THE invitation of the committee charged with the administration of the
Ingersoll lectureship and my own inclination have agreed in indicating
that aspect of the general subject of immortality, which I shall try to
present tonight. I shall not venture on this occasion to advance
arguments for or against belief in a life after death; my present task
is a humbler one: I propose to ask you to review with me some of the
more significant ideas concerning an existence beyond the grave, which
were current in the Greco-Roman world in the time of Jesus and during
the earlier Christian centuries, and to consider briefly the relation
of these pagan beliefs to Christian ideas on the same subject. In
dealing with a topic so vast as this in a single hour, we must select
those elements which historically showed themselves to be fundamental
and vital; but even then we cannot examine much detail. It may prove,
however, that a rapid survey of those concepts of the future life, whose
influence lasted long during the Christian centuries, and indeed has
continued to the present day, may not be without profit.
The most important single religious document from the Augustan Age is
the sixth book of Virgil’s Aeneid; for although the Aeneid was written
primarily to glorify Roman imperial aims, the sixth book gives full
expression to many philosophic and popular ideas of the other world and
of the future life, which were current among both Greeks and Romans.[1]
It therefore makes a fitting point of departure for our considerations.
In this book, as you will remember, the poet’s hero, having reached
Italian soil at last, is led down to the lower world by the Cumaean
Sybil. This descent to Hades belongs historically to that long series of
apocalyptic writings which begins with the eleventh book of the Odyssey
and closes with Dante’s Divine Comedy. Warde Fowler deserves credit for
clearly pointing out that this visit of Aeneas to the world below is the
final ordeal for him, a mystic initiation, in which he receives
“enlightenment for the toil, peril, and triumph that await him in the
accomplishment of his divine mission.” When the Trojan hero has learned
from his father’s shade the mysteries of life and death, and has been
taught the magnitude of the work which lies before him, and the great
things that are to be, he casts off the timidity which he has hitherto
shown and, strengthened by his experiences, advances to the perfect
accomplishment of his task.[2]
But we are not concerned so much with Virgil’s purpose in writing this
apocalyptic book, as with its contents and with the evidence it gives as
to the current ideas of the other world and the fate of the human soul.
What then does the poet tell us of these great matters? We can hardly do
better than to follow Aeneas and his guide on their journey. This side
of Acheron they meet the souls of those whose bodies are unburied, and
who therefore must tarry a hundred years—the maximum of human
life—before they may be ferried over the river which bounds Hades. When
Charon has set the earthly visitors across that stream, they find
themselves in a place where are gathered spirits of many kinds, who have
not yet been admitted to Tartarus or Elysium: first the souls of infants
and those who met their end by violence—men condemned to death though
innocent, suicides, those who died for love, and warriors—all of whom
must here wait until the span of life allotted them has been completed.
These spirits passed, the mortal visitors come to the walls of Tartarus,
on whose torments Aeneas is not allowed to look, for
“The feet of innocence may never pass
Into this house of sin.”
But the Sybil, herself taught by Hecate, reveals to him the eternal
punishments there inflicted for monstrous crimes. Then the visitors pass
to Elysium, where dwell the souls of those whose deserts on earth have
won for them a happy lot. Nearby in a green valley, Aeneas finds the
shade of his own father, Anchises, looking eagerly at the souls which
are waiting to be born into the upper world. In answer to his son’s
questions, the heroic shade discloses the doctrine of
rebirths—metempsychosis—with its tenets of penance and of
purification.[3] Finally, to fulfill the poet’s purpose, Anchises’
spirit points out the souls of the heroes who are to come on earth in
due season; the spirits of future Romans pass before Aeneas in long
array; and at the climax he sees the soul of Augustus, that prince who
was destined in the fullness of time to bring back the Golden Age and to
impose peace on the wide world. This prophetic revelation ended, Aeneas
enlightened and strengthened for his task, returns to the upper world.
This book seems at first a strange compound indeed of popular belief,
philosophy, and theology, which is not without its contradictions. On
these, however, we need not pause; but for our present interest we must
ask what are the main ideas on which this apocalypse is based. First of
all, a future life is taken for granted by the poet; otherwise the book
could never have been written. Secondly, we notice that, according to
ancient popular belief, the souls of those who had not received the
proper burial rites, were doomed to wander on this side of Acheron until
a hundred years were completed, and also that souls which were
disembodied by violence or by early death, were destined to live out
their allotted span of earthly existence before they could enter the
inner precincts of Hades. Again the poet represents some few as
suffering eternal torments for their monstrous sins or enjoying immortal
bliss because of their great deserts. And finally, he shows that the
majority of souls must pass through successive lives and deaths, until,
purified from the sin and dross of the body by millennial sojourns in
the world below, and by virtuous lives on earth, they at last find
repose and satisfaction. The popular beliefs which concern details of
the future life we shall leave one side for the moment; let us rather
first observe that Virgil’s ideas as to rewards and punishments in the
next world, as well as his doctrine of successive rebirths and deaths
with their accompanying purifications, rest on a moral basis, so that
the other world is conceived to be a complement of this: life on earth
and life below are opportunities for moral advance without which final
happiness cannot be attained. Whence came these ideas of the future life
and how far were they current in the ancient world of Virgil’s day?
Naturally it does not follow that, because Rome’s greatest poet chose to
picture souls surviving their corporeal homes, the average man believed
in a future life, but there is abundant evidence that the poet was
appealing to widespread beliefs, when he wrote his apocalyptic book.[4]
In fact from the earliest times known to us, both Greeks and Romans held
to a belief in some kind of extended life for souls after the death of
the body.[5] Both peoples had their cults of the dead, rites of tendance
and of riddance, festivals both public and private, which leave no doubt
that the great majority of men never questioned that the spirits of the
departed existed after this life, and that those spirits were endowed
with power to harm or to bless the living.[6] But beyond this rather
elementary stage of belief the Romans never went of themselves. The
Greeks, however, began early to develop eschatological ideas which had,
and which still have, great importance.
The eleventh book of the Odyssey, as I have already said, is the oldest
“Descent to Hades” in European literature. The souls of the dead are
there represented as dwelling in the land of shadows, having no life,
but leading an insubstantial existence, without punishment or reward.
Such a future world could have no moral or other value; it could only
hang over men as a gloomy prospect of that which awaited them when the
suns of this world had forever set. But in the seventh and sixth
centuries B.C. other ideas came to the front, which were influential
throughout later history. In those two centuries fall the first period
of Greek individualism and a religious revival—two things not wholly
disconnected. The Orphic sect, which appeared in the sixth century, was
made up of religious devotees who adopted a purified form of the
religion of Dionysus.[7] The center of the Orphic faith and mystic
ceremonial was the myth of the birth, destruction, and rebirth of the
god. According to the story, Dionysus was pursued by the Titans, powers
hostile to Zeus. In his distress the god changed himself into various
creatures, finally taking on the form of a bull, which the Titans tore
in pieces and devoured. But the goddess Athena saved the heart and gave
it to Zeus who swallowed it. Hence sprang the new Dionysus. The Titans
Zeus destroyed with his thunderbolt and had the ashes scattered to the
winds. From these ashes, in one form of the myth, man was made, and
therefore he was thought to unite in his person the sinful Titanic
nature and the divine Dionysiac spark. The parallelism between this
story and the myths of Osiris, Attis, and Adonis is at once evident.
They are all gods who die and live again, and thus become lords of death
and life, through whom man gains assurance of his own immortality.
Our chief concern with the Orphics here is that they seem to have
introduced among the Greeks the idea that the soul of man was divine,
was a [Greek: daimôn] which had fallen, and for its punishment was
imprisoned in the body as in a tomb. In its corporeal cell it was
condemned to suffer defilement until released by death, when it passed
to Hades. Its lot there depended on its life on earth. As an Orphic
fragment says: “They who are righteous beneath the rays of the sun, when
they die, have a gentler lot in a fair meadow by deep flowing
Acheron.... But they who have worked wrong and insolence under the rays
of the sun are led down beneath Cocytus’s watery plain into chill
Tartarus.”[8] The soul’s sojourn in Hades therefore was a time of
punishment and of purification, even as life itself was a penance for
sin. According to a common belief, at least in Plato’s day, after a
thousand years the soul entered a new incarnation, and so on through ten
rounds of earth and Hades, until at last, freed from sin and earthly
dross by faithful observance of a holy life on earth and by the
purification which it underwent below, it returned to its divine abode;
but those who persisted in sin were condemned to all the punishments
which man’s imagination could devise; the wicked were doomed to lie in
mud and filth, while evil demons rent their vitals. Indeed the horrors
which the medieval Christian loved to depict in order to terrify the
wicked and to rejoice the faithful, were first devised by the Orphics
and their heirs, for exactly the same purpose.
But what bases did the Orphics find for their belief in the divine
nature of the soul? In their mythology they had said that man was
created out of the ashes of the Titans in which a spark of Dionysus
still remained. But in fact they seem to have rested on faith or
intuition, without working out clearly a philosophic answer. They were
indeed deeply conscious of man’s dual nature; they perceived that on the
one hand he is pulled by his baser instincts and desires, which they
naturally attributed to the body, and that on the other hand he is
prompted by nobler aspirations, which they assigned to his soul. This
higher part of man’s dual self was, for them, the Dionysiac element in
him. And man’s moral obligation they held to be to free this divine
element from the clogging weight of the body, to cease to “blind his
soul with clay.” So far as we are aware, the Orphics were the first
among the Greeks to make the divinity of the soul a motive for the
religious life, and perhaps the first to see that, if the soul is
divine, it may naturally be regarded as eternally so, and therefore as
immortal. What more momentous thoughts as to the soul’s nature and its
destiny could any sect have introduced than these? They were shared by
their contemporaries, the Pythagoreans; in fact it is hard to say with
certainty which sect developed these concepts first.[9]
But the Orphic-Pythagorean confidence in the immortality of the soul
was at the most only an emotional belief. It remained for Plato in the
early fourth century to give that belief a philosophic basis and thereby
to transform it into a reasonable article of religion. This he
fundamentally did, when he brought his concept of the reasoning soul
into connection with his doctrine of “forms” or “ideas.” He maintained
that behind this transient phenomenal world known to us through the
senses, lies another world, the world of ideas, invisible, permanent,
and real, which can be grasped by the reason only. These permanent
ideas, he said, are of various grades and degrees, the supreme idea
being that of the Good and the Beautiful, which is the cause of all
existence, truth, and knowledge; it at once comprehends these things
within itself and is superior to them; it is the Absolute, God.[10]
But all the ideas, including the Absolute, are, as I have just said,
apprehended not by man’s senses but by his intellect. Therefore, argues
Plato, man’s reasoning soul must have the same nature as the ideas; like
them, it must belong to the world above the senses and with them it must
partake of the Absolute. Moreover, since the ideas are eternal and
immortal, it inevitably follows that man’s reasoning soul has existed
from eternity and will exist forever.[11]
This is not the occasion to discuss the validity of Plato’s doctrine.
Aristotle stated, once for all, the fundamental objections to his
teacher’s views.[12] But we shall readily grant that, if we accept
Plato’s doctrine, his conclusions as to the immortality of the soul may
logically follow and that no further evidence is needed to convince us.
Yet Plato was not content to let the matter rest on this single
argument, for in other dialogues he adduces proofs which do not seem so
convincing to us as to their author. He attempts to prove immortality
from the self-motion of the soul, again from the dim recollections out
of an earlier existence which enable one to recall axiomatic truths or
to recognize relations, as in mathematics—things which one has never
learned in this present life. On another occasion he argues from the
unchanging nature of the soul and from the soul’s superiority to the
body. But he seems to have thought the most convincing proof was the
fact that the notion of life is inseparable from our concept of the
soul; that is, a dead soul is unthinkable. For all these reasons,
therefore, he argued that the soul must be immortal.[13]
Whatever we may think of Plato’s different proofs, they have furnished
the armories of apologists almost down to our own day. In antiquity they
were constantly repeated, in whole or in part, not only by devoted
members of the Academy and later by the Neoplatonists, but by the
Eclectics and others, like Cicero in the first book of his Tusculan
Disputations, and at the close of Scipio’s Dream; they were borrowed by
the Stoics, and some eight hundred years after Plato had first
formulated them, they were employed by St. Augustine in his tract De
Immortalitate Animae. The religious intuition of the Orphic and
Pythagorean then was given a rational basis by Plato, and thus
supported, proved so convincing to antiquity that Plato’s views were the
most important of all in supporting belief in the soul’s immortality.
They were in large measure taken up by the Christian church, and, as has
been often shown, the doctrine of a spiritual immortality apart and free
from the body, was of immense service to primitive Christianity, when
the hope of the early return of Christ to found a new kingdom on earth
faded before the lengthening years.
To Plato himself his belief in immortality was of the greatest moment,
for the whole fabric of his ethical and political philosophy is built
against the background of that doctrine. And indeed we should all grant
much validity to the argument that the human reason, though weak and
limited, is one with the divine and infinite reason; otherwise the human
could have no understanding of the divine. But when it is further argued
that if the human reason is of the same nature with the divine, it must
be eternal and immortal, we may reply that, even so, we are not
convinced that the individual soul must therefore have a conscious and
separate existence through all eternity; its identity may be lost by
absorption into the universal reason, the supreme idea. This is a matter
on which Plato nowhere delivers a clear opinion, but his thought is so
plainly centered on the individual soul that we can hardly believe that
it was possible for him to conceive of the soul’s personality ever being
lost in the Absolute.
Although Plato and his greatest pupil, Aristotle, regarded man’s
reasoning soul as spiritual, something distinct from matter, few ancient
thinkers were able to rise to the concept of the immateriality of man’s
reasoning nature. The Stoics, who in their eclectic system borrowed from
both Plato and Aristotle, as well as from many other predecessors, held
to a strict materialism which they took from Heraclitus. But to their
material principle they applied a concept which they took from
Aristotle, for they recognized in all things the existence of an active
and a passive principle, and they said that by the action of the former
on the latter, all phenomena were produced. The active principle they
called reason, intelligence, the cause of all things. It was the
world-reason which, according to their view, permeated every part of
the cosmos, causing and directing all things. To express their concept
of its nature, they often named it Fire, the most powerful and active of
the elements, or rather the primordial element; again they often called
it God, for they did not hesitate to speak of this immanent principle as
a person. Furthermore, since man is a part of the cosmos, the
world-reason expresses itself in him. Indeed man’s reason, the directing
element of the human soul, is itself a part of the world-reason, or in
Epictetus’ striking phrase, man is “a fragment of God.”[14] At this
point the Stoic and the Platonist were in accord, although the paths of
thought which they had travelled were very different. Yet the Stoic
could not agree with the Platonist that the individual soul survived
forever, since he held to a cyclical theory of the cosmos, according to
which this present universe was temporal. It had been created by the
eternal fire, by the world-reason, from itself, and it was destined in
due season to sink back again into universal fire. Meantime, according
to the views of most Stoics, the souls of the just would survive this
body, ascending to the spheres above the world, where they would dwell
until absorbed once more into the divine element from which they sprang.
To the souls of the wicked only a short period at most of post-corporeal
existence was granted—brevity of life or annihilation was their
punishment.[15]
Strictly speaking, the prospect of the limited existence after death,
which the Stoics held out as virtue’s reward, should have had little
value for the philosophic mind, especially as their philosophy offered
no warrant that personality would survive at all. But it would seem that
men at every period of human history have had immortal longings in them
so strong that they have eagerly embraced the assurance of even a brief
respite from annihilation; certain it is that to many Greeks and Romans
the Stoic doctrine of a limited existence after death was a strong
incentive to virtue and a consolation in the midst of this world’s
trials.
But no doctrine of the post-corporeal existence of the soul has ever had
the field entirely to itself. We know that in antiquity even the Stoic
conception of the soul’s limited survival, to say nothing of Platonic
beliefs in actual immortality, met with much opposition and denial among
the intellectual classes. The Epicureans, with their thorough-going
atomistic materialism, would not allow that the soul had any existence
apart from the body; on the contrary, they held that the soul came into
being at the moment of conception, grew with the body, and, at the
body’s death, was once more dissolved into the atoms from which it
first was formed. Epicurean polemics were directed against both popular
superstitions and Platonic metaphysics; the attacks had the advantage of
offering rational, and for the day scientific, explanations of natural
phenomena, which fed human curiosity as to the causes of things, and
which, if accepted, might logically lead to that freedom from the soul’s
perturbation which was the aim of the teaching. Moreover, the noble
resignation, the high moral and humane zeal, which characterized the
Epicurean School at its best, as well as its easy decline into
hedonistic appeals, made it popular, especially in the last two
centuries before our era. But the very fire and passion of Lucretius,
its most gifted Latin exponent, give us the impression that after all
most men were not moved to find the peace which the poet promised them,
if they would but accept the doctrine of the soul’s dissolution at the
moment of death.
The Sceptics also, who claimed not an inconsiderable number of
intellectuals, doubted the possibility of a future life, or found
themselves unable to decide the matter at all. Like Tennyson’s Sage they
would declare:
“Thou canst not prove that thou art body alone,
Nor canst thou prove that thou art spirit alone,
Nor canst thou prove that thou art both in one:
Thou canst not prove that thou art immortal, no,
Nor yet that thou art mortal.”
Indeed it is true that of all the philosophic sects at the beginning of
our era, only those which were imbued with Platonic and
Orphic-Pythagorean ideas, had confidence in the soul’s immortality. The
Stoic position we have already discussed. Some scholars, following
Rohde,[16] claim that there was little belief in any kind of a future
life among the educated classes at the time we are considering; this I
hold to be an error, although it is certain that the Epicureans and
Sceptics had a large following. In any case we need to remind ourselves
that the intellectuals are always a small minority, whose views may not
represent in any way popular beliefs.
We are, however, not without evidence that there were doubters among the
common people. Flippant epigrams and epitaphs show that men could at
least assume a cynicism toward life and a light-heartedness toward death
which equal Lucian’s. More than once we can read funerary inscriptions
to this effect: “I was nothing, I am nothing. Do thou who art still
alive, eat, drink, be merry, come.”[17] Or sentiments like this: “Once I
had no existence; now I have none. I am not aware of it. It does not
concern me.”[18] Again we find the denial: “In Hades there is no boat,
no Charon, no Aeacus who holds the keys, no Cerberus. All of us, whom
death has taken away are rotten bones and ashes; nothing more.”[19] The
sentiments are perhaps as old as thinking man. They have at times
touches of humor which call forth a smile, as in the anxious inquiries
of Callimachus’ epigram: “Charidas, what is below?” “Deep darkness.”
“But what of the paths upward?” “All a lie.” “And Pluto?” “Mere talk.”
“Then we’re lost.”[20]
Such expressions, of course, must not be given too much weight in our
reckoning. The longing for annihilation, which appeals at times to most
weary mortals, also led to dedications “to eternal rest” or “to eternal
sleep.”[21] But after all the number of such epitaphs is comparatively
small. In the nature of the case many funerary inscriptions give no
testimony for or against a belief in immortality; but large numbers
show confidence, or a hope, in a future life.