, how shall we know that the bodies with which
we have to do are, any of them, absolutely free from phlogiston?
We cannot refer to the weight for any such assurance; for by
supposition the presence and absence of phlogiston makes no difference
in the weight. Nor can any other properties secure us at
least from a very small admixture; for to assert that a mixture of
1 in 100 or 1 in 10 of phlogiston would always manifest itself in
the properties of the body, must be an arbitrary procedure, till we
have proved this assertion by experiment: and we cannot do this
till we have learnt some mode of measuring the quantities of matter
in bodies and parts of bodies; which is exactly what we question
the possibility of, in the present hypothesis.
Thus, if we assume the existence of an element, phlogiston,
devoid of weight, we cannot be sure that every body does not contain
some portion of this element; while we see that if there be an
admixture of such an element, the weight is no longer any criterion
of the quantity of matter. And thus we have proved, that if there
be any kind of matter which is not heavy, the weight can no longer
avail us, in any case or to any extent, as a measure of the quantity
of matter.
I may remark, that the same conclusion is easily extended to the
case in which phlogiston is supposed to have absolute levity; for in
that case, a certain mixture of phlogiston and of heavy matter
would have no weight, and might be substituted for phlogiston in
the preceding reasoning.
I may remark, also, that the same conclusion would follow by
the same reasoning, if any kind of matter, instead of being void of
weight, were heavy, indeed, but not so heavy, in proportion to its
quantity of matter, as other kinds.
On all these hypotheses there would be no possibility of measuring
quantity of matter by weight at all, in any case, or to any extent.
But it may be urged, that we have not yet reduced the hypothesis
of matter without weight to a contradiction; for that mathematicians
measure quantity of matter, not by weight, but by the
other property, of which we have spoken, inertia.
To this I reply, that, practically speaking, quantity of matter is
always measured by weight, both by mechanicians and chemists:
and as we have proved that this procedure is utterly insecure in all
cases, on the hypothesis of weightless matter, the practice rests
upon a conviction that the hypothesis is false. And yet the practice
is universal. Every experimenter measures quantity of matter
by the balance. No one has ever thought of measuring quantity of
matter by its inertia practically: no one has constructed a measure
of quantity of matter in which the matter produces its indications
of quantity by its motion. When we have to take into account the
inertia of a body, we inquire what its weight is, and assume this as
the measure of the inertia; but we never take the contrary course,
and ascertain the inertia first in order to determine by that means
the weight.
But it may be asked, Is it not then true, and an important
scientific truth, that the quantity of matter is measured by the
inertia? Is it not true, and proved by experiment, that the weight
is proportional to the inertia? If this be not the result of Newton's
experiments mentioned above, what, it may be demanded, do they
prove?
To these questions I reply: It is true that quantity of matter is
measured by the inertia, for it is true that inertia is as the quantity
of matter. This truth is indeed one of the laws of motion. That
weight is proportional to inertia is proved by experiment, as far as
the laws of motion are so proved: and Newton's experiments prove
one of the laws of motion, so far as any experiments can prove
them, or are needed to prove them.
That inertia is proportional to weight, is a law equivalent to that
law which asserts, that when pressure produces motion in a given
body, the velocity produced in a given time is as the pressure. For
if the velocity be as the pressure, when the body is given, the
velocity will be constant if the inertia also be as the pressure. For
the inertia is understood to be that property of bodies to which,
ceteris paribus, the velocity impressed is inversely proportional. One
body has twice as much inertia as another, if, when the same force
acts upon it for the same time, it acquires but half the velocity.
This is the fundamental conception of inertia.
In Newton's pendulum experiments, the pressure producing motion
was a certain resolved part of the weight, and was proportional
to the weight. It appeared by the experiments, that whatever were
the material of which the pendulum was formed, the rate of oscillation
was the same; that is, the velocity acquired was the same.
Hence the inertia of the different bodies must have been in each
case as the weight: and thus this assertion is true of all different
kinds of bodies.
Thus it appears that the assertion, that inertia is universally
proportional to weight, is equivalent to the law of motion, that the
velocity is as the pressure. The conception of inertia (of which,
as we have said, the fundamental conception is, that the velocity
impressed is inversely proportional to the inertia,) connects the
two propositions so as to make them identical.
Hence our argument with regard to the universal gravity of
matter brings us to the above law of motion, and is proved by
Newton's experiments in the same sense in which that law of motion
is so proved.
Perhaps some persons might conceive that the identity of weight
and inertia is obvious at once; for both are merely resistance to
motion;—inertia, resistance to all motion (or change of motion)—weight,
resistance to motion upwards.
But there is a difference in these two kinds of resistance to
motion. Inertia is instantaneous, weight is continuous resistance.
Any momentary impulse which acts upon a free body overcomes its
inertia, for it changes its motion; and this change once effected,
the inertia opposes any return to the former condition, as well as
any additional change. The inertia is thus overcome by a momentary
force. But the weight can only be overcome by a continuous
force like itself. If an impulse act in opposition to the weight, it
may for a moment neutralize or overcome the weight; but if it be
not continued, the weight resumes its effect, and restores the condition
which existed before the impulse acted.
But weight not only produces rest, when it is resisted, but motion,
when it is not resisted. Weight is measured by the reaction
which would balance it; but when unbalanced, it produces motion,
and the velocity of this motion increases constantly. Now what
determines the velocity thus produced in a given time, or its rate of
increase? What determines it to have one magnitude rather than
another? To this we must evidently reply, the inertia. When
weight produces motion, the inertia is the reaction which makes the
motion determinate. The accumulated motion produced by the
action of unbalanced weight is as determinate a condition as the
equilibrium produced by balanced weight. In both cases the condition
of the body acted on is determined by the opposition of the
action and reaction.
Hence inertia is the reaction which opposes the weight, when
unbalanced. But by the conception of action and reaction, (as
mutually determining and determined,) they are measured by each
other: and hence the inertia is necessarily proportional to the
weight.
But when we have reached this conclusion, the original objection
may be again urged against it. It may be said, that there must be
some fallacy in this reasoning, for it proves a state of things to be
necessary when we can so easily conceive a contrary state of things.
Is it denied, the opponent may ask, that we can readily imagine
a state of things in which bodies have no weight? Is not the
uniform tendency of all bodies in the same direction not only not
necessary, but not even true? For they do in reality tend, not
with equal forces in parallel lines, but to a center with unequal
forces, according to their position: and we can conceive these
differences of intensity and direction in the force to be greater
than they really are; and can with equal ease suppose the force to
disappear altogether.
To this I reply, that certainly we may conceive the weight of
bodies to vary in intensity and direction, and by an additional effort
of imagination, may conceive the weight to vanish: but that in all
these suppositions, even in the extreme one, we must suppose the
rule to be universal. If any bodies have weight, all bodies must
have weight. If the direction of weight be different in different
points, this direction must still vary according to the law of continuity;
and the same is true of the intensity of the weight. For if
this were not so, the rest and motion, the velocity and direction,
the permanence and change of bodies, as to their mechanical condition,
would be arbitrary and incoherent: they would not be subject
to mechanical ideas; that is, not to ideas at all: and hence
these conditions of objects would in fact be inconceivable. In
order that the universe may be possible, that is, may fall under the
conditions of intelligible conceptions, we must be able to conceive a
body at rest. But the rest of bodies (except in the absolute negation
of all force) implies the equilibrium of opposite forces. And
one of these opposite forces must be a general force, as weight, in
order that the universe may be governed by general conditions.
And this general force, by the conception of force, may produce
motion, as well as equilibrium; and this motion again must be
determined, and determined by general conditions; which cannot
be, except the communication of motion be regulated by an inertia
proportional to the weight.
But it will be asked, Is it then pretended that Newton's experiment,
by which it was intended to prove inertia proportional to
weight, does really prove nothing but what may be demonstrated à
priori? Could we know, without experiment, that all bodies,—gold,
iron, wood, cork,—have inertia proportional to their weight?
And to this we reply, that experiment holds the same place in the
establishment of this, as of the other fundamental doctrines of
mechanics. Intercourse with the external world is requisite for
developing our ideas; measurement of phenomena is needed to fix
our conceptions and to render them precise: but the result of our
experimental studies is, that we reach a position in which our convictions
do not rest upon experiment. We learn by observation
truths of which we afterwards see the necessity. This is the case
with the laws of motion, as I have repeatedly endeavoured to show.
The same will appear to be the case with the proposition, that
bodies of different kinds have their inertia proportional to their
weight.
For bodies of the same kind have their inertia proportional to
their weight, both quantities being proportional to the quantity of
matter. And if we compress the same quantity of matter into half
the space, neither the weight nor the inertia is altered, because
these depend on the quantity of matter alone. But in this way we
obtain a body of twice the density; and in the same manner we
obtain a body of any other density. Therefore whatever be the
density, the inertia is proportional to the quantity of matter. But
the mechanical relations of bodies cannot depend upon any difference
of kind, except a difference of density. For if we suppose
any fundamental difference of mechanical nature in the particles or
component elements of bodies, we are led to the same conclusion,
of arbitrary, and therefore impossible, results, which we deduced
from this supposition with regard to weight. Therefore all bodies
of different density, and hence, all bodies whatever, must have their
inertia proportional to their weight.
Hence we see, that the propositions, that all bodies are heavy,
and that inertia is proportional to weight, necessarily follow from
those fundamental ideas which we unavoidably employ in all attempts
to reason concerning the mechanical relations of bodies. This conclusion
may perhaps appear the more startling to many, because
they have been accustomed to expect that fundamental ideas and
their relations should be self-evident at our first contemplation of
them. This, however, is far from being the case, as I have already
shown. It is not the first, but the most complete and developed
condition of our conceptions which enables us to see what are
axiomatic truths in each province of human speculation. Our fundamental
ideas are necessary conditions of knowledge, universal
forms of intuition, inherent types of mental development; they
may even be termed, if any one chooses, results of connate intellectual
tendencies; but we cannot term them innate ideas, without
calling up a large array of false opinions. For innate ideas were
considered as capable of composition, but by no means of simplification:
as most perfect in their original condition; as to be found, if
any where, in the most uneducated and most uncultivated minds;
as the same in all ages, nations, and stages of intellectual culture;
as capable of being referred to at once, and made the basis of our
reasonings, without any special acuteness or effort: in all which
circumstances the Fundamental Ideas of which we have spoken,
are opposed to Innate Ideas so understood.
I shall not, however, here prosecute this subject. I will only
remark, that Fundamental Ideas, as we view them, are not only
not innate, in any usual or useful sense, but they are not necessarily
ultimate elements of our knowledge. They are the results of our
analysis so far as we have yet prosecuted it; but they may themselves
subsequently be analysed. It may hereafter appear, that
what we have treated as different Fundamental Ideas have, in fact,
a connexion, at some point below the structure which we erect
upon them. For instance, we treat of the mechanical ideas of force,
matter, and the like, as distinct from the idea of substance. Yet
the principle of measuring the quantity of matter by its weight,
which we have deduced from mechanical ideas, is applied to determine
the substances which enter into the composition of bodies.
The idea of substance supplies the axiom, that the whole quantity
of matter of a compound body is equal to the sum of the quantities
of matter of its elements. The mechanical ideas of force and matter
lead us to infer that the quantity both of the whole and its parts
must be measured by their weights. Substance may, for some purposes,
be described as that to which properties belong; matter in
like manner may be described as that which resists force. The
former involves the Idea of permanent Being; the latter, the Idea
of Causation. There may be some elevated point of view from
which these ideas may be seen to run together. But even if this be
so, it will by no means affect the validity of reasonings founded
upon these notions, when duly determined and developed. If we
once adopt a view of the nature of knowledge which makes necessary
truth possible at all, we need be little embarrassed by finding
how closely connected different necessary truths are; and how often,
in exploring towards their roots, different branches appear to spring
from the same stem.
END OF THE APPENDIX.