CHAPTER I THE NATURE OF LIBERTY — I — II — III — IV — V — VI
I mean by liberty the absence of restraint
upon the existence of those
social conditions which, in modern civilization,
are the necessary guarantees of individual
happiness. I seek to inquire into
the terms upon which it is attainable in
the Western world, and, more especially,
to find those rules of conduct to which political
authority must conform if its subjects
are, in a genuine sense, to be free.
Already, therefore, I am maintaining a
thesis. I am arguing, first, that liberty is
essentially an absence of restraint. It implies
power to expand, the choice by the
individual of his own way of life without
imposed prohibitions from without. Men
cannot, as Rousseau claimed, be forced
into freedom. They do not, as Hegel insisted,
find their liberty in obedience to
the law. They are free when the rules under
which they live leave them without a
sense of frustration in realms they deem
significant. They are unfree whenever the
rules to which they have to conform compel
them to conduct which they dislike and
resent. I do not deny that there are types
of conduct against which prohibitions are
desirable: I ought, for instance, to be compelled,
even against my wish, to educate
my children. But I am arguing that any
rule which demands from me something I
would not otherwise give is a diminution
of my freedom.
A second implication is important. My
thesis involves the view that if in any state
there is a body of men who possess unlimited
political power, those over whom they
rule can never be free. For the one assured
result of historical investigation is the lesson
that uncontrolled power is invariably
poisonous to those who possess it. They
are always tempted to impose their canon
of good upon others, and, in the end, they
assume that the good of the community depends
upon the continuance of their
power. Liberty always demands a limitation
of political authority, and it is never
attained unless the rulers of a state can,
where necessary, be called to account.
That is why Pericles insisted that the secret
of liberty is courage.
By making liberty the absence of restraint,
I make it, of course, a purely negative
condition. I do not thereby mean to
assume that a man will be the happier the
more completely restraints are absent from
the society to which he belongs. In a community
like our own, the pressure of numbers
and the diversity of desires, make
necessary both rules and compulsions.
Each of these is a limitation upon freedom.
Some of them are essential to happiness,
but that does not make them for a
moment less emphatically limitations. Our
business is to secure such a balance between
the liberty we need and the authority
that is essential as to leave the average
man with the clear sense that he has
elbow-room for the continuous expression
of his personality.
Nor must we confound liberty with certain
other goods without which it has no
meaning. There may be absence of restraint
in the economic sphere, for example,
in the sense that a man may be free
to enter any vocation he may choose. Yet
if he is deprived of security in employment
he becomes the prey of a mental and physical
servitude incompatible with the very
essence of liberty. Nevertheless, economic
security is not liberty though it is a condition
without which liberty is never effective.
I do not mean that those who can take
their ease in Zion are thereby free men.
Once and for all, let us agree that property
alone does not make a man free. But those
who know the normal life of the poor, its
perpetual fear of the morrow, its haunting
sense of impending disaster, its fitful
search for beauty which perpetually eludes,
will realize well enough that, without economic
security, liberty is not worth having.
Men may well be free and yet remain
unable to realize the purposes of freedom.
Again, we live in a big world, about
which, at our peril, we have to find our
way. There can, under these conditions, be
no freedom that is worth while unless the
mind is trained to use its freedom. We
cannot, otherwise, make explicit our experience
of life, and so report the wants we
build upon that experience to the centre
of political decision. The right of the modern
man to education became fundamental
to his freedom once the mastery of Nature
by science transformed the sources of
power. Deprive a man of knowledge, and
the road to ever greater knowledge, and
you will make him, inevitably, the slave of
those more fortunate than himself. But
deprivation of knowledge is not a denial
of liberty. It is a denial of the power to
use liberty for great ends. An ignorant
man may be free even in his ignorance. In
our world he cannot employ his freedom so
as to give him assurance of happiness. A
compulsory training of the mind is still
compulsion. It is a sacrifice of some liberty
to a greater freedom when the compulsion
ceases.
Two other preliminary remarks are important
to the thesis I am urging. Everyone
knows the danger to freedom which
exists in any community where there is
either special privilege on the one hand or
what is termed the tyranny of the majority
on the other. John Stuart Mill long ago
pointed out that in the early history of
liberty it was normally and naturally conceived
as protection against the tyranny of
the political rulers. The latter disposed of
a power to which its subjects were compelled
to conform; and it became vital in
the interest of freedom to limit that power
either by the recognition of special immunities
or by the creation of constitutional
guarantees. But even in the modern
state the underlying substance of the argument
may not be neglected. Power as
such, when uncontrolled, is always the
natural enemy of freedom. It prevents the
exercise of those capacities which are released
for activity by the absence of restraint.
Wherever it is possessed in excess,
it tilts the balance of social action in favour
of its possessors. A franchise limited
to the owners of property means legislation
in the interests of that class. The
exclusion of a race or creed from a share in
citizenship is, invariably, their exclusion
also from the benefits of social action. In
any state, therefore, where liberty is to
move to its appointed end, it is important
that there should be equality.
Now equality is not the same thing as
liberty. I do not, indeed, agree with Lord
Acton’s famous dictum that the ‘passion for
equality makes vain the hope of freedom’;[1]
liberty and equality are not so much
antithetic as complementary. Men might
be broadly equal under a despotism, and
yet unfree. But it is, I think, historically
true that in the absence of certain equalities
no freedom can ever hope for realization.
The acute mind of Aristotle long
ago saw that the craving for equality is one
of the most profound roots of revolution.
The reason is clear enough. The absence
of equality means special privilege for some
and not for others, a special privilege
which is not, so to say, in nature but in a
deliberate contrivance of the social environment.
Men like Harrington and Madison
and Marx all insisted, and with truth, that
whatever the forms of state, political power
will, in fact, belong to the owners of economic
power. We need not argue that our
happiness depends upon the possession of
political power; we can argue that exclusion
from it is likely to mean exclusion
from that which largely determines the
contours of happiness. And it follows that
the more equal are the social rights of citizens,
the more likely they are to be able
to utilize their freedom in realms worthy
of exploration. Certainly the history of
the abolition of special privilege has been,
also, the history of the expansion of what
in our inheritance was open to the common
man. The more equality there is in
a State, the more use, in general, we can
make of our freedom.
Here, perhaps, it is worth while for a
moment to dwell upon the meaning of
equality. Nothing is easier than to make
it a notion utterly devoid of all common
sense.[2] It does not mean identity of treatment.
The ultimate fact of the variety of
human nature, our differences of both
hereditary capacity and social nurture,
these are inescapable. To treat men so
different as Newton and Byron, Cromwell
and Rousseau, in a precisely similar way
is patently absurd. But equality does not
mean identity of treatment. It is an insistence
that there is no difference inherent
in nature between the claims of men to
happiness. It is therefore an argument
that society shall not construct barriers
against those claims which weigh more
heavily upon some than upon others. It
shall not exclude men from the legal profession
because they are black or Wesleyans
or freemasons. It shall not deny
access to the Courts to men of whose opinions
society in general disapproves. The
idea of equality is obviously an idea of levelling.
It is an attempt to give each man
as similar a chance as possible to utilize
what powers he may possess. It means
that he is to count in the framing of decisions
where these affect him, that whatever
legal rights inhere in any other man
as a citizen, shall inhere in him also; that
where differences of treatment are meted
out by society to different persons, those
differences shall be capable of explanation
in terms of the common good. It means
the recognition of urgent need in all—food,
for instance, and clothing, and shelter—before
there is special recognition of
non-urgent claims in any.
Equality, so regarded, seems to me inescapably
connected with freedom. For
equality, so regarded, seems, in the first
place, to mean the organization of opportunities;
and, in the second place, it means
that no man’s opportunities are sacrificed,
except on terms of social principle, to the
claims of another. In the view I am taking,
no child could be deprived of education
that another might receive it; but in a
choice of men say for a post in the Treasury,
one might be preferred to another on
the ground of ability or character or training.
The idea of equality, in a word, is such
an organization of opportunity that no
man’s personality suffers frustration to the
private benefit of others. He is given his
chance that he may use his freedom to experiment
with his powers. He knows that
in his effort to attain happiness no barriers
impede him differently from their incidence
upon others. He may not win his
objective, but, at least, he cannot claim
that society has so weighted the scale
against him as to assure his defeat.
It is often argued that a theory of liberty
which starts from the effort of the individual
to attain happiness must break
down because it fails to remember that society
also has rights, and that these are
necessarily superior to those of its component
parts. Any organization, it is said,
is more than the units of which it is composed.
A nation-state like America or
England is not merely a body of Englishmen
or Americans, but something beyond
them. It has a life and a reality, needs and
purposes, which are not exhausted by the
sum of the needs and purposes of its individual
members. The liberty of each citizen
is born of, and must be subordinated
to, the liberty of that greater whole from
which his whole meaning is derived. For
the rights of each of us depend upon the
protective rampart of social organization.
It is because the State enforces our rights
as obligations upon others that we have
the opportunity to enjoy them. We are
free, it is said, not for ourselves but for
the society which gives us meaning. Where
our interests conflict with the obviously
greater interest of the society, we ourselves
must give way.
It is, I think, true to say that an individual
abstracted from society and regarded
as entitled to freedom outside its environment
is devoid of meaning. None of us is
Crusoe or St. Simeon Stylites on his pillar.
We are born to live our lives in London or
New York, Paris or Berlin or Rome. Our
liberty has to be realized in a welter of
competing and co-operating interests which
only achieve rational co-ordination by
something not unlike a miracle. The need
to give way to others, to accept, that is, restraint
upon our right to unfettered activity
is inherent in the nature of things. But
the surrender we make is a surrender not
for the sake of the society regarded as
something other than its members, but exactly
and precisely for men and women
whose totality is conveniently summarized
in a collective and abstract noun. I do
not understand how England, for instance,
can have an end or purpose different from,
or opposed to, the end or purpose of its
citizens. We strive to do our duty to England
for the sake of Englishmen; a duty
to England separate from them, and in
which they did not share, is surely inconceivable.
Or, at least, would be inconceivable,
were it not that perhaps the most influential
theory of the state in our own time has
been built upon it. What is termed the
idealist theory of the state is broadly the
argument that individual freedom means
obedience to the law of the society to which
I belong. My personality, it is said, is
simply an expression of the organized
whole to which I belong. When I say that
I am seeking to realize myself, I mean in
fact that I am seeking to be one with the
order of which I am a part. I am not independent
of, or isolated in, that order, but
one with it and of it. As it realizes itself,
so am I also realized. The greater and
more powerful it becomes, the greater and
more powerful do I become as a consequence.
The more fully, therefore, I serve
it, the more fully do I express myself. True
liberty is thus so far from being an absence
of restraint that it is essentially subordination
to a system of rational purposes which
receive their highest expression in the activity
of the state. To be one with that activity
may well then be regarded as the
highest freedom a citizen can know.
In the whole history of political philosophy
there is nothing more subtle than the
skill with which the idealist school has
turned the flank of the classic antithesis
between liberty and authority. From the
Greeks to Rousseau it was always conceived
that a man’s freedom is born of a limitation
upon what his rulers may exact from
him; since Rousseau, and, more particularly,
since Hegel, it has been urged that
conformity to a code, and even compulsory
obedience to it, is the very essence of freedom.
So startling a paradox needs, at the
least, explanation. Liberty, it argues, is
not a mere negative thing like absence of
restraint. It is rather a positive self-determination
of the will which, in each of
us, seeks the fulfilment of rational purpose
as this lies behind, and gives unified meaning
to, the diversified chaos of purposes
in each of us. We desire freedom, that is
to say, in order that we may be ourselves
at our best. The right object of our wills,
the thing which, did we know all the facts,
we would truly desire, this is clearly that
for which we would seek freedom. This is
our real will, and the highest part of ourselves.
This will, moreover, is the same
in each member of society; for, at bottom,
the real will is a common will which finds
its highest embodiment in the state. In
this view, therefore, the state is the highest
part of ourselves. For it represents, in its
will, what each of us would seek to be if
the temporary, the immediate and the irrational,
were stripped from the objects we
desire. Its object is what alone we should
aim at were we free to will only our permanent
good. It is, so to say, the long and
permanent end that, in the ultimate analysis,
we come individually to will after
private experience of wrong direction and
erroneous desire. The more intimately,
therefore, we make our will one with that
of the state, the more completely are we
free. The nature of the social bond makes
service to its demands the very essence of
freedom.
Before I seek to analyse this view, I
would point out how simply this argument
enables us to resolve the very difficult problem
of social obligation. When I obey the
state, I obey the best part of myself. The
more fully I discover its purposes the more
fully, also, there is revealed to me their
identity with that at which, in the long
view, I aim. So that when I obey it, I am,
in fact, obeying myself; in a real sense its
commands are my own. Its view is built
upon the innumerable intelligences from
the interplay of which social organization
derives its ultimate form; obviously such a
view is superior in its wisdom to the result
my own petty knowledge can attain. My
true liberty is, therefore, a kind of permanent
tutelage to the state, a sacrifice of my
limited purpose to its larger end upon the
ground that, as this larger end is realized,
so I, too, am given realization. I may, in
fact, be most fully free when I am most
suffused with the sense of compulsion.
To me, at least, this view contradicts all
the major facts of experience. It seems to
me to imply not only a paralysis of the
will, but a denial of that uniqueness of individuality,
that sense that each of us is
ultimately different from our fellows, that
is the ultimate fact of human experience.
For as I encounter the state, it is for me a
body of men issuing orders. Most of them
I can obey either with active good will or,
at least, with indifference. But I may encounter
some one order, a demand, for instance,
for military service, a compulsion
to abandon my religious faith, which seems
to me in direct contradiction to the whole
scheme of values I have found in life. How
I can be the more free by subordinating
my judgment of right to one which directly
changes that judgment to its opposite, I
cannot understand. If the individual is not
to find the source of his decisions in the
contact between the outer world and himself,
in the experience, that is, which is the
one unique thing that separates him from
the rest of society, he ceases to have meaning
as an individual in any sense that is
creative. For the individual is real to himself
not by reason of the contacts he shares
with others, but because he reaches those
contacts through a channel which he alone
can know. His true self is the self that is
isolated from his fellows and contributes
the fruit of isolated meditation to the common
good, which, collectively, they seek to
bring into being.
A true theory of liberty, I urge, is built
upon a denial of each of the assumptions of
idealism. My true self is not a selected system
of rational purposes identical with
those sought by every member of society.
We cannot split up the wholeness of personality
in this way. My true self is all that
I am and do. It is the total impression produced
by the bewildering variety of my
acts, good and bad and indifferent. All of
them go to the formation of my view of the
universe; all of them are my expression of
my striving to fulfil my personality. Each,
while it is, is real, and each, as real, must
give way only in terms of a judgment I
make, not of one made for me by some
other will, if I am to remain a purposive
human being serving myself as an end.
This attempt, in a word, at the extraction
of a partial self from the whole of my being
as alone truly myself not only denies that
my experience is real, but, also, makes me
merely an instrument to the purpose of
others. Whatever that condition is, surely
it cannot be recognized as freedom.
But we can go further than this. I see
no reason to suppose that this assumed real
will is identical in every member of society.
The ultimate and inescapable fact in politics
is the final variety of human wills.
There is no continuum which makes all of
them one. Experience suggests common objects
of desire, but each will that wills these
common objects is a different will in every
sense not purely metaphorical. We all have
a will to international peace. But the unity
these make is not in the will but in the
fusion of separate wills to the attainment
of a common purpose. And we must remember
that in every society the objects
of wills cannot, in some mystic fashion, be
fused into a higher unity somehow compounded
of them all. I see no meaning, for
instance, in the statement that the antithetic
purposes of Jesuits and Freemasons
are somehow transcended in a higher purpose
which resumes them both; that is to
say that a Jesuit or a Freemason is most
truly himself when he ceases to be himself,
which, frankly, seems to me nonsense.
A member of the Praesidium of the Third
International, whose will aims supremely at
the overthrow of capitalism, is not somehow
at one with the will of the President of the
British Federation of Industries to whom
all the purposes of the Third International
are anathema. Both, doubtless, will the
good; but the point is that each wills the
good as he sees it, and each would regard
the fulfilment of the other’s ideal of good
as a definite destruction of his own. There
is, therefore, no single and common will
in society, unless we mean thereby the
vague concept, entirely useless for political
philosophy, that men desire the good. Each
of us desires the good as he sees it; and
each of us sees a good derived from an
individual and separate experience into
which no other person can fully enter. Our
connection with others is, at the best, partial
and interstitial. Our pooling of experiences
to make a common purpose
somewhere is in no case other than fragmentary.
We remain ourselves even when
we join with others to attain some common
object of desire. The ultimate isolation of
the individual personality is the basis from
which any adequate theory of politics must
start.
I reject, therefore, the idea of a real will,
and, still more, the idea that there is a common
will in society. It is a logical inference
therefrom that I should reject also the doctrine
that all state-action is, at bottom, the
exercise of the real will of society. For, first
of all, I see no reason to suppose that social
life is ultimately the product of a single and
rational mind organizing its activities in
terms of a logical process. To speak of the
“mind of society”, seems to me merely a
metaphorical way of describing a course of
action which is made valid by translation
into fact. There are no governing principles
in social life deliberately emerging from
the interplay of its myriad constituent
parts. Governing principles emerge; but
they emerge through the wills of individual
minds. And the state is magnified to excess
when it is regarded as embodying a unified
will. The state is a complex of rulers and
subjects territorially organized and seeking,
by the conference of power upon those
rulers, effective co-ordination of social activities.
They exercise the right to use force,
if necessary, to that end. But no one, I
think, can examine the course of history and
say that the experience of any state indicates
a permanent embodiment of the highest
good we know in the purpose of the
state. Our rulers, doubtless, aim at the good
as they see it. Yet what they see as good
may not be so recognizable to us, and may
well provoke in us the sense that life would
not be worth living if their view was to prevail.
The unity of the state, in a word, is
not inherently there. It is made by civic
acceptance of what its rulers propose. It is
not necessarily good because it is accepted;
it is not necessarily right because it is proposed.
Obedience ought always to be a
function of the substance contained in the
rules made by government; it is a permanent
essay in the conditional mood.[3]
Here, of course, the idealist retorts that
he is dealing not with the states of history,
but with the state as such; he is concerned
with the “pure” instance and not with deviations
from the ideal.[4] But it is with actual
states that we have to deal in everyday life
as we know it, with states the policy of
which is directed by men who are human
like ourselves. The policy they announce
must, obviously, be subject to our scrutiny;
and the result of our judgment is necessarily
made out of an experience not identical
with, even though it be similar to,
theirs. I cannot believe that a theory fits the
facts of history which assumes that this
policy is going to be right, whatever it is;
and that freedom will be found only in acceptance
of it. I do not believe that the
Huguenot of 1685 was made the more free
by accepting, against his conscience, the
Revocation; nor do I believe that Luther
would have been more free had he accepted
the decrees of Rome and abandoned his
protest. Man is a one among many obstinately
refusing reduction to unity. His
separateness, his isolation, are indefeasible;
indeed, they are so ultimate that they
are the basis out of which his civic obligations
are builded. He cannot abandon the
consequences of his isolation which are,
broadly speaking, that his experience is
private and the will built out of that experience
personal to himself. If he surrenders
it to others, he surrenders his personality.
If his will is set by the will of others, he
ceases to be master of himself. I cannot
believe that a man no longer master of
himself is in any meaning sense free.
If we reject a view which, like that just
considered, seeks to dissolve the reality of
the individual into the society of which he
is a part, what are we left with as the
pattern within which a man seeks freedom?
Let us try to draw a picture of the place
of man in a community like our own. He
finds himself involved in a complex of relationships
out of which he must form such
a pattern of conduct as will give him happiness.
There are his family, his friends,
the church to which he may belong, his
voluntary association, trade union, or employers’
association or whatever it may be,
and there is the state. All of these, save
the state, he may in greater or less degree
avoid. A man may cut himself off from
family or friends; he may refuse membership
of a church or vocational body; he
cannot refuse membership of the state.
Somewhere or other, he encounters it as
a body of persons issuing orders, and he is
involved in the problem of deciding
whether or no he will obey those orders.
Every order issued is, in a final analysis,
issued by a person or persons to another
person or persons. When we say that, in
such a complex of relationships as this, that
a man is free, what do we mean? We know
that if his Church issues an order to him
of which he disapproves, he can leave his
church; so, too, with all other bodies save
the state. The latter can, if he seeks evasion
of its commands, use compulsion to secure
obedience to its orders. It makes, we say,
the law, and a member of the state is legally
compelled to obey the law.
But he is not free merely because he
obeys the law. His freedom, in relation to
the law, depends on the effect of any particular
order upon his experience. He is
seeking happiness; some order seems to
him a wanton invasion of that happiness.
He may be right or wrong in so thinking;
the point of fact is that he has no alternative
but to go by his own moral certainties.
Now freedom exists in a state where a man
knows that the decisions made by the ultimate
authority do not invade his personality.
The conditions of freedom are then
those which assure the absence of such invasion.
The citizen who asks for freedom
is entitled to the conditions which, collectively,
are the guarantees that he will be
able to go on the road to his happiness, as
he conceives it, unhindered. Neither conditions
nor guarantees will ever be perfect;
nor will they ever cover all upon which
happiness depends. The state, for instance,
may say that I may marry the woman I
love; it cannot say that she will marry me
if I so desire. The freedom it secures to
me is the absence of a barrier in the way
of marriage if I can win her consent.
From this angle, liberty may appropriately
be resolved into a system of liberties.
There are realms of conduct within
which, to be free, I must be permitted to act
as I please; to be denied self-expression
there, is to be denied freedom. What we
need to know is, I suggest, first what those
realms of conduct are, and, second, what
my duty as a citizen is when I am, in any
one of them, prohibited from acting as I
please. The difficulty here, of course, it is
impossible to exaggerate. It is the problem
of knowing when a man ought deliberately
to make up his mind to break the law or
to refuse obedience to it. In the idealist
theory, this problem does not arise; it is
answered a priori by the definition of freedom
as obedience to the law. But because
we have rejected this view, we have to admit
that there will be occasional disobedience,
at the least, and that this may be
justified. We have to discover the principles
of its justification.
Liberty may be resolved into a system
of liberties; and from this angle it may be
said that it is the purpose of social organization
to see to it that this system is adequately
safeguarded. How can the state,
which charges itself with the function of
supreme co-ordination, properly fulfil this
task? How can it guarantee to me such an
environment to my activity that I do not
suffer frustration in my search for happiness?
There have been many answers to this
question, some of them of the highest interest
and importance. One or two I wish
to consider partly because of their significance
in themselves, and partly because,
from that consideration, I wish to make the
inference that no merely mechanical arrangements
will ever secure freedom in
permanence to the citizens of a state. While
there are certain constitutional forms which
are, as I think, essential to freedom, their
mere presence as forms will not, of themselves,
suffice to make men free. I shall
seek, further, to draw the conclusion that,
whatever the forms of social organization,
liberty is essentially an expression of an
impalpable atmosphere among men. It is a
sense that in the things we deem significant
there is the opportunity of continuous initiative,
the knowledge that we can, so to
speak, experiment with ourselves, think
differently or act differently, from our
neighbours without danger to our happiness
being involved therein. We are not
free, that is, unless we can form our plan
of conduct to suit our own character without
social penalties. Freedom is in an important
degree a matter of law; but in a
degree not less important it is a matter,
also, of the mores of the society outside the
sphere within which law can operate.
You will observe that I am still, from the
angle of political organization, thinking of
liberty as a safeguard of the individual
against those who rule him. I do so for the
best of reasons. Whoever exerts power in
a community is tempted to the abuse of
power. Even in a democracy, we must have
ways and means of protecting the minority
against a majority which seeks to invade
its freedom. Mankind has suffered much
from the assumption that, once the people
had become master in its own house, there
was no limit to its power. You have only
to remember the history of racial minorities
like the negroes, of religious or national
minorities like Jews and Czechs, to
realize that democracy, of itself, is no guarantee
of freedom. This raises the larger
question of whether freedom in the modern
state can ever be satisfactorily secured by
internal sanctions, and whether, in fact, it
is ever durably possible save in the terms
of a strong and stable international organization.
For, clearly, we must not think
of freedom as involving only an individual
set over against the community; it involves
also the freedom of groups, racial, ecclesiastical,
vocational, set over against the community
and the state; it involves also the
relation of states to one another, as, for instance,
in the problem of annexation. No
Englishman would think himself free if his
domestic life were defined for him by another
state; and no German but has had a
bitter sense of unfreedom during the foreign
occupation of the Rhineland. Our
generation, at least, is unlikely to under-estimate
the problem of what limits may be
set to the demand for freedom by a national
group.
Everyone who considers the relation of
liberty to the institutions of a state will, I
think, find it difficult to resist the conclusion
that without democracy there cannot
be liberty. That is not an over-popular
thesis in our time. A reaction against democratic
ideals is the fashion, and the dictatorships
which proliferate over half
Europe are earnest in maintaining their
obsolescence. Yet consider, for a moment,
what democracy implies. It involves a
frame of government in which, first, men
are given the chance of making the government
under which they live, in which,
also, the laws that government promulgates
are binding equally upon all. I do not think
the average man can be made happy merely
by living in a democracy: I do not see how
he can avoid a sense of continuous frustration
unless he does. For if he does not share
in making the government, if he cannot,
where his fellows so choose, be himself
made one of the rulers of the state, he is
excluded from that which secures him the
certainty that his experience counts. To
read the history of England before the enfranchisement
of the wage-earner is to
realize that however small is the value of
the franchise it still assures the attention of
government to grievance. The right, therefore,
to the franchise is essential to liberty;
and a citizen excluded from it is unfree.
Unfree for the simple reason that the rulers
of the state will not regard his will as entitled
to consideration in the making of
policy. They will do things for him, but
not those things he himself regards as
urgent; as Parliament a hundred years ago
met the grim problem of urban want by
building more churches to the glory of the
Lord. Whatever is to be said against the
democratic form of state, it seems to me unquestionable
that it has forced the needs of
humble men on the attention of government
in a way impossible under any other
form.
To be free a people must be able to
choose its rulers at stated intervals simply
because there is no other way in which
their wants, as they experience those wants,
will receive attention. It is fundamental to
the conference of power that it should
never be permanent. If it is so, it ceases
to give attention to the purposes for which
it is conferred and thinks only of the well-being
of those who can exercise it. That
has been, notably, the history of monarchy
and aristocracy, and in general, of the practice
of colonial dominion. Power that is
unaccountable makes instruments of men
who should be ends in themselves. Responsible
government in a democracy lives
always in the shadow of coming defeat;
and this makes it eager to satisfy those
with whose destinies it is charged.
That is a general principle which, stated
as baldly as this, does not adequately illustrate
the substance it implies. The history
of the struggle for popular freedom has
given us knowledge of certain rules in the
organization of a state the presence of
which is fundamental to freedom. It can,
I think, be shown that no citizen is secure
in liberty unless certain rights are guaranteed
to him, rights which the government
of the state cannot hope to overthrow; and
unless, to secure the maintenance of those
rights, there is a separation of the judicial
from the executive power.
The citizens of a state choose men to
make the laws under which they are to live.
It is urgent that they should be binding
upon all without fear or favour; that I, for
instance, should be able to live secure in
the knowledge that they will not apply to
me differently from their incidence upon
others. Clearly enough, in the modern
state, the application of law to life demands
a vast body of civil servants to administer
it. Not the least important
problem of our time is that which arises
when the legality of their administration is
in question. In Anglo-Saxon communities
it has been regarded as elementary that
the interpretation of law should be entrusted
to an independent body of officials—the
judges—who can arbitrate impartially
between government and citizens.
That view I take to be of the first importance
to freedom; and its acceptance involves
considerations which we must
examine in some detail.
The business of a judiciary, broadly
speaking, is the impartial interpretation of
the law as between government and citizen,
or between classes of citizens who dispute
with one another. The government, for instance,
charges a man with treason; obviously
he is deprived of something
essential to his freedom if the law is
strained so as to make of treason something
it in fact is not in order to cover the
acts which the government seeks to have
accepted as treason. Here, obviously, the
judge must be assured that his independence
may be maintained with safety to
himself. He must not suffer in his person
or position because of the view he takes.
It must not be within the power either of
the government or other persons to deprive
him of his authority because, as best he
may, he applies the law. This, as I think,
makes it essential that all judicial appointments
should be held during good behaviour.
There may be an age-limit of
service, of course; but, this apart, nothing
should permit the removal of a judge from
the bench except corruption or physical
unfitness. I do not, therefore, believe that
a judicial system founded upon popular
election is a satisfactory way of choosing
judges, the more so if submission to re-election
is involved; and the system, abandoned
in England in 1701, of making
judicial appointment dependent upon the
pleasure of government is equally indefensible.
Once a man has been appointed
to judicial office nothing must stand in the
way of his complete independence of mind.
Election, re-election, a power in the government
to dismiss, are all of them incompatible
with the function the judge is to
perform. They will not, as a general rule,
either give us the men we want, or enable
us to keep them when we have found them.
But we must, I think, go further than
this. Judicial independence is not merely
a matter of mechanical technique; it is also
psychological in character. The judge
whose promotion is dependent upon the
will of the executive, even more, the judge
who may look to a political career as a
source of future distinction, neither of these
is adequately protected in that independence
of mind which is the pivot of his function.
No less a person than Mr Chief
Justice Taft has told us that he appointed
a predecessor to that eminent position at
least partly because he approved of one of
his decisions.[5] No one could, I think, have
confidence in the Bench if it were known
that decisions pleasing to a given political
party might lead either to promotion or to
choice as either a presidential candidate or
as Lord Chancellor. It seems to me, therefore,
that we must so organize the method
of judicial promotion as to prevent the executive
from choosing men of its own
outlook, and, further, see to it that appointment
to the Bench is definitely taken as the
end of a political career. These are problems
of detailed technique into which I
cannot now enter;[6] here I am only concerned
to point out that the problem of independence
which they raise is one that it
is necessary to meet with frankness.
But the judge’s authority as a safeguard
of our freedom is in the modern state
threatened in another way. Modern legislation
is so huge both in volume and extent
that the average assembly has neither time
nor energy to scrutinize its details. The
modern habit is, therefore, to pass Acts
which confer a general power, and to leave
the filling in of details to the discretion of
the department concerned. To this, I think,
no one can really take exception. The state
must do its work; and it must develop the
agencies necessary to that end. But I think
we have grave reason for fear when the
growth of this delegated legislative authority
is accompanied with, or followed by, the
conference of powers upon government departments
themselves to determine the
question of whether the powers they take
are legal or no. I regard the growth of delegated
legislation as both necessary and desirable;
but if it is not gravely to impair
our freedom, it should, I think, be developed
only under the amplest safeguards.
Decisions, for instance, like that on the
Fu Toy case[7] in the United States, and in
Arlidge v. Local Government Board[8] in
England, are clearly a real menace to the
liberty of the subject. They suggest a type
of executive justice for which the methods
of the Star Chamber are the nearest analogy.
No body of civil servants, however
liberal-minded they may be, ought to be
free both to make the law and to devise the
procedure by which its legality may be
tested; and that, be it remembered, without
a power of appeal from their decision.
It may be taken for granted that the modern
state needs an administrative law; in
matters, for instance, like rate-fixing in
public utilities, in workmen’s compensation
cases, in matters concerning public health,
the views of a body of experts in a public
department are generally at least as valid
as that of the judicial body. But one wants
to be certain that in arriving at his decision
the expert has been compelled to
take account of all the relevant evidence;
that the parties to his decision have had
their day in court. This seems to me to
involve the organization of a procedure for
all administrative tribunals which takes account
of the lessons we have learned both
from the procedure of ordinary courts and
from the history of the law of evidence;
and it involves an appeal from administrative
tribunals to the ordinary courts on all
questions where denial of proper procedure
is held to involve a denial of proper consideration.
Something of this, if I understand
the matter aright, has been granted to the
American citizen by the Supreme Court in
McCall &c. v. New York;[9] and I should
feel happier about the future of administrative
law if I were certain that the principles
of that decision applied to all
governmental activities of the kind.
Another safeguard is not less essential.
We agree, for the most part, in ordinary
legal matters that the opinion of a single
judge, even when reinforced by the verdict
of a jury, ought not to be final in either
criminal or civil cases. I should like to see
that agreement extended to the sphere of
administrative law. Where, that is to say, a
departmental tribunal has rendered its decision
I should like an appeal to lie to a
higher administrative tribunal composed
not only of officials, but, also, of laymen of
experience in the matters involved who
could be trusted to bring an independent
mind to the settlement of the matter in dispute.
English experience of tribunals like
the civil service division of the Industrial
Court, and the Commissioners of Income
Tax, convinces me that the common sense
of a good lay mind is, in this realm, an
immense safeguard against departmental
error. And we must remember that, however
great be the good will of the public
services, what, to them, may seem a simple
matter of administrative routine, may be
to the citizens involved a denial of the very
substance of freedom. Certainly a case like
ex parte O’Brien[10] makes one see how real
would be the threat to public liberty if departmental
legislation grew without proper
judicial scrutiny at every stage of its development.
The problem, however, does not merely
end here. There are two other sides of administrative
action in which the uncontrolled
power of the state is an implicit
threat to civic freedom. Of the first, I would
say here only a word, since I have treated
it fully elsewhere.[11] The modern state is a
sovereign state and, as such, there are
large realms of its conduct where wrong
on its part cannot imply the invocation by
the citizen of penalty. The right to sue the
state in tort seems to me quite fundamental
to freedom. The modern state is in essence
a public service corporation. Like any other
body, it acts through servants who take decisions
in its name. I can see no reason
in the world why, like any other body serving
the public, it should not be responsible
for the torts of its agents. If I am run over
by the negligent driver of a railway truck,
I can secure damages: I do not see why I
am not equally entitled to damages if the
truck is the property of, and is driven for,
the Postmaster-General of His Majesty.[12]
But, still in the context of administration,
the needs of liberty go yet further.
There has accreted today about the departments
of state a type of discretionary power
which seems to me full of danger unless it
is exercised under proper safeguards. Examples
of it are the power of the Postmaster-General
in the United States over
the mails and of the Home Secretary in
England over requests from aliens for naturalization.
An alien applies to the Home
Secretary for naturalization. He answers innumerable
questions, and presents certificates
of good character from citizens who
testify on oath to his standing. He has resided
in the country for at least five years
and he will not, of course, normally venture
to apply unless his record is adequate.
A request is published in the press for any
information about him and, after a due interval,
the Home Secretary makes a decision
about his case. He has, of course,
pursued his own inquiries, and he has, presumably,
received information about the
applicant upon which his action is based.
Now the point that disturbs me is the fact
that where a certificate of naturalization is
refused, the grounds for rejection are
never, even privately to the applicant,
made known. He is refused privileges
which may be vital to him and his family
in the background of accusations which
may, doubtless, be true, but may also be
completely without foundation and capable,
were opportunity afforded, of being
immediately and decisively refuted. And so
great is the discretionary power of the
Minister that he may even substitute his
own will for that of the legislature: the
Act, for instance, demands a five-year
period of residence. The late Home Secretary,
Lord Brentford, announced that while
he was in office he would grant no certificate
unless the applicant had resided in
England continuously for a period of thirteen
years. It seems to me that this power
to deny admission to citizenship, as it is
exercised, is a complete denial of natural
justice. No person ought to be condemned
by accusations he is not given the opportunity
to refute. Anyone who wishes to give
testimony in a case of this kind ought
surely to prove his bona fides by submitting
to cross-examination by the applicant or
his representative. I should like, therefore,
to see the possibility of an appeal from the
decision of the Home Secretary to a judge
in chambers where the latter would, on a
case stated by the Department, hear such
evidence as the applicant chose to bring
for its refutation and then only make a
final decision. Anything less than this
seems to me a wanton abuse of freedom;
and, mutatis mutandis, this type of safeguard
seems to me urgent wherever a Minister
is given a discretionary power which
affects the liberty of the subject.
I accept, therefore, the traditional notion
that the separation of the judicial from
the executive power, the right of the former
to determine the legality of executive
decision, is the basis of freedom. I do not,
however, believe that the separation of the
executive from the legislature is either necessary
or desirable. The origin of the idea,
as you know, is in the historic misinterpretation
of the British Constitution by Montesquieu;[13]
and this, in its turn, was due to
his misapplication of certain classic dicta
of Locke.[14] The fact is that a separation in
this realm results in a complete and undesirable
erosion of responsibility. The
British system, in which the executive, as
a committee of the legislative, formulates
its plans for acceptance or rejection, has,
I think, the clear advantage of showing the
electorate exactly where responsibility for
action must lie. Where mistakes are made,
where there is corruption, or dishonesty, or
abuse, it can be brought home forthwith
to its authors. In the American system, that
is not the case. The President is neither
the master nor the servant of the legislature.
The latter can make its own schemes;
where its views, more, where its party complexion,
are different from his, there is a
constant tendency to paralysis of administration.
Each can blame the other for failure.
No clear policy emerges upon which
the electorate can form a straightforward
judgment. Independence makes for antagonism
and antagonism, in its turn, makes
for confusion. Such a separation means,
almost invariably, the construction of a
separate quasi-executive in the legislature,
which has an interest of its own distinct
from, and often hostile to, that of the President.[15]
I can see no necessary safeguard of
liberty in this. On the contrary, the British
system, where the executive may be at any
moment destroyed by the legislature as a
penalty for error or wrong, where, also,
there lies always the prospect of an immediate
and direct appeal to the people as
the ultimate and only arbiter of difference,
seems to me far more satisfactory.
Another institutional mechanism for the
safeguarding of freedom is that of a Bill
of Rights. Certain principles, freedom of
speech, protection from arbitrary arrest,
and the like, are regarded as especially
sacred. They are enshrined in a document
which cannot, constitutionally, be invaded
either by the legislature or the executive,
save by a special procedure to which access
is difficult. The first Amendment to the
American Constitution, for example, lays it
down that Congress shall pass no law
abridging freedom of speech; and any Act
of Congress which touches upon the matter
can be challenged for unconstitutionality
before the Supreme Court. The Amendment,
moreover, cannot be attacked save by
the usual process of constitutional change
in America; and that means that, except in
the event of an American Revolution, it
is unlikely ever to be directly attacked at
all.
My own years of residence in the United
States have convinced me that there is a
real value in Bills of Rights which it is
both easy, and mistaken, to under-estimate.
Granted that the people are educated to
the appreciation of their purpose, they serve
to draw attention, as attention needs to be
drawn, to the fact that vigilance is essential
in the realm of what Cromwell called fundamentals.
Bills of Rights are, quite undoubtedly,
a check upon possible excess in
the government of the day. They warn us
that certain popular powers have had to
be fought for, and may have to be fought
for again. The solemnity they embody
serves to set the people on their guard. It
acts as a rallying-point in the state for all
who care deeply for the ideals of freedom.
I believe, for instance, that the existence
of the First Amendment has drawn innumerable
American citizens to defend
freedom of speech who have no atom of
sympathy with the purposes for which it is
used. A Bill of Rights, so to say, canonizes
the safeguards of freedom; and, thereby,
it persuades men to worship at the altar
who might not otherwise note its existence.
All this, I think, is true; but it does not
for a moment imply that a Bill of Rights
is an automatic guarantee of liberty. For
the relationship of legislation to its substance
has to be measured by the judiciary.
Its members, after all, are human beings,
likely, as the rest of us, to be swept off
their feet by gusts of popular passion. The
first Amendment to the American Constitution
guarantees freedom of speech and
peaceable assembly; the fourth Amendment
legally secures to the citizen that his house
shall not be searched except upon a warrant
of probable cause; the eighth Amendment
legally secures him against excessive
bail. Yet you will remember how, in one
hysterical week in 1919, the action of the
executive power rendered all these amendments
worthless;[16] and you will not forget
that the fifteenth Amendment, which
sought political freedom for the coloured
citizens of the South, has never been effectively
applied either by the executive
or by the Courts.
The fact is that any Bill of Rights depends
for its efficacy on the determination
of the people that it shall be maintained.
It is just as strong, and no more, than the
popular will to freedom. No one now
doubts that the Espionage Acts were
strained so as to destroy almost all that the
first Amendment was intended to cover;
that most of the charges preferred under it
were, on their face, ludicrous. Yet you will
remember that, in Abrams v. United
States,[17] two judges stood alone in their insistence
that the first Amendment really
meant something; the judgment of the
others was caught in the meshes of war hysteria.
No principle is better established
than the right of the citizen, under proper
circumstances, to a writ of habeas corpus;
that is, perhaps, the ark of the covenant in
the Anglo-American conception of freedom.
But who can ever forget the noble
and pathetic words of Chief Justice Taney,
in ex parte Merryman,[18] where he insists
that the applicant is entitled to the writ
and that, in view of President Lincoln’s
suspension of it—a suspension entirely illegal
in character—he could not secure to
Mr Merryman his due rights? And let us
remember, also, that even where the judge
is prepared to do his duty, he cannot, in a
period of excitement, count upon public
opinion. Nothing is clearer than the fact
that those who hanged Mr Gordon during
the Jamaica riots were guilty of murder.
The opinion of Chief Justice Cockburn
could not have made the issue more clear;
it is a landmark in the judicial history of
freedom. Yet the jury at once, in its despite,
acquitted the accused. There have been,
further, many occasions when breaches
of fundamental principles of freedom,
breaches which, on any showing, have been
quite indefensible, have been followed at
once by Acts of Indemnity. I know only of
one case in England in the last hundred
years in which such an Act has been refused.
Yet it is, I think, obvious that
unless such breaches are definitely and
deliberately punished, they will always occur
on critical occasions. At such times, it
is impossible to trust those who are charged
with the exercise of power; and only the
knowledge that swift and certain punishment
will follow its abuse will make our
rulers attentive to the needs of freedom.
I speak the language of severity; and I
am anxious that you should not think that
the language of severity is that of the extremist.
I invite you, as the proof of what
I say, to read, in the light of cold reason
a decade after the close of the war, the
history of the tribunals in England which
were charged with examining conscientious
objectors to military service and on the
military authorities to whom some of those
objectors were handed over.[19] No one can go
through the record without the sense that
some of the tribunals deliberately evaded
the purposes of the exemption clause; and
it is clear that in the administration of
punishment for refusal to obey orders,
there was wanton cruelty, a deliberate
pleasure in the infliction of pain, for which
no words can be too strong. Nor is that all.
The record shows occasions when Ministers
of the Crown, when responding to questions
in the House of Commons, used evasions
of a kind which showed a complete
contempt of truth;[20] and they were supported
in their attitude by the majority of
the members there. I note, also, at least
one occasion when a number of conscientious
objectors were taken from England
to France for the purpose of execution by
the military authorities; and it was only
the accident that Professor Gilbert Murray
was able to appeal on their behalf to the
Prime Minister, which prevented the sentence
from being carried out.[21] These are
worse than the methods of the Inquisition;
for, at least, the members of that tribunal
believed that they were rescuing their victims
from eternal damnation. Those of
whom I speak had no excuse save ignorant
prejudice and the blindness of passion.
You will see, therefore, why I cannot believe
that constitutional expedients alone,
however substantial, will prevent the invasion
of liberty. They will work just so long
as people are determined they shall work,
and no longer. They are valuable because,
since they have been consecrated by tradition,
their invasion tends to awaken, at
least in some of us, a prejudice to which
we have become habituated. But to keep
them active and alive, requires a deliberate
and purposive effort it is by no means easy
to make when the result of doing so conflicts
with some other object keenly desired.
That is, I think, capable of a simple demonstration.
No class of men is so carefully
trained as the judiciary to the habit of a
balanced mind. Yet if you examine the observations
of judges in cases where their
passions are deeply involved you will note
how great is the effort they have to make
to show tolerance to antagonistic views.
Nor do they always succeed. In most of the
classic English blasphemy cases, for example,
the judge has too often been, either
consciously or unconsciously, an additional
counsel for the prosecution.[22] In many of
the American Espionage Acts cases what
chiefly emerges from the summing up of
the judge is a desire, at all costs, to see
that the prisoner does not secure an acquittal.[23]
Recent injunction cases in America
show a desire, no doubt unconscious,
on the part of the Court, to lend aid and
countenance to a social philosophy of
which it happens to approve.
I conclude, therefore, that in general
we shall not allow, as a society, the mechanisms
of the state to serve the cause of freedom
unless we approve the objects at
which freedom aims. In a time of crisis,
particularly, when the things we hold most
dear are threatened, we shall find the desire
to throw overboard the habits of tolerance,
almost irresistible. For those habits
are not in Nature, which teaches us that
opinions we deem evil are fraught with
death. They come from our social heritage,
and are part of a process the value of which
we must relearn continuously if we are to
preserve it. That is the meaning of the
famous maxim that eternal vigilance is the
price of liberty. It is why, also, it becomes
necessary in each age to restate the case for
freedom, if it is to be maintained.
There is one other general part of this
political aspect of liberty that I wish to
consider before I turn to a different portion
of my theme. I have argued that resistance
to the encroachments of power is
essential to freedom because it is the habit
of power continuously, if it can, to enlarge
the boundaries of its authority. Is there any
specific rule by which men can be trained
to such resistance? Is there, that is, a way
in which the average citizen of the modern
state can be persuaded that it is in his interest
to be vigilant against those who
would invade his rights? Can it, further,
be shown that such a temper in the citizen
is likely, as it grows, to confer benefit upon
the community as a whole?
Broadly speaking, I think the answer to
these questions is in the affirmative. I hazard
the generalization that the more widespread
the distribution of power in the
state, the more decentralized its character,
the more likely men are to be zealous for
freedom. That is, of course, a large statement
to make. It is the thesis that, in terms
of historic experience, good government is
always, in the end, both less valuable and
less efficient than self-government. I mean
that, in general, rules imposed upon a society
from above for its benefit are less effective
to the end that they seek than rules
which have grown naturally from below. I
believe that to be true both of the individual
and the group in society. Its full
realization is, of course, an impossibility
since it would make the uniformities we
need in social life unattainable. But the
greater the degree in which we can realize
it, the better for the community to which
we belong.
I do not mean to imply that there is
any rigid principle which enables us to
mark off the lines of demarcation between
what is individual and what is social, between
what belongs to the group and what
belongs to the state, between the sphere
of central, and the sphere of local government.
The only possible approach to that
problem is a pragmatic one, as anyone can
see who tries to make common sense out
of John Stuart Mill’s famous attempt, with
its list of exceptions[24] by which he reduced
it to something like absurdity. Most of us,
I think, could draw up lists of governmental
subjects in which central and local topics
could be demarcated without undue
disagreement. We should fairly universally
say that foreign policy and defence, fiscal
technique and commercial regulation were
naturally within the sphere of the central,
and playing fields, were within the sphere
of the local, authority. We should agree
that crime is a matter for the state, and sin
a matter for the churches. We should admit
that there must be uniform regulations
for marriage and divorce, but that individuals
only could make up their minds
when, within the regulations, either to
marry or divorce.
This, I think, is pretty straightforward.
The points I wish to emphasize are different.
They are, first, that in the making of
public decisions, it is desirable that as
many persons as possible who are affected
by the result should share in reaching it;
and, secondly, that whenever the decision
to make some rule of conduct a matter of
governmental regulation arouses widespread
and ardent dissent, the probability
is that the case against the decision is
stronger than the case in its favour.
My first point I may perhaps best make
by the statement that all creative authority
is essentially federal in character. The purpose
for which authority is exercised is the
maximum satisfaction of desire. To achieve
that end, it is in the long run vital to take
account of the wills of those who will be
affected by the decision. For, otherwise,
their desires are unexplored, and there is
substituted for the full experience that
should be available, the partial experience,
perhaps suffused with a sinister interest,
which is able to influence the legal source
of decision. Maximum satisfaction, in other
words, is a function of maximum consultation;
and the greater the degree in which
the citizen shares in making the rules under
which he lives, the more likely is his
allegiance to those rules to be free and unfettered.
Nor is this all. The process of
being consulted gives him a sense of being
significant in the state. It makes him feel
that he is more than the mete recipient of
orders. He realizes that the state exists for
his ends and not for its own. He comes to
see that his needs will be met only as he
contributes his instructed judgment to the
experience out of which decisions are compounded.
He gains the expectation of being
consulted, the sense that he must form an
opinion on public affairs. He learns to dislike
orders which are issued without regard
being paid to his will. He comes to have
a sense of frustration when decisions are
made arbitrarily, and without an attempt
to build them from the consent of those
affected. He learns vigilance about the ways
of power. Those who are trained to that
vigilance become the conscious guardians
of liberty.
For they will protest against what they
regard as the invasion of their rights, and
tribute will have to be paid to their protest.
In any community, fortunately for
ourselves, power is always upon the defensive;
and when men are vigilant to expose
its encroachments it is urgent to seek their
good opinion. Those active-minded enough
to fight for their rights will, doubtless, be
always in a minority; but they prick the
indifferent multitude into thought and they
thus act as the gadflies of liberty. The handful
of American lawyers who protested
against the methods of the Department of
Justice in 1920 forced its officials to a
change of their ways. The little group of
men who, in season and out of season, have
protested that the white man’s burden
ought not, in justice, to be borne by the
black, have the Mandates’ system of the
League of Nations to their credit: what E.
D. Morel did for the Congo, what H. W.
Nevinson did for Portuguese Angola, these
are lessons in the service of citizenship to
liberty. And it is the peculiar value of this
habit of mind that it grows by what it feeds
on. To accustom the average man to regard
himself as a person who must be
consulted is, in the long run, to assure him,
through consultation, of satisfaction. For
the holders of power are always desirous
of finding the convenient routine; and if
they are driven by pressure to give the people
freedom, they will discover that this
is the object they have set before themselves.
Into the institutional pattern which such
a federalization of authority requires I cannot
here enter.[25] It must suffice to say that
it makes totally inadequate the traditional
forms even of the democratic state. For
the notion that, when the citizen has chosen
his representatives for Parliament or his
local authority, he can sit back in the comfortable
knowledge that his wants are
known, his interests safeguarded, has not
one jot of evidence to support it. We need,
of a certainty, a much more complex
scheme. We have not only to provide for
more adequate relationships between Parliament
and the administrative process; we
have also to integrate the latter with the
public it serves on a much ampler scale
than any we have hitherto imagined. I have
elsewhere tried to show how vital in this
context is the device of the advisory committee.
Its value both as a check upon
bureaucracy, and as a means of making
decision genuinely representative in character,
becomes the more clear the wider
our experience of its functioning.
But even this is not enough. There will
never be liberty in any state where there
is an excessive concentration of power at
the centre. The need for a wide conference
of authority away from that centre becomes
more obvious with the growth of our experience.
If the decisions to be made are to
embody the needs of those affected by
them, the latter must have major responsibility
for their making. All of our problems
are not central problems; and to leave
to the central government the decision of
questions which affect only a portion of the
community is to destroy in that portion the
sense of responsibility and the habit of inventiveness.
The inhabitants of any given
area have a consciousness of common purposes,
a sense of the needs of their neighbourhood,
which only they can fully know.
They find that the power to satisfy them
of themselves gives to them a quality of
vigour far greater in the happiness it produces
than would be the case if satisfaction
were always provided by, or controlled
from, without. For administration from
without always lacks the vitalizing ability
to be responsive to local opinion; it misses
shades and expressions of thought and
want which are urgent to successful government.
It lacks the genius of place. It
does not elicit creative support from those
over whom it rules. It makes for mechanical
uniformity, an effort to apply similar
rules to unsimilar things. It is too distant
from the thing to be done to awaken interest
from those concerned in the process of
doing it. Centralized government in local
matters may be more efficient than a decentralized
system; but that superior efficiency
will never, as Mill long ago pointed out,
compensate for an inferior interest in the
result.
I believe, therefore, that, with all its difficulties
and dangers, the area of local government
should be as little circumscribed
as possible. The German system, of laying
down what a local authority may not do,
and leaving it free to experiment outside
that realm of prohibition, seems to me superior
both in principle and result to its
Anglo-American antithesis. Thereby we
gain not only the knowledge which comes
from varied social experiment, but the
freedom born of citizenship trained in the
widest degree to think for itself and to solve
its own problems. Most imposed solutions
of a uniform character only succeed where
their material is genuinely uniform. That
is rarely the case in these matters. And
even the impatient reformer ought sometimes
to think whether, say, forcing a
child-labour law on Georgia by federal
amendment will lead to a genuine and
whole-hearted application of its terms;
whether, in fact, it will not persuade to hatred
of the law, even contempt for the law,
by encouraging evasion of it. Successful
legislation is almost always legislation for
which the minds of men are anxious; the
channels of assent to it can rarely be dug
too deep.
All, moreover, that I am saying of territorial
locality, seems to me to apply, with
no less emphasis, to what may be termed
functional areas also. Everyone acquainted
with the history of churches realizes the
necessity of leaving them free to develop
their own internal life. On matters like
ecclesiastical government, dogma, ceremonial,
interference by the state is almost
invariably disastrous in its results. What
is true of churches is true also, mutatis
mutandis, of other associations. Bodies like
the legal and medical professions are much
better able to direct their own internal life
than to have it directed for them by the
state. It is necessary, of course, to prevent
them from developing into monopolies;
and to that end it is essential to devise a
framework of principle within which they
must work, to retain, also, the right to its
revision from without from time to time.
But that said, few would, I think, deny that
what we call professional standards, the
jealousy for the honour of the profession,
the sense of esprit de corps, the realization
that its members owe to the community
something more than the qualities for
which payment can be exacted, these things
are born of the large degree of freedom to
define their own life the professions enjoy.
It is, I think, important to extend that
notion of self-government beyond the professions.
We ought to learn to think of industries
like cotton and coal as entities not
less real than Lancashire or New York, as
capable, therefore, of being organized for
the purpose of government. Most of the
plans as current today for national economic
councils are not, in my judgment,
of great value; the satisfactory weighting
of the different elements is really insoluble,
and any problem that concerns industry
as a whole seems to me at once civic in
its nature and, therefore, the proper province
of the legislative assembly of the state.[26]
But these considerations do not apply to
industries taken individually, or linked together
at special points of intimate contact.
It does not seem to me inconceivable that
we should create a Parliament for the mining
industry, in which capital, management,
labour and the consumer, should
each have their due representation, and
to which should be confided the determination
of industrial standards on the model
of professional self-government. I should
give to this Parliament a power of delegated
legislation which would enable it to
frame rules of conduct binding upon all
the members of the industry. Thus, while
Georgia might refuse to pass a child-labour
law, a particular industry in Georgia might
refuse to allow its members to engage child
labour in field or factory. There might be
developed in this way a body of industrial
legislation and jurisprudence growing naturally
out of the experience of those who
participate in the operation of the industry,
and imposed with a real sense of freedom
because it has been developed from within
and is not the outcome of an external control.
The help this system would give to
the creative-minded employer, on the one
hand, and the adventurous trade-union, on
the other, needs no emphasis from me.
Something of what it might effect, if
planned in a wholesale way, the experiments
of the Amalgamated Clothing Workers
and the Baltimore and Ohio Railroad
have amply demonstrated. They show
clearly, I venture to suggest, that an authority
born of consent is always definitely
superior to an authority born of coercion.
And the reason is the simple but vital one
that creative energy is liberated only in the
atmosphere of freedom.
In all that I have so far said there is implied
a theory of the nature of law upon
which, perhaps, I ought to say a word. The
view I am taking suggests that law is not
simply a body of commands justifiable by
virtue of their origin. Laws are rules seeking
to satisfy human desires. They are
the more certain of acceptance the more
fully they seek to inquire what desires it is
urgent to satisfy, and the best way of inquiry
is to associate men with each stage
of the process of law-making. For men, in
fact, will not obey law which goes counter
to what they regard as fundamental. Their
notion of what is fundamental may be
wrong, or unwise, or limited; but it is their
notion, and they do not feel free unless
they can act by their own moral certainties.
It is useless to tell them that an assumption
on their part that they are entitled
to forgo obedience will result in anarchy.
Every generation contains examples
of men who, in the context of ultimate experience,
deliberately decide that an anarchy
in which they seek to maintain some
principle is preferable to an order in which
that principle must be surrendered. The
South in 1861, Ulster in 1914, the Communist
in the context of a capitalist society,
these are but variations on the great theme
of Luther’s classic Ich Kann nicht anders.
They illustrate the inescapable truth that
law must make its way to acceptance
through the channel of consenting minds.
Let me put this in a different way. Law
is not merely a command; it is also an appeal.
It is a search for the embodiment of
my experience in the rule it imposes. The
best way, therefore, to make that search
creative is to consult me who can alone
fully report what my experience is. There
can be no guarantee that law will be accepted
save in the degree that this is done.
Legal right is so made as the individual
recipient of a command invests it with
right; he gives it his sanction by relating
it successfully to his own experience. When
that relation cannot be made, the authority
of law is always in doubt. And it is in doubt
because, by contradicting the experience of
those whom it seeks to control, it seems to
them a frustration of their personality. To
accept the control would be to become
unfree.
An extreme way of putting this view
would be to say that law is made by the individual’s
acceptance of it, that the essence
of the law-making process, is the consent
of interested minds. At points of marginal
significance, that is, I think, true; and the
consequences of the truth are obviously important.
Authority, if my view is right, is
always acting at its peril. It lives not by its
power to command but by its power to convince.
And conviction is born of consent for
the simple reason that the real field of social
action is in the individual mind. Somewhere,
inevitably, the power to coerce that
mind to ways of thoughts of which it does
not approve, breaks down; man, as Tyrrell
said, is driven on “to follow the dominant
influence of his life even if it should
break the heart of all the world”. That is
the stark fact which conditions the loyalty
any authority seeks to secure. At some
point, it cannot be imposed but must be
won from us. And the greater the degree
in which it springs from that persuasion,
the greater, also, is the success of authority
in imposing its solutions. No power can
ever hope for successful permanence, no
power, either, is entitled to it, which does
not make its way, in vital matters, through
the channels of consent.
From this two conclusions seem to me
to flow. Ours is not a universe in which the
principles of a unified experience are unfolded.
It is a multiverse embodying an
ultimate variety of experiences, never identical,
and always differently interpreted.
There is enough similarity of view to enable
us, if we have patience and goodwill,
to make enough of unity to achieve order
and peace. But that similarity is not identity.
It does not entitle us to affirm that
one man’s experience can be taken as the
representation of another’s. It does not justify
the inference that I shall find what I
most truly desire in the desire of another.
I am not a part of some great symphony in
which I realize myself only as an incident
in the motif of the whole. I am unique,
I am separate, I am myself; out of these
qualities I must build my own principles
of action. These are mine only, and cannot
be made for me, at least creatively, by
others. For their authority as principles
comes from the fact that I recognize them
as mine. Into them, as principles, I pour
my personality, and life, for me, derives its
meaning from their unique texture. To accept
the forcible imposition of other principles
upon me, which I do not recognize
as the expression of my experience, is to
make of me who might be free, a slave. I
become an instrument of alien purposes,
devoted to an end which denies my self-hood.
Law, therefore, as coercion is always
an invasion of personality, an abridgement
of the moral stature of those whom it invades.
To be true to its purpose, it must
reduce the imperative element to a minimum
if it is to release creativeness and not
destroy it.
The individual, therefore, is entitled to
act upon the judgment of his conscience in
public affairs. He is entitled to assume that
he will not find the rules of the conduct he
ought to pursue objectified in any institution
or set of institutions. I agree that, for
most of us, conscience is a poor guide. It
is perverse, it is foolish, the little knowledge
it has is small alongside the worth of
the social tradition. But perverse, foolish,
ignorant, it is the only guide we have. Perverse,
foolish, ignorant, it is at least ours;
and our freedom comes from acting upon
its demands. We ought, doubtless, to convince
ourselves that the path it indicates
is one we have no alternative but to follow.
We ought to seek the best possible
means for its instruction and enlightenment.
We should remember that civilization
is, at best, a fragile thing, and that to
embark upon a challenge to order is to
threaten what little security it has. It may
even be wise, as T. H. Greene once put it,
to assume that we should approach the
state in fear and trembling, remembering
constantly the high mission with which it
is charged.
All this may be true, and yet it seems to
me to leave the individual no option but to
follow conscience as the guide to civic action.
To do otherwise is to betray freedom.
Those who accept commands they know to
be wrong, make it easier for wrong commands
to be accepted. Those who are silent
in the presence of injustice are in fact
part-authors of it. It is to be remembered
that even a decision to acquiesce is a decision,
that what shapes the substance of
authority is what it encounters. If it meets
always with obedience, sooner or later it
will assume its own infallibility. When that
moment comes, whatever its declared purpose,
the good it will seek will be its own
good and not that of those involved in its
operations. Liberty means being faithful
to oneself, and it is maintained by the courage
to resist. This, and this only, gives life
to the safeguards of liberty; and this only
is the clue to the preservation of genuine
integrity in the individual life.
If it is objected that this is a doctrine
of contingent anarchy, that it admits the
right of men to rebellion, my answer is that
the accusation is true. But is its truth important?
Order, surely, is not the supreme
wrong. Power is not conferred upon men
for the sake of power, but to enable them
to achieve ends which win happiness for
each of us. If what they do is a denial of
the purpose they serve; if, as we meet their
acts, there appears in them an absence of
goodwill, a blindness to experience alien
from their own, an incapacity imaginatively
to meet the wants of others, what alternatives
have we save a challenge to power or
a sacrifice of the end of our life? We do
not condemn Washington because there
came a moment in his career when he was
compelled to recognize that the time for
compromise with England had passed. We
do not, even more notably, condemn those
early Christians who refused to offer incense
to the Gods. We have to act by the
dictates of our conscience knowing, as
Washington knew, as the early Christians
recognized, that the penalties of failure are
terrible. But we can so act, also, knowing
that there is a sense in which no man who
serves his conscience ever fails.
For by that service he becomes a free
man, and his freedom is a condition of
other men’s freedom. There is immense
significance in the fact that those who
fought for religious liberty were the unconscious
progenitors of civil liberty also.
When they demanded the right to worship
the God they knew, in their own mind they
were insisting that in one sphere, at least,
of human experience, their own perception
must count as ultimate. They consecrated
freedom to the service of God. But that,
after all, is only one aspect of freedom. Its
consecration to the service of man is, for
some of us, not less vital and pervasive. To
fight for the assurance that a man may do
his duty as he conceives it is not only to
fight for freedom, but for all the ends which
the emancipation of mankind seeks to attain.
I do not know whether liberty is the
highest objective we can serve. I do assert
that no other great purpose is possible of
achievement save in the terms of fellowship
with freedom.
CHAPTER II FREEDOM OF THE MIND — I — II — III — IV — V — VI
I have sought, so far, to show that,
however important be the political
mechanisms on which liberty depends, they
will not work of themselves. They depend
for their creativeness upon the presence in
any given society of a determination to
make them work. The knowledge that an
invasion of liberty will always meet with
resistance from men determined upon its
repulsion, this, in the last analysis, is the
only true safeguard that we have. It means,
I have admitted, that a certain penumbra
of contingent anarchy always confronts the
state; but I have argued that this is entirely
desirable since the secret of liberty is always,
in the end, the courage to resist.
The most important aspect of this atmosphere
is undoubtedly freedom of the
mind. The citizen seeks for happiness, and
the state, for him, is an institution which
exists to make his happiness possible. He
judges it, I have urged, by its capacity to
respond to the needs he infers from the
experience he encounters. That experience,
I have insisted, is private to himself. Its
predominant quality is its uniqueness.
Either it is his own, or it is nothing. The
substitution for it of someone else’s experience,
however much wider or wiser than
his, is, where it is based upon constraint,
a denial of freedom. What the citizen, quite
rightly, expects from the state is to have
his experience counted in the making of
policy, and to have it counted as he, and
he only, expresses its import.
Obviously enough, if his experience is
to count, a man must be able to state it
freely. The right to speak it, to print it, to
seek in concert with others its translation
into the event, is fundamental to liberty.
If he is driven, in this realm, to silence and
inactivity, he becomes a dumb and inarticulate
creature, whose personality is neglected
in the making of policy. Without
freedom of the mind and of association a
man has no means of self-protection in our
social order. He may speak wrongly or
foolishly; he may associate with others for
purposes that are abhorrent to the majority
of men. Yet a denial of his right to do these
things is a denial of his happiness. Thereby,
he becomes an instrument of other peoples
ends, not himself an end. That is the
essential condition of the perversion of
power. Once we inhibit freedom of speech,
we inhibit criticism of social institutions.
The only opinions of which account is then
taken are the opinions which coincide with
the will of those in authority. Silence is
taken for consent; and the decisions that
are registered as law reflect, not the total
needs of the society, but the powerful
needs which have been able to make themselves
felt at the source of power. Historically,
the road to tyranny has always lain
through a denial of freedom in this realm.
I desire here to maintain a twofold thesis.
I shall seek to show, first, that liberty
of thought and association—the two things
are inextricably intertwined—is good in itself,
and second, that its denial is always
a means to the preservation of some special
and, usually, sinister interest which cannot
maintain itself in an atmosphere of
freedom. I shall then discuss what restrictions,
if any, must be placed upon this
right, and the conditions it demands for
its maximum realization. I shall, in particular,
maintain that all restrictions upon
freedom of expression upon the ground
that they are seditious or blasphemous are
contrary to the well-being of society.
The case for the view that freedom of
thought and speech is a good in itself is
fairly easy to make. If it is the business of
those who exercise authority in the state
to satisfy the wants of those over whom
they rule, it is plain that they should be
informed of those wants; and, obviously,
they cannot be truly informed about them
unless the mass of men is free to report
their experience. No state, for instance,
could rightly legislate about the hours of
labour if only business men were free to
offer their opinion upon industrial conditions.
We could not develop an adequate
law of divorce if only those happily married
were entitled to express an opinion
upon its terms. Law must take account of
the totality of experience and this can only
be known to it as that experience is unfettered
in its opportunity of expression.
Most people are prepared to agree with
this view when it is made as a general statement;
most people, also, recoil from it
when its implications are made fully
known. For it implies not only the right to
beatify the present social order, but the
right, also, to condemn it with vigour and
completeness. A man may say that England
or America will never be genuinely democratic
unless equality of income is established
there; that equality of income may
never be established except by force; that,
accordingly, the way to a genuine democracy
lies through a bloody revolution. Or
he may argue that eternal truth is the sole
possession of the Roman Catholic Church;
that men can only be persuaded to understand
this by the methods of the Inquisition;
that, therefore, the re-establishment
of the Inquisition is in the highest interest
of society. To most of us, these views will
seem utterly abhorrent. Yet they represent
the generalizations of an experience that
some one has felt. They point to needs
which are seeking satisfaction, and the society
gains nothing by prohibiting their
expression.
For no one really ceases to be a revolutionary
Communist or a passionate Roman
Catholic by being forbidden to be either of
these. His conviction that society is rotten
at its base is only the more ardently held,
his search for alternative ways of expressing
his conviction becomes only the more
feverish as a result of suppression. Terror
does not alter opinion. On the one hand it
reinforces it, on the other it makes the substance
of opinion a matter of interest to
many who would, otherwise, have had no
interest whatever in it. When the United
States Customs Department suppressed
Candide on the ground that it was an obscene
book, they merely stimulated the perverse
curiosity of thousands to whom
Candide would have remained less than a
name. When the British Government prosecuted
the Communists for sedition in 1925
the daily reports of the trial, the editorial
discussion of its result, made the principles
of Communism known to innumerable
readers who would never, under other circumstances,
have troubled to acquaint
themselves with its nature. No state can
suppress the human impulse of curiosity,
and there is always a special delight, a kind
of psychological scarcity-value, in knowledge
of the forbidden. No technique of suppression
has so far been discovered which
does not have the effect of giving wider
currency to the thing suppressed than can
be attained in any other fashion.
But this is only the beginning of the
case for freedom of speech. The heresies
we may suppress today are the orthodoxies
of tomorrow. New truth begins always in a
minority of one; it must be someone’s perception
before it becomes a general perception.
The world gains nothing from a
refusal to entertain the possibility that a
new idea may be true. Nor can we pick and
choose among our suppressions with any
prospect of success. It would, indeed, be
hardly beyond the mark to affirm that a
list of the opinions condemned as wrong
or dangerous would be a list of the commonplaces
of our time. Most people can
see that Nero and Diocletian accomplished
nothing by their persecution of Christianity.
But every argument against their attitude
is an argument also against a similar
attitude in other persons. Upon what
grounds can we infer prospective gain from
persecution of opinion? If the view held
is untrue, experience shows that conviction
of its untruth is invariably a matter of
time; it does not come because authority
announces that it is untrue. If the view is
true in part only, the separation of truth
and falsehood is accomplished most successfully
in a free intellectual competition,
a process of dissociation by rational criticism,
in which those who hold the false
opinion are driven to defend their position
on rational grounds. If, again, the view
held is wholly true, nothing whatever is
gained by preventing its expression.
Whether it relates to property, or marriage,
to religion or the form of the state, by
being true it demands a corresponding
change in individual outlook and social organization.
For untrue opinions do not permanently
work. They impede discovery and
they diminish happiness. They enable, of
course, those to whom they are profitable,
to benefit by their maintenance, but it is at
the cost of society as a whole.
There is the further question, moreover,
of the persons to whom the task of selecting
what should be suppressed to be confided.
What qualifications are they to possess for
their task? What tests are they to apply
from which the desirability of suppression
is to be inferred? A mere zeal for the well-being
of society is an utterly inadequate
qualification; for most persons who have
played the part of censor have possessed
this and have yet been utterly unfit for their
task. The self-appointed person, Mr Comstock,
for instance, merely identifies his
private view of moral right with the ultimate
principles of ethics; and only the
intellectually blind would ask that the citizen
be fitted to his vicious bed of Procrustes.
The official censor, a man like the
famous Pobedonostev, normally assumes
that any thorough criticism of the existing
social order is dangerous and destructive;
and, thereby, he transforms what might
be creative demand into secret attack which
is ten times more dangerous in its attack.
If you take almost any of those who are
appointed to work of this kind, you discover
that association with it seems necessarily
to unfit them for their task. For
it turns them into men who see undesirability
in work which the average man
reads without even a suspicion that it is not
the embodiment of experience with which
he ought to be acquainted. Anyone who
looks through the list of prohibited publications
enforced by the Dominion of Canada
will, I think, get a sense that the office
of censorship is the avenue to folly.[27] No
one with whom I am acquainted seems wise
enough or good enough to control the intellectual
nutrition of the human mind.
What tests, further, are they to apply?
Broadly speaking, we suppress publications
on the ground that they are obscene
or dangerous. But no one has ever arrived
at a working definition of obscenity, even
for legal purposes. Take, for instance, two
books suppressed by the English magistrates
for obscenity in 1929. One, Miss
Radclyffe Hall’s Well of Loneliness,
seemed to men like Mr Arnold Bennett and
Mr Bernard Shaw a work which treated of
a theme of high importance to society in a
sober and high-minded way. They saw no
reason to suppose that the treatment of its
difficult subject—sexual perversion—could
be regarded by any normal person as
offensive. The magistrate, Sir Chartres Biron,
took a different view. I, certainly, am
not prepared, on a priori grounds, to say
that a lawyer, however well-trained in the
law, has a better sense of what is likely to
produce moral depravity than Mr Bennett
or Mr Shaw; and a reading of Miss Hall’s
dull and sincere pamphlet only reinforces
that impression. Another book was distributed
privately and secretly—Mr D. H.
Lawrence’s Lady Chatterly’s Lover—in a
limited and expensive special edition. I
gather that its public sale would have been
definitely prohibited. Yet I observe that
some of the most eminent American critics
have praised it as the finest example of a
novel seeking the truth about the sexual
relations of men and women that an Englishman
has published in the twentieth
century. That may be—I am not competent
to say—excessive praise. My point is
that in a choice, say, between the average
police magistrate and Mr Robert Morss
Lovett, I am not prepared to accept the
former’s opinion of what I may be safely
left to read.
Let me remind you, moreover, of what
cannot too often be pointed out, that the
rigorous application of the legal tests of
obscenity would prohibit the circulation of
a very considerable part of the great literature
of the world. The Bible, Shakespeare,
Rabelais, Plato, Horace, Catullus,
to take names at random, would all come
under the ban. It is worth while pointing
out that those most concerned with the suppression
of “obscene” books are religious
people. On their tests of obscenity the Bible
certainly could not hope to escape; yet
they believe, in general, that the Bible is
the inspired word of God, a position which,
I venture to suggest, should at the least
give them pause. I do not know, indeed,
how we are to create a healthy social attitude
to the problems of sex, if all that deals
with it from a new point of view, and with
a frankness that admits the experimental
nature of our contemporary solutions, is to
be dismissed as “obscene”. Questions like
those of birth control, extra-marital love,
companionate marriage, sexual perversion,
cannot really be faced in a scientific fashion
by applying to them the standards of
a nomadic Eastern people which drew up
its rules more than two thousand years
ago. Virtuous people who shrink from
frank discussion in this realm seem to me
responsible for probably more gratuitous
suffering than any other group of human
beings. The thing they call “innocence” I
believe to be quite wanton ignorance, and,
by its abridgment of freedom, it imprisons
human personality in a fashion that is quite
unpardonable.
The same seems to me to be the case in
the realm that is called blasphemy. I have
no sort of sympathy with that attitude of
mind which finds satisfaction in wanton insult
to the religious convictions of others.
But I am not prepared for its suppression.
For I note that, historically, there are no
limits to the ideas which religious persons
will denounce as blasphemous; and, especially,
that in an age of comparative
religious indifference, the hand of persecution
almost invariably chooses to fall only
on humble men.[28] It attacks Mr G. W.
Foote, but it leaves Lord Morley free to do
infinitely more damage than any for which
Mr Foote can ever have been responsible.
I cannot, moreover, forget that what is
blasphemy in Tennessee is common sense
in New York, that the works of Wollaston
and Toland and Chubb, which seemed entirely
blasphemous to their generation,
seem commonplace to ourselves. Every religious
body really means by blasphemy an
attack upon its fundamental principles.
Such attacks are, of course, necessarily circulated
to bring them into contempt. We
who read Paine’s Age of Reason with admiration
for its cogency of argument, its
trenchant style, its fearless appetite for
truth, can hardly avoid a sense of dismay
when we remember the days when it was
secretly passed from hand to hand as an
outrageous production, the possession of
which was itself an indication of social indecency.
And here let me remind you of certain
facts on the other side. We denominate as
blasphemous works calculated to bring the
principles of Christianity into hatred, ridicule,
or contempt. As I have said, I entirely
dislike the type of work which finds pleasure
in offensiveness to Christians. But if
we are to suppress works, and punish their
authors, because they cause grief to certain
of our fellow-citizens, exactly how far are
we to carry the principle? A very large part
of propagandist religious literature is
highly offensive to sincere and serious-minded
persons who are unable, in their
conscience, to subscribe to any particular
creed. When you remember the descriptions
applied by Mr William Sunday to
those who do not accept Christianity, you
cannot, I think, avoid a sense that there is
a religious blasphemy for which, at least
from the angle of good manners, nothing
whatever can be said. Mr Sunday is only
one of the worse offenders in a whole tribe
of preachers and writers to whom belief,
however sincere, that is alien from their
own, is normally and naturally described
in the language it is a euphemism to call
Billingsgate; and charges of immorality
are brought against unbelievers by them
for which not an atom of proof exists. Are
we to suppress all such publications also?
And if we are to continue this campaign of
prohibition to its appointed and logical
end, shall we have time for any other social
adventure?
Nor is this all. In the world of education
we are continually presented with the problem
of text-books which are offensive to
a particular denomination. We are asked,
for instance, to prohibit their use in
schools. I sit as an appointed member of
the Education Committee of the London
County Council. I have been presented
there with a requisitory, drawn up by a
Catholic body, against the use of certain
books on the ground that they contain untrue
statements about questions like the
Reformation, in which Catholics are particularly
interested. But I have not observed
in the same Catholic body a desire only to
use those text-books in their own denominational
schools which Protestants are prepared
to accept as a true picture of the
Reformation. Nor is this problem of school
text-books merely religious in character.
Americans of our own generation have seen
passionate controversy over the view of the
War of Independence, of the Constitution,
of the motives and responsibility in the war
of 1914, which are to be presented not
merely to school children, but also to university
students; there is a heresy-hunt in
the fields of politics and economics, a desire
to have only “true” opinions taught
to the immature mind. But “true” opinions,
on examination, usually turn out to
be the opinions which suit the proponents
of some particular cause. In London we
think that a “true” theory of value is best
obtained from the works of Professor Cannan;
in Cambridge they pin their faith to
Marshall and Pigou; in the Labour Colleges
ultimate wisdom is embodied in the
writings of Marx, and Cannan, Marshall
and Pigou are all dismissed as the pathetic
servants of bourgeois capitalism. Is anything
gained for anyone by insisting that
truth resides on one side only of a particular
Pyrenees? Is it not wisdom to begin
by an admission of its many-sidedness?
And does not that admission involve an
unlimited freedom of expression in the interpretation
of facts? For facts, as William
James said, are not born free and equal.
They have to be interpreted in the light of
our experience; and to suppress someone’s
experience is to suppress someone’s personality,
to impose upon him our view of
what his life implies to the forcible exclusion
of that in which alone he can find
meaning. I see neither wisdom nor virtue
in action of this kind.
So far, I have restricted my discussion
to the non-political field, and before I enter
this area, I want, for a moment, both to
summarize the position we have reached
and to admit the one limitation on freedom
of expression I am prepared to concede.
I have denied that prohibitions
arising from blasphemy or obscenity, or
historical or social unfairness, have any
justification. They seem to me unworkable.
They are bad because they prevent
necessary social ventilation. They are bad
because they exclude the general public
from access to facts and ideas which are
often of vital importance. They are bad
because no one is wise or virtuous enough
to stand in judgment upon what another
man is to think or say or write. They are
bad because they are incapable of commonsense
application; there is never any possibility
of a wise discrimination in their
application. They give excessive protection
to old traditions; they make excessively difficult
the entrance of new. They confer
power in a realm where qualifications for
the exercise of power, and tests for its application,
are, almost necessarily, non-existent.
For the decision of every question
of this kind is a matter of opinion in which
there is no prospect of certainty. Suppression
here means not the prohibition of
the untrue or the unjust or the immoral,
but of opinions unpleasing to those who
exercise the censorship. Historically, no
evidence exists to suggest that it has ever
been exercised for other ends.
I do not see any rational alternative to
this view. But here I should emphasize my
own belief that, broadly speaking, such
freedom of expression as I have discussed
means freedom to express one’s ideas on
general subjects, on themes of public importance,
rather than on the character of
particular persons. I have not, I think, a
right to suggest that Jones beats his wife,
or that Brown continually cheats his employer,
unless I can prove, first that the
suggestions are true, and, second, that they
have a definite public import. I have not
a right to create scandal because I find
pleasure or profit in speaking ill of my
neighbour. But if Brown, for instance, is a
candidate for public office, my view that he
cheats his employer is directly relevant to
the question of his fitness to be elected;
and if I can prove that my view is true,
it is in the public interest that I should
make it known. I cannot, that is to say, regard
my freedom of expression as unlimited.
I ought not to be permitted to inflict
unnecessary pain on any person unless
there is relevant social welfare in that infliction.
On the other hand, I would make one
remark here that seems to me of increasing
importance in a society like our own.
The public interest in the habits of individuals
is real, and we must be careful to
give it its proper protection. It is, I think,
reasonable to doubt whether the Anglo-American
law of libel, in its present state,
does not push too far the right of the individual
citizen to be protected from comment.
Outrageous damages, which bear no
measurable relation to anything, are often
claimed and not seldom awarded. Where
a political flavour enters into a case, it is
difficult, and sometimes impossible, to persuade
a jury to consider the issue on its
merits. I have myself sat on a jury in a
political libel case of which I can only say
that I was almost persuaded to doubt the
validity of the jury-system altogether by
the habits there displayed. I am tempted
to suggest that, criminal libel apart, it
would be worth while considering the abolition
of damages in all political or quasi-political
cases, and the concentration, as an
alternative, upon proper publicity for the
form of apology where the libel is held to
be proved. We have, for instance, got into
the bad habit in England of thinking that
the social position of the plaintiff is a measure
of the damages he should receive; and
it is well known that there are places where,
for instance, a socialist could hardly hope
even for a verdict from any average jury.
The case for careful inquiry, at any rate,
seems to me to be made out. As the law at
present stands and works, I do not think
I could even say of a candidate for the
House of Commons that he was not likely
to be more than a permanent back-bencher
without having to pay heavily for my
opinion.
But I turn from these relatively simple
matters to the political aspect of freedom
of expression which is, of course, the pith
of the whole problem. How far is a man
entitled to go in an attack upon the social
order? What opinions, if any, are to be
prohibited on the ground that they incite
to subversive conduct? Is there a distinction
between the printed word and the
spoken word? Is there a distinction between
speech in one place, and speech in
another? Is there a difference between normal
times and a time of crisis like, let us
say, a war or a general strike? At what
point, if any, do words become acts of
which authority must take account to fulfil
its primary duty of maintaining the peace?
It will, I think, be universally agreed
that all criticism of social institutions is a
matter of degree. Let us take the problem
first as we meet it in normal times and let
us view it from the angle of the English
law of sedition.[29] Here it may be said at once
that were that law enforced in its literal
terms, political controversy in England
would be impossible. For the declared purpose
of the law is to prevent the established
institutions of the state from being brought
into hatred or contempt, and every leader
of the opposition is seeking to do precisely
that thing when he makes a political
speech. Anyone who reads, for instance, the
utterances of Lord Carson at the time of
the Home Rule fight in 1914, or of Mr
Ramsay MacDonald in the General Election
of 1929, cannot avoid the conclusion
that, taken literally, they were seditious.
Yet all of us agree that it is not the purpose
of the law to prevent such speeches being
made. When, therefore, if ever, is that law
to be brought into operation?
We must, I think, begin by a distinction
between the written and the spoken word.
If an English Communist leader writes a
book or pamphlet, whatever its substance,
and to whomever it is addressed, I do not
think the law ought to be used against him.
For it is the history of these matters that
if governments once begin to prohibit men
from seeking to prove in writing that violent
revolution is desirable, they will,
sooner or later, prohibit them from saying
that the social order they represent is not
divine. In Italy, at the moment, for example,
papers are actually suppressed not for
anything positive that they say, but because
there is absent from their pages frequent
and emphatic eulogy of the present
régime; there have even been calls for suppression
because particular papers, while
saying no word against Mussolini, have
been too insistently eulogistic of the
Papacy. I yield to no one in my dissent
from, say, Lenin’s analysis of the nature
of the modern state. But I think it urgent
that his criticism should be available to
society. For it represents the impress made
upon him by experience of political life,
and a government which remains unaware
of that criticism has lost its chance of seeking
to satisfy the critic. If it begins by
assuming that the exposition of Revolutionary
Communism is undesirable, it will
end, as the record shows, that language
classes to teach English to Russians are a
form of Communist propaganda. There is
never any such certitude in matters of social
constitution as to justify us in saying that
any exposition of principles must be suppressed.
No authority has ever a capacity
for wise discrimination in these matters;
and, even if it had, I do not see why it is
justified in the exercise of discrimination.
For suppression, in the first place, never
convinces. What it does is to drive a small
body of men to desperation and to reduce
the masses to complete apathy in political
matters. Most men who are prohibited from
thinking as their experience teaches them
soon cease to think at all. Men who cease
to think cease also in any genuine sense to
be citizens. They become the mere inert recipients
of orders which they obey without
scrutiny of any kind. And their inertia surrounds
the acts of authority with that false
glamour of confidence which mistakes silence
for consent. The government which is
not criticized at its base never truly knows
the sentiments to which its activity gives
rise among its subjects. It ultimately must
fail to satisfy them because it does not know
what desires it has to satisfy. Political
thought, after all, however unwise or mistaken,
is never born in a vacuum. Lenin’s
view of capitalist society is just as relevant
to its habits as the view of the Duke of
Northumberland or of Judge Gary; each
is born of contact with it, and each, as it is
expressed, has lessons to teach from which,
as these are scrutinized, a wise policy can
be born.
Here, I think, it is relevant to say a word
upon one special aspect of freedom of expression
for printed matter. I have argued
that no limit of any kind is to be placed
upon it, at any rate in normal times. The
book, the pamphlet, the newspaper, ought
to circulate with unimpeded freedom in
whatever direction they can move. Many
people who sympathize with this view will,
however, except from this freedom printed
material which is addressed to the armed
forces of the state; and most governments,
of course, have special legislation, with
specially severe penalties, against any attempt
at interference with their loyalty. I
cannot myself see that this exception is
justified. The armed forces of the state consist
of citizens. The government has quite
exceptional opportunities to retain their allegiance.
If a printed document is able to
sow disaffection amongst them, there must
be something very wrong with the government.
And, in fact, whenever agitation has
produced military or naval disloyalty that
has been the outcome not of affection for
the principles upon which the agitators lay
emphasis, but of grievances which have
made either soldiers or sailors responsive
to a plea for their disloyalty. That was the
case with the Spithead mutinies of 1797;
with the French troops in 1789; with the
Russian troops in 1917. If the army or
the navy is prepared to turn upon the government,
the likelihood is great that the
government is unfit to retain power. For
anyone who can disturb the allegiance of
a mind as trained to obedience as that of
the soldier or the sailor has, I believe, an
a priori case for insisting that his particular
philosophy corresponds to an urgent
human need.
It is said that ideas are explosive and
dangerous. To allow them unfettered freedom
is, in fact, to invite disorder. But, to
this position, there are at least two final
answers. It is impossible to draw a line
round dangerous ideas, and any attempt at
their definition involves monstrous folly.
If views, moreover, which imply disorder
are able to disturb the foundations of the
state, there is something supremely wrong
with the governance of that state. For disorder
is not a habit of mankind. We cling
so eagerly to our accustomed ways that, as
even Burke insisted, popular violence is
always the outcome of a deep popular sense
of wrong. The common man can only be
persuaded to outbreak, granted his general
habits, when the government of the taste
has lost its hold upon his affections; and
that loss is always the reflection of a profound
moral cause. We may, indeed, go
further and argue that the best index to the
quality of a state is the degree in which it
is able to permit free criticism of itself.
For that implies an alertness to public opinion,
a desire to remedy grievance, which
enables the state to gain ground in the
allegiance of its citizens. Almost always
freedom of speech results in a mitigation
which renders disorder unnecessary; almost
always, also, prohibition of that freedom
merely makes the agitation more
dangerous because it drives it underground.
Rousseau was infinitely more dangerous as
a persecuted wanderer, because infinitely
more interesting and, therefore, infinitely
more persuasive, than he would have been
when unfettered in Paris. Lenin did far
more harm to Russia as an exile in Switzerland
than he could ever have accomplished
as an opposition leader in the Duma. The
right freely to publish the written word is,
in fact, the supreme Katharsis of discontent.
Governments that are wise can always
learn more from the criticism of their
opponents than they can hope to discover
in the eulogies of their friends. When they
stifle that criticism, they prepare the way
for their own destruction.
There is, I think, an undeniable difference
between freedom of written and freedom
of spoken, expression. In the one case,
a man attempts conviction by individual
persuasion; he seeks, by argument which
he believes to be rational, to move the mind
of those who read what he has written. To
speak at a meeting raises different problems.
No one with experience of a great
crowd under the sway of a skilled orator
can doubt his power deliberately to create
disorder if he so desires. A speaker at Trafalgar
Square, for instance, who urged a
vast meeting of angry unemployed to march
on Downing Street, could do so with a fair
assurance that they would obey his behest.
I do not think a government can be left
to the not always tender mercies of an orator
with a grievance to exploit. The state,
clearly, has the right to protection against
the kind of public utterance which is bound
to result in disorder.
But no government is entitled itself to
assume that disorder is imminent: the
proof must be offered to an independent
authority. And the proof so offered must
be evidence that the utterance to which it
takes exception was, at the time and in the
circumstances in which it was made, definitely
calculated to result in a breach of
the peace. Its prohibitions must not be
preventive prohibitions. It must not prohibit
a meeting before it is held on the
ground that the speaker is likely to preach
sedition there. It must not seek conviction
for sedition where the utterance might,
under other circumstances, have had the
tendency to result in a breach of the peace.
To use my earlier illustration, I think a
government would be justified in prosecution
of the Trafalgar Square orator; but
I do not think it would be entitled to prosecute
the same speaker if he made the same
speech on Calton Hill in Edinburgh. For
we know that when men in Edinburgh are
incited to march on London, they have a
habit of turning back at Derby. I conclude,
therefore, that the test adopted by Mr Justice
Holmes, in his deservedly famous dissent
in Abrams v. U.S.,[30] is the maximum
prohibition a government can be permitted.
If it is in fact demonstrable that the speech
made had a direct tendency to incite immediate
disorder, the punishment of the
accused is justified. I think such cases
should always be tried before a jury. Experience
suggests that a random sample of
popular opinion is more likely to do justice
in this type of case than is a judge. I have
myself been present at such trials before
a magistrate where the whole case for the
prosecution quite obviously broke down
and where, nevertheless, a conviction was
secured. I do not for a moment suggest
that we can be confident that a jury will
act wisely; but my sense of our experience
is that there is less chance of its acting
unwisely than persons who occupy an official
position of any kind. With the best
will in the world, their tendency is to be
unduly responsive to executive opinion.
You will see that my anxiety is to maximize
the difficulties of any government
which desires to initiate prosecutions in this
realm. My reason for this view is the quite
simple one that I do not trust the executive
power to act wisely in the presence of any
threat, nor assumed threat, to public order.
Anyone who studies the treason trials of
1794, or, even more striking, the cases under
the Espionage Act in America during
1917–20, will be convinced of the unwisdom
of allowing the executive an undue
latitude. Every state contains innumerable
and stupid men who see in unconventional
thought the imminent destruction of social
peace. They become Ministers; and they
are quite capable of thinking that a society
of Tolstoyan anarchists is about to attempt
a new gunpowder plot. If you think of men
like Lord Eldon, like Sir William Joynson-Hicks,
like Attorney-General Palmer, you
will realize how natural it is for them to
believe that the proper place for Thoreau
or Tolstoy, for William Morris or Mr Bernard
Shaw, is a prison. I am unable to take
that view; and I am therefore anxious that
they should not be able to make it prevail
without finding that there are barriers in
their path.
Views such as I have put forward are
often regarded with sympathy when their
validity is limited to normal times. In a
crisis, it is argued, different considerations
prevail. When the safety of a state is
threatened it is bound to take, and is justified
in taking, all action to end the crisis.
To suggest that it should be then bound
by principles which weaken its effective
striking power, is, it is said, to ask it to
fight with one hand tied behind its back.
The first objective of any society must be
organized security; it is only when this has
been obtained, that freedom of speech is
within the pale of discussion.
I am unable to share this view. We have
really to examine two quite different positions.
There is, first, the question of the
principles to be applied in a period of internal
violence; there is, next, the quite
special question of limitation upon utterance
in a period of war. I agree at once that
it is entirely academic to demand freedom
of speech in a time of civil war, for the
simple reason that no one will pay the
slightest attention to the demand; violence
and freedom are, a priori, contradictory
terms. But I would point out two things.
In general, revolutions fail because those
who make them deny freedom to their opponents.
Losing criticism, they do not know
the limits within which they can safely
operate; they lose their power because they
are not told when they are abusing it. I can
think of no revolutionary period in history
when a government has gained by stifling
the opinion of men who did not see eye to
eye with it; and I suggest that the revolutionary
insistence that persuasion is futile
finds little creative evidence in its support.
But when once the question has been
settled of who is to possess power other
questions of urgent delicacy arise in which,
as I think, the principles I have laid down
possess an irresistible force. There is the
problem of how the rebel and the disaffected
are to be treated; of whether the
resumption of order is to be followed by
free discussion; of the power to be exercised
by the military authority over ordinary
citizens not engaged in armed hostility
to the régime. Here I can only express the
view that the resumption of order ought
always to be followed forthwith by the normal
principles of judicial control; and that
the military authorities ought not, save
where it is quite impossible for the civil
courts to exercise their jurisdiction, to have
any powers over ordinary citizens.
These are rigorous views; and, perhaps,
I may devote a little time to their exposition.
I know of no case where the state has
exercised extraordinary power outside the
normal process of law, in which that authority
has not been grossly abused. It was
abused in the Civil War even under a mind
so humane and generous as that of Lincoln;
it was emphatically and dangerously
abused in the Amritsar rebellion of 1919.
Let me illustrate, from this latter example,
some of the things that were done. Two
men were arrested in Amritsar prior to the
declaration of martial law and deported to an
extreme and undisturbed part of the province;
on the declaration of martial law,
they were brought back to Lahore, which
was in the martial law area, and tried and
sentenced by a martial law tribunal. A
number of pleaders were arrested in Gudaspur,
where there was no disturbance, taken
under revolting conditions to Lahore, and
confined there in the common jail for a
period lasting up to a month. They were
then released, without any charges being
preferred against them; on the evidence,
indeed, it is difficult to know with what
offence they could have been charged. In
the trial, again, of one Harkishan Lal, and
others, for treason and waging war against
the King-Emperor, the accused were not
allowed to have a lawyer of their own choosing;
a full record of the case was not taken,
and the private notes of counsel for the
defence had to be surrendered by him to
the Court at the end of each day. Under
such conditions it is difficult to see how
any adequate defence was possible. A punitive
detachment, again, under a Colonel
Jacob, tried by drumhead court-martial and
flogged, a man who refused, it appears with
some truculence, to say who had destroyed
some telegraph wires; later it appeared
that the man, as he had asserted, had in
fact no knowledge of who had destroyed
them. In Lahore—to take a final instance—the
military officer in command prohibited
more than a few persons to congregate
in the streets; a few persons did so
congregate and they were flogged. On investigation,
after the flogging, it was found
that the group was a wedding-party whose
purpose was not more dangerous than that
of any other persons engaged in a similar
function.[31]
I do not, of course, suggest that there is
anything especially cruel or remarkable in
these instances. Whether you study repression
in Ireland or Russia, Bavaria or Hungary
or India, its history is always the same.
The fact always emerges that once the
operation of justice is transferred from the
ordinary courts to some branch of the executive,
abuses always occur. The proper
protection of the individual is deliberately
neglected in the belief that a reign of terror
will minimize disaffection. There is no
evidence that it does. If it could, there
would have been no Russian Revolution;
and there would be no movement for Indian
self-government today. The error inherent
in any invasion of individuality,
such as a system of special courts implies,
is that it blinds the eyes of government to
the facts not only by suppressing illegitimate
expression of opinion, but by persuading
it that most opinion which finds
expression is illegitimate if it is not in the
nature of eulogy. Even Lincoln supported
his generals in completely indefensible attacks
on civilian rights. Executive justice,
in fact, is simply an euphemism for the
denial of justice; and the restoration of
order at this cost involves dangers of which
the price is costly indeed.
The problem of war is, in a sense, a special
case of the problem of disorder; but,
in fact, it raises quite different considerations.
Let me first of all make the point that
if you are a citizen in a besieged town, you
cannot expect a normal freedom of speech;
to be within the area of actual military
operations means that you must not hope
to be regarded as an individual. You become,
from the nature of things, a unit of
attack or defence whose personality is immaterial
and insignificant. The position
here is extraordinary; and principles have
little or no relation to the problems that
arise. The case, as elsewhere, merely affords
proof that liberty and violence are
antithetic terms.
But let us rather take the position of a
citizen whose country is involved in war
as, say, England in 1914, or America in
1917. What are his rights and duties then?
I would begin by making the point that
the fact of belligerency does not suspend
his citizenship; he owes as much, perhaps
more than ever, the contribution his instructed
judgment can make, to the public
good. The scale of operations cannot, I
think, make any difference to that duty.
It is as real, and as compelling, when they
are big, as in the war of 1914, as when,
as in the Boer War, or the Spanish-American
War, they are relatively small. If I
think the war a just one, it is my duty to
support it, and if I think it unjust there is
no alternative open to me except opposition
to it. I believe, for instance, that the
opposition of Mr Ramsay MacDonald and
Mr Snowden to the war of 1914 was a fulfilment,
on their part, of the highest civil
obligation. No citizen can assume that his
duty in wartime is so to abdicate the exercise
of his judgment that the executive
has a blank cheque to act as it pleases. No
government, therefore, is entitled to penalize
opinion at a time when it is more than
ever urgent to perform the task of citizenship.
If a man sincerely thinks, like James
Russell Lowell, that war is merely an alias
for murder, it is his duty to say so even
if his pronouncement is inconvenient to
the government of the day.
I cannot, indeed, believe that there is
any case on the other side worthy of serious
consideration. In the war of 1914, it was
said that hostile opinion must be controlled
because it hinders the successful prosecution
of the war. But behind the facade of
prejudice contained in the imputation of a
term like hostility, there are several issues
each one of which requires analysis. For
what does “hostile opinion” mean? Does
it imply hostility to the inception of a war,
to the methods of its prosecution, to the end
at which it aims, to the terms on which
its conclusion is proposed? In the war of
1914, the critics were divided into camps
on each of these views. There were men,
like Mr MacDonald, who thought the war
unjustified in its inception and bad in its
conclusion. There were others who criticized
the manner, both diplomatic and technical,
of its prosecution. Was it, for
instance, hostility to the prosecution of the
late war to criticize Lord Jellicoe’s conduct
at the Battle of Jutland, or Sir Ian Hamilton’s
handling of the operations at the Dardanelles?
Was it, again, hostility on the
part of The Times to attack the Asquith
Government on the ground, rightly or
wrongly, that it showed a lack of energy
in building up a munitions supply? If a
statesman not in office, Mr Roosevelt, for
example, thinks the diplomatic policy of
the executive likely to be attended by fatal
results, must he confine himself to private
representations, lest public utterance
hinder the national unity? If an Englishman
like Lord Lansdowne believed, as
President Wilson believed in 1916, that
peace by negotiation is preferable to peace
by victory in the field, because of the human
cost that victory entails, has he no
obligation to his fellow-citizens who are
paying that cost with their lives?
It is evident from our experience that
to limit the expression of opinion in wartime
to opinion which does not hinder its
prosecution is, in fact, to give the executive
an entirely free hand, whatever its policy,
and to assume that, while the armies are
in the field, an absolute moral moratorium
is imperative. That is, surely, a quite impossible
position. No one who has watched
at all carefully the process of governance
in time of war can doubt that criticism was
never more necessary. Its limitation is, in
fact, an assurance that the unity of outlook
is a guarantee that mistakes will be
made and wrong done. For once the right
to criticize is withdrawn, the executive commits
all the natural follies of dictatorship.
It assumes a semi-divine character for its
acts. It deprives the people of information
essential to a proper judgment of its policy.
It misrepresents the situation it confronts
by that art of propaganda which, as Mr
Cornford has happily said, enables it to
deceive its friends without deceiving its
enemies. A people in wartime is always
blind to the facts of its position and anxious
to believe only agreeable news; the government
takes care to provide it only with
news that is pleasant. If no such news is at
hand it will be manufactured. Petty successes
will be magnified into resounding
victories; defeats will be minimized,
wherever possible. The agony of the troops
will be obscured by the clouds of censorship.
A wartime government is always obtuse
to suggestion, angry when inquiry is
suggested, careless of truth. It can, in fact,
only be moralized to the degree to which
it is subject to critical examination in every
aspect of its policy. And to penalize, therefore,
the critic is not only to poison the
moral foundations of the state, but to make
it extremely difficult, when peace comes,
for both government and the mass of citizens
to resume the habits of normal
decency.
Freedom of speech, therefore, in wartime
seems to me broadly to involve the
same rights as freedom of speech in peace.
It involves them, indeed, more fully because
a period of national trial is one when,
above all, it is the duty of citizens to hear
their witness. I do not, of course, mean that
a citizen in wartime should be free to communicate
secret military plans to the enemy;
I do mean that if a man feels, like
Sir Henry Campbell-Bannerman, that British
policy in South Africa is “methods of
barbarism,” it is his right, as well as his
duty, to say so. Obviously critical activity
of this kind will be unpopular, and a government
which helps in the making of its
unpopularity will find the task of suppression
easy. But it will pay a heavy price for
suppression. The winged words of criticism
scatter, only too often, the seeds of peace.
Sir Henry Campbell-Bannerman’s attack
on the Balfour Government persuaded
General Botha that trust in Great Britain
might not be misplaced; President Wilson’s
speeches, especially his Fourteen Points,
were, impliedly, a criticism of Allied policy,
and that which, also, awakened liberal
opinion in Germany to a sense of its responsibilities.
Wartime unity of outlook,
in a word, is never worth the cost of prohibitions.
If the policy of a state which decides
upon war does not command the general
assent of citizens, it has no right to
make war. If the number of those hostile
is considerable, the policy is, at the least,
a dubious one. If the number is small, there
is no need to attempt suppression in the
interest of success. The only way, in fact,
to attain the right is by free discussion;
and a period of crisis, when the perception
of right is difficult, only makes the emphasis
upon freedom more fundamental.
Let me illustrate my view with reference
to one or two of the decisive factors in the
Peace of Versailles. No one now believes
the wartime lie that Germany was solely
responsible for the war; her responsibility
may be greater than that of some others,
but it is agreed that the burden of Russia
is at least as heavy and that war, in any
case, was rooted in the nature of the European
system. But, in the interest of national
unity, it was regarded as essential to
represent Germany as the sole conspirator
against European peace. She was painted
as a malefactor whose sins were incapable
of exaggeration. Her virtues were denied,
her achievements belittled, until what Mr
Lippmann terms a “stereotype” of her was
built up for public use which made her
appear to the average man a criminal who
could not be too severely punished. The
statesmen who constructed this stereotype
knew that it was untrue; but they hoped,
doubtless, to escape its consequences,
when the victory had been won. They
found that they could not do so. They had
so successfully repressed all effort at reasonable
delineation, that the atmosphere
of hate was unconquerable. They had no
alternative to a Carthaginian peace because
that seemed, to the masses they had deceived,
the only possible course for justice
to take. They knew, as the famous memorandum,
for instance, of Mr. Lloyd George
makes manifest,[32] that a Carthaginian peace
was disastrous for Europe; but it was too
late to destroy the legend they had created.
Like those whom Dante describes in the
Inferno, they were punished by the realization
of their announced desires.
The world, in this context, has paid the
price for the suppression of truth; and another
phase of the suppression should also
be remembered. It is usually agreed that
some of the worst elements in the Peace of
Versailles were the result of the Secret
Treaties by which the Allies, exclusive of
America, bound themselves to each other
before the entrance of America into the
war. Nowhere among the associated powers
was the desire for a just peace more
widespread than in America; nowhere,
also, was the discussion of war-aims more
rigorously curtailed as a hindrance to the
full prosecution of the war. Had discussion
of the peace been full and effective
in those critical years, the liberal instincts
of President Wilson might, when reinforced
by the weight of informed opinion,
have compelled at least a considerable
mitigation of the secret treaties. They had
been published in the American Press after
their issue by the Bolsheviks in 1917; full
discussion would have revealed their inadequacies,
and enabled the President to
counteract what there was of evil in their
substance. But the destruction of free opinion
acted as a smoke-screen to conceal
them, and Mr Wilson did not seriously give
his mind to them until he reached Paris.
It was then too late to undo their consequences.
Here, in fact, as elsewhere, uncontrolled
power acted like a miasma to
blot out the only atmosphere in which
truth could be made manifest. No government
was compelled to do its duty, because
the means were wanting to inform it of
what its duty was. The powers had forgotten,
or had chosen to forget, that they could
not hope for a just peace save by freeing
the minds of men and women who cared
for justice.
So far, I have considered freedom in the
political sphere as though it concerned only
a single individual placed over against society
and the state. I have sought to discuss
what his freedom means in the
complex relationships in which he is involved.
But, obviously, this is an undue
simplification of the problem. The individual,
in fact, does not stand alone; he
joins hands with others of like mind to
persuade, sometimes to compel, society to
the adoption of the view they share. It is
unnecessary for me to emphasize the vital
part played by associations in the modern
community.[33] Granted that they have their
dangers, they are not only a vital expression
of human personality, but an expression
as natural as the state itself. That a
man must be free to combine with his fellows
for joint-action in some realm in
which they have a kindred interest is, I
take it, of the essence of liberty. The point
it is important to examine is the degree of
control, if any, that the state is entitled
to exercise over voluntary associations.
Let me say at once that I know no question
more difficult in the whole range of
political science. I am quite certain that,
from the angle of individual freedom, the
less interference the state attempts, the better
for everyone concerned; but, equally, I
am clear that to some interference the state
is fully entitled. I should deny, for instance,
the right of any voluntary association to
inflict physical punishment or imprisonment
upon its members; and I should argue
that any state was justified in immediate
and drastic interference to this end. But
the real problems we encounter are not so
simple as this. Joseph Smith announces his
reception of a message from Heaven ordaining
the duty of men to practise polygamy
in a community where the law only
recognizes monogamy; what rights of interference
has the state when a body of
men and women join him and begin to give
effect to his teaching? What are the rights
of the state when a congress of trade unionists
declares a general strike? Are those
rights different when the purpose of the
strike is industrial from what they are if
it is political? How are we to distinguish
between the two? What are the rights of
combination among men employed in industries
the nature of which makes the
service they perform fundamental to the
community? What should be the attitude
of the state to a society of men engaged
in propaganda for a revolution by the use
of physical force? Is there a difference between
such a society when it merely
preaches the desirability of such a revolution
and when it acts to that end? Does
action, in the latter case, mean embarkation
upon rebellion, for example, the purchase
of machine-guns, or does it extend,
say, to the stirring-up of industrial strife in
the hope that a resort to political rebellion
may be its outcome?
You will see that these are not merely
academic questions; every one of them has
been in the forefront of political discussion
this last half-century, and all save the
first have been vital themes of decision in
the years since the war. Take first the case
of an association which, like the Mormon
Church, desires to practise modes of conduct
different from those pursued by the
society as a whole. We have to assume that
the members of the association have joined
it voluntarily, and continue voluntarily in
its membership. We have to assume, further,
that they do not desire to force their
particular way of life upon others; for
some single realm of conduct, like the
realm of marriage, they desire that they
shall be left free from interference by the
organized power of society. I cannot see
that we are entitled to interfere with them.
We may think them unwise, foolish, muddle-headed,
immoral. We know perfectly
well that we cannot hope, by the external
constraint of law, to abolish all conduct
that comes within those terms. I happen
to think that it is a gross superstition to
leave money to the Roman Catholic Church
that masses may be said for the testator’s
soul; but I should think it an unwarrantable
interference with the relations between
that Church and its members if such bequests
were forbidden. I see no evidence
to suggest that the practice of polygamy is
worse, in its nature, than a hundred other
practices which organized society either directly
permits, or wisely leaves alone, because
it knows that rigorous control would
be utterly futile. The only way to deal with
the ideals of the Mormon Church is to
prove their undesirability to their members.
On the evidence of history, persecution will
not be acceptable as proof; and it is not
improbable that the only legal effect of
prohibition has been to make furtive and
dishonest what was, at first, open and
avowed. Mutatis mutandis, this seems to
me the case with all similar problems of
association. If a society of women, enthusiastic
for the independence of their sex,
formed themselves into an association to
propagate and practise the (to them) ideal
of children outside the tie of marriage, I
should not think the state entitled to interfere
with its work. So, too, I should argue,
with a principle like birth-control.
The state is not entitled to prohibit diffusion
of such knowledge, or the practice
of it. When it does, it makes the family
nothing more than an instrument of fecundity,
and destroys the whole character of
that right to privacy which is the foundation
of harmonious sexual relationship.
I argue, therefore, that voluntary bodies
are entitled outside the realm where their
ideas and conduct are intended directly to
alter the law, or to arrest the continuity of
general social habits, to believe what they
please and to practise what they please.
This would not permit a body of burglars
to take over from Proudhon the principle
that property is theft and assume their
right to restore it to themselves; but it
would justify, to take the case of principles
I personally abhor, a society of Mormons
practising polygamy in a society like that
of the United States. Let me turn from this
to the political field. I take first the question
of the right of the state to control freedom
of association in the industrial sphere.
Practically speaking, the question reduces
itself to one of whether the state is justified
in limiting the power of a trade union, or
of a combination of trade unions to call out
its members on strike. I want to put on one
side the technical juristic questions involved
and to discover, if I can, the justice
of the general principles which underlie
the problem.
These are, I think, broadly four in number.
It is argued that the state has a right
to prohibit a general strike on the ground
that this is an attempt to coerce the government
either directly, by making it introduce
legislation which it would not
otherwise do, or indirectly, by inflicting
such hardship on the community that public
opinion forces the government to act.
It is said, secondly, that the state is entitled
to prohibit those whom it directly employs,
for example postmen, from either going on
strike, or affiliating themselves with any
organization the nature of which may compromise
the neutrality of the government.
It is said, thirdly, that certain industries,
railways, for example, or electricity supply,
are so vital to the community that
continuity of service in them is the law of
their being, and that, therefore, the right to
strike can be legitimately denied to those
engaged in them. It is argued, fourthly,
that a limitation upon the purposes of trade
unions, so that they are confined within
their proper industrial sphere, is also justified.
I want to analyse each of these principles
separately, but certain preliminary observations
are important. In any industrial
society, as Mr Justice Holmes has insisted,[34]
liberty of contract always begins where
equality of bargaining power begins.
Granted, therefore, the normal conditions
of modern enterprise, only the existence of
strong trade unions will ensure to the
average worker just terms in his contract of
service. If he stands alone, he has neither
the knowledge nor the power to secure for
himself proper protection. Nor is this all.
Strong trade unionism always means that
public opinion can be made effective in an
industrial dispute. One has only to compare
the situation in the British textile industries,
where the power of the unions
necessarily involves a search by the state,
if there is a dispute, for the terms of a just
settlement, with that in America where,
from the weakness of the unions, the state
seems hardly to know when a dispute has
occurred, where, also, the police-power is
almost invariably exerted on the side of the
employer, to realize the meaning of strong
trade unionism. It is, in fact, the condition
of industrial justice. No limitation upon
freedom to associate is, I urge, permissible
unless it can be demonstrated that clear
and decisive advantage to the community,
including, be it remembered, trade unionists
themselves, is likely to result.
In this background, let us examine the
first of the four principles I have enumerated.
No coercion of the government, direct
or indirect, is legitimate. If men want to
obtain from government a solution other
than government is willing to attempt, the
way to that end is not by the use of industrial
power, but through the ballot-box at
a general election. Or, from the angle of indirect
coercion, the first interest of the state
is in the general well-being of the community;
a general strike necessarily aims
at that well-being and may therefore be
prohibited. The general strike, even a large
sympathetic strike, is in fact a revolutionary
weapon. As such, it is a threat to the
Constitution and illegal as well as unjustifiable.
I do not think the problem is so straightforward
as the delusive simplicity of this
argument would seem to make it. If it is
said that the Trades Union Congress of
Great Britain would not be justified in calling
a general strike to compel the government
to make Great Britain a federation, I
should agree at once. But I point out that
no one supposes it would take such action
and that therefore a prohibition of it is unnecessary.
But I should not agree that a
general strike is unjustified to secure the
eight-hour day, or to protect the payment
of unemployment relief, or to continue the
Trade Board system in sweated industries.
Whether a general strike for these, or
similar ends, would be wise is another
matter. That it cannot in any circumstances
be justified I am not prepared to
say until I know the circumstances of
some given case. I am not willing, for instance,
to condemn the General Strike of
1926; on a careful analysis of its history,
I believe that the blame for its inception
lies wholly at the door of the Baldwin
Government. No one acquainted with the
character of the trade union movement but
knows that a weapon so tremendous as
the general strike will only be called into
play on the supreme occasion. To lay it
down as law that, whatever the occasion,
the weapon shall not be used, seems to me
an unjustifiable interference with freedom.
I am not greatly moved by the argument
that it involves coercion of the government.
There are occasions when that coercion is
necessary, and even essential. I believe that
was the case in Great Britain in 1926. The
trade unions would never have called the
strike had they seen in the policy of the
government even the fragment of a genuine
search for justice. But the fact was that Mr
Baldwin and his colleagues simply acted as
the mouthpiece of the coalowners. To illegalize
a general strike in that background
is to say that the trade unions should have
acquiesced in the defeat of the miners without
an attempt to prove their solidarity with
them. It would be to announce to government
that the ultimate weapon of Labour is
one the use of which it need never fear.
There is no danger that the general strike
will ever be other than a weapon of last
resort; the occasions when it can be successfully
used will be of the utmost rarity.
But they may occur. I cannot accept the
position that government is always entitled
to count on industrial peace, whatever its
policy. Nor do I see why it is unconstitutional
for Labour, as in 1926, to withdraw
from work in an orderly and coherent way.
I do not deny, of course, that both a
general strike, and others of far less amplitude,
inflict grave injury and hardship upon
the community. But when trade unions seek
for what they regard as justice, one of their
most powerful sources of strength is the
awakening of the slow and inert public to
a sense of the position. Effectively to do
this, in a real world, it must inconvenience
the public; that awkward giant has no
sense of its obligations until it is made uncomfortable.
When it is aroused, if, for instance,
trains do not run, or coal is not
mined, the public begins to have interest
in the position, to call for action. Without
some alternative which attempts to secure
attention for a just result—I know of no
such alternative—the infliction of hardship
on the community seems to me the sole
way, even if an unfortunate way, to the
end the trade unions have in view. To limit
the right to strike is a form of industrial
servitude. It means, ultimately, that the
worker must labour on the employer’s
terms lest the public be inconvenienced. I
can see no justice in such a denial of freedom.
Two further points it is worth while to
make. It is sometimes agreed that while the
state ought not to restrict freedom of association
for industrial ends, it is justified
in doing so when the strike-weapon is used
for some political purpose. This, indeed,
was one of the objects of the Baldwin Government
in enacting the Trades Disputes
Act of 1927. But I know of no formula
whereby such a division of purposes can
be successfully made. There is no hard and
fast line between industrial action and political
action. There is no hard and fast
line which enables us to say, for instance,
that pressure for a Factory Act is industrial
action, but pressure for the ratification of
the Washington Hours Convention political.
Extreme cases are easy to define; but
there is a vast middle ground with which
the trade unions must concern themselves
and this escapes definition of a kind that will
not hamper the trade union in legitimate
activity vital to its purpose. And there are
certain types of political action by trade
unions—a strike against war, for example—which
I do not think they ought in the
interest of the community itself, to abandon.
Quite frankly, I should have liked to
see a general strike proclaimed against the
outbreak of war in 1914; and I conceive
the power to act in that way as a necessary
and wise protection of a people against a
government which proposes such adventures.
You cannot compartmentalize life;
and where grave emergencies arise, the
weapons to be utilized must be fitted to
meet them. A government which knew that
its declaration of war was, where it intended
aggressive action, likely to involve a general
strike, would be far less likely to think
in belligerent terms. I do not see why such
a weapon should be struck from the community’s
hand. I do not forget that the
German Republic was saved from the Kapp
Putsch by a general strike.
Nor must we forget the limits within
which effective legal action is possible. Jus
est quod jussum est is a maxim the validity
of which is singularly unimpressive. When
the issue in dispute seems to the trade
unions so vital that only by a general strike
can they defend their position adequately,
they will, in those circumstances, defend
their position whatever the law may be.
Legal prohibition will merely exacerbate
the dispute. It will transfer the discussion
of legality which serves merely to conceal
it. A legal command is, after all, a mere
static form of words; what gives it appropriateness
is its relevance as just to the situation
to which it is applied. And its
relevance as just is made not by those who
announce that it is to be applied, but by
those who receive its application. The secret
of avoiding general strikes does not lie
in their prohibition but in the achievement
of the conditions which render them unnecessary.
Nor is the denial of the right to declare a
general strike a necessary protection of the
total interest of the community. Right and
wrong in these matters are matters to be
defined in each particular case. A government
which meets the threat of a general
strike is not entitled to public support
merely because it meets the threat. It is no
more possible to take that view than it is
to say that all governments deserve support
when they confront a rebellion of their subjects.
Everything depends on what the general
strike is for, just as everything depends
on the purpose of the rebellion; and the individual
trade unionist must make up his
mind about the one, just as the individual
citizen must make up his mind about the
other. Law in this realm is, in fact, largely
futile. It could not prevent a general strike
by men who saw no alternative open to
them; and, in that event, it would merely
intensify its rigours when it came. The limitation
of liberty in this realm seems to me,
therefore, neither just in its purpose nor
beneficent in its results.
I do not, of course, deny that freedom of
action in this field is capable of being
abused. That is the nature of liberty. Any
body of persons who exercise power may
abuse it. It is an abuse of power when an
employer dismisses his workmen because
he does not like their political opinions. It
is an abuse of power when the owners of
halls in Boston refuse to hire them to the
promoters of a meeting in memory of Sacco
and Vanzetti. It was an abuse of power
when British naval officers connived at the
attempted internment of the Belgian socialist,
M. Camille Huysmans, in England. It
was, I think, an abuse of power when the
Universities of Oxford and Cambridge refused
to admit Nonconformists as students,
or Parliament to seat Mr Bradlaugh because
he was an infidel. But the trade
unions are no more likely, on the historic
record, to abuse their power than is Parliament
itself. The latter, if it wished, has
the legal competence to abolish the trade
unions, to disenfranchise the working
classes, to confine membership of the
House of Commons to persons with an independent
income. We know that Parliament
is unlikely to do any of these things
because omnicompetence, when gravely
abused, ceases to be omnicompetent. And
the same truth holds, as it seems to me, of
the liberty to proclaim a general strike.
A much more difficult problem arises
where the second of my four principles is
concerned. A government is, I think, entitled
generally to the loyal and continuous
service of its employees. It is therefore entitled
to make regulations which restrain
their liberty of action. The army and navy
and the police, in particular, occupy a special
position in the state; if they were free,
like ordinary citizens, to withdraw their labour
as they pleased, the executive power
would be in an impossible position. The
government, therefore, may make suitable
regulations for their control. But it is important,
in the framing of these regulations,
that the conditions of service should
be just. To be just, two principles are, I
suggest, of primary importance. They
should be made and administered in conjunction
with those who are affected by
them; and in their application or change
executive action should not be the final
court of appeal. The principles which, in
England, we call Whitleyism are the quid
pro quo which government servants of this
type are entitled to expect in return for the
surrender of the right to strike; and Whitleyism
must include the right of those servants
to appeal from an executive decision
to such a body as the Civil Service Division
of the Industrial Court. To leave the executive
sole master of the field is to invite
the kind of purblind folly which resulted,
in 1919, in the police strikes of Boston and
London. Here, certainly, the fact that the
governments concerned were the judges in
their own cause made it impossible for the
police to get either attention or justice without
drastic action. And I draw your attention
to the fact that although in each case
the original strikers were defeated, their
successors obtained the terms, and even
more than the terms, for which they fought.
The defence forces of the state constitute
a special case. When we turn to the ordinary
public services, central and local,
quite different considerations emerge. If
you analyse Whitehall, for instance, you
will find a very small body of men and
women who may be regarded as concerned
with the making of policy; below them is
another body, perhaps two or three times
as large, engaged in assembling the material
out of which policy is made, and applying
it in minor cases; while below these
once more is a vast army of clerks engaged
in routine work of a more or less mechanical
kind. To this last class, it cannot, I
think, be said that government emerges as
an employer different in kind from what
they would encounter in the ordinary labour
market. General economic conditions
govern their pay; in France and America,
indeed, it is below, rather than above, the
level obtaining elsewhere for their kind of
work. All their interests go along with those
engaged in similar employment outside the
sphere of government activity. Their union,
therefore, with persons in private firms
seems to me justified in order to raise their
general economic level; and I do not see
the justice of prohibiting it as was done by
the Baldwin Government in the Trades Disputes
Act of 1927. I think, further, that
they are entitled to strike, if there is no
other way in which they can, as they think,
secure the enforcement of their demands;
though I think, also, that the executive
would be justified in compelling them to
exhaust the resources of a comprehensive
scheme of conciliation before they went so
far. The history, indeed, of most modern
civil services. France being a notable exception[35]
shows clearly that there is no danger
of officials abusing the right to strike.
But it shows also the unwisdom of leaving
the government free to determine the substance
of the contract of service. It is just
as likely as any private employer to extract
the most it can get for the least it needs to
give; and it is no more fit than any other
employer to be left uncontrolled in this
field. The more labour conditions in government
service are determined finally by
an independent authority, the more reasonable
they are likely to be. We must not
be led away by false claims to a special
majesty born of its sovereign character to
regard the state as entitled to a peculiar and
uncontrolled power over its servants. History
shows that it is just as likely as anyone
else to abuse an unlimited authority.
The civil servant is not merely an employee
of government; he is also a citizen.
In our own day, especially, delicate questions
have arisen as to the right of the civil
servant, or of a person engaged in the
armed forces of the state, to enjoy all the
normal political privileges of a person in
private employ. Is a civil servant, for instance,
entitled to enter on a political career
with the chance, if it is interrupted, to return
to his department? Most modern
states, England, for instance, Canada,
South Africa, regard political activities as
beyond the area within which a civil servant
may engage; France, on the other hand,
hardly limits its officials in this way, while
Germany expressly allows its officials to
engage in politics, and some fifty civil
servants are now in the Reichstag, with
the power to return to their departments if
they are defeated. Certainly there are few
rights for which the rank and file of officials
press so strongly as for this; and they regard
the limitation of their political opportunities
as an invasion of civic liberty at
once unnecessary and unjustifiable.
I do not think the problem is a simple
one; and I think any solution of it must
therefore be complex in character. If a high
official of the Foreign Office in England
could be elected to Parliament, spend a
term there in bitter criticism of the Foreign
Secretary and then, on defeat, return to
work with the minister whom he had sought
to destroy, the latter’s position would, I
think, be intolerable. There is, that is to
say, a class of civil service work the very nature
and associations of which involves exclusion
from political life; and if those engaged
therein desire a political career, they
must terminate their connexion with the
civil service. We can, of course, draw a
line. I see no reason why all the industrial
employees of the government, postmen, for
instance, or shipwrights in a national dockyard,
should not enjoy all ordinary civil
rights. I see no reason, either, to expect
any deleterious consequence if civil servants
below what we call in England the
executive class are allowed ordinary political
rights, so long as a decent discretion
in their exercise is observed. Those engaged
in the making of policy must, in my judgment,
accept a self-denying ordinance in
this regard. Unless government can be assured
that its chief officials are aloof from
political ties, it cannot trust them; and all
the considerations which create a “spoils
system” will then come into play. Since
experience makes it evident that a spoils
system is incompatible with either honest
or efficient administration, a restriction
upon the liberty of public officials is, I
would argue, justified. It is an inevitable
part of their contract of service from the
point of view of the end that service is intended
to secure.
I believe, further, that this restriction
applies with special force to the Army and
Navy and to the police. The state is justified,
in the interest of the community, in
placing an absolute embargo upon the political
activities of all their members. For
unless this liberty is restrained, their allegiance
becomes the possession of a party
and they cannot give that neutral service
which is the basic principle of their existence.
Anyone who remembers the attempted
use of the Army in 1913–14 for
Ulster, the habits of the French Army during
the Dreyfus period, the peculiar relations
between the German Army and the
Monarchy, will easily see how vital is this
abstinence. There are American cities
where the relations between big business
and the police mean that the authority of
the latter is certain to be abused in an industrial
dispute. Nothing, perhaps, illustrates
more nicely the delicacy of this
problem than the activities of Sir Henry
Wilson[36] during the years from 1912. He
was, it appears, prepared to go from a meeting
of the Committee of Imperial Defence
to a discussion of its plans with the leaders
of the Conservative opposition; and to advise
with them upon the best way of rendering
some of those plans nugatory. Even
during the Great War he did not cease from
the cultivation of political intimacies of
this kind. Nor must we forget that Sir John
French, at the time the Commander-in-Chief
of the British Armies in France, was
ready to go behind the back of the Government
he served to offer secret information
to the military correspondent of a Conservative
newspaper; and the result of that
betrayal of confidence was the breakdown
of the first Asquith Government in 1915.
The proper conduct of political life is
clearly impossible, if the armed forces of
the state are free to take a definite part in
its formation. No one would endorse the
Russian principle that a soldier’s quality
is a function of his agreement with the political
faith of the government; yet once
relations are established between the politician
and the Army a movement towards
this principle is inevitable. Sooner or later,
in this condition, the Army, like the Praetorian
guard, determines the personality of
the state. When that occurs, no one can
hope for the enjoyment of political freedom.
I turn, in the third place, to the view
that industries which have a vital impact
on social life can restrain the right to strike
in those engaged in them. That is a peculiarly
favoured doctrine at the present
time; some writers even use the analogy of
the Army and Navy, and argue that the
principles applicable to these have a legitimate
extension to this field. Others, the
eminent French jurist M. Duguit, for example,
take a similar view, but upon other
grounds. They argue that vital public service,
transport, for instance, or electricity
supply, derive their whole meaning from
continuity; to allow an interruption of them
is, therefore, to destroy the whole law of
their being.
I am as willing, I hope, as anyone to
agree that an interruption of a vital public
service is undesirable, and that every possible
step to minimize the possibility of its
occurrence should be taken. But I do not
think the denial of the right to strike obtains
this end in any of them; and I do not
believe that the same considerations apply
to every sort of vital public service. It must,
I think, make a difference whether the industry
is primarily operated for private
profit or no; for only in the latter case is
its quality as both vital and public fully
recognized. No one, surely, can examine
the record of the coal industry either in
England or in America and say that the
motives which underlie its ownership by
private interest are compatible with the
view that an uninterrupted service to the
community has been the first object of
the owners. There are several reasons of
primary importance for retaining the right
to strike so long as private ownership continues
in this sphere. If, for instance, a
steamship company proposes to send out its
ship under the conditions in which the Vestris
of ill-fated memory sailed in the spring
of 1929, I think the crew would be justified
in striking in the public interest. So, also,
I should argue that the Seamen’s Union
would be justified in striking, to see to it,
if it could, that every vessel putting to sea
carries with it wireless equipment. Again, a
body of miners might, in my judgment, justifiably
strike if they believed that some
part of a pit to which they were to be sent
was in fact too dangerous for coal to be
hewed there without an alteration of the
physical conditions of mining in that particular
place. I should, further, urge that
a strike to secure a national agreement for
uniform conditions in a particular industry
as against a variety of local agreements was
a justifiable enterprise if that end could not
be attained in any other way.
My view, broadly, reduces itself to this.
Where the vital industry is in public hands,
the conditions which should operate are
those which relate to government service
in general where it is in private hands; the
state is, I think, justified in seeing to it that
the danger of dislocation is reduced to a
minimum; but it is not justified in saying
that, in the event of a disagreement, the
men shall always abide by the results of
compulsory arbitration. For, first of all, the
men will not always do so; their refusal,
doubtless, will be exceptional, but there
will be instances in which it will occur. The
famous munitions strikes on the Clyde, and
the South Wales Miners’ strike, during the
war show that this is the case. It is, I suggest,
obvious folly to attempt legislation
which cannot be enforced at the critical
point of urgency. The business of the state,
therefore, is not to prohibit, but to find
how best to make the use of the strike the
final and not the first instrument in conflict.
This, I suggest, can be accomplished in
two ways. It can be done, first, by limiting
the profits private ownership can make in
any industry of vital importance, either absolutely
so that the owners are debenture-holders
merely, and not the residuary
legatees of any profit made, or relatively,
as in a scheme like that laid down for the
gas companies of London. The state is then,
I suggest, legitimately entitled to argue that
a curb on the liberty of the employer to
make what profit he can justifies a curb on
the right to strike by postulating the conditions
under which alone it can become operative.
Those conditions are, I think, met
by some such instrument as the Canadian
Industrial Disputes Investigation Act. Under
its terms, we should then have, at least,
enforced public inquiry into the dispute,
and the consideration by both sides, as well
as by the general opinion of the community,
of a reasoned attempt at a solution of
the difficulty. We respect freedom of association
by leaving it at liberty to insist that
the proposed solution is unjust, while we
protect the public interest in continuity of
service by insisting that the right to strike
shall not operate until the resources of conciliation
have been exhausted.
I reject, therefore, M. Duguit’s notion
that public interest in continuity of service
is a paramount consideration which should
overrule all others; and I see no reason to
apply his vituperative adjectives[37] to those
who take a different view. It seems to me
quite definitely a denial of liberty for which
no justification can be found to say that
men shall work on terms they think utterly
unjust; and the argument that, if they do
not like those terms, they can find other
work, is, increasingly, without force in a
community like our own. The number of
those in any society who have a genuine
choice, at any given time, of alternative occupations
is notably small. An electrician
cannot suddenly become a barrister, as the
latter can suddenly become a journalist;
and if it is a matter of hundreds, or even
thousands of men, the compulsion upon
them to continue in the vocation for which
they have been trained is obvious. The community
never gains, in the long run, from
work performed by men who labour under
a sense of injustice. That psychological
feeling of frustration is poisonous to a harmonious
personality. As such, it is incompatible
with that search for freedom which
I have urged is a condition of happiness. I
cannot, therefore, agree that the community
is entitled, on any terms, to put its convenience
first, and the workers’ freedom
afterwards.
A final problem in this same realm remains.
The trade union, it is said, must
obviously concern itself with all that
touches the industrial conditions of its
members. But it is not entitled to a general
licence to roam all over the field of public
activity. We should resent it if a football
club passed resolutions upon the foreign
policy of a government; and it is in the
same way illegitimate for a trade union to
deal with matters outside its sphere. The
state, therefore, is entitled to define that
sphere and to limit the activities of trade
unions to matters that come within it.
But I have already sought to show that
such a definition of spheres is, in fact, impossible
of achievement. Take, for instance,
foreign policy. You cannot say that trade
unions ought not to concern themselves
with foreign policy since this is intimately
bound up with economic policy which, in
turn, is the chief factor in the determination
of the conditions of employment. You
cannot exclude any part of the economic
realm from the trade union sphere. I should
agree that a trade union ought not to concern
itself, let us say, with the question of
whether the Pope was justified in making
the Immaculate Conception a dogma of the
Roman Church; but the likelihood of a
trade union acting in this way is as small
as that of a football club concerning itself
with foreign policy. We cannot legislate
for the exceptional instance. Law can only
deal with normal habits susceptible of logical
reduction to well-established categories.
When it goes further, it merely reveals
its own impotence. A trade union, moreover,
is a living body; and no law has ever
been successful in coping with the growth
of living things by legal promulgations
upon the fact of growth. Many matters are
regarded today as normally and naturally
within the sphere of the trade unions which
a generation ago, even a decade ago, most
men would have insisted were in nowise
their concern. In the American garment
trade, the union concerns itself, as a vital
part of its function, with the efficiency of
the employers for whom its members work.
A generation ago, this would have been dismissed
as “an insolent interference with the
rights of management”; today it is obvious
that upon no other terms can the function
of the trade union be fulfilled. In 1914 the
unions would never have deemed it their
business to concern themselves with the
bank rate and credit policy; today they
realize that these matters lie at the heart of
their problems. Any such Procrustes’ bed
of definition as this principle suggests
seems to me, therefore, a quite wanton and
foolish interference with freedom.
Such a discussion of the relation of trade
unionism to the state, illustrates, I think,
the general problem of the approach to freedom
of association in the political sphere. I
have denied the right of the state to control
the internal life of such bodies; and I have
sought to show the limits of liberty where
that life has ramifications outside their
membership. It is, I think, a good general
rule that the state should not interfere in
this realm unless it must. Whenever, for
example, it has interfered with the claims
of churches to lead their own life, conflict
has been the inevitable outcome. For in
any meeting of church and state, the latter
will assert its paramountcy; and a church
has no alternative but to deny that assertion.
For this reason I believe that any attempt
at partnership between them is
bound to result in injury to freedom somewhere.
If, as in England, the Church is formally
established by the state, its dependency
becomes obvious as soon as it develops
ideas of which the state does not approve;
in matters like marriage and divorce
and education, the church has had to surrender
positions held for centuries to preserve
the privileges of establishment. It
now appears that where there is disagreement
in an established church, the minority,
on defeat, will not hesitate to go beyond
the organs which formally record the voice
of the church, in order to maintain doctrine
or ritual which the church itself seeks to
change; and a legislative assembly most
members of which are either alien from
the church, or without competence in its
technical problems, will find themselves
defining its most sacred principles. Such a
church, quite obviously, is the mere creature
of the state; it sacrifices its spiritual
birthright for a material mess of pottage.
Or, as in the concordat between Italy and
the Papacy, there may be a looser alliance
of which the result is to deprive all non-Catholics
of their right to a secular state
treating all religions equally, in the realm
of marriage and education. I cannot avoid
the conclusion that in this historic realm
only the American principle of complete
separation and non-interference can produce
freedom. Unless state and church
pursue an independent path, liberty is sacrificed;
for either fusion or partnership will,
in fact, involve a conflict for supremacy.
The remaining question I wish to discuss
in this context is the right of the state over
associations the purpose of which is the
overthrow of the existing social order.
What powers here ought the state to possess?
At what point can it interfere? Has
it what may be termed a preventive capacity,
a right to prevent the development
of associations the natural tendency of
which will be an attempt at such overthrow?
Or should its jurisdiction be limited
to punishment for overt acts?
Obviously the quality of liberty depends
very largely upon the powers we give the
state in this realm. I take it as elementary
that the state has a right to protect itself
from attack. It must, as a state, assume
that its life is worth preserving. It must demand
that changes in its organization be
the outcome of peaceful persuasion and not
the consequence of violent assault. A state
must, therefore, assume that its duty to
maintain peace and security lies at the very
root of its existence. The liberty which associations
enjoy must therefore be set in
the context that they cannot have a liberty
to overthrow the state. To that extent, any
denial of freedom to them is justified.
But what are the limits within which that
denial must work. The world today is littered
with organizations that are denied a
legal existence and suppressed at any opportunity.
The existence of a Communist
party is denied by Lithuanian law; the
Peasants’ Party in Jugoslavia was formally
dissolved; Russian principle seems to be
the imprisonment or exile of members of
any organization which can be suspected
of counter-revolutionary tendencies. We
must, I think, begin with the principle that
a government is not entitled to suppress associations
the beliefs of which alone are
subversive of the established order. For,
otherwise, persecution will be built, not on
fact, but on suspicion that facts may one
day emerge, not on overt acts, but on principles
of faith which are in truth only dangerous
when they are expressed in practice.
A society might be formed, for instance, to
discuss and propagate the principles of
Tolstoyan anarchy; I do not think any government
has legitimate ground for interference
with it. The time for that interference
comes only when, outside the specific
categories of peaceful persuasion, men
have moved to action which cannot logically
be interpreted as other than a determination
to overthrow the social order.
I agree, for instance, that a society of
Communists which began to teach its members
military drill could legitimately be regarded
as a direct threat to peace. So, also,
when a political party, the Ulster Volunteers,
for instance, or their opponents, the
Nationalists, begin to purchase munitions
of war, interference by government is justified.
But I cannot see that a government is
entitled to prevent a society of Communists
from preaching their doctrines either by
speech or by publication of the printed
word. It is, I think, essential that, as with
the English law of treason, the government
should be compelled to prove the commission
of some overt act which directly tends
to imminent rebellion in a court of law,
and to bring two witnesses at least to bear
testimony to its commission. It ought not
to be sufficient for a government to say that
since a particular party has beliefs which
include the right to violence and has elsewhere
practised violence, that its suppression
is legitimate. Recently, again, Mr
Ghandi announced that if the British Government
did not grant Dominion Home
Rule to India by the end of 1929, he and
his followers would practise civil disobedience
such as a refusal to pay taxes. We
do not think that announcement would
have justified the British Government in
imprisoning Mr Ghandi before the end of
1929 in order that he might be prevented
from accomplishing his threat at a later
time. Or, once more, Mr Arthur Ponsonby’s
organization of men pledged to refuse military
service in the event of Great Britain
going again to war ought not to be suppressed
because, if Great Britain did go
to war, some hundred thousand individuals
would refuse to obey any military
service Act that would then be enacted.
I am anxious, as you will see, to make
it difficult for the government of a state to
attack an organization the views of which
it happens to dislike. In the light of the evidence,
we can rest assured that, unless we
compel proof, in an ordinary court of law,
that overt acts have been committed, such
attacks will be made. One has only to remember
the Treason Trials of 1794, where
there was not a scintilla of evidence against
any one of the accused, or the follies enacted
by governments during the Great
War, to see that this is the case. In August
of 1929, an Italian official actually drew
public attention to the undue circulation,
as he deemed, of books by Chekov, Turgenev
and Tolstoy;[38] we can be sure that if a
Society for the study of Russian literature
had then existed in Italy, the attention of
the government to its suppression would
have been called. In the opening stages of
the Communist trial in Meerut, the counsel
for the prosecution drew attention not
merely to the alleged offences of the accused,
but also to the actions of the Russian
Communist leaders from 1917–20,
though it is difficult to see how either Indian
or English Communists could have
been held responsible for them. The logic,
indeed, of habitual government suppression
seems to be that abnormal opinion is
always dangerous because, if it is acted
upon, the supremacy of the law will be
endangered. That is, of course, perfectly
true. If the Communist Party in England
sought to initiate a rebellion, there would
be a threat to the supremacy of the law. But
no one of common sense believes today in
a Communist menace in England, least of
all, perhaps, the Communists themselves.
What can possibly be gained by an attempt
to suppress that philosophy by an imprisonment
of its members is quite beyond my
understanding. I see no evidence to suggest
that the slightest good has been
accomplished in America by all the legislation
against criminal syndicalism. Nor can
I see that anything would have been gained
by the kind of prohibitions which the Lusk
Committee, of dubious memory, sought to
put upon the statute-book.
My point is that men are always entitled
to form voluntary associations for the expression
of grievance, and for the propagation
of ideas which, as they think, will
remedy what they believe to be wrong.
They are not entitled to move to the commission
of acts which bring them into conflict
with the state. By acts I mean things
like the planning of Mussolini’s march on
Rome, or the training of civilians as soldiers
by the Ulster Defence Council. Things
like these the government may legitimately
attack because they have a clear and direct
relation to immediate violence, actual
or prospective. But governments would do
well to remember, what they are too prone
to forget, that they do not remove grievance,
however ill-conceived, by suppressing
it. And if they are allowed to associate violent
opinion with actual violence, there are
few follies upon which they cannot be persuaded
to embark. The persecution of opinion
grows by what it feeds on. Every social
order is ardently upheld by fanatics who
are eager to make dissent from their view
a crime. The last thing that is desirable is
to give them an opportunity for the exercise
of their fanaticism.
It is, further, of great importance that
all trials relating to these offences should
be held in the ordinary courts under the
ordinary forms of law. Experience makes
it painfully clear that special tribunals are
simply special methods for securing a conviction.
For the mere creation of a special
tribunal persuades the ordinary man that
there is an a priori case against the accused,
that the burden of proof lies upon him
rather than upon the government. Whatever
we can do to safeguard these trials
from the introduction of passion is an obligation
we owe to liberty. However wrong or
unwise we may think the actions of men so
accused, we have to remember that they
represent, as a general rule, the expression
of a deep-felt resentment against social injustice.
We have to protect ourselves from
protest which seeks deliberately to dissolve
the bonds of order. But it is our duty, too,
to respect that protest when it is sincerely
made. And we cannot, therefore, permit attack
upon it because it represents ideas or
experience alien from our own. De nobis
fabula narretur is a maxim which every
citizen should recognize as the real lesson
of political punishment.
Implied in all this is a view of the place
of voluntary associations in the community
the significance of which I do not wish to
minimize. I am, in fact, denying that they
owe their existence to the state, or that the
latter is entitled, by means of its agents, to
prescribe the terms upon which they can
live. The special place of the state in the
great society does not, in my judgment, give
it an unlimited right to effect that co-ordination
which is its function on any terms
it pleases. The principles of a legitimate
co-ordination bind the state as much as they
bind any other body of men. Each of us
finds himself part of a vast organization
in the midst of which we must seek the
realization of desire. We cannot attain it
alone. We have to find others with kindred
desires who will join hands with us to
proclaim the urgency of their realization.
There is no other way to the attainment of
that end; and an attitude, therefore, like
that of Rousseau, who denied the legitimacy
of any voluntary associations, fails
altogether to take account of the elementary
facts of social life. Such bodies, indeed,
must run in the leading-strings of
principle, but the question of what that
principle must be is not one the state alone
is entitled to make. For the latter is not
justified in preventing the expression of desire;
it is justified only in preventing the
realization of desire by violent means. It
must tolerate the expression of experience
it hates because it is there, as a state, to
satisfy even the experience it cannot understand.
We must not, in fact, allow ourselves
to fall into the error of believing that
opinion which is antagonistic to the state-purpose
is unworthy to survive. The state-purpose,
like any other, is expressed
through the agency of men. They may misinterpret
it; they may, consciously or unconsciously,
pervert it to their own ends.
To leave them free to settle the limits of
free association would be to leave them
free to settle what criticism of their work
they were prepared to permit. That is a
power which could not safely be entrusted
to any body of men who have ever operated
as a government.
For consider, once more, the historic record.
The Roman suppression of Christianity
was built upon the belief that unity of
religious belief is the necessary condition
of citizenship; later experience shows that
view to be without any substance. What
in fact emerges from the history of religious
persecution is the lesson that the unity
made by the suppression of Nonconformity
is the unity of stagnation. That was the
history of France under the repeal of the
Edict of Nantes; it has been the history of
Spain ever since the sixteenth century; it
is, indeed, the history of any community,
however rich and powerful, the rulers of
which assume that they know what constitute
truth and right, what opinions, therefore,
they are entitled to prescribe. Any
government which attacks a body organized
to promote some set of opinions which
may become dangerous to its safety may
fairly be presumed to have something to
conceal. It is co-ordinating social life not
to the end of its greater fullness, but simply
for the sake of co-ordination.
But law, as I have insisted earlier, does
not exist for the sake of law. It is not entitled
to obedience because it is legal, because,
that is, it proceeds from a source of
reference formally competent to enact it.
Law exists for what it does; and its rightness
is made by the attitude adopted to it
by those whose lives it proposes to shape.
Since bodies like the Communist Party are
in fact an announcement that some lives at
least are shaped inadequately by the laws
of a régime like our own, suppression seems
to me an indefensible way of meeting that
announcement. Force is never a reply to
argument; and until argument itself seeks
force as the expression of its principle, it
is only by argument that it can justifiably
be countered.
I turn to a very different phase of the
subject. In every society there are modes
of conduct which, though not in themselves
harmful, offer an easy prospect of becoming
so. It is therefore assumed by many that
it is the business of the state actively to discourage
such conduct, even to the point, if
necessary, of making its most innocuous
expression illegal. No one is harmed, for
instance, by a moderate indulgence in alcoholic
liquor; but since drunkenness is
harmful both to the individual and society,
the state, it is said, is justified in prohibiting
the manufacture or sale of alcoholic
liquor. The same principle is urged of noxious
drugs, of the use of tobacco, of gambling.
Sometimes, indeed, the principle is
carried to an extreme point and it is said
that the state may prohibit any form of
conduct, Sunday games, for example,
which a majority of the society finds obnoxious.
The claim to freedom, it is urged,
may be denied in the interest of a social
view of good.
I do not find it easy to accept any single
principle that is obvious and straightforward
as applicable to the very complex
problems we encounter in this realm.
Neither the fact that a mode of conduct may
be harmful in excess, nor the fact that,
whether harmful or no, society dislikes it,
seems to me in itself a just ground for its
suppression by the law. The first case seems
to me one for safeguards against excess;
care, for instance, may be taken to see to
it that it is manufactured at a limited
strength, is sold only under careful restrictions,
and so on. The second case I find it
impossible to decide as a general principle,
and apart from particular cases each of
which is judged upon its own merits. I am
prepared, for example, to make it illegal to
keep a gaming-house; but I am not prepared
to legislate against a social game of
bridge played for money in a private house.
Conduct must be punished or prohibited
when it is harmful in itself or in the excess
in which it touches society before we ought
to seek access to the clumsy machinery of
the law.
For we cannot suppress all modes of conduct
in which excess does harm. In most
cases, we have to leave the individual free
to judge at what point excess is a fact. Over-eating
does great harm, but no one would
propose legislation against over-eating.
Many motorists sacrifice their lives to their
motor-car, especially in America; but no
one would propose legislation against an
undue indulgence in motoring. False social
standards result from our excessive adulation
of film-stars and athletes; but we
should obviously be merely foolish if we
legislated against the publicity which
makes for that excessive adulation. We
have always, I think, to study any proposed
social prohibition in terms of the object to
which it is applied. We have to remember
that it always runs the risk of undermining
character by a limitation of responsibility.
Men are made not by being safeguarded
against temptation but by being
able to triumph over it. It would be impossible
to forbid the use of cheques because
some people succumb to the habit of
embezzlement. There is a clear case for
forbidding the sale of noxious drugs like
heroin or cocaine except under severe restrictions,
because it is clear that in themselves
their consumption is bound to harm
the recipient. There is a clear case for insisting
that persons, even if they be passionate
Christian Scientists, who are suffering
from an infectious disease like small-pox,
shall be isolated until they are cured;
for anyone who goes about with small-pox
inflicts direct and measurable injury on
other persons. But unless we can show that
the particular mode of conduct it is proposed
to repress must necessarily destroy
the will-power of those who practise it, as
is true of noxious drugs, or directly and unquestionably
injures the rest of society in
a measurable way, I think the method of
prohibition an unwarranted interference
with freedom.
I take this view on three grounds. I believe,
first, that it is socially most important
to leave the individual as uninhibited
as possible in forming his own way of life,
granted, of course, that he is adult and
mature. To shelter him at every point from
experience which, if carried to excess, may
harm him is not only impossible, but also
dangerous. It makes him pass his life under
the aegis of a system of fear-sanctions
which, for the most part, he will be quite
unable to sublimate, and the result will
be that sense of continuous frustration
which is fatal to freedom. I must, in general,
learn my own limitations by experimentation
with myself. I cannot pass my
life adjusting my conduct to standards and
habits which represent the experiments of
other people. For the reasons which make
the results of particular experiments seem
to them convincing, I may in my own case
regard as completely unsuccessful. To insist
that their rule of life is to be mine is,
normally, to destroy my personality. It is to
compel me to live at the behest of others
even where I can discover no ground for
the behest. Most people would agree that a
statute compelling an atheist to go to
church was utterly foolish. His absence
does not affect the salvation of any other
person. His presence there does him no
good because his mood is inevitably one of
gnawing indignation at being compelled to
participate in ceremonies that have no
meaning for him. Either he will invent excuses
which enable him to stay away, or he
will adopt an aggressive disbelief which
makes him a source of offence to the faithful.
He loses, that is, the habit of truth, on
the one hand, or the capacity to give and
take which makes for decent citizenship,
on the other. Both forms of behaviour do
real injury to him; neither produces an attitude
of conviction. From the angle of
character, the only rules of conduct in this
realm that work, are those that are self-imposed.
And these, so far as I know, are
the invariable outcome of experiment made
by oneself with one’s own personality.
My second reason is not less important.
The power of law to define modes of social
conduct depends very largely upon its ability
to command a sentiment of general approval.
What it seeks to do must broadly
commend itself, on rational grounds, to
those over whose lives its principles are to
preside. Legislation which does not fulfil
this condition is always unsuccessful, and
always has the result of bringing the idea
of law itself into contempt. For where a
particular statute is regarded as foolish or
obnoxious by a considerable body of persons,
they will rejoice in breaking it. Illegal
conduct becomes a matter even of
pride. It becomes a principle of conduct
which gives rise to special pleasure and
peculiarly satisfies human vanity. No one
in London, so far as I know, regards the
average policeman as an unwarrantable attack
on liberty; but it seems to be the case
that thousands of people in New York regard
the prohibition agent in that way.
They wear a breach of the law as a badge
of courage, like the revolutionary in Czarist
Russia or the suffragette in pre-war England;
and the imposition of penalties upon
them arouses in them and their friends a
sense of angry injustice. Now I think it is
an elementary principle of penal psychology
that you cannot make a crime of conduct
which people do not a priori regard as
criminal. Popular sentiment approves a
law against murder, and you can enforce
that law. But popular sentiment, in England
at least, would not, in my judgment,
approve a law forbidding the manufacture
and sale of alcoholic liquor; and its chief
result would be to direct the minds of
thousands to the problem of ways and
means of evading the law. That is a habit
which grows upon those who indulge in
it. It loosens all the principles of conduct
which make for social peace by making us
think of the rules under which we live as
unjustifiable and oppressive. It forces social
effort quite unduly and unwisely in one
direction. It persuades it to think out mean
and petty expedients for the enforcement
of the law in the same way as its subjects
think out mean and petty expedients for
its evasion. The spectacle, for instance, of
the Supreme Court deciding that the American
government is entitled to tap telephone
wires in order to obtain evidence of
infraction of the Volstead Act is not an
encouraging one.[39] That way lies corruption
and blackmail, the kind of habits which,
in England, we associate with names like
that of Oliver the spy,[40] in Russia with that
of agents-provocateurs like Azeff. Few
things are more detrimental than this to
the moral equilibrium of a social order.
Nor must we forget two other effects of
attempted enforcement, both of which are,
I think, entirely evil. A government which
is continually flouted in its attempt at administration
is bound to attempt even
greater severity. There will be an extension
not only of the area of offence, but also of
the methods of coping with offence, and
the punishment to be inflicted where it occurs.
The classic instance of this result is
the government of Geneva from the period
of Calvin’s dispensation. It does not result
in the satisfactory enforcement of the law,
but in its wider evasion. Severity on one
side is met by brutality upon another; one
might as well be hung for a sheep as a
lamb. And the disproportion between crime
and punishment which emerges draws the
sympathy of the general population away
from the government to the offender. This
is, I suggest, wholly bad for any society.
It makes the habits of government generally
suspect to the multitude. It creates
martyrs unduly and unwisely. And this has,
of course, the consequence that it becomes
ever more impossible to enforce the law.
Its irrationalism is advertised to the multitude.
It becomes inacceptable to an ever-increasing
circle who, while they may
sympathize with its principle, are not prepared
to acquiesce in the price that has to
be paid for its application. Not only, sooner
or later, does such legislation perish, but
the habits to which it gives rise persist, and
are frequently carried over into realms
where they are still more undesirable. And
the severity which a government is tempted
to practise makes it blind to wrong through
becoming inured to its consequences. When
the British Government first met the
weapon of the hunger-strike it was baffled;
later, it turned that weapon against those
who employed it by what was called the
Cat and Mouse Act. Much of this proceeding,
where the suffragettes were concerned,
had a comic, as well as a tragic side. But
the whole procedure had the serious result
of making the public expect that any hunger-strike
would be a dramatic battle between
the government and its prisoner, in
which the cause of the imprisonment was
lost sight of in the gamble of the procedure.
The public, accordingly, was not greatly
moved by the hunger-striking which took
place during the Irish Revolution; and
when Mr Lloyd George left the Lord Mayor
of Cork to die, people were more interested
in the circumstance of his death than
in the vital question of whether he should
have been allowed to die. In all this realm,
the denial of liberty seems to result in the
slow maximization of unhappiness.
The second effect is also wholly bad.
Whenever government interferes to suppress
some service which a considerable
body of persons think they require, when,
also, the suppression is disapproved by a
large number of citizens, an industry to
supply that service will come into existence.
Its ways will be devious, its charges
will be high. It will attract to its ranks
many of the most undesirable elements in
society. It will form an army of lawbreakers
whose habits are only too often condoned
by a large section of public opinion. That
has been the case with bootleggers in America
and with night-clubs in London. And
the risks being great, the profits are high,
the interests, consequently, to be protected
are correspondingly great. The history of
these adventures in England and America
is one of organized immorality and corruption.
Condemnation by the law seems to
have little or no effect in dispelling its influence.
Men and women attain power
through its means who normally would be
shunned by most decent-minded persons.
The degree to which the police are corrupted
by these influences is very difficult
to exaggerate. There is hardly a bribe too
high for them to pay. They are organizing,
too, an adventure which stimulates every
sort of dubious instinct in perfectly ordinary
people. Mr Babbitt approaches his
bootlegger, you will remember, in something
like a religious frame of mind. The
night-club habitué finds nothing quite so
exciting as the prospect of a raid; and he
leaves his meretricious surroundings with
the sense that he knows the glory of danger
and has escaped the humdrum pettiness of
suburbia. I think it bad for society to make
illegal conduct heroic. I think it still worse
to make the central figures in the drama of
illegality powerful in the lives of those to
whom they purvey their service; men and
women whose methods of obtaining a living
it does not occur to their clients to condemn.
Nor is it an answer to say that when
the law does act, those clients immediately
desert the arrested offender which is proof
that they really disapprove. An enforcement
which induces cowardice at the critical
moment in those who are participes
criminis does not seem to me anything of
which to be proud.
My third reason is rather different in
character. Every state contains fussy and
pedantic moralists who seek to use its machinery
to insist that these habits shall
become the official standard of conduct in
the population. They are interested in prohibition
and uniformity for their own sake,
and every success that they win only spurs
them to greater efforts. If they stop the sale
of alcohol, they become ardent for the limitation
of the right to tobacco. They are
anxious to control the publication of books,
the production of plays, women’s dress, the
laws governing sexual life, the use of leisure.
They are terrified by what they call
immorality, by which they mean behaviour
of which they do not happen to approve.
They are scandalized by the unconventional.
They luxuriate in its denunciation.
They form committees and leagues to prove
the degeneracy of our times. They rush to
the legislature to compel action every time
they discover some exceptional incident of
dubious conduct. To themselves, of course,
they appear as little Calvins saving the
modern Geneva from the insidious invasion
of the Devil. No one, I suppose, can seriously
doubt that men like Mr Comstock regard
themselves as the saviours of society.
They have an unlimited sense of a divinely
appointed mission, and the whole of their
life is set in its perspective. They are the
men who find in Candide the means of corrupting
the mind of the community. They
are horrified by the nude in art. They think
the performance of Mrs. Warren’s Profession
the public profanation of the ideal.
They regard Darwin as an “infidel” whose
works were an outrage upon God; and the
circumstances of Maxim Gorky’s married
life seem to them to demand his public excoriation.
I know nothing more incompatible with
the climate of mental freedom than the inference
of such people. They lack altogether
a respect for the dignity of human
personality. They are utterly unable to see
that people who live differently think differently
and that in so various a civilization
as ours absolute standards in these matters
are out of place. It is difficult to overestimate
the price we pay for their successes.
Certainly no great art and no literature
great in anything save indignation can be
produced where they have sway. It is not
for nothing that from the time of Calvin
not a single work of ultimate literary significance
was produced by a resident of
Geneva. It is easy to understand why the
grim excesses of Puritanism produced the
luxuriant license of the Restoration. These
would be, if they could, modern Inquisitors,
without tolerance and without pity,
thinking no means unjustified if only their
end can be attained. They are the kind of
people who drove Byron and Shelley into
exile, and they remain unable to see upon
whom that exile reflects. Their pride is inordinate;
and human instincts are its chief
victim. They are often ignorant, usually
dangerous, and invariably active. Since the
friends of liberty too often sleep, their unceasing
vigilance not seldom meets with
its reward. To me, at least, they commit
the ultimate blasphemy since they seek to
fashion man in their own image.
I do sincerely plead that, especially in a
democratic society, these are grave dangers
to freedom, against which we cannot
too stringently be upon our guard. Especially,
I say, in a democratic society. For
there, the proportion of men zealous in the
service of freedom, is likely to be small unless
great and dramatic issues are at stake.
Tyranny flows easily from the accumulation
of petty restrictions. It is important that
each should have to prove its undeniable
social necessity before it is admitted within
the fabric of the law. No conduct should
be inhibited unless it can be definitely
shown that its practice in a reasonable
way can have no other result than to stunt
the development of personality. No opportunity
should be offered for the exercise
of power unless by its application men are
released from trammels of which it is the
necessary price of purchase. We ought not
to accept the easy gospel that liberty must
prove that it is not license. We ought rather
to be critical of every proposal that asks
for a surrender of liberty. Its enemies, we
must remember, never admit that they are
concerned to attack it; they always base
their defence of their purpose upon other
grounds. But I could not, for myself, serve
principles which claimed to be just if their
result was to make the temple of freedom
a prison for the impulses of men.
CHAPTER III LIBERTY AND SOCIAL POWER — I — II — III — IV
In these pages, I have taken the view
that liberty means that there is no restraint
upon those conditions which, in
modern civilization, are the necessary guarantees
of individual happiness. There is no
liberty without freedom of speech. There is
no liberty if special privilege restricts the
franchise to a portion of the community.
There is no liberty if a dominant opinion
can control the social habits of the rest
without persuading the latter that there are
reasonable grounds for the control. For, as
I have argued, since each man’s experience
is ultimately unique, he alone can fully
appreciate its significance himself; he can
never be free save as he is able to act upon
his own private sense of that interpretation.
Unfreedom means to him a denial of his experience,
a refusal on the part of organized
society to satisfy what he cannot help taking
to be the lesson of his life.
But no man, of course, stands alone. He
lives with others and in others. His liberty,
therefore, is never absolute, since the conflict
of experience means the imposition
of certain ways of behaviour upon all of
us lest conflict destroy peace. That imposition,
broadly speaking, is essential to liberty
since it makes for peace; and peace is
the condition of continuity of liberty. The
prohibitions, therefore, that are imposed
are an attempt to extract from the experience
of society certain principles of action
by which, in their own interest, men ought
to be bound. We cannot, indeed, say that
all the principles a given government imposes
are those it ought to impose. We can
only say that some principles, by being imposed,
are bound up with the very heart of
freedom.
That is the paradox of self-government.
Certain restraints upon freedom add to a
man’s happiness. Partly, they save him
from the difficulty of going back to first
principles for every step he has to take;
they summarize for him the past experience
of the community. Partly, also, they prevent
every opposition of desire from resulting
in conflict; they thus assure him of
security. In a sense, he is like a traveller
who reaches a sign-post pointing in many
directions. Law helps him by telling him
where one, at least, will lead; and it invites
him to assume that its direction is also, or
should be, his destination. Clearly this will
not always be the case. For it to be so, the
end of the law must be his as well, its
experience must not contradict his own.
For that contradiction, as a rule, means
punishment for him since, at the end of the
road he takes, if it is not the path of the
law, he will find a policeman waiting for
him. We must, that is to say, find ways
of maximizing our agreement with the law.
I sought earlier to show that this maximization
can only take place when the substance
of law is continuously woven from
the fabric of a wide consent. Here I propose
to inquire into certain essential conditions
which determine whether that consent can
be obtained. I propose to inquire, in other
words, into that weird complex of prejudice,
judgment, interest, which we call public
opinion and to seek the terms of its
adequate relationship to liberty. For if my
argument be valid that a man’s citizenship
is the contribution of his instructed judgment
to the public good, and that right action,
for him, is action upon the basis of
that judgment, clearly, the factor of instruction
is of decisive importance. Instructed
judgment is considered and not
impulsive, ultimate and not immediate. It
is a conclusion arrived at after an attempt
to penetrate behind the superficial appearance
to what is truth-seeming. It is a
decision made after evidence has been collected
and weighed, distortion allowed for,
prejudice discounted. If, for instance, I am
to oppose the State in a matter like military
service, I ought not to do so until I have
rigorously examined the facts upon which
I build my principles. And, mutatis mutandis,
that is true of every aspect of social
activity. The first urgency is assurance that
the facts upon which I base my action are
valid.
Now the world of facts which impinge
upon each of us is difficult and complex and
enormous. None of us can know all of that
world. A large part of it, it may be in some
context a fundamental part, we have to take
on trust from other persons. Obviously, it is
of primary importance that the things we
take on trust should correspond with the
reality on which alone a right judgment
can be made. My view of the proper peace-terms
that should be made with Germany
will be one thing if I believe that Germans,
when at leisure, crucify innocent Belgian
citizens, rape their women, and cut off the
breasts of their young girls; and quite another
thing if I believe that the Germans
are rather like other people, decent, kindly,
respectable, wanting much the same things
in life as I do myself. My attitude to the
nationalization of the mines will obviously
profoundly depend upon, first, the facts in
the mining industry itself, and, second, the
facts about the operation of nationalization
in other fields. I cannot, in the vast majority
of the problems I have to decide,
make my own inquiries into the facts.
Somewhere, sometime, I have to halt and
say, “This man’s report, or this paper’s account,
is a thing I can trust.”
It is because opinion is so vitally dependent
upon the truthfulness of facts that observers
have come more and more to insist
on the connexion between liberty and the
news.[41] For a judging public is unfree if
it has to judge not between competing
theories of what an agreed set of facts
mean, but between competing distortions
of what is, at the outset, unedifying and invented
mythology. Things like the incident
of the Maine, the Pekin Massacre which
never occurred, the Zenoviev letter, make
an enormous difference to what Mr Lippmann
has happily termed my “stereotype”
of the environment about which I have to
make up my mind. I bring already to its
interpretation a mass of preconceptions
which tend to distort it. If there is prepared
for me “evidence” which has been distilled
through the filter of a special interest the
distortion may become so complete as to
make a rational judgment impossible. The
English journalist who invented the word
“dole” has built into the minds of innumerable
people of the comfortable classes
a picture of the unemployed in England as
a mass of work-shy persons, comfortably
lazy and anxious at all costs to live parasitically
upon the taxpayer; the proven
fact that less than a fraction of one per cent
really avoids the effort to work is unable
to penetrate the miasma of that stereotype.
The newspapers which belong to the Power
Trust in America, the subsidized press in
Paris, the journals which must satisfy Mussolini
or suffer suppression, the government
newspapers of Communist Russia,
these are all efforts to dictate an environment
to the citizen in order that the stereotype
he forms may serve some interest their
owners, or controllers, are anxious to promote.
Men may actually go out to die for
purposes in which they profoundly believe,
though the cause which, as they judge,
embodies those purposes has not, in fact,
the remotest connexion with it.
We have, in short, the difficulty that the
control of news by special interests may
make prisoners of men who believe themselves
to be free. The Englishman who
has to form an opinion about a miners’
strike is not likely to be “free” in any sense
to which meaning can be attached if the
facts which he encounters have been specially
doctored in order to make it as certain
as possible that he conclude in favour
of the mine owners. A Chinaman who hears
that the “Liberal” party in Rumania has
won a victory at the polls, an American
who is informed that London is governed
by Municipal “Reformers”, approaches the
discovery of the facts with a body of preconceptions,
derived from quite alien experience,
which will make a true judgment
of those facts a very complex matter. In
the Conference of The Hague upon reparations
in August 1929, the Italian newspapers
continued to paint Mr Snowden as
the Shylock withholding from Italy its due
share, while the English Press was equally
unanimous in painting him as the protagonist
against a continental effort to make
Great Britain the milch-cow of Europe. The
Italian, or the Englishman, who wished to
obtain a just view of the issues really at
stake there, would have had to engage in
arduous researches into technical material
about which he might lack competence and
for which he would certainly not easily find
leisure.
Let us remember, too, that our stereotype
of the contemporary environment is
only the last phase, so to speak, of the
problem. The psychologists are unanimous
in telling us how important for our future
are the impressions we gather in our early
years. Clearly, from that angle, the things
we are taught, the mental habits of those
who teach us, are of quite primary urgency.
It may make all the difference
to the intellectual climate of a people
whether, for instance, the history learned
by children in schools is wide and generous,
or parochial and narrow, whether its teachers
cultivate the sceptical mind, or the positive
mind. People who are imprisoned in
dogmas in childhood will have an agonizing
struggle to escape from its stereotypes, and
they may well have been so taught that
they either, after effort, succumb, or do not
even know that it is necessary to struggle
at all. I do not know how to emphasize sufficiently
the quite inescapable importance
to freedom of the content of the educational
process.
Teach a child year in and year out that
the American Constitution is the ultimate
embodiment of political wisdom and you
increase tenfold the difficulty of rational
and necessary amendment by the generation
to which that child belongs. Set him
under teachers like those of whom Professor
Harper tells us that seventy-seven
per cent “contended that one should never
allow his own experience and reason to lead
him in ways that he knows are contrary to
the teaching of the Bible”, and fifty-one
per cent that “our laws should forbid much
of the radical criticism that we often hear
and read concerning the injustice of our
country and government”, and the openness
of mind upon which reason depends
for its victories will be well-nigh unattainable.[42]
Those only who realize the importance
of education will understand how a
Southern audience could go wild with anger
over an account, in large outline untrue,
of German atrocities, and yet listen
with indifference to the description of a
lynching in their own community so revolting
in its detail as to be unfit almost for
transcription. And we must add to the
school influence in childhood, that of the
home, the church, the streets, in the terrible
certainty that there are few impressions
which do not leave their trace.
It is necessary, if I may so phrase it, to
urge men to live dangerously. To the degree
that their happiness depends upon
making their decisions conform to the facts,
they cannot avoid danger. It is dangerous
to leave a child in the hands of teachers
who believe that all experience and reason
must be abandoned which does not square
with that recorded in the partly mythical
annals of a primitive Semitic tribe several
thousand years ago, or who equate patriotism
with a fervid acceptance of the
present political system. The adult is endangering
his happiness if he believes that
truth is what Karl Marx said, or Mussolini
tells him, or the inferences of Mr Baldwin
which the latter has in turn drawn from
material prepared for him by the Research
Department of the Conservative Central
Office. Happiness depends upon being able
to approach with an open mind facts which
have been prepared by independent persons
who have no interest in seeing that
their incidence is bent in some particular
way. Anything else imprisons the mind in
dogmas which only work so long as that
mind does not travel beyond the narrow
confines within which the dogmas work.
Once it goes beyond, unhappiness is the
inevitable outcome.
How are we to get independent fact-finding
and the open mind? The answer, of
course, is the tragic one that there is no
high-road to it. Partly, it lies in the development
of particular techniques, but, most
largely, it lies in the kind of educational
methods we use, and this, in its turn, in the
purposes for which those methods are employed.
I entirely agree that a multiplication
of independent fact-finding agencies,
as disinterested and impartial about wages
and other social conditions as a medical
man in the making of a diagnosis, will take
us some distance.[43] Not, I think, very far;
for between the finding of facts by independent
agencies and the driving of them
home to the public are interpolated just
those factors of special interest which are
the enemies we confront. I agree, too, that
freedom is partly better served than when
a great public organ falls into the hands of
one who, like C. P. Scott with his Manchester
Guardian, determines to make news and
truth coincide. But men like Mr Scott are
rare enough to make reliance upon their
emergence a very dubious ground of hope.
Nor need we deny that the growth of a professional
spirit among journalists, their organization
into a profession with standards
of entrance and performance, will add
greatly to the chances of solving the problem.
So, also, will the development of specialized
journals of opinion, and new inventions
like the wireless. To some extent—not,
I think, a great extent—competitive
fact-finding makes for truth. Outrageous
propaganda kills itself; men do not believe
the “papers” because they have found them
lying at some point where the facts forced
themselves upon attention.
And so, too, with a training for the open
mind in schools. People may come to see
that where the quality of intelligence is concerned,
the second-rate, the dull, the incurious,
the routineer, simply will not do.
They may be prepared to make education a
profession sufficiently well paid to attract
the highest ability, and sufficiently honourable
to satisfy the keenest ambition. Even
now we cannot over estimate the influence
exerted in his generation by a great teacher.
Do what we will, let him teach what he
please, the minds with which he is in contact
will go along with his mind, they will
learn his enthusiasms, share his zest in
inquiry. It may be Huxley in London, William
James in Harvard, Alain in Paris.
Students who have lived with such men
are their spiritual children not less than
those who have learned the habits of a gentleman
at Eton or a proper respect for the
Emperor of Japan in Tokio. And, equally,
we may learn that a narrow patriotism in
history and politics has social results less
admirable than a quick scepticism built
from the sense that our country has not
always been right, our institutional standards
not invariably perfect. Our governors
may be willing to admit that one inference
from the rebellion of Washington is the
possible legitimacy of rebellion, one inference
even from the new theology of Jesus,
that we are sometimes justified in the making
of new theologies. It is even possible
that the value of the power to think may
become so much more widely recognized,
that we shall not ask that those who are
able creatively to teach this supreme art,
be dismissed because we dislike either what
they teach or the opinions they profess outside
the practice of their profession. We
may come to insist upon security of tenure
for the teacher even when his principles of
faith do not coincide with those for which
we desire the triumph.
Yet these possibilities do not, in themselves,
seem to me to confer a right to optimism
if they stand alone. If it pays to
spread false news, let us be sure that false
news will be spread. If some special interest
gains by corrupting the facts, so far as
it can, the facts will be corrupted. If a poor
educational system strengthens the existing
foundations of power, it will tend to remain
poor; if its extension is costly, those who
are to bear the cost will find good reason
either not to extend it, or to proceed at such
a snail’s pace that the new way has no
chance of affecting mankind except in
terms of geological time. Our difficulty is
the twofold one that propaganda can produce
immense results in a brief space of
time and that creative educational change
takes something like a generation before its
results are manifest upon a wide scale. The
forces at work to prevent the emergence
of truth, the forces, also, which have every
reason to dislike the development of the
mind which seeks for truth, are many and
concentrated and powerful. They do not
want the general reporting of experience,
but only of that experience which favours
themselves. They do not want the general
population so trained as to prize truth, but
only so trained that they believe whatever
they read. In our own day it would not be
an unfair description of education to define
it as the art which teaches men to be deceived
by the printed word. Those who
profit by that deception are, at the moment,
the masters of society.
For we must remember that in these
matters we have to concern ourselves with
short-term values and not long-term values.
We do not legislate for some conceivable
Utopia to be born in some unimaginable
time, but for the kind of world we know
ourselves, for lives like our own lives. The
freedom we ask we have to make. Every
postponement we accept, every failure before
which we are dumb, only consolidates
the forces that are hostile to freedom. They
themselves realize this well enough. They
have, in the past, fought every step on
every road to freedom because they have
seen that the accumulation of small concessions
will, in the end, be their defeat.
Everywhere they have been guilty of
definite error, or wrong, they have denied
the error or wrong, lest it upset faith in
their own right to power. Not the least powerful
to silence, you will recollect, which
persuaded even those who thought Sacco
and Vanzetti innocent was their fear that
proof of that innocence might disturb popular
faith in the Massachusetts Courts. The
same was true in the Dreyfus case. The
same, on a lesser plane, was true of Mr
Winston Churchill when he sought to deceive
the House of Commons over the treatment
of Lady Constance Lytton in prison.[44]
Those in power will always deny freedom
if, thereby, they can conceal wrong. And
any successful denial only makes its repetition
easier. Had California released
Mooney in 1916, when the world knew he
was innocent, it would have been easier for
Massachusetts to have acted justly ten years
later. The will to freedom, like the will to
power, is a habit, and it perishes of
atrophy.
The inference I would draw is the quite
basic one that in any society men only have
an equal interest in freedom when they
have an equal interest in its results. Where
those results are already possessed by some,
they seldom have the imagination to see the
consequence of their denial to others. They
will persuade themselves that those others
are contented with their lot, or made differently
in nature, so that they are unfit to
enjoy what others possess. There is no myth
we are not capable of inventing to lull our
conscience. We see the futility of action on
our part, because we are so unimportant.
We see that it would be dangerous in this
particular case, because we have an influence
that, in other cases, might be exerted
to useful purpose. We do not think the time
has come for action. We think that action
here might lead to other and quite unjustifiable
demands. We would have associated
ourselves with the demand, but those who
are making it, or the way in which it is
being made, unfortunately renders this impossible.
Life is so complex and tangled
and full, that those who desire to abstain
from the battle for freedom can always find
ample excuse. The workman may be afraid
for his job; Babbitt may shrink from being
shunned by the group whose fellowship is
his life; it may be the handful of silver, the
riband for the coat, the love of power, the
loathing of what freedom may bring. Whatever
the motive of abstention, let us remember
that men think differently who live
differently, and that, as they think, so they
build principles of action to remedy what,
in their lives, they find bitter or unjust, to
preserve what they find pleasant or right.
We cannot, of course, remedy all experience
which makes for a sense of bitterness
or injustice. Things like the betrayal of
friendship are, only too often, beyond the
power of organization to affect. But the
sense of bitterness or injustice that comes
from bad housing, low wages, or the denial
of an adequate political status, these
we are able to remedy by social action. Or,
rather, we are free to move to their remedy,
if we have an equal interest in doing so.
If our interest is unequal, our sense of a
need to share with others in action will be
small. Other things will seem more significant
or more urgent; and the need itself
will shrink as it obtrudes. The less we live
in the experience of our neighbours, the
less shall we feel wrong in the denial of
their wants. Trade unionists appreciate a
demand for higher wages more keenly than
employers: the wealthy rentier reads of a
strike in the cotton trade as a newspaper
incident, of a railway dispute, whatever its
grounds, as a threat to the community. The
sense of solidarity comes only when the
result of joint action impinges equally on
the common life.
We are in the difficulty that every step
we take towards freedom is a step towards
the equalization of privileges now held unequally.
Those who hold them are not anxious
to abandon what they entail; sometimes
they can even persuade themselves
that the well-being of society depends upon
a refusal to surrender them. For them,
therefore, the honest publication of facts,
the making of free minds, are simply paths
to disaster. Why should they surrender
their weapons of defence? Why, the more,
when many of them do not even suspect
that they fight with poisoned weapons? To
explain to a loyal Roman Catholic that he
should tell his children that there is grave
reason to deny the truth of all he believes
is to invite him to shatter the foundation
upon which he has built his life. To suggest
to the average citizen who took part
in the Great War that his school-books
should abandon the legend that his particular
state entered it with the whole-souled
motive of serving justice would appear
scandalous simply because he is honestly
unconscious of any other motive. To
urge even upon the public-spirited heir to
a great estate the possible duty of acting
upon the principle of Mill’s argument
about the laws of inheritance is, at the best,
an adventure in the lesser hope. There was
good reason for the unpopularity of the
Socratic temper in Athens.
I conclude, therefore, that whatever our
mechanisms and institutions, liberty can
hope to emerge and to be maintained in a
society where men are, broadly speaking,
equally interested in its emergency and its
maintenance. I accept the insight Harrington
had when he insisted that the distribution
of economic power in a state will
control the distribution of its political
power. I think James Madison was right
when he argued that property is the only
durable source of faction. I think the perception
of the early socialists entirely justified
when they urged that a society divided
into a small number of rich, and a
large number of poor persons, will be a
society of exploiters and exploited. I cannot
believe that, in such an atmosphere,
liberty will be a matter of serious concern
to the possessors of power.
What will concern them is how they can
best maintain their power. They will permit
anything save the laying of hands upon
the ark of their covenant. They will allow
freedom in inessentials; but when the pith
of freedom is attack upon their monopoly
they will define it as sedition or blasphemy.
For if the form of social organization is a
pyramid, men are bound to struggle towards
its apex. In a society of economic unequals,
gross unequalities make conflict
inherent in its foundations. The possession
of wealth means the possession of so much
that makes for a happy life, beautiful physical
surroundings, leisure to read and to
think, safeguards against the insecurity of
the morrow. It is, I think, inevitable that
those to whom these things are denied
should envy those who possess them. It is
inevitable, also, that envy should be the
nurse of hate and faction. Those who are
so denied struggle to attain, those who possess
struggle to preserve. Justice becomes
the rule of the stronger, liberty the law
which the stronger allow. The freedom that
the poor desire in a society such as this is
the freedom to enjoy the things their rulers
enjoy. The penumbra of freedom, its purpose
and its life, is the movement for
equality.
And it is equality that is decried by those
who rule. It means parting with the exercise
of power and all the pleasures that go
with its exercise. It means that their wants
do not define the ends of production, their
standards do not set the objects of consideration,
their right to determine the
equilibrium of social forces is no longer
recognized. Equality, in fact, is a denial of
the philosophy of life which is bred into
their bones by their way of living. It does
not seem to me remarkable that they should
fight against this denial. Who of us, on
these terms, but would find it difficult to
accept as valid experience which contradicts
our experiences, a system of values
which attempts the transvaluation of our
own? Who of us but would not feel that a
freedom which seeks radical alteration of
the contours of existence is perverse and
dangerous and worthy only to be suppressed?
The Pagan felt that of the Christian,
the Catholic of the Protestant, the
landowner of the merchant. The new power
which seeks its place in the sun is inevitably
suspected by the old with whom it
claims equal rights.
The equality will be denied, and, with
it, the freedom to claim equality. Inevitably,
also, the right to freedom will be maintained,
and the two powers will, sooner or
later, mass their forces for battle. I know
no instance in history in which men in possession
of power have voluntarily abdicated
its privileges. They say that reason and
justice prevail; but they mean their reason
and their justice. They are prepared to
coerce in the hope of success, and they are
prepared to die fighting rather than to surrender.
It is the result of such a way of life
that the ideal of freedom is inapplicable to
matters upon which there is urgent difference
of opinion between the rulers and
their subjects. It is impossible for reason
to prevail if men are prepared to fight about
the consequences of its victory. And if they
are prepared to fight there is no room in
the society for freedom since this is incompatible
with habits of violence.
Any society, in fact, the fruits of whose
economic operations are unequally distributed
will be compelled to deny freedom
as the law of its being; and the same will
be true of any society in process of forcible
transition from one way of life to another.
Cromwellian England, Revolutionary
France, Communist Russia, Fascist Italy,
each of these, of set purpose, made an end
of the pretence that freedom was a justifiable
object of desire. In each, it was proposed
to maintain some particular form of
social organization at any cost; to inquire
into the cost might result in doubt of the
value of the effort; and the value of that
freedom which releases reason was therefore
denied. A revolutionary state, of
course, makes the position peculiarly clear.
But it is not merely true of the revolutionary
state.
In England, or France, or Germany,
there is no freedom where the fundamentals
of the society are called into question,
if their rulers think that this may cause
danger to those questions. The government
may decide that William Godwin is innocuous;
but it will not hesitate to convict
Tom Paine—in truth far less drastic—of
high treason. The cause of this attitude is,
I think, beyond discussion. If freedom
seeks to alter fundamentals, freedom must
go; and freedom can hardly help but concentrate
on fundamentals in a society distinguished
by economic inequality. I do
not need to point out to you the extraordinary
timidity of society before subversive
discussion of property-rights, nor to insist
upon the complicated legal precautions that
are taken for its defence. You have only to
examine the attitude in which Labour combinations
are approached by those who possess
economic power, as instanced, for
example, by the use of the injunction by
American judges,[45] to realize that the main
purpose of limitations on freedom is to prevent
undue encroachments upon the existing
inequalities. We announce that we are
open to conviction in matters of social arrangement.
But we take the most careful
steps to see that our convictions are not
likely to be overthrown.
For the chance that reason will prevail
in an unequal society is necessarily small.
It is always at a disadvantage compared
with interest, for, to the latter, especially
in property matters, passion is harnessed,
and in the presence of passion people become
blind to truth. They see what they
want to see, and they select as truth that
which serves the purpose they desire to see
prevail. The preparation of news for the
making of opinion is, indeed, extraordinarily
like the old religious controversy in
which men hurled text and counter-text at
one another. The real problem was one of
proportions; but the protagonists altered
the proportions that the material might the
better serve their cause. Some years ago, a
Labour Delegation returned from Russia
with a statement about its character from
Peter Kropotkin. A leading capitalist newspaper
in London printed all those parts of
it which attacked the Russian régime; and
the leading Labour newspaper printed
those parts of it favourable to the Bolshevik
experiment. The readers of the first
were, therefore, satisfied with the knowledge
that an eminent anarchist heartily
disliked Bolshevism; and the readers of
the second were heartened by discovering
that so eminent a friend of freedom was
nevertheless prepared to support a Dictatorship
as favourable to freedom. You will
remember that Luther and Calvin were always
prepared to abide by the plain words
of Scripture; but each was careful, at critical
points, to insist that his own interpretation
alone possessed validity. In that
atmosphere, a solution which strikes opposing
controversialists as just is not, at least
easily, to be found.
This, I suggest, is the kind of environment
any plea for freedom must meet in
the modern state. Discussion of inessentials
can be ample and luxurious; discussion of
essentials will always, where it touches the
heart of existing social arrangements, meet
at least with difficulty and probably with
attack. It will find it extraordinarily hard
to organize supporters for its view, if this
opposes the will of those in authority. In
wartime, any plea for reasonableness is at
a discount; and it was at a discount in England
during the general strike when the
government sought at once for the conditions
of a belligerent atmosphere. Attack
an interest, in a word, and you arouse passion;
arouse passion, especially where
property is concerned, and the technique of
raison d’état will sooner or later be invoked.
But liberty and raison d’état are
mutually incompatible for the simple reason
that raison d’état is a principle which
seeks, a priori, to exclude rational discussion
from the field. It seeks neither truth
nor justice, but surrender.
It is a technique, I think, which almost
always comes into play when dangerous
opinion is challenged by the state. A good
instance of this is afforded by the trial of
the British Communists in 1925. No one
could seriously claim that their effort constituted
a serious menace to the state, for
they were a handful among millions, and
there was not even evidence that their
propaganda met with any success. Yet their
condemnation was a foregone conclusion,
granted the terms of the indictment. And
the habits of power were interestingly illustrated
by the judge who presided over
the trial. He had conducted the case with
quite scrupulous fairness, and had shown
no leaning to one side or the other until the
jury had rendered its verdict. He then made
an offer to the defendants that if they would
abandon their belief in Communism he
would adjust the sentence in the light of
that abandonment. He made the offer, I do
not doubt, in the utmost good faith and an
entirely sincere conviction that Communist
opinions are morally wicked. But that attitude
was precisely similar to the Roman
offer to the early Christians: they could
avoid the arena if they would offer but a
pinch of incense on the pagan altar. It was
precisely similar to the willingness of the
Inquisitor to mitigate his sentence where
there is confession of heresy and repentance.
Mr Justice Swift seemed to have no
realization at all that the defendants were
Communists in the light of an experience
of social life which, for them, was as vivid
and compelling as the Christian revelation
to its early adherents; that the offer he
made to them was mitigation of punishment
in return for the sacrifice of their sincerity;
that the state, for him, was Hobbes’ “moral
God” at whose altar they must do reverence.
His views, of course, were the natural
expression of his own experience of life,
and, without doubt, sincerely held; but
they implied an inability imaginatively to
understand alien experience which is pathetic
in the limitation it involves. And
perhaps the supreme irony in the situation
was the fact that to be tried as Communists
was, for the defendants, perhaps the supreme
test of truth to which their faith
could be submitted.
When Plato, in the Laws, set out a revised
version of his ideal policy for application
to the real world about him, he
surrendered his demand for the complete
communism which had distinguished his
Utopia. But he was still emphatic enough
about the need for equality to lay it down
that no member of his state should possess
property more than four times in amount of
that owned by the poorest citizens. The
ground of that drastic conclusion was quite
clear in his mind. Great economic inequalities
are, as he saw, incompatible with a
unity of interest in the community. There is
no common basis upon which citizens can
move to the attainment of kindred ideals.
The lives of the few are too remote from
the lives of the many for disagreement
about social questions to be possible in
terms of peace, if the ultimate organization
of the society is not to be changed. The remoteness
means that the few will always
fear the invasion of their privilege, and
the many will envy them its possession. It
is not only, as I have said, that men think
differently who live differently; it is, essentially,
that men think antagonistically
who live so differently. That antagonism
is bound to result in violence unless the
domination of the many by the few is almost
complete, or is tempered by so continuous
a flow of concession as results, in
the end, in the effective mitigation of the inequality.
There cannot, in a word, be democratic
government without equality; and
without democratic government there cannot
be freedom.
For the real meaning of democratic government
is the equal weighing of individual
claims to happiness by social institutions.
A society built upon economic inequality
cannot attempt that sort of measure. Consciously
or unconsciously, it starts from
the assumption that there is a greater right
in some claims than in others. It cannot be
said that response to claims is made in
terms of justice. The nature of economic
inequality is a compulsion to respond to
effective demand, and this pays no regard
to science on the one hand, or to need upon
the other. It thinks only of the presence of
purchasing power and not of its connotation
in terms of social purpose. The whole
productive scheme is thereby tilted to the
favour of those who possess the power to
make their wants effective. There is cake
for some before there is bread for all. The
palace neighbours the slum. And those who
find that their wants do not secure attention
are, inevitably, tempted to an examination
of the moral foundations of such a
society. Their interest drives them to demand
its reconstruction in terms of those
wants. Liberty means, in such a context,
the power continuously to exercise initiative
in social reconstruction. The whole
ethos which surrounds their effort is that
of equality. They search for freedom for
no other end but this.
I do not need to remind you that most
observers who have sought to estimate the
significance of the democratic movement
have seen that equality is the key to its
understanding. That was the case with
Tocqueville; it was the case with John
Stuart Mill; and, in a famous lecture which
reads now as though it was the utterance of
a prophet,[46] it was the case, also, with Matthew
Arnold. Broadly, their insight converged
towards a recognition of three
important things. They realized, first, that
in any society where power is gravely unequal,
the character and intelligence of
those at the base is unnaturally depressed.
The community loses by this in two ways.
The energy and capacity of which it might
make use are not released for action; and
the concentration of effective power in a
few hands means that the wishes, opinions,
needs, of the majority do not receive sufficient
consideration. An aristocracy,
whether of birth, or creed, or wealth, always
suffers from self-sufficiency. It is inaccessible
to ideals which originate from
without itself. It tends to think them unimportant
if they are urged tactfully, and
dangerous if they are urged with vigour. It
is so accustomed to the idea of its own superiority,
that it is resentful of considerations
which inquire into the validity of that
assumption. It may be generous, charitable,
kind; but the surrounding principle of
those qualities is always their exercise as of
grace and not in justice. An aristocracy, in
a word, is the prisoner of its own power,
and that the most completely when men
begin to question its authority. It does not
know how to act wisely at the very moment
when it most requires wise action.
It is not only that any aristocracy becomes
unduly absorbed in the consideration
of its own interests. Its depression of the
people has the dangerous effect of persuading
the latter of its necessary inferiority. It
is unable to carry on its own affairs with
order and intelligence. It does not know
how to represent its wants with decision.
It develops a sense of indignation because
its interests are neglected; but it does not
know how to attach its indignation to the
right objects or, when so attached, how to
remedy the ills from which it suffers. An
aristocracy, in a word, deprives its subjects
of character and responsibility; and as the
revolutions of 1848 so clearly demonstrated,
while they can destroy, they have
never been taught how to create. The success
of the Puritan Rebellion and the American
Revolution was built upon the fact
that, in each case, the exercise of power
had been a habit of the general population;
in the one case in the management of Nonconformist
Churches, in the other in the
governance of local legislatures and township
meetings. In each case, a blind government
confronted men who knew how to
formulate their wants, and to organize their
attainment. But, in general, aristocracies do
not provide their subjects with this opportunity.
Their own effort is substituted for
popular effort, their own will for the popular
will. The development of the total resources
at their disposal is postponed to the
preservation of their interest and convenience.
They dwarf the masses that they may
the better contemplate the stateliness of
their own state. But that, in the end, always
means that the vital power of the people is
absent at the moment when it is most required.
The third weakness of aristocracies is
their inevitable impermanence. There is no
method known of confining character and
energy and ability to their own ranks.
These, where they emerge in the people,
will always seek the means of their satisfaction.
From this angle, few things are so
significant as the history of the British Labour
Party. It rose to power largely because
there was no room in the leadership of the
historic parties for self-made men who had
not sought success either as lawyers or as
business men. The result was that the
knowledge at the disposal of Liberals and
Conservatives, the significant experience
upon which they could draw for the making
of their policy, was always more narrow
than the area of the problems they had to
meet. The lives of the typical Labour leaders
of the second generation, Keir Hardie,
Mr Ramsay MacDonald, Mr Arthur Henderson,
invariably show a period where the
regretful decision has to be taken against
further co-operation with a party which
cannot see the needs they see, which does
not desire service to the ideals they seek
to serve.[47] And men such as these make articulate
in the minds of all who have a sense
that their interests are neglected not only
the fact of negligence, the demand, therefore,
for satisfaction, but also the search
for the principles whereby satisfaction can
be attained. Their insight into an emphasis
to which little attention has been paid
grows by the volume of the experience they
encounter into a movement; and those who
have permitted the interest to be neglected
find that the old battle-cries no longer attract
its allegiance even when they are given
new form.
It is curious to note that not even the impact
of defeat gives this lesson its proper
perspective to the defeated. English Liberalism
has suffered eclipse because,
broadly speaking, it was unable to discover
an industrial philosophy suitable to the
wants of the new electorate. It served admirably
the requirements of the manufacturer
and the shopkeeper who were
enfranchised in 1832. It gave them freedom
of trade, liberty of contract and full
religious toleration. But it never understood
either the fact of trade unionism or
the philosophy of trade unionism. Its attitude
to citizenship was atomic in character.
It saw the community as a government
on the one side, and a mass of discrete individuals
on the other. It assumed that each
of these, given liberation from the special
privilege of the ancien régime, had the full
means of happiness at his disposal; it accepted,
in a word, the principles of Benthamite
radicalism as absolute. But its error
was not to see that the community is not
merely a mass of discrete individuals. Jones
is not merely Jones, but also a miner, a railwayman,
a cotton operative, an engineer.
As one of these, he has interests to be
jointly promoted and jointly realized. A
philosophy of politics that is to work must
find a full place in the state for organized
workers to whom freedom in the industrial
sphere is, in its fullest implications, as urgent
and as imperative as freedom in the
sphere of politics or religion.
The Liberal Party did not see this until
it was too late. Built largely on the support
of the Nonconformist business man, the interests
it understood were essentially his
interests; and to recognize the implications
of trade unionism, as Keir Hardie and his
colleagues did, was to invade the interests
upon which it was able to count for allegiance.
It was forced, obviously unwillingly,
into concessions like the Trades
Disputes Act of 1906; but its policy, as the
detailed history of the process of social legislation
from 1906 to 1914 makes clear
was, so far as it could, to mitigate social
inequality by recognition of individual
claims, and to build machinery for their
satisfaction which continued to neglect the
fact of trade unionism. When, after the
war, the remarkable growth of the Labour
Party showed how vast was the decline of
the Liberal hold upon the working-classes,
the Liberal leaders were driven, by the need
of self-preservation, to the invention of industrial
principles likely to prove attractive
to trade unionists. But these wore the air
of being produced for the occasion; and
they did not fit into the character of Liberal
Leadership. For the latter was quite unable
to attract to its ranks either working-men
candidates or trade union support; and the
emphatic declaration of a Liberal politician
that his party could not join the ranks of
Labour because the latter was built upon
the trade unions showed how unreal was
the body of industrial principles which Liberalism
had developed.[48] It remained an
atomic philosophy applicable to a world in
which employer and worker confronted
each other, as individuals, on equal terms.
The assumption was unjustified; and the
way lay open for the consolidation by Labour
of its growing hold upon the workers.
Liberalism remained a middle-class outlook,
admirable in its exposition of basic
principle, but incapable of adjusting principle
to a medium with which its supporters
were largely unacquainted.
In an interesting passage[49] Lord Balfour
has drawn attention to the fact that the success
of the British Constitution in the nineteenth
century—it is worth adding the
general success of representative government—was
built upon an agreement between
parties in the state upon fundamental
principles. There was, that is, a kindred
outlook upon large issues; and since fighting
was confined to matters of comparative
detail, men were prepared to let reason
have its sway in the realm of conflict. For
it is significant that in the one realm where
depth of feeling was passionate—Irish
home rule—events moved rapidly to the
test of the sword; and the settlement made
was effected by violence and not by reason.
That was the essence of the Russian problem.
The effort to transform a dull and corrupt
autocracy into a quasi-constitutional
system came, like the efforts of Louis XVI
at reform, too late to affect men who had
already passed beyond any possibility of
compromise with the idea of monarchical
power. The concessions which the autocracy
was prepared to offer did not touch
the fringe of what the opposition regarded
as nominal. Nor was that all. Post-war Russia
illustrated admirably the truth of Mill’s
insistence that “a state which dwarfs its
men in order that they may be more docile
instruments in its hands, even for beneficial
purposes, will find that with small men no
great thing can really be accomplished; and
that the perfection of machinery to which it
has sacrificed everything, will in the end
avail it nothing, for want of the vital power
which, in order that the machine might
work more smoothly, it has preferred to
banish.”[50]
I conclude, therefore, that the factor of
consent is not likely effectively to operate
in any society where there is a serious unequality
of economic condition; and I assume,
further, that the absence of such
consent is, in the long run, fatal to social
peace. I do not deny that men will long
postpone their protest against that absence;
there are few wrongs to which men do not
become habituated by experience, few,
therefore, which, after the long passage of
time, they will not be persuaded are inherent
in nature. But such habituation is
never permanent; sooner or later someone
arises, like the child in the fairy-story, to
point out that in fact the emperor is naked.
If attention is drawn to some need which
is widely experienced, the denial that the
need is real by those who have not experienced
it, will not prove effective. Workingmen
never found it easy to believe that long
hours of work or low wages were the essential
conditions of industrial leadership
in the nineteenth century. Few Nonconformists
sympathized with Burke’s attitude
to parliamentary reform. Few American
trade unionists see in the use of the injunction
by the courts a method of preserving
social peace in terms of a strict impartiality
between capital and labour. Opponents of
Mussolini are not moved by his plea that
he thinks only of the well-being of Italy.
Russian working-men have probably been
often tempted to the view that their Bolshevik
masters mistake Communist dogma for
social truth.
To satisfy experience, in short, we must
weigh experience as we move to the making
of decisions. We cannot rule it out because
it is not ours; that is the error of autocracy
which insists upon the a priori rightness of
its own experience. We have to regard experience
as significant in itself and seek to
come to terms with it. If it is mistaken in
the implications it assumes, we have to convince
it of its error. Our business, hard as
it is, is the discovery of that need in the experience
which must be satisfied if successful
government is to be possible. For
successful government is simply government
which satisfies the largest possible
area of demand. It is not mysterious or divine.
It is simply a body of men making
decisions which, in the long run, live or die
by what other men think of them. Their
validity as decisions is in that thought if
only because its content is born of what
the decisions mean to ourselves. All of us
are inescapably citizens, and, at some point,
therefore, the privacy in which we seek escape
from our obligation as citizens, will
seem unsatisfying. A crisis comes which
touches us; a decision is made which contradicts
something we happen to have experienced
as fundamental; we then judge
our rulers by the fact of that denial, and
act as we think its terms warrant.
This, as I think, is the real pathway to an
answer to the kind of problem which students
of public opinion like Mr Lippmann
have posed. They are right in their analysis
of the constituent factors in its making, especially
in their emphasis of the difficulties
we confront in making that opinion correspond
to the realities it must satisfy. They
are right, further, I believe, in their emphasis
upon the vital connexion between
truthful news and liberty; nor do I doubt
that some of the remedies they propose
would have the valuable effect of increasing
the degree of truth in the news. But all of
them, I think, miss out the vital fact that
truthful news is dangerous to a society the
actual contours of which its presentation
might seriously change. It would have been
a different war in 1914 without propaganda;
the history of political parties
would have been different if the principles
they announced were measured by their application
to total and not to partial experience.
It only pays to print the truth when
the interest responsible for publication is
not prejudiced thereby. My point has been
that in an unequal society that prejudice is
inevitable.
And that prejudice, in its basic implications,
is incompatible with liberty. For what
it does is to emphasize some experience at
the expense of other experience, to enable
one need to make its way while another
need remains unknown. The policy of censorship
during the war meant that everyone
anxious for its prosecution to the end had
ample opportunity to express his view; the
pacifist, the Christian, the believer in peace
by negotiation, found it extraordinarily difficult
to speak. Clamant opinion was, as always,
taken for actual opinion; and policy,
particularly in the making of peace, was
built upon the assumption that no other
opinion existed save that which made itself
heard. To any observer with a grain of common
sense, it was obvious that no treaty
would be possible of application save as it
impressed Germany as just, and that where,
when the glow of war had gone, Germany
resisted its application, a public opinion
would not easily be found to demand the
imposition of penalties. Nothing is more
dangerous in the taking of decisions than to
assume that because people are silent, they
have nothing to say.
Yet that is the underlying assumption of
much of our social life. We emphasize opinion
which satisfies those in power, we discount
opinion which runs counter to it;
above all we take it for granted that silence
and consent are one and the same thing.
Every one of these attitudes is a blunder;
especially is it a blunder, for which we pay
heavily, in matters of social importance. It
is extraordinarily dangerous, for example,
to assume that English public opinion disapproved
the General Strike because Mayfair
was indignant, the Morning Post hysterical,
and Sir John Simon coldly hostile;
for Mayfair and the Morning Post, even
with Sir John Simon, do not constitute
English public opinion. Our difficulty is
that they will be taken to constitute it when
it is to the interest of government to do so.
Such an equation is serious, and may well
be fatal, to any who think of social peace as
a thing really worth while to preserve.
We must remember, too, what goes along
with a process of this kind. Those who
lament the ignorance of public opinion too
often forget that in an unequal society it is
necessary to repress the expression of individuality.
Every attempt at such expression
is an attempt at the equalization of social
conditions; it is an attempt to make myself
count, an insistence on my claim, an assertion
of my right to be treated as equal in
that claim with other persons. To admit
that I ought to have that freedom is to
deny that the inequality upon which society
rests is valid. And, accordingly, every sort
of devious method, conscious and unconscious,
is adopted to prevent my assertiveness.
The most subtle, perhaps, is the
denial of adequate educational facilities;
for what, in fact, that does is to prevent me
from knowing how to formulate my claim
effectively, and unattention is the price I
have to pay for my ineffectiveness. My
claim, then, however real or just, because
it is clumsily presented fails to secure the
consideration it deserves. Or, again, the
view of a group may be simply discounted
where it fails to please the holders of
power. We are impressed, for instance,
when we hear that a government, say that
of Mr Lloyd George, is solid in its determination
not to give way to the miners; we
assume a careful weighing of the facts and
a decision taken in the light of their total
significance. But when we hear that the
miners are solidly behind their leaders, we
feel that this is a clear case of ignorant
and misguided men being led to their destruction
by agitators enjoying the exercise
of power. The whole machinery of news-making
is directed to the confirmation of
that impression; and the chance that the
miners’ claim will be considered equally
is destroyed by the weight which unequal
economic power attaches to the case against
that claim. The opinion represented by the
miners is not objectively valued. It is the
victim of a process of valuation the purpose
of which is to prevent, so far as possible,
an alteration of the status quo; and,
mutatis mutandis, this is true of all claims
which seek alteration in a significant degree.
Now it is, I think, unquestionable that
in an unequal society, the effort of ordinary
men to attain the condition we call
happiness is hampered at every turn. The
power of numbers is sacrificed to the interest
of a few. The truth of the facts which
might make a just solution is distorted for
a similar end. Freedom, therefore, in an
unequal society has no easy task as it seeks
realization. For its search is not to realize
itself for its own sake, but for what, as it
is realized, it is able to bring. We seek
religious freedom for the truth our religion
embodies. We seek political freedom for
the ends that, in the political world, we
deem good. We seek economic freedom for
the satisfaction brought by making an end
of the frustration to our personality an irrational
subordination implies. Men do not,
I believe, resent an environment when they
feel that they share adequately in its making
and in the end for which it is made.
But they are bound to be at least apathetic,
and possibly hostile, when the sense is wide
and deep that they are no more than its
instruments. That is the secret of the profound
allegiance trade unionism is able to
create. Its members see in its activities the
expression of the power for which they are
individually searching. Few states—it is
surely a significant thing—have ever won
from their subjects a loyalty so profound
as the Miners’ Federation of Great Britain,
or the trade unions in the cotton trades.
Even the blunders of their leaders meet
with a pardon far more generous than
would be extended to the political heads of
the state. The reason lies in the degree to
which the trade union expresses the intimate
experience of its members. And until
the policy of the state meets that experience
with similar profundity conflict between
the government and the trade union
will rarely involve the desertion by the
members of the association they have
themselves made. What the government
will represent as disloyalty to the state will
seem to trade unionists a service which is
freedom.
The point I am seeking to make was
summarized with the insight of genius by
Disraeli when he spoke of the rich and
poor as in fact two nations. For the poor,
their voluntary organizations evoke the
same kind of impassioned loyalty as a nation
struggling to be free is able to win
from its members. Anyone who reads, for
example, the early history of bodies like
the miners’ unions, and seeks to measure
the meaning of the sacrifices men were willing
to make on their behalf, will realize that
he is meeting precisely the same kind of
temper as he can parallel from the history
of the Italian struggle against Austria or
of the Balkan fight against Turkish domination.
What Keir Hardie did for the
miners of Ayrshire, what Sidney Hillman
has done for the garment workers of America,
are as epic and as creative, in their way,
as the work of Garibaldi and Mazzini. The
latter must have seemed at Vienna just as
wrong and as unwise as Keir Hardie seemed
to the mineowners fifty years ago, or Hillman
to the garment manufacturer accustomed,
in the classic phrase, to “conduct
his own business in his own way.” The
point in each case is the important one that
power is challenged in the interest of self-government;
that the focal point of conflict
is an inability on the part of those who
govern to interpret the experience of their
subjects as these read its meaning; with
the result, again in each case, that the imposition
of an interpretation from without
leaves those upon whom it is imposed with
the sense that their lives and their happiness
are instruments and not ends.
What is the outcome of it all? For me,
at least, essentially that a society pervaded
by the fact of unequality is bound to deny
freedom and, therefore, to provoke conflict.
Its values will be so distorted, its apparatus
for magnifying that distortion so complete,
that it is blinded to the realities which confront
it. We do not need to go far for proof.
The daily newspaper, the novel, the poet,
all confirm it. Compare Macaulay’s glorification
of Victorian progress with the picture
in Carlyle’s Chartism, or Dickens’
Hard Times. Set the resounding complacency
of Mr. Gladstone’s perorations against
the indignant insight of William Morris
and Ruskin. Think of the America of President
Coleridge’s speeches, and the America
as bitterly described by Mr Sinclair Lewis.
Remember that Treitzschke’s eulogy of
blood and iron is a picture of the same Germany
as that which Bebel and Liebkneckt
sought to overthrow. Guizot’s era of the
juste milieu is the period of Proudhon and
Leroux, of Considerant and Louis Blanc,
all of them, however mistakenly, the protagonists
of a just society. Men think differently
who live differently. If we have
a society of unequals, how can we agree
either about means or ends? And if this
agreement is absent how can we, at least
over a considerable period, hope to move
on our way in peace?
An unequal society always lives in fear,
and with a sense of impending disaster in
its heart. The effect of this atmosphere is
clear enough. We have only to examine the
history of France after the death of Louis
XIV to realize exactly what it implies.
Everyone who seeks to penetrate below the
surface sees some vast calamity ahead. It
may be a visitor like Chesterfield, a timid
lawyer like Barbier, an ex-minister like
D’Argenson, a philosopher like Voltaire.
The government itself, and those with
whom it is allied, has a perception that
something new is abroad. They fear the
novelty and they seek to suppress it, in the
belief that a bold front and an adequate
severity will stem the tide of critical scepticism.
But neither boldness nor severity
can stem that tide. The government falters
for a moment on the verge of concession:
there is an hour when the ministry of Turgot
seemed likely to inaugurate an era of
conciliation. It is too late because the price
of conciliation is the sacrifice of precisely
the vested interests with which the government
is in partnership. So the ancient
régime moves relentlessly to its destruction.
It is forced to consult those whose experience
it had never taken into account in the
hope of salvation; and they find that, if
they are to fulfil, they must also destroy.
That is, other things being equal, the
inevitable history of such societies. Their
mental habits resemble nothing so much as
the horrified timidity which persuaded
Hobbes to find in despotism the only cure
for social disagreement. They are afraid of
reason, for this involves an examination
into their own prerogative and, as at least
probable, a denunciation of the title by
which it is preserved. They are afraid of
concession, because they see in it an admission
of the weakness of their case. They
magnify scepticism into sedition and they
accuse even their friends who doubt the
virtue of severity of betraying the allegiance
which is their due. They cannot see
that men will not accept the state as the
appointed conscience of the nation unless
they conceive themselves to possess a full
share of its benefits. They minimize the
sufferings of others, because they do not
have experience of them, and they magnify
their own virtues that they may gain
confidence in themselves. They distort history,
and call it patriotism; they repress
the expression of grievance and call it the
maintenance of law and order. In such a
society, the governors appear to their subjects
as dwellers in another world; and
communication between them lacks the
vivifying quality of fellowship. For the
truth of one party is never sufficiently the
truth of another for the members to talk a
common language. Every vehemence becomes
a threat; and by a kind of mad logic
every threat is taken as an act of treason.
The society is unbalanced because justice
is not its habitation. Even its generosity
will be resented because it has not known
how to be just.
I do not want to be taken as implying
that violence is the inevitable end. I only
argue that the irrefutable and inherent
logic of a society where the gain of living
is not proportioned to its toil is one of
which violence is the inevitable end. We
have never any choice in history except
to follow reason wholly or, ultimately, to
expect disaster; and as we approach that
ultimate, the temper of the society will be
what I have described. For the rule of
reason in a community means that a special
interest must always give way before the
principles it discovers. And the rule of reason
is the only kind of rule which can afford
the luxury of freedom. That is, I think, because
an admission that the claims of reason
are paramount makes possible the
emergence of a spirit of compromise. The
basis of the society being just, men are not
prepared for conflict over detail; but when
the basis itself is unacceptable, conflict over
detail is magnified into a fight over principle.
In such a temper, men are always discussing
with their backs on the edge of a
precipice. Social discussion becomes Carlyle’s
ultimate question of “Can I kill thee
or canst thou kill me?” Every utterance
is necessarily a challenge; and suppressed
because so taken; every association is a
conspiracy and attacked because so imagined.
The only way to avoid so poisonous
an atmosphere is to be prepared to surrender
what you cannot prove it is reasonable
to hold. But, human nature being
what it is, men do not easily surrender what
they have the power to retain; and they
will pay the price of conflict if they think
they can win. They do not remember that
the price of conflict is the destruction of
freedom and that with its loss there go the
qualities which make for the humanity of
men.
I spoke a little earlier of the sense of
national freedom; and these lectures would
be even more incomplete than they are unless
I sought to dwell briefly on what such
freedom means. Let me take here as my
text a sentence from John Stuart Mill which
might well stand as the classic embodiment
of one of the outstanding ideals of the
nineteenth century. “It is” he wrote “in
general a necessary condition of free institutions
that the boundaries of governments
should coincide in the main with those of
nationalities.” I do not need to remind you
of the commentary history has written upon
that text. In its name were accomplished
the unity of Italy and Germany, the breakup
of the Turkish and Russian empires, the
separation of the Baltic peoples from the
domination of Russia. The economic motive
apart, no principle has been more fruitful
of war than the demand for national freedom.
Even yet, the day of its power is far
from ended; for every misapplication of
Mill’s principle in the peace treaties of
1919 has raised problems of government
which the world will find it difficult to solve
without the bloody arbitrament of the
sword.
Now nationality is a subjective conception
that eludes definition in scientific
terms. As an Englishman, I can feel in my
bones the sense of what English nationality
implies; I feel intimately, for instance, the
things that enable me to claim Shakespeare
or Jane Austen or Dickens as typically
English, without being able to put into
words the things that make them so. Every
factor to which nationality has been traced,
race, language, common political allegiance,
is an excessive simplicity which betrays
scientific exactitude. It is true that
nationality is born of a common historic
tradition, of achievement and suffering mutually
shared; it is true, also, that language
and race, and even a common political allegiance,
have played their part in its formation.
It is obvious that there is something
exclusive about nationality, that the members
of any given nation have a sense of
separateness from other people which gives
them a feeling of difference, of uniqueness,
which makes domination by others so unpleasant
as to involve profound discomfort
to a point which may involve, even justly
involve, resistance to that domination. But
the fact remains that nationality is a psychological
phenomenon rather than a
juridical principle. It is in the former, not
the latter, sphere that we must seek to meet
its claims.
Mill’s principle, if carried to its logical
conclusion, would mean that every nation
has a title to statehood. I want you to think
what that implies. The modern state is a
sovereign state, and in terms of that title
no will can bind its purpose but its own.
The legal meaning of sovereignty is omnicompetence.
The state may, as it please,
make peace or war. It can erect its own
tariffs, restrict its immigration, decide upon
the rights of aliens within its borders, without
the duty of consulting its neighbours,
or paying any attention to principles of justice.
States have done all these things.
There is no crime they have not been prepared
to commit for the defence or the extension
of their own power. A different
moral code has been applied in history to
their acts from what we insist upon applying
to individual acts, and it is, quite definitely,
a lower moral code. The history
of the nation which becomes a state and
insists upon the prerogatives of its statehood
is a history incompatible with the
terms upon which the maintenance of peace
depends. That exclusive temper which, as
I have argued, is the root of nationality
means a measurable loss of ethical quality
in those international relations which are
concerned with questions of power. You
have only to remember the acts which, during
the war, states attempted against one
another amid the applause of their subjects
to realize that the recognition of national
unity as a state means the destruction of
private liberty and the violation of international
justice, unless we can find means
of setting some limit to the powers of which
a nation-state can dispose.
I am particularly concerned with the exercise
of those powers on their economic
side. The nation-state is expected to protect
the activities of its citizens outside its
own boundaries. Its prestige becomes associated
with its power to act in this way. So
Germany supports the Mannesman brothers
in Morocco, England the Rothschilds in
Egypt, America its citizens in half the territories
of South America. Nationalism becomes
imperialism and this means the
enslavement of lesser nations to the imperialistic
power. In its worst temper, its
eternal character was described by Thucydides
in that passage where he relates the
tragic end of Melos, a passage it would be
mere insolence either to summarize or to
praise. Even where imperialism has resulted
in measurable benefit to the subject
people, as with Great Britain in India, or
the United States in the Philippines, the
resultant loss of responsibility and character,
which an imposed rule implies, is
a heavy price to pay for the efficiency of
administration that has been conferred.
The noble phrase of Sir Henry Campbell-Bannerman
that good government is no
substitute for self-government seems to me
borne out by every phase of the history of
imperialism. It is the imposition of a system
of experience upon a people ignorant
of the character of that experience for ends
only partially its own, and by methods
which neglect unduly the relation of consent
to happiness in the process of
government. The classic case in my own
experience is that of Ireland. I cannot find
ground upon which to defend the habits of
Great Britain there. But those habits seem
to me the inevitable outcome of an assumption
that Great Britain was entitled to decide
alone the character of her own destiny.
Nationality, in a word, must, if it is to
be consistent with the needs of civilization,
be set in the context that matters of
common interest to more than one nation-state
cannot be decided by the fiat of one
member of the international community.
Modern science and modern economic organization
has reduced this world to the
unity of interdependence: the inference
from this condition is, as I think, the supremacy
of cosmopolitan need over the national
claim. A nation, that is, is not
entitled to be the sole judge of its conduct
where that conduct, by its subject-matter,
implicates others. It must consult with
them, compromise with them, find the
means of resolving the problem in terms of
peace. Everyone of us can think of functions
that, in the modern world, entail international
consequences by their inherent
character. We have passed the stage where
we can allow a state to fix its own boundaries
as it thinks best, without consultation
with other states. The same is true of
matters like the treatment of racial minorities,
of the scale of armaments, of the
making of war and peace. Everyone can
see that matters like the control of the traffic
in noxious drugs, or of women and children,
of epidemics like cholera and typhus,
cannot be settled save as states co-operate
upon agreed methods of action. Most people
can see, at least in principle, that the
same thing applies to labour conditions,
to legal questions like the law of bills and
notes, or the rights of aliens before a municipal
court, or the incorporation of public
companies. An historian who surveyed the
history of international investment would,
I think, not illegitimately conclude that
there are principles applicable to its control
which can justly regard with indifference
the question of the nationality of the
investor or the state-power to which, save
in cases of default, he is certain to appeal.
The importance of the supply of raw materials
to international economic life forces
us to consider the deliberate rationing of
that supply, and the maintenance of a
stable world price level which thinks first
of cosmopolitan need, and, only after a
long interval, of national profit. A sane
man would, I suggest, conclude that if
bodies like the International Rail Syndicate,
or the Continental Commercial Union
in the glass industry, find it sensible to
transcend national competition by international
agreement, a fortiori the principle
applies to matters of world-concern.
I am, of course, only illustrating the
problem.[51] The principle which seems to me
to emerge is the necessity for world-control
where the decision is of world-concern. The
inference from that principle is that the
rights of the state are always subject to, and
limited by, the necessarily superior rights
of the international community. State-sovereignty,
that is, in the sense in which the
nineteenth century used that term, is obsolete
and dangerous in a world like our
world. It gives an authority to the nation-state
which, in the light of the facts, is
incompatible with the well-being of the
world. It invokes the factor of prestige in
realms where it has no legitimate application.
It means that problems of which a
wise solution is possible only in terms of
reason have to find a solution amid circumstances
of passion and power which obviate
any possibility of justice.
For in the external, as in the internal,
sphere of the state, the choice is between
the use of reason and conflict. The use of
reason is the law of liberty; conflict means
the erosion of liberty. If states are to conduct
their operations always with the
knowledge in the background that the price
of disagreement is war, the consequences
are obvious. The atmosphere of international
affairs will be poisoned by fear, and
fear will bring with it the system of armaments
and alliances which, in 1914, issued
naturally and logically in the Great War.
That was the price properly paid for a
scheme of things which assumed that the
legal right of the state was unlimited, and
harnessed to the support of that legality
every primitive and barbarous passion by
which nationalism can degrade humanity.
We need not be afraid to assert that, in the
international sphere, the sovereignty of the
state simply means the right of any powerful
nation to make its own conception of
self-interest applicable to its weaker opponents.
It is the old doctrine of self-help
clothed in legal form; the doctrine against
which law itself came as a protest in the
name of order and common sense. And
exactly as we cannot admit the right of a
man to make his own law in the internal
life of the community, so we cannot allow
the single nation-state to make its own law
in the wider life of the international community.
Because that is what the sovereignty
of the state ultimately means, the
sovereignty of the state is a conception
which outrages the patent needs of international
well-being.
I conclude, therefore, that if the nation
is entitled to self-government, it is to a self-government
limited and defined by the demands
of a wider interest. I conclude that
its recognition as a state, if sovereignty be
involved in that recognition, is incompatible
with a just system of international relations.
It is, further, incompatible with the
notion of an international law regarded as
binding upon the member-states of the international
community. I need not dwell
upon the impossible difficulties in which
the defenders of this doctrine have found
themselves.[52] In their extreme form they
have even led a great jurist to write of war
as the supreme expression of the national
will.[53] I am unable to share such a view.
Where war begins, freedom ends. Where
war begins, the opportunity of making just
solutions of any problem in dispute is indefinitely
postponed. And I ask you to remember
that, although, under modern
conditions, a whole nation is implicated in
war after its beginning, that is not the case
either with its preparation or its declaration.
That is an affair of the agents of the
state whose interest in the action they take
may be totally at variance with the interest
of the people for whom they are taken as
acting. They may be serving private ambition,
a particular party; they may be acting
on false information or wrong conceptions.
My point is that they dispose of the whole
power of the state, and that there is no
means of checking their activity save the
very unlikely means of revolution. The full
implications of national sovereignty are a
license to wreck civilization. I cannot recognize
those implications as necessary to a
proper view of national freedom.
I deny, therefore, that there is any qualitative
difference between the interests or
the rights of states, and the interests or
rights of other associations or individuals.
Their purposes are ordinary, human purposes
like any other: they are a means to
the happiness of their members. They
have, it seems to me, to be judged by exactly
the same principles as those by which
we judge the conduct of a trade union, or
a church, or a scientific society. They do
not constitute a corporate person living on
a plane different from, and having standards
other than, those of the individuals
of whom they are composed. I fully agree
that no decision ought to be taken about
them, in the making of which they do not
amply share. I fully agree, also, that limitations
imposed upon their activities must
pay scrupulous regard to the psychological
facts out of which they are built. I do not,
for instance, deny that the Partition of Poland
was a crime against Poland, or that
its inevitable result was to persuade millions
of human beings that a war for their
resuscitation was a morally justified adventure.
But I see no difference between the
Partition of Poland and, let us say, the
suppression in the community of a Communist
Party. Each seems to me an attack
upon a corporate experience which is wrong
because it does not persuade those who
share that experience to abandon its implications.
I do not advocate the supremacy
of international authority over the national
state in order to destroy the national state.
I advocate that supremacy as the sole way
with which I am acquainted to set the great
fact of nationalism in its proper perspective.
My point is, then, that the fact of a nation’s
existence does not entitle it to the
full panoply of a sovereign state. Scotland
and Wales are both of them nations;
neither possesses that panoply; neither, I
think, suffers in moral or psychological
stature by reason of its absence. Neither,
let me add, do the Scandinavian peoples—perhaps
the happiest of modern communities—who
are only sovereign states
upon the essential condition that they do
not exercise their sovereignty. But there is
no more humiliation in that position than
in the position any government occupies
in the context of its own subjects. Power
is, by its very nature, an exercise in the
conditional mood. Those who exert it can
only have their way by making its objects
commend themselves, as, also, its methods
of pursuing those objects, to those over
whom it is exerted. The sovereign king in
Parliament could legally disfranchise the
working-classes in England; practically we
know that it dare not do so. Everyone in
England is aware of the grim, practical
limitations under which parliamentary
sovereignty operates; no one, I believe,
finds humiliation in limits such as we know.
What is happening to the world is something
of the same sort. The Covenant of
the League of Nations is a method of limiting
the unfettered exercise of national sovereign
power. It is a painful and delicate
operation; how painful and how delicate
the timidity that has been characteristic of
the League’s history makes hideously manifest.
At any point in which the history of
the League is examined, elections to the
Council, operations of the Mandate system,
application of a plebiscite, resolution of an
international dispute, the statesmen of
Geneva have hesitated to act upon the logic
of the world’s facts. They have seen great
nations confronting them, and they have
feared that those nations might, if angered,
flout the League and go their own way. So
the League has fumbled and compromised
and evaded. The big states have controlled
it, and over almost all of its history there
has fallen, darkening it, the shadow of the
war.
Yet experience of the League gives us
hope rather than despair. It took three centuries
to build up the sovereign national
state to that amplitude which proclaimed
its own disastrous character in 1914; it
would be remarkable indeed if a decade
full of memories and hates so passionate
as those of the last ten years sufficed to
overthrow its authority. We can at least
say out of the experience of those ten years
that remarkable incursions into that authority
have occurred. We have discovered a
great range of social questions the solution
of which is not relevant to the national
state or to the problems of power that state
first of all considers. We have been able,
that is, to devise subjects of government
in which national control is not the obvious
technique of operation. We have found,
further, that a platform can be constructed
at Geneva the nature of which throws any
possible aggressor upon the defensive, and
suggests the possible organization against
it of the rest of the civilized world. We are
finding ways of reaching the opinion of
citizens in different states over the heads
of their governments; of making those citizens
demand attention to League recommendations
in a way that a generation ago
would have been unthinkable. We have
shown, and this, in some ways, is the vital
discovery of our time, that men of different
nationalities can co-operate together in the
task of international government in such a
way as to sink the pettiness of a narrow
outlook before the greatness of the common
task. I know that Sir Arthur Salter
is a great Englishman; but I believe his
quality as an Englishman has been made
complete because he is above all a great
citizen of the world.
I do not want to exaggerate the prospects
of achievement that lie before us;
one blunder in Moscow or Rome might
easily destroy every hope we may tentatively
cherish. I want merely to note that
the idea of a world-state is slowly, painfully,
hesitantly, taking shape before our
eyes. I want to emphasize the logic of that
state in an international community so inescapably
interdependent as this. I want
to draw therefrom the inference that national
sovereignty and the international
community confront one another as incompatibles.
Even the states which have most
carefully stood aloof from Geneva are in
a degree to which they are themselves unconscious
within the orbit of that influence
which its idea makes so compelling. There
is hardly one aspect of the League’s work
in which American citizens have not borne
their share; and I should hazard the suspicion
that there have been occasions when
“unofficial observers” have done considerably
more than observe unofficially. I do
not believe it is exaggeration to suggest
that the underlying motive of the Kellogg
Pact was compensation by America for her
abstention from the Geneva Covenant. The
Pact, by itself, is an empty declaration;
but its logic, like that of the Covenant, is
likely to take it much further in the direction
of international government than
its authors intended it should go. Even
Russia, in some sort the antipodes of Geneva,
has appeared there at Disarmament
Conferences; and even granted the rigour
of the premises upon which her life is
built, she cannot remain unrelated to the
structure of a world-order.
I believe, accordingly, that we can retain
all that is essential to the freedom of
national life, and yet fully admit the implications
of the international community.
We can leave to England, for instance, her
full cultural independence, her characteristic
internal institutions, her special contacts
with the Dominions she has begotten;
to sacrifice the predominance of her navy,
her right, by its means, to dictate the law
of the sea, would still leave her England.
She would still be England even if, to push
speculation to the furthest point, the Suez
Canal were internationalized and Gibraltar
returned to Spain. France would be not the
less France if the gold policy of her bank
were set by an international authority, if
she gave up her zeal for a conscript army,
if she built her frontiers upon the impalpable
solidity of friendship rather than the
shifting waters of the Rhine. I can see nothing
in the conceivable policy of a stronger
League which would take from her the
glory that has made her the Athens of the
modern world. Changes in law policy, a
different colonial outlook, a willingness to
improve the physical standards of labour,
an acceptance of novel and military forces
determined upon the basis of world safety
instead of national aggressiveness—it is
difficult to see in any of these things such
a blow at freedom as destroys the prospect
of national happiness. I can see grounds
for the view that an international authority
which forbade the teaching of French
in French schools; or altered the boundary
of France so as to make Marseilles Italian;
or sought the abrogation of the French
civil code with its profound impact on the
social customs of France; might reasonably
be regarded as invading what in a nation’s
life that nation only can claim to decide. I
can see that a nation might feel an international
authority to be oppressive if it
sought, say, by an immigration policy seriously
to alter the mores of a national life;
it should not impose Japanese immigration
on California any more than Great Britain
seeks to impose it upon Australia. I can
even see that oppression might be felt
where, in the building of an international
civil service, there was a sense that there
is discrimination against the members of
any particular nation, or that in composing
the committees of its government proper
attention is not given to the claims of some
particular power.
The likelihood of any of these difficulties
becoming real is, surely, exceedingly small.
An international authority must presumably
be endowed with an average volume of
human common sense; and it is no more
likely than any other authority to invite
disaster. Indeed it is rather likely to fail to
embark upon experiments and decisions it
ought to make from an excessively delicate
sense of what some particular nation may
feel. International life in this realm is much
more likely to be a régime of example and
influence than one of legislative compulsion
simply because the penalties of national
dissent would strain too gravely the structure
of the authority which sought an unwise
imposition of its will. Here, once
more, the situation is very like that of the
internal life of a national state. There is
hardly any association the state could not
overthrow if it bent its energies to the task.
But, also, most states are wise enough to
realize that victories of this kind are empty
victories, that solutions imposed by force
have consequences invariably too grave to
be satisfactory in their application. Consent
has its full place in the international
sphere; and it is a safeguard of national
right as creative here, as elsewhere. Indeed
it may reasonably be argued that with
the disappearance of national sovereignty,
the factor of consent is likely to be far more
effective, far more genuinely related to the
realities of the world; than it is at the present
time. For consent between two powers
like, say, America and Nicaragua, or Great
Britain and Iraq has something in it which
partakes of the ironical spirit. It is consent
always in the knowledge that refusal to
agree will make no serious difference to
the result that occurs. But the surrender of
national sovereignty is the surrender of aggressive
power; and the nation can move
on its way the more freely since it knows
that it no longer lives in the shadow of
international injustice.