The literal and fundamental meaning of the word Heresy
is choosing. The heretic is the man who selects certain
doctrines, discards others, giving rein to individual
preference in the realm of religious belief. Such an
attitude is essentially incompatible with the conception
that the truth has once and for all been delivered to the
saints, that the faith is indivisible and unalterable, to
be accepted in its entirety. It is easily understood that
eclecticism should be regarded as a danger in the earliest
days of a new religion by its adherents. The first proselytes
are anxious to define those distinctive features which
mark it off from other religions: for all religions have
certain elements in common. It was thus in the early
stages of Christianity, which shared certain characteristics
with such beliefs as Mithraism, Gnosticism, Neoplatonism.
The idea of man’s need of a mediator with heaven was
abroad in the Roman world before the Messiah was
proclaimed to it. There thus existed a danger of confusion,
that alien shoots of dogma might be grafted upon
the pure and original stock of Christianity. The influence
of such extraneous sources is apparent in the fourth
gospel. Even in the very earliest days when the body
of Christian belief consisted of little more than the
disciples’ recollections of the sayings and actions of their
Founder, when the simplest conception of pure and
undefiled religion was being taught,231 even then the
faithful were warned to beware of ‘false prophets,’ ‘false
teachers’ who ‘privily shall bring in damnable heresies.’232
As the fabric of dogma began to be woven, the note
became vehement. St. Paul denounces ‘false apostles,
deceitful workers, transforming themselves into the
apostles of Christ.’233 In another place he declares, ‘But
though we, or an angel from heaven, preach any other
gospel unto you than that which we have preached unto
you, let him be accursed.’234 So far, however, even the
idea of what constitutes heresy is vague, and the spirit
of tolerance and of brotherliness is strong. The offender
is not to be counted as an enemy, but admonished as a
brother.235 The fact is that the flock is so small and the
pagan world outside so powerful that internal dissensions
cannot be permitted. But the new faith surviving,
doctrine becomes more stereotyped, the feeling of later
generations more confident. Polycarp finds the heretic
to be antichrist, who belongs to the Devil and is the oldest
son of Satan,236 and Tertullian in one passage recommends
the employment of compulsion against the heretic.237
Such language is not common among the early Fathers.
They are themselves members of a society liable to persecution,
and they do not preach coercion. Lactantius
urges that the only weapon for Christians to use is their
reason; they must defend their faith not by violence,
but persuasion.238 The Church in those days had not the
opportunity to use force, even if it had wished to: and
this fact must be borne in mind in connection with
Tertullian’s enunciation of the principle of tolerance,
when he declares that the selection of his mode of worship
is a man’s natural right, the exercise of which cannot be
either harmful or profitable to his neighbour, and that
it is not the part of a religion to compel men to embrace
it.239 In the (only apparent) contradiction between this
ruling and the counsel given regarding the treatment of
heretics, Tertullian laid down a principle of momentous
consequence for the future, namely, that while force
should not be applied to the unbeliever, its use is legitimate
in the case of the man who has once accepted the faith
and erred in it.
With the accession of Constantine, there dawned a
new era for the Christian Church. Till then the Roman
state had been neutral, when not actively hostile; from
this time onwards, with one brief interval, it was an
active supporter. The Church became possessed of all
the enormous power of the imperial authority. The
civil order is definitely Christian, and one of the prime
duties of the Emperor, lord of the world, is the protection
of the Church. Constantine speedily showed himself
anxious to take a leading part in ecclesiastical matters.
He had recourse to torture, confiscation of property,
exile and possibly the death penalty also in harrying
the Donatists.240
Donatism was a small thing in comparison with
Arianism, which shook the Christian Church to its
foundations. When the fathers of Nicaea decided the
intricate metaphysical question of ‘consubstantial,’ the
Emperor proclaimed exile for all who did not accept the
Council’s decision. Against this determination to root
out their enemies, to establish one interpretation of truth
by force, the Fathers made no protest, but accepted the
intervention of the secular authority on their behalf.
There was no thought of the possible consequence of such
a pact in the future.241 The triumph of the orthodox
was short-lived. The Arians were victorious later on
and in their turn persecuted the Trinitarians. The
Christians, said Julian the Apostate, treated each other
like wild beasts. The punishments inflicted by one party
upon the other included imprisonment, flogging, torture,
death. To such a pass had doctrinal differences already
brought the adherents of a religion which proclaimed
peace and goodwill among men. The tradition of
persecution had been thoroughly established. The laws
of Theodosius II and Valentinian II enumerate as many
as thirty-two different heresies, all punishable, the
penalties being such as deprivation of civil rights, exile,
corporal punishment and death. But the heresies are
carefully differentiated, the severest penalties being
reserved for Manichæism, which had been punished by
the Roman state in its pagan, polytheistic and tolerant
days, because of its anti-social tendencies.242 But now
orthodox emperors persecuted Arians, Arian emperors
persecuted followers of Athanasius, simply because they
had taken sides in a theological controversy.
What view did the Church take of the activities of
the lay power? Was it actively approving or disapproving,
or passively acquiescent? We find some of the
Fathers still preaching the old doctrines of tolerance.
Athanasius, himself at the time persecuted, declared
that persecution was an invention of the Devil. To
Chrysostom heretics are as persons diseased, nearly blind,
assuredly to be led, not forced. He comments on the
parable of the tares, and urges the necessity of being very
careful, lest the godly be destroyed together with heretics.243
Jerome remembers that the Church was founded upon
persecutions and martyrdoms and on the whole seems
to inculcate lenience in treatment of heretics, though a
remark to the effect that Arius, at first only a single spark,
not being immediately extinguished, set the whole world
on fire, and that corrupted flesh must be cut off, points
to a different opinion.244
The most significant of the later Fathers is St. Augustine.
In his case there is a notable change of front with regard
to the treatment of heretics. By temperament he was
an advocate of toleration, and at first, like Chrysostom,
he appeals to the parable of the tares in justification of
tolerance. Heretics should be allowed the opportunity
to correct themselves and to repent. They are to be
regarded as lost sheep. He is afraid that persecution
might lead to those who were in reality heretics becoming
hypocritical Catholics.245 But later on he altered his
opinions. He had found that the weapons of persuasion
and eloquence were not strong enough to break down the
obduracy of his enemies the Donatists. He had been
too optimistic. The methods of force employed by the
secular power were after all salutary and necessary.
‘He therefore, who refuses to obey the imperial laws,
when made against the truth of God, acquires a great
reward; he who refuses to obey, when they are
made for support of the divine truth, exposes himself
to most grievous punishment.’246 He rejoices, therefore,
in a Christianized state. The death penalty he indeed
strongly reprobates as contrary to Christian charity, but
he approves both banishment and confiscation of
property.247 These later opinions of St. Augustine were
largely accepted after him.
An important episode in the history of the Church’s
attitude to heresy is the execution of the Spanish heretic,
Priscillian, by the Emperor Maximus. Priscillian’s teachings,
akin to Manichæism, were denounced by several
bishops, and it was upon their complaint that the Spaniard
was brought before the imperial tyrant. The action of
the bishops, who had thus involved themselves in the
guilt of blood, wittingly or unwittingly, was severely
condemned by St. Ambrose and still more by Martin of
Tours, who refused to have any communion with them.
This happened in 385.248 In 447 it seemed that heresy
was reviving in Spain, and Pope Leo I expressly commended
the act of Maximus. He feared lest, if such
damnable error was not crushed, there should be an end
to all human and divine law; and if he did not ask for the
death sentence, he was quite willing that the Church
should acquiesce in the state’s severity and reap the
advantages resulting from it.249 Thus to welcome the
results of the shedding of blood in cases of heresy, while
refusing to accept the responsibility for it, constituted
a most dangerous attitude.
For centuries after the days of Leo I heresy almost
ceased to be a problem for the Church at all. Western
Christendom entered into the gloom of the Dark Ages,
its history the arid record of barbarian invasions and
the rivalries of Childerichs and Chilperichs. The human
intelligence was dormant: consequently heresy ceased
to be a force. When there is no mental activity, no
education, no discussion, there may be faith, there can
never be heresy. When the darkness lifted a little, heresy
once more became a problem. In 1022 thirteen Cathari
were burnt by order of, and in the presence of, King
Robert II of France. The punishment of heresy by fire
was an entire innovation. There was no existing law to
sanction it. The stake had been used by Roman emperors
to punish parricides, slaves who attempted their masters’
lives, and incendiaries, and it still existed as a punishment
for sorcerers and witches. The stake may have been
used on this occasion because it was an impressive and
theatrical death and, a choice being demanded between
abjuration and death, it was considered the latter should
be specially terrifying.250 Another execution of Cathari,
this time by hanging, took place in 1051 at Goslar in
Saxony in the presence of the Emperor Henry III. As
in France, so in Germany, the law knew neither the offence
nor the punishment. The Emperor was acting simply in
the public defence.251
It is important to note the part played in the treatment
of heretics at this period by the populace. In
both the cases just cited the secular prince had in his
action the full approval of the people. It is particularly
noticed by the chronicles of the first incident that the
deed was ‘regis jussu et universae plebis consensu.’252
And Henry strengthened his position in the absence
of any written law by securing the agreement of his
subjects.253 Nothing could be better attested than the
crowd’s hatred of the heretic in the eleventh and twelfth
centuries, as far as northern Europe was concerned.254
In the south it was different. There are several instances
of the feeling in the north in the late decades of
the eleventh and early decades of the twelfth century.
For example, in 1076 at Cambrai a Catharan who had
been condemned by the bishop as a heretic (no sentence
pronounced) was seized upon by the bishop’s officers
and the mob, who placed him in some sort of cabin,
which they burned with the prisoner inside it. It is
said that the recantation of Roscellinus was due to the
threat of death at the hands of the populace.255 In 1114
certain heretics having been placed provisionally in
prison by the Bishop of Strassburg were in the bishop’s
absence forcibly seized upon by the crowd, who, the
chronicler states, feared clerical lenience. They were
led out of the town and there burnt alive.256 A similar
event happened in Cologne in 1143; whilst two years
later at Liège the clergy only just succeeded in rescuing
the crowd’s victims from its clutches. Lawless violence
against heretics continued to evince itself in France
into the following century, there being instances of it
in Troyes, Nevers, Besançon, Paris, even at a time when
the secular power, under Philip Augustus, was active in
bringing heretics to the stake.
What was the attitude of the clergy in this period,
during which it seems evident that in northern Europe
secular princes and public opinion were united in thinking
heresy deserving of death, even by burning? There is the
evidence of the mob fearing clerical lenience in one case
cited, of the clergy actually intervening against the
crowd in another. When the heretics were burnt at
Cambrai in 1076 Gregory VII protested and ordered the
excommunication of the inhabitants.257 And there is a
very notable protest against the use of force by Wazon,
Bishop of Liège (1042-8), who in answer to a query of
the Bishop of Châlons as to whether he should yield up
heretics to the secular arm or not, referred to the parable
of the tares in support of lenience.258 His successor,
Theoduin, on the other hand, is found counselling Henry I
of France to mete out punishment to the followers of
Berengar of Tours,259 and about the same time we find
the Archbishop of Milan giving some supposed
Manichæans the choice between abjuration and the
stake.260
The fact that most clearly emerges from the consideration
of rather conflicting evidence in this period
is the absence of any law regarding heretics. The mob,
secular princes and clergy are all acting irregularly,
taking measures in self-defence in the absence of written
rulings. Generally speaking, it would appear that there
is a prevailing idea that heresy merits the extreme
penalty. At the same time some attempt was made at
various ecclesiastical councils to standardize procedure
against heresy.
A Council at Rheims in 1049 spoke only of excommunication
as a punishment; one at Toulouse in 1119
did the same, but also called upon the secular arm to
render aid.261 The middle of the twelfth century saw a
great revival of both Roman and Canon law and the
publication of the Decree of Gratian. The Decree did
not put all uncertainty at an end. It certainly laid
down a clear ruling regarding the confiscation of property.
The heretic, being outside both human and divine law,
could not hold property. But regarding the death
penalty there could be no plain direction, because on
this subject Gratian’s authorities were contradictory
and remained so despite his efforts to reconcile them.262
Further efforts at definition were made by ecclesiastical
councils during the century. One sitting at Rheims
in 1157 demanded banishment and branding for those
who simply professed Catharism, for proselytizers perpetual
imprisonment; but it seems to hint at the
death penalty in the veiled phrase: ‘carcere perpetuo,
nisi gravius aliquid fieri debet visum, recludentur.’263
Another Council at Tours in 1163, presided over by
Alexander III, reiterated the demand for incarceration
and also ordered the confiscation of goods.264 The
second Council of the Lateran of 1179, lamenting
the marked spread of heresy, commended the use of
force by the secular arm and proclaimed a two
years’ indulgence to all who should take up arms
against heretics.265
The first secular law in the Middle Ages dealing with
heresy is English. In 1166 two Cathari were brought
before Henry II at Oxford, whipped and branded with
a red key and banished.266 Shortly afterwards in the
same year appeared the clause in the Assize of Clarendon,
forbidding the sheltering of heretics on the pain of
having one’s house destroyed.267 Other severe secular
legislation soon appeared in other countries. In 1194
the Emperor Henry VI ordered the confiscation of the
property, and the destruction of the houses, of heretics
and inforced fines on communities and individuals who
neglected to assist, when they had the opportunity,
in the arrest of heretics.268 The same year Alfonso II
of Aragon, aiming at expelling all Manichæans and
Waldenses from his dominions, issued an edict declaring
all heretics public enemies and banishing them.269 The
ineffectiveness of this edict is demonstrated by the
appearance of a severer one three years later issued
by Alfonso’s successor, Pedro II, famous as the victor
over the Moors at Las Navas de Tolosa, equally
notorious for his warlike prowess, his religious zeal,
his prodigality and licentiousness. Once again banishment
is decreed, but it is added that if any heretics
remain in defiance of the edict after a specified date
they shall perish at the stake and their effects be
confiscated.270
Whatever may have been the case earlier, there seems
good evidence of the zeal of the clergy against heretics
in the latter part of the twelfth century, which saw so
much more precision in the declarations of ecclesiastical
councils and secular laws on the subject. In 1167 we
find the Abbot of Vézelai, when several heretics were
before him, appealing to the people to give sentence,
and accepting their demand for a death of torture.
Some years later at Rheims we find the Archbishop and
clergy in agreement with the nobles that two Catharan
women should be burnt.271 Hugh, Bishop of Auxerre
(1183-1206), is a busy prosecutor of heretics, causing
many to be burnt or exiled. More notable than such
isolated instances of clerical activity is the co-operation
between Pope and Emperor which led to the important
bull entitled Ad abolendam.272 In 1184, Lucius III and
Frederick Barbarossa met at Verona, and as the result
of their conference this bull was promulgated, which
(among other provisions) fixed rules for the prosecution
of suspected heretics, the visitation of infected areas and
the assistance of all civil authorities. The Emperor for
his part placed heretics under the ban of the empire.273
The decree of Henry VI, already referred to, was plainly
based on this action of his predecessor’s.
Towards the end of the twelfth century, then, we have
clear evidence of secular and ecclesiastical authorities
working hand in hand for the suppression of heresy.
To the former, heresy seemed equivalent to rebellion; to
the latter, equivalent to murder, being the murder of
the soul. When Pedro II issued his harsh edict against
the Cathari of Aragon, he claimed that he was actuated
by zeal for the public welfare and a desire to obey the
canons of the Church.274 There was no order in the canons
that heretics should be burnt to death; but otherwise,
Pedro’s appeal to Canon law was justified: and besides
the canons, there were the various edicts of ecclesiastical
councils during the century, all of them calling upon
the secular authority to use its utmost efforts towards
the eradication of heresy.
It has been urged that the attitude adopted by the
Church was a most unwilling attitude, forced upon it
by influences too powerful to resist, that the main motive
power of persecution came not from the Church, but
from the lay authority and from public opinion. The
theory is advanced that during the period, roughly
from 1000 to 1150, when the position of the heretic
was a matter of legal uncertainty, the clergy opposed
the violence evinced against heretics, and in eventually
yielding they submitted to the strength of a custom
which constituted a sort of jus non scriptum.275 But
there is not much force in this plea. To acquiesce in a
jus non scriptum argues either indifference or impotence:
and the Church in the eleventh and twelfth centuries
was neither indifferent nor impotent. Nor is the
opposition of the clergy to mob violence an argument
to the point. A dislike for mob law and lynching does
not necessarily betoken disapproval of capital punishment.276
It is true—and this is very important—that
spontaneously, without any direct incitement from the
clergy, the people regarded the heretic with intense
abhorrence. We ought probably to add that in the
absence of written law on the subject there was a rather
vague idea, shared by the mob and their rulers, that not
only death, but a particularly terrible kind of death,
was an appropriate punishment for the heretic—this
idea being perhaps derived from the fact that Roman
law had at different times meted out this doom for
certain kinds of heretics, particularly Manichæans, and
other offenders, such as sorcerers and witches. It is true
also that the heretics upon whom the mob turned were
generally Manichæan. Yet no one who has any knowledge
of the position of the mediæval Church can honestly
maintain on these grounds that the Church had no responsibility
for the rigour displayed towards the heretic.
The heretic was regarded as an offender against society,
because it was a Christian society. Heresy, being error in
the faith, was investigated and recognized by the Church.
The clergy, not the mob, discovered the heresy and the
heretic; for such discovery could not be made without
theological knowledge, of which the mob were ignorant.
And such knowledge as they possessed, were it reasoned
understanding or merely half-assimilated fragments of
doctrine, was derived solely from clerical instruction.
It was difficult for any sort of knowledge to come from
any other source. Heresy was regarded as dangerous
to the community, because, to begin with, the Church
had found it dangerous to itself. The intellectual
and spiritual atmosphere with which Christendom was
permeated was of the Church’s making. The attempt,
therefore, to absolve the Church from responsibility
for the measures taken against heresy in these centuries—by
whomsoever they were taken—involves a wholly
erroneous, indeed an absurd, under-estimate of the
authority of the Church.
In 1198 there came to the papal throne perhaps the
greatest of the whole pontifical line, Lothario Conti,
Innocent III. High in resolve to strengthen Church
and Papacy, he at once gave his attention to the problem
of heresy. But though zealous, in some respects he
showed a commendable moderation. He was anxious
that the innocent should not be confounded with the
guilty in the impetuosity of the perfervid clerk or the
impatience of the mob; and for the first ten years of
his pontificate he made trial of a pacific programme.277
But in one part of Christendom the problem of heresy
had by this time become acute. In the lands of the
Count of Toulouse, Catharism was as rampant as were
clerical abuses. The pleasure-loving, prosperous inhabitants
of Provence, of Narbonne, of Albi felt the
authority of the Church to be an obnoxious incubus
upon their worldliness, their careless independence.
The clergy were hated and despised. The troubadour
made pleasant ridicule of the sacraments and every
doctrine of the Church, however sacred. The death-bed
repentance scheme of the Catharan system, its denial
of a purgatory and a hell, were popular. Still more so
was the pretext afforded by its anti-sacerdotal precepts
for despoiling the Church.278 So the nobles and the rich
bourgeoisie and merchants received heretics into their
houses, clothed them and fed them, while they were
exempted from taxes. So great was the hold of heresy
in his lands, that Count Raymond V of Toulouse declared
himself to be wholly unable to resist it.279 His successor,
Raymond VI, had no wish to resist it, being of the same
stuff as his people and seeing no call to disturb them
at the bidding of priests. Thus when a Council at
Montpellier in 1195 anathematized all princes failing
to enforce the Church’s decrees against heretics, he
paid no heed.
A couple of months after his accession Innocent III
sent two commissioners into Languedoc, one of them
being subsequently entrusted with legatine powers, to
tackle a situation so serious that the whole of that
country seemed on the point of slipping away from its
allegiance to the Catholic faith and communion. They
were instructed that obdurate heretics were to be
banished, their property confiscated; and the secular
authority was to see to it that their measures were carried
out under pain of interdict. The efforts of these two
commissioners were entirely fruitless. In 1204 their
successors were entrusted with increased authority,
which gave them a complete dictatorship over the
ecclesiastical dignitaries of Languedoc, who were bitterly
reviled for their incapacity. Yet neither these measures
nor lavish bribes to secular rulers proved efficacious,
and even the iron resolution of the commissioners, Pierre
de Castelnau and Arnaud of Citeaux, was breaking down
beneath the weight of persistent failure, when a certain
Spaniard, Diego de Arzevedo, Bishop of Osma, suggested
to the legates the scheme of an evangelistic enterprise.
This was adopted, and bare-footed missionaries were
sent forth to re-convert the erring by simple preaching
and exhortation. Among the preachers was St. Dominic
himself. This laudable scheme also failed. There is a
legend that Dominic, stung by his ill-success, predicted
what the upshot of such deplorable obduracy must
eventually be. There was a saying in Spain, he quoted,
that a beating may work where a blessing won’t. The
towers of the cities of the fair land would have to be
laid low, its people reduced to servitude.280 The actual
signal for a complete reversal of policy was the murder
of Pierre de Castelnau in circumstances which recall
the murder of Becket. The legate had exasperated the
Count of Toulouse; one of the latter’s knights slew
the priest. Innocent called for vengeance upon the
blood-guilty Count; and the Albigensian Crusade, which
Innocent had ere this been preaching in vain to
Philip Augustus of France, was the immediate consequence.
The first crusading army, an international
force, assembled at Lyons in June 1209.281 The ensuing
wars are memorable for the men who took part in them—Pedro
of Aragon, the zealous Catholic, now intervening
on behalf of Count Raymond and perishing on the field
of Muret, Simon de Montfort, the ‘athlete of Christ’!
Never was there Christian warrior purer in his motives
than Simon, more whole-hearted in his enthusiasm,
or more utterly inhuman in his fanaticism. These
wars are also memorable for their political issues and
consequences. From the outset purely political interests
were intermixed with the religious. The great nobles
who led the forces of the Cross united with their pious
zeal an at least equally genuine and powerful hatred
and jealousy of the rich and bountiful southern land
which harboured a culture so different from their own,
more Saracen than European. The wars were wars of
the north against the south, of one civilization against
another. The astute and calculating Philip Augustus
seized with avidity the opportunity of bringing under
his direct control a province of France, which had been
practically an independent kingdom; and the crusade
is, therefore, of first-rate importance as a big contribution
to the unification of the French kingdom.
If to many who took part in them the original purpose
of these religious wars was altogether subsidiary, that
purpose was none the less most horribly accomplished.
The peculiar civilization of Languedoc was blotted out,
its beauty and fragrance being utterly extinguished by
the onslaught of the crusaders. With the civilization
went the heresy that it had harboured. Catharism
indeed continued to exist in the devastated region, but
all its vital power of expansion had been destroyed when
the conditions that fostered it vanished. The Albigensian
wars were the most successful attempt to extirpate heresy
known in history. They were successful because they
were utterly ruthless and included wholesale massacres.
When the town of Béziers fell, it is said that twenty
thousand of its inhabitants were slaughtered. There
were good Catholics as well as Cathari among the populace
of the place; but the story goes that when Arnaud of
Citeaux was asked whether the Catholics were to be
spared, in his anxiety lest a single heretic should escape
by pretending orthodoxy, he replied, ‘Kill them all, for
God knows His own.’282
When the crusaders appeared in Languedoc, toleration
vanished out of western Christendom. There was no
asylum left where the heretic could feel assured of safety
from the persecutor. The power of the Church against
the disobedient had been mightily asserted. The ruler
who had dared to disregard her order to purify his land
of its contaminators had been brought low. From
every country the papacy had been able to bring together
doughty warriors to uphold the unity of the faith by
spilling the blood of the perverse wanderers from the fold.
The policy of force had been triumphantly vindicated
by the amplitude of its success.
Originally jurisdiction over heresy belonged to the
ordinary ecclesiastical courts, heresy being classed with
such other offences as adultery and breach of contract,
which came under ecclesiastical purview.283 The special
tribunal of the Inquisition came into being because these
courts proved defective for the trial of heresy. In the
first place, the new offence became so frequent that
the ordinary courts were unable to support the large
additional burden without impairing their efficiency
in the performance of their original duties.
How, then, did it happen that whereas heresy had
become a formidable danger in the twelfth century,
the institution of the special tribunal did not take place
until the thirteenth? The suggestion appears plausible
that there must have been some other cause besides
the mere spread of heresy to account for the birth of
the Inquisition at that date.284 The answer is that it
took time for heresy to be recognized as sufficiently
serious to warrant the creation of an entirely new
organization, and before the magnitude of the task
of repressing religious error was fully apprehended.285 In
the second place, the papacy during this period was
much preoccupied with more pressing concerns,
particularly the investiture question, which involved
the supreme issue as to the pre-eminence of secular or
spiritual authority in Christendom.
When once attention had been thoroughly arrested
by the problem, the deficiencies of the existing spiritual
courts for the new work became apparent. Overwork
was by no means the only drawback. The character
of the judges was at fault. Even after the Hildebrandine
reforms, bishops still remained feudal barons with many
inevitable secular distractions; archdeacons and other
lesser officials were often venal and incapable.286 In
any case the very nature of diocesan authority militated
against success. It was too purely local to be effective
against offenders who could easily migrate from one
part of the country to another. Even more serious
was the lack on the part of the existing officials of special
training and knowledge, especially in theology, which
were found necessary, since heretics often evinced
diabolical familiarity with the text of Scripture.287
Lacking such special equipment and being badly pressed
for time on a diocesan visitation, the bishop was apt to
come to a hurried and arbitrary judgment, frequently
falling back upon the device of the ordeal when the
defendant pleaded ‘not guilty.’ Both the Councils
of Rheims of 1157 and of Verona of 1184 ordered
that suspects of heresy should be submitted to this
test. But the method was never felt to be satisfactory,
was strongly condemned by Ivo of Chartres and
Alexander III, and so emphatically denounced by
the Fourth Council of the Lateran in 1215 that it
disappeared from the practice of lay as well as spiritual
courts.
Another disadvantage under which the episcopal
courts laboured in dealing with heresy was their procedure,
that of Roman Law. There were two systems—those
of denuntiatio and accusatio. In the former
some person in authority—in ecclesiastical cases the
archdeacon—brought forward a charge founded upon
his own personal knowledge. In the latter the charge
was based on information tendered by a private
individual to the authorities. Owing to the fact that
the archdeacon was a very busy man, the Church was
largely dependent on the second method in the prosecution
of heresy. But the average person had no inducement
to lodge a charge. He was in danger of private
vengeance if he did so; equally important, by Roman
Law he was expected to prove his case, being in the
event of failure liable to the same penalty which he
had himself alleged against the accused. Seeing that,
should he prove his case, he was entitled to the property
of the prisoner either in whole or in part, this stipulation
was a salutary and indeed necessary check, not
only on malice but cupidity.288 This mode of procedure,
which though indicative of its origin in the rudimentary
idea of private justice was certainly equitable, did not
commend itself to the Church, once it had become
determined upon the extirpation of heresy. The
difficulty of obtaining convictions greatly increased
when, instead of small isolated communities, the Church
was faced by a great organization like Catharism, widespread
and secret in its movements. It was clear that
episcopal jurisdiction must be strengthened. The Edict
of Verona was an attempt in this direction. It was
resolved to make use for prosecution of common report,
the public opinion of the locality. Archbishops and
bishops were to visit in person, or through their archdeacons,
once or even twice a year every parish in which
heresy was supposed to exist, and were to compel men
whom they thought of trustworthy character or, if they
thought fit, all the inhabitants of the neighbourhood,
to denounce those whose manner of living differed from
that of good Catholics. Such bad characters were to
purge themselves by a solemn oath on the gospels before
the bishop (purgatio canonica); if they refused—and
Cathari were likely to be unwilling owing to their views
regarding oaths—their refusal was to be construed as
tantamount to a confession of heresy.289
We have here a method of enforced delation, the bishop
proceeding upon the evidence so obtained (diffamatio)
without the formalities of the accusatio. In other words
the bishops are to make an inquest, so that from this date,
1184, we have in existence an episcopal inquisition.290
The decree does not appear to have been very effective,
and after the Albigensian Crusades—it being necessary to
follow that success by the institution of systematic prosecution
of heresy for fear of the recurrence of trouble291—similar
regulations were made by Councils, sitting at
Avignon in 1209 and at Montpellier in 1215, also in the
Fourth Council of the Lateran of the latter year. There
was a new feature in the introduction of a priest in addition
to a trustworthy layman as informer against heretics.292
The Council of Narbonne (1227) went a step further in
ordering the bishops to appoint in each parish testes
synodales, to make diligent enquiry concerning heresy and
other matters and give information to their bishops.293
The phrase ‘synodal witness’ is new, though it may
easily designate the same persons as those nominated
by the previous councils. However this may be, the
‘synodal witnesses’ are entrusted with a new duty. They
are not merely to inform, but to search out. This advance
was to be anticipated; the informer easily blossoms
out into the detective. Here we have a system of local
Inquisition, which is enjoined again by a Council sitting
at Toulouse two years later, which requires the synodal
witnesses to visit all suspected houses and hiding-places.294
It is doubtful whether the orders of these two Councils
were ever acted upon. In any case, not even the most
well-intentioned reform of their procedure could make
the episcopal courts satisfactory for the trial of heresy.
The bishops are repeatedly urged to bestir themselves
even on pain of deprivation.295 The fact was that some
special machinery had to be devised. On the other hand,
the authorization of the system of Inquisition was of the
utmost importance. It was fully recognized by Innocent
III, who in his Decretals carefully distinguished it from
the two other judicial methods of accusatio and denuntiatio.296
Innocent was not thinking only, or perhaps mainly, of
heresy in introducing a new judicial method—but of
clerical reform. Even when the offence of a prelate was
a matter of common notoriety it was difficult to bring
the crime home to him when the system of accusatio
required the concurrence of seventy-two witnesses. That
system sheltered the high in office; and it was therefore,
from the reformer’s point of view, defective. The greatest
of the popes had given his imprimatur to a system, which
beginning in the ecclesiastical courts, was, owing to its
manifest advantages, destined to make a triumphal
progress in the temporal courts also, eventually supplanting
the system of accusatio altogether.
The definite starting-point of the Inquisition has been
attributed to many dates. One enthusiast went as far back
as Creation, finding the first inquisitor in the Almighty
Himself, and successors to Him in Jacob, Saul, David,
Eli, Jesus Christ, John the Baptist and St. Peter among
others.297 Less ambitious authorities, content to go no
further back than the Middle Ages, have discovered the
starting-point in the legatine commission entrusted by
Innocent III to Pierre de Castelnau, Arnaud of Citeaux
and their colleagues.298 Whether they, with their lieutenant
St. Dominic, were inquisitors or not turns on the interpretation
of the word.299 In the loose general sense of
searchers out, certainly they were—as others had been
before them. The plain fact is, there were inquisitors
before the Inquisition existed. But in the strict technical
sense of officers of a tribunal specifically set apart for
jurisdiction over heresy, they clearly were not.300 The
tribunal of the Inquisition was not in existence in the
pontificate of Innocent III. On the other hand, we have
by this time advanced a considerable distance on the road
to the formation of a new tribunal. Heresy has been
recognized as so dangerous as to justify the organization
of a crusade against it. The bishops’ courts have been
found so defective in dealing with heresy that the device
has been adopted of sending special commissioners to
try to do what they have failed to do. The method of
judicial procedure by inquisitio in place of accusatio has
been officially approved. It wants but one other step
to bring us to the foundation of the permanent delegacy
for the prosecution of heretical pravity, which is the
Inquisition.
This step was taken by Pope Gregory IX, who may
therefore legitimately be said to have founded the Inquisition.
Both the episcopal courts and the experiment of
the occasional legate had been insufficient. Gregory
made use of a powerful weapon which came readily to
hand in the two great Mendicant Orders. Recognizing
their potential utility, Gregory, herein followed by
Innocent IV, showered upon them all manner of special
privileges and exemptions and bound them by this means
peculiarly to the service of the papacy. They were pre-eminently
fitted, as it happened, for the special service
of prosecuting heresy. They were still young in the first
white heat of a new enthusiasm, while their zeal and their
purity made them both influential and popular. They
were also often endowed—especially the Dominicans—with
high intellectual gifts and early acquired a great
reputation as subtle and learned theologians. Thus
while their poverty, their single-mindedness and their
good works were an answer to anti-sacerdotal attacks,
their theological attainments enabled them to combat the
dialectical arguments of the heterodox. The uniformity
and permanence of inquisitorial practice came largely
from the selection of the two orders of the Friars to undertake
the jurisdiction over heresy. In so far, therefore,
as the choice of a particular date or incident for the
commencement of an institution can be otherwise than
arbitrary, it is legitimate to fix upon the delegation by
Gregory IX of jurisdictional powers almost exclusively
to the members of the Franciscan and Dominican orders
as marking the beginning of the Inquisition as an
organized tribunal.
Actually the first delegation made by Pope Gregory
in regard to heresy was made neither to a Franciscan nor
a Dominican, but to a man notorious for his extraordinary
relations with Saint Elizabeth of Hungary, namely
Conrad of Marburg. Whatever his status to begin with,
he certainly became a delegate possessed of very wide
powers eventually. He was in fact an inquisitor in
precisely the same sense as Pierre de Castelnau and
Arnaud of Citeaux had been inquisitors; and the
question of his precise authority has exactly the same
bearing on the question of the beginnings of the tribunal
of the Inquisition as the question of their authority—no
more.301
Eight days after the bestowal of the commission upon
Conrad, namely on June 20, 1227, Gregory entrusted
another inquisitorial commission to a Dominican. This,
however, is not the significant date. The decisive event
is the addressing of two bulls to France in April 1233,
the first to the bishops, the second to the Preaching
Friars. The first explains that owing to ‘the whirlwind
of cares’ and ‘the presence of overwhelming anxieties,’
under which the bishops labour, the Pope has thought
it well to divide their burdens and has decided to send
the Preaching Friars against the heretics of France. The
bishops are earnestly exhorted to treat the Brothers
kindly and lend them all assistance in the fulfilment of
their office. The second, and by far the more important
bull, addressed to the Friars, empowers them ‘to deprive
clerks of their benefices for ever, and to proceed against
them and all others without appeal, calling in the aid of
the secular arm if necessary, and coercing opposition,
if needful, with the censures of the Church, without
appeal.’302 Some have detected in these bulls an apologetic
tone indicating uncertainty on Gregory’s part as to
whether the bishops would acquiesce in this invasion of
their powers, and it is also no doubt true that ‘the
character of his instructions proves that he had no conception
of what the invasion was to lead to.’303 On the
other hand, there is here the clear evidence of a matured
conception, based upon the experience of the multiplication
of special commissions to individual legates, of
a permanent delegation.304 By 1235 this system had
penetrated not only through France, Toulouse and
Burgundy, but also Lombardy, Sicily, Aragon, Brabant,
Germany.305
The inquisitorial commissions entrusted to the Friars,
it is important to note, did not involve the extinction of
episcopal jurisdiction in matters of heresy. In 1234
Gregory is found threatening the bishops of the province
of Narbonne, if they do not show due energy against
heretics, and making no mention of the new authority.306
As yet the friars-inquisitor are regarded only as a
more efficient supplement to the ordinary ecclesiastical
tribunals. Gregory intended that bishops and inquisitors
should work together, and bishops had to concur in the
friars’ sentences. Plainly there was not unnatural
antagonism, bishops wishing to treat inquisitors simply as
expert advisers, inquisitors aiming at becoming the real
judges. In 1247 Innocent IV treats the bishops as the real
judges: yet in the numerous sentences of the celebrated
inquisitor, Bernard de Caux, recorded between 1246 and
1248, there is no trace of episcopal concurrence.307 In 1248
the Council of Valence had to bring pressure upon bishops
to observe the sentences of inquisitors.308 Between 1250 and
1254 the director of the proceedings of the Carcassonne
Inquisition who makes the interrogations and imposes
the sentences is a bishop: but it is not certain whether
he was acting in his episcopal capacity or as a special
papal commissioner. Such commissions were rarely given
to bishops, as the popes much preferred, as a rule, to
use the friars. The root fact was that to perform his
special duties efficiently an inquisitor needed to devote
his entire time and attention to them: and thus, as it
became more and more apparent that heresy was no
mere ephemeral menace which could be stamped out
once for all, but a lasting trouble which had constantly
to be met, so the Inquisition, first regarded as a temporary
expedient to deal with an emergency, developed into a
permanent institution. So also the efforts of the bishops,
either to retain the jurisdiction over heresy in their own
ordinary courts or to superimpose their authority over
the inquisitor in his extraordinary court, were alike
doomed to failure. As a matter of fact, probably the
average bishop was too much immersed in other cares
and interests to trouble to secure his prerogative in the
matter of heresy.309 Thus it was that before the end of
the thirteenth century the Inquisition had come to
be an intrinsic part of the judicial organization of the
Church.
The pontificate of Gregory IX is in more ways than
one a critical period in the history of the repression of
heresy. It saw the first clear authorization of the death
penalty for the obdurate heretic. Capital punishment
had at times been shown to be the popular remedy for
heresy; it had sometimes been adopted by the secular
arm, sometimes approved by the clergy. But it had not
been legalized in the empire, formally sanctioned by the
temporal law of the world, as the general rule of Christendom.
The first public law of Europe enjoining it was
the work of the Emperor Frederick II. That the most
extraordinary member of the house of Hohenstaufen,
being a man who despite a curious strain of superstition
in him was a rationalist and a sceptic, should have been
responsible for this legislation may at first sight appear
astonishing. An Italian, not a German, brought up
among the half Greek, half Saracen influences of Sicily,
drawing his inspiration rather from Averrhoës and Arab
free-thought than from any Christian source, amazingly
versatile, poet, lover of learning, statesman, diplomatist,
his outlook upon the world was altogether individual,
his intellect powerful and singular, untrammelled by
convention. He was a medley of strange contradictions:
he protected Jews and Mussulmans; he persecuted
heretics. The Averrhoïst heretics from Islam interested
him, the heretics from Catholicism not at all.
On November 22, 1220, Frederick produced his first
constitution for Lombardy.310 This repealed the penalties
of Frederick Barbarossa in his edict of 1184, confiscation
of property and outlawry, penalties severe enough,
because outlawry in the Middle Ages was a terrible
punishment, putting the culprit at any man’s mercy.
This first constitution appears to have been inspired by
Honorius III.311 A second constitution of March 1224,
published at Catania for the whole of Lombardy, first
introduced the death penalty—death at the stake; but
at the discretion of the judge, the loss of the tongue
might be substituted.312 In 1231 in the Constitutions of
Melfi, which applied indeed only to Sicily, this element of
choice was no longer included, and the penalty was made
absolutely death by fire. In 1238 this regulation was
extended to the empire, being afterwards introduced
into the Sachenspiegel and Schwabenspiegel of Germany.313
Thus death by fire became the recognized punishment
for heresy in the empire. In 1226 Louis IX issued
ordinances prescribing severe punishments for heretics;
but at the time the use of the stake was general in France,
and it was formally accepted as the legal punishment in
the Etablissements of Louis IX in 1270.314
In view of what Frederick II did in his Constitutions,
some historians have placed upon his shoulders the full
responsibility for the horrors of the stake. This is both
unfair and unhistorical. The blame attaches to no
single man. The fact of first giving sanction in civil law
to death by burning is certainly important, but the importance
can easily be exaggerated. Frederick was only
giving legal recognition to the actual practice of France
and Germany; only introducing what was customary
elsewhere into Italy, where tolerance had on the whole
been general. Some importance should also be attached
to the revival of the study of Roman Law, which showed
that Manichæans had suffered death in days before
Constantine. In the part played by Frederick II we shall
be wise to recognize not something catastrophic but
rather a link among very many in a lengthy chain of
development.315 Nor must we forget the significance of
the order that burnings are to take place ‘in conspectu
populi.’ This is surely an answer to a popular demand
that the execution of heretics should be made a public
example, a salutary spectacle? The examination of the
force of public opinion is almost always more fruitful
than that of the motives of individuals, however powerful.
What was the attitude of the Church in its crusade
against heresy towards the action of Frederick? Being
crucial, the question is exceedingly controversial. There
have been apologists for the Church who have argued that
the whole blame for the burning of heretics rests with
the secular power, that Gregory IX had a positive aversion
to the idea, that Frederick II’s laws against heretics
are to be regarded as an attempt to humiliate the Pope
and wrest from the Church jurisdiction which properly
belonged to it. This argument makes the establishment
of the Inquisition a measure of self-defence, a strategic
blow delivered in the great war between the secular and
ecclesiastical authorities.316
This ingenious theory will not stand close examination.
There is in the first place the prima facie probability that
an unorthodox emperor, anxious to utilize the question
of heresy in a conflict with the papacy, would rather
protect than prosecute it. In the second place, there is
really no evidence for discovering in Frederick’s action
an elaborate Machiavellian device; while we have
sufficient evidence that Gregory did approve the burning
of heretics.317 There seems clearly to have been clerical
influence behind the constitutions. The constitution of
1224 has been ascribed to the influence of a certain German
prelate, Albert, Archbishop of Magdeburg, imperial
legate in Italy, who wanted to see heretics treated in
Italy as they were in his own country, and who therefore
induced the emperor to give legal sanction to the death
penalty.318 Even more significant would appear to have
been the part played by the Spanish Dominicans, Guala
and Raymond of Peñaforte. Guala was Bishop of
Brescia in 1230, and Brescia was the first town to place
among its municipal laws the Lombard Constitution of
1224. The Bishop was in constant communication with
Gregory, and when Rome followed the example of
Brescia, it is surmised, though it cannot be proved, that
Guala was responsible for this, as also for the Constitution
of 1231.319 This is conjecture, and so is the alternative
theory which attributes the legal establishment of the
death sentence not so much to Guala as to Raymond.320
Whatever may be the truth concerning clerical influence
prior to the promulgation of the Constitutions, the
question of the subsequent attitude of the Church towards
them is not a matter of conjecture.
In his bull, Excommunicamus, Gregory orders that
heretics, condemned by the Church, shall be handed over
to the secular arm and punished by the merited penalty
(‘puniantur animadversione debita’). What this punishment
is, is not expressly mentioned, but inasmuch as
all other possible penalties are mentioned by name—imprisonment,
excommunication, infamy, deprivation of
civil rights etc., we are left by a process of elimination
with the death penalty as the only conceivable end for
the obdurate heretic abandoned to the secular arm.321
Only wilful blindness can misinterpret the phrase
‘animadversione debita,’ especially as its meaning seems
to be forcibly illustrated by the practice of the Senator
Annibaldi who ruled Rome in Gregory’s name. In 1231
he issued a decree, introducing the imperial constitution
into the city and establishing that each senator, on
admission into office, must pronounce the ban of the city
against all heretics in it, seize upon all who are pointed
out as heretics by the inquisitors and punish them within
eight days from the passing of sentence. Here Annibaldi
used the Pope’s euphemism, ‘merited penalty.’ The
same year several heretics were seized in Rome, some
imprisoned, but the obdurate burnt.322
If it may still be felt that there is some doubt regarding
the personal feeling of Gregory IX about Frederick II’s
action, there can be no doubt at all as to his successor,
Innocent IV, who gave complete pontifical sanction to
the Constitutions by inscribing them in extenso in a bull
entitled Cum adversus haereticam pravitatem, issued in
1245.323
The Church did more than simply give its formal
approval to secular legislation against heresy: it saw to
it that the lay authority put its legislation into practice.
It was for the Church to seek out, arrest, examine and
condemn the heretic; it was the function of the State to
free the Church from the guilt of blood by arranging
for the actual execution of the impenitents, the canon
thus being reconciled with harsh necessity. Apportionment
of its duties in the matter of heresy to the State by
the Church was no new thing in the days of Gregory and
Innocent. The resolutions of earlier councils had referred
significantly to the danger of popular revolutions, did not
the secular authority play its part, and had threatened
that disobedient lords might find their lands and goods
given away to others more zealous or more prudent.324
The decree of Verona (1184) had claimed excommunication
as the penalty for failure to execute the imperial
laws (at that time those of Barbarossa) against heretics;
and the Fourth Council of the Lateran, enjoining an oath
upon all secular rulers that they will banish all heretics
from their lands, declares their vassals to be absolved
from fidelity in the case of non-compliance.325
Already, before the days of Innocent IV, it had been
made perfectly plain that the Church not only desired
and expected the execution by the secular authority of its
own laws against heretics, but that it was prepared to use
all available means to compel it to do so. Innocent IV
placed the coping-stone upon this system by his famous
bull issued to all the lay rulers of Italy in 1252, known as
Ad extirpanda.326 This bull is remarkable for the thorough
and systematic nature of its provisions. To the end
that the pest of heresy may be uprooted, all lay rulers
are to swear to carry out the laws against heresy on
pain of fine and of being held an infamous perjuror and
fautor of heretics.327 Every civil magistrate within three
days of his entrance into office is to appoint twelve
good Catholics, two notaries, two senators, two friars from
the Prædicants, two from the Brothers Minor, whose
duties are to search out heretics, seize their goods and
hand them on to the bishop. These officials are to enjoy
a variety of privileges and to be free from all interference
in their work. The civil magistrate is to hand over all
heretics within a fortnight of their capture either to the
bishop or the inquisitors.328 Those condemned are within
five days of sentence to be dealt with by the secular arm
in accordance with the Constitutions (of Frederick II).
The secular authority is also required to inflict torture
on those heretics who refused to confess or inculpate their
confederates, to see to the exaction of fines and destruction
of heretics’ houses, to keep lists of those defamed of heresy.329
These statutes, and all others which might subsequently
be added against heresy, are to be religiously preserved
in the statute-books of every city, on pain of excommunication
for any non-compliant official, of interdict for any
recalcitrant city. No attempt must be made to alter
these laws or to observe any other laws which may be
found to be in contradiction to them.330
Various slight alterations and modifications were
subsequently made in the terms of this all-important
fulmination. But with only insignificant revisions it
was reissued by Alexander IV in 1259, and in 1265 by
Clement V, who, however, inserted the word ‘inquisitor’
in places where previously only bishops and friars had
been designated. In the main the bull remained unaltered,
a lasting monument both to the Church’s power in that
age and of its attitude towards secular action with regard
to heresy. It was for the Church to command where
her interests were concerned; she expected to be obeyed
and, in case of defiance, had the necessary force to compel
obedience. Excommunication and interdict in those days
were no empty words. To be placed outside the communion
of the Church was even more than being outlawed
from the Empire, equivalent to being placed outside
civilization; it was to be deprived of all rights, made any
man’s legitimate prey. And if excommunication was
more injurious to the simple citizen than to the prince
or noble, still the latter had much to fear. The ban of
the Church relieved his vassals from their allegiance and
was an invitation to his enemies to march to his despoil.
In the eyes of the believer excommunication entailed
something very much worse than even such material
trouble and loss; it meant the exclusion from the greatest
of means to salvation on earth, the imperilling of salvation
in eternity.
There was, as a matter of fact, no reluctance on the
part of the state to the task of persecuting heretics, as
the secular legislation of Henry II of England, Barbarossa,
Alfonso II and Pedro II of Aragon abundantly testifies.
But few secular magistrates would be willing to incur so
great a material and spiritual risk as excommunication
merely for the sake of a few fanatical schismatics.
The argued justification of the now well-established
system of persecution, of which Ad extirpanda is the
coping-stone, we find in Thomas Aquinas. In the
Church’s procedure in respect of heretics he sees proof of
her deep mercy and charity. Her aim is the retrievement
of the prodigal, his penitence and return to the fold.
She aims not at punishment, but forgiveness. For the
penitent all is well, only for the obdurate and those who
have relapsed after reconciliation is there punishment.
It is meet that these should suffer, for in her kindness to
the individual the Church must not jeopardize the welfare
of the whole community. Heresy is the most terrible
of all offences. To corrupt the faith is a far worse crime
than to corrupt the coinage.331 The latter is an aid to our
temporal existence, the former an absolute necessity for
the eternal life of the soul. If then the coiner be deemed
worthy of death, how much more the heretic! The
argument of analogy is fortified by the text of Scripture.
The methods of the Inquisition are found to be justified
by Christ’s words: ‘If a man abide not in me, he is cast
forth as a branch, and is withered, and they shall gather
them and cast them into the fire and they are burned.’
Thus the sayings of the Founder of Christianity were
made to sanction a system of cruelty utterly abhorrent
to the whole tenor of His teaching.332
By the willing labours of the two Mendicant orders the
Inquisition was introduced into most of the countries
of Europe during the course of the thirteenth century.
Sometimes the two co-operated, as for example
in Aragon, Navarre, Burgundy and Lorraine. But there
was a good deal of jealousy between them, and sometimes
friction, so that it was generally found expedient to assign
Franciscans and Dominicans to different areas. Thus
the former were given the eastern portion of France south
of the Loire; the latter the western. Italy was also
divided, each order being allotted carefully defined districts
by Innocent IV in 1254. Northern France, Germany
and Austria were entrusted to Dominicans; eastern
countries, Bohemia and Dalmatia, to Franciscans.
The tribunal met with varying measures of success
in the different countries of Europe, and in early days
encountered considerable opposition and other difficulties
in each.
In Languedoc the way for the Inquisition had been
well prepared by the Albigensian Crusade: yet even
so it was far from smooth. The zealous proceedings
of Guillem Arnaud and his assistants provoked the
bitterest popular resistance.333 An assistant, Ferrer, was
expelled from Narbonne; Arnaud himself from Toulouse.
But his unconquerable spirit, assisted by Gregory IX’s
support, triumphed over popular hatred. Particularly
in 1241 and 1242 the inquisitors were exceedingly active,
so much so that in desperation certain Cathari set upon
Arnaud and several others and did them to death. Not
by such means could the Inquisition be worsted. The
Count of Toulouse, who had been planning to reassert
his independence, was forced to become completely
reconciled to the papacy, and as an outward and visible
sign of submission to take up arms against his own subjects
by besieging the last fortress of Catharism in the land,
the fortress of Montségur. The fall of Montségur and
the holocaust of heretics which followed it, together
with improved organization, enabled the Inquisition
to make better headway. A new difficulty, however,
arose in 1290 in the shape of strong protests against
the alleged cruelties and injustices of two inquisitors,
Nicholas d’Abbeville and Fulk de Saint-Georges. The
complaint that Nicholas had condemned the innocent
and wrung false confessions by cruelty was laid before
Philip IV. There was particularly strong feeling aroused
by the posthumous proceedings taken against a noted
citizen of Carcassonne, a great friend of the Franciscans,
named Fabri, who was accused of having been hereticated
on his death-bed. The defence of Fabri’s memory
was undertaken by a remarkable man, a Franciscan,
named Bernard Délicieux. The inquisitors represented
Délicieux as a deliberate adversary of their tribunal;
but when in 1301 Philip sent two representatives into
Languedoc to inquire into the causes of trouble, they
called to their assistance the resolute Franciscan, who
suggested the suspension of the inquisitors pending
investigation. The case was argued out before the King,
who came to the conclusion that the complaint had been
justified, that the inquisitors had been guilty of grave
excesses, of lawless exactions and the manipulation of
evidence, and took the unprecedented step of removing
both Nicholas d’Abbeville and Fulk de Saint-Georges.
At the same time he deprived the inquisitors of the right
to make arbitrary arrests. Philip’s attitude towards
the activities of the tribunal in Languedoc was not based
upon principle, but was dependent upon the varying
circumstances of his quarrel with Boniface VIII. Thus
when, as at this time, French king and pontiff were
quarrelling, it was demonstrated that the Inquisition
in France existed only on sufferance and that its peculiar
privileges, derived from the papacy, automatically
ceased during such disagreement. On the other hand,
in 1304, when a reconciliation between the combatants
had been effected, a compromise was arranged: whereby
it was settled that royal officials should give every
assistance to the inquisitors, when called upon to do
so; but on the other hand these officials were to visit
the inquisitorial prisons, and to prevent abuses, and
independent action on the part of inquisitors without the
co-operation of the bishops was to cease.
It was not long before complaints against the
Inquisition were renewed—the most important charge
being that good Catholics were forced into pleading
guilty to heresy by the use of torture and imprisonment.334
This time an appeal was made to the Pope, Clement V,
who sent two cardinals to investigate at Carcassonne
and Bordeaux.335 They seem to have discovered many
abuses in the management of the prisons and to have
become satisfied of the genuineness of some at any rate
of the allegations against the tribunal; and Clement
made a praiseworthy attempt at reform. In 1312
the Council of Vienne336 issued a number of canons to
this end, known as Clementines, which required that
in the infliction of torture the inquisitors must have
the concurrence of the bishop, also in the supervision
of prisons. Excommunication was threatened against
any who should abuse his power in order to satisfy
personal animus or greed. The restrictions imposed
on inquisitorial action by the Clementines were most
bitterly resented by the great inquisitor Bernard Gui.337
With the death of Clement such vexation disappeared.
The Clementines were indeed republished by John XXII,
but it was at once clear that he had no desire to interfere
with the Inquisition. The feeling of freedom enjoyed
by the Inquisition in Languedoc is evidenced by its
triumph over its former enemy, Délicieux. During the
days of Pope Clement he had been suffered to live in
peace; now he was charged with having impeded justice
and with having compassed the death of Benedict XI
by poison. Overcome by repeated tortures, he threw
himself upon the mercy of the court; found guilty
on the first charge, he was condemned to perpetual
imprisonment. This event in 1319 marked the victory
of the Inquisition in Languedoc. Now without fear
of opposition it could prosecute its labours in persecution,
systematized, unremitting, relentless. Heresy
was extirpated, the finishing touch to the Albigensian
Crusades supplied, and the distinctive features of south-eastern
France, as far as possible, blotted out. The irony
of the situation is that in accelerating this process the
Inquisition was unconsciously assisting the aggrandizement
of the royal power of France, with whose centralizing
policy the existence of so powerful an independent
tribunal was eventually found to be incompatible.
The beginnings of the attempt to extirpate heresy
north of the Loire are associated with the hated name
of Robert le Bugre who, armed with a somewhat vague
authority from Gregory IX, is found active from the
year 1233 in La Charité, Péronne, Cambrai, Douai, Lille,
his aim—it has been said—‘not to convert but to burn.’338
He aroused the jealousy of the bishops, who informed
the Pope that heresy was non-existent in their provinces.
The results of Robert’s enthusiastic labours convinced
Gregory that the episcopal assurances had been misleading,
that heresy was in reality rampant, so that he
entrusted his delegate with a special commission and
ordered the bishops to support him. Thus fully
recognized, the inquisitor traversed Flanders, Champagne,
Burgundy in a passion of religious energy, finding many
victims and producing widespread consternation. But his
career was a short one: found guilty of numerous excesses,
he was deprived of his commission and relegated to prison.
After this we do not hear of holocausts. There
was, in reality, little heresy in northern France, and
the Dominicans, to whom the scouring of heretics in
the country was entrusted, had not a great deal to do.
Their labours, however, received the whole-hearted
support of Louis IX, who liberally supplied them with
money; their tribunal was well organized, the officers
vigilant. The first auto-da-fé recorded to have taken
place in Paris occurred in May, 1310, when a woman
called Marguerite la Porète was the principal victim.
She had written a book, the thesis of which was that
the sanctified soul could without sin satisfy all the
cravings of the flesh. Her followers would appear to
have been the chief prey of French inquisitors in the
latter part of the century.
There are illustrations during this period of the
efficacy of the Inquisition even against powerful personages,
most notably perhaps Hugh Aubryot, prévôt
of Paris339 and builder of the Bastille, who, incurring the
animosity of the University of Paris, found himself
brought up on a flimsy charge and condemned to perpetual
imprisonment; but in France the Inquisition
did not rest on very secure foundations. It might be
useful when heresy was rife and the proceedings of
inquisitorial confiscations brought money into the royal
exchequer; but success in coping with heresy, that is
to say efficiency on the part of the tribunal, rendered
it no longer an object of solicitude to the crown.340
By far the most notable fact concerning the Inquisition
in France was its dependence on the crown. An
interesting illustration of its subordination was given
in 1322, when the tribunal absolved a certain abbot
from the charge of heresy. The procureur-général was
not satisfied with this finding and appealed against it,
not to the Pope, but to the Parlement. The matter was
one clearly coming within the province of a spiritual,
not a temporal court, yet the Parlement calmly assumed
jurisdiction at the instance of the royal officer. A yet
more outstanding case arose in 1330, when Philip sent
a representative, de Villars, to redress encroachments
by ecclesiastical courts upon royal courts in Toulouse.
Being ordered to produce his registers by de Villars,
the inquisitor of Toulouse appealed not to the Pope
but to the King. In 1334 Philip, making known his
royal pleasure that inquisitors shall enjoy their ancient
privileges, makes it clear that they are to be regarded
as derivative from the crown. The inquisitor is looked
upon as a royal official.341 The two most noteworthy
inquisitorial trials in France were both of a political
nature, the state making use of inquisitorial machinery
for its own ends, those of the Templars and Jeanne
d’Arc. The great Schism, and still more the Pragmatic
Sanction of Bourges, by weakening the hold of the papacy,
enlarging the independence of the Gallican Church, and
aggrandizing the Parlement still further weakened the
position of the Inquisition. Not only the Parlement
but the University of Paris was a formidable antagonist
and rival. The latter arrogating to itself a supremacy
in theological matters, regarding itself as arbiter in all
matters of doctrinal speculation, acquired the authority
which the Inquisition lost. The tribunal was still active
in the fifteenth century, but it was finding the question
of expenses a difficult problem, and the growth of indifference
to the penalty of excommunication made its
task harder. An effort was made by Nicholas V in 1451
to restore the former powers of the Inquisition and a
wide definition was given to its authority. In France,
however, it had lost too much in prestige to allow of
its being revivified.342 When Protestantism entered the
country in the sixteenth century it was not the Inquisition
that was employed against it, but the University of Paris
and the so-called chambre ardente of the Parlement—national
institutions under royal control. The days of
the Inquisition in France were over.
The history of the Inquisition in Germany opens
with the careers of Conrad of Marburg and Conrad Tors,
who carried on a fanatical crusade against Waldenses
and different pantheist sects, of which the Amaurians
and Luciferans were the chief, the methods of their persecution
being purely arbitrary and leaving the accused
practically no opportunity of defence. Conrad of
Marburg’s execrated existence was terminated by his
murder in 1233.343 That inquisitors were working in
Germany through the latter part of the thirteenth century
we know; but they do not appear to have accomplished
much. After the publication of the Clementines, however,
new efforts were made to suppress the Beghards
and similar unauthorized associations, but the work
seems to have been carried out rather by episcopal courts
than by friars specially deputed by the pope. It was
not until 1367 that, with the appointment by Urban V
of two Dominicans, a thorough attempt was made to
organize the papal inquisition in Germany. Pressure
was brought to bear upon the Emperor Charles IV,
and in 1369 he issued edicts extending the fullest possible
authority to the papal delegates with a view to the
eradication of the Beghards. Under threat of severe
punishment all prelates were enjoined to obey the orders
of the inquisitors with a good grace, while in order that
their privileges might be secured certain high nobles
were appointed to protect the inquisitors and to deal with
any complaints they might make. Later on, Charles IV
entrusted the Inquisition with a new power, that of
censorship, for the Beghards derived much of their
influence from the circulation of pamphlets in the
vernacular.
Fortified by the imperial favour, Kerlinger, the
principal delegate, displayed great energy at Magdeburg,
Erfurt, Mühlhausen, etc.; and notwithstanding the
occasional opposition of a jealous episcopate the
Inquisition had made such good progress by 1372
that it had apparently succeeded in driving its enemies
out of northern and central Germany. These were the
days of the Flagellants and of the dancing mania as well
as of Beghards and the Brethren of the Free Spirit.
There certainly seemed to be no less need of organized
repression; nevertheless the Inquisition in Germany
after the days of Kerlinger tended to lose ground. Complaints
made against its recent proceedings were found
on investigation by Gregory XI to be well founded,
and the papal disapprobation armed the episcopate
against their rivals. As in France, so in Germany, the
Schism had the effect of still further reducing the influence
of the Inquisition. Persecution of Brethren of the Free
Spirit continued late into the fifteenth century: but
heresies far more formidable than the mystic antinomianism
which had been the characteristic heresy
of Germany were about to dawn. The intellectual
force in men such as Johann Wessel, Reuchlin and
Erasmus had infinitely greater power than a perverted
pantheism. And when Lutheranism took hold upon
Germany, there was no powerful Inquisition to check
it. Had there existed in Germany such a tribunal as
had stamped out Catharism in Languedoc, it might,
so far as we can tell, have succeeded in silencing Luther,
while he was still an unknown monk of Wittenberg,
before he had come to apprehend the full significance
and the ultimate developments of his famous theses.
But when the hour came of the Church’s greatest danger
from heresy in Germany, the weapon which it had used
with such tremendous effect in earlier days had been
hopelessly blunted.
The publication of Frederick II’s Constitutions
and the activities of Gregory IX introduced a new era
of intolerance into Italy, where apparently tolerance
had hitherto been the rule. Inquisitorial activity
started in Florence and in Rome; it was carried further
afield by several perfervid champions, of whom the
best known was Peter Martyr, the scene of whose labours
was first Milan, then Florence. In Florence persecution
had become so menacing that a formidable rising was
provoked. This was the occasion of Piero’s coming to
Florence, where he at once formed a company on the
model of one he had created in Milan for the protection
of Dominicans, giving it the title of the Compagnia della
Fede. The Florentine inquisitor, with this protection,
proceeded with his persecutions and a bloody conflict
was provoked, which was as much one between Guelph
and Ghibelline as between orthodox and heretic. Peter
Martyr led the banners of the faith with such good effect
that the forces of heresy were badly beaten and the
city reclaimed for Pope and Inquisition. He was next
engaged as inquisitor in Cremona and again in Milan.
Though there is no record of his proceedings there, that
he was as ardent a persecutor as before seems proved
by his assassination at Milan in 1252.
As a practical memorial of the martyr’s enthusiasm
a voluntary association similar to those which Piero
had himself founded in Milan and Florence was formed
among the upper classes of the principal Italian cities,
the name crocesegnati being given to them, for the
protection and assistance of inquisitors. As devoted
and determined a champion as even Peter Martyr had
been was found in Rainerio Saccone of Vicenza, who
undertook the task of combatting heresy in Lombardy,
where it was very strong owing to large migrations
from Languedoc. Reorganizing and strengthening the
Lombard Inquisition, he achieved considerable success
with the assistance of Innocent IV, who at this time
issued the bull Ad extirpanda.344 With the accession
of Alexander IV activity in Lombardy was still further
increased. The number of inquisitors was doubled,
and Rainerio announced that hitherto he had shown
incomparable mildness, henceforth he would be rigorous.
The chief obstacle—a formidable one—to the complete
success of the tribunal in Lombardy was the power
of the two great Ghibelline nobles, Eccelin da Romano
and Uberto da Pallavicino, into whose territories not
even a determined inquisitor dared enter. A crusade
against the former, organized by Alexander, after varying
fortunes proved successful, and the March of Treviso,
hitherto closed to the Inquisition, was laid completely
open.
A yet greater success was achieved by the Holy
See in 1266, when Charles of Anjou triumphed over
the Ghibellines at Benevento and the kingdom of Sicily
passed into full obedience to the papacy. Two years
later the last of the Hohenstaufen in a futile attempt
to regain Italy for his house perished on the field of
Tagliacozzo, and with him the last chance of the imperial
faction. Uberto had espoused the cause of Conradin
and the young prince’s failure involved the downfall
of the Lombard noble. The story of the fortunes of
the Inquisition in Italy being largely that of the fortunes
of Guelph in the strife with Ghibelline, this Guelph
triumph naturally gave a great impetus to the Inquisition.
It had now practically no political obstacle to face, and
it immediately extended its operations into all Ghibelline
territories, and although there were occasional outbursts
against it, as in Parma in 1279, when the populace
attacked the convent of the Dominicans and burned the
registers of the Inquisition, still the setbacks were not
serious. Ghibelline districts were particularly attacked,
and it was said that in such centres it was impossible to
feel safe, as in the eyes of the Church Ghibelline was apt
to mean heretic.345 It should, on the other hand, be noted
that even during the period of the Inquisition’s greatest
ascendancy in Italy, there are instances of papal
lenity in mitigation of the full rigour of the tribunal’s
practice.346 In certain parts of Italy the Inquisition
did not thrive as in Lombardy and the Papal States.
When Charles of Anjou established himself in the Neapolitan
kingdom, one of his first proceedings was to
plant the Inquisition there, and he gave it his own
personal assistance in prosecuting its labours. On the
other hand, it remained somewhat dependent on the
crown and did not enjoy the whole-hearted support of
the local magistrates. Perhaps more serious was the
natural obstacle presented by the mountainous character
of the country. In the island of Sicily the Inquisition
had at no time much influence.
In another Italian state the Inquisition never
succeeded in obtaining a thorough hold—Venice, ever
zealous for its independence of outside control. When
Gregory IX started his campaign against heresy, the
republic held aloof; the Constitutions of Frederick II
were not incorporated in its laws. Persecution indeed
existed and the ordinary bishop’s court existed as elsewhere
in Christendom; but the Council, a secular body,
maintained a supervision in cases of heresy. The
Inquisition was not permitted to enter, and in consequence
Venice became an asylum of refuge for heretics from
other parts of Italy. But in 1288 Nicholas V ordered
the signoria to respect the laws of Pope and Emperor
and facilitate the work of the Inquisitor of Treviso in
whose province Venice ought to come.347 According
to the recognized principles of the age the attitude of
the republic was indefensible. Venice, accordingly, gave
way, but was able to effect a compromise, whereby the
Inquisition was admitted, but on the other hand the
edicts, imperial and ecclesiastical, were still not placed
among the statutes of the city and the republic supervised
the financial arrangements, defraying the expenses
of the inquisitors, but at the same time receiving the
profits of confiscations. Thus one of the most prolific
sources of inquisitorial abuses was cut off, and at the
same time the power of the purse retained supreme
control for the state, the imposition of such important
restrictions allowed the Inquisition no such prestige
in Venice as it enjoyed in Lombardy. We find it at
times being deliberately ignored by the signoria, and
by the middle of the fifteenth century it had almost
entirely lost such influence as it had possessed after
the compromise of 1288.
In spite of its obtaining only partial ascendancy
in certain states, the Inquisition achieved its purpose
in Italy with marked success. Catharism lasted longer
there than in Languedoc, being found in Piedmont
in the late years of the fourteenth century; but it was
harried energetically, and early in the next century it
was to all intents and purposes extinct. Waldensianism
lasted longer, having a much greater hold over the
country. In 1352 we find that the Waldensian Church
in Turin is flourishing and its numbers so great that
no attempt is made at concealment. Gregory XI made
special efforts to suppress the sect in Piedmont, but
without complete success. The next century saw another
strenuous effort made by Yolande, the regent of Savoy,
who with the co-operation of the inquisitor of Dauphiné
undertook a campaign for the extermination of the
Waldenses, all her officials being by the Duchess’s
orders placed at the disposal of the inquisitors. For a
time the persecuted in Savoy were under the aegis of
Louis XI’s protection; but on his death persecution was
carried on assiduously. In 1488 an attempt was made
to put down the Waldenses by force of arms, but the
18,000 men to whom the task was entrusted met with
a crushing defeat. The respite thus secured did not,
however, last long, and in 1510 we find the Inquisition
strengthened by the loan of troops by the secular power
and using every means in its power against the heretics.
In the Alpine valleys the sect was never stamped out
by the Inquisition and remained in existence there until
the terrible Vaudois massacres of 1655. But as a result
of the persistent persecution, emigration on a considerable
scale was continually taking place, the majority of those
who took flight finding a refuge in Calabria and Apulia,
where the arm of the tribunal scarcely ever extended.
The great Schism was disastrous in weakening the
respect felt in Italy not only for the papacy, but the
Church as a whole, and the Inquisition inevitably suffered
in consequence.
The fame of the Inquisition in the Spanish peninsula
has been so great that it has almost wholly eclipsed its
fame anywhere else in Europe, and its history has been
in every way peculiar. It acquired an altogether unique
position there; enjoyed an extraordinary prestige and
unexampled success. It earned an undying notoriety.
It became, as nowhere else in Europe, a national institution,
closely identified with the monarchy, but also
popular, a possession of which the people were proud.
It was a terror to the foreigner; it made the name of
Spaniard feared all over the world. It had played a
great part in welding the Peninsula together, in driving
out alien elements, producing national homogeneity.
It played, then, a large part in Spanish history, and
obtained a very marked influence on the national mind
and character. But the Inquisition which is so famous
or infamous in Spain was the creation of Ferdinand and
Isabella. It was a quite distinctive institution, much
more monarchical than papal, and it was not directly
the offspring of the tribunals that had existed in the
Peninsula in the Middle Ages.
The most remarkable fact concerning the Spanish
Inquisition is that this country in which the Inquisition
most abundantly flourished, the country which won
for itself easy pre-eminence for its close fidelity to the
Church, its zealous and implacable intolerance of any
sort of dissent, was originally equally pre-eminent for
its tolerance. The ardour of persecution in Spain was
not due to something ingrained in the national character;
it was to a very large extent the offspring of the methods
pursued by the Holy Office; and the deep implanting
of the Holy Office was due to deliberate policy on the
part of the Spanish monarchy from the days of Ferdinand
the Catholic and Isabella.348 In the Middle Ages the
civilization of Spain was very largely Saracen. From
such sources south of the Pyrenees came that distinctive
culture of Languedoc, out of which heresy had so luxuriantly
sprung. From a non-Christian people came the
philosophy, the mediæval, astronomical, botanical knowledge,
the art and fancy and the industrial skill and
trading enterprise of the country. Moreover Jew and
Christian met and did business together. So long as such
intermingling of different races, religions, civilizations
continued the soil was not favourable to the success of
such an institution as the Holy Office. Heterogeneity
is productive of tolerance. The Inquisition’s day could
only come with the determination to drive out the other
elements and to make the Peninsula European in race,
Christian in religion and ideas. The success of that
policy had to wait for the union of the two crowns of
Aragon and Castile. Prior to that, the Inquisition
obtained success in Aragon only, being unknown in
Castile and Leon, while in Portugal, though there were
inquisitors in the country from 1576 onwards, they
appear to have been singularly inactive.
In Aragon349 persecution was originally organized by
the state, both Alfonso II and Pedro II promulgating
severe legislation against heresy, though a sort of Inquisition,
consisting partly of clergy, partly of laity,
was established by a statute issued at Tarragona in
1233. The real beginnings of the Inquisition in Aragon
are, however, to be traced from the intervention of the
redoubtable Raymond of Peñaforte, a year or two after
this. He was instrumental in introducing members of his
own order to deal with heresy; and in 1238 Gregory IX
entrusted the prosecution of heretics to the Mendicant
orders in Aragon. In 1242 a very important Council
held at Tarragona formulated rules of procedure for
the guidance of inquisitors.350 The Aragonese Inquisition
did not, however, show great activity until the opening
of the fourteenth century. Its activity then produced
popular protest, and in 1325 the Cortes, with the royal
assent, prohibited inquisitorial methods of torture. It is
doubtful if this was intended to apply to ecclesiastical
as well as lay courts. If it was, it had no lasting results,
as can be seen from Eymeric’s ‘Directorium.’351
This very remarkable inquisitor assumed office in
Aragon about 1360. With the most genuine and most
exalted conceptions of the dignity and importance of
his position, he put forward the utmost claims for the
Holy Office; yet from the internal evidence of his treatise
itself, it does not seem to have flourished in Aragon in
his day. He makes loud complaints of its poverty.
But the fact that so little came into its exchequer from
confiscations and that so ardent and active an inquisitor
should apparently have accomplished so little seems
mainly to prove that heresy was not a serious menace
in Aragon at this time.
In the next century the history of the Aragonese
Inquisition is neither interesting nor important, and the
end of that period brings us to the era of Torquemada
and the organization of a great Inquisition for the united
kingdoms of Spain.
In Eastern Europe352 the Inquisition never succeeded
in obtaining much of a foothold. The main stronghold
of Catharism was in lands east of the Adriatic, but here
the papacy possessed but scant authority. A practically
abortive attempt was made to deal with the heretics
in 1202; but in the twenties the Mendicants in their
untiring zeal, using Hungary as their base and with the
armed support of Calomar, Duke of Croatia and Dalmatia,
waged successful warfare against the Bosnian Cathari
until the retirement of the crusaders in 1239. Their
withdrawal meant that no effectual result was achieved,
and Catharism remained powerful not only in Bosnia,
but Dalmatia, Bulgaria, and Roumania. The bishops
of Bosnia found themselves compelled to leave the
country. In 1298 an attempt made by Boniface VIII,
to establish an Inquisition in the lands south of Hungary
from the Danube to Macedonia, came to nothing. But
in 1320 an inquisitor named Fabiano, with the assistance
of the king of Hungary, made some progress against
the heretics, and a further effort was made in 1336
by Dominicans with the co-operation of the Hungarian
king. Though in 1378 Urban V congratulated Louis of
Hungary and the friars on having restored two thousand
heretics to the fold, four years later that monarch himself
complains that practically all his subjects are Cathari,
good Catholics being very sparse in numbers.
In 1407 Sigismund made an attempt to establish
himself in Bosnia, his cause obtaining papal recognition
as a crusade against Turks and Manichæans; but his
attempt ended in failure. In 1432 an Observative
Franciscan, Giacomo della Marca, already well known
as a stalwart persecutor of heretics in Italy, embarked
upon a missionary enterprise in Slavonia, and is said by
his eloquence to have made numerous converts; but his
success was short-lived, as he was recalled by Sigismund
to help in the religious troubles of Bohemia. After the
days of Sigismund there was little chance of success for
missionary or inquisitor beyond the Adriatic. The flow
of the Ottoman advance swept over the Balkans, and
the Cathari were converted not to Catholicism but to
the faith of Islam.
The Inquisition did not make its appearance in
Bohemia until late, the first inquisitors being appointed
in 1318, when they were also appointed for Poland,
Cracow and Breslau. There is hardly any record of what
they did. In 1335 Benedict XII made fresh efforts,
and between 1350 and 1380 there was considerable
activity against heretics, but it was the activity of the
ordinary episcopal courts, not of a papal inquisition.
There was a large diffusion of Waldensianism in the
country; apparently early in the century there had been
a certain number of Luciferans. With the Church in
Bohemia in a low state of efficiency and the rise of the
anti-sacerdotal movement which led to Husitism, the
task of repression was a difficult one, and there was no
Inquisition. One of the causes of the indignation of the
Czechs at the treatment of Hus at Constance was the
fact that Bohemia had had virtually no experience of
the Inquisition and was ignorant of its methods and
procedure.
After the silencing of the two great heresiarchs, the
Council commissioned the Bishop of Litomysl with
inquisitorial powers for the extirpation of heresy in
Bohemia; but as the Czechs were ravaging the Bishop’s
territories at the time he dared not show face. The next
expedient of the Council was the arrangement that
Husite heretics should appear before special inquisitors
in the Roman Curia. As it was in the highest degree
unlikely that any Husites, particularly after the fate of
Hus and Jerome, would quit their own country to answer
charges of heresy, this was a futile proceeding, as was
the next—a formal citation to 450 nobles, who had signed
a protest against the burning of Hus, to appear before the
Council on the charge of heresy. It was evident that no
Inquisition could exist in Bohemia as long as the country
remained rebellious, predominantly schismatic. The success
of the Inquisition invariably required the support
of popular opinion, magisterial acquiescence, or armed
force. Neither of the first two being forthcoming, the
last expedient had to be tried. A crusade was preached
against the heretic people, to which only one upshot was
anticipated. But the anti-Husite crusade ignominiously
failed, and the Czech people kept the Inquisition from
entering their borders.
In Scandinavian lands the Inquisition never penetrated,
and it only once, for a very brief period, made its
appearance in the British Isles. This was in connection
with the suppression of the Templars. At first when the
horrible accusations which led to the undoing of the great
military order were bruited about, Edward II refused to
credit them, the record of the order in England giving
no colour to the charges. When, however, Clement V
issued his bull, Pastoralis praeeminentiae, in which he
stated that the heads of the order had made confession
of the crimes imputed to the iniquitous knights, and
called upon the potentates of Europe to take action for
their suppression, the English king ordered the apprehension
of the Templars in England and the sequestration of
their property. No further action was taken. But in
September 1309 two papal commissioners, who had
been appointed more than a year previously, made their
appearance. Instructions were issued that all Templars
not yet seized should be brought to London, York, or
Lincoln, where the commissioners with the co-operation
of the bishops of the respective dioceses were
to hold inquiries. Similar orders were also dispatched
to Scotland and Ireland, where the inquisitors appointed
delegates. The proceedings in London began on October
20, 1309. The Templars, on examination, one
and all protested the innocence of the order; outside
witnesses, as a whole, gave the same testimony. The
object of the inquisitors being conviction, this was most
unsatisfactory. Progress was much better on the
Continent, where torture was employed; torture they
must use also in England, therefore. They obtained
from the King an order to the custodians of the prisons
to allow the inquisitors to do with the bodies of the
Templars what they pleased, in accordance with ecclesiastical
law.
Still only meagre results were obtained and Clement
became indignant. He wrote to Edward saying that he
had heard that he had refused the use of torture as being
contrary to the laws of his kingdom. No law could be
permitted to over-ride the canon law, and in interfering
with the work of the Inquisition the King had been
guilty of a very serious offence. He was offered remission
of sins if he would withdraw his prohibition of torture.
Thus urged, Edward again sanctioned the use of ‘ecclesiastical
law,’ but this time mentioned torture expressly,
explaining that he gave his sanction in deference to the
wishes of the Pope. Even thus the inquisitors could
not make headway. They were on alien soil in England;
the country took ill to the special tribunal and its
methods. All that they achieved was that the knights
eventually confessed themselves so ‘defamed’ for heresy
as to make it impossible for them to make the ‘canonical
purgation’ and therefore undertook to perform any
penances enjoined upon them. Such were the total
results attained by the Inquisition in England.
Persecution of heretics there had been before, under
the Assize of Clarendon; persecution in plenty there
was after, under De Haeretico Comburendo and in the
days of the Tudors; but the persecuting authority was
always the State—no such international, papally-controlled
tribunal as the Holy Office. Mary Tudor might
have achieved a large measure of success in her Romanist
policy had she been able to make more use of those
international agencies, of which Jesuit propaganda and
the Holy Office were the two chief, which provided the
sinews of the Counter-Reformation movement. As it
was, the British Isles remained free from inquisitorial
influence; their judicial customs and principles of justice
being uncontaminated by those methods of procedure
by inquisitio, by the use of torture, which the example
of the Holy Office introduced into so many civil courts
on the Continent.
The popular fame that the Inquisition has gained is due
to the terror which it aroused in the days of its greatness;
its terror was the result of the thoroughness and efficiency
of its methods. It was efficient, in the first place, because
it was the product of experience. Its characteristics
were those that had been proved to be necessary. The
ordinary ecclesiastical courts had been found unsatisfactory
for dealing with heresy because their business
was too multifarious; the Inquisition was devoted to
the trial of one offence and one only. The bishops had
failed in part because they were not specially qualified
for their task; the inquisitors were trained specialists.
In the second place, the tribunal was strong in having
the support of the secular authority as well as of the
papacy behind it. Thirdly, it became widespread in
western Christendom, so that flight was a doubtful
salvation. It seemed ubiquitous, because the mutual
co-operation between inquisitors of different districts,
and indeed countries, was highly organized. It seemed
all-pervading because of its apparent omniscience, due
to the extensiveness of its records and the thoroughness
of its spy system. The victim, in short, was made to
feel his helplessness before a power which seemed as
strong and inexorable as fate.
The Inquisition owed much to the character of its
judges. They were, at any rate, enthusiastic and hard-working.
The half-hearted inquisitor was of rare occurrence.
They were often ardent with the fiery and
formidable zeal of fanaticism, believing themselves servants
of God and surrounded by that aureole of sanctity,
which gave their court the name and reputation of the
Holy Office. Often, beyond question they were cruel;
but, on the other hand, it is necessary to beware against
accepting the traditional idea of the inquisitor as typical.
In the Middle Ages, when he flourished, the inquisitor
was not popularly regarded as a man destitute of human
sympathy, an ogre; he was regarded, on the contrary,
with veneration. Often he was a man of high intellectual
attainments; practically always he must have been
educated and learned much beyond the ordinary; he
had studied in school and university and was a theologian,
if not also something of a philosopher and a lawyer.
Often too he was the most upright and honourable of
men; and it is plain that men like Bernard Gui and
Nicholas Eymeric had the highest sense of their responsibilities
and the loftiest ideals for their fulfilment.
Bernard Gui gives us a sketch of the ideal inquisitor.
He is a man ardent in the faith; never slothful, yet not
precipitate; never timid, but always cautious; never
credulous, but ever ready to listen; resolute for truth
and justice, yet merciful and compassionate; careful in
his sentences that no ground shall be given for the charge
of cruelty or rapacity.353
The inquisitor was a much privileged person, enjoying
a plenary indulgence during the whole period of office,
and he could only be excommunicated by the direct
authority of the Pope. In every way he was under the
panoply of special papal favour and protection. He had
the right of granting indulgences—this being mainly
used to encourage or reward witnesses and informants
against heretics.354 Privilege was also extended to all
assistants of the Holy Office.
The assistants were numerous, consisting of delegates,
often called vicars, socii, familiars, notaries, councillors,
prison officials and simple messengers and other servants.
To this list should be added the ordinary curés, whose
services might be utilized to publish citations, make
known the sentences of the tribunal, give testimony
for or against their own parishioners.
The delegates were assistants of the inquisitors; to
them was generally entrusted the task of asking preliminary
questions and hearing witnesses, the rôle of a juge
d’instruction. They thus relieved the inquisitors of most
of the burden of the initial and formal proceedings; but
they were strictly subordinates, their powers being carefully
stated in their commissions, and they were, as a
rule, appointed only for a particular cause and definite
period. On the other hand, they might take the
inquisitor’s place in case of his illness or absence from
any other unavoidable cause.
The socius was not, as his name seems to imply, a
colleague, but only a companion, who merely accompanied
the inquisitor on his journeyings in that capacity,
and discharged no official functions, save that he might
occasionally give informal advice.
The familiar, a most important and distinctive personage
of the tribunal, might come from any class of
society and usually came from men who lived in the
world. A recluse was of no use for the duties the familiar
had to perform. But once having adopted the calling
(valued on account of its ecclesiastical privileges), the
familiar became a member of a quasi-religious brotherhood.
His duties were various. A personal guard for
the inquisitor had to be provided. The inquisitors had
the right of arming familiars for this purpose, though
the Council of Vienne of 1311 recommended that the
number of familiars should be kept down to the minimum
and that the right of arming them should not be abused.355
Familiars also visited prisons, and at autos-da-fé had to
accompany the condemned and the penitent, exhorting
them to unfeigned repentance, and encouraging them to
submit to the punishments inflicted upon them. Lastly,
and most important, the familiars were secret agents,
and were as a rule remarkably efficient spies.
Another important officer was the notary. He was
quite indispensable. The number of men qualified to fill
the post, in days when writing was not a widely diffused
accomplishment, was far from large; and the position
grew to be one held in high esteem and much sought
after. The notary’s main duty was to take down
interrogatories and answers, and to keep the register of
them. First of all he would take down rough notes and
afterwards he would make a fair copy on a parchment
for permanency. As the questions were put in the
vernacular and the register kept in Latin, he had to be
a translator as well as a clerk. His task was so heavy
that in some cases he was given the help of scriveners;
but every document had to bear his signature. It
would be impossible to exaggerate the significance of
this careful recording of evidence in the work of the
Inquisition. All the papers were sedulously kept; often
they were carefully indexed and annotated. In course
of time the registers came to form a wonderful repository
of information, which was of immense assistance to the
tribunal.
As an illustration of how the careful preservation
of exact and minute particulars of cases promoted the
success of the Holy Office may be taken the case of an
old woman apprehended in 1316. From the records it
was ascertained that the same woman had as far back
as 1268 confessed heresy and been reconciled. This
discovery showed that the prisoner was already a relapsed
heretic.356 The meticulous transcription of some casual
and apparently irrelevant remark made by a witness in
one case might lead to the arrest of an unsuspecting
citizen on the charge of heresy in quite a different part
of the world years afterwards.
The councillors or experts—viri boni or periti—were
usually chosen from the ranks of the clergy, priests,
abbés, bishops—but they might also be laymen, and
were often civil lawyers. Thus, at Pamiers in 1329 we
find that out of fifty-one experts twenty are civil lawyers.357
The number of experts varied. Fifty is an exceptionally
large number; but twenty or twenty-five quite common.358
To what extent the councillors had a practical influence
in the inquisitorial process must remain doubtful. The
idea was that they should act as a check on irresponsible
inquisitors, as well as give professional legal opinion when
such was needed; and from the frequent references to
the system in papal bulls it certainly seems true that the
popes showed anxiety to encourage the system of expert
assistance as a restraint upon arbitrary action.
On the other hand, it is by no means clear that the
system had much practical effect, since inquisitors were
not bound to accept the advice tendered, and the number
of the periti being so large, the volume of business
transacted usually so great, it is doubtful whether any
serious deliberation with the councillors took place in
the majority of cases. Probably their presence was
often purely formal, for the sake of giving additional
solemnity to the condemnation of heretics.359 Still, it
remains true that a place was provided in the inquisitorial
organization for the experts; that the means of competent
legal advice was forthcoming; that if the inquisitor was a
reasonable man he would no doubt pay due heed to such
advice on the purely legal aspect at all events of his
cases, and also that the experts, being often men of
importance, probably did have the power of making
their influence tell upon occasion. The system was at
all events a potential safeguard.
Finally, there must be mentioned, among the members
of the tribunal, one of the most important—the bishop.
The relations between bishops and inquisitors, frankly
antagonistic in the early days of the Inquisition, probably
always tended to be unfriendly. If the bishop, for his
part, resented the new jurisdiction, which was a rival to
his own, the inquisitor in his own court aspired to be
supreme and to arrogate to himself a superiority over
the bishop, which the latter was not likely to allow.
The bishop’s position was not altogether easy. Required
to take cognizance of heresy in his own court, he yet
had also to officiate in the special court where the
inquisitor, whatever his ecclesiastical status and whatever
his pretensions, was bound to be always prime mover in
the proceedings. We know that the inquisitors often
acted without the co-operation of the bishop. The
relations between them remained none too clear until
they were regulated by the Council of Vienne. They
were to work together and to concur in the sentence.360
As a matter of fact, the concurrence of the bishop was
apt to be a mere formality and his position in practice
was bound to be subordinate, the inquisitor being a delegate
expressly charged by the Pope with the duty of trying
heretics.
Such being the composition of the Inquisition, what
was the extent of its province? What, technically
speaking, was a heretic? According to Raymond of
Peñaforte, he was simply one who denied the faith. St.
Thomas Aquinas maintained that no one was a heretic,
unless he obstinately maintained an error after its
erroneousness had been pointed out to him by an
ecclesiastical authority. One teaching, therefore, was
that no one in ignorance could be a heretic.361 Proof of
previous instruction in the truth had to be forthcoming
to show that a man was a heretic. But a broader
interpretation tended to prevail, and the heretic to be
considered as one who, on any grounds whatever, separated
himself from the traditional faith of the Church.362 The
mere fact of separation did not in itself constitute
heresy; but every schism must end in heresy, because
separation argues an error in belief touching the nature
of the Church. Lack of respect for ecclesiastical, and
especially papal, authority suggests denial of the faith.363
To assert anything against the Scriptures, to add to them
or subtract from them would be heresy. Certain forms
of blasphemy and profanity would make a man at least
suspect of heresy.364
Obviously the matter of interpretation gave abundant
scope for casuistry. Bernard Gui’s ‘Practica’ is an
illustration of this. There was an obvious temptation
for the inquisitor to discover heresy in all manner of
disguises.365 Heresy was conceived as a most insidious
as well as a most pernicious enemy, to be ferreted out
in all sorts of strange lurking-places. The indefiniteness
of the term—the inquisitor’s definition is always a
catalogue—was as a matter of fact unavoidable, seeing
that the offence consisted, not in an overt act, but in an
intention. It was a crime of the intellect, a matter of
the state of a man’s mind and disposition. Sometimes
the heresy might be revealed in an act, but very often
there would be no formal act at all. The inquisitor must
be a searcher of the heart and a prober into the obscure
workings of the mind.366 It is necessary to add one
simpler but important point. No one could be a heretic
unless he had been baptized, unless he was a member of
the Christian Church.367 The infidel, the Turk, the Jew,
did not come within the Inquisition’s purview—unless
he had at one time received the Christian religion. By
birth or adoption the heretic must have been a Christian:
for the heinousness of his crime consists in its being a
repudiation, a rebellion.
The Inquisition formulated a number of classifications
of heretics. In the first place, they used
to distinguish between affirmative and negative heretics.
The former was one who deliberately avowed some
opinion contrary to the faith before the tribunal; the
latter was one who either denied being guilty of the
incriminating word or act or else, while acknowledging
it, protested that he had no culpable intention.368 In the
second place, a distinction was drawn between the
perfected heretic and the imperfect. The first not only
held an error, but also practised the rites appertaining
to it, modelled his life on its dogma; the latter merely
believed the error without being guilty of the evil
practices.
The inquisitors also recognized a class consisting of
people who were not really heretics at all, perfect or
imperfect, but merely people who gave evidence of
heretical disposition or of tendencies which might lead
them into heresy. In the fact of its taking cognisance
of such a class lies one of the distinguishing features of
the Inquisition.369 The tribunal deliberately dealt with,
and had a specific treatment for, those who were merely
suspected of crime. Suspicion was classified as light,
vehement or violent. There was no precise definition
of what was meant by each of these; it was generally
left to the inquisitor to decide in each particular case
what degree of suspicion existed. It was most essential
to avoid all contact with heretics.370 A man proved to
have saluted a heretic or listened to his preaching on a
single occasion was regarded as lightly suspect; if he
had done so more than once, he was vehemently suspect;
if he had done so frequently, he was violently suspect.371
But such an offence as this, even if often repeated, was not
regarded as in itself sufficient evidence of actual heresy.
It only made the offender a marked man. In such cases
the Inquisition did not dismiss the accused as not guilty;
it would not absolutely dismiss a case, unless satisfied
that there was no proof whatever. This was due to the
intangible nature of an offence which consisted in an
intention.
The consequence was that the Inquisition, in order
to be on the safe side, virtually created a minor offence
of allowing oneself to be suspected of heresy. For every
good Catholic must realize that any connection with heresy,
however remote, is contamination and therefore take the
most elaborate precautions to avoid all contact. To become
an object of suspicion, therefore, meant either that the
suspicion was after all well-founded (on the principle that
there is no smoke without fire), or that the conduct which
led to suspicion was inadvertent. Was it, then, unreasonable
to require that the suspect should make a formal
abjuration, to prove that in fact he had no sympathy
whatever with heresy, that the suspicion was unfounded?
Nor, surely, was it unjust to record such cases of suspicion
in view of the possibility that the suspect might at some
later date come up once more before the tribunal, when
naturally his former offence would be legitimate evidence
against him? Such is the line of argument in justification
of the penalizing of the suspected, as well as the
convicted. The suspect is indeed guilty, not of the
major offence of actual heresy, but of a minor offence
of misdemeanour, improper or at least imprudent behaviour,
unbecoming to a good Catholic—an offence
legitimately dealt with by the tribunal concerned with
heresy.
Another class of offenders were fautors or defenders
of heretics. To place any obstruction in the way of the
inquisitors was an act of fautorship. A lord who neglected
to pursue heretics out of his lands; anyone giving
ecclesiastical burial to a heretic; one who in conversation
excused a heretic or conferred any sort of favour,
however slight, upon one—all these were fautors. For
a doctor to attend a heretic patient, a lawyer to plead
a heretic client’s case, was exceedingly dangerous, unless
they could prove beyond all doubt that they did so in
ignorance. The simplest deed of common humanity
done to a heretic was in the view of the Church a sin.372
Certain crimes were triable by the Inquisition, not for
themselves, but because they were indicative of false
doctrine. Thus a usurer might be tried and punished
by the Inquisition, not because he was a sinner, but
because he showed that he did not regard himself as
such. Similarly, a bigamist might be tried by the Inquisition,
not because bigamy was an immoral thing—if
he could prove that he acted under the stress of simple
unreflecting passion the Inquisition would dismiss the
case as not coming under its purview—but because his
act evinced erroneous belief regarding the sacrament
of marriage.373
It was the same with a number of other moral offences.
Adultery did not in itself come under the cognizance of
the tribunal; but if the adulterer maintained that his
transgression was not a sin, it did. There is, for instance,
the case of a licentious priest living in concubinage being
punished by the Inquisition, because he asserted that he
was purified of his ill-living by the simple act of putting
on his vestments. In a word, an error in morals is triable
only if it is also an error in belief. Otherwise, it is dealt
with by the ordinary ecclesiastical courts. As it is
arguable that a large number of crimes are indicative of
doctrinal error, the Holy Office could put forward a
rather sweeping claim to judicature over all manner of
wrong-doing; but in practice there was probably not
much trouble as a rule, the tribunal being kept sufficiently
well occupied with offences in intellectu. Only when
the implication of heresy was the significant feature of
a crime was the Inquisition likely to be interested.
The list of offences coming within the sphere of
inquisitorial judicature is completed with the mention
of sorcery and witchcraft, practices essentially implying
heresy.
The ingenious Ludovico à Paramo, ever anxious to
discover warranty for all that the Inquisition was and
did in the Bible, and particularly in the infancy of the
human race, discovered the beginnings of the inquisitorial
process in the Book of Genesis. Thus God was the first
inquisitor; the call, ‘Adam, where art thou?’ was a
citation to a heretic; the coats of skins made for Adam
and Eve were special garb for heretics, the original of
the special garb, the sanbenitos, with which the Holy
Office clad its culprits; and the deprivation of Adam
and Eve of paradise was equivalent to the confiscation
of the heretic’s goods.374
We shall find a more practically helpful explanation
of the procedure of the Inquisition if we content ourselves
by remembering the origins of the tribunal in the
Middle Ages. The fundamental fact, which shaped the
whole character of its judicature, giving it its essential
distinctiveness apart from other judicatures, was the
function of the inquisitor. Originally he had been, not
a judge, but a missionary; he never became a judge
simply and solely, he never entirely ceased to be a
missionary. His primary object was not so much to
pronounce a judgment as to guard the faith; his ambition
not to condemn a heretic, but to reconcile him to
the Church. Every impenitent heretic was in a sense
a witness to inquisitorial failure, every penitent was a
triumph. The inquisitor, even when sitting in his
tribunal, was not solely a judicial functionary; he was
still a confessor, a spiritual guide. This fact is the keynote
to the procedure of the Inquisition, because it
meant that the procedure was not simply and wholly
judicial. The Inquisition aimed at being something
more than a court. Its ultimate object was not secured
by the simple judicial process of deciding the guilt or
innocence of the accused; it sought the spiritual end of
bringing the accused to a right state of mind and soul.375
Consequently, the inquisitor is always actuated by
the desire to secure confession. That does not by any
means necessarily involve conviction. What is wanted
is that everyone arraigned before the tribunal should
publicly in the proceedings acknowledge his acceptance
of the Catholic faith. If he is not guilty, not a heretic
at all, the inquisitor has reason for personal rejoicing—there
is one scandal less to the Church and the faith.
Or if the accused is guilty, but acknowledges his guilt
and is of his own accord, without compulsion, willing
to recant, again so much the better. It was preferable
that the lost sheep should voluntarily return, or allow
itself quietly to be led back, into the fold than that it
should have to be forcibly driven in. What the Church
least desired was that the sheep should be lost altogether.
Only if all means to secure reconciliation had failed, was
it possible to acquiesce in such defeat. But the Church,
in giving the most earnest solicitude to the errant individual,
had to think also, and yet more earnestly, of
the whole community, and of the sanctity and majesty
of the truth which the obdurate heretic had spurned.
Consequently, a salutary example must be made, the
penalty being duly solemn and impressive. But the mild
methods first.
The second distinctive feature of the Inquisition was
the methods of originating proceedings before it. Whereas,
under Roman law, either the accusation by an individual
or the denunciation by an official was necessary
before proceedings could be initiated, an inquisitio could
be instituted as the result of a diffamatio, the general
report of the inhabitants of any community, a parish,
a seigneurie, a town. It was indeed laid down that the
diffamatio must be apud bonos et graves, people of standing
and gravity of character. This stipulation was no
doubt something of a safeguard: nevertheless it remains
true that, as no individual had to take upon himself the
onus of showing that he had good cause for preferring
a charge, the simple fact of unpopularity with his neighbours
might be quite sufficient for the institution of
proceedings against a man who was for any reason, just
or unjust, taboo among them. This method of justice
belonged to Canon law; there was no trace of it in
Roman law; but it has to be remembered that it was not
instituted specifically against heretics, but rather against
clerical wrong-doers in high places, who passed unchecked
because the necessary number of accusers willing to
take upon themselves the responsibility, and also possibly
danger, of prosecution could not readily be found.376
Simple rumour by itself was not of great practical
value. It had to be organized. Hence the ruling of
Innocent Ill’s decretal, Licet Heli (1199), relating to
clerical abuses, that superiors are to keep diligent watch
over their subordinates, so as to bring their misdoings
before judicial authority; hence, as regards heresy, the
system of ‘synodal witnesses,’ whose specific duty it
was to vocalize local public opinion or knowledge. The
general vague diffamatio of the neighbourhood is by
them so crystallized as to become of practical value in
a court of law. But while this system of using the
depositions of the synodal witnesses and the village clergy,
accomplished much, further organization was needed.
The additional device necessary was provided by the
institution of the special papal delegates, who were
inquisitors in two different senses—judicial officers,
examining charges brought before them as members of a
tribunal; but also procurators making the preliminary
investigations prior to trial. They had two distinct
functions, two distinct inquisitions to make. These are
technically inquisitio generalis and inquisitio specialis.
As the system became elaborated, the inquisitors
had at their command a formidable spy system, carried
on by their agents, the familiars. At the same time
much encouragement was given to wholesale delation.
The inquisitor or his vicar would make a sudden dramatic
descent upon town or village, and deliver a solemn,
perhaps menacing, exhortation to the inhabitants to
proffer information against heretics. By thus appealing
to the religious zeal or the apprehensions of the populace
many accusations would be obtained, often from husbands
and wives, parents and children. But to reinforce such
voluntary incriminations it was customary to proclaim
a ‘time of grace,’ which lasted from a fortnight to a
month. If within that period the heretic came forward,
acknowledged his own guilt and gave any information
he possessed against others, he would obtain either
complete exemption or considerable alleviation from
the penalties merited by heresy. This method, Bernard
Gui assures us, was remarkably satisfactory.377
The inquisitio generalis being concluded, and prisoners
obtained either by voluntary self-denunciations or on
the information of others, the judge, according to
canonical usage, had a choice of expedients. He could
either proceed to an inquisitio specialis or make use of
the method of purgatio canonica. The second method
had been solemnly adopted by the Church in 803.378 It
was an appeal to God. The accused solemnly swore
by the Gospels that he was innocent, while those of his
friends or neighbours willing to support him acted as
his compurgatores and gave similar solemn testimony
to his innocence, their number, from two or three to forty,
varying in accordance with the degree of suspicion existing
against him. The device was obviously defective. Its
only advantage lay in the impressiveness of its appeal
to the devout mind, persuaded of the heinousness of the
sin of perjury, while it allowed the innocent man to
suffer, if he happened to be unpopular and could not
prevail upon the necessary number of compurgators
to assist him, and also allowed the guilty to go free, so
long as he was not over-scrupulous as regards perjury
and had the necessary popularity to persuade, or power
to compel, others to act as his compurgators. Thus,
while the system of canonical purgation was never
abolished, it had fallen into virtual desuetude before the
end of the thirteenth century.379 In practice the inquisitio
generalis was followed automatically by the inquisitio
specialis. The accused was served with a citation to
appear before the tribunal and kept in prison pending
his trial.380
In the case of those who had yielded themselves up
of their own accord, the voluntary act constituted the
confession, which it was the inquisitor’s object to obtain.
For those accused who refused to confess there followed
the interrogatory. Here the inquisitor acted as prosecutor
and cross-examiner, as a sort of juge d’instruction.381
Only the inquisitor’s office, unlike that of the juge
d’instruction, did not end with the completion of the
interrogatory; having conducted the examination, he
would also afterwards pronounce the sentence. The
interrogatory resolved itself into an unequal contest
between inquisitor and accused. It was unequal, in
the first place, because there was always a presumption
against anyone charged with heresy. As we have seen,
it was an offence for anyone to be so criminally negligent in
vitally important matters as to allow his conduct to
give rise to the slightest rumour of heresy. It was an
excellent characteristic of both Roman and Canon law
that the accused was held to be innocent until actually
proved to be guilty. This characteristic was not shewn, in
actual practice, in dealing with one accused of heresy. The
mere fact of defamation tainted a man. It was, therefore,
a matter of very great difficulty for the defendant
to demonstrate his innocence. He had to demonstrate
it; for the mere fact of the diffamatio, whether well-grounded
or not, was good evidence against him; and
to free himself, he must rebut this evidence. The
process was indeed so difficult that it was much safer
to confess guilt at the outset than to labour to prove
innocence.
In the second place, the duel was unequal because
the inquisitor considered it perfectly legitimate to disconcert
his adversary by means of disingenuous subtleties
and subterfuges. It is only fair to add that the inquisitor
adopted such devices because he believed that the
heretic was apt to indulge in them and might save himself
by clever equivocations unless dealt with astutely; and
the inquisitor had a lively sense of the extreme undesirability
of permitting a heretic to get the better of him in a
duel of wits. Such a thing would be ignominious for
the inquisitor; a blow to the Church and the truth. We
are told of some of the artifices practised by Waldenses.
In answer to the question: ‘What is Holy Church?’
they will say, ‘What you consider to be such’ or assert
that they are simple illiterate men standing in need of
instruction, and must leave it to the judge to express
their beliefs in words. That the inquisitors may have
found the rejoinders even of illiterate men at times
disconcerting is likely.382 But it is certain that they
practised their subtleties on many who had not the wits
to cope with them: and, in any case, the inquisitor,
being both examiner and judge, had an enormous initial
advantage. As a rule, the inquisitor or his vicar was
extremely well equipped to conduct the interrogatory
skilfully and successfully, even against the most redoubtable
antagonists. They possessed, moreover, a
rich repository of ready-made devices in the treatises
written by the great masters of the inquisitorial art.
The difficulty of escaping from the tentacles of the
inquisitorial process inspired Bernard Délicieux to say
that even the orthodoxy of St. Peter and St. Paul
would not have been sufficient to satisfy the tribunal.383
It was held to be legitimate to surprise and confuse
the defendant by a multiplicity of questions, which
would involve him in contradictions.384
Altogether the dice were heavily loaded against the
accused. Dismayed to begin with very likely by the
simple shock of finding himself accused of the terrible
crime of heresy,385 confronted by a formidable examiner,
who was clearly bent upon securing a confession if at all
possible, he had also to face the great obstacle presented by
the close secrecy of all the proceedings. There was none
of the security that comes from the open trial, none of
the encouragement to make a good fight for freedom,
for honour, for life that comes from publicity. Again,
the chances of acquittal were very small when the agreement
of only two of the witnesses against him was sufficient
for the condemnation of the accused, whether he confessed
or not: especially as the delicate question of what constituted
sufficient agreement was left to the discretion
of the judge. It was laid down that agreement in substance
was sufficient; and even when there was discord in
the evidence of the two witnesses, this was not sufficient
to secure acquittal. Moreover, evidence, not good
enough to procure conviction, would be good enough to
serve as the basis of a prolonged, searching and perplexing
examination, in which the accused was more likely to
incriminate than to clear himself.386
A further heavy obstacle to the making of a defence
was insufficiency of information. While the résumé or
capitula of the charges preferred against him was communicated
to the defendant, on the other hand, the
names of the witnesses were withheld from him, and he
was not allowed to read their evidence in extenso. This
practice of secrecy commenced early in the thirteenth
century in Languedoc, and the rule soon came to apply
in most other countries. Occasionally the names were
given, though in an incomplete or confusing fashion387;
but the inquisitors themselves were in favour of not
disclosing names at all.388 This was owing to the circumstances
in which the Inquisition had originated,
amid an unfriendly populace.389 There had been cases
of the assassination of witnesses by the friends of the
accused; and undoubtedly there was always a certain
element of risk in giving evidence against a heretic in a
country where heresy flourished and was popular. In
those early days the inquisitor was very likely endangering
his life in the prosecution of his labours: in such
circumstances, if the indispensable evidence was to be
collected, some sort of safeguard for voluntary witnesses
was reasonable.
But an arrangement, which was justified, and perhaps
rendered imperative, by the conditions prevailing when the
Inquisition began, was continued indefinitely, and maintained
when not the witnesses but the defendant belonged
to an unpopular minority and stood in urgent need of
some protection. How could anyone put on trial make an
effective answer to the charges brought against him when
he was never allowed to confront the witnesses, did not
even know their identity, and was permitted to see only
a précis of their testimony? It is obvious that the system,
whatever its origin, became in course of time a positive
encouragement to delation and a temptation to perjury.
But it is only right to add that the Inquisition, both in
the Middle Ages and later on, showed itself at times
extremely severe in punishing proved cases of false
witness.390
Nevertheless, as a rule, the Inquisition was not at all
nice in its selection of evidence, and certainly not impartial.
It accepted the evidence of persons who were
debarred from bearing testimony in the secular courts.
It even accepted the evidence of one heretic against
another, though it never admitted that the evidence of
one heretic in favour of another had the slightest validity.391
Similarly the Inquisition permitted, indeed encouraged,
husbands to testify against their wives, children against
parents, servants against masters; though their favourable
testimony was rejected.392 The rules as regards age
seem to have varied in different countries; but certainly
it is, generally speaking, true that persons were permitted
to give evidence before the Holy Office at an age when
their testimony would not have been received in a lay
court. We even hear of a case at Montségur of a child of
six incriminating members of his own family and many
others. The ordinary rules regarding the status and
character of witnesses were similarly in abeyance.
Criminals and men of infamous reputation, homicides,
harlots, proved perjurers and excommunicates were none
of them debarred from giving evidence against heretics.
Information might be forthcoming from the confessional.
What were the duties of a father-confessor in
such a case? There was, on the one hand, the fact of the
extraordinary heinousness of this offence which had
necessitated the creation of a special court for its suppression;
but, on the other hand, the institution of the
confessional had to be safeguarded and a feeling of security
be assured to the penitent, without which he could not
be expected to make a full and free confession of all his
sins, whatever their magnitude. The solution was that
the granting of absolution, upon an avowal of heresy, lay
outside the powers of an ordinary confessor; he must
refer the matter to his superiors. The question coming
up before the Council of Tarragona in 1242, it was indeed
decided that, although a confessor granting absolution
for heresy without consulting his bishop merited censure,
nevertheless his grant of absolution, if duly certified
by himself, should entitle the penitent to a limited
protection, i.e. immunity from temporal penalties.
This, however, was an isolated ruling, and it was generally
recognized that heresy was a ‘reserved’ case.
Absolution by an ordinary confessor was invalid and
could be no safeguard from the institution of inquisitorial
proceedings against a penitent, should evidence of heresy
be preferred against him. But what if, in spite of his
knowledge that he could not obtain absolution from his
confessor, a penitent incriminated himself; what if he,
inadvertently perhaps, incriminated others? Was information
derived by a confessor in such a way sacrosanct,
because obtained in the confessional? Not apparently
in Toulouse and Carcassonne at all events. There
priests were positively enjoined to utilize the hearing of
confessions to make diligent enquiry concerning heretics,
their believers and fautors, and also to confide carefully
to writing anything they learnt. They were also to take
the penitent before the bishop or his vicar, so that he
might there repeat his testimony. But if the penitent
was unwilling to do this, the priest was ‘notwithstanding
this’ to seek advice from expert and God-fearing persons,
as to how he should proceed further. What this must
involve is not specified; but clearly the only conceivable
further proceedings are either to bring more pressure to
bear upon the penitent, or else to use his evidence without
his consent. Even if the latter never happened, the
former course is not in strict accordance with the rules
that should regulate the confessional.393
Yet another most serious disability, under which the
accused laboured, was that he was not allowed the assistance
of an advocate, he was thrown entirely on his own
resources in making his defence. Innocent III expressly
forbade advocates and notaries to lend any aid to heretics
or their abettors. The prohibition at first applied only
to the case of open and avowed heretics. Eymeric ruled
that counsel were in no wise to be denied to the accused,
but he followed this up by the qualification, that advocates
espousing the cause of a heretic rendered themselves
liable to prosecution before the Inquisition, as
suspect of heresy themselves for doing so.394 In actual
practice what happened probably was that when
the evidence against the accused was clear, he need
expect no advocate; but when it was weak, then an
advocate might be forthcoming. For if the evidence in
support of the charge of heresy was strong, then assistance
given to the accused was tantamount to fautorship
of heresy, which was in itself a very serious offence. In
any case the rôle of advocate was dangerous and there
was no inducement to compensate for so grave a risk.
That such assistance was seldom, if ever, actually
given seems proved by the absence of any indication of
the practice even in the early inquisitorial registers.395
Very soon, however, it was decided absolutely that the
use of advocates was to be prohibited. Such was the
ruling of the Council of Albi in 1254; and the regulation
soon became general.396 This was the really inevitable
consequence of the view which made the suspect a
marked, a tainted man even before he had stood his
trial. But certainly one consideration which weighed
heavily against the use of advocates was the possibility
of the practice encouraging the spread of heresy, though
the chances of an advocate’s allowing himself to be
infected by his client’s erroneous doctrines were remote.
In its attitude towards this question we are once more
reminded of the fundamental fact of the Inquisition’s
twofold nature. If the inquisitor be considered as a
confessor, the accused as a penitent paternally exhorted,
lovingly urged to reconciliation, pardon being assured
for the truly repentant, what possible need can there
be for an advocate?397 The tribunal gave every facility
for the escape of the prisoner from all the possible unhappy
consequences of his defamation, down one avenue—confession,
penance, reinstatement.
If the defendant was obstinately determined on
defending himself, instead of throwing himself upon the
mercy of the inquisitor, as representative of the infinite
compassion of the Church, he was very much limited in
his choice of pleadings. Ignorance was a possible plea—more
likely to be accepted in the case of a woman than
a man—but inquisitors were on their guard against
feigned ignorance. That words complained of were only
a lapsus linguae, or an idle jest uttered on the spur of
the moment, or in drunkenness, might be accepted as
a legitimate excuse. The plea of great perturbation of
mind—mortal terror, for instance—might also possibly
be accepted; but not the madness of love or the sudden
grief of bereavement.398 To make out a case on these lines
was in any event very difficult, and the only device that
promised any really good prospect of success was to
challenge a witness on the ground that he was actuated
by personal malice. But as the witnesses’ names were
not disclosed, this was no easy matter. All that the
accused could do, was to mention the names of any of
his neighbours who might bear him a grudge, on the
chance that they might be included among the authors
of his defamation.399 But it was not sufficient to indicate
simple ill-will. The charge of heresy was so terrible that
it was assumed that little short of mortal enmity would
induce anyone to prefer it maliciously. The accused
would, therefore, be carefully examined as to the nature
of any quarrel with his neighbours that he might allege
in his defence. The only purpose for which he was
allowed the use of witnesses was to prove the facts of
such a quarrel.
It must be clear that even when the presiding judge
was a fair-minded, conscientious man, not too fanatical,
the chances of effective defence were small. And the
prosecution was exceedingly strong. If preliminary
inducements, the subtleties of the interrogatory, the
absence of means of defence, all proved insufficient to
produce the desired confession, it was possible severely
to shake the moral of the defendant by subjecting his
case to prolonged delay, which was calculated to impose
a great strain upon the nerves. Except in rare instances
time was no consideration to the Inquisition. Its invincible
patience was one of the most terrible of its weapons.
It was willing relentlessly to wait, not merely weeks and
months, but years and many years. It was quite common
for an interval of anything up to ten years to elapse
between the date of the first interrogatory and that of
the final condemnation. The period might be considerably
longer. We hear of a man, first brought to
trial in 1301, being sentenced to death in 1319.400 This
slow torture of suspense was generally endured in prison,
where the recalcitrant would probably receive frequent
visits from the inquisitor or his assistants, who would
instruct him and exhort him to make confession. If
simple incarceration proved insufficient to overcome the
victim’s fortitude, great additional hardships could be
introduced—insufficiency of food, comfort, rest.
Finally, the most celebrated weapon which the
Inquisition possessed for procuring confession was torture
itself. Torture had been known to both Roman and
barbarian law, being used even for such minor offences
as theft.401 On the other hand, according to all the best
authorities, it was strange to Canon law. It did indeed
recognize flogging, but only as a punishment or penance.
Gratian laid it down categorically that torture was not
to be used as a means of extorting confession. It was
not until after the condemnation of the ordeal by the
Lateran Council of 1215 that the Church sanctioned its
use for this purpose. In the bull, Ad extirpanda, published
in 1252 by Innocent IV, the employment of torture
was not merely permitted, but enjoined.402 The rule was
thereby laid down, that any sort of torment short of
mutilation was to be utilized in order to obtain confessions
and information. But the actual infliction of the torture
was to be carried out by the secular arm. The idea of
the clergy’s personally superintending the infliction of
cruelty was very properly repugnant.
The sense of repugnance did not last long, however.403
The inquisitors of the thirteenth century found
Innocent IV’s proviso irksome. The employment of
a secular official to assist them in carrying through the
inquisitorial process was no doubt inconvenient, and in
1256 Alexander IV overcame the difficulty by granting
inquisitors and their assistants the privilege of absolving
one another, or giving one another dispensations, for any
canonical irregularities they might commit in the pursuance
of their duties.404 This was an oblique reference to
torture. This rule was reinforced by Urban IV in 1262.405
The subterfuge satisfied the scruples of the inquisitors.
The extent to which torture was used no doubt
varied in accordance with the character of the inquisitor.
In the sentences of Bernard de Caux there is only one
passing mention of the practice; there is only one mention
of it also in Bernard Gui. Though it is frequently
referred to by Geoffrey d’Ablis, this is in a negative
way only.406 It is stated that so and so confessed freely,
no torture having to be used. But that torture was being
used and with great severity is proved by the intervention
of Philip the Fair in 1291 and 1301, and of Clement V in
1306; while in 1311 the Pope endeavoured to moderate
the practice by the requirement that torture should not
be inflicted save with the concurrence of the bishop of the
diocese.407 Bernard Gui very much resented the restriction,
and though in his sentences there is only the one mention
of torture, it is clear from his treatise that he thoroughly
approved of it, on account of its great utility.408
Certainly torture was regarded by inquisitors of the
best type, not as a habitual practice, but only as a final
measure, to be used solely when other means had failed.
Eymeric lays it down that the circumstances justifying
its application are that the case against the accused
has been half-proved already or that the accused has
contradicted himself.409
It was a very salutary rule that no prisoner might be
tortured more than once; but this humane regulation
became a dead-letter. The inquisitors found it galling
and surmounted the obstacle with an utterly disgraceful
quibble. Torture, they agreed, could not be repeated;
but it might be continued.410 They used this patent
sophistry to justify the application of torture an indefinite
number of times at indefinite intervals. Thus some
of the witches of Arras were tortured forty times, twice
in a day.411 In such cavalier fashion could rules and
regulations be treated. The requirement that confessions
must be freely made without restraint was satisfied by
another similar subterfuge. A confession, which had
actually been wrung from the defendant or witness in
the physical anguish of torture, was confirmed some two
or three days later in some other place than the torture
chamber; and this confirmation of the actual confession
was officially regarded as the true confession.412
There were no exemptions from the administration
of torture on the ground of youth, old age or infirmity,
except for pregnant women. Old men and women, young
children might all be subjected to the process, only in
their case the infliction must be light.413
Eymeric laid it down that at all times the application
must be moderate and that there must never be any
effusion of blood. The term ‘moderate’ is vague;
and it is clear that there was no strict general rule, the
determining factor here, as so often with the Inquisition,
being the discretion of the judge.414 The unhappy victim,
on being brought into the chamber, was first of all shown
the instruments of torment and urged to confess without
recourse being had to them. In some cases this alone
was sufficient. But if a confession was not immediately
forthcoming, the prisoner—male or female, it made no
difference—was stripped naked and bound by the executioners.
A second exhortation to confess followed.
If still there was no confession, the victim was then
actually subjected to the pain of the rack, the pulleys, the
strappado and the other devices of calculated cruelty,
which were regarded as appropriate for the coercion of
recalcitrant suspect or unwilling witness. Continued
refusal to speak led to increase in the severity of the
application; further obduracy with increase in the
severity of the type of torture. The refinements of
cruelty in the machines and devices at the inquisitor’s
disposal were so exquisite that it is marvellous with what
constancy they were often endured. There were many,
no doubt, who submitted at the simple threat of torture
or at the first turn of the screw; others who with almost
superhuman endurance bore frightful extremities of pain.
Note.—The important subject of the influence exerted by the
procedure of the Inquisition upon the civil courts of Europe has
never been thoroughly worked out. There is partial treatment of
it in Esmein’s Histoire de la Procédure Criminelle en France; English
version, A History of Continental Criminal Procedure; H. Brunner,
Die Entstehung der Schwurgerichte (1872); C. V. Langlois, L’Inquisition
après des travaux récents; P. Fournier, Les Officialités au Moyen Age;
H. C. Lea, Superstition and Force, esp. pp. 428-590. Vol. v of the
Continental Legal History Series, published by the Association of
American Law Schools, while mainly based on Esmein’s study of
Criminal Procedure in France, is of wider scope and traces the inquisitorial
system in Europe generally. While the system of inquisitio,
derived from the later Roman Empire, was not passed on to the civil
courts of Europe solely through the inquisitio haereticae pravitatis,
it is the case that ‘The Church was able to furnish the secular courts
with a lesson and a model.... By its example it paved the way
for the substitution, consummated in the 1500’s, of the inquisitorial
procedure for the accusatory procedure in every country of Europe.’
Again: ‘This system, originally employed for prosecutions for heresy,
afterwards for all crimes, became, under the name of “procédure
à l’extraordinaire,” the system of common law in force in the royal
jurisdictions for the prosecution of serious crimes until 1789.’—A
History of Continental Criminal Procedure, p. 10 and pp. 10-11, note.
Acquittals being virtually unknown,415 nearly every case
brought before the Holy Office involved the sentence of
one penalty or another. The word ‘penalty’ is not
technically exact. Strictly speaking, the Inquisition was
concerned not with crimes and punishments, but with
spiritual errors and penances.416 Thus, when the tribunal
consigned some one to prison, its formula ran that the
man in question shall betake himself to prison and there
penance himself on a diet of bread and water. No confessor
will regard the mere expression of contrition as
sufficient in itself; nor will the genuine penitent be
satisfied. Penance is the outward and visible sign of
sincere repentance, and an earnest of future amendment
of life. All the penalties inflicted by the Inquisition had
this expiatory character.417 Some of them were of quite a
trivial description. The penitent ‘suspect’ might simply
be enjoined to hear Mass on so many Sundays and festivals,
or—if his commercial practice suggested unsoundness of
doctrine on the subject of interest—to undertake not to
exact usury in the future or to promise to restore ill-gotten
gains.418 But, as a rule, the penance was a much more
serious matter. One of the most frequent was that of
pilgrimages.419 These were of various kinds. In the
earlier days of the Inquisition the penitent420 was often
sent to Palestine on crusade against the infidel. But
after the failure of St. Louis’ expedition and the fall of
the Kingdom of Jerusalem, the crusade ceased to find a
place among inquisitorial penances. Ordinary pilgrimages
were classified as greater or less. The former took
the penitent out of his own country and involved long
travelling; the latter were to shrines in his own country.
Thus for a Frenchman Rome, the shrine of St. Thomas
at Canterbury, Cologne, St. James of Compostella,
Constantinople would come under the first category;
Paris, Boulogne, Bordeaux, Vienne under the latter. The
undertaking of the longer journeys might be a most
severe imposition. The penitent had to abandon his
work and set out upon travels which might well occupy
many months and even years. He probably had to endure
much real suffering, fatigue, and privation. In the case
of the crusade, and probably in other pilgrimages as well,
there was an element of personal danger. In the pilgrim’s
absence what happened to his family and dependents?
In many instances one supposes that on his return after
a long absence he must have found his occupation gone.
Those condemned to make pilgrimages received from the
inquisitor letters which explained their itinerary and
might give instructions as to certain additional penances
they had to undergo, while they at the same time
served as safe-conducts, of which there might be much
need in localities where popular feeling was strong against
heretics. Pilgrims were required to bring back with them
written attestations, signed by the chaplains at shrines
they were ordered to visit, in proof that they had actually
carried out the prescribed programme.421
The penance of pilgrimage was often united with two
others—scourging and the wearing of crosses, or other
marks on the clothing, indicative of the penitent heretic.
Flagellation by itself was regarded as one of the lightest
of penances. The Councils of Tarragona (1242) and of
Narbonne (1243) fixed it as the penance to be undergone
by those who voluntarily made confession during the
term of grace—that is, by the least culpable of all possible
kinds of heretic. The custom was for the flogging to be
inflicted in public and in ceremonious fashion. The
penitent was obliged to present himself on the appointed
days stripped to the waist, and to bring the rod with him.
As a general rule the day appointed was Sunday, and
the priest performed the operation of scourging upon the
penitent between the reading of the Epistle and of the
Gospel during Mass. Whether the operation was painful
or not is disputed. One commentator supposes that it
was no light matter and that the penitent was soundly
whipped; another argues that, as the whipping was done
at the altar by inexperienced hands and the sufferer was
in a position to cry out and resist during divine service,
the humiliation was the most severe part of the penance.422
One may perhaps conclude that the severity of the
flagellation depended very much upon the intention of
the inquisitors and the strength of arm of the ministering
priest. Sometimes the sufferer might have to submit
to the scourging in processions through the streets or in
every house in which he had been seen in company with
heretics; or, in the case of the pilgrim, at the various
shrines visited. Such repeated floggings may or may
not have been very painful, but even in days when
they would not produce such a sense of shame as now,
they must have been very humiliating.
In this respect the wearing of crosses was even worse.
The origin of this penance was that during his missionary
labours St. Dominic had ordered penitents to wear two
small crosses, sewn on the breast of their clothing in token
of contrition. The Inquisition adopted the practice and
it was very frequently inflicted, being prescribed, like
flagellation, for those who voluntarily made confession
of heresy. Next to imprisonment this penance figures
most often in the sentences of Bernard Gui; it was rather
less extensively used latterly. The small marks which
St. Dominic had required became under the Inquisition
very large ones—as a rule two-and-a-half palms in height,
two in breadth. They were saffron in colour and had to
be worn one on the breast, the other on the back. Other
symbols besides crosses were sometimes used. Thus
false witnesses had to wear the symbol of red tongues,
prisoners liberated on bail hammers, sorcerers the
representation of demons. The wearing of distinguishing
marks was designed to be, and was felt to be, a less tolerable
penalty than flogging. The shameful garb had to be
worn continuously indoors and out, exposing the wearer
at all times to the jeers, if not the fanatical hostility, of
the crowd. The penance was enjoined sometimes for
an indefinite period, and so long as he had to wear it, it
would be difficult for the penitent to obtain employment.
It is plain that evasion was frequently attempted. The
Council of Béziers (1233) prescribed confiscation of goods
for those who either refused to wear the crosses or tried
to conceal them.423 The Council of Valence (1248) went
further and decreed that evasion should be regarded as
a sign of impenitent heresy. But evidently the hardships
attendant upon this penance were so great that
the Church felt it must do something to mitigate their
severity, and the Council of Béziers (1246) commanded
that penitents wearing crosses should not be subjected
to ridicule or excluded from the transaction of business.424
There were penalties of a pecuniary nature—the
exaction of fines, the confiscation of property. In earlier
days, when it was yet thought of as contrary to the
principles of their origin that the Friars should receive
money on any pretext, it was felt to be repugnant that
inquisitors, being friars, should exact fines. On the
other hand, from of old it had been regarded as a normal
and praiseworthy form of showing genuine contrition to
give alms; and it would have been surprising had this
sort of penance been found absent from Inquisitorial
practice. From the time of the Council of Béziers (1246)
onwards, it seems to have been recognized that the
exaction of a fine was a perfectly legitimate form of
penance, the proceeds to be used for the maintenance of
inquisitorial prisons and similar necessary expenses.
Eymeric laid it down that this penance should be used
‘decently and in such a way as not to give offence to
the laity.’425 A broader interpretation came to be made
of the ‘pious’ purposes for which the proceeds of fines
might properly be utilized; they might even include
public work of general utility, such as the building of
bridges.426 In moderation, the payment of a fine was a
form of penance much more easily borne than those
already mentioned; and if the money was used for such
objects as the erection of a church or chapel or hospital,
the maintenance of the poor or other such philanthropic
work, it seems an eminently justifiable sort of penalty.
It had, however, one serious drawback—namely, that
the profits might be used for ends much less worthy, for the
personal enrichment of the judges, and might be a temptation
to extortion. Innocent IV, who in 1245 had directed
that fines must be utilized solely for the building and
upkeep of prisons, is found in 1249 strongly inveighing
against inquisitors for the enormity of their exactions,
and in 1251 prohibiting the imposition of fines where any
other form of penance would serve. Despite this injunction,
the penance was still employed; but the papal
pronouncement is evidence, not only of the obvious
temptation to extortion, but also of the fact of inquisitors’
yielding to it.
A fine was the customary penalty for such a minor
offence as the thoughtless utterance of blasphemous
words; it was also frequently exacted in commutation
of other forms of penance, as for example that of pilgrimage,
when the penitent was too old or infirm to perform it,
or again in the case of a young girl not fit to undergo the
ardours of a journey across Europe.427 So also when the
death of a heretic left his prescribed penance uncompleted,
the rule was that his heirs had to make compensation in
the form of money, which might be heavy in amount.428
The provocation to extortion in both these instances is
obvious. The accounts of the Inquisition were unchecked,
except by the papal camera, and there was no public opinion
able, or as a rule any authority desirous, to prevent abuse.429
A more serious matter than the exaction of fines
was the confiscation of property. This, strictly speaking,
was not a penalty, and technically also the Inquisition
was not responsible. The goods of the heretic were
simply sequestrated by the State automatically. So it
had been in the case of the Manichæans under the Roman
empire. It should, however, be noted that if the children
of a heretic were not themselves heretics, they were able
to succeed to his estate. It was otherwise in the case of
crimes, and in particular of treason, which involved the
complete, unconditional confiscation of the delinquent’s
estate. As the mediæval Church very plausibly reasoned
that heresy was a crime analogous to majestas, only more
heinous as being treason against the King of Kings, the
inference was obvious that heresy involved confiscation.
In his Decree of 1184, following the example of Alexander
III in 1163, who had enjoined on secular princes the
duty of imprisoning heretics and taking their property,
Lucius III again declared confiscation of property to be
appropriate to heresy, but sought to obtain the benefit for
the Church. The practice as to the sharing of the spoils
of confiscation varied in different countries. Invariably,
as soon as anyone had been declared a heretic by the
Inquisition, the State at once sequestrated his property.430
In the south of France indeed the confiscation took place
even before—as soon as the suspect had been arrested or
cited. If the prisoner recanted or, in the latter case, if
the suspect were found guiltless, the property was then
restored. Innocent III’s fulmination regarding confiscation
had been vague in its terminology. What constituted the
degree of criminality punishable by confiscation? Did
the term ‘heretics’ mean only the obdurate, those who
had to be handed over to the State, or did it include
‘fautors’? The interpretation seems to have varied.
But the most common interpretation was that all those
whose offence was sufficiently heinous as to be ‘penanced’
by imprisonment, the contumacious who failed to answer
to citation and all those in whose houses heretics were
found, were liable to the confiscation of their property.
This seizing of estate before the termination of judicial
proceedings was obviously a heavy hardship, not only
upon the accused, but more especially upon his family.
In France the rules regarding confiscation were carried
out most remorselessly. Even before the accused had
been found guilty his wife and children might find
themselves turned adrift, dependent upon a charity which
it was dangerous to extend to those even indirectly
connected with heresy.431 In France, also, the whole of
the confiscated property, once the royal power was strong
enough to insist upon this, went to the State. Confiscation
meant the entire loss of property, movable and
immovable, but there were certain exceptions. A wife
could claim to retain her dowry, but only on condition
that she had not been cognizant of her husband’s heresy
when she married him.
Elsewhere it was otherwise. In Ad extirpanda, Innocent
IV laid down the rule that the proceeds were to be divided
into three equal portions, a third to go to the local authorities,
a third to the officials of the Inquisition, a third
to bishop and inquisitor.432 Latterly, in Italy, a different
tripartite division was made, the third which had originally
gone to bishop and inquisitor having to be paid to the
pope. The question of distribution was complicated by
feudal considerations, the feudal lord being able to put
forward a claim to any forfeited possessions of his vassal.
But, however much the allocation of these revenues might
vary, it was always understood that they were to be utilized
for the prosecution of the war against heresy, and in
particular the defraying of the expenses of the Inquisition.
The secular princes no doubt played their part.
They had every inducement to do so. It is always good
policy, if not to stimulate, at all events to preserve, the
goose that lays the golden eggs.433 But, neither with
regard to the action of the secular princes nor of the
Inquisition, is it desirable to over-estimate the significance
of the pecuniary penances and penalties suffered by the
heretic. It is no doubt true that their importance used
to be under-estimated, when the tendency was to rivet
attention on the stake and torture-chamber in dealing
with the Inquisition. It is also true that the opportunity
of reaping mercenary profit from the prosecution of heresy
was an encouragement to cupidity. It is only in human
nature that it should be so. It may be true to say that
‘persecution, as a steady and continuous policy, rested,
after all, upon confiscation.’434 But that is not
necessarily to say more than that the Inquisition had to
meet its expenses in some way or other; and it was
not unnatural to put to those expenses the proceeds of
pecuniary penalties imposed directly by, or indirectly
resulting from, the sentences of the tribunal. Confiscation
was a very customary expedient in the Middle Ages,
and once granted the Church’s reasonable analogy, on
its own premises, between heresy and treason, it was
an inevitable accompaniment of inquisitorial practice.
That extortion and avarice were likely to be excited by
the scheme is true; but to suggest avarice as a prime
motive in the prosecution of heresy is quite to overshoot
the mark.435 The Church did not embark upon the
destruction of Catharism because it coveted the wealth of
Cathari, but because it felt it must preserve itself against
a movement, which it regarded as anti-religious, anti-social
and immoral.436 In the second place, it must be
remembered that the majority of mediæval heretical sects
consisted of poor men. Only rarely was a rich man a
heretic, and Fraticelli, Beguines, Dolcinists and most of
the later sects, ardently persecuted by the Inquisition
as they were, were certainly not worth pursuing from the
point of view of the material profit to be derived thereby.
Eymeric, lamenting the dearth of heretics of substance in
Spain in his day to help the tribunal to pay its way,
deals cursorily with the subject of confiscation as one
scarcely affecting the inquisitor at all.437
The most severe of the inquisitorial penances was
that of imprisonment: but it is a penance. The idea is
that, left in solitude, where he is out of reach of heretical
contamination and has time to reflect on his offence,
where in the simple life sustained on bread and water
there are no worldly distractions, the penitent may be
enabled by the aid of ghostly counsel to make a sincere
return to the bosom of the Church. Bernard de Caux
used this penance frequently; it would appear that he
enjoined it upon all who did not voluntarily surrender
within the time of grace.438 This was the ruling laid down
by the Council of Narbonne (1244), which ruthlessly
declared that no arguments of mercy against the infliction
were to be considered, such as the dependence of his
family upon the heretic, nor illness, nor old age. The
Council of Béziers, two years later, reiterated this principle,
but recommended lenience where the penance might
involve death to dependents. Imprisonment was also
frequently the penalty for failure to carry out penances
previously imposed. In the sentences of Bernard de
Caux a large percentage are for perpetual imprisonment.
In Languedoc, to meet the necessities of the battle with
Catharism, the Council of Narbonne ruled that imprisonment
should always be for life. The tribunal did not at
the time possess the resources to render the execution
of this order practicable. At a later period it appears
to have been carried out.
There were different degrees in the severity of the
imprisonment. The most lenient form, known as murus
largus, allowed of the prisoner’s leaving his cell, taking
exercise in the corridors and holding conversation with
other prisoners, similarly privileged, possibly also with
friends from outside the prison. Much less desirable was
the lot of the penitent consigned to murus strictus.
Placed in a cell of the smallest size and worst description,
dark and unsavoury, in some cases chained by both
hands and feet, he was not permitted ever to leave his
cell. This severer form of imprisonment was reserved
for those whose offence had been especially conspicuous
and therefore especially scandalous and dangerous to
the faith and for those whose confessions had not been
wholly satisfactory, complete and open.439
Mediæval prisons were all of them apt to be horrible
places, and it does not appear that those used by the
Inquisition were more noisome than others. That they
were terrible enough we know: as for example from the
report, as to the conditions in the Cour de l’Inquisition in
Carcassonne, made by the papal commissioners in 1305.440
From other evidence it appears that harsh severity was
laid down as a rule for the treatment by gaolers of their
charges.441 And, as a general rule, there was little supervision
of the prisons, and their inmates had small chance
of redress against ill-treatment. Only the strong ventilation
of an alert public opinion can find its way into the
dark recesses of prison life: there was no public opinion
in the Middle Ages interested in the wrongs of the heretic.
It does not appear that there was separate accommodation
provided for those awaiting trial apart from the
condemned. It is only right to add, however, that
the Inquisition sanctioned the giving of presents of food
and drink, clothing and cash from outside friends to
the prisoners, so that they were not wholly dependent
upon the diet of bread and water, which was all that
the prisons provided.
The Inquisition was apt to find itself in difficulties
with regard to the funds necessary for the maintenance of
its prisoners. The prisons the tribunal itself built were
of the cheapest, and consequently of the most insanitary,
description. In France there were few specifically
inquisitorial prisons, those belonging to the secular and
episcopal authorities being utilized. Prior to the
absorption of Languedoc into the French monarchy
at the Peace of Paris, the cost of building and
maintaining prisons in that country had been borne
partly by the bishops, partly by the holders of confiscated
property.442 Probably after 1230 the lot of heretic
prisoners in Languedoc sensibly improved. In Italy the
Inquisition seems to have been able to meet such expenses
out of the proceeds of confiscation.
A penalty frequently met with in the early days
of the Inquisition is that of banishment. Originally
used in the Roman empire by the civil authority against
Arians, Nestorians, Manichæans, it was ordered by the
Council of Rheims in 1157 against heretics, incorporated
in the Assize of Clarendon, in the edict of Verona,
and in those of Alfonso II and Pedro II of Aragon.
On the surface it appeared an excellent method of ridding
a country of the contamination of heresy. But to
banish from one country was merely to introduce the
virus of the scourge into another. The effect was simply
to spread the epidemic. In the second place, banishment
was a confession of failure, as it gave no promise
of amendment upon the part of the individual: which
was ever the inquisitor’s object. Hence he preferred
imprisonment of the heretic to his banishment, holding
him fast to getting rid of him.
Heresy, being regarded as essentially anti-social,
involved exclusion from civil rights. The heretic could
hold no office in Church and State, could hold no title or
honour of any kind. If a father, his natural authority
over his children was rendered invalid; if a husband,
he no longer had legal authority over his wife; if a king,
he forfeited the obedience of his subjects; if a baron,
the vassalage of his tenants. He could not succeed
to property or, having it, leave it by will. His debtors
need pay him nothing. The incapacity to hold office
in the State affected not only the offender himself, but
descendants of the second generation in the paternal,
the first generation in the maternal, line.443
The idea of the taint of heresy is apparent in another
penalty which the inquisitor was competent to inflict the destruction of houses which had harboured heretical
inmates or been the scene of heretical meetings.444
This penalty is less a punishment than a symbolical
act, expressive of the Church’s horror of heresy; an
attempt to blot out the very memory of the offence.
This practice, sanctioned in Roman law, was enjoined
by the Assize of Clarendon, by the Emperor Henry VI
in the edict of Prato of 1195, by Frederick II in
1232. It was consecrated by the Church in the days of
Innocent III. Innocent IV actually demanded the demolition,
not only of the house in which the heretic had been
found, but also of neighbouring houses, if they belonged
to the same property; a stringent rule modified by
Alexander IV. The houses must never be rebuilt, and
more, the places where they had stood must remain
unused for other building. There was just one saving
clause: the stones of the demolished houses might be
used for pious purposes.445 Had these regulations been
literally carried out, it is obvious that whole towns might
have been devastated and remained waste. But it is
evident that the rules were not fulfilled to the letter.
They were made to apply in Languedoc to houses in
which definite heretical acts had taken place, such as
the Catharan heretication. Even so, the secular arm
was not disposed to approve of a penalty which not
only did material damage, but diminished the yield of
confiscations. Both France and Germany protested;
and eventually the inquisitors agreed to issue licences
to build on the sites of the demolished houses.446
So far we have dealt, on the whole, with penalties
incurred by those who, in the end, became reconciled
to the Church—those who confessed, performed their
penance in token of contrition and promised amendment.
But there were also those who did not become
reconciled. They fall under three headings—the
contumacious, the impenitent, the relapsed.
As regards the first, the Inquisition adopted the
rule of Roman law. If the accused, being cited three
times or given one peremptory summons to appear,
failed to do so, he was reckoned as contumacious. The
penalty was excommunication and forfeiture of goods.
This sentence would be annulled in the event of the
accused’s surrendering himself to the tribunal within the
space of a year from the date of the citation.447 Otherwise,
he was liable, on falling into the hands of the Inquisition,
as an excommunicate, to be handed over to the secular
arm.
With the stubborn impenitent, resisting up to the
last all efforts of the Church to bring him back to her
bosom, there was obviously nothing to be done. But
the inquisitor, to whom relaxation to the secular arm
was an admission of defeat, left no means untried, of
persuasion, admonition, force, to avoid such failure.
His reluctance to hand over the heretic as a hopeless
recalcitrant, was in most cases perfectly genuine. Even
after the sentence of relaxation had been pronounced,
indeed after the culprit had actually been handed over,
the slightest sign of willingness to repent might suffice
to save the victim.448 Eymeric mentions one case in
which a heretic, consigned to the flames at Barcelona,
being scorched on one side, cried out in his agony
that he would recant, and was at once removed from
the fire.449
The relapsed were those who, having once erred and
been received back into communion, sinned in the same
way again. These were incorrigible. Their former
repentance had manifestly been a mere sham, and the
outrage cried to heaven. Repetition of the sin of heresy
could not be suffered.450 Accordingly the relapsed were
the only class of offenders coming before the Holy Office
who could not save themselves by penitence. Relapse
came to involve relaxation automatically. But it had
not been so at first, perpetual imprisonment being the
penalty originally enjoined, for example by the Councils
of Tarragona and Béziers. By 1258, however, relaxation
had come to be recognized as the sole possible reward
for relapse.451
Relaxation to the secular arm meant death, and death
by burning. The inquisitor himself, who did not and
could not pronounce a death sentence, knew, on the
other hand, that a sentence of relaxation was tantamount
to one of death.
It is true that he made use of a formula,452 expressing
a desire that lenience might be shown to the victim;
and that some apologists have based upon this the
contention that the ecclesiastical tribunal was in no
way responsible for the death penalty; urging, on the
one hand, that the desire that the relaxed heretic might
not suffer either death or mutilation was perfectly genuine,
on the other that the lay authority was entirely independent
in the matter, pronouncing and executing its
own sentence, based on a decision of its own, not the
Inquisition’s relaxation; and that, should it decide to
spare the life of the heretic, the Church would make
no complaint, but quite the contrary.453
The theory cannot be accepted. The attitude of
Gregory IX and Innocent IV towards Frederick II’s
Constitutions, and the bulls, Cum adversus haereticam and
Ad extirpanda, are really decisive in the matter.454 But
there is additional clear proof that the formula of leniency
was an empty formula, intended merely to preserve
technical conformity with the Canon.455 In the first place,
what appropriate punishment for the contumacious,
the impenitent, the relapsed could there be short of
death? Even the contrite heretic, received back into
the fold, may have to undergo so severe a penance as
perpetual imprisonment. If the Church metes out to
the contrite punishment as severe as the impenitent
has to face, she is putting a premium upon impenitence.
The simple fact that perpetual imprisonment is numbered
among the penances inflicted by the Inquisition is proof
positive that the Inquisition desired and anticipated
from the secular arm the death penalty for those relaxed
to it. For careless as to the ultimate fate of the
impenitent the Church cannot possibly be. She cannot
be willing that he should go free to rejoice in the triumph
of his obduracy among confederates and to spread contagion
among the faithful. Shall he be banished by
the secular authority? To what end? Banishment
only means the spread of infection. Shall he, then, be
imprisoned by the secular authority? Again, to what
end? The Inquisition can imprison as well as the
State. It is a strange obtuseness that does not see
that the whole attitude of the Inquisition to the heretic
points logically, and indeed inevitably, to death as the
fate of the obdurate. The tribunal had been created,
and it existed, to the end that heresy might be exterminated.
To have failed to secure that those who to
the last resisted all its most strenuous efforts to obtain
confession and reconciliation must expect a worse fate
than those who proved compliant would have stultified
its very existence.
As a matter of fact, the Church saw to it, that the
penalty meted out by the secular arm to the relaxed
was death. Hardly ever did the secular ruler show any
reluctance to inflict it. But if he forbore, he would
probably be excommunicated.456 Ever after the Fourth
Council of the Lateran the Church made it incumbent
upon the lay power to carry out the imperial edicts
against heresy. The formula of mercy, then, may be
called either a ‘legal fiction’ or bluntly, a ‘hypocrisy’:
it was never intended to be taken literally.457 The
scrupulous regard of the Church for regularity in accordance
with the Canon showed susceptibility to decorum;
as a repudiation of moral responsibility it would have
been contemptible.
But the mediæval Church did not repudiate such
responsibility, as some of its modern apologists have
sought to do. Had it disapproved of the penalty of
death for the obdurate heretic, it both could and would
have said so. Nay, more. It possessed the authority
and practical power to have prevented it. To doubt
that is to attribute to the mediæval Church infinitely
less influence than it actually possessed. A papacy,
claiming and at times exercising authority in matters
temporal as well as spiritual, could have brought pressure
to bear upon the secular power in a matter peculiarly
the Church’s concern. The fact that it never made
any attempt to do so is proof that it never desired to.
As a matter of fact, the Church in the Middle Ages
felt no such squeamishness, as is natural in these modern
days of religious toleration, regarding the drastic punishment
of errors in intellectu. Once granted the point of
view that heresy is a more heinous offence than coining—to
use St. Thomas’ analogy—or than treason, to use
a commoner and more forcible comparison, and the
penalty of death for heresy appears not shocking and
horrible, but something eminently just and proper.
We may take St. Thomas as representative of the best
thought of the Church on the subject in the Middle
Ages. Later inquisitors were quite unequivocal in
their language. ‘Pertinax non tantum est relaxandus,
sed etiam vivus a saeculari potestate conburendus.’458
Simancas, likewise, has no qualms. The best human
law demands the burning of the heretic; in this according
with the divine law. Christ is quoted in proof. ‘Igne
igitur extirpanda est haeretica pubis: ne nobis
Deus irascitur, si haereticos dimittimus impunitos.’459
A favourite line of argument was that adopted by
Ludovico à Paramo, in comparing the Church to the
ark of Noah. As God utterly destroyed the unbelievers
outside the Ark by a deluge, so now does he destroy
the heretic.460 It is modern humanitarianism, not
Inquisitorial authorities, that seeks to disclaim moral
responsibility for the stake.
The outward and visible sign of the Church’s approval
was its participation in the ceremony of execution.
This took place frequently as part of a great and elaborate
function known as the sermo generalis or ‘act of faith’—the
auto-da-fé of the Spanish Inquisition. There could
be a sermo generalis without an execution. A burning
was not the essential feature of the ceremony. The
auto had humble beginnings. In the early days of the
Inquisition in Toulouse there might be one every week or
so. In rapid, business-like fashion the sentences against
heretics were pronounced in the presence of the civil
and ecclesiastical officers. But in course of time the
proceedings came to be much more elaborate, the object
being to impress the popular mind. The sermo generalis
usually took place on a Sunday and inside a church,
a platform being erected upon which the culprits were
placed. The ceremony, which started in the early
morning, began with a sermon appropriate to the
occasion, preached by an inquisitor. After this an
indulgence was announced for all who had come to take
part in the solemnity; the civil magistrates took an
oath of fidelity, and excommunication was fulminated
against all who had in any way thwarted the Inquisition
in the pursuance of its labours. Next the confessions
of the penitents were read, followed by the recital of
the form of abjuration, which they repeated word by
word. It does not appear that they wore any such
distinctive garb as was customary in the Spanish
Inquisition of later days. The inquisitor then absolved
the penitents from the excommunication which their
heresy had incurred, the formal sentences were read
out, first in Latin, then in the vulgar tongue; after
which the culprits were brought forward in order corresponding
with the degree of their guilt, beginning with
the least guilty and ending with the impenitent and
relapsed. For the disposal of the latter adjournment
was made to another place, where they were handed
over to the lay authorities. The victims destined to
pay the last penalty were not at once executed. It
was not seemly that the execution should take place
on a Sunday, and they were given another night to make
their peace with God. The following day they were
brought to the stake, accompanied by ghostly comforters,
who would earnestly exhort them to penitence, seeing
that, except in the case of the relapsed, reconciliation
was possible up to the last moment. They were forbidden
to exhort the victims to quiet submission for fear that
this might suggest that they were doing something to
expedite the punishment in store for the heretics.461
This would have been an irregularity. Yet so
implicitly did the Church believe in death for the obstinate
heretic, that she pursued his body even after death.
For death did not terminate heresy; and it was
evidently felt to be obnoxious that anyone who had
been a heretic, even though his heresy had never been
detected during life, should pass beyond the reach of
ecclesiastical justice. Notwithstanding the pronouncement
of Ivo of Chartres that the powers of the Church
extended only to the present world, by the middle of
the thirteenth century it seems to have been generally
recognized that the corpses of all persons, whose heresy
was discovered only after their demise, were to be dug
up and disposed of in accordance with the degree of
their guilt.462 In 1209 a synod at Paris caused the body
of Amaury de Bène to be flung to the dogs, and in 1237
the bodies of certain heretic nobles were carried through
the streets of Toulouse and solemnly burnt.463 The
practice seems to have been partly due to a popular
feeling that it was a dreadful and scandalous thing that
a heretic should be buried in consecrated ground, partly
to a desire on the part of the inquisitors to demonstrate
their implacable zeal and unlimited power.464
All inquisitorial sentences, with the single exception of
death—which, strictly speaking, was not an inquisitorial
sentence at all—could be, and frequently were, commuted.
Thus for imprisonment is substituted the wearing of
crosses in view of the penitent’s having given information
about a plot against the inquisitor’s life. The
procuring of the capture of other heretics is similarly
rewarded.465 Commutation to a lighter penance is
allowed to a woman, because she has a number of small
children; to a man, because he has a wife and family
dependent upon him.466 Such unconditional remitments
were rare; temporary alleviations were more frequent.467
Penitents might be allowed to leave prison, for periods
varying from a few weeks to two years, on account of
child-birth or illness.468 A husband and wife, both in prison
for heresy, might be allowed access to one another.469
A right of appeal existed, from the bishop to the
metropolitan, from the inquisitor to the Pope. The
papacy was at first averse to receiving appeals in cases
of heresy, Lucius III in 1185 declaring that he would
have none of them.470 When, however, the Inquisition
was established, the right was acknowledged. But it
was at best of doubtful and partial utility. It was a
condition that the appeal must be lodged before the
sentence was pronounced. In other words there
could be no appeal against a decision of the tribunal.
It was valid only as against an alleged injustice in procedure.471
A complaint on the latter ground could easily
be rectified by the inquisitors themselves by the simple
device of starting the process anew and carefully avoiding
the irregularity of which complaint was made. If the
inquisitors regarded the appeal as frivolous, they could
dismiss it. It is clear that they regarded all appeals
as a nuisance, an unwarrantable embarrassment.472 The
most successful appeals lodged against the tribunal
were those brought by powerful nobles and influential
towns.473 For the ordinary person, devoid of influence,
the right of appeal offered small hope of deliverance.
We have valuable evidence as to the comparative
frequency of the various penances prescribed by the
Inquisition. The practice of different inquisitors varied,
as was inevitable, when so much was left to the arbitrary
decision of the individual judge. But a general
computation is possible. Imprisonment, confiscation of
property, the wearing of crosses are the sentences that
occur most frequently. No inquisitor in the Middle
Ages was more vigorous and efficient than Bernard Gui.
In a collection of sentences extending over a period
of seventeen years, 1308-23, there are 307 of imprisonment,
143 of wearing crosses, 69 of exhumation, 9 of
pilgrimages without the wearing of crosses, 40 of condemnation
of fugitives as contumacious, 45 of relaxation
to the secular arm; i.e. only 45 sentences of relaxation
out of 613.474 Another veritable ‘hammer of heretics,’
Bernard de Caux, has left voluminous records of his
cases between the years 1246 and 1248. There are a
large number of sentences of life imprisonment; not
a single mention of relaxation.475 This is very remarkable,
as it seems highly unlikely that Bernard de Caux
never came across an impenitent in the course of his
duties, and the suggestion is at least plausible that the
records are incomplete, being only entries of sentences
of imprisonment.476 But the clear indication of the
evidence is that the number of cases of relaxation must
have been comparatively small in the aggregate and
very small in comparison with other sentences.
This may appear strange to those whose sole idea of
the Inquisition is that of a court mainly concerned with
the burning of heretics. Such a conception rests upon
a misunderstanding of the object and function of the
tribunal. It did not aim at making great holocausts
of victims; it desired only to make a few examples.
Except in Languedoc, where the heretics were in a
majority and powerful, a few examples always sufficed.
It sought not vengeance, which was a synonym for
failure, but reconciliation, which meant success. More
characteristic of the Inquisition than its sentences of
relaxation, with their attendant horrible consequence,
in reality more effective and perhaps more terrible, was
its whole method of procedure, its use of torture, moral
as well as physical, the agony of the rack and the nervous
strain of prolonged and tortuous examination, its
utilization of the humiliation of the cross-wearing, of
the dull and hopeless misery of harsh and lengthy imprisonment,
by which the spirit of the victim was broken
and the purity of the faith preserved.
The story of mediæval heresy is but a chapter in a much
larger subject, that of the slow and painful development
of religious tolerance and freedom of thought.
Heresy—essentially free choice in the sphere of religious
belief in contradistinction to implicit obedience to
doctrinal authority—was a serious problem to the Church
in the early centuries of the Christian era. During
the long, distracted and desolate epoch of the barbarian
invasions it ceased to be a potent factor in history. But
when Europe recovered from the malady, the lethargy
of the Dark Ages, and the human mind was again awake,
it became once more a problem. The rationalistic
speculations of Eriugena, Roscellinus and Berengar;
the disordered ravings of Tanchelm; the aggressive
anti-sacerdotalism of the Cathari or Paulicians, and of
the vagrant Waldenses, present us with the three outstanding
types of mediæval heresy. By far the most
influential, those which the Church recognized as the
most hurtful and dangerous, were the last. In the case
of the Cathari there was a clear and a very remarkable
revival of a heresy that had much afflicted the
early Church, Manichæism. Their dualist theology was
hopelessly pessimistic; their practical teachings a mere
gospel of despair. The crude dualism and perverted
antinomianism of the sect contained little indeed that
either merited respect or promised lasting influence.
Only in the hint of a genuine hatred of the gross and
the cruel was there aught to respect; only in its Donatist
doctrine and its denunciation of the Catholic clergy
was there the likelihood of lasting influence. In their
hostility to the claims, and their diatribes against the
abuses, of the clergy, Paulicianism and Waldensianism
stood united. These two heresies gave a popular currency
in the lands where they secured a foothold to anti-sacerdotalism,
which involved not only the condemnation
of all backsliding on the part of the clergy from the
strictest and most rigid interpretation of the Christ-like
life, but also—as the result of this—the rejection of the
doctrinal basis of the peculiar privileges of the clergy,
namely the conception of the mediatorial character of
the priesthood. The Arnoldist ‘Poor Men’; the Petrobrusians,
insisting on the sole efficacy of the individual’s
own faith, unaided by churches and sacraments; the
Henricians in their ascetic denunciation of clerical worldliness
and rejection of the sacraments; the Poor Men of
Lyons, adopting the rule of absolute poverty, preaching
in streets and countryside because, although illiterate,
they were conscious of an inward vocation, and so being
led on to undertake other priestly functions though
unordained; the Cathari asserting that the Catholic
Church was lost in materialism and worldliness and
that they were the true church of Christ—all these
were inherently the aggressive enemies of the priesthood.
There was a similar note in much of the popular
poetry in those southern lands in which these
heresies took firmest root. It is a note scornful, defiant,
often ribald and profane, that comes into the songs
of the goliards and troubadours. With a robust and
crude Rabelaisianism they burlesque, not only clerical
manners, but the holiest ceremonies and the most sacred
doctrines. Even in miracles and mystery plays the note
is sometimes heard; in the poems of Rutebeuf, the
‘Roman de la Rose’ and ‘Reynard the Fox,’ it is most
resonant. In the popular poetry there is undoubtedly
something of the unconsecrated paganism of the average
man—his innate secularism rebelling against clerical
privilege, when it is not fortified by personal worthiness.
Yet between the Provençal troubadour and the Paulician
heretic there was something akin; and with the nobleman
of Languedoc, only too willing to take the excuse
for despoiling the clergy, they were alike popular. We
may regret the total extinction of the exotic, semi-Moorish
culture of southern France, which the Albigensian
crusades involved; we need not regret the virtual extinction,
with it, of the heresies.477 If there was something
worthy of esteem in their demand for spiritual reality
and personal holiness, this was confused with other
elements, which were perverted and absurd, sometimes
even repulsive and abominable. On their constructive
side the heresies of Waldenses and Albigenses had nothing
of genuine value to offer. In so far as they have
significance, it is because of their anti-clerical elements,
which are in part a cause, but more a symptom, of a
trend of popular sentiment.
The second type of mediæval heresy is that represented
by Tanchelm, Eon de l’Etoile, Segarelli, Dolcino, the
Flagellants. It belongs to the province, not of the
theologian but of the psychologist, specially interested
in the study of depraved emotion and diseased
imagination. Its foundation is that perverted sexuality
which is so strangely connected, as a matter of
psychological fact, with intensity of religious enthusiasm.
The cases of Tanchelm and Eon are no doubt cases of
simple religious mania. None of the heresies of this
type had, or from their character was at all likely
to have, any but the most fleeting results. They have,
nevertheless, their interest, as symptoms of the powerful
emotionalism which seemed equally liable to produce
a fierce animalism or an intense religious asceticism.
The same raw material of unregenerate sense and passion
gave to the Church saints and heresiarchs. Ever in the
Middle Ages there was a tendency to excess, excess of
self-abnegation, excess of self-indulgence, a tendency
to push ideas both of doctrine and conduct to extremes.
Thus did the Spiritual Franciscans tend to see in their
founder a superman, to make the cult of poverty an
obsession, to believe themselves a new order destined
to inaugurate the era of the Holy Ghost.
The third type of mediæval heresy is of an altogether
different nature. It is intellectual, philosophic. In all
the other heresies there is a taint of rottenness, disease.
Here, on the other hand, there is the health and sanity
of honest thinking—and though the thought be crude,
obscure or exaggerated, there is at least the possibility of
lasting results. In the re-discovery and re-absorption of
the intellectual heritage of classical and patristic times
there was always the danger of heresy. The process of
adapting knowledge, pagan in source, coming sometimes
through infidel channels, was certainly perilous. It has
to be remembered that it was the Church that initiated
and carried through this process; that to the Church the
world is indebted for the Renaissance of the twelfth and
thirteenth centuries. But the process inevitably presented
serious problems. In the first place, it yielded a copious
mass of new comment and interpretation upon the
original body of Christian dogma, viewed from a
philosophic standpoint. Apply the logical methods of
scholasticism and envisage dogma in the light of the
metaphysical problem of the relations between the
universal and the particular, and you have to decide
whether the realist, the nominalist or the conceptualist
is the true interpreter of the creeds. The difficulty was
increased with the advent of Aristotelianism in the
thirteenth century. One exposition of Aristotle was
definitely declared to be heresy—that of the Averrhoïsts.
But the Augustinian opponents of St. Thomas Aquinas
endeavoured to confound him in the charge of heresy:
and it was for a time doubtful whether Aristotelianism
in any shape or form could be accepted as orthodox.
Not only Alberto-Thomists in their attack upon the
Averrhoïsts, but secular clergy warring with regulars,
Franciscans inveighing against Dominicans, all glibly
brought the convenient accusation of heresy against
their opponents. It was for lawful authority to determine
categorically what was orthodox, what heretical.
But no authority was, as a matter of fact, impartial or
certain to be final. Authority, whether papal, conciliar
or academic, was itself wedded to one school of thought
or another, swayed by the predominant philosophy of its
own passing day.
It was not only a question of new ways of regarding,
new interpretations of, existing dogma. There was also
the problem presented by new dogmas, such as those
of the Beatific Vision and the Immaculate Conception.
Such tenets were not in themselves either inherently
orthodox or heretical. When a creed is stabilized,
completely rigid, it is easy to be exactly faithful to it;
but when it is fluid, even for the most orthodox of intent,
safety can only be found in caution.
But the chief potential source of trouble in the
intellectual ferment of scholasticism lay in the fact that it
inevitably placed side by side two different authorities, the
objective authority of the Church as enshrined in Scripture,
tradition, papal and other lawful ecclesiastical dicta, and,
on the other hand, the subjective authority of the human
reason. All discussion, all argument is necessarily an
appeal largely to this second authority. While the
great majority of the scholastics only used reason in
order to justify revealed truth and never questioned the
superiority of the infallible, the divine authority of the
Church over the fallible authority of man’s intellect, there
were others, such as Eriugena and Abelard, who placed
reason first. Finally, there came a scholastic in Wycliffe,
whose realism led him into dangerous errors, not only
subversive of the cardinal doctrine of transubstantiation,
but also threatening the whole status and mediatorial
character of the priesthood.
It is most important to remember that the scholastic
philosophers were in all cases clerics, representative of,
and not antagonistic to, Catholic theology; that even the
Averrhoïsts were also clerics, having no desire to break
with the Church. On the other hand, the freedom of
thought which the universities stood for and dialectic
fostered, and which the Church not only did not repress,
but even encouraged, had a tendency to produce heresy.
Realism evolved pantheism; nominalism unitarianism.
The intellectual influences of university life brought
forth Gerson, D’Ailly and the other whole-hearted
reformers who made the great effort at revival of the
Church from within which failed at Constance and Basel;
but it also brought forth Wycliffe and Hus, whom those
Councils condemned. It was never absolutely clear
where the dividing line between orthodoxy and heresy
would rest. However much they might be reconciled
or confused, the ideals and methods of theology and
philosophy cannot be the same. The postulates of the one
are not those of the other; and the more the scientific
spirit is developed, the fewer the postulates of any sort
that it is ready to accept. The Averrhoïsts at least saw
this, only saving their position by the equivocation of
the double truth.
Which was really the more dangerous to Catholic
doctrine—the organized heresies, as a rule ignorant,
perverted, having the seeds of their own destruction in
their very rottenness, which the Church did systematically
persecute; or the philosophical speculations of the
universities, with their temptations to rationalism which
the Church in the main tolerated?478 Each produced
a force not wholly transient—a force operative in the
breaking up of the mediæval system. The first was
anti-sacerdotalism; the second a habit of independent
thought and criticism. It is true that the anti-sacerdotalism
of Luther and the secular spirit of Renaissance
humanism, with its entire indifference to religion,
were the decisive factors in breaking up the fabric of
mediævalism, and the movements of Lutheranism and
humanism were largely new creations. Yet Luther owed
much to Hus, and Hus everything to Wycliffe, the
scholastic, and the detached attitude of the Italian
humanist was only one step in advance of that of the
Latin Averrhoïst. Neither the wandering sectaries,
in part suggesting, in part merely articulating, an antisacerdotal
sentiment, nor the philosophers with their
speculations concerning universals and the ultimate
cause of being, were without influence in bringing about
the collapse of the mediæval structure.
It is of no use studying the question of the attitude
of the mediæval Church towards heresy unless one is
prepared to use imagination enough to envisage heresy
from the mediæval point of view. Men’s mental outlook
is governed by the intellectual conditions of their
own day. A few individuals may be, as the phrase goes,
‘in advance of their time’; but at the best they form
only a small minority. To consider abstractly the rights
and wrongs, the advantages and disadvantages of institutions
and systems is the function of the philosopher.
But the historian, while not ignoring the abstract question,
has specifically the function of ascertaining what, in point
of fact, people’s opinions have been and why they formed
them. Much that has been written on the subject of
religious toleration is of only limited validity because it
simply denounces, and does not attempt to explain or
to appreciate, the psychology of intolerance.479 Thus, for
example, Locke’s ‘Letters on Toleration’ have little
argumentative value, because they are based on a complete
ignoratio elenchi. Religious toleration is a great principle,
but many modern dithyrambs on the inalienable right
of liberty of thought and conscience fall rather wide
of the mark, can convince only the already converted.
It is not very profitable to bring forward the theory of the
indefeasible right of free thought in condemnation of
mediæval society—to the whole of which, and by no
means to its clerical elements only, the conception of
such a right was entirely foreign. After all, even to-day the
belief in an absolute toleration is held by only a very few,
and even these anarchists will usually be found to hold
it with certain reservations.480 Organized society cannot
tolerate the forces which are subversive of it. It does
not tolerate the criminal. ‘A universal and absolute
toleration of everything and everybody would lead to a
general chaos as certainly as a universal and absolute
intolerance.’481 It is undoubtedly true that a certain
measure of ‘intolerance is essential to all that is, or moves,
or lives, for tolerance of destructive elements within the
organism amounts to suicide.’482 The individual possesses
rights in so far as they are not prejudicial to the welfare
of his fellows and the interests of the entire community.
And the recognition that the maintenance of social
order was perfectly compatible with the acknowledgment
of the right of individual opinion and the permission
of diversity of views, this in the Middle Ages ‘was a
discovery to be made, not a truth to be proved.’483
For the Middle Ages religion was not divorced from
the secular life. The Respublica Christiana was an unity
and a potent reality. The common faith was the panoply
of the State. Devotion to it was an integral part of
patriotism, and the counterpart of loyalty to the secular
prince and of obedience to his laws. The man, therefore,
who assailed the faith assailed society; in cutting himself
off from the Church he outlawed himself from the State.
Acknowledgment of the sacred truths of Christianity
was the foundation of all morality. The mediæval
mind could not conceive of morality apart from religion.
Hence respect for the divine law, as revealed in the
Scripture and the Church, was regarded as the sole
guarantee for the security of ordered society. Heresy
was considered as essentially anti-social, anarchic; was
conceived of as analogous to false coining or treason.
Only to falsify truth was more heinous than to falsify the
coin and treason against God than treason against man.
The exposition of the nature of heresy in Ludovico à
Paramo is most logical. The character of a state depends
on its religion; the faith is the foundation of the state.484
Heretics cannot dwell in harmony with Catholics: for if
difference of language severs, how much more difference
of belief?485 Heresy is productive of all manner of vice
and immorality, which are antagonistic to order and
government.486
To the Church all this was self-evident. How could
she stand neutral as between truth and falsehood, and
treat them as if on an equality? She found all the strong
walls and bastions, defences of the theocratic city, of
which she was the appointed warden, being attacked by
an insidious enemy within the gates. She had the power
to defend; how could she be justified if she held her hand?
The heretic questioned her credentials, turned her claims
to ridicule, threatened to bring down the whole structure
of the Christian polity to the ground. Both in self-defence
and in common loyalty to her mission she must
strike. All the intensity of religious conviction inspired
to persecution. Tolerance, argues de Maistre, only
indicates religious indifference.487 Moreover, the mediæval
churchman was inevitably much influenced by the injunctions
of the Old Testament. The Church succeeded
to the heritage of the synagogue.488
But it was not the Church only that was persuaded
of the essentially dangerous and anti-social character of
heresy. Partly, no doubt, as the result of the Church’s
teaching through many generations, but certainly of
their own accord and not as the result of any direct
instruction, both secular rulers and the ordinary laity
were equally convinced.489 They all lived in a thoroughly
theocratic atmosphere. The prince sincerely saw in
the heretic an enemy of all authority, and therefore
of his own.490 Secular legislation was just as unequivocal
in its treatment of heresy as was Canon law. To the
ordinary layman the heretic appeared as a thoroughly
cross-grained, cantankerous, dangerous person, certainly
of some immoral propensities and perhaps sexually
perverted.491
Such was the mediæval point of view; and, once
granted the necessary premises, it is extremely logical
and exceedingly hard to combat. Now-a-days we do
not accept those premises; but in the Middle Ages
we should probably not have dreamed of questioning
them. On the extraordinarily interesting and important
question of the causes of this change of attitude
authorities do, and are likely to, differ, though many
students will agree in combining their conclusions. To
those who, like John Stuart Mill and Lecky for instance,
attribute religious persecution almost entirely to the
doctrine of exclusive salvation, the causes of the growth
of tolerance will appear to be the extension of the
sceptical spirit and the process of the secularization of
politics.492 Others, such as Bishop Creighton (who will
not agree that persecution is to be explained by the
doctrine of exclusive salvation at all),493 or as Sir F. Pollock
(who classifies different types of intolerance—tribal,
political, social), insist strongly upon the simple factor
of experience. ‘It is not the demonstration of abstract
rights, but the experience of inutility, that has made
governments leave off persecuting.’494 After all, the
great justification of liberty of thought lies not in the
attempted demonstration of a natural right, but in
the records of the painful process whereby toleration has
been achieved.495 It would have saved an infinity of bloodshed
and misery, would have freed the palimpsest of
history of some of its most terrible blots, could the principle
of toleration have been established without that awful
struggle. But none of the great triumphs of mankind
have been achieved save after centuries of effort, loss
and failure.
To the moral judgment of our own day no instrument
of persecution seems more odious than the Inquisition.
Protestants have persecuted just as whole-heartedly as
Catholics, and with far less excuse; but the Inquisition
stands by itself, as a regular specialized tribunal for
persecution, immensely efficient, with an existence of
centuries to its record.496 We have seen the way in which
the Inquisition came into being. Both the circumstances
of its origin and the intentions of its various founders
gave the tribunal a character only semi-judicial. Indeed,
if we object that the Inquisition was a bad court
of justice, its originators could retort with truth that
it was not intended to be a simple court of justice.
The Inquisition was created to deal with erring
children, not criminals; not merely to pronounce
a verdict, but to produce reconciliation and amendment;
not to punish, but to penance. The Church, through
the Inquisition, was dealing in the spirit of a parent
with her own children, over whom she had all a parent’s
rights of discipline and chastisement, but also evincing
a parent’s deep desire for something more than justice
and punishment, for the ending of estrangement and the
restoration of loving union in the family. Such was the
pure theory of the Inquisition, a much more benignant conception
than that of the ordinary law-court. In the latter,
the mere fact of repentance would not avail; in the former,
if it were sincere, it availed everything. So de Maistre,
defending the Spanish Inquisition, declared it to be the
most lenient, the most merciful tribunal in the world.
But we have to consider the point of view, not only
of the judge, but of the defendant. Whatever the
real nature of the tribunal, the man brought before it
was on his trial. The tribunal did pronounce a verdict,
and upon that verdict his reputation, perhaps his freedom
or his life, depended. He wanted justice, not mercy:
and the Inquisition might be lenient, but it was not
fair. It was radically unfair. It gave no facilities
whatever for the plea of Not Guilty. It cared nought
for the reputation of the accused. He had already lost
his reputation by being before the court at all. The
very fact of defamation, of being ‘suspect’ inferred
guilt. To leave the court of the Inquisition without a
stain upon one’s character was virtually impossible. In
all manner of ways the accused was at a disadvantage—in
the suppression of the names of witnesses and of
evidence, in the refusal of legal assistance, in the use of
torture, and above all in the fact that the judge was also
the prosecutor, who regarded it as perfectly legitimate
to browbeat and confuse the defendant, if he was so
misguided and unfilial as to endeavour to defend himself.
Inquisitorial procedure was a miserable travesty of justice;
and its mercifulness was forthcoming only on its own terms.
To all save the meekly submissive the Inquisition typified
not mercy and love, but remorselessness and cruelty.
While in studying the origins of the Inquisition
we are bound to examine, and to seek to understand,
the point of view of those who were responsible for its
inception, in estimating its character and results we
need not, nay we ought not, to judge by any other
criterion than that dictated by the highest conceptions
of right and justice. The common, the accepted, standard
of to-day both as regards justice and humanity is, happily,
greatly higher than that of the Middle Ages. Much
that has been written of the Inquisition has been vitiated
by an attempt to read into the mind and conduct of
men of mediæval times a humanitarianism which is the
peculiar product of the modern world, and which they
could not even have understood. Even more vitiated
would be any thesis which, not satisfied with justifying
the originators of the Inquisition, sought to justify the
institution itself. Certainly the motive for such an
attempt could not be impartiality. Only moral obliquity
can be blind to the transparent abominations of
inquisitorial procedure.
If its character as a tribunal was essentially evil,
evil also were some of the Inquisition’s results. Secular
princes discerned its remarkable potential utility to
themselves and regarded it with envy and admiration.
Its methods had a satisfactory efficiency found in no other
court. By such methods conviction could be practically
assured. The charge of heresy could therefore be
preferred against political enemies with the happiest
prospects of advantage. The destruction for purely
political ends was achieved by the use of inquisitorial
methods of the Templars, Jeanne d’Arc, Savonarola.497
Those are the most notorious, but there are other
instances of this abuse of the sacred tribunal for purely
secular, and sometimes base and immoral, purposes.
Worse still—and possibly this is the worst aspect
of the whole story of the Inquisition—its pernicious
methods of procedure were borrowed by the admiring
secular princes for their courts, which did not pretend
to have the double nature which was the explanation,
if not the excuse, for the Inquisition’s adoption of its
system. Thus civil courts in Europe came to be
tarnished by the system of inquisitio, the secret enquiry,
the heaping up of disabilities for the defence, the application
of torture—all these abuses having the august
sanction of ecclesiastical use. The lay authority could
triumphantly vindicate such innovations, whereby justice
became an unequal contest between authority, combining
the two characters of prosecutor and judge, and
the unhappy prisoner, by pointing to the example of the
Church, the repository of the sublime truths of divine
justice and Christian charity. To the fortunate fact
that the Inquisition never secured a footing in the British
Islands is largely due their maintenance, in contradistinction
to Continental states, of the open trial and
of the great maxim that no one is presumed to be guilty,
that the onus of proof lies with the prosecution. It
was not the fault of the Church that the secular power
admired and imitated the methods of the Holy Office;
but it is surely a calamity that it should have been able
to find in an ecclesiastical tribunal a system which must
seem to every fair-minded man to-day so abhorrent to
the whole spirit and tenor of the Christian gospel.
No attempt has been made in these pages to present
the heresies of the Middle Ages in any heroic light, to
slur over the pernicious crudities of many of them. As
between the spiritual and intellectual ideals represented
by the mediæval Church and those represented by the
majority of the sectaries the choice is self-evident.
Wycliffites and Husites stand obviously on a far higher
plane, but Petrobrusians, Cathari, Dolcinists, Flagellants
and many others had no fertile ideas to bequeath to a
later day and were, at best perhaps, a nuisance in their
own. Yet it has to be remembered that not only noble-minded
men like Hus and Jerome of Prague, whose creed,
whether true or not, was in any case sane and pure and
exalted, but also innumerable others, whom we know
only as names in inquisitorial records, who whatever
the faith they professed stood constant through physical
and mental anguish, to perish perhaps at the last at
the stake in a world barren of pity with no friendly
faces to encourage them—these suffered for a great ideal,
that of fidelity to the spirit of truthfulness, of intellectual
integrity. All who have died rather than be false to
themselves and their vision of truth, thus demonstrating
to the world their conviction that belief is worth dying
for—whether Catholics or Protestants or the most erring
of mediæval heretics—have done service to the cause of
human progress. For, if it be true that only through the
tragic experience of centuries of religious persecution could
mankind attain to the establishment of the principle
of liberty of thought and conscience, then every one of
us to-day who enjoys the benefits of such liberty owes
a debt of gratitude to the men and women who for
conscience’ sake braved obloquy, torture-chamber and
fire.