THE CONSTITUTIONAL CONVENTION INTENDED
NATIONALITY.
Let us now retrace our steps and see what
took place in the convention that made the
Constitution, and what those that made it
intended. Fortunately we have the journals
of the convention that framed the Constitution;
the minutes, until he left, of Mr. Yates, a delegate
from the State of New York; and Madison’s
full and careful report of all the proceedings,
debates, and votes. From these sources we shall
see that the makers intended, and that they
considered they had made, a perpetual, consolidated,
National Government.
The convention was called to amend the
articles of the confederacy, and to it were sent
most of the distinguished men of the country.
The State of Virginia took an early and important
part in the formation of the new government.
Before the meeting of the convention, Madison
wrote to Edmund Randolph, one of the delegates,
that it would be well for him to prepare
some propositions from Virginia, he in his
letter suggesting what they should be. Immediately
after the organization of the convention
after the choice of Washington as the presiding
officer and the establishing of standing rules,
Randolph introduced a series of resolutions,
which had been considered by his colleagues
and were known in the convention as those of
Virginia. They were in substance, that the
articles of confederation should be corrected and
enlarged; that the rights of suffrage in the
national Legislature ought to be proportioned to
the quotas of contribution, or to the number of
free inhabitants; that the Legislature should
consist of two branches, the first branch to be
elected by the people of every State; that the
Legislature should have supreme rights with
coercive power against any member failing to
perform its duty, and that there should be a
national Executive and Judiciary.
These resolutions were referred to the next
meeting. At that meeting Randolph, at the
suggestion of Gouverneur Morris, who said that
his subsequent resolutions did not agree with
the first, moved that this first resolution, which
was that the articles of confederation should be
corrected and enlarged, should be postponed,
which was unanimously agreed to. Randolph
then proposed three other resolutions, the first
two that a union merely federal and treaties
between the States as sovereigns would be
insufficient. The convention, after debate and
other propositions, considering the first two
resolutions unnecessary, passed the third, which
was: “That a National Government ought to be
established consisting of a supreme legislative,
executive, and judiciary.” All the States present
voted ay, Connecticut only no, New York
divided—Hamilton ay, Yates no.[20] Yates in his
minutes says Randolph in first proposing his
resolutions, “candidly confessed they were not
intended for a federal government; and that he
meant a strong consolidated union.” Mr. Morris
on the 30th observed that Randolph’s preamble
as to amending the articles of the confederacy
was unnecessary, as the subsequent resolutions
would not agree with it.[21]
The votes in the convention were as in the
confederacy, each State had one and voted as a
whole. If the delegation of a State was equally
divided, its vote was lost.
By the 13th of June the Virginia resolutions
had been considered and passed with changes
and amendments,[22] the first resolution as changed,
being that a national government ought to be
established; the plan as to representation
(Resolves 7 and 8), being that the representation
in the two branches of the Legislature should be
in accordance with the free population and
three fifths of all other persons (slaves), and excepting
Indians.
Further action on this report was deferred to
June 14th at the request of Mr. Patterson, who
then offered a plan called that of New Jersey,
formed by the deputations of Connecticut,
New York, New Jersey, and Delaware, preserving
the articles of the confederation, one Legislature,
the equal vote of each State, but
revising, correcting, and enlarging the conferred
powers so as to render them “adequate to the
exigencies of government and the preservation
of the Union.” In the resolutions the Executive,
if any State or any body of men in the
State should oppose the execution of the acts
or treaties of the government, was to call forth
the power of the States to enforce and compel
an obedience.[23] The ratification was to be by
the Legislatures of the States; that of the Virginia
plan was to be by the people. The
objection that the delegates to the convention
were exceeding their authority, which was only
to amend the articles of the confederation, was
again brought up; the discussion whether the
government should be national or a confederacy
was again renewed. It was pointed
out as a fatal objection by Madison, Hamilton
(who then spoke for the first time), and others,
that under a confederacy the coercing of a
State to pay its quota or compelling it to obey
would in fact be a civil war, where the militia
of other States would have to march against
the delinquent power. Hamilton said he neither
liked the Virginia nor the New Jersey
plan; he praised the constitutional monarchy
of Great Britain as the most perfect government.
He was particularly opposed to Patterson’s
plan, “being fully convinced that no
amendment of the confederation leaving the
States in possession of their sovereignty could
possibly answer the purpose.”[24] He stated
the plan he should prefer: a general government,
with an executive and a senate for
life or good behavior, the general government
to have the appointment of the governors of
each State, who should have a veto over the
State laws.[25] He wished the States abolished as
States, but admitted the necessity of their having
subordinate jurisdiction.[26] He was aware that
others did not approve of his plan, nor would
they, he thought, of that of Virginia, but they
might finally come to it. He thought universal
suffrage a bad principle of government. He
apparently did not know how strongly the
democratic feeling existed amongst the people
of this country; nor perhaps appreciate the
strength of a government that has at its back
the will and brute power of the majority of
fighting men, as shown in our civil war. He
made that unfortunate speech, afterwards used
against him, that the people were getting tired
of an excess of democracy, “and what is even
the Virginia plan but pork still, with a little
change of the sauce.”[27]
As no one seconded Hamilton’s plan and he
did not urge it, the question before the convention
was between Mr. Patterson’s plan enlarging
the power of the confederacy or the
national one of Virginia. The former, after
much debate, was laid aside, only New York
and New Jersey voting no. The Virginia resolutions
were taken up again by a vote of seven
States ay, to three nay, Maryland divided,
which was a vote, so Madison says, that they
“should be adhered to as preferable to those
of Mr. Patterson.”[28]
That the word national was dropped from
the resolutions of Virginia has been dwelt upon
by Southern writers, and by Calhoun at length
in his speech of 1833, as a proof that the national
idea was abandoned. No such conclusion
can be drawn from the way in which it was
done. On June 20th, the day after the Virginia
resolutions were again taken up and adopted,
the first resolution being before the House, Mr.
Ellsworth moved it should read: “That the
government of the United States ought to consist
of a supreme legislative, executive, and
judiciary.” This alteration, he said would drop
the word national and retain the proper title,
“The United States.” Mr. Randolph said he
did not object, and it was unanimously acquiesced
in.
The second resolution, that the Legislature
should consist of two branches, was taken up.
Mr. Lansing moved instead, that “legislation
be vested in the United States in Congress,”
and again urged a confederacy. On this George
Mason,[29] to whom Mr. Lodge refers, said he did
not expect this point to be re-agitated, and compared
a national government to a confederate
one. He spoke, “with horror,” of the necessity
that the latter would have of collecting its taxes
by compulsion over States, of marching the
militia of one State against another to enforce
taxes; rebellion was the only case where military
force should be exerted against citizens. In
the early days of the convention he had urged
that the new government should be one over
individuals not States. He would not, however,
abolish the State governments or render
them absolutely insignificant. This second
resolution was carried seven States to three,
Maryland divided.[30]
The next resolution, that the first branch of
the Legislature should be elected by the people,
was supported by Mason, and Wilson said he
considered it the corner-stone of the fabric; only
New Jersey voted against it, Maryland divided.
On the resolution of how the second branch
of the Legislature should be elected—by the
State Legislature or the people,—Virginia voted
that it should be by the people.[31]
That the representation in the first branch
should be in proportion to the people was
established. Then June 29th began the great
controversy in the convention of how the
representation should be in the second branch,
whether in proportion to population or by
State.
When this discussion took place, the three
great States were Virginia, Massachusetts, and
Pennsylvania. Virginia then comprised the
territory which is now West Virginia and Kentucky,
and, including her slaves, had the largest
population. Massachusetts, instead of being
insignificant in territory, had the large area of
Maine, which was made into a separate State in
1820. Massachusetts had the largest white
population and had furnished more soldiers
than any other State in the Revolution; and
it was probably for this reason that Madison
alluded to it as the most powerful State. New
York had then about the same population that
Connecticut and Maryland had, and from apparent
want of foresight as to its future great
and immediate increase in population and
power took a prominent part with the smaller
States that wished representation should be by
an equal vote in both branches of the new
Legislature. The representatives of Connecticut,
Sherman and Ellsworth, were also strenuously
in favor of equality of States. Ellsworth,
in reply to Madison’s attack on Connecticut
for refusing compliance to federal requisitions,
excused his State by reason of her distress and
impoverishment by her exertions during the
revolutionary war, and asserted that the muster
rolls will show she had more troops in the field in
the revolutionary war than even Virginia, and he
appealed to the presiding officer, Washington,
as to the truth of his statement.[32] Georgia, then
estimated to be the smallest in population, trusting
to the future settlement of its claimed large
territory extending from the sea-coast to the
Mississippi, usually voted with the larger States.[33]
Mr. Bedford, of Delaware, asserted that South
Carolina, puffed up with the possession of her
wealth and negroes, and North Carolina were
both united with the great States, and for the
smaller States threatened, “sooner than be
ruined, there are foreign powers who will take us
by the hand.”[34] For this he was very justly
rebuked by Rufus King, of Massachusetts. It
was hard for the smaller States having an equal
vote in the Confederacy to change it for one
proportioned to inhabitants. It was estimated
that Delaware would have but one representative
in each branch to Virginia’s sixteen. The
argument of the smaller States was that
Virginia, Massachusetts, and Pennsylvania
would combine to crush the other States.
Madison replied that their interests were so
different there was no fear of this. Massachusetts’
product was fish; Pennsylvania’s,
flour; Virginia’s, tobacco. He predicted that
the struggle, when it came, would be between
the Southern States with their interests as
exporters and the Northern commercial States.
The opinion was pretty generally entertained
that any division that might arise would be
between North and South.
The dispute between the greater and smaller
States was finally settled by the provision that
all money bills should originate in the first
branch of the Legislature, that direct taxation
should be in proportion to representation in
that branch, and that there should be an equal
representation in the upper House, the vote
however being per capita and not by States.
The final vote on this settlement was almost
unanimous, only one State, Maryland, in the
negative.[35]
It has been argued by Davis, Stephens, and
others, that this equal representation of the
States in the Senate was an establishment of a
confederacy, and it has been a stumbling-block
in the way of many constitutional commentators
who have considered it a compromise between
a national and a confederate government.
It is a compromise of the right of representation
in one branch only of the legislative department
of the government; but it is no compromise in
the powers granted. The powers granted to the
government are of supremacy, legislative, executive,
and judicial, over State and State constitutions
and State judiciaries. If there had
been rotten boroughs established by the Constitution
like those then in Great Britain, if Delaware
and Rhode Island had been given double
the representation that Virginia had, or if every
slave of the South had counted for two white
men in the free States, the granted powers of
the government would have been none the less
supreme and national, as the Constitution itself
declares, and as they in reality are. Scotland
is not a sovereign nation because her peers
elect twelve of their number to the House of
Lords of the government of Great Britain.
Oxford and Cambridge Colleges are not sovereign
powers because they choose representatives
to the House of Commons. Charles
Pinckney of South Carolina with reason said:
“Give New Jersey an equal vote and she will
dismiss her scruples and concur in the national
system.”
The other resolutions of Virginia, except
those relating to an executive, had been acted
upon, when Elbridge Gerry of Massachusetts
moved, that “the proceedings of the convention
for the establishing of a national government”
“be referred to a committee to prepare
and report a Constitution”; a committee of five
was agreed upon, no one objecting,[36] no one denying
that the government was a national one.
From the 23d to the 26th of July the plan of
the Executive was considered and settled, and
was unanimously referred to the Committee of
Detail, that of five already appointed to prepare
and report the Constitution. The convention
adjourned until August 6th, to give the
necessary time to their committee. The resolves
then passed are stated in Elliot’s
Debates.[37]
The first was, that the government of the
United States ought to consist of a supreme
legislative, judiciary, and executive. The second,
third, fourth, and fifth were the resolves as to
the two branches of the Legislature. The sixth
was: “Resolved, that the national Legislature
ought to possess the legislative rights vested in
Congress by the Confederation; and moreover
to legislate in all cases for the general interests
of the Union,” etc., etc.
In the 12th, 13th, 14th, 15th, 16th, 20th, and
23d—the last, the executive, the legislative, the
judiciary, and the government were termed national.
These are the resolutions passed by
the convention, all declaring the government
and every branch of it was national. This was
the plan agreed on; no changes were made
except of detail and for euphony, and some
modifications.
On August 6th the Committee of Detail
reported the Constitution; a printed copy was
furnished to each member.[38] The preamble
was, “We, the people of the States of New
Hampshire, Massachusetts,” then follow the
names of all the other States, “do ordain, declare,
and establish the following Constitution
for the government of ourselves and our
posterity.”
“Article I. The style of the government
shall be the United States of America.”
“Article II. The government shall consist
of supreme legislative, executive, and judicial
powers.”
By Article X. the executive was vested in a
president, to hold his office for seven years, but
not re-eligible, whose title was to be “His
Excellency.”
It will be noticed that the preamble had the
declaration of perpetuity, that we, the people,
made it for “our posterity.”
The Constitution was then taken up by its
separate articles, and they were minutely and
thoroughly discussed and somewhat altered.
Each was again passed, taking all the time from
the 7th of August until September 12th.
The definition of treason was considered at
great length, and in the debate it was shown
that States might punish for acts against their
authority under the name of treason or under
other names. Madison thought the definition
too narrow; Mason was in favor of extending the
definition and adopting the statute of Edward
III.[39] The record of the convention shows this
article punishing treason was unanimously
agreed to, notwithstanding the objection
Luther Martin said he made.[40]
The supremacy of the Constitution and the
laws of the United States over the States and
all citizens and State judiciary was passed, no
one opposing, August 23d.[41]
The provisions relating to the office of President
and his powers and duties were much discussed
and changed, and the title of “His
Excellency” dropped.
The amended draft of the Constitution was
submitted to a Committee of Style and Arrangement,
of which Gouverneur Morris was chairman,
and they changed the preamble to, “We,
the people of the United States,” from that of
“We, the people of New Hampshire,” etc.; they
inserted the words, “in order to form a more
perfect union, establish justice, insure domestic
tranquillity, provide for the common defence,
promote the general welfare, and secure the
blessings of liberty,” retaining that it was to
ourselves and our posterity, that we do ordain
and establish this Constitution of the United
States of America. It has been argued and
strenuously claimed that this change to “We, the
people of the United States,” was one made for
euphony at the end of the session of the convention,
and has no force as a declaration
that it was made by the people. But it will be
seen it took the place of one as explicit, one
declaring it was by the people of every State
and for themselves and posterity. It was necessary
to drop the name of each State, as the
Constitution was to be obligatory only on the
people of those States adopting it. This change
was not objected to by any one. The convention
considered this final draft from the 12th to
the 17th of September, and made some changes,
when it was signed by all the delegates present
except four.
The members of the convention evidently
had studied for the occasion and were learned
in the history of leagues and governments; they
referred to Montesquieu, to Holland, Swiss
Cantons, United Netherlands, Poland, Amphictyonic
Conference, Archæan and Lycian
Leagues, the Germanic body, and to Germany,
from which the general principles of government
came.
There was a diversity of opinion in the convention
about the durability of the Union. Its
rapid increase in population, its future greatness
in territory (for the members believed in
the acquisition of the Mississippi to its mouth),
were foreseen and spoken of by many.
Some there were who thought, with the extreme
difficulty of communication and intercourse,
not knowing how steam navigation and
the railroad would almost annihilate distance,
that it would be impossible to keep such an
immense territory and people together. Others
congratulated themselves as the founders of
a great empire. Sherman of Connecticut, on
the question of limiting the number of new
States to be admitted, from the fear of their
controlling the old thirteen, replied: “We are
providing for our posterity, our children and
grandchildren, who are as likely to be citizens
of new Western States as of the old States.”[42]
No one suggested any dissolution by claim of
right of secession.
When the supremacy and nationality of the
intended government were settled, Yates and
Lansing (who with Hamilton formed the delegation
from New York) on July 3d left the
convention, and in their letter to Governor
Clinton,[43] stated that they did so because they
were chosen to revise the Articles of the
Confederation and that the principles of the
Constitution sanctioned by the convention met
with their “decided and unreserved dissent,”
as would any system “which had in object the
consolidation of the United States into one
government”; and that “a persuasion that
their further attendance would be fruitless and
unavailing rendered them less solicitous to
return.”
We find after equal representation in the
Senate had been granted to the smaller States,
that their delegates took a prominent part in
enlarging and strengthening the powers of the
General Government.
Luther Martin, who throughout the session
of the convention had been the most able and
persistent opponent to a national government,
expressed his dissatisfaction at the close and
was one of the four who refused to sign. The
three Southern States, North and South Carolina
and Georgia, as was stated in the convention,
had exalted opinions of their future
population, and had been often on the side of
the larger States. They had obtained their
wishes—representation for their slaves, the right
to import them until 1808,[44] the prohibition of
export duties on their rice, indigo, and tobacco,
yielding only the taxation of imports.
General Charles Cotesworth Pinckney of
South Carolina, towards the close of the convention,
expressed the satisfaction of the South
at the liberal conduct shown to them, and that
it was for the interest of the weak Southern
States to be united with the strong Eastern
States, that the government should have the
power of making commercial regulations,
and that though he had had his prejudices
against the Eastern States, “he had found
them as liberal and candid as any men whatever.”[45]
Washington, the presiding officer, who had
been advised by his best friends not to accept
the nomination as a member of the convention,
and who from a sense of duty assented to act,
spoke but seldom.
At the close of the proceedings he urged an
amendment that removed the objections of
some members, which was agreed to unanimously.
Next to Washington, Franklin was perhaps
the most prominent person in the country.
His motions and suggestions did not generally
meet with the approval of the convention, excepting
perhaps in reference to the equality of
representation in the Senate, where the committee
appointed under his resolutions brought
in a plan for a settlement. His witty remark,
when the last members were signing, has taken
its place in history. Looking towards the President’s
chair, at the back of which a rising or
setting sun had been painted, he observed to
those around him that painters had found it
difficult to distinguish a rising from a setting
sun, that during the session, between his
hopes and fears as to the issue, he would look
at the sun behind the President and could not
tell whether it was rising or setting, but now
he knew that it was a rising one. Hamilton
did not conceal his dislike to the plan adopted,
but promised his ardent support. His strenuous
labors to that end in the New York convention
against the most persistent and determined
opposition were finally crowned with success.
Gerry of Massachusetts refused to sign; Gorham
and Rufus King—who with Gerry had
taken active parts in the discussion,—together
with their colleague, Caleb Strong, signed.
Madison and Blair alone signed for Virginia.
Mason, though he had said he would bury his
bones in the city rather than the convention
should dissolve without doing anything,[46] and
had been from the beginning in favor of a national
government, declined to sign what he
had been so instrumental in making; because
he thought the great power given to the Senate
of trying impeachment, of making treaties, of
appointing ambassadors, judicial and other officers,
would make an aristocracy of its members.
He and Randolph, the one who brought
the plan forward, thought the Constitution
agreed on needed amendment and wished another
convention. One cannot help thinking
their decision might have been different, if
Virginia had been allowed her proposed representation
in the Senate in proportion to
population.
We have already stated that the Constitution
was sent to the Congress of the Confederacy
and by them submitted to the State Legislatures,
who all sanctioned it so far as to submit
it to conventions chosen by the people. In
each and every State the coming into the new
government was ultimately decided by the
people, and not by the State government.
In many of the States the adoption of the
Constitution was pertinaciously and vehemently
opposed on the ground of the great and excessive
powers given to the new government, that
might be destructive of the liberty of the
people. The appointment of officers, and the
power of the President with his command of an
army and navy in peace as well as in war, the
legislative rights of Congress with an unlimited
right of taxation, were so great that eminent
and prominent men expressed their belief that
the government would end in a despotism.
In Pennsylvania, Wilson at great length explained
the new form of government, stating
“that by adopting this system we become a
nation; at present we are not one.”[47] His
labors in the State and the general conventions
have been fully recognized by recent writers.
It was only after a long and heated discussion
in the large convention of the then important
State of Massachusetts, where were present,
John Hancock, Fisher Ames, Rufus King, and
Sam Adams, who reluctantly yielded consent,
that the Constitution was adopted, the majority
in favor being small.
In Virginia, which was the tenth State to
come into the Union, Patrick Henry, who had
declined the appointment to the general convention,
objected because the Constitution said
“We, the people,” instead of “We, the States”;
and “if the States be not the agents of this compact,
it must be one great consolidated national
government of the people of all the States.”[48]
“It had an awful squinting towards monarchy.”
“The federal convention ought to have amended
the old system.” George Mason objected because
the Constitution had no bill of rights and
would end in a monarchy or corrupt oppressive
aristocracy, and the confederation be converted
to one grand consolidated government.[49] The
acceptance was ably argued and urged by
Madison and others and Edmund Randolph,
who had refused to sign, but had since come to
the conclusion that the only chance of escape
from the discredited, crumbling Confederacy
was in adopting the new Constitution. He
said in the beginning of the debate, “I shall
endeavor to make the committee sensible of
the necessity of establishing a national government.
In the course of my argument I shall
show the inefficacy of the confederation.”[50]
The acceptance of New York, her territory
dividing the Central and Southern States from
the Eastern, was considered all important.
Her ratification of the Constitution came late.
She was the eleventh State, and neglected to
vote for President at Washington’s first election.
John Jay, the Minister for Foreign Affairs of
the Congress of the United States, in an address
to the people, plainly told them the new
government was national. He said: “Friends
and Fellow-Citizens—The convention concurred
in opinion with the people, that a national
government, competent to every national
object, was indispensably necessary.”[51]
Hamilton, Jay, Chancellor and other
Livingstons, Melanchthon Smith, and a number
of leading citizens were members of the convention.
Yates and Lansing, who were members
of the general convention that made the
Constitution, and Governor George Clinton
strenuously and persistently opposed the ratification,
alleging as the reason the danger from
the great powers given to the General Government
subverting those of the State.
This New York convention for a long time
was opposed to the ratification. Hamilton,
who was exceedingly zealous for it, wrote
almost in despair to Madison, asking if a State
could adopt the Constitution conditionally and
afterwards withdraw from the Union if its proposed
amendments were not adopted. Madison
replied, that “a conditional ratification did not
make a State a member of the Union. The
Constitution requires an adoption in toto and
forever. It has been so adopted by the other
States. An adoption for a limited time would
be as defective as of some articles only.”
Hamilton did not question the correctness of
this opinion; but New York was brought finally
to giving her consent. Mr. Lansing’s two
motions (which show that he thought the
Union perpetual) of a conditional ratification
with a bill of rights, and of a reservation of a
right to withdraw from the Union after a certain
number of years unless the amendments
proposed should previously be submitted to a
general convention, were negatived;[52] a similar
conditional acceptance had been proposed in
the Virginia convention and abandoned.
The proceedings in most of the conventions
called by the several States are reported in
Elliot’s Debates. In none of them was the
theory advanced or suggested that a State had
the power to secede from the government or
decide as an independent sovereignty on the
validity of the acts or laws of the new government.
If the power to nullify was then supposed
to exist, if the right of a State to leave
at its will was thought of, why was it not then
urged that nullification and secession were easy
remedies if the Union should be or become oppressive?
No one imagined that there was any
such power remaining in the States. No one
answered to the alleged fear of oppression and
tyranny that the State could nullify or secede.
Neither friend nor foe, as Webster said, claimed
either.
On all occasions, in all the speeches, it was
assumed as granted, that the consolidation of
the States, as it was termed, was national and
perpetual. Even in South Carolina the proceedings
are conclusive on this point. The
Constitution first came before the legislature
on the question of submitting it to the people
of the State. Charles Pinckney, who had also
been a very prominent member of the general
convention that made the Constitution, said:
“He repeated that the necessity of having a
government which should at once operate upon
the people, and not upon the States, was conceived
to be indispensable by every delegation
present.”[53]
The question whether the States ever had
individual sovereignty arose in the convention
chosen for deciding on the ratification of the
Constitution, and General Charles C. Pinckney[54]
insisted that our independence came from the
Declaration of Independence made by the Congress
of the Confederacy, wherein in the name
of the good people of these colonies we were
declared free and independent States. The
separate independence and individual sovereignty
of the several States was never thought
of, not even mentioned by name in any part of
it. The same objection in South Carolina as in
other States to the Constitution as destructive
of liberty was made. James Lincoln, a delegate
from Ninety-six, said: “From a democratic you
are rushing into an aristocratic government.
Liberty! what is liberty? The power of governing
yourselves. If you adopt this Constitution
have you this power? No; you give it
into the hands of a set of men who live one thousand
miles distant from you.”[55]
The words of ratification of the States are
also conclusive on these points. We will take
the three important States whose acceptance
was for a long time doubtful. Massachusetts
in her pious and reverential ratification used
the word compact, which numerous Southern
writers, Davis, Stephens, and others, bring up
as proof that Massachusetts considered the
Constitution a mere confederacy and not a
government.
To refute this it is but necessary to give the
very words used:
“The Convention, acknowledging with grateful hearts the
goodness of the Supreme Ruler of the Universe in affording
the people of the United States, in the course of his providence,
an opportunity deliberately and peaceably without fraud or
surprise of entering into an explicit and solemn compact with
each other, by assenting to and ratifying a new constitution in
order to form a more perfect union, ... do, in the name and
behalf of the people of the Commonwealth of Massachusetts,
assent to and ratify the said Constitution for the United
States of America.”
It is the people of the United States, not the
States, nor the people of the State of Massachusetts,
that enter into this explicit and solemn
compact with each other for a more perfect
union. As we have said before, a compact may
be for a national government or for a confederacy.
If the convention understood that it
was States making a confederacy, they would
have said the people of the State, and not the
people of the United States.
We come next to Virginia’s acceptance of the
Constitution, which, to Calhoun’s peculiar mind,
was “a conditional one.” “A condition made
in the interest of all the States, and of which
any State could avail.”
The acceptance was made “in behalf of the
people of Virginia”; the condition was, “that the
powers granted under the Constitution being
derived from the people of the United States
may be resumed by them, whensoever the same
shall be perverted to their injury or oppression,”
and that “among other essential rights the liberty
of conscience and of the press cannot be
cancelled, abridged, restrained, or modified by
any authority of the United States.”
It cannot be disputed that the convention,
by this acceptance, understood and declared
that there was thence but one nation; they
accept the government in behalf of the people
of Virginia; they acknowledge that the
powers are derived from “the people of the
United States”; and add, if the government
be perverted to the injury and oppression of
the people of the United States, they, the people
of the United States, may resume the granted
powers, not the people of Virginia or the State
of Virginia. If the convention understood that
they were making a compact between States that
were to retain sovereignty, or the right to withdraw,
it certainly would have said: if the
United States Government be perverted to the
injury of the States, then the State or sovereign
State of Virginia or the people of the State
could resume the powers granted by her.
Clinton is one of the four persons whom Mr.
Lodge cites as of the opinion that the Union
was a dissoluble, precarious, and temporary
affair. The letter of Madison to Hamilton—we
have before mentioned—in relation to the
perpetuity of the Union and that there could
be no conditional acceptance, is well known to
constitutional writers and historians, and regarded
as of the highest authority; but the more
emphatic and decisive declaration of the convention
of New York, in its circular-letter to
the governors of the different States, signed by
Clinton, its President, and ordered unanimously,
seems to have escaped all notice. In that letter
he and they state to the governor of each
State the ratification of the Constitution by
New York and her recommendation of certain
amendments. He and they add, none of these
amendments originated in local views.
“Our attachment to our sister States, and the confidence
we repose in them, cannot be more forcibly demonstrated
than by acceding to a government which many of us think
very imperfect, and devolving the power of determining
whether that government shall be rendered perpetual in its
present form or altered agreeably to our wishes and a minority
of the States with whom we unite.”[56]
Can anything be more explicit that every one,
everywhere, at that time understood the Union
was perpetual, than this unanimous address of
the convention of New York saying so to all
the other States, and the submissive request
that they would amend the Constitution in
accordance with their wishes?
The conventions of Massachusetts, Virginia,
and New York passed resolutions recommending
what they considered important necessary
amendments to the Constitution. These resolutions
and the recommendations of other States
were considered in the first Congress, and ten
articles, commonly called the Bill of Rights, were
passed, and duly ratified by the legislatures
of the States. These articles are safeguards
against the feared tyrannical grants that had
been given, and are all restrictive of the powers
of the United States over its citizens, not of its
powers over States. They are: that the people
should have the right of petition; and “a well
regulated militia being necessary to the security
of a free State, the right of the people to keep
and bear arms shall not be infringed.” This
shows how deep and serious the States believed
the danger to be from the great powers of the
General Government with a standing army and
navy.
Other amendments were, that no law should
be passed abridging the freedom of speech or
of the press, or of trial by jury in suits at common
law where the amount involved exceeds
twenty dollars; that there should be no
established religion, and matters of that kind.
None of these ten amendments give any powers
to State governments. The final clause reserves
all the powers not granted, “to the States
respectively, or to the people,” not to the States
and their people, or the people of the respective
States; but to the people, putting the people
as a whole.
Great stress has been laid by Calhoun and
his followers on this clause, as giving power to
the States. As the United States Government’s
sovereignty is undoubtedly limited to
the express grants of the Constitution, the
powers not granted are in the States or people.
There was no need of any reservation, except
to allay the fears of those who erroneously
believed that the Constitution gave unlimited
power to the Union.
We have seen that in the discussions in the
constitutional conventions it was denied that
any separate State ever had or exercised sovereign
powers. Judge Story, whose authority
is as great as that of any legal writer, in his
commentaries on the Constitution maintains
this doctrine. Many of our earlier historians
concur in this.
It is urged that originally we were one
people of different colonies, subjects of the
British Kingdom; our independence of that
kingdom and existence as a power came from
the declaration of the Congress of our combined
government, in which we are called one people.
No State ever acted separately in any sovereign
capacity; we carried on the war, made
peace, and treated with foreign countries as one
nation. Even territory had been ceded to the
Confederacy by the several States; and it was
the Confederacy that passed the ordinance of
1787 abolishing slavery in the Northwest. The
States had declared this Confederacy indissoluble.
Webster, as we have seen, did not found
his argument on the ground that the States
never had sovereignty; he impliedly admitted
the claimed independence, or sovereignty of
the States, before the forming of the Union;
it is safer to make this concession as Webster
did. Each State had its choice to join the
Union or to remain apart and become an independent
sovereign power.
Our first chief-justice, John Jay, a most
eminent jurist, a member of the New York
convention, and one of the writers of the
Federalist, in his decision in the case of Chisholm
against the State of Georgia, where
Georgia denied that a State could be sued,
very clearly states how our government was
formed and where the sovereignty is. He said:
All the people of our country were subjects,
every acre of land was held by grants from the
Crown of Great Britain; the sovereignty
passed from the Crown to the people, and a
confederation of States was established as the
basis of a general government. Then the
people of the country made a new government
saying, “We, the people of the United States,
do ordain and establish this Constitution.”
Every State constitution is a compact between
the citizens to govern themselves in a certain
manner, and the Constitution of the United
States is likewise a compact made by the people
of the United States to govern themselves as
to general objects in a certain manner.[57]
It has often been asserted and apparently is
generally believed, that in the lapse of time the
limited authority of the United States has been
gradually extended, national powers assumed,
and the whole fabric of government changed.
An examination, however, of the laws passed
by the earliest Legislatures shows a very liberal
construction of the granted powers. Madison
was a leader in the first Congress, he was
through life a strict constructionist of the
extent of the powers given by the Constitution.
He informs us that no one doubted in that
Congress that the United States had the power
of levying duties for protection.[58] The want of
such power was the very ground on which
South Carolina passed the nullification acts of
1832. The preamble of the law of the first
Congress, stating that the duties laid were for
the encouragement and protection of manufactures,
we have already cited. The same act
made a discrimination in favor of imports of
teas from China and India direct in ships
belonging to citizens of the United States, allowed
a drawback on dried and pickled fish
and salted provisions in lieu of a drawback on
the salt used in them. In the third session of
that first Congress, an excise tax was laid on
distilled spirits, and the Bank of the United
States was incorporated—because of its utility
to the government in the collection and transmitting
of its revenue. Carriages were taxed
in 1794. To the charter of the bank and the
carriage-tax Madison and others objected as
not within the granted powers. Also in 1794
sales of wines and liquors by retail and sales
by auction were taxed. And Madison himself
introduced a bill to make a post-road through
the whole length of the States from Maine to
Georgia.
The suit before referred to against the State
of Georgia,[59] under the clause giving the United
States Courts jurisdiction between a State and
citizens of another State, is another piece of
contemporary history and the strongest possible
proof what was the understanding of that
day. Georgia was sued by a citizen of South
Carolina in a simple action of assumpsit, the
legal term for a suit in which one would recover
for the cost of a pair of shoes or a day’s wages.
Georgia refused to defend the claim on the
ground that she was a sovereign State.
The case came before the full bench of the
Supreme Court, and was argued for the plaintiff
by Edmund Randolph, then Attorney-General,
the prominent member of the general convention
and that of Virginia, who stated his opinion
strongly against this claim of Georgia. The
decision was against Georgia; Blair and Wilson,
who were members of the convention that made
the Constitution, the Chief-Justice Jay, and
Cushing giving fully reasoned opinions. Iredell,
a member of the North Carolina Convention,
gave a dissenting opinion; it was not
because he held that Georgia was a sovereign
State as generally stated. He said as to sovereignty:
“The United States are sovereign
as to all the powers of government actually
surrendered; each State in the Union is
sovereign as to all the powers reserved.”
This same doctrine, as to the sovereignty of
a State in unsurrendered powers, was held by
Marshall.[60]
The reason of Iredell’s dissent was that before
the adoption of the Constitution a State
could not be sued; that no suit now could be
brought against a State, because Congress had
not made a law providing for it. Further, he
intimated it was not intended by the Constitution
to give the right of a compulsory suit
against a State. As to the sovereignty of the
United States in the powers conferred to it,
the court was unanimous.
In the same suit, Jay and Cushing maintained
that the United States cannot be sued,
a dictum since followed, though the Constitution
gives jurisdiction to the courts where the
United States are a party.
At this time all the States were greatly indebted
and many suits were instituted against
them, the United States Courts maintaining their
jurisdiction over the States. The alarm was
general, and to quiet the apprehension that
was so extensively entertained, an amendment,
taking from the United States judicial power
in suits against a State, was adopted in Congress
and afterwards ratified by the State
Legislatures in 1798. That its motive was not
to maintain the sovereignty of a State from the
degradation supposed to attend a compulsory
appearance before the tribunal of the nation
may be inferred from the terms of the amendment.
It left jurisdiction to the United States
of controversies to which the United States
shall be a party, of controversies between two
or more States, between citizens of different
States, between citizens of the same State
claiming under grants of different States.[61]
Early in our history, in the second administration
of Washington, a formidable, armed,
organized resistance was made to the enforcement
of the excise laws of the General Government
in the western portion of Pennsylvania,
which extended into a part of Virginia. It was
computed that there were sixteen thousand
men capable of bearing arms in the district in
insurrection. Washington called out the militia
of several of the States and, as Commander-in-chief,
suppressed the revolt. The march of
the troops was fatiguing and long, late in the
fall, in rain and storms, which caused much suffering
and, in the end, a good many deaths.
The insurrection was crushed by the power of
the General Government with promptness and
vigor, much to the satisfaction of Washington
and Hamilton then Secretary of the Treasury;
it strengthened the government and the administration.
Of the prisoners tried before the
United States Court at Philadelphia two were
found guilty of treason, who from some palliating
circumstances were ultimately pardoned
by the President.[62]
We have seen what were the opinions of the
nature of the new government held by Hamilton,
Mason, and Clinton, three of the persons
Mr. Lodge named. There can be no doubt
what Washington’s was. No one knew better
than Washington, what a miserable condition
the States, then petty in population and poor
in resources, would be without a strong, indissoluble
Union. Only one of the States, Virginia,
had over half a million of inhabitants, nearly
half slaves; two had about sixty thousand.
Washington, long before, on the disbanding
of the army in 1783, wrote to the governors of
the States that, according to the policy the
States should adopt, depended whether the
revolution was a blessing; and he put “first”
among the essential requisites “an indissoluble
union of the States under one federal head.”[63]
In his address as president of the convention
submitting the Constitution to the Congress of
the States, he said: “In all our deliberations
on this subject we kept steadily in our view
that which appeared to us the greatest interest
of every true American, the consolidation of the
Union, in which is involved our prosperity, felicity,
safety, perhaps our national existence.”
In his farewell address, as President, to the
people of the United States, in no less emphatic
terms, he declared the importance and the
success of the Union. He said: “The unity of
Government, which constitutes you one people, is
also now dear to you; it is justly so, for it is a
main pillar in the edifice of your real independence—the
support of your tranquillity at home,
your peace abroad; of your safety; of your
prosperity; of that very liberty which you so
highly prize.”[64]
We have before stated, that at the institution
of our government there was a great fear on the
part of a portion of the people of its consolidation
and the extension of its granted powers
over those reserved to the States and people.
It was not however until the administration of
John Adams, about ten years after the government
had gone into operation, that the power
of a State to pass judgment on the validity of
the acts of the United States was suggested.
Those who had elected Adams as President
called themselves Federalists, and, as is natural
in those controlling the government, were in
favor of a liberal construction of its powers.
The name federal, taking its Latin derivation,
refers to a bond uniting states; that bond may
be, however, that of a confederacy or of a nation.
Perhaps it was a misnomer for the party in
favor of a broad national construction of the
Constitution. The name has come into use,
however, as descriptive of our government; it
is very generally called the Federal Government.
The proposed uniting of states, like the British
colonies in the Pacific, is spoken of as federal.
Indeed there is no substantial objection to
terming any sort of government made by a
constitution or agreement federal.
The party, at that time of our history, in
opposition to the Federal, and who were in
favor of a strict construction of the Constitution,
called themselves by the national name
of Republicans. When, however, they came
into power under Jefferson, they were no
longer strict constructionists.