Translated from the Second Edition of
the German Work
LONDON
WILLIAM HEINEMANN
1897
[All rights reserved]
Dedicated,
WITH THE AUTHOR’S AFFECTIONATE ESTEEM, TO Dr. E. MENDEL,
PROFESSOR OF NERVOUS AND MENTAL DISEASES AT
THE ROYAL UNIVERSITY OF BERLIN.
PREFACE.
It is a special trait of recent times that science, particularly
the natural sciences, have assumed an international
character. All civilized nations are equally interested in
the great problems of the day, and they all contribute in
greater or less degree to the mighty structure of modern
science. Nevertheless, the mutual exchange of ideas is
sometimes impeded by differences of language, and this difficulty
is increased when not only the external form but also
the presentation of the subject bears the stamp of a peculiarly
national characteristic. I felt myself confronted by
such a difficulty when I concluded to place the present
work before an English-speaking public. The anthropological
questions treated here have made it necessary to
undertake a psychological analysis of certain individuals,
and to attempt to penetrate as far as possible to the depths
of their mental processes. It was natural that in the original
production of this work the intellectual heroes of the
German people should have been selected, and it is evident
that the appreciation of their traits and work is more perfect
among their own people than among foreign nations.
Nevertheless, I am sure that the characters selected for
analysis, from whose life and works I have attempted to
arrive at a correct conception of both genius and degeneration,
are sufficiently well known to the English reader.
The purpose of this publication was to aid in the elucidation
of certain anthropological moot-questions and to
clear up certain notions that were apt to create confusion
not only in medical circles but also in the wider field of the
cultured laity. It can hardly be necessary to disclaim any
personal motives in my criticisms of the views of other
writers on this subject. Nor was it my object to enter into
a critique of the artistic value of the productions of those
whose works I have examined, and I trust the reader will
bear these facts in mind while perusing the polemical portions
of the book. If I have contributed in some measure
to a clearer view of the truth of the questions discussed, the
purpose of this work will be fulfilled.
Psychiatry, or the science of mental diseases, is one of
the fruits of the century now drawing to its close. It was
only in 1792 that Pinel struck the fetters off the patients at
the Bicêtre and began to treat them humanely; and as late
as 1818 Esquirol reported to the ministry that criminals, not
to say brutes, were better treated in France than were the
insane. The progress of this youthful science within the last
decades may, however, be contemplated with some degree
of satisfaction, and with a strong confidence that the stream
of knowledge will be poured out in still fuller volume in
the years to come.
Maturer studies and better-reasoned treatment are gradually
enlarging the class of mental disorders that are curable.
Society has also to thank modern researchers into the
causes—the etiology—of those diseases. By this study we
are enabled to oppose the production and spread of those
maladies; and general information about their causes will
directly contribute to the well-being of the community.
Derangement of mind has in all ages had no inconsiderable
influence upon the course of history and the development
of civilization; there is much in society that is mentally
unwholesome and many crazes that psychiatry can
show how to avoid. That insanity is a disease of a particular
organ, biologically indistinguishable from a somatic disorder,
was, in former times, not understood. The notion of
madness was mixed up with religious faiths and metaphysical
theories. Thousands were burned at the stake
simply because men were not so far enlightened as to recognise
that their victims were mentally sick, instead of being,
as they imagined, bewitched or possessed by devils. Think,
too, of the multitudes of entirely sane and innocent persons
who were sent to the rack and the stake upon the accusations
of madmen—mere crazy delusions! Along with such
dreadful results of ignorance, and contributing to them, we
find, in ages widely separated, men’s general conceptions of
the course of nature influenced by superstitions and religious
enthusiasms fostered by the behaviour of the insane,
and accepted largely in deference to teachings of bewildered
minds.
About the end of the eighteenth century the sad veil of
superstition began to be lifted. Yet the pathway of knowledge
was still a thorny and difficult one. Many an obstacle
remained to be removed. Many a hot fight had to be fought
out. Often and often, even in this nineteenth century, theologians
set their traps to render the scientific pathway personally
perilous. Even as elevated a mind as Heinroth declared
that the cause of insanity was sin.
Alienists to-day no longer regard mental and bodily
maladies as distinct. In the majority of bodily diseases some
affection of the mental powers is observable; so that no scientific
physician will overlook the importance of psychical
influences. On the other hand, bodily symptoms occur in
by far the greater proportion of cases of insanity. We can
sometimes predict a severe and almost fatal derangement of
the mind, at a time when hardly any aberration has yet appeared,
on the strength of somatic symptoms that no ordinary
person would remark. Thus, mental and bodily disease
are quite inseparable; and a rational treatment of psychoses
must be based upon a solid foundation of general
medical skill.
In spite of all these facts, attempts are still made to withdraw
the care of the insane from the hands of physicians and
to intrust it to the clergy. At a meeting of the German
Union of Evangelical Curates of the Insane, the Rev. von Bodelschwingh,
while admitting that “modern medico-scientific
psychiatry had done good service in the recognition, treatment,
and cure of the insane,” yet censured it as “at bottom
materialistic and temporal.” “It leaves,” he said, “sin and
grace, conscience and guilt, quite out of sight, and does not
recognise that forgiveness of sins brings life and spiritual
health.” He continued as follows: “Speaking broadly, the
less the bodily physician uses his materia medica in mental
maladies, the better. Such things, for the most part, only
damage body and soul. The bodily physician may be helpful
in the care of the insane, but the prime thing is the treatment
of the sick soul; and this should not be intrusted to
the physician in the main.”[1]
Such utterances are, of course, merely the efforts of the
clergy to extend their power. But inasmuch as they tend
to injure patients, not to say society itself, the interests of
civilization call upon men of science to combat them.
Nor is it by the clergy alone that attacks upon psychiatry
are made. Various causes have conspired to create of
late years some distrust of this branch of medicine. The
general public is naturally liable to misinterpret cases of
insanity in which the symptoms are not so obvious that no
onlooker can mistake them, and where the practised eye
of the specialist is required to detect their real nature.
Then, too, the not infrequent differences of opinion among
experts in insanity, leading, as they often do, to contrary
judgments about the nature of individual cases, are cited as
so many proofs that psychiatry is an illusory science, and
that its practitioners are not to be trusted to decide upon
the fate of a man.
But this is altogether fallacious. Similar objections
would lie against any other practical science. Name, if
you can, the branch of clinical medicine in which doubtful
cases do not occur, or where divergences of opinion are
less frequent than in psychiatry itself. No science whatsoever
is perfect or infallible. In every field our knowledge
and skill have their limits, and there are disputed marches
between the completed conquests of science and the regions
her armies have not yet invaded. Cases in law, as everybody
knows, are continually arising concerning which the
greatest jurists pronounce diametrically contrary opinions.
Yet the ideas and terms with which the lawyer has to deal
are, from the nature of things, susceptible of more rigidly
exact definition than those which form the stock of the
alienist.
In point of accuracy, psychical pathology simply stands
upon the general level of other branches of clinical medicine.
There are cases upon the border line between insanity
and mental sanity, and concerning them differences of
opinion are unavoidable. But how can that be considered
to detract from the value of the general science? Mistakes
occur wherever human judgment has to be exercised. Indeed,
every remarkable advance of human knowledge is secured
at the cost of temporary errors.
No doubt many tendencies in modern psychiatry spring
from erroneous conceptions. The very purpose of this
book is to contribute something toward the clearing up
of certain psychological and psychiatrical notions which
have already occasioned not a few disputes and misunderstandings.
The wisdom of early ages burned the insane as witches
and sorcerers, or, at best, incarcerated them in dismal dungeons
and loaded them with chains. Down to the very
beginning of this century insanity was hardly recognised as
a branch of medical science. But now the pendulum has
swung the other way, and there are efforts in many quarters
to narrow more and more the boundaries of mental sanity,
until every mind, decidedly unlike those we daily come in
touch with, or manifesting any extraordinary characteristics
is labelled as diseased. Not only are the less gifted—particularly
criminals—frequently considered as insane, but eminent
writers go so far as to pronounce every mind whose
capacity greatly surpasses the average to be a pathological
subject.
Such doctrines are examples of a class of errors which
frequently arise from the gradual modification of the meanings
of scientific terms that had never been distinctly apprehended.
Among such terms are those of Genius and Degeneration;
and to analyze these conceptions is the purpose
of this work. Their psychological and psychiatric significations
have, as we shall find, been most diversely conceived,
and this has led to many misunderstandings.
Before we enunciate our proper theses it will be convenient
briefly to consider the main symptoms of insanity,
so that we may be able to estimate how far we are in a
condition to draw any sharp line of demarcation between
mental sanity and mental disease.
THE LIMITS OF INSANITY.
The symptoms of psychical disorders resemble those of
the body in this: that they are not phenomena absolutely
unlike those of the normal state, but are mere modifications
of the latter. In the vast majority of instances they consist
in a relative augmentation or diminution of healthy conditions,
so that for every symptom of insanity we are able to
point out an analogous normal process of the mind.
Considering that even in somatic medicine, with the aid
of all the appliances there at our command, we can not
always draw the line between health and disease, we certainly
ought not to expect to do so in every case presented
to psychiatry, concerned as this branch is with a far more
complicated organism than any other department of medicine.
Nor should we draw the limits of health too narrowly;
we have to allow sufficient room for all varieties of
minds.
Let a sane man undergo a mental shock, say the death of
a near relative. He will experience an intense depression
of feeling, and will very likely be overwhelmed with grief.
The events of the world around him will pass unnoticed,
and things that had excited his interest in the highest degree
will fail to make upon him the slightest impression.
The intensity of this condition will vary with different men.
One will be more susceptible to psychical pains than another.
One will be able to fight down his feelings with his
reason, while another will give himself over to unbridled
grief. But whether in greater degree or less, in some measure,
in the circumstances supposed, the sane man will always
experience such grief. Complete psychical anæsthesia, or
insensibility, is a symptom of psychical disease. We observe
it in the most diverse forms of insanity.
On the other hand, it is not unusual to find persons in
whom such a depression of spirits as we have described is
brought on by quite trifling causes. The refusal of a new
dress or seal-skin sack, rainy weather which interferes
with a projected picnic, and things of that description, may
suffice to bring on a shower of tears and to conjure up a
state of despair, or at least of deep mental perturbation.
In fact, this is the regular result with children. But in
adults we call it excessive sensitiveness, or psychical hyperæsthesia.
It is especially met with in hysterical and degenerate
individuals.
Finally, the same state of deep depression and complete
apathy is also found without the slightest outward reason,
being brought on by inward conditions. In that case we
diagnose a grave psychical malady—to wit, melancholia.
It is the same with the cheerful emotions. Any sound
man may, upon a particularly joyful occasion, as upon the
successful passage of an examination, or the winning of a
lottery prize, give way to an exuberance of behaviour which
a hysterical or degenerate subject will exhibit upon the most
trifling occasion. But if such a state is brought on without
any external reason whatever, it betokens a form of disease
which may pass into foaming rage; and this we term mania.
It is just the same with anger, vexation, fear, anxiety,
and other emotions. From the normal psychical action we
pass through successive exaggerations of emotion to a rage
quite without reason but determined by inward conditions.
Even irrational emotion is not without its analogue within
the latitude of the normal state of our spirits. Almost every
man has his ups and downs of spirits, his greater or less mental
tone. One day, he knows not why, he is in good condition
for work; another day he has to force himself to his
duty. An artist says, “It is of no use; I am in no trim for
work to-day; I am not in the mood for it.” If we imagined
curves to be drawn of these moods in different men, we
should find waves of small amplitude even in the most solid
and stolid men of business; while passing to the artists, and
from them to the Skimpoles, and from them, again, to persons
usually called hysterical, the oscillations would be greater
and greater. The slight spontaneous irregularities of temper
of the perfectly sane man will be manifest only to his
most intimate companions; for he will contrive to give his
moods a factitious backing of reason, though this may perhaps
deceive no close observer. But the hysterical, and
those who abandon self-government, will in the wildest fashion
give rein to every freak, quite forgetful of the company
in which they may be. We can, however, assign no
accurate limits to healthy variations. We can not say, At
this point precisely sanity ends and madness begins. There
is no such boundary in Nature. The difference between a
particular disposition and insanity is but a question of more
or less.
All our impressions, whether of the external world or of
ourselves, are conveyed to us by the sensory-nerves. The
excitation of a sensory-nerve terminal results in a sensation
at the central end of the peripheral nerve, in the brain.
Hence the excitation is propagated to the cortex, or outer
part of the brain, where is the terminus of the sensory
tract; and here the sensation, brayed, as it were, with the
residua of former impressions, is converted into a perception.
Every sensation that has once been worked up into a
perception is capable of being spontaneously or voluntarily
excited anew. The re-excitation or reminiscence of an
image which has so arisen, whether by a peripheral excitation,
or spontaneously, or voluntarily, brings along with it
the recollection of other images. Those connecting nerve
fibres, by means of which associated sensations are produced,
are termed associational tracts. The aggregate of a
great multitude of reminiscential images belonging to different
organs of sense makes what we call a perceptual
idea, or percept (Vorstellung). For example, let the word
bell be mentioned. What does it mean? It brings up the
optical image of a certain cubic curve, the form of the outline
of the bell; it brings up the four letters b e l l; it brings
up the sound the instrument produces; and, finally, it
brings up the sonorous syllable which we are accustomed
to fancy resembles that sound. All these images (and mind,
that in psychology we speak of auditory, olfactory, and
other reminiscences as images) are recalled, and with them
traces of other things associated with bells—some merry
sleighing-party of the hearer’s youth; his wedding-day, perhaps;
the dreadful summons of the people on some occasion
of a fire or of anticipated invasion; and, possibly, some well-remembered
funeral. All these things come welling up to
us, like the swelling of the sound produced by interferences.
Language has no word more vividly significant than bell,
because the more memorial images cluster about an idea,
the clearer will it be, and the easier reproduced, or, in other
words, the more it clings to the memory. If you have to
remember a name you ask to have it written down, because
the auditory image will be more readily reproduced if once
associated with the visual image.
The more intense and extraordinary an original impression
of sense, the more distinctly will it be reproduced.
But after a while the reproduced image loses its distinctive
characters. It becomes vague, and in that sense weaker.
The remembered sound of the cannon of a distant battlefield,
though not perhaps less loud, is less distinguished
from other remembered sounds, unless, indeed, more recent
experiences refresh our memory.
The period of time within which a memorial stimulus of
given power can excite a recollection of given definiteness
varies through a wide range with different individuals.
Within the latitude of health there are good and bad memories,
and memories of different kinds. In pathological
cases, this action of the cortex may sink almost or quite to
zero, or be exaggerated surprisingly.
As a multitude of impressions are worked together into
an image, and a multitude of images into a perceptual idea,
so a complexus of perceptual ideas has for its resultant a
thought, wherein there is a representation of the way events
happen, in general, and of the relation of our ego to the
macrocosm. Such general conception of the relation between
the inner and outer world makes what the psychologist
means by self-consciousness—or, as it has been called,
the consciousness of consciousness, or superintending-consciousness
(Oberbewusstsein).
The procedure of thought is perfected in an arrangement
of ideas in sequence. In the waking state there is a
ceaseless flow of percepts—that is, a continual thinking-process
takes place in the brain. Those percepts are occasionally
excited by the peripheral organs, or they are supplied
by inward excitations following the tracts of association.
The sequence of percepts may be determined either involuntarily
by spontaneous associations and outward impressions,
or by the active exercise of attention.
Stimuli from the peripheral organs of sense may be
called centripetal actions, the operations of association intra-central,
and the idea due to the will centrifugal. The function
of this centrifugal action is to bring the ideas into a
regular sequence by excluding unsuitable centripetal percepts,
and by strengthening some associations and weakening
others. In common speech we call this centrifugal
action attention. It fulfils one of the most important offices
of the mind, since without it thought could not be made
purposive.
The power of attention of a sane man has to be considerable,
so that he may hold his ideas in the right order for a
long time without fatigue. In idiots, on the other hand, it
is occasionally so completely wanting that they can not
swerve the slow current of their ideas. Between these two
extremes every possible grade of this power is met with.
Every teacher of children knows that some of them concentrate
their thoughts with comparatively little difficulty,
while others are at the mercy of every little presentation
in the room or out at the window, as well as of their own
recollections.
The process of association may follow different principles.
An idea may melt into another inwardly allied to it.
I hear a musical air, for example. This sets all sorts of subconscious
ideas relating to music into motion toward the
surface of consciousness. Some circumstance or other, perhaps
its recent prominence, gives a clear outline, let us
suppose, to the idea of the Magic Flute before the others.
Now, it is particularly ideas of operatic music whose gradual
movement toward emergence is accelerated. I find
myself reviewing several operas; or, if a number of such
ideas emerge at once, a general conception of operatic music
is formed in my mind. Among these pictures, perhaps one
of a grand performance at La Scala may, by its splendour,
obliterate others. By this time my reminiscences of oratorios,
symphonies, chamber music, etc., are sinking back
into slumber, while pictures of various opera houses are
crowding up to the surface. Their multitude prevents my
distinctly dwelling upon any one. The resultant is a general
idea of theatrical architecture. Now memories of other
magnificent pieces of architecture begin to take places in
the composite photograph of my imagination, and as, by the
operation of fatigue, the intense assertiveness of the ideas
which have been longer before my mind wanes, perhaps
the resultant of those that remain leaves me thinking of triumphal
arches. This is an imaginary example of a train of
association governed chiefly by the principle called resemblance—that
is, by the intrinsic affinities of ideas. Another
principle is that called contiguity, where an idea, A, calls up
another, B, having no inward affinity for it, because the
sequence of B upon A has an analogy, or inward affinity,
with the sequence of b upon a, where b and a are ideas which
occurred at some previous time, b following after a. For
example, I see a porringer, let us say, which I remember to
have used in my childhood. The whole scene straightway
completes itself in my imagination—the chamber, the furniture,
the nurse, appear before me. Thence my fancy is
carried forward to the day when that nurse was married
from the house, and the image of the man she married is
called up. Then follows the picture of a visit I subsequently
made to see how the couple were prospering, etc.
These ideas follow one another because similar ideas did
follow one another upon a former presentation of them.
The principles of resemblance and contiguity may act in
conjunction, as they do in the minds of those who are continually
chasing puns and rhymes. Here ideas the most
incongruous may be associated, because the former recalls
by contiguity a word or phrase which by resemblance calls
forth another word, which in its turn reproduces by contiguity
the second idea. We make use of this sort of association
in mnemonic verses, such as “Thirty days hath September,”
etc. Countless systems of artificial memory repose
on the same principle; and so does the very natural method
of attending to a general rule observable among certain
objects for the sake of remembering the objects themselves.
The rapidity with which the process of associative reproduction
takes place can be little varied by any effort of
the will. It depends upon the freshness or fatigue of the
nervous system at the time. It differs, too, with different individuals.
Under pathological conditions it may either sink
to such a minimum that patients will themselves complain
of their vacuity of mind and mental retardation, or it may
become an abnormal rush of ideas. When the rapidity of
the associative process is slightly increased, the patient feels
extremely well. He is in the mood for brilliant performances,
thoughts fly to him, his conversation sparkles, he improvises,
he impresses those about him as being a witty and
clever man. With a still greater rapidity of associative
action there is such a rush of ideas that they tumble over
one another, lose their logical relations, and end in a delirious
whirl.
We have thus far considered only cases in which every
idea is excited by a stimulus external or associational. We
now come to a different phenomenon. Almost every man
knows what it is, while endeavouring to think consecutively,
suddenly to have an unwelcome image obtrude itself; perhaps
a musical air which he has of late heard too often repeats
itself in his brain without being led up to at all. We
often hear it said, “I can not get that accursed tune out of
my head.” Phenomena of this kind are to be explained by
the tendency of some part of the cortex which has been excessively
excited to pass into the active condition spontaneously.
In quite an analogous way the most complicated
percepts may spring up spontaneously, breaking into the
normal current of thought. When an idea thus becomes a
continual hindrance to rational thought, we call it an imperative
idea. It forms a disease inflicting, as a rule, great
torment and anguish upon the patient, and leads to further
complications.
We have said that every sense-perception once experienced
may be reproduced without any new stimulus. Now,
if, independently of any associational process, a reminiscential
image is excited spontaneously with extraordinary
strength, the vividness, or subjective intensity of the idea,
may be so heightened as to take on every characteristic of
actual perception. Let an excitation run over the path
which leads from the subcortical centre which is the seat of
the primary sensation to the cortical centre of perception,
and whether it have a centrifugal origin, or whether it be
centripetally propagated, the result will ordinarily be the
same—namely, that we shall project the percept into our
idea of the outward world. We shall unhesitatingly accept
the thing we see or the language we hear as real external
experiences, although the whole may be nothing but hallucination.
The relative intensity with which a given perception can
be reproduced by a given person depends on the intensity
of the original excitation and the degree of attention that
had been originally bestowed upon it. In different persons
the intensity of reproductive power varies exceedingly. It
is low in some minds; while others, especially artists, possess
a very high degree of imagination. Some painters can
at will call up visual images which they proceed to copy
upon their canvas just as if they were painting from Nature;
and a successful writer for the orchestra will seem to hear
the effect of a given combination of instruments, so as to
achieve with unerring certainty results that the greatest
theoretician could not rival.
Muscular motions are of three kinds—the automatic, the
reflex, and the voluntary. Automatic motions, such as the
beating of the heart and ordinary respiration, are caused
by the action of special centres; and though they may be
influenced by reflex, or even in some measure by voluntary
action, they act, nevertheless, independently. Reflex motions
originate in centres which do not, like the automatic centres,
produce any excitations, but only receive them from
sensory nerves. Examples are the contraction of the pupil
of the eye under increased illumination, and winking upon
any touch of the eyelid.
To bring about a voluntary motion, a centripetal impulse
is ordinarily requisite, to stimulate the psychomotor centre.
Yet it is possible for the excitation to arise within that centre.
Every man has his peculiar tricks, unless he has taken
pains to conquer them. He pulls his beard, or sniffs, or
bites his mustache, or rubs his hands, or gives some peculiar
twitch, more or less annoying to his neighbours, unconsciously
to himself and without any outward stimulus, simply
in consequence of a chronically excited state of some
centre. These excitations are sometimes sufficient to produce
large and co-ordinated motions for which, in ordinary
circumstances, the co-operation of the will would be
requisite. Many people can not sit long still without an
uncontrollable impulse to move about. They jump up from
their work, take a turn or two up and down the room, and
then sit down to their work again.
Such excitations as these may likewise be exaggerated to
the point of disease. In mania they are seen in their most
extreme form. Patients yell, rage, strike, and smash, without
knowing what they are about.
Among the most important symptoms of psychical maladies,
often most difficult to recognize, are delusions. The
general public imagines that delusions consist essentially in
believing something that is utterly absurd. Nothing could
be more erroneous. A delusion may be in substance quite
true, while the sheerest nonsense may be produced in the
mind without any delusion. A person may fancy he has a
living creature in his body, and, though it may in fact be
true that he has a tapeworm, yet, if the opinion is not
founded on any sound process of thought, it certainly is
none the less to be classed along with genuine delusions because
it accidentally happens to come true.
Of three so-called “spiritualists,” let one be a simpleton
who, without any logical conviction, has been led—by sheer
credulity, or weak assent to energetic assertion—to admit
the phenomena of mediumship. Let the second be a learned
man who has been imposed upon by legerdemain, and who
endeavours to explain what he thinks he has seen in a scientific
way; and let the third be one with whom the belief is
of the nature of an insane delusion. They all believe the
same thing; so that it can not be said that it is the nature of
what is believed that constitutes the insanity. It is rather
the mode in which the belief has come about, its relation to
the other operations of the mind, its mode of expression,
its relation to the interests of the believer, that must be
relied upon to determine the alienist to diagnose a true
delusion.
Anomalies of the propensities play a great part in the
pathology of the mind. Like the other symptoms of insanity,
abnormal impulses are but quantitative or qualitative
modifications of healthy conditions. Psychiatry has never
discovered any new passion. The appetites vary greatly in
different individuals; and here again we must take care to
allow sufficient latitude to healthy variations. The feeling
of hunger, or the propensity to eat, may in the most diverse
psychical disorders be enormously exalted. This is called
hyperorexia. It sometimes goes so far that the patient tries
to devour whatever he can lay hands on. This is called
sitomania. On the other hand, the propensity may be distinctly
lowered in intensity or even lost. This is called
anorexia. Of course, none of these states includes cases in
which the modification of the appetite is caused by derangements
of the organs of digestion. Finally, the desire for food
may be directed to strange substances, as often happens to
pregnant women. In the insane this perversion of appetite
will sometimes be so great as to induce them to eat straw,
earth, worms, and even their own filth.
We sometimes find the other propensities equally deranged.
The sexual impulse may be exalted to the highest
degree—a state called satyriasis in men, nymphomania in
women. The sexual appetite may be depressed or lost in
total impotence. It may be perverted to one’s own sex or to
other things.
I must apologize for this general description of the symptoms
of insanity, which does not directly concern the subject
of this book. I have entered upon it for the purpose
of showing that, in order to determine the state of mental
sanity or insanity, it does not suffice to produce certain extraordinary
or absurd modes of behaviour or temper; that
we can hardly pronounce a man to be insane from any conduct
until we know what his motives are; and, finally, that
we are not to judge from a part of his mental actions, but
must get a clear notion of his whole mental condition. I
have further endeavoured to show that, as far as single
symptoms go, no sharp line of demarcation can be drawn
between mental sanity and insanity. Just as there are
physically strong men and physically weak men, men of
large bodies and men of puny bodies, so within the limits
of health there are mental athletes and mental weaklings.
Moreover, just as no two men are in person counterparts
the one of the other, so there are no two whose characters
are precisely alike. There are perfectly healthy men with
extraordinary physiognomies or peculiarities of bodily
structure; and in like manner unusual traits of character
are to be met with. The study of such men may be interesting
to the psychologist, but it does not directly concern
the pathology of the mind.
THE PSYCHOLOGY OF GENIUS.
It is plain from the nature of psychology, as well as from
its history, that it has to contend with difficulties and perplexities
of a magnitude and character with which no other
observational science is perplexed. An immediate acquaintance
with psychical conditions can only be obtained by self-observation;
so that this has always formed the foundation
of the scientific edifice. Nor can any generalization of observation
possibly be attained except by means of the concepts
derived from self-observation. This entails the great
disadvantage that there is wanting to psychology the objectivity
of the observation, in that the subject and object
thereof are one person. This is yet further increased by
the impossibility of repeating any observation, so that in
psychology we lack almost entirely one of the most important
aids of natural sciences—namely, experiment.
Our knowledge of the physiology of the human body has
been so much enriched by pathological facts that we may
truly say that some branches of it would, as far as we can
see, have remained forever closed books if the effects of
disease had not been observed. So it is with psychology,
in its turn. Since mental disease has been systematically
studied the science of the mind has undergone a veritable
revolution. Psychology and psychiatry are to-day inseparably
connected. Neither could survive, were the bond
between them severed.
Psychology began by being largely speculative. It preserved
this character for quite a lengthy period. It has, in
more modern times, passed into paths essentially different,
and stands to-day, side by side with the other positive
sciences, upon the solid ground of critical observation.
Partly, though only to a moderate extent, it has entered
upon experimental investigations.
Every observational science, after having effected a preliminary
rough analysis of the ordinary facts, has fastened
its scrutiny upon extreme cases and apparent departures
from the uniformities of the matter in hand. From a study
of these varieties and from a comparison of them with ordinary
cases, it brings forth fresh knowledge. Psychologists
are beginning to do this; and especially of late years
much attention has been bestowed upon those extraordinary
powers which we ordinarily indicate by the word
genius.
The results of these inquiries are thus far as diverse as
possible, and, just as in former scientific controversies, leading
men assume attitudes of almost flat contradiction. Let
us see whether we can not, with the investigations already
at our command, attain a clearer conception of the concept
of genius.
As the etymology of the word, which is derived from
genius or ingenium, directly indicates, the ancients believed,
according to their view of the world, that within persons of
eminence—those men who guided the destinies of nations
or were able to accomplish phenomenal deeds in the domains
of art or science—a divine spirit dwelt. A genius,
for example, spoke to the people through the mediumship
of the Pythian priestess; a divine spirit opened to Socrates
the fountains of knowledge and science, and inspired
Homer with divine song, enabling him to perceive the
world as a magnificent fulness of ideals and beauties. It
conducted Miltiades through the tumult of battle to glorious
victory and smoothed for Plato the path to eternal
wisdom.
This idealistic method of viewing things has been transmitted
from century to century down to our own time. In
the saints of the Middle Ages we see the idea of the Holy
Ghost corporealized. By the mouths of priests and prophets
“God” speaks to the people. Rulers are invested with
“divine right.” They rule by the “divine will.” The
powerful thinkers who guide the world by great discoveries
are filled with “divine grace.” In those who by their art
embellish the world there shone a “divine spark,” a fragment
of the Holy Ghost. By their mouths God spoke to
men. Genius was eternal and incomprehensible. Its knowledge
and power were infinite.
Modern science has applied the dissecting knife to this
fantastic web of speculative philosophy, has analyzed the
whole matter into its elementary constituents, stripped the
natural phenomena of their habiliments of superstition and
mysticism, and, while thus destroying many a beloved ideal,
acts in the consciousness that it is struggling after real
knowledge and truth.
Psychology, having by self-observation laid down a
series of conceptions, and having attained the knowledge
that psychical processes, like all other phenomena of Nature,
are subject to definite law, made an effort to determine the
laws of the mental processes of genius, and to frame a definition
of genius, which should take into account facts which
are now scientifically established.
But these efforts are characterized by the same mighty
error and the same important defect that has ere this provoked
many a battle between scientific men. In vain had
philosophers for several ages endeavoured to say in what
genius consisted, until in these latter times some authors
believe they have discovered the philosopher’s stone and
have pronounced genius to be a variety of insanity. Unfortunately,
they were not themselves clear about the definition
of genius nor, perhaps, about that of insanity.
An accurate science ought to provide names only for
known phenomena. It might view a complex of phenomena
as one object, and apply to it a collective name. Having
done so, it can again perform specification within the
limits of the genus. But science shall always go wrong and
shall exercise itself about phantoms, if it accepts a priori
some word or other as something laid down, so to speak,
independently, and then tries to call forth from the phenomena
sufficient material whereby to explain a notion somehow
made inherent in this word.
To so plain a truth one might hesitate to refer. And
yet how often has science sinned against it! Innumerable
tomes, for example, have been written on the inquiry of
whether the human will is free or determined. Quarrels,
bitter to the point of persecution, have been indulged in by
high authorities upon this question. Finally, it has been
proved to be merely a contest about “words,” for each
individual combined with the word “will” some different
notion regarding which he himself never for an instant was
clear. Nowhere is this error of science better expressed
than in the words of Goethe:
Student. But every word must have some sense exact.
Mephistopheles. Of course; but let not that your mind distract;
For oft to fill the meaning’s awkward blank,
A serviceable word we have to thank.
With words we gloriously may dispute,
With words a system constitute;
Words will suffice for faith unshaken,
For from the Word shall jot nor tittle e’er be taken.
Many authors make any person endowed with specially
excellent mental powers a genius. Thus Sulzer, in his dictionary,[2]
says: “Genius seems to be ascribed to any man
who, in departments for which he shows a natural turn, displays
remarkable skill and a more copious fertility of mind
than other men.... Genius seems at bottom to be nothing
but great general power of mind; so that ‘a great mind’
and ‘a man of genius’ are synonymous terms.” Du Bos[3]
defines genius as “the natural skill by which a man is enabled
to perform certain things well and easily that other
men, whatever pains they may take, can only do ill.” Riedel,[4]
Feder,[5] Baumgarten,[6] and others express themselves
to the same effect. Herder[7] says: “Everybody knows that
genius is nothing but the intensive or extensive quantity of
psychical power exerted.” A struggling sort of definition,
conceived in the same strain, is thus formulated by Flögel:[8]
“Genius is unquestionably an attribute of the faculty of
cognition, for no inclination for an art or a science will induce
us to say of the man that feels it that he has genius.”
This marvellous utterance is rendered somewhat more intelligible
by the definition of the cognitive faculty that immediately
follows it: “The faculty of cognition is a tree with
many branches. Attention, memory, abstraction, wit, discrimination,
understanding, and reason, by whatever names
they may be called, belong to cognition. Experience shows
that these different branches or parts are not all equally developed,
but that one may in a given man preponderate over
another. One man has more wit than discrimination; another
has good sense but a poor memory; a third has a
solid understanding but a deficiency of imagination. Thus,
there is a certain degree of repugnancy between a man’s different
cognitive powers; and it is their proportion which
constitutes a man’s genius in its widest sense. In this sense
every man has his genius.” He continues thus: “We are
accustomed to deny genius to numberless men. We deny it
to learned men who have written libraries; and it would be
equally out of place to speak of an author as a genius who
had only written a few pages in which a moderate enthusiasm
was displayed. We associate the term genius with
something great, something superior in its way. Whatever
capacity in a man seems great, pre-eminent, of singular force,
distinguishing him from average brains, is called genius, without
qualification. If this superiority belongs to all he does,
we say the man has universal genius; if it is confined to certain
directions, we call it special or peculiar genius.” Wieland[9]
divides genius into three kinds: the genius of pleasing,
which operates within the domain of the graces and consists
in a special facility for carrying out the ideas it prosecutes;
philosophical genius, which consists in a capacity for
discovering those truths resulting from correct conceptions
which concern the felicity of mankind; and practical genius,
which consists in a ready activity in availing itself of known
facts and in producing the highest and most prompt resolutions.
But there is no psychological foundation for this arbitrary
division of the phenomena. Here, again, it is the mere
greatness and pre-eminence of the achievements, without
reference to their psychical origin, which is made to constitute
the essence of genius. H. Joly[10] says that genius
is “creative power, using this term in the relative sense in
which alone it is permissible to apply it. It is the production
of something which the combined efforts of other men
have hitherto been powerless to effect. It is that which
puts at the disposition of humanity either means of expression,
or means of talent and invention, or means of new action,
which add something to the common intelligence and
common power.”
The conception of genius of all these authors is even in
conflict with that of ordinary language, for which genius
and talent are qualitatively different. If those authors are
right, genius and talent are merely different degrees of the
same quality. However this may be, according to the
above definition, the word genius has, generally speaking,
not much value as a psychological term.
The inadequacy of such a view to meet the popular notion
being recognised, efforts have been made to find something
specially characteristic of genius. A great many
philosophers have taken originality to be such a characteristic.
Weise[11] says: “All writers upon genius agree that
invention is its essential mark.” Many authors seem quite
to forget that the point is to establish a psychological conception,
proceeding rather as if they had to accord a title or
order for some special service. Thus Alexander Gerard[12]
adopts the view that everybody who makes an invention,
whether valuable or useless, and everybody who has an
original idea of any description, must be a genius. According
to this, any fool who gives birth to original absurdities
must be reckoned as a genius. In conflict with those passages
is the subsequent remark of the same author, that “invention
is the capacity of producing new beauties in works
of art and new truths in matters of science.” Apart from
the arbitrary character of this definition of the word “invention,”
it is in distinct conflict with the above extract, which
does not harmonize with such a definition.
Many authors express substantially the same opinion.
Flögel,[13] for example, says: “Down to Newton the colorific
effects of prisms had probably been looked upon as a pretty
amusement for children, unworthy the attention of philosophers;
but that great mind founded upon these phenomena
that acute theory of colours which by itself would have
sufficed to win for him the title of genius had he been
great (?) in nothing else.” The author talks as if genius
were a rank like that of major or privy counsellor. Kant,[14]
too, quotes with approval the definition of genius as the
“exemplary originality of a man’s talent.” Hagen[15] says:
“Originality, therefore, constitutes genius.... To me, accordingly,
genius is the synonym of mind, but with the
implication that the mental idiosyncrasy of the super-eminent
individual is intended.... Now, in so far as every
man has a mental individuality, he has a mind distinct from
every other and is an original thinker. He has a mind of
his own.... By genius, in the narrow and ordinary sense,
we mean a mind of the first order endowed with a high
originality of conception, of discovery, and of creative impulse.”
This conception of genius may, perhaps, accord better
with common language than the previous one. At any rate,
it furnishes the requisite qualitative distinction between
genius and talent. Our present study, however, is not ordinary
language. We are inquiring whether this definition
creates a precise psychological concept of scientific value.
Now, the concept of originality has nothing to do with
psychical characteristics; it refers exclusively to outward
facts. Originality may be produced by the most diverse
psychical processes; and the same dispositions of mind
may in one case lead to originality and in another not; since
this is in no small measure an accident of the outward situation.
A child is original at the period when its mind is
awakening, when the more complex ideas of the world have
not yet been apprehended, but primitive images are in his
artless fashion fused together. That is why the speeches of
children so often seem witty and excite smiles on the faces
of the grown people who hear them. When we say a man
is an “original” we often mean to imply that he is weak-minded
and deficient in perception, not clearly understanding
situations, and all his life long a foreigner to the world.
So are those conceited fools original who, because their behaviour
and propensities depart widely from commonsense,
live in perpetual astonishment at their own genius. For example,
the author of a recent book, intended to convince
society that clothes should be discarded and men and
women should go naked, was a genius, according to Gerard’s
definition. A man publishes far and wide that he can
cure all the ills that flesh is heir to by simply making people
walk about barefoot over wet meadows. What a genius!
And the prophet’s success, too, as regards the main chance,
shows that the multitude honor him as a genius.
As we have seen, it has not taken long to learn that
originality does not per se constitute genius. Hence common
consent has agreed more accurately to define and limit
the “originality of genius.” But in doing this, merely the
outward phenomenon is treated; and in the most favorable
circumstances some symptom only comes to be considered,
instead of the causes and source of the fact being
reached. To originality is added the further condition that
“beauties” and “truths” (as Gerard said) must be produced
to entitle it to the name of genius. So Weise[16] says:
“Genius is the immediate attraction of an individual in the
harmonious concurrence of his mental and physical powers
to the production of an ideal and typical work of intellect.”
Many authors require that genius shall be “epoch-making,”
that its achievements shall be “agreeable” or “useful,” etc.
Gerard demands that artistic genius shall “please” and
shall “gratify the taste”: “Objects and circumstances unfit
to please, either do not at all occur to the artist or, being
perceived at a glance to be unfit, are immediately rejected.”
Dr. Blair says in his Lectures on Rhetoric (written about
1760), Lecture III:
“Genius always imports something inventive or creative,
which does not rest in mere sensibility to beauty where it is
perceived, but which can, moreover, produce new beauties,
and exhibit them in such a manner as strongly to impress
the minds of others.”
Thus, instead of returning to psychical causes, in such
attempts to particularize the conditions, authors depart
further and further from those causes, and dwell more and
more upon the invention of others. Is there anything
“beautiful” or “good” per se? Do these words express
anything but a conformity to the ideas that are in fashion,
but which at different periods vary monstrously? Is taste
anything more than a personal preference? If the term
genius is to be made contingent upon such wavering standards
and the variable feelings of others, it must follow that
many an individual will at certain periods of history be pronounced
a genius to whom other generations will deny the
epithet. So genius will lose all meaning as a psychological
term; for if it is to be any character of the mind, the conception
of it must be constructed and defined from within,
and not be dependent upon outward circumstances.
Upon such outward circumstances originality is in part
essentially dependent. Many great and useful discoveries
and inventions have been due to accident solely. Many investigators
have by a happy concatenation of circumstances
been led into a line of study which has brought them to discoveries
which have remained hidden from much higher
minds. When the microscope was first discovered it was
only necessary to apply it to any tissue of living matter to
make great and important discoveries. So, too, as a matter
of fact, a large number of discoveries are ascribed to persons
who, under conditions other than those under which
they were made, might perhaps in no way have particularly
distinguished themselves. The possibility of originality is
in many branches of art narrowly limited; and the chance
of being original depends very much upon how far precursors
have exhausted the department. In practical music we
speak of a “brilliant rendering” (geniale Auffassung). Now,
I ask whether a musician who executes a sonata of Beethoven
according to his conception of it, is less a genius because
others before him have had the same idea of it. Or is
a musician a genius because, in his desire to be original and
to be applauded as a genius, he does not reproduce the
work of the composer, but rather a parody upon it? Often
enough this is actually done nowadays.
Those inquirers who have sought to penetrate to the
psychological laws of genius, and have sought to explain its
phenomena upon recognised psychological principles, have
been obliged at last to acknowledge that they had to do
with the most diverse psychical conditions, which have
been promiscuously labelled as genius. Even Gerard, in his
psychological analysis, found himself at last compelled to
recognise two essentially different varieties of genius—“genius
for science” and “genius for the arts.”[17] But he
shows very plainly the error into which he had fallen. Instead
of recognising that these two classes refer to utterly
unlike psychical conditions, he again resorts to external
circumstances to explain their difference, saying: “Some
difference between genius for science and genius for the arts
arises necessarily from the very diversity of their ends.”[18]
This is obviously putting the cart before the horse. He
ought rather to say, “The diversity of their ends arises from
different sources—genius for science and genius for the
arts.”
Helvetius[19] likewise comes to the conclusion that different
kinds of genius differ psychologically. “Few men have
perceived that these metaphors (fire, inspiration, etc.), applicable
to certain kinds of genius, such as that for poetry
and for eloquence, are not at all so to the genius for reflection,
such as that of Locke and Newton.” But, in spite
of his quite correct view that the psychical conditions
requisite for a man of science and a poet are utterly different,
he nevertheless endeavours to frame a definition which
shall include both these dissimilar cases.[20] Instead, therefore,
of accounting for phenomena in scientific concepts, he
avails himself of a loose usage of speech as the guide of his
inquiries, and so comes to the conclusion that “invention”
and the “making of an epoch” are the kernel of all genius.
Radestock,[21] to mention one more among many, expresses
a similar opinion: “And yet there are certain characteristics
common to all genius—to wit, originality and
the height of creative power. Different kinds of genius are
only distinguished in a secondary manner by their objects
and the spheres within which they are exercised.” Here is
the same inversion of cause and effect as in Gerard.
Investigation having made it clear that common language
throws together under the one head of genius elements
the most heterogeneous, science reaches this parting
of the ways—either to discard the concept entirely as scientifically
useless, or to limit it to one definitely describable
combination of psychological conditions.
Kant and Schopenhauer, recognising this fact, restricted
genius to art. Schopenhauer[22] showed that totally different
psychical conditions would make an artist on the one
hand, and a man of learning on the other; so that it was not
admissible to call them both by the same name. Here is one
of his remarks: “The work of genius has always been regarded
as an inspiration, as the word itself implies, as the
work of a superhuman being different from the person and
only periodically taking possession of him. Experience
shows, too, that the greatest artistic geniuses have no capacity
for mathematics. There never lived a man distinguished
in both particulars. Alfieri relates that he never could advance
beyond the fourth proposition of Euclid. Goethe has
been reproached enough with his lack of mathematical
knowledge. Thus, also, is explained the notorious want of
artistic sensibility in all distinguished mathematicians. A
great French mathematician, on hearing the Iphigénie of
Racine, exclaimed, ‘What does that prove?’ Great genius
is seldom combined with predominance of reason; on the
contrary, men of genius are particularly subject to overpowering
sentiments and irrational passions.”
It must be confessed that the limitation of genius to artistic
power has met with general disapprobation among the
later authors who have written upon the subject. Jürgen
Bona Meyer[23] assures us that there is such a thing as scientific
genius; and so do other authors who have not reconciled
themselves to this limitation of the common mode of speech.
Since Kant and Schopenhauer, people continue to attribute
genius to scientists, just as they did before.
Thus the question whether the popular word genius can
be used as a scientific term can only be decided by a psychological
analysis of those poets, composers, painters, virtuosos,
actors, scholars, statesmen, and generals who have generally
been reckoned as geniuses. That analysis performed, comparison
will show whether they have any common characteristic,
such as justifies us in comprehending such persons under
one psychological concept.
Famous poets, observant of their own inward conditions,
have often said that their works were composed as in a dream,
unknown to themselves; that, instead of being deliberately
constructed, their ideas have, as it were, flown to them.
Goethe says: “There is a sense in which it is true that
poets, and indeed all true artists, must be born, not made.
Namely, there must be an inward productive power to bring
the images that linger in the organs, in the memory, in the
imagination, freely, without purpose or will, to life. The
ideas must unfold themselves, grow, extend, and accumulate
in order to become no longer fugitive diagrams, but living
pictures.”
Voltaire, on seeing one of his tragedies performed, exclaimed:
“Was it really I who wrote that?” Lamartine
said: “It is not I who think, but my ideas which think for
me.” Of Werther, Goethe said: “Having written this little
book somewhat unconsciously, like a sleepwalker, I could
not help wondering, in lately reading it over, whether I
should find anything in it to alter and improve.”
Schiller writes to Körner: “It is not well in works of
creation that reason should too closely challenge the ideas
that come thronging to the doors. Taken by itself, an idea
may be highly unsuitable, even venturesome, and yet in conjunction
with others, themselves equally absurd alone, it may
furnish a suitable link in the chain of thought. Reason can
not see this unless it carefully considers the idea in its connections.
In a creative brain reason has withdrawn her
watch at the doors, and ideas crowd in pell-mell.”
Bettinelli says: “The happy moment for the poet may be
called a dream—dreamed in the presence of the intellect,
which stands by and gazes with open eyes at the performance.”
“Schiller,” says Vischer, in his treatise upon Esthetics,[24]
“annotating a passage in Schelling, energetically requires
that the poet should begin his work unconsciously, and says
that he ought to consider himself fortunate if, after a consecutive
and distinct consideration of what he is about, he
does not find himself set back, or if he finds his finished
work as good as the obscure but powerful impression from
which he set out. Schiller himself, who fluttered midway
between thought and intuition, complains that theory and
criticism quench his ardour, and that when he sees himself at
work creating and constructing, his imagination is embarrassed,
and does not perform with the same freedom as it
had done when nobody was looking over its shoulder.”
Jean Paul Richter had, perhaps, the above passage of
Goethe in his mind when he wrote:[25] “Genius is, in more
senses than one, a sleepwalker, and in its bright dream can
accomplish what one who woke could never do. It mounts
every height of reality in the dark; but bring it out of its
world of dreams, and it stumbles.” The last clause contains
an observation that Goethe also had made upon himself
and which he describes as follows: “It had happened to
me so often that I would repeat a song to myself and then
be unable to recollect it; that sometimes I would run to my
desk and, without taking time to lay my paper straight,
would, without stirring from my place, write out the poem
from beginning to end, slopingly. For the same reason I
always preferred to write with a pencil, on account of its
marking so readily. On several occasions, indeed, the
scratching and spluttering of my pen awoke me from my
somnambulistic poetizing and distracted me so that it suffocated
a little product in its birth. I had a particular
reverence for such pieces, like a hen for her brood of
chickens pipping around her.”
Klopstock says himself that he got many of the ideas of
his Messiah in dreams.
Voltaire wrote to Diderot:[26] “It must be confessed that
in the arts of genius instinct is everything. Corneille composed
the scene between Horatius and Curiatius just as a
bird builds its nest, except that the bird always builds well,
while with us poor feeble little creatures that is not the case.”
Upon what does this instinctive creating, this unconscious
poetizing, this spontaneous emerging of thought, that
we meet with in so many great poets, depend?
In our first chapter we recognised two different kinds of
processes of thought—voluntary thinking, in which the
sequence of ideas is determined by the will, and involuntary
thinking, which takes place in a purely associative
way. This last we may term fancy. The two processes
have, in truth, no sharp delimitation. We may conceive
the process of thought to be an action of fancy with varying
activity of the will, from the weakest to the strongest
grade. So Wundt[27] speaks of an active and a passive
fancy. “Our fancy,” says he, “is passive when we allow
the play of ideas to go as it will, beginning with any complete
idea. It is active when our will sifts out the ideas
that are produced, and thus purposively brings about a
new whole.” In the present work we shall use the word
fancy without qualification to denote a passive involuntary
train of ideas; while a purposive sequence of ideas, or
voluntary thought, shall be termed intellectual function
(Verstandesthätigkeit).
Involuntary thought is frequently described by the poets
as unconscious. That can not be accurate, for “unconscious
thought” is a contradictory phrase. Not even a dream can
be said to be unconscious, whether it be purely ideal, like
most dreams, or produce action, as in sleepwalking. In
such a state self-consciousness alone is suspended, not consciousness
itself. It is true that § 51 of the German criminal
code pronounces actions performed unconsciously to be
unpunishable; but that is psychologically incorrect. A person
is unconscious in a deep swoon or occasionally in a
stupor. But actions are never performed without being
connected with ideas; this it is that distinguishes them from
automatic and reflex motions. Now, ideas form a part of
consciousness. Ideas without consciousness are therefore
inconceivable. The paragraph of the criminal code ought
to read: “Actions performed while self-consciousness is suspended
shall not be punished.” So when a poet tells us he
has composed verses while in a state of unconsciousness or
as in a dream, similar considerations show how we are to
understand his language.
Fancy stands half-way between dreaming and active intellectual
function. The latter depends directly on the will,
while in the former the will is in total abeyance. Purposive
thought is like a ship with a strong rudder which follows
every turning and winding and can be carried through the
narrowest straits. A dream is a rudderless hulk wandering
hither and thither, the play of the winds and waves. Fancy
is a ship which, with its sails set, wends its way over the
deep, moving like a ghost with no visible impulse, yet
directed toward its destined port. The will takes part in
fancy, but behaves more passively than actively. It removes
all hindrances which might confuse the thoughts
and prevent ideas from forming a harmonious whole.
All men exercise the above-described action of fancy. In
ordinary men it makes daydreams, which everybody recognises
to be opposed to purposive thought. All that fancy
produces depends on former impressions of sense. It is
powerless to create anything new; its products are mere
combinations in memory of the residua of former impressions.
They may be unlikely enough, and in that sense it
may be true that its products are “original.” But this does
not conflict with the facts alleged.
As in a kaleidoscope a relatively small number of bits of
broken glass can enter into most manifold combinations and
produce the most diverse images, so the residua of former
impressions of sense can, by means of fancy, combine into
the most variegated mixture of original ideas. If a kaleidoscope
contains only a small number of morsels of glass of
tolerably large size, the images will be relatively monotonous
and small in variety; but if it contains smaller and
more numerous pieces of glass, the images will be more
manifold and more variegated. In an analogous way, a rich
fancy, as we call it, is able to dissect the sense-impressions
that are received into their smallest constituents, and to
fuse them together into infinitely numerous new shapes. If
this faculty is combined with a great facility of association
and imagination, it will result in that lively and creative
action of fancy which we find in the poet.
The daydreams of ordinary men are mostly uninteresting.
But in a man with a cultivated and refined fancy, daydreams
will bring those creative thoughts of genius, in
which fancy reveals itself a posteriori to his knowledge.
Hence it is that he seems to himself to have created his
ideas unawares. He seems, like an objective spectator, to
see the poem spring up within him.
This state of fancy, which depends upon an ordinary
psychical process, not qualitatively different from the mental
process of common men, but only differing quantitatively,
is that which gave rise to mystical explanations and to the
belief in supernatural processes. Kant remarks: “The reason
why exemplary originality of talent receives that mystical
title is that the subject of it can not himself explain
its eruptions, or that he finds himself in possession of an art
which he could not have learned and which he can not comprehend.
For invisibility (the cause of an effect) is an attribute
of the mind (a genius with which the gifted person is
endowed from his birth) whose inspiration, as it were, he
only follows.” So Vischer says: “We apply to it the name
of inspiration, an expression recalling a mystical idea, the
flow of which only begins here to grow into a river in its
further advance. The ancients, for whom the unknown upon
the limits of self-knowledge appeared so strange as to be the
work of God, thought it was really inspiration. The poet is
inflated with the Muse, he is ἔνθεος, θεόπνευστος, κατεχόμενος,
ἐκστατικός, he is snatched away by the goddess ὑπὸ θείης
ἐξαλλαγῆς, out of himself, ἔξω ἑαυτοῦ, he is breathed upon,
ἐπίπνοια.”
It is this creative and somewhat independent power of
fancy which lends to the work of art its character of originality;
and hence it is that many inquirers have found in
that the essence of genius.
Garve[28] expresses himself emphatically upon this point.
“Nothing,” he says, “is harder to ascertain than the peculiarity
of a particular mind, especially of a great mind, and
most of all of a genius. All perfections of the mind consist
in certain perfections of thoughts; or, rather, we only know
as many differences and superiorities of capacities and powers
as we find of differences and grades of eminence in the
ideas. There is hardly any way to describe the character of
a capacity except by describing the origin and mode of formation
of the thoughts which are peculiar to that faculty.
This can only be done in so far as these thoughts follow
other thoughts—i. e., are reflections and after-thoughts. But
when they seem to spring immediately out of the power of
the soul, when the higher or previous suggesting thoughts
are not to be found even by the man who had the idea in
question, our inquiry comes to an end, as inquiries always
do when, in place of tracing one effect from another, we are
brought up to the actual force. Now, thoughts of that kind
are precisely such as are ascribed to genius, a word signifying
the source of those ideas which have not been gradually
elaborated, but have sprung up in a night from the soil of
the soul.”
Jürgen Bona Meyer says: “Talent, being self-conscious,
knows the why and wherefore of its conclusions and principles.
But for genius all that is in darkness. Nothing is
more unconscious and involuntary than the process of thought
of genius.”
Although, as we shall soon see, this creative fancy is
not sufficient by itself to produce a poetic genius, and, as we
shall at the same time see, the degree of its development is
not always proportional to the greatness of the poet, yet it
must be granted that the action of fancy is an indispensable
psychical ingredient of every poet. We are confirmed in
this opinion by the fact that those poets who only possess it
in small or inconsiderable amounts themselves lament the
want of it as a misfortune. When Lessing confesses there is
no living spring within him which wells up fresh, rich, and
pure, but that everything has to be pumped up with straining
and groaning, he simply denies his own possession of the
proper organ of poesy. Schiller complained that theory and
criticism had damaged the free play of his fancy. When
Wieland had once reproached him with want of facility he
wrote: “While I am at work I feel only too keenly that he
is right; yet I feel, too, where the fault lies, and I hope that
I shall be able to improve very much in that respect. Ideas
do not flow richly enough to me, however luxuriant my
works turn out; and until I write them down my ideas are
not clear.”
Here, then, is a very important mental difference between
poets of high rank. While in Goethe the mainstay
of his artistic power was the free play of fancy, with Schiller
the turning point was a power of intellectual function which,
in his own words, often choked the luxuriance of his fancy.
From this fact we can draw the corollary that however
indispensable to a poet fancy may be, it is not a synonym of
poetic greatness; for Schiller is undeniably a greater poet
than many another whose fancy is under no such intellectual
inhibition.
The psychological analysis of famous poets will show that
the intellectual function is no whit less important a factor
of poetic genius than fancy itself, although the latter is the
one immediately employed in the act of composition. We
have seen that creative fancy works with the material which
former impressions of sense have left behind as their remains
or residua. The more comprehensive the knowledge
of the poet, therefore, and the more he is in condition to
assimilate and compact the impressions the world conveys
to him, and the sounder and truer his judgments of persons
and situations, and the more methodical his thought and the
better his memory, by so much the more will his fancy display
luxuriance, and by so much more various will be his
creations.
Lessing[29] falls into error when he says: “It is permitted
to genius not to know a thousand things that
every schoolboy knows; for it is not the provision with
which his memory is stored, but what he can bring forth
out of his own feeling, that constitutes his wealth.” On the
contrary, the really great poet is usually marked by solid
erudition and thorough comprehension of the world. Of
course, there are fools enough who fancy they need learn
nothing, that their genius has only to walk forth naked in its
own stately form, and that erudition would be but a detriment
to its creativeness. But these are unfortunates, of
whom we shall treat in another chapter of this book.
Goethe hit them off in the following epigram:
Kant, too, says that genius must undergo the “constraint
of the school” (Zwang des Studiums). “To free imagination
from this constraint and to allow one’s peculiar talent
to rove about in wild disorder, contrary to the laws
of Nature, might betoken, perhaps, a great original madness.”
Goethe very clearly pictures the sources from which his
own rich fancy drew the materials of its creations. “The
greatest genius would be worthless without external aids.
For what, after all, is genius but the capacity to seize every
opportunity, to make use of everything that falls in our
way, to impart form and life to whatever matter may be
put within its reach, to take here marble, there earth, and
out of them to build a lasting monument? Where, for
example, should I be, or what would be left of me, if that
sort of appropriation should cast a prejudice upon genius?
What have I done? I have gathered and used whatever
I have seen, heard, or observed. I have laid claim to
the works of Nature and of man. To every one of my
writings a thousand persons and a thousand different things
have contributed. Old and young, gentle and simple,
wise and foolish have brought their quotas. Mostly without
being aware of it, they have bestowed upon me their
thoughts, their faculties, and their experiences, sowing
the grain that I have reaped. My work is an assemblage
of essences which have been derived from the course
of Nature. This bears the name of ‘Goethe.’... Foolish
men! They remind me of a certain philosopher of my
part of the country who fancied that if he were to imprison
himself in his study for thirty years, and there
sift and beat out the ideas which he would draw from
his own poor brain, he would obtain a wonderful mine
of originality! What came of it, think ye? Clouds,
and only clouds!... I was long enough so silly as to
grieve over these absurdities; but now in my old age I
may be permitted to make merry over them and laugh at
them.”[31]
Another psychical phenomenon, besides fancy and intellectual
function, surprises us in famous poets—to wit: a refinement
of the feelings, heart, and moods. We often find
these qualities developed in great poets to a point we can
scarcely imagine. The mere contemplation of a work of
art may move them to tears. In Heine, music produced a
peculiar mood which excited him to versification. Alfieri
described his mood while writing poetry as a sort of soft
fever. When Goethe read in Schiller’s family for the first
time the scene between Hermann and his mother under the
pear tree, in Hermann und Dorothea, he burst into tears,
saying, as he dried his eyes, “One melts over one’s own
fire.”
Schiller wrote to Goethe: “At first my sensations have
no definite object; that is formed later. First comes a certain
musical sensation, and after that, follows the poetical
idea.”
What is described here is, as fancy, not a new, independent,
or mystical condition, peculiar to certain individuals,
but is merely a refinement of a certain part of the
psychical organism, and consequently a mere alteration of
intensity of a phenomenon observable in all men.
Our whole mental action, the train of ideas, voluntary
or involuntary, is accompanied with a certain state of temper,
best termed a mood (Stimmung), to which I have referred
in the first chapter. As we are not ordinarily conscious of
any feelings produced by our internal organs, so, in spite of
their continuous presence, we are not commonly aware of
our moods. We recognise them only as they vary. Different
authors are at variance in regard to the connection between
our moods and our ideas. Some will have the moods
dependent upon the ideas, while others make the content of
the ideas follow the mood of the moment. My own opinion
is that neither rule can be maintained, but that moods and
ideas react upon one another, at one time a mood taking
the lead, at another an idea. When sad news is received, a
gloomy mood is plainly a consequence of the ideas; yet it is
not to be denied that we have many ups and downs of mood
for which no differences of ideas can account. Such moods
are called humours.
It is well known that the multitude of qualitative differences
of sense-perceptions exceeds every finite number. Not
only can we perceive differences in the intensity of lights,
but we can distinguish the most manifold shades of colour.
Sounds differ not merely in intensity and in pitch, but also
in the quality of tone. We not only hear upon what instrument
a given note is sounded, but a connoisseur can tell
upon what string of a violin it is drawn. Hence we recognise
the voice of one acquaintance among hundreds.
The quality of a sensation can not be described in words.
No doubt, we have names for the coarsest distinctions; but
even these have a value only when they are brought into
connection with previous impressions. A person blind from
birth can in no way whatever get any idea of a distinction
of colour. Nor can a deaf-mute get the most distant notion
of the differences of qualities of sounds.
In strict analogy with sense-perception, the fundamentally
different qualities of moods are likewise too multitudinous
to be enumerated. Neither can they be described in
words. We have names for certain states, and these names
may suggest previous experiences of our states of mind.
Compunction, pity, desire, worry, hope, fear, though they
have names, are sensations and moods that no descriptions
can paint. If a person had never felt pity in his life, you
could in no way give him an idea of that mood.
Persons whose psychical organism is highly refined in this
respect will have qualities of moods that there are no words
to express. Just as the musically gifted can distinguish
timbres that ordinary people can not, so those persons have
mood-feelings for which the average man is incapable, and
for which common language has no designations. Alfieri’s
“soft fever” and Schiller’s “a certain musical mood of the
heart” are obviously attempts to convey some notion of
such refined mood-feelings.
Another trait remarkable in famous poets is an instinctive
and invincible impulse to express the ideas and feelings
within them. In consequence of this impulse the work of
genius is not a voluntary labour, but the involuntary product
of a psychical need. It is not a hankering after applause
and success, nor a regard for his other interests, which induces
the man of genius to perform his task. It is solely a
passion to give shape and form to the idea that exists in his
fancy. The true poet does not versify because he would,
but because he must. Goethe has painted the poetic impulse
in Tasso:
Alfonso. I beg of thee to break this habit up!
The poet’s loss will be the man’s success.
Tasso. I’ve struggled day and night against this need;
I’m worn out trying to shut up my breast.
’Tis useless! Sing I must; else life’s not life.
Prohibit the poor silkworm’s industry
On pain of death, yet still he’ll keep right on
Drawing the costly web from his entrails,
Nor cease until his golden cerecloth’s wove.—Act V, scene 2.
This impulse of the poet of genius is again merely an exaggerated
case of a purely physiological phenomenon found
in all men. In every man strong emotions and powerful
motions of the heart exercise a great influence upon his
whole mental conduct. But the effects of emotions are not
limited to the mind. They are centrifugally communicated
to the other organs. They have spasmodic and paralytic
effects upon the blood vessels, which are shown by blanching
and blushing, cold down the back (shivers and gooseflesh),
etc. The beating of the heart may be increased to
the highest point or may be completely suspended. Glandular
secretions, sweat, and tears are influenced by moods.
The emotions are alleviated by such processes. The mood
becomes calmer, the whole state of mind more agreeable. A
decided relief is brought to great mental pain by tears, and
a person may even speak of having “a good cry.” Anger
is softened by “having it out,” be it even on a lifeless thing.
Hysterical subjects and children strike or kick the object
against which they may have struck. Cheerful emotions
also seek “vent.” A comical emotion sets the laughing
muscles in motion, and this is followed by a calmer mood.
The impulse to give expression to emotions and moods is
not only shown in such reflex ways, but also in an intense
desire for communication to other persons. The consequence
of “telling all about it” is a measurable unburdening
or relaxation which produces satisfaction. Thus, all men
have a natural impulse to communicate their inward feelings
and sensations. The suppression of it involves a tension,
a heightening of the emotion, and a general uneasiness. A
pain which circumstances forbid us to disclose, especially
where tears have to be suppressed, is felt more intensely.
Suppressed anger “gnaws the vitals” all the worse. The
suppression of laughter is very uncomfortable, and for some
persons quite impossible. Everybody knows how hard it is
for women (shall we add for men?) to keep a secret.
When a woman has a piece of news, she “burns” to repeat
it. Everybody suffering from the pangs of love feels
much relieved when he has confessed his passion. Everybody
experiences relief, when he bears a grudge against
anybody, on “speaking his mind” about him. Criminals
are not seldom led by an inward impulse to confess offences
committed long before. Thus, this impulse, which I shall
term the impulse of revelation, is a quite normal one, and
belongs in some measure to every man.
In poets of genius, who have such manifold feelings and
moods, and in whose rich fancy so many new thoughts and
ideas are continually springing up, this impulse is proportionately
manifest. But since, as we have seen, the feelings
and moods of the poet cannot be described in simple words,
art is required to give utterance to them. Such a poet no
more writes for the sake of making poetry than a rational
man talks for the sake of talking; he creates his work of art
solely to the end that he may give utterance to the sentiments,
feelings, and thoughts with which his soul is burdened.
If he finds his work has no success nor recognition,
he of course feels the same pain that any man would feel
who wants to express himself to somebody and is understood
by nobody. But he is incapable of altering anything
in his work or reshaping it for a new edition. He can only
be what he is. He feels himself incapable of creating anything
but the embodiment of his ideas and sentiments.
Such a poet was Goethe. Art was for him only the
means of expression of his sentiments. He expressed in
poetic form only what really took place within himself, what
he really lived, felt, and experienced. He himself said: “All
my poems are occasional poems. They were called forth by
real circumstances and have their reason and place therein.
I never valued poems snatched out of the air. A special
situation is universal and poetic, simply because a poet
treats of it. What I did not undergo and what did not concern
me I have never sung or expressed. I never wrote
love poems without being in love.” And again he said: “If
I desired for my poems a true basis and reflection, I had to
get it in my own bosom. And so began that habit—from
which I have never departed through life—of converting
whatever rejoiced, or worried, or otherwise concerned me
into a poem and so have done with it, and thus at once to
correct my conceptions of outward things and to set my
mind at rest. The gift for doing so could be to nobody
more needful than to me; for my nature was always swaying
from one extreme to another. Thus, all I have published
are but fragments of a long confession.”
In Goethe the most diverse moods replaced one another.
As he says, he passed from one extreme to another. To
give them expression was the motive of his artistic production.
The matter of his creations was furnished by his
creative fancy, which in its turn took its material from the
world in which he lived and into which he had such an insight
as no other had. Thus, as often as his relations in life
altered, he would alter the plan of his Wilhelm Meister, as
he describes it in the following words: “Its beginnings
came from a dim premonition that though a man may
often essay things whose successful performance was denied
to him by Nature, yet perhaps all false steps really
carry him toward a priceless good. This conjecture is in
Wilhelm Meister developed, illustrated, established, and at
last expressly enunciated in the clear words, ‘Thou appearest
to me like Saul, the son of Kis, who went out to fetch
his father’s she-asses and found a kingdom.’” The following
is likewise highly instructive: “For this purpose I collected
the elements that I had been turning over in my mind
for a couple of years, and examined the cases which had
troubled me the most and occasioned me the most anxiety.
However, nothing seemed to shape itself. I was in want of
an incident or plot in which things could embody themselves.
Finally, I got news of Jerusalem’s death; and just
after the general notice came a precise and circumstantial
account of the event. In an instant the remainder of the
plan was found. Everything closed up on all sides and became
a compact mass. It was like water in a vessel just on
the point of freezing, which at the least joggle becomes a
solid lump of ice.” His joys and sorrows, his desires, his
pleasures and pains were exhibited by Goethe in the heroes
of his poems. In their veins flowed his blood, they breathed
with his lungs, and they lived by his life.
Dilthey[32] says: “The poetic process is in most of
Goethe’s creations the same. A state of heart is powerfully
experienced in the whole outer situation, with all the ideas,
states, and shapes surrounding it, and since now the inwardly
moved poet meets an outward condition fit to be made
the vehicle of the experiences of his heart, there arises in
this coalescence the nucleus of a poem which at once contains
in itself all characteristic traits, the entire mood, the
lines of the whole.”
In giving artistic expression to his own sentiments and
his own fancy, Goethe painted the sentiments and reactions
of society. The reason was that his soul was but the mirror
of the world in which he lived. The greatness of the poet
consisted precisely in this accidental correspondence; and
when he painted his own woes and joys he was painting
unawares the woes and joys of humanity. Goethe himself
touches upon this in the following words: “There is all the
difference in the world between the poet’s seeking out the
particular to fit the general, and showing the general in the
particular. The former method gives rise to allegory, where
the particular is only an example of the general; but the
latter method is the proper nature of poetry. It expresses
a particular without thinking of the general or referring to
it. Whoever catches the particular in all its life will have
set his finger upon the universal without at first knowing
what he has captured.”
This method of poetic creation is not, however, found in
all poets. Art is not always an expression of sentiments and
feelings. Poets as famous as Goethe have worked under
totally different psychical conditions, and have created in an
altogether different way.
Such a difference is found in those two men whom the
German people with just pride hold to be the greatest poets
of the century. Between scarcely any two poets have so
many parallels been drawn as between Goethe and Schiller.
Critics of to-day often rate Goethe higher than Schiller, and
make him the greater of the two poets. But from the psychological
standpoint we are forced to the conviction that
there is between them a difference other than one of degree.
Were Schiller raised to an ever so much higher power (if an
algebraical metaphor may be permitted), he could never become
a Goethe, but he might become a Shakespeare.
While Goethe took “in his own bosom” the poetic basis
of his works, Schiller placed the germs of his poems in the
outer world. While Goethe conceived poetry as merely the
means of utterance of his sentiments, and hence spoke of his
writings as “fragments of a long confession,” Schiller declares
the purpose of poesy to be “none other than the
completest expression of humanity.” While Goethe’s heroes
were made of his own flesh and blood, Schiller’s fancy produced,
idealized and generalized embodiments of characters
he had observed and studied in the outward world. Schiller
attached an intrinsic value to the outward habiliments of
poetry, the sonorous and metaphorical language, the melody
of verse, the plot of the drama. Goethe regarded the outward
form as the mere “Machwerk”—the make-up—and of
course did not finish and polish his works with the same
care as Schiller. Of his Wallenstein, Schiller said: “Almost
everything is cut away from me by which I might get
at this matter in my usual way. Everything has to be effectuated
by a felicitous form.” The construction of the form
sufficed to bring him inspiration, though he could take no
real interest in his personages. Speaking of the same drama
in a letter, he says: “The matter is so alien to me that I
can hardly get up an interest in it. It leaves me well-nigh
cold and indifferent. Yet I am enthusiastic over the work.
Two personages excepted, for whom I have some sympathy,
I treat the whole dramatis personæ, especially the leading
character, with a mere artistic love, cold as charity; but I
assure you, they shall not turn out any worse on this account.”
Goethe could never have brought himself to write
in that fashion. When he had once given expression to his
sentiments in a poetic rough-draught, he would often neglect
it for years before he finished it.
“Goethe,” says Hermann Grimm, “was in his inmost
heart of quite the opposite way of thinking from Schiller.
He acknowledged Schiller’s importance, reverenced his
earnest life, esteemed his greatness as a man. But as for
what Schiller called poems, they were in Goethe’s eyes not
poetry at all. Schiller’s poetical creating was foreign to
Goethe. Schiller would begin by casting about for material.
Then he worked it till he had made it plastic. Next, he laid
his plans. These plans he placed before himself, and went
to work, so many hours per diem, to construct his work, as a
mason would build a palace, in strict conformity to the plan
before him. That done, he took a contract with himself to
put in the painting, the ornaments, and the furniture; and
finally he cleaned the whole thing up, and opened it to the
public. This thorough workmanship was Schiller’s forte.
He was a professional poet, and he excelled all other professional
poets. Goethe appreciated this; but he could not
practise it himself. He discussed the technical questions
which are of importance in criticising poetry, and in producing
it, too, with the utmost seriousness, but always as an
outsider. Making verses was for him an inconceivable proceeding.
Whoever applied to Goethe to know whether he
ought to go into the poetical profession came to a fine quarter.
Young persons with a turn for versification have an
artless belief that there is somewhere an Areopagus from
which they may obtain a solemn and authoritative concession
to make verses; and that thereupon they may be assured
that their verses will meet with ‘success’—that is, be
read and admired. Goethe was only able to give an answer
which threw them back upon a metaphor—that a silkworm
had only to eat leaves, and the silk would surely not be in
default. In short, he replied evasively, dissuasively, and
hesitatingly. But Schiller would answer in good faith.
He criticised the verses inclosed and required, if they
would trust to him, that they should persevere industriously.
Naturally, he warned them that the art of poetry
must not be attempted unless the writer was prepared to
dedicate his life to it, with other such admonitions of good
sense.”[33]
Schiller, for his part, considered poems which sprang
from the author’s personal feelings, which included Goethe’s,
as not, in the proper sense of the term, poetry. Concerning
the few things he had himself done in that way Schiller said:
“These verses are a mere natural utterance—a Naturlaut, as
Herder would say—a note of pain, artless and comparatively
formless. They are too true for the individual, to be called
poetry proper; for in them the individual appeases his need
and alleviates his burden, while in lyrics of another kind,
carried away by a flood, he yields to the need of creating.
The present lines give utterance to the sentiment from
which they sprang and, after their kind, they make no
further pretension.”
These contrasts between the two poets did not rest upon any
differences of principle, nor were they consequences of any divergence
of theoretical views, but were due directly to differences of
psychical mechanism.
Goethe in his prevailing moods was, as he describes himself,
“tossed from one extreme to another.”
These words picture Goethe’s life. His moods were
capable of the finest gradations. They arose spontaneously;
he could give no account of them. His luxuriant fancy was
formed from feelings and moods and pressed forward to
artistic embodiment.
Goethe is often a riddle to himself. He considered his
fancy as an objective spectator. Its variegated mixture became
the source of his poetic ideas. But his strong intellectual
power set limits to the rovings of his fancy, and did
not allow it to be subjugated to his fluctuating moods, but
held the mental balance even.
Schiller’s fancy was not excited by spontaneous moods.
It was not in that way that he was urged to artistic expression.
His moods depended upon his ideas. They were
produced by ideas and modified by ideas. Schiller’s fancy
no doubt lent poetic ideas to his searching intellect; but it
did not work on its own account as Goethe’s did. It was
an effect of the will. Schiller could never say that his works
arose “as in a dream,” or that he versified “like a sleepwalker.”
He did not feel that he produced “unconsciously.”
What he did was the result of the most deliberate purpose.
Goethe’s impulse to deliver himself, to set forth his sentiments
in artistic form, corresponds to Schiller’s need of
producing, to the exuberance “impelled by superfluity”
toward artistic creation. The turning-point for him lies in
the intellect, and this draws from the outward world and
from fancy in order to erect a sublime art temple. The
characters produced by him did not, like Goethe’s, arise
from his own sentiment, but were thoroughly artificial
products.
Both Goethe and Schiller felt the gulf between them.
After their first meeting, Schiller wrote to Körner: “His
whole nature is laid down on other lines from mine; he lives
in another world, and our modes of thought seem to be
widely remote.”
Knowing that Goethe had in many ways excelled him,
Schiller wrote: “It is true that, in entering this path, I encroach
upon Goethe’s domain and must measure myself
against him. It is furthermore certain that here I will be
outstripped by him. But a remainder is left for me, which
is mine, and which he can never attain; so that the preference
given to him will be no shame to me, and I hope that
things will about balance. In my most courageous moments
I hope that the public will class us as different, but will not
subordinate one species to the other, rather co-ordinating us
both under a broader idealistic generic concept.” Thus
Schiller justly recognised the difference of their “species”
and had the right feeling that the one species ought not to
be subordinated to the other. Twenty years after Schiller’s
death Goethe said: “Schiller, who had the true poetical
nature, but whose mind inclined to reflection and compelled
much by force of reflection, that ought to spring up in a
poet unconsciously and of its own accord, drew many young
men his way who could, after all, only learn his language.”
The vast difference between these two men showed itself
in many traits of their character. Goethe, who in his poems
responded only to an inward impulse, a natural need, wrote
above all for himself, and asked nothing for the public.
Schiller’s efforts were to impose upon the world, to please
the public. He himself says: “The public is now all with
me; it is the subject of my studies, it is my sovereign, my
friend. To the public alone I now belong. I shall submit
to no other tribunal than this. This I fear, and this I respect.”
Goethe neither feared nor honoured the public,
and did not concern himself about what critics said of him,
while Schiller often confessed that the critics had influenced
him much. Goethe made no haste to get his works before
the public; while Schiller could not wait till his creation
was mature to commence publication. Thus, he published
fragments of “Don Carlos” in Thalia, long before the poem
was completed. But he himself regretted it later, for he
would have liked to have altered something.
As I said above, Shakespeare might be called a Schiller
raised to a higher power. Unfortunately, we have no detailed
information about his life and opinions. But his
works sufficiently show that never has poet been able to
paint characters so true to nature and life as he. The world
in its unadulterated genuineness and merest truth was reflected
in the soul of this immortal poet. No theatrical
puppets are they to whom his fancy gave being. They are
men and women—living flesh and blood. They really feel,
lament and make merry. But the poet himself does not
speak to us through them. The man Shakespeare we do
not know, nor can we guess what manner of man he was,
nor what he felt. In every word of Goethe it is him we
hear, and it is inconceivable that anybody should love his
works without seeing the poet in them, who speaks to us by
them. But with Shakespeare it is only for his characters
that we warm up. With them we can sympathize, but the
poet remains a stranger to us.
Schiller himself tells us that the matter of his poems often
left him cold. His feelings were not engaged. In the whole
of Wallenstein only two persons interested him (probably
Max and Thekla). With many poets we can see that their
heroic characters, which mounted their fancy, exercised a
powerful influence upon their poetic hearts. So Dickens
tells us that he sympathized with his favourite heroes; that
he decidedly looked upon them as living persons; that during
the composition he concerned himself about their fate
as he would about a dear friend’s; that, in short, he partook
of their sorrows and joys in his inmost soul. Thus, while
with Goethe moods and sentiments were at the bottom of
the production of the work of art, such psychical conditions
were called forth in Dickens in a secondary way by the productions
of his fancy. With Schiller, again, moods seem to
have played neither an active nor a passive part in the creation
of his poems. A poet who, from a psychological point
of view, is to be compared with Goethe—though in a much
lower potency, for whom, however, art was equally a means
for expressing his feelings and sentiments—is Byron, on
which account Goethe rated him particularly high, feeling
in him a certain mental affinity to himself.
We see, then, how enormous a difference, from a psychological
point of view, there is between the greatest poets,
especially between those two whom the German people are
accustomed to couple together as inseparable. Nor do these
differences consist in one’s being placed above the other; but
those psychical phenomena which for Goethe formed the
main condition of his poetic life are not present at all in
Schiller, but are replaced by different qualities. Yet there
is one element they have in common. I mean creative fancy,
without which it is impossible to conceive of a poet. This
creative fancy therefore forms a common factor of all poetical
genius.
Let us now turn to a psychological study of the most
famous composers. We frequently meet with descriptions
of the mode of production of their works, as we do with
those of poets of genius. They, too, have the feeling of unconscious
production, of the independent springing up of
their tone-poems. Mozart frequently said the ideas of his
creations came to him as in a dream. Gluck said thoughts
flowed to him, and he knew not whence they came. Haydn
believed that a “divine will” had through him created his
greatest work—Die Schöpfung.
Here again, then, we find an independent fancy, such as
we have recognised in poets of genius. In quite an analogous
way in painters of genius fancy sometimes pours out
its wealth in an inexhaustible spring. The imagination
bodies forth new shapes unceasingly, and every figure, every
tree, every stream is set forth in its smallest details; and
these ideas weld with others in harmonious ideal images.
The question which presents itself, then, is: Whence
comes it that one fancy expresses itself in poetic production,
that in another musical creations spring up, while in a third
painting is the vent of the creative imagination? The answer
to this question leads us to consider that congenital
capacity which is generally called Talent.
What is, for example, musical talent? While at the first
hearing of a concerted piece unmusical persons hear nothing
but the flow of the melody and the general character of the
sounds, those who are talented comprehend the composition
in all its divisions. In their apperception the harmony resolves
itself into its parts, and the general effect of the sound
is analyzed. While the sensuous impression called forth by
music quickly passes away in those without talent, with talent
a single hearing suffices to create a lasting memory. Musical
talent is able to make out subtleties which are quite hidden
from those who want it. In musicians of talent not even the
direct excitation of musical reminiscences is needed to suggest
auditory images, but they may be produced associatively
from optical centres of apperception. Such people
can, for example, read over a score and acquire as clear an
idea of the composition as if they actually heard it. Though
these qualities be carried to their highest pitch, they still
remain matters not of genius but of talent. Mozart after
hearing a mass once was able to write the whole down; but
this is only a proof of vast talent, and does not depend upon
that creative fancy which his compositions bespeak.
We have reason to presume that the causes of talent
are to be attributed to anatomical conditions. For example,
the autopsy of the brain of Gambetta (whose extraordinary
oratorical power is well known) showed an uncommonly
great development of the third frontal or Broca’s
convolution—that is to say, of the part of the brain in which
the centre of language is situated. It is to be presumed
that musical talent depends upon a specially refined development
of a certain acoustic centre, although its exact localization
at present escapes our knowledge. Talent is certainly
nothing but the material for artistic creation. It is,
so to say, the instrument of the artist, while the creative
power of genius corresponds to the artistic power of drawing
tones from that instrument.
In Mozart the turning point of his artistic production lay
in his inexhaustible fancy, which, according to his family,
was in incessant action. His wife said: “In truth, his head
was working all the time, his mind was ever moving, he
composed almost unceasingly.” “In Prague it once happened
that Mozart, while he was playing billiards, was humming
a motif, and from time to time would look into a book
he had with him. Afterward he confessed that he had been
at work upon the first quintette of the Zauberflöte.”[35] His
sister Sophia described him as follows: “He was always in
good humour, but even at best very reflective, looking one
very sharp in the eye meantime, answering attentively
whether he was cheerful or sad, yet always seeming to be
preoccupied with something else. Even while washing his
hands in the morning he would walk up and down the room;
and he never stood still, but would strike one heel against the
other. And he was always reflecting.”[36] “When he travelled
with his wife through a beautiful country he looked
attentively and silently upon the world about him. His
physiognomy, commonly rather self-contained and gloomy
than brisk and free, would gradually become more cheerful,
and then he would begin to sing, or rather to hum, until at
last he would exclaim, ‘If I only had that theme on paper!’
And if she said that it could easily be done, he would say,
‘Yes, of course, it is a stupid thing that we must sit down
and do our work in the room.’” This remark reminds us
of a passage in a letter of Goethe: “As you may readily
imagine, I have a hundred new things in my head; and now
it does not depend on thinking; it depends on the making.
What a thing it would be if we could confine objects so that
they would stay put!”
In his inexhaustible and restlessly working fancy Mozart
was very much like Goethe. His works commonly lay
ready-made in his memory when he began to set them down
on paper. He wrote most unwillingly, and generally waited
till the last minute, so that he was commonly behind time.
It is well known that he wrote the overture to Don Juan
the night before the performance of the opera. While we
consider creative fancy to be a part of the action of his
genius, his vast musical memory was a matter of talent,
which in Mozart was not less phenomenal. When he once
sent his sister a fugue with a prelude he excused himself
for writing the prelude after the fugue. “The truth is,”
said he, “it was while I was writing down the fugue that I
composed the prelude.”[37] Thus his fancy was able to work
undisturbed while he exercised his intellectual reproductive
power. This fact may at first sight seem incredible and
contradictory to common psychical conditions. But it is not
so. Here again is a high refinement of a universal psychical
phenomenon. Most men, while engaged in a mechanical occupation,
can give a free rein to the play of fancy; and even
when the mechanical work requires some attention, many
men are able at the same time to think about something
else. Whoever is accustomed to work in a laboratory
knows very well what it is to follow those mechanical operations
with attention and at the same time to be considering
some important question. The strange thing in Mozart’s
case is that the writing down from memory of a fugue—a
work which would have required the concentrated attention
of a fairly talented man—was for him a mere mechanical
act. We hardly know which most to admire, his stupendous
talent or his creative genius.
Mozart’s rich fancy, like that of Goethe, was directed by
a high intellectual faculty which checked its boilings over,
held the ideas to an ordered sequence, and eliminated disturbing
elements. Mozart’s capacity of concentrating his
attention upon what was in his mind, and of shutting out
all disturbing perceptions of sense, was tremendous. While
he was at work social conversation about him was no annoyance,
and even with an orchestra playing in his ears
he could calmly follow out his own fancy. “His eldest
sister, Frau Hofer, told Neukomm that even at the opera,—as
anybody who knew him could easily observe by the restless
movements of his hands, by his glance, and by his pursing
his lips to sing or whistle,—he would be completely
taken up in following out his inward train of music.”[38]
But wherever it was worth while to pay attention to the
outer world, and to take in outward impressions of sense, he
had an equally high capacity for that. His fancy received
rich aliment from the action of his intellect. He had studied
the old masters perfectly. He himself said: “Nobody takes
so much pains in the study of composition as I. You could
not easily name a famous master in music whom I have not
industriously studied, often going through his works several
times.” Rochlitz reports that he knew the chief works of
Händel as well as if he had all his life been director of the
London Academy for the Support of Old Music.
With all the likeness between Mozart and Goethe there
was this remarkable difference between them, that Mozart
was not influenced by moods. They had no part whatever
in the work of his artistic production. Art was not for him
the means of expression of his own sentiments, as it was with
Goethe; he could adapt the play of his fancy to outward
conditions, to motives of the outer world; so that, in this respect,
Mozart strongly reminds one of Schiller. He could
set his fancy any problem he liked, and it would promptly
proceed to solve it. Mozart could compose to order; and
many of his works, especially canons, were produced in
that way. In consonance with this was Mozart’s power of
setting foreign texts of operas to music, which corresponded
precisely to the character and mood of the words, although
he did not warm up to them.
In Beethoven, on the contrary, art was solely a means of
expression of his own sentiments and feelings. The immortal
creations which sprang from his artistic fancy enable us to
look deeply into the spiritual life of the great artist. They
paint his inner struggles, his anguish, and his delight.
The ideal that was constantly before him, and which by
great struggles he sought to attain, was that of a strong, active,
manly character, unmoved by any blow of fate and never
despondent in the struggle of life, but keeping up its courage
to its last breath. “Courage! However weak my body,
my soul shall rule.” To this boast he always adhered, no
matter how hard his lot. After a joyless youth he had to
contend with the direst need. But worst of all was the defect
of his hearing, which at last amounted to stone-deafness.
One can imagine what it meant for him to be the only one
to whom it was not permitted to listen to his own symphonies.
But dreadful as it was, his courage was never broken;
his soul marched victoriously to the strife and held command
over his sufferings.
Such moods as struggle, gloom, hope, pleasure, suffering,
burst into expression in his art of music—the mother tongue
of sentiments and moods. Of every creation of Beethoven
we may say, with Goethe, it was “a fragment of one long
confession.”
The fineness of Beethoven’s faculty of sense, the subtilty
in the nuances of his moods, was a no less important factor of
his nature than his rich creative fancy. Words could not
describe his sentiments; only music, the language of the
heart, could render them; and his moods were the motives
of the action of his genius.
How little such feelings and sentiments can be described
in words is shown by Richard Wagner in his Programmatische
Erläuterungen.[38] In speaking of the Heroic Symphony
he says: “The first movement brings to a focus all the sentiments
of a rich manly nature in restless, youthful, active
emotion. Bliss and woe, delight and suffering, joy and
grief, musing and aspiration, yearning and revelling, daring,
insolence, and indomitable self-feeling jostle so closely
upon one another that while we sympathize with all these
sentiments, we can isolate no one, but are obliged to partake
of all as this master of all sentiments delivers them.” Of the
second movement he says: “A sentiment excited in solemn
nuptials and combined with profound pain is communicated
to us in a tone language which takes possession of us; an
earnest, manly sorrow looks forward out of its plaint to soft
pathos, to recollections, to tears of love, to inward elevation,
to inspired summons.” But it is in vain that Wagner
strives to reproduce in words the mood produced by the
work or the sentiments of his artistic heart. He confesses it
himself: “But who could paint in words the infinitely manifold
but inexpressible sentiments which pass from pain to
the highest exultation, and from exultation to the softest
grief, until they come to rest in a bottomless pondering?
The tone poet alone could do this in this wonderful composition.”
The account closes with the words: “But only
in the master’s tone-speech could that unspeakable meaning
be uttered which my confined words have attempted to describe
with the greatest modesty.”
Thus between these two classics, Mozart and Beethoven,
there was a distinction analogous to that between Schiller
and Goethe. Still, creative fancy is the common and indispensable
factor, without which neither a poet nor a composer
of genius can be conceived.
It plays the same important part in the minds of painters.
Accordingly, Humboldt[39] says: “As soon as the painter’s
fancy has given birth to the living image, the masterpiece is
completed, though his hand were that instant to be paralyzed.
The actual execution is but the echo of that decisive
moment.” But the same psychological distinction pursues
us. For some painters art was merely the means of expression
of their sentiments and moods. Examples will be mentioned
in another chapter.
Let us first turn our attention to representatives of the
arts of execution. I mean musical performers and actors.
We have already analyzed the nature of musical talent,
so that we can come at once to the question, What is the
distinction between a performer of talent and a performer
of genius?
Jean Paul[40] speaks of men of “receptive or passive genius”
“who are richer in receptive than in creative fancy,”
to whose productions that radiance of genius is wanting
“which only breaks forth from the consensus of all the
powers, and from great powers alone.”
By “receptive fancy,” which is an expression psychologically
incorrect, Jean Paul means that state of heart
which is particularly inclined to be put by a work of art
into a responsive mood, a disposition that can enter into the
sentiments of the artist and can fully enjoy his work. Jean
Paul says: “There are men who, endowed with a higher
sensibility than powerful talent in itself confers, but with
less power, receive into a consecrated, open soul the great
world-mind, be it in outward life or in poems and thoughts,
and remain constant to it as the tender woman to the strong
man, disdaining the vulgar, and who yet, if they would express
their love, stammer out broken, confused words and
say something different from what they wished to say.”
These are people endowed with extreme delicacy of feeling
and sentiment, so that they are more capable of being absorbed
in a work of genius than others, yet lacking the creative
fancy which would enable them to give to their sensations
an independent artistic expression. Let such people
be provided with musical talent which specially fits them for
the use of an instrument, and they will have the opportunity,
in playing the compositions of others, to express their own
artistic feelings and sentiments. They will put their souls
into the reproduction of the work. In short, they will be
performers of genius. Schütz[41] says of Paganini: “The instant
he took his instrument a divine spark seemed to touch
him, and celestial fire ran through his being. Every feeling
of weakness departed. He was transformed into a new being;
he instantly became another soul; and so long as he
played, his strength was more than quintupled.” So it is
with those actors and singers who in the performance of a
part are completely absorbed in the situation. They throw
into it their artistically excited hearts, and fulfil their feelings
and sentiments.
Other performers of no less talent, or perhaps more, remain
cold and without sensation in the performance of the
work of art. With them the intellectual function alone determines
their rendering of the piece. The effects are calculated,
the execution studied, the whole is made up. However
great the talent of such performers, bringing them to
the highest pitch of technical skill, genius will never be
attributed to them by the great public. Thus we see that
in artists of execution the psychical causes of performances
of genius have to be sought in the sphere of feeling
and sensation. That faculty which we have recognised as
the chief requisite for the genius of the creative artist—namely,
creative fancy—is never present in the performer
of genius.
Thus, in the attempt to reduce genius in different departments
to the same or similar faculties, we are thrown
into perplexity. There are doubtless common factors, but
it must be admitted that the psychical elements which constitute
the essence of genius in poets such as Schiller, and
in performers such as Paganini, have nothing in common.
We now pass to the consideration of those famous men
who are called men of scientific genius or scholars of genius.
An inquiry into the causes of scientific genius will show that
it has two factors—discovery and invention. Copernicus,
Galileo, Newton distinguished themselves by many important
discoveries. As we have seen above, the success of the
discoverer is partly dependent upon external circumstances;
so that we shall not remain content with the outward
facts, but shall endeavour to probe the matter to the
bottom. In short, we shall try to find psychical circumstances
accounting for the discoveries of genius.
When Newton’s friend Halley once asked him how he
ever came to make all those great discoveries, he said it was
by incessantly dwelling on the problems concerned. On another
occasion he said that the chief difference between him
and other men was that he had more patience than others.
Galileo investigated and worked restlessly to his latest
years. When he was blind in both eyes, he wrote, by the
hand of another, that in his darkness his mind was perpetually
turning over the problems of nature, and would not
cease its activity, even when he desired rest; so that he was
deprived of his sleep.
These and other sayings of famous men of science about
the actions of their mind and the origin of the ideas of genius
have an entirely different tone from the analogous reports of
poets and composers. Great discoveries, unless they were
mere effects of chance, have never been made “unconsciously,”
“as in a dream,” “like sleepwalking,” but, on the contrary,
require the completest wakefulness, self-conscious
thought, and untiring industry. These characters, which
we find in all great investigators and scholars, depend upon
the extremest refinement of that part of the psychical organ
which is the vehicle of the intellectual powers. In the first
place, and above all, great discoverers have great powers of
observation. For this, as we know, undivided attention
concentrated upon an exterior process is requisite. The
faculties of perception and ideation are highly refined; the
organs of apperception and reproduction act with the greatest
energy. The ideas obtained in this way are connected
into conceptual forms by that intellectual action which
Wundt[42] terms the “inductive understanding.” Upon the
extremest refinement of this faculty depends the quick and
correct recognition of the connections of things which is
met with in great investigators.
We find here, then, essentially different psychical conditions
from those of poets and artists of genius. We may
go so far as to say that they are antagonistic, the one to
the other. A rich fancy and a variety of moods, feelings,
and sentiments, which form the main condition of a productive
artist, are not only of no use to a great investigator of
Nature, but they are positively disadvantageous to him.
Every human being possesses fancy, and an absolutely sharp
line of demarcation cannot be drawn between fancy and
intellect. Every man, too, is subject to oscillations of his
moods. But to the great investigator it is absolutely essential
that his intellect should possess an iron rule over all
other psychical factors. Schiller says of the poet: “He
will do well not to let his reason keep too severe a guard
at the doors against the incrowding ideas.” But for the
investigating scholar it is not well that a rich fancy should
modify the result of his objective observations or should
draw his attention away from the object of his research.
Those authors who endeavour to find a general psychological
basis for genius, but strive to limit the term to a particular
class of famous men—as, for example, to productive
artists—cannot avoid the incorrect reasoning into which
Meyer falls when he says[43]: “Nobody can dispute that
genius, even in science, is only the result of the creative
force of imagination.” In another place the same author
says: “Reflective thought is often prejudicial to the creative
power of genius. Thought must come from itself and
conclude according to its elective affinities.” According to
this, all reflective thought must be prejudicial to the genius
of the scholar. But we have learned from their own words
that reflection is requisite to the success of scholars.
Whoever, like Meyer, recognises “creative imagination”
and the “unconscious origination of thoughts” as the essence
of genius ought not to apply that term to the learned. But
when Schopenhauer, who gave a similar meaning to genius,
says of generals and statesmen, “It is ridiculous to talk of
genius in such folks,” Herr Meyer protests and says: “I
should rather call it ridiculous to deny that Frederick the
Great was a political and military genius, that Napoleon was
a general of genius, or that Bismarck was a statesman of
genius.”
The usage of language alone, irrespective of other considerations,
must determine whether we shall apply the
name of genius to generals or statesmen; but this much is
manifest, that the greatness of a military commander depends
upon essentially different psychical conditions from
the greatness of an artist. If we are to conceive of genius
as Meyer does, and are to follow him in declaring that
the “how” and the “wherefore” “remain obscure” for
genius, that “nothing is less conscious,” “nothing less voluntary,”
than “a thought of genius,” and that “reflecting
thought is sometimes prejudicial to the creative force of
genius,” then it certainly must seem ridiculous to connect
such an appellation with Frederick the Great, Napoleon, or
Bismarck. Imagine a great statesman for whom the “how”
and the “wherefore” remain always obscure. Think of a
Bismarck devoid of “reflective thought.”
The greatness of a general or a statesman is exclusively
due to sharpness of intellect. A power of swift apprehension,
an instantaneous recognition of facts and their connections,
a logical and consecutive reason—these are the
qualities which are indispensable to a general of genius.
The great statesman and the great soldier must neither of
them be influenced by varying moods and feelings. All
moods and feelings must be entirely subordinated. An understanding
conscious of its purpose and an iron will must
direct and lead the whole action of the soul. The general of
genius is always distinguished by discretion and cold deliberation;
he preserves an imposing calm. At critical moments
he shows a wonderful presence of mind. He never
permits any upwellings of feeling or preponderance of emotion.
Hence the greatest statesman of our age has received
the admirable epithet of the Man of Iron. How utterly is
the psychical constitution of such a man unlike the rich and
sensitive heart of the artist of genius! For the substance
of the great statesman of genius iron is required; but it is
wax that has to compose the sensitive artist.
The psychical faculties are not sharply separable. They
insensibly shade into one another. Hence we find a gradual
transitional series of minds bridging over the interval
between creative art and inductive science. It is in this
series that we are to place the inventor. For him a combination
of fancy with “inductive intellectual action,” as
Wundt calls it, is what is to be desired. The action of his
productive imagination is essentially different from that of
the free, creative fancy of the artist of genius. In the dreams
of the artist the work of art emerges freely, without that
definite, prefigured, foreseen purpose which is needed in
the imagination of the inventor. Well-planned, systematic
thought is for him not less requisite than the productive faculty.
It is the combination of both states, or an intermediate
condition, which we find here.
There are many points of agreement between the psychical
conditions of the creative artist and those of the
scientific investigator. But where art begins science ends.
Speculative philosophy used to call for creative imagination,
no doubt; but this department of thought, which among
the ancients was the queen of the sciences, is to-day scarcely
recognised as science at all. Plato was much more a poet
than a representative of science. On the other hand, those
poets and novelists who undertake the construction of characters
in objective fashion, on a basis of research and observation,
approximate toward scientific minds.
Perhaps when Meyer says that genius in science is fulfilled
only by the creative force of imagination he means the
speculative sciences of theology and philosophy. But the
further science advances toward its goal of truth, the more
it will emancipate itself from fancies; or, to express the matter
more accurately, the less science has to do with fancy,
the more truthful will it become and the higher will be its
value. In the truest of all the sciences, mathematics, fancy
will accomplish very little. Fancy can not solve equations
nor enunciate theorems. Fancy never discovered bacteria,
nor has it been successful as a method of medical diagnosis.
We conclude, then, that genius in different departments is
referable to the most diverse psychical conditions. Psychical
faculties and characters which in one case constitute the
essence of genius, in another case are inconsistent with the
action of genius. In short, definite psychical characters
common to all genius are not to be found. One would seek
in vain any common psychological explanation of the greatness
of a Paganini and a Bismarck, of a Mozart and a
Napoleon.
That which of old connected all genius in the eyes of
men and, in fact, gave rise to the conception, was the idea
of the mystical, the unaccountable, the supernatural. If any
such standpoint as that is to be assumed, of course there remains
no difficulty in finding an unequivocal meaning for
the term. Prof. Jürgen Bona Meyer says: “The ancient
Greeks considered poets and artists to be consecrated to
God and inspired of God. When they produced their
works the Godhead seized upon them in sacred madness,
and through them spoke to men. Who knows but that is
the very truth? Perhaps God really does lead the world by
these creative souls to the high goal to which it is destined.
Perhaps a philosophy of history might make this significance
of the heroes of spirit and of force manifest, and vindicate
the faith which, in the geniuses of earth, will recognise the
immediate agents of God.” If notions like these are what
is meant by ideas of genius, Meyer is quite right in saying
that genius can be introduced into science only by the
creative force of the imagination. Modern science, however,
can not follow Mr. Meyer in these “fancies of genius,”
for it is restricted to objective observation and to actual
knowledge.
The foregoing researches will bring the reader to the
conviction that no psychological meaning can be attached to the
word genius. We can make out what a poetic genius is,
what a composer of genius is, what a performer of genius
is, what a military genius is, what a scientific genius is, etc.;
but to accept genius as a univocal term and attach one psychological
definition to it, to any good purpose, is not to be
done. Undoubtedly all men of genius have common traits;
but they are not traits characteristic of genius; they are
such as are possessed by other men, and more or less by all
men. Indeed, in no case is there anything in the mode of
action of genius qualitatively different from that of other
men; there are only different degrees of the same qualities.
We can, for any psychical character, form an unbroken
series of instances from the grade met with in the average
man up to phenomenal genius, and every rung of the ladder
will be occupied; so that it is impossible to say where the
line is to be drawn between ordinary men and men of
genius. In psychology every individual man is a species sui
generis. To attempt to separate men into disparate kinds,
as we do plants, would be a backward step in biology.
Chemists analyze different kinds of substances, and show
that all contain precisely the same elements; so that no two
substances differ, except in the proportions of their elementary
constituents. It is just as scientifically established that
in all men precisely the same psychical elements occur, and
that these may exist in any one proportion as well as in
any other. Mood, fancy, intellectual function, memory,
ideation, apprehension, etc., are characters present in every
man, and into them psychological analysis dissects every
man’s faculties, whether he be a genius or whether he be an
ordinary man.
The purpose of these researches and of the conclusions
to which they lead will become apparent in the following
chapter. Psychiatrists have of late been much interested in
genius; but before I could discuss the questions which have
been mooted, it seemed incumbent upon me to ascertain
what is meant by genius. Was it a psychologically definite
condition, or was it a loose name for a promiscuous bundle
of phenomena? Having, in what precedes, expressed my
opinion upon this, I now proceed to the principal question.
GENIUS AND INSANITY.
Having come to the conclusion that the designation
“genius” does not express any one psychological concept,
that nobody has succeeded in giving a pregnant definition
of genius, nor is likely to do so, and also that insanity is
equally indefinable, that it is impossible to draw a sharp line
between mental sanity and mental derangement, it may seem
useless to attempt to compare two such indefinite quantities.
Still, the comparison—so long as it is a comparison—if we
draw our conclusions with circumspection, can hardly do
any harm; and it may possibly enrich our knowledge and
lead us toward a recognition of truth.
It is no new-fangled notion that genius and insanity are
somehow connected. Plato is known to have spoken of a
θεῖα μανία, a divine insanity of poets. Seneca[44] attributes
to Aristotle the saying, “Nullum magnum ingenium sine
mixtura dementiæ fuit.” Aristotle[45] says: “Those who
have been eminent in philosophy, politics, poetry, and the
arts have all had tendencies toward melancholia.” Cicero
says:[46] “Negat enim sine furore Democritus quemquam poetam
magnum esse posse, quod idem dicit Plato.” Horace[47]
speaks of an amabilis insania, and Wieland of an amiable
insanity of the Muses. Dryden[48] has the lines—
Great wits are sure to madness near allied,
And thin partitions do their bounds divide.
One undeniable resemblance of the two phenomena is
the relative infrequency of their occurrence and their divergence
from the majority of mankind. Of old there was a
tendency to ascribe everything that was uncommon and unaccountable
to the influence of a supernatural force. Accordingly,
it was believed that famous minds, as well as
those that were darkened with madness, stood under a direct
divine influence, or even formed, themselves, a part of
the Godhead. In the Middle Ages the crazy were held to
be bewitched, or possessed of the devil, while the greatest
minds were honoured as graced by the Holy Spirit. Not
infrequently the crazy, too, if their delusions or hallucinations
were of a religious cast, were considered as saints in
direct communion with the Deity. At the same time, eminent
men of science, persecuted by ignorance and superstition,
were abhorred as tools of the devil or burnt as heretics.
At all events, genius and insanity—two inexplicable phenomena
and vaguely defined—have been confounded together
in various ages of the world, according to the ideas
of those times.
After modern science had got rid of the dross of superstition
and had taken its stand upon sceptical and objective
observation, a revolution of opinion took place. Anciently
an unbounded freedom had been attributed to the play of
Nature. This far surpassed those limits within which rigid
laws of Nature allow any such play. That was supernatural.
But in modern times the tendency has been to confine the
action of Nature within much too restricted bounds. All
phenomena must now be brought under a schema artificially
erected. Everything must have just such a measure and
just such a weight, and every action of Nature is regarded
as subject to a numerical rule. This method of investigation
may have had beneficial results in physics, chemistry, and
the other sciences that have flourished under it, but such a
method of violent formularization must prove out of place
for a science like psychology, in which we must always be
limited to purely empirical facts, so that our investigations
can only be analytical, and can never proceed synthetically.
As I have repeatedly remarked, psychology must strictly
individualize; and I can imagine nothing more preposterous
or unscientific than to assume a so-called normal man, and
to conclude that anything which widely departs from that
norm is diseased. We have seen that all phenomena of pronounced
mental disease arise from the same psychical elements
as the healthy action of the mind. We have further
seen that the mental life of those great men whom we call
geniuses presents no other psychical conditions than those
of ordinary men, except for differences of quantity. “Health
and disease,” says Claude Bernard, “are not two essentially
different forms, as the old physicians could believe, and as
many practitioners still believe. They are not to be regarded
as distinct principles, as entities disputing for the
living organism, and making it the theatre of their war.
That sort of ideas belong in the medical lumber room. But,
in fact, between any form of disease and health there are
only differences of degree. No disease is anything more
than an exaggeration, or disproportion, or anharmony of
normal phenomena.”[49] This is true of all diseases whatsoever,
whether they be of corporeal or of mental origin.
Hence the decision whether anything is to be considered
as a disease or not cannot be made to depend upon how
far the phenomena depart from a norm. The only question
is, whether the vital action of the organism is prejudiced
or the performance of the individual deranged. Take,
for example, bodily deformities or other perturbations of
development. The only question is whether the individual
concerned is disabled or not. A woman with a contracted
pelvis, if she be otherwise normal and her organs act normally,
will not be called diseased; but as soon as she becomes
pregnant she becomes a pathological subject, because
parturition can not take place in the normal way. A man
whose lungs are ill developed, so that the slightest exertion
produces dyspnœa, must be considered as ill, while another
man with uncommonly large lungs, such as fast runners generally
have, is certainly not to be called diseased on account
of this abnormality.
People with bodily deformities, or anomalies of development,
frequently find themselves in situations in which they
cannot fulfil some requirements of business; and it depends
upon the degree of their incapacity how far their anomalies
are to be reckoned as pathological. The laity are frequently
able to decide what can be expected of such people, and
what not. The subjects can often estimate for themselves
what they can undertake. Nobody would accept a dwarf
for military service, and a weak man will be conscious that
he is not fit to be a drawer of stones.
It is the same in regard to mental departures from the
average proportions. Only, people with mental deformities
are commonly less able than those misshapen in body to decide
for themselves in regard to their capabilities, being
generally not at all aware of their defects. Nor are the
laity in condition to form a sound judgment of the mental
state of such people. It is therefore for the best interests of
these subjects, as well as for society, that the question of
their accountability and responsibility should be left to
experts.
Now, how is it with corporeally overdeveloped men, or
giants? According to the investigations of Lange, Bollinger,
Ecker, and Ranke, a number of those giants who have
been exactly described are disproportioned. “In some
cases there is a surprising disproportion between the relatively
small development of the central nervous system and
their overgrown bodies. Most commonly their excessively
developed bones are pathologically brittle, with irregular
partial thickenings, curvatures, or absolute deformities.”[50]
Nevertheless, cases do occur, according to Ranke, in which
these men are well proportioned and can fulfil the requirements
of life. The question whether giants, or overgrown
men, are to be regarded as diseased depends entirely upon
the proportionate development of their parts. Gigantic
growth per se is surely not morbid. But if it is carried out
in some parts of the body at the expense of the development
of other parts, be it with reference to the structure of the
tissues or to the general growth, we have a deformity which
consists in an anomaly of development analogous to a congenital
crippling or dwarfish growth.
There is no reason for regarding mental giants from a
different point of view. In order to judge of them, we have
to inquire whether their development is proportional, or
whether there is an overdevelopment of one part of the
psychical organ at the expense of other parts, so as to disturb
their inward equilibrium and give rise to a morbid
state. No doubt, if we are to assume that whatever does
not conform to the norm is to be considered as diseased,
every man mentally famous must be set down, without further
parley, as a pathological subject. This opinion has
found many advocates, who maintain that careful research
signally confirms their theory, and that most, if not all,
famous men exhibit symptoms of mental disease.
The first writer to discuss the subject at length was
Moreau de Tours,[51] who considers genius as a positive disease
of the mind, consequent upon an overexcitation of the
brain. “Genius,” he says, “like every other intellectual
condition of dynamism, necessarily has its material substratum.
This substratum is a semi-morbid state of the brain, a
true nervous erethism (orgasm or excited state), the source
of which is from this moment well known....
“Whenever the psychic forces surpass the ordinary
limits of their action, whether we consider them in their
most elevated manifestations—those in appearance the most
independent of the organization—or in their simplest and
most rudimentary expression, whether in the most transcendent
operations of the intellect, or in the unelaborated
and almost material fact of sensation—the cause must be
sought in certain neuropathic conditions of the subjects.”
No attempt is made by Moreau to define genius or to
attach a psychological meaning to the term. In his examples
he treats all men as geniuses who have accomplished
anything famous in any department, without regard to their
psychical divergencies. He might therefore just as well
have stated his proposition in these terms: All men who
have ever accomplished anything very remarkable were insane.
This seems to be a fair statement of his real position.
This opinion was supposed to have been completely confirmed
by the discovery of the many “morbid symptoms”
which men of genius present. Moreau collected a very considerable
number of such cases, which have been injudiciously
accepted by the other authors who have elaborated the
same theme, and have received great accessions from new
discoveries. One of the most comprehensive works in this
department is that of Lombroso, whose book[52] has created a
general sensation. Extensive as it is, its author makes no
attempt to define genius, but seems to regard the meaning
of the word as well settled. In the chapter entitled The
Physiology of Genius, in which we might expect to find the
writer’s opinion upon this point set forth, he tells us that
men of genius commonly have cold feet and warm heads,
etc., but unfortunately omits to inform us what he means by
a man of genius. Throughout the book all sorts of men
who have ever attained any sort of eminence are adduced
as examples of men of genius. Such characters as Columbus
and Donizetti are treated promiscuously. The greatest
men in the history of art and science are placed cheek by
jowl with any weak-minded persons whose names have by
some accident come before the public. Lombroso’s conclusion
is that “between the physiology of the man of genius
and the pathology of the insane there are not a few points
of agreement.” At the same time, in the book of which we
are speaking, he says that there have been men of genius
who, “allowance being made for some eccentricities of
sense,” have never become insane. His list of these “sane
geniuses” is “Spinoza, Columbus, Dante, Michel Angelo,”
etc.—a wonderfully harmonious assemblage. But subsequent
studies have led this distinguished writer to modify
this last opinion, and he has since declared that “cases of
genuine men of genius in which anomalies are wanting are
probably illusory. In such cases either anomalies have
escaped notice or defective data prevent our knowing of
them.”[53] What a pity that we neither know what he means
by “genuine men of genius” nor by “anomalies”!
Before we go on to examine the numerous “morbid
symptoms of genius” which Moreau and Lombroso are
supposed to have discovered, let us briefly call to mind in
what way we have come to specify certain phenomena as
symptoms of mental derangement.
Psychiatry is, more than others, an empirical science.
Whatever we know about it we have learned by experience
and observation. As I have repeatedly insisted, neither in
somatic nor in psychical medicine are there any sharp
boundaries between health and disease. In reference to the
body, “feeling well” is the chief mark of health. Everybody
who is sick knows it. Connected with the majority
of diseases there are positive pains, in consequence of which
those who are taken ill send for the doctor. Pain has
rightly been called the sentinel of health; but with the
mind it is otherwise. Here there is no such connection between
health and feeling well. The illness gives no pain,
at least not directly; and the patient is in very little condition
to say whether he is well or not. On the contrary,
the consciousness of being deranged is recognised as the
most marked symptom of convalescence. The question has
here to be decided in quite other ways. Disease is not an
entity, and no precise definition can be given of it. The
chief point upon which the decision must turn is the person’s
ability to do his duties to society.
We have learned by experience that there are certain
typically recurring forms of a psychical process in which a
disorder of self-consciousness has taken place, so that the
persons affected were deprived of their self-control. We
have become acquainted with well-marked cases in which
a general decay of the mental powers commenced; and this
has gone on until the capacity of the patients for business
has sunk to nothing, etc. In this purely experimental way
we have come to recognise classes of mental diseases which
are marked by certain phenomena and by a certain course.
The next step in the progress of science was the comparison
of the psychological conditions of those who were
undoubtedly insane with mentally sane men. Here we had
a right to the premises that on the one side we had minds
mentally sound, and on the other minds mentally deranged.
Having studied the psychological distinctions between the
two, psychiatrists came to recognise the so-called symptoms
of insanity.
It is important to remark that, although the aggregate
of the symptoms constitutes the disease, yet it was not the
symptoms which primarily presented themselves to our
recognition. On the contrary, we first attained it by the
study of the single elements of the diseases. For example,
in early times hallucinations were explained in all sorts
of mystical ways, as seeing ghosts, divine visions, suggestions
of the devil, etc.; but by the study of mental diseases
psychiatrists came to recognise that in such cases hallucinations
are extraordinarily frequent. They thus become
accustomed to consider the occurrence of hallucinations as
in every case a morbid symptom. In fact, it became apparent
that wherever there were illusions of the senses, as
a rule, a mental disorder could be made out.
By a further study of the symptoms and of the course of
mental diseases, psychiatrists ultimately became able to diagnose
mental derangements at a time at which ordinary
people would have been able to perceive little or no alteration
of the mental processes of the patients. All this rests
solely on experience. Only through experience has it come
to pass that we can now, on recognising a certain set of
symptoms, predict a certain course of the psychical process.
Should our experiences in the department of psychiatry
receive an augmentation, we shall have every reason to be
thankful; for, in spite of all our efforts, we stand upon the
threshold of the science. But every new experience brings
new difficulties with it, for it is from experience that we
have to draw our conclusions. Now, new experiences often
wreck our finest theories, in one or other of two ways—namely,
first, by not confirming them, or, secondly, by conflicting
with them. That is the way with unprejudiced
tests and objective judgments.
Accordingly, after a great number of mental maladies,
such as paranoia, progressive paralysis, certain forms of
melancholia, mania, etc., had been found to be accompanied
by hallucinations as an important symptom, the discovery
was made that a great number of famous men—the so-called
men of genius—were equally subject to deceptions of the
senses. What does that show? Does it show that those
men were insane? Such is the inference drawn by Moreau
and Lombroso. But is it logical? Why not rather conclude
that hallucination is not such an unfavourable symptom
as we had supposed?
Moreau and Lombroso take it for granted that hallucinations
only occur in mental disease. How do they prove
that? Do not the very facts they adduce, if they be facts,
disprove it?
We find a man full of crazy notions, with his self-consciousness
gone, or with general loss of intelligence; and
we mark him as unquestionably insane, and proceed to
study the phenomena of his mind as symptoms of insanity.
We meet another man whose achievements are positively
great, who has, all his life long, excited the admiration and
astonishment of his fellows, and who behaves in the most
complete consciousness of what he is about. Ought we not
to reckon him as sane beyond a doubt, and take his psychological
processes as the very type of purely healthy phenomena?
Charles Lamb[54] says, “It is impossible for the mind to
conceive of a mad Shakespeare.” There is much truth in
that. Shakespeare, however, is only known to us as a poet.
Goethe is a better example, because we know him as a
man as well. Indeed, we have a clearer insight into his
inmost feelings than we have into those of almost any man
that ever lived. If we wish to call up the typical idea of
a perfect man we naturally think of Goethe. Whoever
came into personal contact with him was ravished of his
soul and inspired by the greatness of his mind. Heine,
the poet of the senses, greets him as a “fiery spirit with
eagle wings, as a genius of the whirlpool from top to toe”;
the Christian enthusiast Lavater terms him a genius whose
characteristic was love; the sensible Jung-Stilling regrets
that so few people were acquainted with the heart of this
admirable man with the great, clear eyes, the beautiful
brow, and the stately stature; the forcible Klinger writes
that posterity will be astounded that such a man ever lived;
and the poetical philosopher Jacobi holds it as impossible
for any one who had not seen and heard Goethe to conceive
of this extraordinary creation of God. It is ridiculous
to desire that he should think and act otherwise than
he does; that does not mean that no change could make
him finer or better, but that no change would be possible
any more than the flower could bloom otherwise, the grain
could ripen otherwise, or the tree could grow and crown
itself otherwise than it does. When he would walk down
the Rhine between Lavater and Basedow—“a prophet to the
right, a prophet to the left, and the world-child in the middle”—there
was a picture of how he understood everybody
and had something to proffer to everybody. It was because
he aimed at all-sidedness, at a full and free humanity; and
Wieland acknowledges that never in God’s world did a
son of man show himself who so combined all that was
good and all that was mighty, who so deeply impressed
himself upon every soul, and yet who lived so entirely
within himself.
In entering upon the psychological analysis of Goethe,
we are justified in assuming as a premise that we have
here a case of a mentally sound man. Whatever we may
find, however uncommon it may be, must be set down as
a healthy condition. If, then, Goethe, as we have seen,
was subject to occasional illusions of sense, it would be
illogical to infer that Goethe was insane. We must rather
conclude that we have been in error if we have been supposing
that deceptions of sense occur only in the insane;
and the problem set before us is to ascertain the distinction
between the hallucinations of the sane and the hallucinations
of the insane.
It might be objected that, in spite of Goethe’s greatness
of mind, there was a supervenient morbid condition. But
this assumption is directly contradicted by the fact that
deceptions of sense are relatively frequent among famous
men. Hence, even Moreau does not say that there is a
supervenient disease by the side of, and in spite of, the
mental greatness, but holds the latter to be itself a sign
of incipient insanity.
I am therefore of the opinion that the sporadic sense-deceptions
of famous men, like other so-called “morbid
symptoms of genius” which we shall have to consider, can
not be regarded as morbid symptoms, but that they are
phenomena of health which it is the task of science to explain
and account for.
The chief condition of mental sanity, as I have already
several times remarked, is a well-proportioned development
of the different psychical factors. But as in the development
of the different mental faculties, so also in their proportion
to one another, a certain latitude of health is to be allowed.
In one man fancy is preponderant; in another, consecutive
thought; while a third may have particularly strong feelings
as his characteristic. Yet we have no reason to say
that these minds transgress the border of health. It is the
difference in the relation of the different psychical elements
that makes the diversity of men’s characters. Now we
know that there are no two characters in the world that
are precisely alike. It follows that there is no norm for
these relations.
The higher the grade of development of the genius and
of the individual, the more prominent will differences of
psychical factors become, and a correspondingly greater
latitude of health must be allowed. If a sculptor models
a small statue, and in doing so makes a slight error, so that
there is a difference between the two sides, probably it will
strike nobody. But let the statuette be five times larger,
and the difference will become prominent, though the proportions
should remain the same. In like manner, for persons
of the highest mental development—the so-called
geniuses—we have to use a larger measure. They appear
to us like ordinary men seen through a magnifying glass.
We now proceed to examine the different symptoms
which have been discovered in great men, and to endeavour
to ascertain the distinctions between these and symptoms of
insanity.
Moreau and Lombroso have collected a large catalogue
of famous men who are said to have experienced hallucinations.
I will not enumerate them all, but among them are
Napoleon, Luther, Bernadotte, Benvenuto Cellini, Byron,
Cardanus, Cromwell, Socrates, Brutus, etc.
It must be remarked at the outset that all the data are
extremely doubtful. Everybody knows how the lives of
great men become daubed over with anecdotes and tales,
how—in part consciously, in part unconsciously—the facts
are enveloped in a tissue of the most wonderful legends,
until each great historical figure becomes surrounded by a
nimbus. These inventions mingle with the real events; one
writer copies them from another; the original documents
are lost; and the tale becomes universally accepted as a
fact.
Every psychiatrist is well aware that it is not always an
easy matter to make certain that there are hallucinations,
even when the patients are under our eyes. Neither the
testimony of the patients themselves nor that of their guardians
is, as a rule, sufficient to exclude the possibility of
error; and the physician will, in most cases, form his judgment
only upon his own personal observation. When it
comes, then, to a notice, by a writer who has copied from
some previous writer, of some hallucination that somebody
is supposed to have had several centuries ago, the fact cannot
but be regarded as dubious. Plutarch, for example,
informs us that during the night before the battle of Philippi
the ghost of murdered Cæsar appeared to Brutus.
Are we to accept this as a case of hallucination, without
further information, or not? We should like to cross-examine
the witness; at least to inquire whence he got his
information. But that can not be done. Here is the whole
passage:[55] “It was late one night. The tent of Brutus was
dimly lighted, and a deep silence reigned over the whole
camp. He himself was sunk in thought, when he suddenly
thought he heard somebody coming. He looked
toward the door, and saw there a dreadful and extraordinary
sight. It was a dismal, frightful figure which silently
stood by him. He ventured to ask it, ‘Who art thou, man
or god? What wouldst thou? Why comest thou to me?’
The ghost answered: ‘Thy evil spirit, Brutus. At Philippi
thou shalt see me.’ And Brutus without being terrified,
answered, ‘So be it.’”
Plutarch gives no authority for this statement. How
can we determine to-day whether the narrative has any
truth in it, or whether Plutarch has not repeated an unfounded
legend? In another place[56] we read: “During
that night the spirit is said to have appeared a second
time before the eyes of Brutus. Its appearance was the
same; but this time it disappeared without uttering a
word.” But Plutarch adds: “It is true that Publius Volumnius,
a philosophical man and a follower of Brutus
from the beginning to this battle, does not mention this portent.”
Plutarch thus seems to be himself doubtful about the
fact. But even supposing Brutus really told of it, would
that be proof of a hallucination? Might it not, considering
that it happened in the night, have been a vivid dream
which Brutus, excited, as we may easily imagine him to
have been, mistook for a reality?
Of Cromwell, Moreau tells us that once in his youth he
was lying tired on his bed, but not yet asleep, when a
woman of gigantic stature appeared to him and told him
that he would be the greatest man of England. But who
shall prove that Cromwell, while he lay on the bed, had
not fallen asleep, so that it was only a dream? Or who
will vouch for it that the worthy Cromwell may not have
been partaking of the ale of merry England?
To prove that Luther was a hallucinant, Lombroso adduces
the following narrative of the great reformer himself:
“When, in the year 1521, I lived in my Patmos, in a
room in which nobody except two pages who brought me
my food ever set foot, one evening while I lay in bed I
heard the hazelnuts move in their sack, and quite spontaneously
throw themselves against the roof and all about
where I lay. I was scarcely asleep when I heard a great
noise, as if a quantity of nuts had been poured out. I raised
myself and called out, ‘Who art thou? I commit myself to
Jesus Christ.’” Here, then, Luther himself admits that during
the last event he was asleep. This circumstance, certainly
significant to a psychiatrist, is left entirely unmentioned
by Radestock, who reports the fact. Who knows in
what form the story will next appear? Isolated hallucinations
occurring at night in bed are, in all cases, decidedly
questionable.
Hagen emphasizes this circumstance in patients: “At
the commencement of insanity, and indeed throughout its
course, vivid dreams are narrated by patients as if they
were real events. They will say that they have been to one
place and another during the night, or that they have seen
heaven with all the angels. The true state of things may
either be plain enough or, when patients sophisticate the
dream in their memory, no little pains and penetration may
be requisite not to be misled, so as to take the dream for a
subjective perception in the waking state.”
This is a fair sample of the whole material; and I must
openly confess that I should not easily be induced to erect
a scientific theory upon such observations. At the same
time, it is desirable to collect as many data as possible, in
order to augment our stock of knowledge of great men.
Yet we must not allow ourselves to be seduced into drawing
positive conclusions from such uncertain facts.
But how sceptically soever we may approach these narratives,
which are certainly in part legendary, they nevertheless
contain some facts which cannot be avoided. That
great men, as the example of Goethe shows, have had illusions
of sense is an undeniable fact; and this is a phenomenon
which we must endeavour to explain.
It is to be remarked at the outset that for the correct
diagnosis of a case of hallucinations the most detailed
knowledge of the phenomena of the case is requisite, for
there are most diverse varieties of hallucinations; and their
occurrence depends upon the most manifold psychological
conditions. To enter upon all the facts and upon the different
theories is, of course, not possible in this place. For
such information the reader is referred to the extensive
literature of the subject. There are only one or two points
that I desire here to touch upon in order to avail myself
of the knowledge of psychiatrists for the special inquiry
now in hand.
Since Esquirol, who first thoroughly investigated the
subject, psychiatrists have distinguished two classes of deceptions
of sense. The first are those which are not suggested
by any outward appearance; these are termed hallucinations.
In the second there is an outward object exciting
sensations which are misinterpreted in the percept, and
filled out with imaginary details, so as to appear in a falsified
form; these phenomena are termed illusions. The two
kinds of phenomena pass gradually the one into the other,
so that in many cases it is impossible to distinguish between
them.
It has been remarked above that certain hallucinations
of the insane have their perfect analogue in the reproductive
power of sense-impressions. We can reproduce in the
mind any object which we have often seen. This power
is developed in very different grades in different persons.
Usually the reproduced image is decidedly weaker than its
original, both in its outlines and in its colour. In rare cases
we find the reproductive power so much heightened that
the reproduced image is almost equal to the original percept.
Thus Lombroso[57] reports of a painter that “he was
able to sketch as many as three hundred portraits a year.
He only needed to look at a person attentively for half an
hour, and after that could call up a hallucinatory vision of
him which he would proceed to copy in painting with as
much distinctness and confidence as if he were looking at
a real person.” This case is nothing but an intensification
of a healthy action, much to the advantage of the artist
concerned. It is certainly offensive to call such a gift by
the name of hallucination. That, however, is a mere question
of the usage of language. At any rate, such a phenomenon
ought not to be confounded with insane hallucinations,
for in the painter the action was under his control.
He called up the “hallucination,” if you will call it so, when
it served his purpose to do so, and dismissed it when it had
served his turn. The hallucinations which torment and affright
persons of diseased minds arise spontaneously and
will not go at the patient’s bidding.
Meantime it is very doubtful whether the artist’s recollected
image was really as distinct and definite as the original
percept. To determine that would require evidence
of a widely different kind from the report of the writer Ball,
who was Lombroso’s informant. The fact that the painter
was able to distinguish the recollected image from an object
of direct visual perception, and did not mistake the
face recollected for a face really there, would seem to show
that his image differed from a perceived image somewhat in
the same manner as do the recollections of ordinary people.
But however that may be, such a phenomenon is certainly
in no wise a morbid symptom.
Goethe describes the same faculty in himself. “My sensuous,
apprehensive power is of so unusual a sort that I
retain all outlines and forms most sharply in my memory;
but I am moved in the most lively way by misshapen and
defective forms.... Without that capacity for sharp apprehension
and impression I could not have produced my
characters so vividly and sharply individualized. This distinctness
and precision led me, for many years, to entertain
the delusion that I possessed a vocation and talent for
drawing and painting.”
If we consider Goethe, as above suggested, as an ordinary
man whose mental powers are seen under a magnifying
glass, we shall find it quite a matter of course that
the intensity of his reproduced images should be increased
relatively to the intensity of his directly perceived images
in the same proportion as all the other psychical factors.
Hence, if we find that the distinctness of his perception is
not exceeded by that of his memory, this is a phenomenon
which differs as widely as possible from an insane hallucination,
and it betokens rashness and want of good sense to call
his condition morbid.
In another passage Goethe describes a state dependent
partly upon an excitation of the retina and partly upon
heightened ideation, so falling into the class, not of hallucinations,
but of illusions: “If I shut my eyes and, letting my
head hang down, thought of a flower in the middle of my
field of vision, it did not endure an instant in its first shape,
but separated, and from its interior a new flower unfolded
itself of coloured and also green leaves. It was not a natural
flower, but a fantastic yet regular one, like the conventionalized
rosettes of the carver. It was impossible to fix
the sprouting creation; yet it lasted as long as it was pleasing
to me, without fading and without brightening. I
could produce the same effect by thinking of the ornament
of a variegated disk; and this immediately underwent a
change starting at the middle and proceeding to the periphery,
just like the subsequently invented kaleidoscope.”
Just as sense-impressions can be simply called back to
memory, so also new combinations arise by fancy, which
therefore have the character of original creations. In persons
whose fancy is powerful, the images of fancy, altogether
in the same way as those of memory, can become so
clear and distinct as to be very near to actual percepts.
Lombroso reports: “The painter Montina thought he saw
his pictures before him before he had painted them. When
one day somebody stood between him and the place where
he thought he saw his picture he bade him stand aside, so as
to let him see what he was painting from.”[58]
Here again the image was voluntarily excited, so that a
doubt must remain as to whether it equalled a real sense
image in clearness. The painter’s bidding anybody who
stood in the way to step aside was quite a matter of course.
When we wish to reproduce a former impression of sense
we try first to shut out all other impressions of that sense.
When we wish to call up the image of a person we always
shut our eyes. With open eyes most people are, however,
capable of making such a reproduction, provided that none
but lifeless objects are in the field of vision. But in talking
to one person and fixing the traits of his countenance, few
people are able to call up the image of another person at
the same time. In the same way, very few can recall one
melody while another is heard.
Such phenomena are by no means rare among artists of
lively fancy. They have nothing in common with the hallucinations
of insanity. Hagen, therefore, calls them pseudo-hallucinations,
Baillarger psychical hallucinations, and Kahlbaum
apperceptional hallucinations. Von Krafft-Ebing[59]
says: “Among artists this gift is found both in a simply
reproductive and also in a fancifully deforming mode. The
striking art of delineation of many an eminent dramatic
artist, the plastic power of description of a Goethe, Ossian,
or Homer, suggest such an endowment. Among some
composers, too, the fineness of the instrumentation and the
timbre of their tone poems lead us to suspect a specially
fine and lively faculty of reproduction of their acoustic
memory. Persons extraordinarily gifted in sensuous faculties
can create hallucinations more easily than do those who
are poor in fancy and who live in the realm of abstract ideas.
This will readily be admitted. Even their recollections can
sometimes be voluntarily raised to a plastic distinctness approaching
hallucination.”
So far, we have only considered cases in which deceptions
of sense were voluntarily called up, whether by a
specially strong faculty of reproduction or by a play of
fancy. The subjects were quite aware that the object before
them was fantastic and not real.
On the other hand, it is recorded of a considerable number
of famous men in different departments that they have
had deceptions of the senses which arose independently of
their will, and were consequently genuine hallucinations.
Among these we must place many religious visions, such as
those of St. Paul and other saints. Luther insists that he
often saw the devil; and on one celebrated occasion he
threw the inkstand at him.
Whether such deceptions of sense are to be regarded as
morbid or not opinions differ. Many psychiatrists speak of
hallucinations, and consider them compatible with complete
health. Others hold that they are always symptoms of
mental disorder. Hagen[60] occupies a peculiar position on
this question, for he takes hallucinations to be invariably
morbid symptoms, yet not symptoms of mental disease. This
is connected with his theory that hallucination is a phenomenon
of convulsion of certain blood vessels which I cannot
here further set forth.
There is a quite arbitrary separation of psychical and
somatic conditions at the bottom of this view. What Hagen
means is, that the cause, or somatic concomitant, of the hallucination
is a convulsion. It is presumable that every mental
process whatever has a somatic concomitant, or “cause,” in
the organic vehicle of the soul. Hallucinations may have
different somatic concomitants from other mental processes,
but they cannot be supposed to be peculiar in merely having
somatic concomitants. There are some diseases of the
brain which are accompanied by no symptoms of derangement
of the mind, and are therefore exclusively somatic
diseases. But just as soon as the stimulation of a path of
sense enters into a psychical metamorphosis, we have to do
with a mental process. If this is morbid, we have to do with
a symptom of mental disease.
That which determines Hagen to pronounce hallucination
under all circumstances to be a proof of a morbid state
is its relative infrequency. “Hallucination is in every case
a condition departing from the norm.” But if everything
which “departs from the norm” is to be called morbid, then
we return to the proposition that genius is morbid, since it
“departs from the norm”; for the “normal” man is a
tradesman and no “genius.” But I can only meet Hagen
with his own maxim, “Quod sola affirmatione affirmatur,
sola negatione negatur.”
It is a fact of daily observation that hallucinations can be
produced by suggestion, and that not only in hypnosis but
in the ordinary condition. If a woman who has never been
electrified, and is therefore somewhat nervous, has the electrodes
of a galvanic battery placed upon her head without
the circuit being closed, while the faradic apparatus is
caused to sound, she will not seldom imagine she feels the
current distinctly, and perhaps complain that it is too strong.
Though there is no current, the woman is positive she feels
it. Every inward excitation, especially every emotion, favours
such deceptions.
A timid or superstitious person is liable, in crossing a
churchyard at night, to see figures, hear voices, etc. These
deceptions may be of the class of illusions, shadows of trees
being taken for ghosts, and the noise of the foliage for spiritual
voices; or they may be pure hallucinations, the
pseudo-perceptions not being formed by any outward sensations.
An interesting case is described by H. Moore:[61]
“A whole ship’s crew were thrown into consternation by
the ghost of the cook, who had died a few days before. He
was distinctly seen by all of them walking on the water with
a peculiar gait by which he was distinguished, one of his
legs being shorter than the other. The cook, so plainly recognised,
was only a piece of an old wreck.”
A child endowed with a rich fancy, whose mother has
died, may, in the emotion of the pain and the excitement, see
her image in heaven or hear her voice. Such phenomena
are by no means rare. They depend upon a rich and vivid
fancy and a powerful emotion of the heart. This play of
fancy, called forth by emotions and moods, has never been
better described, in its external resemblance to insanity, than
by Shakespeare in the Midsummer Night’s Dream:
Lovers and madmen have such seething brains,
Such shaping fantasies, that apprehend
More than cool reason ever comprehends.
The lunatic, the lover, and the poet,
Are of imagination all compact:
One sees more devils than vast hell can hold—
That is the madman: the lover, all as frantic,
Sees Helen’s beauty in a brow of Egypt:
The poet’s eye, in a fine frenzy rolling,
Doth glance from heaven to earth, from earth to heaven,
And, as imagination bodies forth
The forms of things unknown, the poet’s pen
Turns them to shapes, and gives to airy nothing
A local habitation and a name.
Such tricks hath strong imagination;
That, if it would but apprehend some joy,
It comprehends some bringer of that joy;
Or, in the night, imagining some fear,
How easy is a bush supposed a bear.
Deceptions of sense arising in this way have their origin
in the most central part of the organ of mind. They are
consequences of ideas. Such hallucinations occur, of course,
in the insane, and to distinguish them from those of peripheric
origin—that is, from those that are independent of
the thoughts that immediately preceded them—Kahlbaum
terms them centrifugal hallucinations, or phantasms.
As an example of such a phantasm we may instance a
well-known hallucination of Goethe, who, when he was
once riding to Gesenheim, saw his own counterpart riding
toward him. “I saw myself coming along the same path
on horseback toward me, dressed, as I had never been, in
pike-gray and gold. I shook myself out of the dream, and
the figure was gone. But it is singular that eight years
later, not at all by choice but only by chance, I found
myself riding over the same path in the very direction my
visionary self took, and clad in just those clothes, being
again on my way to Frederica. Whatever the explanation
of these things may be, the wonderful phantom gave me at
that moment of separation some alleviation.”
The emotion excited by the separation from Frederica
was enough, with Goethe’s lively fancy, to produce the
phantom. Goethe himself judged his condition quite correctly.
He recognised the shape as a fallacious one and
said, “I shook myself out of this dream, and the figure was
gone.” It is very characteristic of the condition that
Goethe should himself class it along with dreams. Obviously,
the actual impressions of sight were, at the time of
hallucination, not apperceived; and all that Goethe thought
he saw at that moment was a painting of fancy, parts of
the hallucination being superposed upon and congruent
with the objects that had been seen an instant before.
Goethe further says that the phantom gave him consolation
and relief. It thus evidently answered to his thoughts;
and we can presume that his fancy prefigured to him the
moment when he should again visit Frederica.
The circumstance of hallucinations being recognised as
such by the subject or not, is no more decisive for the diagnosis
of the case than is the simple occurrence of deception
of sense. Whether the hallucination is recognised as such
or not depends more upon its contents and upon the metaphysical
opinions, religious turn of mind, and superstition of
the subject. Luther believed in the existence of a personal
devil. His hallucination was the outcome of this belief—that
is, of his ideas. Consequently his holding the fallacious
object to be real was no insane opinion, but was in consonance
with his metaphysics. So it is with the visions of
saints and prophets. We may admit that a considerable
number of them were insane, but the hallucinations do not
suffice to prove that every one of them was so. He who
has devoted his whole life to religious meditations and tendencies
and is fully convinced of the truth of his faith, who
is penetrated with belief in the presence of a personal God,
personal angels, tutelary spirits, etc., may, on an occasion of
strong emotion, with a moderately lively fancy, have visions
and hear voices, and hold them for real, without in the
slightest degree justifying a suspicion of insanity. Such
hallucinations, called forth by suggestion or auto-suggestion,
occur less infrequently in men endowed with fancy. While
Benvenuto Cellini was praying that God would once more
let him see the sunlight a hallucination came to him. It
was that of a landscape with the sun shining upon it.
Napoleon, before important events, battles, etc., saw his star
in the sky. Pascal, in consequence of a great fright, saw a
precipice before him. If we are to accept Plutarch’s story,
the hallucination of Brutus is explicable in the same way.
The question whether hallucinations always betoken
some unsoundness of mind can not be answered from a
theoretical standpoint. Like the whole of psychiatry, it is a
question of experience. Should experience show that hallucinations
occur only among those whose minds are disordered,
then we should be right in considering them as symptoms
of derangement. But it is not so. Experience shows
that sane persons, especially men of lively fancy, like great
artists and poets, are subject to hallucinations; and though
such phenomena are exceptional, and in that sense may be
called not “normal,” yet nothing could be more preposterous
than to regard all those great men as subject to occasional
disorders of mind, or as approaching insanity in any way.
I have shown above what an influence emotion can exert
upon all the organs of the body. A permanent acceleration
of the pulse is, as we know by experience, always a morbid
symptom. But would it ever occur to a pathologist to pronounce
a person diseased because some emotion—such as
fright, anxiety, or joy—made his heart beat faster? Emotion
may produce in one man beating of the heart, in another
vasomotor phenomena, such as blushing or blanching, and
in a third any one of manifold nervous states, without there
being anything morbid in those effects. In men of uncommonly
strong fancy the emotion may sometimes call up
supervenient hallucinations. But that is merely a phenomenon
analogous to the beating of the heart, which we observe
every day, except that it is relatively infrequent.
Hallucinations that are held to be true always make us
fear for the preservation of an unclouded self-consciousness
and of an unfalsified reaction between the ego and the outer
world. In deciding whether, in a given case, hallucinations
are to be denominated morbid, the decisive circumstance
will be whether and how far the self-consciousness and free
will have been influenced, and whether and how far responsibility
for actions has been diminished.
Besides hallucinations, other phenomena connected with
the rich fancy of famous poets and artists have many points
of similarity with symptoms of insanity, and in many cases
may lead to actual insanity.
Although we have seen that in Goethe’s case the gushing
fancy was always in harmony with the high faculty of
his intellect, and that, in spite of the apparent independence
of his fancy, it was nevertheless directed by the purpose of
an intellectual will, yet in many poets we find this harmonic
interaction seriously disturbed and the inward equilibrium
deranged. Alfieri calls his condition during composition a
fever. He says:[62] “That part of composition which I have
called creation is a fever, and during its access one feels
nothing else.” And in another passage: “The whole day I
pondered as I always do as soon as the fever by means of
which I begin and carry through a work seizes me, I know
not how.”
Byron owns that his poetry is the dream of sleeping
passions. If he be awakened, he can not speak its language,
which he only knows while sleepwalking. Any shock or
effort awakens the elasticity of his mind and always makes
him what he must be. Of the third canto of Childe Harold,
he says: “It is a fine piece of poetical desolation, and my
favourite. I was half mad, during the time of its composition,
between metaphysics, mountains, lakes, love inextinguishable,
thoughts unutterable, and the nightmare of my own delinquencies.
I should, many a good day, have blown my brains
out but for the recollection that it would have given pleasure
to my mother-in-law.”[63] His biographer, Moore, says
that Byron saw only the reflection of his own brilliant ideas
in every new object.
Although such conditions are not quite pathological,
yet they stand hard by the borders of insanity, and certainly
indicate a decided disposition to mental derangement. Byron
often fell into a state of melancholia, and showed manifest
defects of a moral kind.
One of the most peculiar symptoms of some deranged
minds is lying. All authors, without exception, who have
treated of hysteria, emphasize lying as one of the most
characteristic symptoms of that malady. Charcot[64] is astonished
at the perseverance and energy with which hysterical
patients understand how to deceive those about them. Numerous
examples of the same phenomenon are recorded by
Morel[65], Lasègne,[66]
and others. Delbrück[67] has described a
special form of morbid lying, and has proposed for it the designation
“pseudologia phantastica.” As a general rule, this
lying is not motived by personal interest, as, for example,
to escape punishment or to attain some advantage; but
it is some creation of fancy which is narrated as a true
event. Such patients, mostly weak-minded, possess, in consequence
of their small intellectual powers, a fancy very
rich in proportion to their intellectual function. Such persons
sometimes narrate whole romances as true occurrences,
and may, upon superficial consideration, be taken for intellectual.
Dr. Paul Sollier[68] also paints this symptom:
“Among imbeciles, in opposition to idiots, an ungoverned
imagination is often observed. This shows itself in their
love of grotesque comparisons, which prove that they are
capable of associating disparate ideas only remotely related
to one another. This tendency is sometimes carried to an
extraordinary pitch, and gives them a false air of being
bright. On the other hand, we know how mendacious they
are. They are all more or less so. They do not content
themselves with simply denying anything of which they are
accused. They invent a story quite different from the truth.
Some of them do not stop at distorting the facts, but insert
additional details, or make a story out of whole cloth. They
not only do this to clear themselves, or to throw the blame
on their comrades, but even when it is to their disadvantage—boasting
of tricks they have not played, for the purpose of
exciting interest and admiration.”
While in imbeciles this impulse to express such pictures
of fancy is to be regarded as a consequence of a degradation
of intelligence, a similar condition is found in poetical
men, owing to an overdevelopment of the ideation and the
fancy. Hence it becomes interesting to trace out this
phenomenon of “pseudologia phantastica” in the childhood
of poets. Delbrück adduces as examples Goethe and Gottfried
Keller, both of whom themselves remarked this symptom
of their childhood. Goethe tells how he narrated to his
schoolmates histories drawn from his fancy as actual events,
and how he himself often wondered at their believing him.
Later he passes this judgment: “Had I not gradually, in
conformity with my nature, learned to convert these forms
of air and empty boastings into artistic productions, such
swaggering beginnings would certainly not have been without
bad consequences to me. If this impulse be accurately
observed, there may be recognised in it the same pretension
with which the poet, as such, sets forth dictatorially the
most improbable thing and requires the reader to take for
true what in any sense appears true to him, the inventor.”
In the previous chapter a characteristic of great poets
and artists was described under the name of the impulse to
expression, whose analogue in great men of a different constitution
of mind, especially in those who follow science,
takes the form of a creative impulse. This impulse which
prompts the true artist to abandon himself unselfishly to
his art and to produce what nobody has demanded, and
spurs the scientific man to untiring research and opens to
him new paths, is the most important mark of the truly
great man. Hagen[69] says: “Just as the instinct of the beast
impels him to certain actions though they cost him his life,
so is it originally far less a conscious purpose than a force of
nature which impels genius to producing, versifying, endeavouring.
He is filled with one idea, and divided interests
are impossible for him. A heroic genius, an Alexander
or a Napoleon, conquers continually, not from mere desire
of glory or of rule, but because it is his nature to make war
upon others, and because continual victory is his natural
need. In like manner the scientific genius knows no rest,
but forever places before itself a new problem. It must
equally always be conquering. The artist must ever be
producing. Each man’s action appears to him to be free
choice. In reality it is so only in a very narrow sense.
Genius acts less because it would than because it must.”
So says Schopenhauer:[70] “Everything comes at last to
this question, Where does the first motive—the Ernst—of
the man lie? For almost everybody it lies exclusively in
his own well-being and that of those that belong to him.
Hence he is able to further that and nothing else, for no
deliberate purpose, no voluntary and intentional excitation,
can borrow the true, deep, personal Ernst, nor produce it,
nor rightly replace it; for such a purpose is an attempt to
wrench Nature; nor without Ernst can anything be but half
willed. For the same reason, persons of genius look out ill
for their own well-being. As a leaden counterpoise will
always bring a body back to the situation which its centre
of gravity requires, so the true Ernst of the man ever carries
the force and attention of his intellect back to where it lies;
everything else the man desires without true Ernst. Hence
only those rare abnormal men, whose true Ernst does not
lie in the personal and practical but in the objective and the
theoretical, are able to embrace the essences of things and
of the world as the highest truths, and to render them
again. For such an Ernst, falling without the individual in
the objective, is something foreign to human nature—something
unnatural and supernatural. Yet by that alone is man
great. And in accordance with that is what he does ascribed
to something different from himself—namely, to his
genius, which takes possession of him. Such a man has no
ulterior purpose behind his images, his poems, or his
thoughts; and everything personal is but means to those
as end. Other men seek the main chance, and generally
know how to advance themselves, for they insinuate themselves
with their contemporaries, ready to subserve their
needs and whims. Hence they live, for the most part, in
good circumstances, while the externally centred man is in
misery. For he sacrifices his well-being to his objective
end. He can not help it. There lies his Ernst. With them
it is the reverse; and that is why they are small and he is
great. His work is for all time, though the recognition of
it generally begins in future ages. But they live and die
with their day.”
This Ernst of the man of which Schopenhauer here
speaks corresponds exactly with the above-described impulse
to expression and to creation. The neglect of personal
interests, the entire abandonment to his work, the restless
strife for an ideal, are characteristics of the great man.
Here again we remark a surprising similitude between
the so-called genius and many forms of insanity. But it is
merely a similitude, and not an affinity, as Lombroso, Hagen,
and others take it to be. For affinity supposes a community
of essence deeper than mere similitude of external phenomena.
It is this latter alone that we meet with here. The causal
conditions are separated by the whole diameter of being.
In great artists and scholars on the one hand, and in the
insane on the other, there is a great irresistible impulse
which fills them to overflowing and makes them forget all
personal considerations. But while in the former the restless
compulsion to create, the hot aspiration, is the kernel of
the highest and noblest perfection of man, in the latter there
is a morbid impulse which is usually directed to the silliest
things. Formerly such a state was called a monomania,
since this irresistible impulse seemed to be the only pathological
symptom; but careful observation has shown that
there is always a more general psychical malady, usually
the consequence of arrested development. It is perfectly
astonishing with what tenacity and untiring persistence such
patients go to work. Trélat[71] reports a suitable example as
follows:
“M. de W. is forty-five years old. He lives almost all
the time shut up in his room, where he is supposed to be
carrying on serious studies. He is seldom seen, and when
he is seen complains of headache caused by overwork and
the fatigue of his continued night labours. He has an amiable
and accomplished wife. People talk to her about the
health of her husband, and how wrong it is for him to misuse
his forces, and beg her to influence him to pursue his
studies with less ardour. She answers sadly that all her
endeavours are vain; but she does nothing to shake the
conviction of his friends, although she knows very well
what she has to endure in this difficult situation. The poor
lady is absorbed by her attempts to maintain the sense and
dignity of her husband.
“In fact, he employs the whole time passed in his room
in counting how often the same letter—s, or t, or g, or z—occurs
in Genesis, in Exodus, in Leviticus, in Numbers, in
Deuteronomy, in the books of Kings, in the books of Chronicles,
in the book of Jesus the Son of Sirach, in the Song of
Solomon, in the book of Revelation, etc. How many pages
in one book begin with a p, with a b, with an a; how many
end with a t, with a c, etc.
“Other studies of such seriousness as to cause this man
of science to pass a fortnight without any attention to his
toilette, or even washing himself, consist in counting all the
contradictions he can find in the same author. Having
passed one, two, or three years without interruption in
these works, this indefatigable worker throws himself with
the same ardour into taking his watch to pieces, down to its
minutest parts, and putting it together again. During six
months he undoes every morning what he had completed
the night before. Everybody who calls upon him receives
the invariable answer, Monsieur is too busy to be disturbed.
Everybody thinks that this writer is too modest to publish
his book, and will leave behind Titanic works. The poor
wife alone contrives to procure to so utter a nonentity honour
and esteem to the last day of his life.”
Here is a state of compulsory counting termed arithmomania.
A great variety of such symptoms are distinguished.
These interest us less as such, at present, than
does the way in which they come about, the complete absorption
of the mental action in the impulse, which shows
much resemblance to the creative impulse of men of genius.
Those patients exhibit the same phenomena who may be
termed inventors and Utopians. They not seldom sacrifice
their means and bring themselves and their families to ruin
by their unconquerable desire of making inventions and discoveries.
They are fully convinced, in their folly, of the
epoch-making importance of their improvements, and all
pains are lost to cause them to desist from their ridiculous
performances.
Morel had a patient who thought he could alter the
weather and bring on rain. Lombroso reports the case of
a patient who wrote a book entitled Dominatmosphere, in
which he undertook to teach husbandmen how to get two
annual harvests, and to put sailors in possession of a means
of blowing the winds out of their way. The alchemists,
who forfeited their lives in trying to make gold, the searchers
for the philosopher’s stone, were, for the most part,
weak-minded persons of this sort. In modern times perpetual
motion has been one of the great objects of crazy
inventors. Trélat knew a man who had brought his family
to want by his discoveries and inventions. He asserted
that in order to bring a wheel into perpetual motion nothing
was wanted but a supply of still water. In every discussion
he objected to the competence of his opponent. To
put an end to this, the physician of Bicêtre carried him to
Arago, who proved to him that his inventions would not
work. The poor devil was taken aback for an instant and
burst into tears; but in a moment he raised his head and
exclaimed with confidence, “No matter! Arago is mistaken!”
We have seen in the preceding chapter how important
a part feelings and moods play in the psychical processes
of great artists. In opposition to students, in whom
the turning point of their mental action lies in the understanding,
in artists moods and feelings are often the starting
point of their productions. Hence we find that in them
this part of the mental organ has not infrequently an enormous
development. As with the other psychical characters,
so likewise here we find that the high refinement of a
single factor—always, however, in just proportion to the
total action of the organ—produces outward phenomena
having some similarity with those states which are due to
disturbed inward equilibrium, and which we often have occasion
to observe in the insane.
“Exulting to heaven, to death beaten down,” expresses
a temperament not uncommon among great poets and artists,
causing those oscillations of moods which justify that
reproach of caprice which is often addressed to them. This
is one of the commonest symptoms of mental disease, above
all of hysteria. But the similarity between the phenomena
is merely external. They are rooted in widely divergent
causal conditions. The practised psychiatrist will distinguish
without difficulty between changes of mood such as
Goethe observed in himself, which had their origin in the
highest refinement of the psychical organism, and the capriciousness
of a hysterical woman at whose bidding there
stands always ready, in case of need, a rich well of tears,
whose sluices have but to be opened to allow the never-drained
stream to flow.
The restless energy of great men—who, with a new goal
before their eyes, press ceaselessly forward, and who, as
soon as they have climbed one height of science or of art,
see new heights rise before them yet to be essayed—keeps
them in continual discontent with themselves and their performances.
Fate such a bold, untrammelled spirit gave him
As forward, onward ever must endure;
Whose over-hasty impulse drave him
Past earthly joys he might secure.
Dragged through the wildest life will I enslave him
Through flat and stale indifference;
With struggling, chilling, checking, so deprave him
That to his hot, insatiate sense,
The dream of drink shall mock, but never lave him;
Refreshment shall his lips in vain implore.
Had he not made himself the devil’s, naught could save him,
In this destiny of Faust, Goethe painted his own sensations,
and, like a genuine poet, in the particular touched
the general. Goethe felt within him the restless mind
which “drave him past earthly joys.” He himself acknowledged
that he could scarce call four weeks of his life happy.
His feeling of misery incited him sometimes to thoughts of
suicide, though he was always able to master it. He says:
“Among a fine collection of arms I possessed a costly and
sharp poniard. This I always placed beside my bed, and
before I put out the light I would consider whether it
would suit me to strike the sharp point a couple of inches
into my breast or not; but since it never did suit, I laughed
myself out of the habit, and, casting aside hypochondriacal
grimaces, concluded to live.”
Happiness and contentment are feelings denied to truly
great men. And hence, as Aristotle says, those who have
been eminent in philosophy, politics, poetry, and art have
been predisposed to melancholy. But this kind of melancholy
is as different as possible from pathological melancholia.
Far from being of a morbid nature, it is an inevitable
and eminently sane consequence of the psychical constitution
of such men.
In contrast to it stands the self-satisfied good humour of
degenerate simpletons, who are always convinced of their
own merits and live in the most comfortable self-conceit.
The dissatisfaction of the great man, which finds no relief
but in creation and in ceaseless endeavour, is the noblest
mainspring of the human race, to which all civilization
is due.
In the mode of life of great men we shall find much that
departs from the everyday habits of the conventional son of
Adam. The Philistine, to whom all that is unusual appears
unsuitable, is often heard to remark that great artists and
scholars are all a little crazy. He says so because he unthinkingly
confounds the uncommon with the irrational.
The thinker will judge otherwise. The psychologist’s business
is to ascertain the causes of these phenomena.
Lombroso has, in his psychological researches into genius,
adduced many such phenomena, and has dwelt upon
their incontestable similarity with the symptoms of many
insane patients. “What is observed in the insane has been
asserted of the man of genius—that he walks solitary in the
world, and solitary departs from it, a stranger to the warmth
of family life and untouched by the charms of society.”[73]
But this is not precisely the fact. History sufficiently assures
us that great men are frequently by no means strangers
to family feeling. But what is observable in great men
is that they are relatively indifferent to everything which
does not answer to their inward endeavours, that the ideas
of which they are full absorb their attention, and that they
consequently seem uninterested in what goes on about them.
For this reason the genius, like the madman, has been called
a stranger to the world.
As we have already said, such egotism as often characterizes
the insane is in the great man impossible. Self-forgetfulness
is the first condition of true greatness. Nor is it
accurate to call the poet or artist a stranger to the world.
We have seen that Goethe had a rare insight into the world;
nor can we conceive of a true poet without knowledge of the
world. Jürgen Meyer is quite right when he says: “A poet
who should sing what he had not seen and heard, but what
he freely imagined without any experience of life, must sing
without vitality. Creative fancy requires supplies from life,
and can not draw its wondrous threads from out of its own
body as a silkworm does.”[74]
Here, as before, the similarity is merely external, and the
determining causes are essentially different.
If the conduction of impressions over the nerves of sense
is impaired or destroyed, so that the individual concerned is
in a measure cut off from the external world, his attention
will naturally be more directed to his inner life. Hence it
is that people who become deaf or blind are apt to seem
selfish. But without any defect of the conduction of the
nerves a loss of perceptions may be brought about by a
weakening of the perceptive centres or of the paths of association.
Such weakening, which, in degenerate subjects, is
not seldom very considerable, will, of course, result in a preponderance
of inward perceptions. If there is a concurrent
want of power of concentration of the attention upon outward
things, as there generally is, we have the type of a
person of weak mind, who is unable to comprehend the relations
of things about him, who, occupied with himself,
remains a stranger to the world, and who displays a characteristic
selfishness and vanity.
No doubt poets and artists, as well as scholars, often exhibit
an outward appearance of self-absorption and of indifference
to their surroundings. This is common to them
with many of the insane.[75] But how disparate are the
causes underlying these phenomena! With the weak-minded
it is the want of power to concentrate the attention
which renders them uninterested and indifferent to the outward
world; but with poets and scholars it is, on the contrary,
the high degree of that power which brings about
similar phenomena. As we know, the centrifugal condition
which we term attention not only extends its power to the
organ of sense whose action is emphasized, but it must also
be able to order off all the rest of the impressions of sense.
The great thinker appears uninterested in surrounding
things because his whole attention is directed to the well-ordered
sequence of his logical thoughts, to which end,
with fullest consciousness, the outward impressions are ordered
off. The weak-minded man is present at a performance.
The sounds of the words of the orator ring in his
ears, but the slightest outward or inward impression suffices
to make his attention wander. His thoughts ramble.
They are everywhere and nowhere. The mentally gifted
man, on the contrary, constantly has his mind on the matter
in hand. If he wishes to concentrate his thoughts upon an
outward object, nothing that takes place is able to escape
him. His attention is stronger than the promiscuous spontaneous
suggestions; and outward impressions of sense
which do not relate to the matter in hand will not be apperceived.
The average man, when he walks the street, perceives
all the impressions that strike his senses. He meets, we
will say, two persons whom he knows, both of whom look
him full in the face and fail to recognise him. They pass
him by, and at the next crossing are nearly run over because
they do not hear or see a coming vehicle. One of
them is an idiot. His attention is not concentrated upon
anything. He is drowsy, his thoughts breed lawlessly
around, without being directed by his will. The second is
a learned man who is occupied in solving a scientific problem.
He is deep in his logical train of thought, and the
requisite attention has ordered off all outward impressions
of sense.
We see, then, that we have here a phenomenon common
to the idiot and the genius. Yet how contrary are the
causes of the two phenomena!
Lombroso sets up insensibility to heat and cold, to hunger
and thirst, as a phenomenon common to genius and insanity.
He brings forward this example:
“When Beethoven had sat down to compose, and Newton
to study a mathematical problem, they so completely
forgot the needs of the stomach that they would scold the
servant who brought them a meal, under the impression that
they had already eaten.”
To explain this abstractedness Lombroso says:
“The unnatural tension of the power of sensation, and the
consequent drain of all the forces and faculties, is undoubtedly
the cause of this surprising behaviour found equally
among men of genius and among the insane.”
I do not think it is accurate to refer these peculiarities of
genius to a “draining” or exhaustion. On the contrary, I
would rather explain it by the heightening of the mental
action. In the concentration of the attention upon inward
conditions, in which, as we have seen, the impressions of all
organs of sense not directly concerned are ordered off, the
feeling of hunger will not be perceived. Nor need one be
either a genius or a fool to forget eating and drinking over
an arduous work. Moreover, in extreme idiots, who are unable
to concentrate their attention at all, as a rule a bestial
impulse to eat is observable.
The insane refuse to take nourishment, or forget their
bodily needs, from a great variety of causes. In one case,
like that of a sane man immersed in his work, the attention
may be directed to inward processes, and all the other impressions
of sense may be ordered off. Only, the patient’s
inward process, instead of consisting in an ordered sequence
of thoughts, is composed of hallucinations, which foster his
whole attention; or he may have religious visions which so
completely absorb all his senses that he not only feels no
hunger but is insensible to all physical pain whatever.
Another patient may decline food because he thinks himself
persecuted, and believes the food is poisoned. A hallucinatory
subject refuses to eat because a voice from heaven has
forbidden him to do so. A victim of melancholia does not
eat because he thinks himself too great a criminal to receive
God’s gift. A hypochondriac imagines his stomach is not
in condition to digest food, and will not take food for that
reason. Another may be unable to assign any reason for
not eating, but still he will not do so. The outward effect
is the same in all these cases. It is the business of the psychiatrist
to trace out the causes, and thus diagnostically to
estimate the symptom.
We thus see that neither the psychologist nor the psychiatrist
ought to be content to observe behaviour superficially,
but must trace out the motive of it in order to draw
any inference from it. The most absurd conduct sometimes
has reasons consistent with health, while conduct which
would not surprise a layman at all may be regarded by a
psychiatrist as a well-recognised symptom of insanity.
A further explanation of many peculiarities of men of
genius is to be sought in their relations to the society in
which they live. A man with a reputation for high talents,
distinguished from his youth for his superiority and genius,
always has his circle of admirers with its proportion of flatterers.
If he had the misfortune to be a precocious child
he will have been accustomed from his earliest youth to the
idea that his genius is far above ordinary men and above the
rules that apply to those men. If such a man is, in later
years, attacked by a competent critic upon this or that
point, or if schools and parties are formed unfavourable to
his method, whether in art or in science, he will, of course,
react otherwise than a man would do who was accustomed
to opposition of every description. He will, perhaps, regard
his just critic as a personal enemy; he will complain
that he is misunderstood by his contemporaries, and his passion
may go so far that the public at large, and superficial
observers among psychiatrists, may consider him to be the
victim of a delusion of persecution.
Peculiar inclinations and other mental idiosyncrasies
of men of genius can mostly be very readily explained.
Everybody accustomed psychologically to study and dissect
those whom he meets, so far as opportunity is afforded, is
familiar with the remark that each individual of the human
race has his peculiarities, more or less odd, his “weaknesses,”
his locus minoris resistentiæ, as we say in somatic medicine.
The ordinary man, if he has the least breeding, has been
accustomed from his youth up to hold in check one inclination
or another which violates the usages of society, or even
perhaps of good morals. He has learned to attend sufficiently
to his own conduct not to allow habits to take root
which might appear unusual or be disagreeable to others.
But the man of genius is far too much governed by his inward
processes, his fancy, and his work, to pay attention to
trifling details of manner. He therefore appears what he
really is, while the average man would not do this. Consequently
chance peculiarities and special inclinations appear
in the former more than in the latter.
Thus it is that the behaviour of great men is not to be
measured by the same standard as that of others, that we
have to take account of the motives of their actions, and that
the psychical conditions must be kept in view if we are
to draw any trustworthy inferences from their behaviour.
Those mighty natures must be judged from their own organization,
and not from the Philistine standpoint of the so-called
average man.
As a further proof of the affinity of genius to insanity it
has been alleged that a great number of eminent men have
actually had attacks of insanity. Among poets are mentioned
Lucretius, Tasso (who suffered from periodical melancholia
with hallucinations and fits of excitement), Lenau,
Swift, and Reinhold Lenz (who died insane). Hölderlin was
thoroughly mad during the greater part of his life. Lessmann
suffered from melancholy and committed suicide.
Von Sonnenberg, Southey, and Ben Jonson were likewise
attacked by insanity. Molière had repeated fits of melancholy.
Rousseau suffered during much of his life from insanity.[76]
Gutzkow and Cowper were insane; also the
French poets Berthes, Dubellay, Duboys, Bataille, Baudelaire,
and Guy de Maupassant. Kleist, Merk, Raimund,
Stieglitz, Louise Brachmann, and Nerval committed suicide.
Insane students of nature were Swammerdam (who
was attacked with melancholia religiosa, thinking he had insulted
God, and therefore burned his writings) and Albrecht
von Haller (who was also melancholy). The mathematician
Bolyai, Cardan, and Johann Georg Zimmermann were likewise
insane. So was the celebrated physiologist Johannes
Müller, who committed suicide.
Among insane philosophers may be mentioned Auguste
Comte and Engel.
Of composers who were attacked by insanity, Schumann
and Donizetti are examples. Gounod had a superinduced
insanity.
Insane painters were van Goes, van Leyden, Wiertz,
Carlo Dolce, etc.
The question whether we are justified, from the alleged
frequency of insanity among famous men, to draw any conclusion
whatever—as, for example, in regard to a predisposition
to insanity among great minds, more than among
average men—or that there is an intimate connection between
genius and insanity, can only be answered from the
standpoint of experience.
That is to say, it can only be based upon severely critical
statistics. But we are very far from possessing any data
that are even approximately sufficient. If we are to go to
work scientifically, of what use can a list of famous men who
have been insane be to us? Even were the number of examples
multiplied by ten, what could be inferred? The
question is not whether there have been great men who
were insane, but whether the proportion of those who have
at some period of their lives been attacked by insanity of
different types has been markedly greater or less among
famous personages than among the general run of mankind.
In order to decide this, we should be in a condition to
state with exactitude what the percentage of insane among
the total population was at a given period of history, how
many men of genius there were at that time, and how many
of these were insane? Such researches must be repeated at
different times of history; then, if they were irreproachably
exact and sufficient, it would be possible that some conclusion
might be drawn. But we can not even make such comparisons
for the present day, far less for bygone ages. The
most we can do to-day is to count the inmates of asylums.
But extremely few of those insane geniuses who have been
reported were ever confined in asylums. Most of them belonged
to that class of deranged persons who are cared for
by their family. Manifestly, then, sufficient statistics fail us,
even for the present time. Everybody will see, without
going further, how futile it is to make a list of insane poets
from the early Roman literature to the end of the nineteenth
century, and to offer this as supporting any assertion
of the kind. Do but consider how hard it is for us to attain
any reliable conclusions upon matters much more within our
control. For a long time there has been a serious dispute
among psychiatrists as to whether there is any connection
between syphilis and general paresis. Both are accurately
limited and well-defined terms, and not, like genius and
insanity, two terms, neither of which can be defined. They
are perfectly typical and exactly characterized forms of disease.
Yet all the researches of the two parties have been
powerless to settle the question. The most diverse theories
about the matter still find numerous defenders.
There has also been an attempt to trace a connection between
genius and insanity through facts of heredity. In
spite of some valuable works in this department,[77] it must
be admitted that the observations hitherto adduced are still
far from sufficient to have any scientific value. The fact
that in several families of eminent men insanity has occurred
in no wise justifies us in drawing any conclusion.
In order to do that we must, as in the former case, be in a
condition to establish statistical comparisons which shall be
absolutely exact between the proportionate occurrence of insanity
in the families of men of genius and those of ordinary
men. The past must therefore be left altogether out of account;
nor is it any exaggeration to say that the difficulties
of establishing the facts for the present time with absolute
exactitude are unconquerable. Independently of all else,
the flexibility and indeterminacy of the terms of the question—genius
and insanity—give room for inexactitude in the
conclusions.
Every disinterested observer must be struck with the
contradictions and inadequacy of the investigations that have
been made in this field. Lombroso, for example,[78] says:
“Galton and Ribot remark that genius is as hereditary as
insanity, and that especially the gift for music, which drives
so many into the madhouse, is transmitted from parents to
children. Palestrina, Benda, Düssek, Stiller, Mozart, and
Eichhorn all had musically gifted children. The Bach
family presented to the world eight generations of musicians,
and among them fifty-seven individuals distinguished
themselves not a little. Among painters of renown, von der
Weld, von Eyck, Murillo, Veronese, Bellini, Caracci, Correggio,
Mieris, Bassano, Tintoretto, Caliare (uncle, father,
and son), all sprang from families which were more or less
occupied with their art. Among poets, Æschylus had two
sons and two grandsons who were poets; Swift was the
nephew of Dryden; Lucian was Seneca’s grandson or
nephew; Torquato Tasso was the son of Bernardo Tasso;
Ariosto’s brother and nephew were poets; two sons of Aristophanes
were dramatists; Corneille, Racine, Sophocles, Coleridge,
were each the father or grandfather of a not insignificant
poet.” But in flat contradiction to this stands the
following assertion of Lombroso:[79] “Moreover, the inheritance
of genius does not occur so easily as it otherwise would
for the reason that men of genius are often childless and often
have degenerate offspring, as we see in the lines of noble
houses.” Thus he amply refutes his own previous proposition,
and saves other people the trouble of doing so. To
prove his last point he says: “Schopenhauer, Descartes,
Leibnitz, Malebranche, Comte, Kant, Spinoza, Michel Angelo,
Newton, Foscolo, and Alfieri were unmarried; and
those great men who did not shrink from the bonds of wedlock,
like Shakespeare, Dante, Arzolo, etc., found no happiness
in that life.” As if celibacy, or an unhappy marriage,
could have no other cause than impotence! Other psychiatrists
have remarked the sterility of great men. Thus,
Arndt says:[80] “Hence we often see, I might say without
exception, that genius makes the summit of the family tree,
or at least is the last living twig of one branch, which bears
many flowers and fruits, but loses its capacity of putting
forth new shoots in creating genius. Thereafter it buds but
scantily, or even loses the power of doing even that, but
comes to an end without progeny.”
This opinion is somewhat exaggerated, as Lombroso’s
own report shows; and we should lay ourselves open
to the charge of inexcusable superficiality were we to attempt
to erect a scientific theory upon such a foundation.
It is true that between famous men—the so-called geniuses—and
the insane many resemblances may be traced.
Nevertheless, they are, as we have seen, mere resemblances,
not real affinities. Just as every symptom of mental disease
has its analogue in health, so has it also an analogue in
genius. But, owing to the entire mental action being higher
than in average men, the states analogous to morbid symptoms
here come out more markedly. Genius resembles insanity
as gold resembles brass. The similarity is merely in
the appearance. When we go deeper into the facts we find
the two states so widely disparate that we are not justified
in saying that they are allied; still less, with Moreau, that
genius is a morbid condition.
Finally, let the fact be considered that most of the great
men, both of art and of science, were misunderstood by their
contemporaries, and were only appreciated after they were
dead. In recognition of this truth, Goethe pronounces that
a genius is in touch with his century only by virtue of his
defects, only in so far as he shares the weaknesses of his
times. The genius of the truly great man outstrips, with
its great wing strokes, the rest of the flock. Those who
can not keep up with him can not comprehend him. They
are puzzled at first, and finally set him down as a fool. In
short, they confound genius and insanity.
DEGENERATION.
The riddle of heredity is yet unsolved. The seed corpuscles
and the ovum—the male and female germinal substances—through
the coalescence of which the new individual
is created, not only transmit bodily characters from
progenitors to progeny, but psychical peculiarities too, and
thus convey family traits from forefathers to posterity. Of
the fact experience assures us, but as to its biological
causes nothing has been disclosed.
In the great catalogue of diseases, somatic and psychical,
heredity plays an important part. This has been undisputed
since Hippocrates. In most cases, however, it is not
a definite disease which is inherited, but a diathesis, a predisposition,
a want of resistance to all baleful influences of
the direct exciting causes of disease.
In this way heredity is an important element in all
pathogeneses, or origins of disease; and it is especially so for
derangements of the mind. The inheritance may either be
a direct one—from parent to offspring—or an indirect one.
In the latter case it is either atavism, or reversion to the
characters of grandparents, or there is a collateral inheritance
from an uncle or aunt.
Essentially distinct from heredity is gradual and progressive
degeneration—a phenomenon first profoundly studied
by Morel de Rouen.[81] Morel schematizes it as follows:
First Generation: Nervous temperament; moral depravity;
excesses.
Second Generation: Tendency to apoplexy and severe
neuroses; alcoholism.
Third Generation: Mental derangements; suicide; intellectual
incapacity.
Fourth Generation: Hereditary imbecility; deformities;
arrested development. With this last generation the race
comes to an end by sterility.
Besides a long list of mental symptoms, Morel has collected
a number of stigmata, or bodily marks, which he has
observed in degenerate subjects. These are many kinds of
deformities, want of equality in the two halves of the face or
other bilateral parts, irregularities of the skull, protruding
or unlike ears, overgrown ear-laps, squinting, stuttering,
deformed teeth, too few or too many fingers, atrophies or
abnormal formations of the organs of sex, etc.
Morel called these phenomena phenomena of dégénérescence.
This has been translated into German by the term
Entartung. The German word implies etymologically a departure
from the Art—that is, the species, the normal form—and
might be applied to any chronic disease, whether
somatic or psychic. It need not imply, as degeneration does,
a progressive pining away of the race till it is extinct.
In the course of time, however, this point has fallen out
of sight. Modern writers, and especially the French author,
Magnan, who has very industriously worked upon the subject,
leave almost unnoticed the question of progressive pining
ending with the extinction of the race, and place the
whole emphasis upon the heredity. Magnan employs the
terms dégénérés, héréditaires dégénérés, héréditaires, indifferently.
Möbius directly declares that it is convenient to replace
the expression hereditary by degenerate.[82]
Thus it is that at present the expressions Belastete (afflicted),
Hereditarier (hereditary), and Entartete (degenerate)
are used promiscuously. The fact that such diversity of
expression reigns is due, in this department as elsewhere
in science, to the habit of quarrelling over words instead of
making their meaning clear. So von Krafft-Ebing, for example,
terms paranoia exclusively a psychosis of degeneration,
and, in order to refute Mendel,[83] who questions the
degenerative significance of the disease, advances the argument
that paranoia is only found among the “afflicted.”[84]
Now, “affliction” and “degeneration” are two entirely different
things, which have few, if any, common features.
Many paranoiacs have perfectly sane children, and therefore
in Morel’s sense they can not be called degenerate.
Paranoia is likewise found in perfectly sane persons at an
advanced age; and in them there can be no Entartung or
degeneration.
The term “hereditary affliction” means, in psychopathology,
merely that disorders of the nervous system existed among the
person’s progenitors. The man himself may thus not be deranged
at all. In fact, great numbers of the hereditarily afflicted
are perfectly healthy. As I have said, hereditary
affliction plays an important part not only in degeneration,
but in the majority of mental diseases; and consequently
we shall do well to keep the terms “heredity” and “degeneracy”
distinct.
The forms of disease described by Morel under the name
of dégénérescence are referred by him and his adherents, especially
Falret, exclusively to hereditary affliction; and a
“hereditary insanity” without qualification has been spoken
of. But we have seen that, on the one hand, a pathogenic
significance belongs to heredity in most psychoses; while,
on the other hand, it has been proved that the so-called
“hereditary insanity” or “dégénérescence” is found in persons
who have had no insanity in their families; so that
there would be here a “hereditary insanity” without
heredity.
These facts shatter the very essence of Morel’s doctrine;
and so it came about that want of clearness of terms has
led to many misunderstandings and much diversity of expression.
If, then, we are to hold fast to the term degeneration,
or Entartung, this must be understood to embrace all cases
of defective development of the psychical organ. Degenerates
are mental monstrosities; degeneration κατ’ ἐξοχήν is idiocy.
The causes of degeneration—that is, in good English, of
degeneracy—may be divided into three classes, as follows:
1. Degenerative Hereditary Transmission.—This concept is
essentially different from the above-described simple form
of inheritance. In simple heredity nothing is transmitted
but a predisposition, the individual being radically sane.
Degenerative hereditary transmission implies a diseased germinal
substance, which may lead to progressive degeneration
of the posterity. The disease of the germinal substance
is in many cases due to actual poisoning, more
especially by alcohol. Many authors insist that chronic intoxication
is not requisite, but that if drunkenness supervenes
during the act of copulation, it suffices to transmit a
degenerate state to the offspring.[85]
2. Intra-uterine Disturbances of Development.—Here are to
be placed infectious diseases of the mother during pregnancy;
bad nutrition of the embryo in consequence of
cachectic states of the mother, such as rickets, etc.; deformities
of the pelvis, and consequent compression of the skull;
injuries to the head in delivery by instruments, and in consequence
of accidents to the mother during pregnancy, etc.
3. Extra-uterine Disturbances of Development.—Such are injuries
to the head, infectious diseases, and the like, in early
childhood.
As regards the clinical portrait of degeneration, there
have been many attempts to divide it into classes and to establish
specific forms of disease under this genus. Morel
divides the degenerate into four classes, as follows:
The first embraces all those persons in whom there are
no particular anomalies, whether of the intellect or the
heart, but who are characterized by a so-called nervous
temperament. Among them are neurasthenics, hysterical
women, and people who, while very eccentric, are fully conscious
of their own state.
In the second class are those persons who, while their
intellectual powers are unimpaired, display a decided disturbance
of their feelings and impulses, and consequently
great defects and perversity in morals.
The third class contains imbeciles whose mental weakness
is limited to the intellect, so that the instincts hold
sway over their understanding.
In the fourth class are found idiots in whom the whole
mental development is extremely low.
This and other classifications are purely arbitrary.
These classes gradually pass into one another, and single
examples show the most diverse combinations. In consequence
of the disturbances of development in degeneracy
the quintessence of the malady is to be sought in the disproportion
in which the mental factors stand to one another.
Thus Magnan[86] says of the degenerate: “Doubtless the essential
thing is the discord, the want of balance of the mind.”
Hence, in diagnosing the mental state, it is not enough to
inquire into the degree of general mental development that
the intellect, for example, may have attained, for there are
some men who are dull, as well as those who are bright.
But one main problem must be to determine the proportions
which the different mental factors bear to one another. A
short-legged man is just as healthy as a long-legged man,
but if the relative development of the two legs is different,
one being longer than the other, there is a state of disease,
though each leg singly be sound. So it is with the mental
powers. If the feelings and moods are relatively more
strongly developed than the other mental characteristics, so
that the latter depend too much upon the former, there will
be a relatively hysterical condition. With a disproportionate
development of the fancy, delusions and hallucinations
may occur; while an excessive development of the impulses,
at the expense of the sensations, joined with intellectual
weakness, may lead to moral insanity, since here the characteristics
known as conscience, pity, etc., do not exist. Of
course, these are not universal, unyielding rules, for every
case has its singularities and must be studied and diagnosed
for itself.
The clinical morbid picture of these degenerates may
be very manifold. As might be expected on theoretical
grounds, there is scarcely a symptom in psychiatry which
may not occasionally be observed in the degenerate, since
the disproportion of the single mental powers among one
another may produce the most diverse combinations.
That which distinguishes degeneracy from other diseases
of the mind is precisely the absence of any type in the occurrence
and history of its symptoms. While in chronic
paranoia a systematized fabric of delusions is found to which
patients adhere in its unaltered form, and which only at the
end becomes mollified in the general death of the intellectual
powers, in the history of the degenerate, on the other hand,
we find the most variegated medley of symptoms wildly
succeeding one another. At one time there are imperative
ideas, imperative impulses, and other such supervenient
states; then we see delusions emerge in them; but, unlike
those of the mad, they do not arise and remain systematically,
but are only temporary, and are characterized by the
absence of any marked type. “The fabric of delusions,”
says Magnan, “has in the degenerate particular marks.
Whether it be delusion of greatness, or delusion of persecution,
or religious, or hypochondriacal delusion, or whatever
other variety, it appears without preparation, is often
multiform, and whether it lasts a longer or a shorter time, it
never goes through a series of determinate periods.”[87]
Manifold diseased sensations and impulses play a great
part in degeneracy, and are often motives to the most surprising
behaviour. Magnan has described a great many
impulses and antipathies or syndromes, and terms them the
mental stigmata of degeneracy. The most important are the
following: The mania for asking questions; the mania for
subtleties; the mania of doubt; aichmophobia, or fear of
points, in which needles and all pointed objects put the patients
into agony; agoraphobia, or fear of public squares;
claustrophobia, or fear of inclosed places; dipsomania or
periodic passion for drink; sitiomania, or irresistible longing
to eat; pyromania, or the impulse to set things on fire;
kleptomania, or the passion for stealing; oniomania, or the
impulse to make purchases; zoöphilomania, or morbid love
of animals; onomatomania, or compulsion to seek for a particular
word; arithmomania, or compulsion to count, etc.
These diseased impulses and antipathies, whose number is
very great, never occur singly, so as to form a proper variety
of insanity, as was erroneously assumed in former times,
thus giving rise to the term monomania. On the contrary,
they always form a mere partial phenomenon of a diseased
state of the nervous system, consequent upon the discord of
its several factors.
Here, too, belong the numerous sexual anomalies described
at length by von Krafft-Ebing. These, too, never
constitute a disease proper, but are mere symptoms of a
general malady. If, therefore, it is required of a psychiatrist
to ascertain whether an act which conflicts with
morals and with law is to be considered as pathological or
not, he must not consider that act by itself. He will have
to find out whether or not the mental conduct of the person
who committed it is insane independently of that act.
The morbid symptoms of degeneracy are, as we have
said, of the most various description, and cases in which the
symptoms are decided can be diagnosed without difficulty.
Since such cases strike even the general public as insane,
the relatives of such patients call in medical aid. The consequence
is that those degenerates that are known to practising
physicians are, for the most part, those of typical
imbecility, perverse sensations, etc.
It is very different with those dégénérés supérieurs, in
whom no direct phobias, manias, imperative ideas, delusions
etc., are present, but in whom there is merely a disturbance
of the mental equilibrium, so that Magnan terms them
simply unbalanced, déséquilibrés. In such a person every
single mental faculty may have attained a degree of development
which surpasses the average; and yet the proportion
of the different mental factors to one another may be so
abnormal that the mental balance is destroyed; and thus
the discord may be so prominent that the person in question,
in spite of his seemingly high mental development,
may be mentally deranged.
An acquaintance with this class of degenerates is important,
not alone for the mad-doctor, but for every physician,
every jurist, every historian, every art critic, every pedagogue.
In short, every person whose duty it is to pass
judgment upon men should interest himself in this form of
degeneracy, for men thus afflicted have at all times exercised
great influence upon the arts, the politics, and the
whole civilization of their countries—all the more so that
the public have not recognised that they were insane, but
have allowed them not infrequently to play parts in social
life.
One of the characteristic marks of these degenerates is
their highly emotional nature and the incalculable oscillations
of their mood. Although in great men, in consequence
of the extreme refinement of their mental organism,
the moods and feelings are capable of very wide modulation,
so that Goethe said of himself that he passed in his
moods from one extreme to the other, yet in them this phenomenon
is strictly limited to their subjective sensation.
Men of undisturbed mental balance remain ever masters of
themselves, and do not allow themselves to be hurried into
irrational acts. In spite of all the oscillations of his inward
state of heart, Goethe, as seen from without, was always the
same distinguished, consistent, imposing figure. This
marked the greatness of his character, the proportionate
development of his different mental factors, his pure harmony
of soul. In spite of the bold leaps of his luxuriant
fancy, in spite of the great exaltations and depressions of his
moods and feelings, the great ensemble of his psychical organism
was governed by his forceful thought; his every act
was guided and determined by his intellect.
In the degenerate, on the other hand, sudden gusts of
passion and fluctuations of moods not infrequently lead to
the most singular and eccentric acts. Their intellectual
action is not able to set limits to their impulsive feelings.
Inward excitement runs unbridled into outward manifestation.
Irritable to the highest degree, touched by the slightest
impressions, they frequently react in the most passionate
way upon the most insignificant occasion. No occurrence is
too indifferent or insignificant to excite an emotion in them
which hurries them into the most incredible acts.
The circumstance that, with the degenerates, the emotion
leads to a total superseding of the intellectual capacity, and
may then drive them, in their utter irresponsibility, into acts
of violence and crime, has often led to the opinion that
there was something morbid in that emotion itself. But
this is a superficial view, not in consonance with the facts.
A man capable of no emotion, whom no mental stimulus
is able to get out of the common ruts, is like a stupid mule
that keeps on its way undisturbed, without regard for the
strokes of the whip, and with unmoved composure, though a
cannon were discharged by its side. Such dulness is found
among a class of degenerates, including the idiots. The
sane man is usually capable of emotion, but he knows how
to govern and curb it by the action of his intellect. Emotion
in the sane man as an expression of a legitimate sentiment
is beautiful, at times even sublime. This is true even
of anger. The blushing maiden repelling unworthy propositions,
the anger of the man whose honour is assailed and
who seeks satisfaction, have of a surety nothing unwholesome,
and will hardly be confusible with the uncalled-for
passion of the degenerate.
A phenomenon frequently observed among degenerates is
an abnormally lively fancy, which appears in childhood, and
renders any purposive thought impossible. Such children
are inclined to dreaminess and so-called thoughtlessness.
Their mental powers are sometimes pretty well developed,
but they can make no use of them because their dreaminess
permits no persistent logical thought. They have to be
incessantly shaken up. At school they are inattentive and
never follow the matter in hand. In their earliest childhood
they have lively dreams, often wake up with a dreadful
shriek, in what is called pavor nocturnus, and sometimes
have deceptions of sense. Proneness to invent stories is a
characteristic of these children gifted with fancy, and their
tales are narrated as actual occurrences. This is the pseudologia
phantastica of Delbrück. At the age of puberty
they are often attacked by that kind of self-nursed anguish
which the Germans called Weltschmerz. They indulge in
sentimental effusions, and often perpetrate all sorts of eccentric
follies. In later life they fall into that class of
minds whom we call dreamers, enthusiasts, Utopians, and
mystics. Their luxuriant fancy, directed by no purposive
will or intellectual plan, attracts them to whatever is occult,
incomprehensible, and wonderful. From his youth up
such a man is not habituated to look plain facts in the face,
but gives himself up to building castles in the air and to useless
trifles. He lives in dream-land; his metaphysics (for
every man has a metaphysics or general conception of the
universe, a Weltanschauung) is not built upon outward experience,
but is the outcome of his peculiar experience,
which is one of mystical notions spun from the body of his
fancy.
In this class belong these religious fanatics, the prophets,
the founders of sects, and the like, who in earlier times were
able to exercise no little influence upon the course of history.
Religious enthusiasm and the fanaticism of religious
sects, which linger yet in North America and in Russia, are
in great part phenomena of psychical degeneration. But
in our days the fantastics and Utopians have largely turned
aside from the early forms of religious enthusiasm to spiritualism,
occultism, and other varieties of mysticism. Most of
what is written to-day upon spiritualism, prophetic dreams,
clairvoyance, second sight, and such matters springs from
morbid, degenerate brains, in which the creations of fancy
take the lead, and the intellectual action is too weak to exercise
a rational criticism. We meet such persons in every
department of life. They make their appearance as philanthropists
and as political agitators, discoursing with pathos
and fervour upon the subjects they least understand, inciting
one class of society against another, and setting up as champions
of labour and as apostles of freedom. Though they
themselves understand nothing about the matters of which
they speak and write, being utterly incapable of subjecting
their fancies and mysticisms to logical criticism, yet they are
thoroughly impressed with their own merit and greatness.
Their gift of clothing the absurdest notions in fine words
enables them to infatuate the masses, and they often collect
about them a mob of admirers. The untenable and contradictory
character of their doctrines and promises little disturbs
the silly multitude that applauds them, although their
imbecility is readily detected by rational thinkers and close
observers.
Sometimes it happens that the defective development of
the intellect in such persons affects only one part of it,
while some intellectual characteristics are highly cultivated.
Degenerates are found who have remarkably good memories
and good capacity for learning. They may even acquire
vast erudition, although they have no capacity for turning
their knowledge to account. Their fancy gets the better of
their intellect, and throws the manifold residua of former
impressions of sense into a promiscuous and confused heap.
They lack the power of concentrating their attention exclusively
upon one object. The procedure of their thought reminds
one of a rudderless craft given over to the caprices
of the winds and waves. The extent of their erudition
may, upon a slight acquaintance, lead one to think them
bright and intelligent. But, owing to their lack of power of
arranging their ideas logically, they will never be able to
accomplish anything of any consequence, and the instability
of their mental conduct will not escape the expert observer.
History is rich in examples of such individuals. The
Roman emperor Claudius, whose imbecility is beyond question,
acquired, in spite of his intellectual weakness, a solid
mastery of the Greek tongue, and possessed marked talent
as an orator. He also composed an extensive history.
Apart from these powers, he was a typical degenerate. Before
he became emperor he had a mania for hearing lawsuits
as a judge, and, owing to his simplicity and inability to
reason logically, he was generally the butt of the lawyers.
On one occasion his written decision read that “he gave his
vote for those who had spoken the truth.”[88]
In still other degenerates we find a well-developed action
of the intellect combined with an almost total absence of
feeling. The moral sense, sympathy, pity, love, etc., are
conditions utterly strange to such people. They act from
cold calculation. Selfishness and heartlessness mark all
their acts. Those curmudgeons whose sole satisfaction is
the heaping up of wealth, to whose life all ideal features
are foreign, who stick at no legal means of attaining their
selfish ends, who are not only without feeling for the sufferings
of their fellow-men, but are even cold and indifferent
to their nearest family, belong to this category of mental
degeneration.
This unfeeling nature, combined with certain proportions
of other mental factors, will result in the so-called
moral insanity, and when prudence is deficient or circumstances
push to it, produce the worst criminals. We often
find not merely a deficiency of feeling, but a positive perversion
of sentiments and feelings. Acts which other men perform
with anguish and horror occasion them delight and
contentment. Where others feel pain and sympathy they
feel pleasure and a glow of comfort. Such mental states
may lead to bestial cruelty and to an incredible pitch of
brutality.
History affords numerous examples of this. The Roman
emperor Nero had evil inheritances from both parents. Insanity
and epilepsy were prevalent in both families. His
father, Domitius Ahenobarbus, was so low in the moral
scale that it was said of him that he would have been the
worst man of his age if his son Nero had not lived.
Suetonius reports that when they wished him joy at the
birth of Nero he remarked, “The offspring of me and of
Agrippina can only be a monster who will scourge the
world.” Everybody knows that the inclination of Nero for
cruelty, lust, and dissipation passed all bounds. His behaviour
when he had Rome set on fire, admired the spectacle
from afar, and recited verses painting the destruction
of Troy, is quite typical of a degenerate. Yet he was not
without talents of an intellectual kind. The vanity which
led him first to appear in Naples as an actor, singer, and
charioteer, and later carried him to Olympia, whence he returned
richly adorned with prizes, was decidedly characteristic
of his mental degeneracy.
Moral insanity in its furthest extreme is illustrated in the
later Emperor Commodus. As a youth he displayed a lust
and cruelty which amounted to mad fury. His whole pride
was in his extraordinary bodily strength. To imitate Hercules,
he often appeared clad in a lion’s skin and armed with
a club. He appeared as a gladiator seven hundred and
thirty-five times. His joy in murder knew no bounds. He
often had the companions of his orgies slain from simple delight
in bloodshed. It was a pleasure to him to bleed a man.
We not infrequently find degenerates who, in spite of
their defective development, have brilliant talents in special
directions; and such persons may attain high consideration
on account of their achievements. Their endowments are,
however, always one-sided, and, whatever their capacity,
they are wanting in logical thought, energy, and force of
will. Whether in these cases the hypertrophy or overgrowth
of some parts, with consequent talents in certain departments,
is to be regarded as a consequence of the general
disturbance of the development—this partial capacity being
gained at the expense of the development of other parts—or
whether we have a highly refined organism in which particular
parts are atrophied or backward in their development,
we are at present unable to decide. Each opinion has
something to support it from a theoretical standpoint, and it
may be that both cases occur in fact, so that different causes
lead to the same effect.
Sometimes such a partial development—limited, it may
be, to a single intellectual capacity—is found in a mind that
is otherwise a blank. There have been high-grade idiots
who have had a decided talent for music or painting, and
who have now and then accomplished something remarkable
in one of these directions. An interesting example of
an idiot with an enormous development in a narrow, intellectual
line is that of the calculator Dase.
A partial gigantic growth is the somatic analogue of that
partial mental development. Of this Ranke says:[89] “A
light is thrown upon the morbid affinities of gigantic growth
by the numerous cases in which partial gigantic growth has
been observed. Single parts of the body, especially the extremities,
sometimes attain immoderate dimensions. In rare
cases, one entire half of the body has had a gigantic development.
At other times a single limb, or only one hand
or one foot, or even only one finger or one toe, has been
affected.” Ranke explains partial gigantic growth, as well
as partial dwarfing, as deformities due to perturbations of
development during fœtal life. Here, then, is a perfectly
exact somatic analogue of mental degeneracy. The same
discord between single parts, the same disturbance of
equilibrium, is due to the same general cause—disturbances
of development during fœtal life.
It is well known that injuries to the heads of children
originally sane produce mental degeneracy, and even complete
idiocy. Many writers teach that such injuries have
not infrequently caused hypertrophies of single mental faculties.
Lombroso reports as follows: “Cases are by no means
rare in which accidents, such as usually result in mental derangement,
injuries of the brain, and fractures of the skull,
have converted a perfectly commonplace soul into a man of
genius. Giovambattista Vico in his youth fell to the ground
from a high ladder, and was taken up with a fractured brain
pan. Goetry, originally a simple chorister, became a great
composer after a heavy beam had fallen on his head. Mabillor,
who possessed very small capacities, attained all his
greatness in consequence of a wound in his head. Hall,
who narrates this, knew a Dane who was in his youth semi-idiotic,
and who showed great talent after he had fallen from
a ladder and had struck the ground headforemost.”[90]
The term “genius” appears to be applied by Lombroso,
here as elsewhere, in a pretty broad sense. Moreover, in
many such cases it is impossible to ascertain whether the
mental development took place by reason of, or in spite of,
the injuries of the head. It is certainly possible, according
to the general analogies of degeneration, that a partial
hypertrophy was occasioned by the accident. This seems
the more presumable since analogous cases have been observed
in somatic medicine. Thus Ballinger reports a case
observed by von Buhl. It is that of the giant Thomas Hasler:
“Thomas grew quite normally,” says Ballinger, “up to
his ninth year. About that time he was kicked by a horse
in the left cheek. He soon began to grow monstrously.
He ate a great deal, particularly of butter and other fat fare,
common enough in his country in the Bavarian mountains.
At eleven Thomas was so large that he had to leave off
going to school because the seats were not large enough.
Gradually the bones of the skull and face thickened, and
that not merely on the side where he had been kicked.
After he was full-grown he ate little. Every motion he
made involved effort and fatigue. He attained the age of
twenty-five, the weight of three hundred and forty-one
pounds, and the height of seven feet three inches.”[91]
The one-sided mental development of the degenerate,
the brilliant gifts in special directions at the expense of the
development of other psychical powers, is generally called
“genius”; and this confusion of ideas, this confounding of
those powerful minds whose high capacity of achievement
consists in a general refinement of the psychical organism
with those individuals of whom instability and mental discord
are the characteristics, and whose partial mental overdevelopment
is a consequence of derangements of growth,
has, in no slight measure, contributed to the belief that there
is a real affinity between genius and insanity—that is, that
those great men who have always decided the fate of mankind
are results of morbid conditions.
Between the instability or disturbance of the mental balance
and the so-called normal average man there is, as we
know, a gradual transition. No sharp line can be drawn
here between mental health and mental disease. There is
also a gradual series connecting fully endowed men of
genius and those partially developed degenerates. But to
establish any affinity between them on that account would
necessitate an equal affinity between “normal average men”
and common degenerates. The same reasoning would conclude
an affinity between the Philistine and the degenerate
who suffers from moral insanity or imbecility.
If we are to give the name of genius to the great men in
different departments we might very well term a degenerate
with partially conspicuous development a pseudo-genius
(pseudogenie). But to accomplish anything really great, a
partial mental development is not enough. A correct combination
and balance of all the mental faculties are needed
to thread that thorny path and to climb the steep heights
which lead to immortality. Those characteristics with
which we have become acquainted in great men, that of
concentrating undivided attention upon an object, indomitable
energy and staying power, the unselfish, self-forgetting
compulsion to create—these qualities are found in the degenerate
either not at all, or in insufficient measure.
In those partially gifted degenerates, those pseudo-geniuses,
certain typical characteristics are hardly ever
wanting. In childhood they already show that vanity and
self-sufficient arrogance, that foolhardy conceit which never
leave them through life. While they are still schoolboys
they speak contemptuously of the greatest men of art and
science. Raphael and Titian were bunglers in their estimation.
They compassionately shrug their shoulders over the
“Philistine Schiller,” who ought long ago to have passed
into oblivion. Goethe is no longer “up to the times,” and
his creations have been “greatly overrated.” Such is the
trash which they utter as boys. They learn nothing at
school, partly because they are incapable and slothful, and
partly because they are so convinced of their genius that
they hold learning to be for them superfluous. They are
of the opinion that much knowledge might damage their
originality, their genius, and that their high inward merit
needs no adventitious augmentation. They leave school as
soon as convenient, but not to learn a trade or, by the
study of years, to train themselves to any specialty. They
enter the world at once as accomplished poets, writers,
painters, or musicians. With the most secure self-confidence,
which is never wanting to these subjects, they devote
themselves to the most difficult departments. They
write dramas, novels, and romances, paint, compose, feel
themselves to be judges of art and critics, and write about
matters far above their mental horizon.
Often enough their works carry the stamp of the silly
and ridiculous. In place of the renown and applause upon
which they had calculated, scorn and ridicule are their portion.
But that will not shatter their faith in their own
merit and genius. They rather complain that their fellow-men
do not appreciate them or else envy their powers too
much to acknowledge them. The truly great man who is in
advance of his age and is not understood by his contemporaries
feels an unaffected pain at that; but he wends his way as
best he may, and perseveres in his endeavours as long as
good sense permits him to do so, and very often longer.
The degenerate, on the other hand, is soon discouraged by
failure. He retires from society, considers himself a “misunderstood
genius,” looks upon every man as his enemy,
and develops in later years a decided mania of greatness and
persecution.
Other degenerates have, partly by their higher gifts,
partly by the want of discrimination of the community in
which they live, greater success with their works. Their so-called
“originality of genius,” which often enough deserves
to be called original madness, is able to infatuate the multitude
who fancy that the gabble of these persons makes a
“new departure” in art and the beginning of a new epoch.
Well says Kant of this class of men: “But one guild of
these so-called men of genius (better, monkeys of genius) is
placed under this shop sign; they speak the language of
minds extraordinarily favoured by Nature, declare laborious
learning and research to be dull-minded, and profess
to have seized the spirit of all science at one clutch, and to
dispense it in small doses, concentrated and strong. This
race, cousins of the quacks and criers at fairs, is very prejudicial
to progress in scientific and moral culture. They
pronounce in decisive tones upon religion, politics, and
morals, as if they were illuminated and adepts, envoys from
the throne of wisdom, while their secret object all the time
is to conceal the real poverty of their minds. What else
is there to be done but to laugh and continue patiently at
our industry, without regard to those mountebanks?”[92]
Not infrequently the perverse impulses and sensations of
the degenerate are reflected in their artistic production.
The Roman Emperor Commodus had a rough animal
strength. He also had an impulse to bestial cruelty, and
received pleasure and satisfaction from bloodletting and
from the sufferings of others. Now, that impulse, that
pleasure, and that satisfaction were marked in that strength
of his. In like manner, degenerate writers have similar
impulses and sentiments; and they give expression to them
in their writings. Many modern literary men love to wallow
round in sloughs and puddles, to sweep forward what
is dirty and vulgar, and to amuse themselves with such
things. This preference may in many cases be accounted
for by such a perversion of the feelings and by a mental
degeneracy. Other abnormal impulses, especially of a sexual
origin, appear in the works of degenerates.
Instability and want of mental equilibrium hold the
higher degenerates in a continual unrest. Of patience and
perseverance they have next to none at all. They precipitate
themselves with zeal into a subject, and very soon give
it up. They are mostly occupied with themselves. The
world and all it contains only so far interests them as it is
the vehicle of their precious selves and what can hurt or
help them. In everything they betray the same egoism.
It is typical and characteristic of their souls. Nobler sentiments,
demanding self-forgetfulness and self-sacrifice, are
alien to the degenerate. Hence they are unacquainted
with the ideal feelings of friendship and love. Cicero
says: “Amicitia non esse potest nisi inter bonos,” and he
might well have added “et mente sanos.” Never among
degenerates can such a bond of friendship be found as is
frequent among great men. Conformably to the proverb,
“Birds of a feather flock together,” degenerates are often
attracted to one another. But their intercourse, rooted as
it is in mere selfish interests and morbid impulses, is more
like that of the inmates of a monkey’s cage than the self-forgetful
and ideal friendship of men.
The degenerate ever remains a stranger in the world.
To comprehend what goes on in the world, to understand
and appreciate the acts of his fellow-men, one must be able
to feel with them. But the degenerate is either wanting in
the intellectual power necessary to comprehend what is taking
place, or, if that be not his defect, then his feelings and
sentiments are too narrow to enable him to make use of his
perceptions. Hence, when the degenerate poet undertakes
to paint the world, it is not the world we live in that he
brings before us, but a fantastic invention of his brain, the
counterpart of his morbid ideations. In case he belongs to
the subjective class of poets, who embody in art their own
sentiments and feelings, he gives us a peep into an abyss of
aberrations and morbid sufferings.
It were vain to attempt an exhaustive description of the
clinical appearances of degeneracy. The morbid symptoms
are too manifold, the characteristics too diverse, the combinations
of mental factors in disturbed equilibrium too
numerous, and new phenomena are perpetually presenting
themselves to the most experienced psychiatrist.
As an example of a degenerate painter who attained
some consideration and was even the originator of a “new
departure” in painting may serve the Frenchman Courbet,
often called the “first realist.” According to Rosenberg,[93]
who gives a somewhat detailed account of him, he had a
very defective schooling, although his father sent him to
Paris at the age of twenty to study law. His spelling was
atrocious. “The sight of a book excited his anger, and he
recoiled from the presence of an inkstand.” In the genuine
imbecile style he ventured the following judgment upon the
old masters while he was yet a student:
“Veronese was a superior man, a painter without weakness
and without exaggeration, an honest painter. Rembrandt
bewitches the intelligent and astounds the simple.
Titian and Leonardo da Vinci are impostors. If one of these
two were to come back to earth and were to pass through
my studio, I should go for my knife. Ribera, Zurbaran,
and Valasquez before all excite my admiration. Ostade
and Craesbeek seduce me. Holbein I revere. As for Mr.
Raphael, he has undoubtedly painted some interesting portraits,
but I can find no thought in him.”
He possessed a quite monstrous self-love, and loved best
to paint his own portrait. “He imagined he had an Assyrian
profile, and that imperative idea only strengthened his
preference for his own physiognomy.” A visitor to an exhibition
of his pictures remarks: “With three or four
exceptions, all the rest represent Courbet himself—‘Courbet
bowing,’ ‘Courbet promenading,’ ‘Courbet standing
still,’ ‘Courbet lying down,’ ‘Courbet seated,’ ‘Courbet
dead,’ Courbet everywhere. Nothing but Courbet was to
be seen.”
In his morbid vanity he endeavoured, in spite of his
slight mental capacity, to get himself talked about in reference
to every possible subject. Rosenberg reports: “In his
immoderate vanity he boasted that since the cross of
Christ no other cross had been so much talked about in the
world as his own.” His letter to the minister,[94] which had
been composed for this illiterate man by one of his friends,
he had concluded with bombastic phrases which sufficed to
crown him, in the eyes of the Irreconcilables, with the civic
garland of an incorruptible republican. “I am fifty years
old,” he wrote, “and I have ever lived a free man. Let me
end my life in freedom. When I am dead, it must be said of
me: This man never belonged to a school, nor to a church,
nor to an institution, nor to an academy—above all, never to
a government, not even to the government of liberty.”
Courbet played an extremely ridiculous part in the year
1870, as a member of the Commune, at the pulling down of
the column of the Place Vendôme.
“Before the court-martial, the poor, vain soul did all he
could to repel or at least to mollify the charge brought
against him. He was punished with that with which he
had erred. He was not a bad man but a mere simpleton,
whom his intolerable self-love had led into a path where he
did not belong. He regarded himself as a universal man,
when he was at best only a painter. His too highly rated
and too much disparaged works had made him known and
had enabled him to live comfortably. His absolute want
of fancy, the insurmountable difficulty which he felt of
‘composing’ a picture, had brought him to found the so-called
‘realism’—that is to say, the exact reproduction—of
natural objects, without distinction, without choice, as they
presented themselves to view. Men attacked the ideas of
Courbet. His pictures were sent back from the Salon. He
proclaimed himself a martyr, sincerely considered himself
to be persecuted, and so became a great man. People were
wrong; they should have left him a free field and not tried
to render innocuous the revelations of an undoubtedly imperfect,
yet in many respects interesting talent. Courbet became
a sort of leader of a school, or, rather, head of a sect.
Many nobodies flocked about him and recognised him as
their master. By the side of these naïve persons, who
dreamed of wishing to paint without having learned to
paint, were grouped banterers who liked to laugh, and for
whom Courbet was a standing source of delight. They
flattered the vanity of this heavy-witted peasant, who replaced
wit with malignity, drove him to all sorts of follies,
told him he was a national economist, a moralist, a philosopher,
and a statesman, and encouraged him to speak, while
they drank the beer to which he treated for the sake of
finding listeners.” Again: “The painter was of the opinion
that the glory of the emperor interfered with his own,
for his pictures seemed to him more important than victories,
than the concordat, or than the code civil.”
After he had been condemned by the court-martial to six
months’ imprisonment for the overthrow of the column of
the Place Vendôme and had served out his time, he often
called out boastingly in the streets and on other occasions:
“I destroyed your column. I will pay for it.” Finally he
was taken at his word, and again accused. He was obliged
to flee. After long negotiations an agreement was reached
between him and the Government, according to which he
was to pay annually ten thousand francs. He soon after
died suddenly.
Here, then, was a mental degenerate who, in spite of his
pathological action of mind, possessed unquestionable talent,
but, owing to lack of ideas of his own, and his incapacity to
produce anything independent, had to content himself with
reproducing what he saw.
This art of mimicry in itself, joined to that kind of “realism”
which endeavours to elevate the ugly and to suppress
the beautiful, necessarily produced, for a time, the illusion
of originality, with some, perhaps, of genius. Thus it came
to pass that Courbet was almost the founder of a school.
A great number of degenerates are found in literature.
Lombroso has collected a list of such cases and given them
the name of graphomaniacs. This is not a very happy designation,
for, according to the analogy of the other manias—kleptomania,
pyromania, etc.—graphomania ought to mean
the irresistible passion to write. It would refer to the physical
action, and would depend upon the quantity of writing
performed. But the majority of Lombroso’s cases are distinguished
by the peculiar contents of the writing, and a
special compulsion to write much only appears in a few
cases.
The passion for writing is found in different forms of disease,
and there are frequent opportunities to see it in the
asylums. A patient whom I myself had occasion to observe,
a woman suffering from paranoia, had formed a system of
delusions upon which a new religion was to be founded. She
was constantly occupied in the erection of churches and
schools, and wrote about these things almost all day. During
several years she had filled a great number of cahiers, and
wrote ceaselessly letters to magistrates, personages of high
position, etc., in which she frequently covered the inside of
the envelopes with characters. What made the case particularly
interesting was that she had constructed her own language
and her own characters, of which she commonly
made use.
Another case, which was that of a mathematician, was a
worn-out hebephrenia, or insanity of youth, which had passed
over into terminal dementia. The patient answered all
questions with a few stereotyped phrases. Going into his
room, you would usually find him working at his table. He
had, in the course of years, written a stately number of
blank books full, and that in so small a hand that a magnifying
glass was necessary to make them out. He sometimes
wrote mathematical formulæ which for the most part could
not be deciphered.
The common symptom of these cases might very well be
termed graphomania. Of course, like the other manias, it is
only a symptom, a partial phenomenon of the disease, for
we know by experience that no monomania exists. Such a
mania can not form a disease sui generis.
Lombroso, who repeatedly speaks of “monomaniacs,”
describes “graphomania” as an independent malady. He
says: “A sort of mental disorder which I might call graphomania
forms the link between the fool of genius, the sane
man, and the insane proper.”
Both Lombroso’s “fools of genius” and “graphomaniacs”
are mental degenerates. In all these people there is a disturbance
of the mental balance, a disproportion between impulse
and intellect, and in most cases a marked lowering of
intelligence, a general weakness of mind.
Lombroso divides his graphomaniacs into different
classes. Of one he says: “These are given to excesses,
whether of abstemiousness or of unbridled appetite for food
also to the most singular sexual excesses, which I have cursorily
noticed in my work upon Insane Love (paradoxal,
ideological, zoölogical love). They also have singular fondness
for dogs, cats, birds, etc., and still more singular inclinations
to tear up and destroy, say, costly ornaments. They
throw themselves from moving railway trains. They shun
the light and only go about at night, and not even then unless
provided with a sunshade. They fear abode in closed
rooms so much that they faint if they hear doors shut; or
else they hate being in the open air, and refuse to cross public
squares,” etc. Further on we read: “These men are
often overmastered by a hatred of their fellow-beings. They
withdraw into remote regions, and flee all contact with
men (claustrophilia). Others, again, although they prolong
existence in an evil life, crave society, whose cancers they
are; long for the admiration of others, be it only such as can
be excited by the most insignificant things, such as collections
of buttons and of umbrellas. They let slip no means,
however ridiculous, to draw attention to themselves. They
write love-letters to themselves and read them publicly, or
smoke Trabucos while they suffer hunger. They strive for
the first places in the cafés and in the political clubs. They
found little literary societies, and the more ignorant they are
of the matter in which for the moment they are engaged, the
warmer is their apostleship. Sometimes they are, from their
youth up, incorrigibly cruel, hypocritical, and thievish, make
swindling and thieving their pleasure, and are amazed when
they are punished, although they perfectly know the terms
of the law. But the vanity of these men is almost incredible.
They commit crimes to satisfy this vanity, and they do not
care that what they do destroys their whole credit, nor that
it does not bring them the honour of which they are so desirous.”
This is a picture of typical cases of mental degeneracy,
as we have already learned. The symptom of graphomania
is, according to Lombroso’s own picture, not even
particularly marked. There is a general imbecility which
may express itself in the most various ways. Of another
class of cases Lombroso says: “The intellectual fools are
tireless talkers who are often unable to bring their own flow
of speech to an end. They speak without logical connection,
and almost always reach conclusions contradicting something
else that they had said. This happens more on some
days than on others.” Of these subjects Lombroso says:
“I may add that they are mostly incurable, since their malady
is congenital. They have the morbid and eccentric
elements of genius, without its judgment and creative
power.”
He then describes another category of subjects, the “foolish
graphomaniacs.” Of the only case he adduces he says:
“Stewart, the remarkable author of the New System of
Physical Philosophy, who struggled through the world in
order to discover the cynosure of truth, asserted that all
kings and potentates of the earth had entered into a solemn
pact to annihilate his work. Hence he sent his friends
copies of it with the request that they would bury them,
well packed, in secret places, and only reveal the localities
on their deathbeds.” In all probability there was in this
case a system of delusions; and, so far as one can found a
diagnosis on these few words, it would seem to be a case of
paranoia. How Lombroso can call it a special disease, above
all a “foolish graphomania,” is not comprehensible. The
same thing is true of the following case, which is either one
of paranoia or of imbecility: “Martin William was the
brother of Jonathan, who, in a fit of insanity, set fire to the
cathedral of York, and likewise of that John, who invented a
new method of painting. He published numerous works to
demonstrate the possibility of perpetual motion. Having
convinced himself by thirty-six experiments that no perpetual
motion was possible, he experienced in a dream that God
had elected him to discover the principle of all things and
the perpetual motion, which subject he again treated in
numerous writings.” Lombroso continues: “These people
would not appear to be insane were it not that, along with
the appearance of thoroughness and of resolute persistency
in one and the same pursuit (characteristics which they
share alike with monomaniacs and with men of genius), their
writings never renounce absurdities, continual contradictions,
loquacious, foolish verbosity, and another tendency—which
we have found to be the strongest of all in insane
men of genius—I mean boundless vanity.” This is as much
as to say that these people would not appear insane if they
were not what they are; for, according to Lombroso’s own
description, they are degenerate, imbecile, weak-minded men.
That they share a characteristic with men of genius is not
accurate, for, as Lombroso says, their thoroughness and perseverance
are only a false appearance, while genius really
possesses these qualities.
If we are to attempt a division of degenerates into
classes, the only way will be to follow the plan of Morel
and use the psychological disproportion as our directrix, and
thus bring degenerates with deficient intelligence, with
excessive or perverted impulses, fancy, feeling, etc., under
separate heads. To divide them upon the ground of a not
distinctly prominent symptom would be a regress rather
than a progress in our science. Perhaps the course which
impels Lombroso to select the particular symptom of writing
much may be that this symptom is the only one which
can be communicated through those writings to posterity
and to the researcher in its whole extent, while others—such
as the numerous manias, weaknesses of mind, perversities,
and other weaknesses—require direct observation.
Lombroso’s designations, “intellectual fools,” “foolish
graphomaniacs,” “fools of genius,” and “foolish geniuses”
lead only to misunderstandings and confusion of ideas,
while it should be our task to make our terms as precise
as possible and keep them sharply distinguished from one
another.
However various the clinical picture of the degenerate
may be, yet, in consequence of its common cause in all cases—namely,
mental instability, discord of the mental faculties—the
cases always have something to characterize them, and
they give to the competent observer no occasion to confound
them with great, fully developed, and harmonious
minds.
INFLUENCE OF EDUCATION UPON GENIUS.
It is a known fact that the higher an animal stands in the
scale of development, the more helpless and dependent it is
immediately after birth. The lowest of all classes of animals,
the Amœba, as soon as it comes into separate existence by
partition, possesses all the properties and faculties which are
requisite to its life, or which it ever can attain. The higher
the genus is, the longer the time after the commencement
of individual life before the animal is capable of caring for
itself independently. The highest class, the Mammal, needs
maternal nourishment longer than any other being. The
highest organized creature, Man, develops more slowly
and needs parental care longer than anything that lives on
earth. Among men, again, the rapidity of individual development
is in inverse proportion to the general state of
civilization of the people from whom that individual
springs. Savages develop faster than children among
civilized peoples, and the woman comes to maturity earlier
than the male.
The rapidity of development can afford no indication of
the later mental powers. A child which at seven years of
age is uncommonly large does not necessarily continue to
grow in the same proportion. On the contrary, it may
turn out a short man; and we often see boys who are small
up to sixteen develop into tall men. Quite as little can we
predict that a precocious child will show distinguished
ability when it grows up; and backward children sometimes
develop remarkable minds. Linnæus, the great botanist,
in his youth so neglected his classical studies that his
parents intended, on account of his poor progress at school,
to apprentice him to a shoemaker. But a physician remarked
the boy’s talent, and induced them to send him to
the gymnasium.[95] Newton was a dreamy child and for a
long time was at the foot of his class.
Far more important than the rapidity of mental development—upon
which vain parents are unfortunately apt to lay
too great stress, to the detriment of the child—is the uniformity
of formation of the different psychical factors. We
have seen that mental degeneracy does not necessarily
imply a small degree of general development. It mostly
consists of a defective proportionality of the different mental
elements, and a disturbance of inward balance.
The correct proportion of the impulses to the inhibiting
intellect; the equilibrium between the understanding and
the feelings, between the will, the attention, and the unconscious
action of the brain, of the fancy; a faculty of apprehension
and memory in concord with the other mental
functions; a corresponding action of association—all these
are conditions for sane mental action.
Sollier[96] rightly remarks that the state of the idiot is
neither like that of the child nor like that of the animal,
for in the child, as well as in the animal, the mental characters
are suitably proportionate, and the expression of the
soul shows nothing morbid.
A rational education must therefore aim chiefly at a
uniformity of mental development. Especially must it
attend to this in the treatment of children that have shown
at home a defect of mental balance. There are children
that from earliest youth have disproportionately strong
impulses. There are others in whom there is a particularly
strong development of feeling and an unusually
tender heart. If such children do not receive suitable
treatment, their state, which as a rule is somewhat exalted
of itself, may easily pass into hysteria. On the other hand,
many children have very little feeling. In common parlance,
they are “cold natures.” In others, again, the faculty
of concentrating their thoughts is more weakly developed
than their other qualities.
It is a moot question what influence education can
have upon character, especially how far it is able to correct
disturbances of the process of growth, and thus to prevent
the occurrence of mental diseases. An opinion defended
by many is, that education has no influence whatever upon
the formation of character. It is said that genius, under all
circumstances, be the education good or bad, will “force its
way.” On the other hand, “born criminals,” it is said, in
spite of the best education, are destined to become criminals.
All this I hold to be absolutely false. But the
contrary opinion, which makes the character a product of
education alone, and the whole mental life to depend upon
nothing but the experiences of the individual concerned, is
a downright absurdity. This is maintained by a schoolmaster,
Gustav Hauffe,[97] who takes for his motto, “Man is
mentally only what education has made him to be.” Dressed
out in vestments of the most fashionably scientific cut (his
first part is entitled “Analytical and Synthetical Psychology”),
the author communicates his discovery that at
birth the mind of man is a tabula rasa and that the diversity
of its later development is to be referred exclusively
to differences of education and of experience. Were it
possible to educate two men exactly alike, they must, he
thinks, grow up precisely alike. Were a child to receive
precisely the same education and the same impressions as fell
to the lot of Goethe, he would necessarily become just as
great a man. The doctrine is that the whole mental action
is analyzable into impressions of sense, their associations,
and ideas due to associative suggestion. From this discovery
the author undertakes to demonstrate the theorem
that “Schiller could never have written Laura am Klavier
if no piano and no Laura had existed.” To examine such
nonsense would be a waste of time. A windmill can not
make meal unless it is fed with grain, as every child knows,
but, nevertheless, it is not the grain that runs the mill, but
the wind. Were all impressions withheld from a man as
far as possible, as in the case of Caspar Hauser, it is certain
that, even in a man capable of developing genius, mental
action would be at a standstill. But for all that, impressions
by themselves could effect nothing were there no
mental powers to react upon them. The best education
can not convert a dullard into a sage nor an idiot into a
genius.
To treat of the importance of education and set forth its
psychological principles in full would be the theme of a
large book. I limit myself here to some considerations
which lead me to regard education as of great importance
for the development of character, particularly in the case of
a genius.
A child that from its earliest childhood is accustomed
to suffer want and to see vice and cruelty necessarily has
its feelings dulled. How far in later life heart and sentiment
may appear will depend upon the proportion which
the evil influence may bear to its original and natural disposition.
A child in which the exercise of the intellect is
altogether neglected will, at all events, be in later years less
strong than if it had had a solid training of the understanding.
The same thing, mutatis mutandis, is true for the other
mental characteristics—attention, the power of apprehension,
memory, the action of association and suggestion,
fancy, will, energy, perseverance, etc. All these powers are
capable of being greatly affected by exercise and custom.
Experience shows that even with ordinary men impressions
received in youth are the most durable, and in many
respects may have a momentous influence upon the whole
life. In a child endowed with genius this must be true in
much higher measure, for such a child, even in its earliest
years, observes surrounding events with marvellous
acuteness; it assimilates its impressions much more thoroughly,
and infers much more from them than an ordinary
child. Moreover, owing to its lively fancy, it will be much
more affected by all influences, whether good or bad.
Thus Nohl[98] says of Mozart: “Even as a child he was
full of fire and life; and without the admirable education
which his earnest and strict father gave him, he might have
become the most reckless miscreant, so sensitive was he to
every excitation to whose good or bad influence he was of
an age to respond.” When Goethe in his sixth year heard
of the great earthquake at Lisbon, in which sixty thousand
persons were swallowed up in the twinkling of an eye, religious
doubt arose for the first time within him, and his faith
in the goodness of Providence was shattered.
Great men have in most cases shown uncommonly high
mental capacity in their tenderest years. But this is not
true without exception, for there have been geniuses who
were quite ordinary children. On the other hand, it is a
fact that frequently children that have matured early and
seemed to be highly gifted have not in later years fulfilled
the promise of their childhood. In part this may be a
purely natural phenomenon, due to no outward causes.
But in many cases the outward circumstances are traceable;
and in particular a bad education has been to blame for the
loss to the world of the fruits of, perhaps, an important
genius.
Education is the foundation upon which the whole man is
built up. Youthful impressions are not only decisive in their
effect upon the development of character, but they may even
induce a predisposition to diseases of the nerves and of the
mind. It is altogether probable that, among the innumerable
cases which are set down as hereditary nervous diseases,
a considerable percentage is due less to actual inheritance
than to the impressions which a child has received from a
hysterical mother or from a father given to drink, combined
with a defective education.
Von Krafft-Ebing[99] says: “Next to the organization of
his brain, a man has to thank his education for the idiosyncrasy
of his mental existence. Sometimes organization and
education co-operate in calling forth psychopathic predispositions,
for parents not only in procreation transmit an unfortunate
organic constitution, but also upon the ground of
this organization afflicted with morbid passions, moral faults,
and eccentricities, further communicate their eccentricities
and moral transgressions to their children by their bad example
and by mistaken education.”
Griesinger[100] says: “We agree with Ideler in thinking
that there are cases of so-called hereditary insanity which
are not principally due to the transmission of an organic disposition.
A later psychical propagation of characteristic
peculiarities takes place. The child imitates the example of
certain eccentricities and of certain bizarre and perverse tendencies
and views of life; and this hinders the commencement
of the development of a healthy soul harmonizing
with the outward world. In this way hysteria may
be communicated from a mother to a daughter. So, too,
may foolish or half-foolish parents infect their children
with mental distortions; and so passionateness and evil inclination
may set their impress upon young minds. It is to
be added that by such a state of the parents family life is
often discomposed, and thus the co-operation of those happy
circumstances which are essential requisites for the harmonious
development of the child’s character is destroyed.”
It is not of the first consequence in education, especially
with precocious children, what and how much the child shall
learn; for the lacunæ of knowledge can, by the exercise of
energy, always be filled up. But the faculty of apprehension,
the capacity for logical thought, attentive concentration,
close observation, etc., are things which must be exercised
from youth up; and it is very difficult to make good
in later years any deficiency which education may have left
in these respects.
Care must be taken that the bodily training does not lag
behind the mental. This is specially requisite for precocious
children. Their ambition must be restrained within limits.
They must not be allowed to give themselves over to enthusiastic
dreamings. Conceit and vanity should be checked by
hard facts. Moreover, such children are particularly liable
to a too early awakening of sexual impulses and other sexual
irregularities which require the closest attention from their
tutors. It is of great importance that children should early
appreciate the fundamental conceptions of morals, love of
truth, the obligation of a promise, unselfishness, etc. Yet
too great an emphasis upon these things is to be avoided,
since the contrary effect may easily be produced, inasmuch
as for the attainment of the desired result love and faith on
the part of the child are requisite above all. Of the greatest
importance for the formation of character are the development
of the heart, refinement of feeling and sentiment,
which must be implanted in the child from its earliest childhood.
“Much can be effected under unfavorable circumstances
by an intelligent education. This must be adapted
to the individual and free from pedantry. It should be
directed not to the formation of the intellect alone, but also
to that of the heart. This is the point in the importance of
which pedagogy, rightly conceived and treated, joins with
the doctrine of heredity.”[101]
On children of lively fancy and fine feelings stories about
fabulous things and supernatural phenomena often have a
bad effect, above all when they are made use of to put children
into a fright. In some dispositions such methods of
education may induce severe hysterical states. “This detestable
method of bringing up,” says Mosso,[102] “has not yet
disappeared; children are to this day agonized with stories
of Knecht Ruprecht, of fabulous monsters, werewolves,
magicians, and sorcerers. Every minute somebody says to
children: ‘He will eat you up’; ‘This bites you’; ‘Call the
dog’; ‘There is the chimney-sweep’; and a hundred other
terrors which bring them to tears and deform their friendly
character by distressing them with constant threats, by a
system of torture which makes them timid and weak.”
Children that are inclined to dreaminess, in whom fancy
is active and threatens to dispossesses the pure intellectual
action, require particular care, so that the child may as early
as possible receive a strong impression of the realities of
life, and that there is in those realities a stern and inflexible
order, and as truthful a general idea of what that order is
like as possible. Pains must be taken to prevent nurses’ tales,
religious mysticism, and mythological fictions from overexciting
the fancy. It is in the knowledge of real things
and facts—first, the sense that there is a reality altogether
different from fancies; second, that it is undeviating in its
order; third, something of what that order is like—this must
be the turning point of education for imaginative children.
If these precautions are not taken by their parents, those
children of fancy will be filled with images utterly foreign
to the real nature of things. Then, in later years, when life
presents itself to them in its naked truth, and castles in the
air come tumbling over their heads, they will find themselves
astray in the world, with nothing to protect them
but fine words unintelligible to the citizens, and will be
hooted at and run down as cranks and monkeys of genius.
While the superintendence of the scientific education is
the affair of the father and of the pedagogue, it is the
mother’s duty to look after the formation of the heart
and the sentiments. And what a momentous charge is
this! Think what that is to a man! Think what it is to a
man of genius! And what wonder is it that it should be
popularly believed that all great men were remarkably influenced
by their mothers? Alas! Alas! How many of
the women of to-day see in this holy duty their highest
throne, their completest royalty? Modern economy compels
many women to work, and therefore to economize their
intercourse with their children. In such a case the fault lies
with our social institutions and not with the poor mothers,
although there are even hard working women, who somehow
contrive to care for the corporal well-being of their
children, and for their spiritual health and nourishment too.
But how is it with well-to-do ladies, who have time and
means enough to spend upon their children? Do they, for
the most part, see in the education of their children the
great purpose of life? Do they feel their highest bliss in
self-forgetful, loving surrender of themselves to this natural
office? Yes, there are such mothers; and the number of
them measures the vitality of our civilization. They receive
the supreme homage which is their due. They receive it
in their persons, and it is extended to every woman who
can be presumed to fulfil that function or to be about to
fulfil it. The vulgar throng of women are not of that sort.
Many women are honest enough to confess that the education
of their children is burdensome to them and that they
find no pleasure in it. They shift the irksome burden to the
shoulders of a stranger. Some mothers are foolish enough
to think that a mother’s love could be replaced by money.
They believe that they fulfill their duty by seeing that their
children’s food is wholesome and their clothes handsome.
Perhaps they hire accomplished governesses or send their
children to expensive boarding-schools. But can a stranger
ever replace a true mother’s heart? No, never. Children
who have lost a mother are to be pitied. But children
whose mother lives and is only such a guardian to them
as those above mentioned are in far worse plight. The
former can at least carry in their hearts the ideal of a
mother’s love; but for the latter even this is torn to rags,
and with it one of the anchors of life is lost. Many
mothers use their children to satisfy their personal vanity.
From this motive they rig them out like monkeys and
flaunt around with them; they teach them speeches like
parrots, so as to be able to boast of them and occupy
attention with them, and that they can tell themselves that
they have been doing their children some good. It is
not the ennobling of the childish heart that is the motive
of such mothers’ action, but the satisfaction of their own
petty vanity.
I have already said that with children of high mental
gifts and with precociously developed power of apprehension
the influence of youthful impressions, as well as their
whole education, is of uncommon importance for their after-life.
Let us cast a glance upon the youth and education of
some super-eminent men.
Of Goethe it is said:
“Seldom has a boy exhibited such completeness of human
faculties. The multiplied activity of his life is prefigured in
the varied tendencies of his childhood. We see him as an
orderly, somewhat formal, inquisitive, reasoning, deliberative
child, a precocious learner, an omnivorous reader, and
a vigorous logician who thinks for himself—so independent
that at six years of age he doubts the beneficence of the
Creator, at seven doubts the competence and justice of the
world’s judgment. He is inventive, poetical, proud, loving,
volatile, with a mind open to all influences, swayed by every
gust, and yet, while thus swayed as to the direction of his
activity, master over himself.”[103] One sees from this short
picture what enormous influence education and the impressions
of childhood must have had upon his after-life. His
mind was “open to all influences, swayed by every gust.”
The careful education which young Goethe received aided
in no small degree in the unfolding of his mighty genius.
His father conducted the education with strictness and conscientiousness,
and the scientific instruction was systematically
arranged.
His excellent mother knew how to mould her child’s tender
heart in its early childhood, how to bring his fancy into
exercise, and how to impress him with a sense of the noble
and the beautiful. Her relations with her children are truly
touching. She herself reports how she told stories every
evening to little Wolfgang and his sister Cornelia: “I could
not be tired of telling them as long as he was not tired of listening.
I represented Fire, Water, Earth, and Air as beautiful
princesses, and gave a meaning to all that goes on in
Nature. I believed in it myself more implicitly than my
listeners did; and when we pretended there were roads
between the stars, and that we should some time live in stars,
and thought what great spirits we should meet up there, nobody
was ever more eager than I for the hour of story telling
with the children, nor more vexed when some invitation
I had received prevented it. There sat I, and there was he
devouring me with his great black eyes; and if the fate of
any favourite did not go right according to his sense, I could
see how the angry vein would swell in his forehead and how
he would choke down his tears. Many a time he would interfere
before I could bring about the turn of affairs, and
would say, ‘I hope, mother, that the princess will not
marry the accursed tailor even if he did slay the giant?’
Then if I made a halt and put off the catastrophe to the
next evening, I could be sure that he would repeat everything
aright up to that point, and where my imagination fell
short it would often be patched out by his. Then, if I took
up the threads of fate on the next evening and turned them
according to his plan and said, ‘You guessed it! that is what
happened!’ he would be all fire and flame, and his little
heart could be seen to beat under his ruffle. He was his
grandmother’s pet, and to her he would confide all his ideas
of how the story would go; and from her I would learn how
it must run to conform to his wishes; and in this way there
was a secret diplomatic transaction between us which neither
of us betrayed to the other. So I had the satisfaction of
continuing my tales to the delight and astonishment of my
auditor, who, without recognising that he was the author of
all my marvellous occurrences, saw with glowing eyes events
fall out according to his keenly desired plans, and greeted
the finishing of it with enthusiastic applause.” What unspeakable
thanks Goethe owed this mother, who so completely
gave herself up to the care and love of her children!
Schiller, according to the accounts of his biographers,
had in his youth no extraordinary mental qualities, though
his capacity was good and his diligence intense. “The boy,”
we read, “felt that without diligence no mastery can be won.”
His education, which his strict father most conscientiously
superintended, was exceedingly solid and thorough. His
extremely rich-hearted—or, as the Germans say, gemüthvolle—mother
surrounded him with an atmosphere of love.
She had plainly a great share in his education. Scharffenstein,
a youthful friend of Schiller, says of her: “Her son
was the image of her in figure and physiognomy. Her dear
face was very feminine and mild. Never was there seen
a more admirable, domestic, and feminine woman.” Körner,
in his biography, says of Schiller: “In many respects
he was a backward child, and certainly was not one of those
who gratify the vanity of their parents by precocious acquirements
and talents. But even in his childhood his soft heart,
combined with a firm will, his good faith, and his attachment
to those who had won his love, together with his easily
roused fancy, were plainly discernible.” His remarkably
intelligent father and his warm-hearted mother supplied
him with a superior education. “He had from childhood a
ruling bent for poetry; but his father considered his own
duty to be merely to tolerate his son’s first essays, not to encourage
them. He had too lofty an ideal of art to permit
himself, in a case so near to him, not to exercise due care
lest a mere inclination should be mistaken for an avocation.”
Raphael, though he lost his mother in his eighth and his
father in his eleventh year, received a good education and
rounded development. Galileo, Newton, Linnæus, Fénelon,
Arago, early showed acute understanding, and all were liberally
educated. Haydn, though born in narrow circumstances,
received an exceptional and loving education. He expressed
his gratitude for it in later years, and was most strongly attached
to his mother, who had always most tenderly cared for
his well-being. Liszt was brought up with the utmost love
and care. His father early recognised his genius, and once
exclaimed: “You are elect of destiny, and will realize that
ideal of art which cast a vain glamour over my youth. In you
I wish to rejuvenate and propagate my soul.” Franz was a
weakly child in body and was in need of a good deal of parental
concern, and it was prodigally bestowed. His father
kept a diary devoted to him “with the minute and anxious
punctiliousness of a tender father.” Washington’s father,
dying when George was eleven years old, had such confidence
in the highly intelligent and prudent mother, that he
gave her, by his will, full control of all the property of the
children until they should come of age. This lady fulfilled
every duty of a mother with the utmost love and tenderest
concern, and gave them an excellent education. Kant said:
“I shall never forget my mother, for she planted and tended
the first germs of good in me. She opened my heart to the
impressions of Nature. She awakened and expanded my
ideas; and her teachings have had an enduring and wholesome
influence upon my life.”
Heine had an admirable mother, whose only endeavour
it was to transmit to her children the excellent education
that she had herself received in her father’s house. Her
favourite authors were Goethe and Rousseau. The reading
of Emile had made education rather a hobby of hers. She
herself taught the boys to read and write, and most carefully
superintended their instruction. “To her,” we read
in a biography of Heine, “he clung with an affecting
child-love. He sang her praises in charming poems, and
referred to her continually in his writings with the sincerest
piety.”
A genius of whom Heine says that “he was one of the
greatest German poets, and among all our dramatists
nearest approached Shakespeare,” was ruined by vice and
debauchery. This was Dietrich Grabbe, whose father was
director of a house of correction and of a pawn shop. He
suffered the gloomiest impressions in his childhood, and
these were increased by his neglected and perverse education.
A biographer of the poet accuses his mother of having
led him to drink, but Heine defends the woman from
this charge, saying that it is false. Still, even Heine, in his
attempt to rehabilitate the honour of the mother of his
colleague, says: “She was a rough dame, the wife of a turnkey,
and in caressing her wolf cub, Dietrich, she perhaps
sometimes scratched him a bit with the claws of a she-wolf.”
What might a genius like Grabbe not have become
if his education had been conducted by a mother like
Goethe’s?
A multiform genius, equally gifted in poetry, music, and
painting, was E. T. A. Hoffmann. His parents separated
after a short and unhappy marriage, and his mother, who
with her children was invited to her mother’s, was prevented
by bad health from concerning herself with their education.
It was left to the grandmother and an uncle, and was so conducted
as to exercise in many respects a decidedly unhappy
influence upon the formation of the boy’s character. It dealt
with all that regards the formation of the intellect and the
information of the memory. He received superior instruction
in the sciences and the arts. But the mother’s influence
was wanting. The formation of the character and of the
heart was neglected. The pedantic peculiarities of the uncle
served as motive to the boy’s satiric pencil and leaning toward
the bizarre. To the remonstrances which his friend
Hippel addressed to him concerning his disrespectful deportment
to his relatives he replied: “What luck have I
had with my relatives? If I had had people like you for
my father and my uncle I would not behave so.” In spite
of his genius, his works show a craziness for which his perverse
education is sufficient to account. At last he gave
himself over to drink, and that not from need or anxiety,
with which he had certainly been acquainted, but just at
the time when fortune smiled upon him and he had been
absolved from all sordid cares.
Schopenhauer had a mother mentally gifted indeed,
but cold. In his early youth an antagonism arose between
mother and son. When he showed her his first work—The
Fourfold Root of the Principle of Sufficient Reason—she
ironically remarked: “A book for apothecaries, is it not?”
She was herself an authoress, and he replied: “My books
will live after yours have long been relegated to the lumber
room.” She retorted: “Your books will never go to the
lumber room, because nobody will buy them at all.” This
want of motherly love may well have had more than a
slight influence upon the character and later life of the
philosopher. Much in his life might have shaped itself
otherwise if he had been able to look back upon a youth
beautified by a mother’s love. Perhaps the repellent coldness
of his mother laid the foundation for his subsequent
disparagement of women.
Rousseau’s mother died at his birth. His father was a
poor watchmaker who could not concern himself much
about the education of his son. When the father had to
flee on account of an affair of honour, the son went into a
boarding-school, where he was treated hardly and unjustly.
Later he was apprenticed to an engraver, and in that situation
he read during his leisure all the books in a circulating
library. Being ill-treated by his master, he left him, and
at the age of fifteen wandered about Savoy until he was
recommended by a Catholic priest to Madame de Warens.
She was a very good-hearted but morally weak woman,
who spoiled her protégé exceedingly, and soon converted
him from an adopted son into a lover. Such youthful impressions
must, it is plain, have had a very disadvantageous
influence upon the character of Rousseau. Many an absurdity
of his later life is to be attributed to his unfortunate
youth. How far his bad education, or rather his total want
of education, may have acted upon the later development
of the derangement of his mind is a question not to be
decided with certainty.
Byron’s parents having separated, he was educated, or
rather not educated, only by a mother of weak and overemotional
character and an old nurse. The consequence
was that he developed a very unstable character, became
addicted to wild excesses, later suffered from hallucinations;
and, in short, his genius did not unfold itself at all as it
otherwise would have done.
These few examples are not offered as an inductive
argument to establish a connection between education and
character, as if it were otherwise unknown to us, as Lombroso,
for example, gives lists to show that men of genius
are commonly undersized, etc. They are offered as illustrations
which, when we know what that connection is in
ordinary cases, may disabuse the mind of an unfounded
notion that genius is an exception to the general rule, and
which will help us to imagine what the early life of a
genius is, and how he is more and not less influenced by
education than another boy would be, agreeably to the deductive
arguments we have already set forth.
The circumstance that there have been men of genius
(not so numerous, perhaps, as is supposed) who, in spite of
an education, either defective or positively baleful, have
worked their way to fame and public usefulness, does not
in the slightest degree conflict with our proposition, for
we can never know what degree of perfection they might
have attained with a better education. We do know that
some of those who ultimately impressed themselves upon
the minds of their own age and upon those which succeeded
it, had been at one time in danger of turning out nonentities
in consequence of early influences, and were only
awakened by some fortunate chance; and, finally, in anthropological
questions we must not expect to find rules without
any exceptions whatever.
Beethoven developed the greatest musical genius, although
his youth was not cheerful and his education was
very faulty. His father, himself a musician, took care to
form his son in music in a thorough manner, especially as
the son’s genius was recognisable in his childhood; but the
moral impressions which he received as a boy were not
calculated to influence happily a young heart or a character
in process of formation. The father was given to drink;
and Ludwig’s young friend, Stephan von Brenning, once
saw the drunken father rescued from the police by the son
in the open street. Certainly, such things could not fail to
make their mark upon the still plastic character. Nohl
says, “The reticence and a certain defiant spirit of his youth
and manhood must be referred to such harsh experiences.”
Disadvantageous as a bad education may, even under
ordinary circumstances, be expected to be to a genius, both
with respect to his character and to his intellect, it will be
still more fatal in case he has a strongly marked fancy with
but moderate gifts in other directions. Children in whom
inordinate fancy or feelings somewhat overbalance their
other faculties may, nevertheless, by the aid of an energetic
education, with continued training of their memory, attention,
will, etc., be made productive and capable men, while
without a rational education they would fall into the category
of pseudo-geniuses or fools of genius.
Thus we see the enormous importance of education—not
merely school instruction, but the impressions of the family
circle upon the child and the youth. Especially momentous
for the child’s later destiny is the mother’s part in education.
Every innovation in our social habits tending to diminish
the mother’s large share in the education of her children
ought to be considered as prejudicial to the progress of
humanity. Public schools answer well enough to teach
children arithmetic and geography, but no institution can
for one moment be thought of as a substitute for the bringing
up by a whole-hearted mother. It is the natural vocation
of the woman; and every wife who, from motives of
ease, pleasure, or vanity, tries to shirk that duty, has, by an
unnatural civilization, been brought to a lower moral level
than her cat or her slut, either of which, by instinct, surrenders
itself ungrudgingly to its maternal duties. Oh, mothers,
take these things to heart! Learn to recognise that no
higher or nobler task is presented to a human being than
the self-forgetting and love-abounding education of one’s
own children. Nature herself sanctifies this duty, and upon
its performance the destiny of the race depends.
Before I leave this subject, let me animadvert to a phenomenon
interesting in many respects—that of the precocious
child. What is a precocious child? As I have already
mentioned, the majority of great geniuses have shown in
their childhood great mental capacities, which, according to
their inborn dispositions, were specially developed in one
direction or another. A child whose capacity in a special
branch is so high that it is able to perform things which
“astound the multitude” is generally called an “infant
phenomenon” or precocious child. It is an established
fact of experience that, with very few exceptions, precocious
children are found exclusively in the branch of practical
music. This fact is not so much due to the earlier
development of musical genius, for Raphael, Michel Angelo,
and Thorwaldsen equally showed in their early
childhood a very uncommonly great gift for their art.
But were they able “to astound the multitude”? The performance
of a precocious child can only astound when the
multitude is able to compare the fine result with the youth
of the performer. A child, be it never so gifted, is not at
the apogee of its ability; but allowances are made for its
years. The performance—unless, indeed, it be a very incomplex
result, like the answer to an arithmetical problem,
or a feat of memory—is in itself hardly to be called extraordinary
even in the most phenomenal cases. But it is the
circumstance that it is done by a child that makes it
wonderful. The work of the child-poet or child-artist,
whatever its genius, when abstracted from its authorship,
will not amaze the multitude as a musical performance
will do. The poem or picture endures, and thus can be
subjected to criticism irrespective of the personality of the
artist, whether the author be boy or man. It is different
with musical execution. In the concert-hall the personality
of the male or female artist exercises upon the public no
inconsiderable influence of that kind which is generally
designate by the term suggestion.
As I have already said, the artistic performance of a
child is, in itself considered, always slighter than that of an
accomplished artist. But to see a little seven-year-old boy
seat himself at a piano before a vast or distinguished audience
and play it with his little hands, that is what, as a
natural phenomenon, not as a work of pure art, astounds
the multitude.
Opinions may differ as to whether art institutions and
associations ought to confine themselves strictly to striving
after the highest pure art, in the faith that thereby the
sentiment and heart of the nation may be ennobled, or
whether they may admit, as a secondary purpose, the
bringing before the public of anthropological curiosities.
For my part, the circus rather than the concert-hall seems
to me their proper place. Kant says: “A precocious genius
of ephemeral existence, like Heinecke in Lübeck and Baratier
in Halle, are departures of Nature from her rule,
curiosities for a naturalist’s cabinet. They cause astonishment
on account of their early age; but they often disappoint
those who bring them forward.” Let everybody
choose for himself what class of entertainments he prefers,
and to that end I would send the curiosities to the curiosity
shops.
But there is a rather more serious, not to say solemn,
side to the public exhibition of precocities; and the psychiatrist
would neglect a duty if he failed to refer to it.
Remembering what the importance of education and
childish impressions has been seen to be, let anybody picture
to himself what the life of an “infant phenomenon”
is, and what are the impressions that are made upon it.
A wise education, in such a case, would primarily be directed
to avoiding the evil consequences of vanity and of a
deadening self-consciousness. But this poor victim of the
crowd and of money-getting is covered every night with
medals and decorations from shoulders to waist, and is
exposed to the stupendous plaudits of a brilliant assemblage.
His childish heart needs forming; all that is noxious
should be screened from his imagination; but instead
of that, newspaper puffs and the nauseously indiscriminate
praise of society blunt his feeling and nip his nobler sentiments
in the bud. The consequence of this—bad education,
as I was about to call it, but that is not the word for it—this
wicked ill-treatment, is the destruction of the genius of
almost every such child. They are not taught that not
even genius can climb the rugged steeps of Parnassus
without diligence and labour. They are told that they are
perfect, and that their performances are above criticism.
But when, at last, they have to appear, no longer in the
child’s stockings and black velvet frock, but in the man’s
dress-coat, that nimbus round the phenomenon melts
away; and then it is perceived that the development of
their genius has undergone mischievous perturbations. The
character is unformed; the mental balance all out; and, in
short, the wonderful child is, after all, nothing but a fool.
No empty theory is this, but manifold experience. Such
fools, who in their childhood were driven about the world
to the sound of drum and trumpet, are numerous. It is
high time that judicious men should protest against the
unspeakable outrage which vain and mercenary parents and
unscrupulous impressarios, who look upon a child of genius
as nothing but an article of trade, commit upon these precocities.
The defenders of this abuse tell us that Mozart, Beethoven,
and Mendelssohn were all infant prodigies. But what
of that? If a physician recommends that our children
should eat wholesome food and breathe good air, will you
retort, “Pshaw! I know of several children that ate the
most unwholesome things, were exposed to all sorts of bad
influence, and yet they grew up all right and are marvels of
rugged health; so you see it makes no difference how children
are brought up?” Besides, Mozart and Mendelssohn
were not treated like the youthful prodigies of to-day. I
have already mentioned what an intelligent father Mozart
had, and how, in spite of his son’s public appearance, in accordance
with the morals of those days, he gave him a
superior education. Mendelssohn’s teacher, old Zelter,
always had it at heart to preserve his scholar’s childlike
modesty and to guard him against self-conceit. And then,
how much, after all, did these children play in public compared
with the professional tours of the precocious child of
to-day? Yet, notwithstanding the comparative infrequency
of the performances, those art journeys certainly had no
happy influence either upon Mozart or upon Beethoven.
Mozart lived all his life in a highly wrought state of the
nerves, and died at the meridian of life with a fatally diseased
brain. The sad influence of the dreary youth of
Beethoven upon the development of his character has already
been noticed.
We hear it said that precocious children in poor circumstances
have no other way of getting the money requisite
for a rational education than by such concert tours. Were
this assertion verified, it would be time that such a shocking
state of things were put to an end. In the “land of the
Almighty Dollar,” as it is called, besides a “Society for
the Protection of Animals” there is a “Society for the
Protection of Children,” invested with certain powers by
law; and not long ago, when a precocious child had been
sent over from Germany to win dollars, the doors of the
hall were closed by the authority of that society, and, much
to the disgust of the Herr Impressario, whose business was
damaged, public performances were prohibited. The wonderful
child was sent home by a philanthropist, and with
the child was sent a considerable sum of money, this being
intrusted to the father, under the condition that the child
should be provided with a thorough education and should
not appear in public until he was grown up. It is to be
hoped that the time is now not far distant when the destruction
of a genius for the sake of material interests shall
belong to the barbarities overthrown by civilization.
SECULAR HYSTERIA.
Hitherto mental states of individuals have been our
chief study in this book. But collective phenomena of
mental disturbance are likewise met with at several distinct
periods of history. The influence which the insane
have exerted upon different branches of human production
and upon the general development of humanity has been
already pointed out. We have particularly referred to the
influence of individuals, such as weak-minded benefactors
of the people, mad prophets, and the imbecile Roman emperors
who displayed what is called moral insanity. But
besides such individual phenomena there is a form of mental
disease the peculiarity of which is that it attacks not isolated
individuals, but epidemically entire communities, and in that
way influences the development and metaphysical conceptions
(Weltanschauung) of whole nations.
A correct recognition of such states will be of no slight
value for the community; for along with the recognition
comes, as we shall see, an indication of the way to improvement
and remedy. Thus it becomes the task of modern
psychiatry not only to treat individual patients, but also
to observe society, and especially to keep guard against
that phenomenon which ought to be termed Secular Hysteria
(Zeithysterie).
It is a pretty widespread opinion that nervous diseases,
and especially hysteria, have alarmingly increased during
the last decades, and that they are about to increase much
more. In all civilized countries, we are told, and in every
stratum of the population, a weakness of the nervous system
manifests itself of which our forefathers had no knowledge.
Neurasthenia and hysteria spread wider and wider, like a
devastating epidemic, attacking not merely the lower classes
but just the “upper ten thousand.” It is educated society
which is threatened with total overthrow by utter derangement
of the nerves. “Whither is this to lead, and how is it
to end?” lament some solicitous prophets who already see
yawning before them the gulf by which the enervated human
race is about to be swallowed up.
Let us weigh the reasons which occasion this apprehension.
What real proof is there of this enormous increase of
nervous diseases and of the continually progressive degeneration
of civilized man? First of all, there are the statistics.
“Numbers,” we have been told, “can not lie.” Perhaps not;
but those who collect them may fasten upon them very seriously
mistaken labels.
The assiduous statistician ascertains that the insane asylums
contain more women than men. So far, so good. But
if he tells us that more women are insane than men, he labels
those numbers erroneously, for the inequality is really due
to the fact that insane males die off, while insane females survive,
relatively speaking. Suppose the statistics of different
countries do show that the number of inmates of insane
asylums is increasing out of all proportion to the growth of
the general population, would it not be superficial in the
extreme to conclude, without further data, that insanity was
upon the increase? At present these statistics mean nothing
more than that the number of patients in such institutions
has considerably increased. But when we consider
what great advances have been made in the diagnosis of
mental diseases, and consider also that a great number of
such cases, which were formerly treated unsuccessfully at
home, are now treated in such institutions with good results,
because there they are removed from the detrimental influences
of familiar surroundings, while the proper means and
methods for rational treatment are at hand, we shall find
that the seemingly enormous increase of mental disturbances
need not cause us uneasiness.
Other extensive statistical material for nervous diseases
is afforded by the numerous dispensaries of the great cities;
but no extended experience is required to teach that a large
proportion of such cases would not appear if the patients
had to pay fixed fees, and round ones, as they had to do in
the good old times when physicians saw comparatively little
of nervous diseases. Our grandmothers had their “headaches”
and their “twitchings in the limbs” like the women
of to-day; but they never dreamed of calling a doctor or
going to the dispensary for such things, so that they were
not “statistical material.”
In the dispensaries for nervous diseases there are numerous
chronical patients who, becoming discouraged in one
place, think they would like to try another doctor; and
some of them make a round of sojourns in different hospitals.
Each of them is counted as many times over in the statistics
as there are places where he is treated. This perceptibly
increases the numbers.
These considerations give some idea, though but a slight
one, of the extreme difficulty of making even rough approximate
inferences from sanitary statistics.
But certain observers tell us that exact enumeration is
not required. Hysteria and degeneration of the race stare
us, as they aver, daily in the face. In every department of
human activity disorders of the nervous system are seen.
The very style and methods of the art and literature of the
day proclaim a general nervous prostration.
Max Nordau is the protagonist of this widespread opinion.
In his eyes, mental degeneration has seized upon the
majority of civilized men to such a degree that “the upper
strata of urban population” form but a “suffering hospital.”
The art, the poetry, the fiction, the philosophy of the day
present the most manifold embodiments of degeneration and
of secular hysteria.
Nordau admits, of course, that degeneration and hysteria
have always existed. “But,” says he, “they formerly showed
themselves sporadically, and had no importance in the life of
the whole community. It was only the vast fatigue which
was experienced by the generation on which the multitude
of discoveries and innovations burst abruptly, imposing upon
it organic exigencies greatly surpassing its strength, which
created favourable conditions under which these maladies
could gain ground enormously and become a danger to civilization.”[104]
The conception of secular hysteria which advances
epidemically and attacks whole classes is therefore,
according to Nordau, only applicable to the present time;
and of this he says: “We stand now in the midst of a severe
mental epidemic; of a sort of black death of degeneration
and hysteria.”[105]
But in declaring that in former times hysteria was but
of sporadic occurrence and attained no importance for the
life of society as a whole, Nordau falls into a grave error.
Mental diseases, and especially hysteria, have, from the earliest
times to the present, exercised a tremendous influence
upon the current Weltanschauung or metaphysical conception
of the universe and upon the whole mental development,
and that precisely because they not only occurred
sporadically, but, as we shall soon see, attacked the masses
in the form of epidemics, and so became of the highest significance
and importance for the life of society as a whole.
Religious enthusiasm and proneness to the mystic and
the occult formed, even in the highest antiquity, an important
factor of those degenerate and hysterical individuals
who entertained the delusion that they were in communication
with good or with bad spirits, and who by that
channel influenced the masses not a little. A great number
of the priestesses who delivered oracular responses to
the Greeks “with strong quakings of their body” were
psychopathic subjects undergoing the hysterical convulsions
well known to us to-day. Hence epilepsy, which in those
days was not discriminated from hysterical cramps, came
to be called the morbus sacer, or sacred disease. Plutarch,
in his description of the Pythian priestess, delineates the
typical image of a hysterical subject who, in ecstatic convulsion,
stammered unintelligible words, into which the
priests injected some sense. But hysteria, with its inclination
to religious enthusiasm, was not limited to separate
persons. On the contrary, we meet with it among all peoples
and in all periods of history; and among all peoples we
meet with it in the form of epidemics of various kinds. But
never did this disease find a better or more fertile soil in
which to thrive than in the Middle Ages of northern Europe,
marked as they were by ignorance and superstition; and,
accordingly, we find that epidemics of hysteria then assumed
dimensions surpassing those of any similar outbursts in other
centuries. A great many fine books have been written about
the individual and epidemic crazes of those ages. The
French have made particularly careful researches into the
matter. Let it suffice here to adduce a few examples in
order to show how great an influence hysteria, in its collective
manifestation, exercised upon the social relations and
entire development of civilization of those times.
Calmeil[106] describes a great number of hysterical epidemics
of different forms. One of the principal eruptions
in Germany was demonomania, or Teufelswahn. “In the
year 1549,” says Calmeil, “a delusion called Vaudoisie prevailed
in Artois, that the devils carried many secretly in
the night to the assemblies, where compacts were made
with Satan and where carnal intercourse took place.
Without knowing how, the participants of the nocturnal
meetings found themselves next morning back in their
dwellings. At the place of assemblage is a devil of human
form whose face, however, is seen by none. He reads
his commands to them, and then every one has to offer an
indecent salute; and he gives them money, wine and food
in great quantities. Thereupon each takes a woman—for
there are women and men together there—the light is extinguished,
and they carnally converse. Suddenly every one
is back at the place whence he came. On account of this
delusion many persons of Arras, both gentle and simple,
were imprisoned and stretched on the rack.”[107]
A manifestation equally widespread in Germany was
anthropophagy—that is, the delusion that the Devil and his
worshippers lived on human flesh. Men were believed to
live in the neighbourhood of Berne and of Lausanne who
had given themselves to the Devil and who ate their own
children. Hundreds of men were for this stretched on the
rack or burned at the stake. Indeed, there were a number
of insane persons who thought that they themselves were
in league with the Devil, and that they slew children. A
woman who was executed at Berne testified: “We lie in
wait especially for unbaptized children, but also for those
who are baptized, particularly when they are not protected
by the sign of the cross. We kill them by our words and
ceremonies as they lie in their cradles or by their parents’
sides. So people suppose they have been stifled or have
just died of themselves. Then we secretly steal them out
of the earth and boil them until, after separating the bones,
the whole meat becomes fluid and potable. Of the more
solid parts we make a magic salve for our arts and transformations.
We bottle the juice, and when a neophyte
drinks a few drops of it he has a share in our science.”[108]
The bull of Innocent VIII, which appeared in 1484,
showed how deep-rooted the devil-delusion was in Germany.
Everywhere people talked of how there was a
great league with devils whose votaries committed deeds
of shame in their assemblies; of how they were under obligation
to destroy and consume newborn babes before they
were baptized. In one year after the publication of the
bull, forty-one women were executed in Burbia because in
their nocturnal assemblies they always strangled, boiled,
and ate a child. Midwives were on the Rhine feared more
than ordinary witches. Since their calling brought them
daily into connection with newborn babes, it must plainly
be of the utmost consequence to the Devil to win them over
to his service. A midwife who was burned alive at Dann,
near Basel, accused herself of having killed more than forty
children.[109] Bodin adds that she afterward by night disinterred
the bodies and ate of them, baking the meat in a
stove.[110] Among the persons who were burned in Strassburg,
one woman was distinguished by her insensibility to
the most terrible tortures. She declared that this freedom
from pain was due to her being embrocated with the fat of
a newborn child.[111] This sort of delirium was very widely
spread under Innocent III. “The inclination to worship
the Devil appears in many families to be hereditary and in
many localities to be endemic.” The religious delusion
was, as is commonly the case, connected with states of
sexual excitement and delusions belonging thereto.
Toward the middle of the sixteenth century there broke
out in many places in Germany, especially in convents, epidemic
convulsions which exhibited the typical image of
la grande hystérie and were connected with symptoms of
religious delusions and of sexual excitement. Calmeil cites
the following report upon the malady in one convent: “The
majority of the nuns had at that time been living for
more than fifty days exclusively upon turnip juice. Their
sickness would begin by the vomiting of a black liquid so
sharp and acrid that it would take the skin off their tongues
and lips. Their nights soon became restless. They would
suddenly walk in their sleep. They would think they heard
a sound of human lamentation, and on hurrying to the spot
would find nobody. When they had passed their urine,
they immediately afterward wet the bed or their linen.
They often had the sensation of being tickled on the soles
of their feet, and could not keep from laughing. They
were thrown out of bed and rolled on the floor, as if they
had been pulled out by the feet. Their arms and legs
were contorted in every direction, and their faces were
convulsively drawn up. They would leap high and then
fling themselves with all their force upon the floor again.
Many bore bruises on their bodies. Often, when they
seemed perfectly quiet and sane, they would suddenly fall
down, lose the use of speech, and remain stretched on the
ground as if they had completely lost consciousness. Then
they would throw themselves out of their apparent immobility
convulsively into the air with such violence and
strength that those about could hardly hold them down.
Many found it too hard to keep themselves erect, and
crawled on their hands and knees. Others clambered up
to the roof beams, and let themselves hang head down.”[112]
Such cases of typical hysteria appeared everywhere in
the form of epidemics, and with special frequency in convents.
Of one convent we read: “It was singular that as
soon as one nun had her fit, the others, even in distant parts
of the building, would immediately go off into fits as soon
as they heard the noise of a person falling. The nuns had
no power of will at all; they bit themselves, struck and bit
their mates, knocked against one another, and endeavoured
vehemently to wound strangers. Upon any attempt to control
the indecency of their conduct, their tumult and exaltation
would become more angry. If they were left to themselves,
they would soon come to biting and wounding without
seeming to feel the least pain.” Such subjects were
considered to be bewitched or possessed of the Devil. They
were treated by exorcisms and conjurations which often increased
their sufferings.
Not women alone were attacked by the disease; men
were visited in the same way. Gilles de la Tourette[113] gives
an account of such an epidemic, according to a description
by Hecker.[114] We read: “In Aix-la-Chapelle, in 1574, troops
of men and women from Germany were seen labouring
under a common madness and displaying in the streets and
churches this singular spectacle. With clasped hands, and
carried away by an inward compulsion which they could
not master, they danced for hours and kept up the spectacle
without being abashed by those who were about, until they
would fall exhausted to the ground. Then they would complain
of their great agony, and would groan as though they
were going to die, until people wrapped their abdomens with
linen cloths, whereupon they would come to themselves and
be free for a time from their sufferings. The object of this
was to dispel the wind which set in after the attack. People
often resorted to the simpler method of planting blows
of the fist or kicks upon their abdomens. During their dance
the subjects had visions. They did not see or hear; but in
their imagination they beheld spirits whose names they pronounced,
or rather shrieked out.... In well-developed cases
the fits began with epileptiform convulsions. The subjects
fell snorting to the ground without consciousness, and foamed
at the mouth. Then, all at once, they got up and began
their dance with frightful wrenchings. In a few months
this plague extended from Aix-la-Chapelle as far as the Netherlands.”
Like the men and women, children were likewise attacked.
Calmeil adduces the following example: “Toward
the end of the winter of 1566 the majority of the foundlings
in the hospital of Amsterdam were seized with convulsions
and delirium. Thirty children (other accounts say seventy)
suffered from the malady. They tumbled suddenly to
the ground, rolled from half an hour to an hour upon the
floor, as if possessed, and when they then stood up they
awoke as from a deep sleep. They did not know what had
happened. Prayers, conjurations, and exorcisms of such
power that they would certainly have driven out the Devil
were of no avail. After a longer duration of the disease the
children finally began to vomit. They threw up nails,
needles, wool, pieces of linen, bits of skin, and other foreign
bodies which they had secretly swallowed down. They
climbed like cats upon the walls and roofs, spoke in unknown
tongues, and had such a terrific look that it scared people.
This was more than sufficient for regarding them as possessed.
At the sight of many women they made peculiar
gestures, and such women were regarded as witches.”[115]
A phenomenon often seen to-day in insane asylums is,
that patients think themselves to be beasts, such as dogs,
cats, monkeys, wolves, etc., and behave accordingly. In the
Middle Ages this gave rise to the superstition of the Werewolf.
The word is formed from wolf and the obsolete word
wër, in Gothic vair, in Latin vir, man. Such persons, who
during epidemics were sometimes found in great numbers,
ran about the woods on all fours, lived and behaved exactly
like beasts, fell upon men who might pass by, attacked even
riders and vehicles, and stole children and devoured their
flesh. Such things were known to the ancients too. The
Scythians, according to Herodotus, knew the werewolf; the
Greeks, especially the Arcadians, spoke of a λυκάνθρωπος;
and the Romans of the versipellis. Toward the end of the
year 1573 the peasants in the vicinity of Dôles were authorized
to hunt werewolves. The parliamentary license ran
thus: “In the territories of Espagny, Salvange, Courchapon
and surrounding places, it is known that for some days a
werewolf has been seen. It has secretly stolen and killed
several children, and has also attacked riders who have
escaped it with difficulty. In consideration of all these
things, this court of justice, wishing to avoid greater damage,
allows the inmates and inhabitants of the said places and
others, contrary to the edict concerning hunting, to come
together with spears, halberds, pikes, crossbows, and sticks
to hunt and pursue the said werewolf in all places where
they can find him, and to bind him and to kill him without
punishment or revenge.... Given in the council of the said
court of justice this 13th day of September, in the year of
grace 1573.”[116] A man captured as a werewolf confessed that
he was changed into a beast, and asserted that his skin grew
inside out so that the fur was not seen. They cut off his
arms and legs, to make sure he spoke the truth, and he bled
to death.
The disease of demonomania continued to spread. According
to one report, a thousand dancers filled the streets
of Metz. Young people of both sexes fled from their
parents, and servants from their masters, and allowed themselves
to be carried away by the epidemic, and to take part
in the insane proceedings.[117]
In the electoral see of Trèves, within a few years, six
thousand five hundred men were executed as enchanted
and as bewitched.
“In 1609 the Government was informed that all Labourd,
the district approximately coinciding with the present Département
des Basses-Pyrénées swarmed with devil-worshippers.
Seven-and-twenty parishes were attacked by the
malady. The difficulty was greatest in Siboure, St. Jean de
Luz, Andage, and the neighbourhood of Bayonne. The
account of this epidemic is a shining contribution to the
history of insanity as a social disease.”[118] All these sufferers
were considered as bewitched and possessed. The
ministers of Henry IV held it to be imperatively requisite
to bring the whole power of justice against witches; and
hundreds of human beings were burned or incarcerated.
The judges worked the rack actively in order to get
complete confessions from the bewitched and from those
who were sold to the Devil. Often the victims fell into
ecstatic convulsion, and boasted, when they were tortured
nigh unto death, that they felt inexpressible joy at finding
themselves brought near to the Devil, who doubtless stood
in their minds for the great adversary of the court. Many
made vain efforts to utter a word when they were virtually
throttled. A report says: “The Devil sought to vex them
so that, even if they wished to confess, they should be unable
to bring out a word. We saw with our own eyes that,
as soon as they had spoken one word of confession, the
Devil sprang at their throat, and that a hindrance mounted
from their chest to their chin, just as when a plug is put
before the opening of a cask in order to hinder the flow
of the liquor.” This describes a common symptom of hysteria
which we call globus hystericus.
The influence which hysterical subjects exercised upon
the whole metaphysics, or view of the universe (Weltanschauung)
of those times, was tremendous. While superstition
and fanaticism may truly be called the best fertilizers
to yield a crop of hysteria—and they have vastly contributed
to its extension and large growth—at the same time, hysteria,
in its turn, with its astonishing symptoms, far beyond
the classificatory powers of those ages, has had the effect of
enormously feeding and propagating superstition. In short,
the two phenomena, hysteria and superstition, played into
one another’s hands; each was alternately cause and effect;
and between them they called forth that dismal period in
which the human mind was loaded with fetters, and postponed
for centuries its free possession of its heritage. The
author who is capable of saying that before this our time
“hysteria only showed itself sporadically, and had no importance
in the life of the whole community,” is not acquainted
with the history of insanity and the biography of the human
race. In order to pass judgment upon the present times
from a psychological point of view, the very first requisite is
an acquaintance with times gone by, and a tracing out of the
path which has brought our culture to its present height.
Before passing on to the study of the present, let us first
ask why and how it was that diseases of the mind took
on an epidemic character. Most of those authors who have
made hysteria the subject of deep investigations agree in
this: that suggestibility (using this word approximately in its
psychological sense) is a particular mark of the state of soul
of the hysterical.[119] Every man is to a certain degree susceptible
of suggestion. Everyday life shows this. Merely seeing
somebody else laugh, gape, hawk, or cough, makes
other people do so; and so it is with other semi-voluntary
acts. Hence it is that people are accustomed to say that
laughing and gaping are “contagious.” In hysteria, suggestibility
is present in greater or less measure, according
to the intensity of the disease. The subjects usually possess
little or no force of will, but are receptive of outward influences.
This characteristic becomes particularly apparent
during emotions, such as anxiety, fear, terror, etc. An
infinity of examples shows that grave states of hysteria are
brought on by passionate emotion. Frequently it is a concatenation
of such emotions that results at last in hysteria;
whence the extreme importance of education, and of the
collective impressions of childhood for persons of the sort
considered, becomes apparent. As long as children drew
in mystical tendencies with their mother’s milk, and were
kept in fear and terror by the belief in the apparition of the
Devil and in witchcraft, it is self-evident that the doors for
the development of hysteria were opened, and suggestibility
and emotivity appeared in full blossom.
Unintermittent religious observances, imaginary converse
with supernatural beings, such as saints and angels, led
first to hallucinations and ultimately to morbid phenomena of
hysteria. To look upon an ecstatical state, or upon a case
of hysterical cramps, was sufficient to excite similar states
in a circle of companions much disposed to the same thing
by anxiety and surprise. Physicians who devote themselves
specially to diseases of the nervous system and who enjoy a
large practice know only too well that, when their anterooms
are thronged, as often as one woman goes into a hysterical
fit several others among those who happen to be there
are pretty sure to follow the example. How much more
strongly must the suggestion act if the individual who originates
it is supposed not to be diseased, but, on the contrary,
to have driven some astute bargain with Satan or to be
deep in the lore of the Chaldeans, so that the attack is regarded
as an evidence of superiority!
Severe diseases of the mind proper, such as mania and
paranoia, have undoubtedly also played their parts, and no
unimportant ones, in the production of epidemics. All the
phenomena of those diseases which are now speedily confined
to asylums, continued in former ages before the public eye,
and fell like sparks upon the magazine of superstition and
mysticism in the people. Those who raved were supposed
to be witches; and weak-minded persons who imagined themselves
to be animals, etc., were taken for werewolves at least.
As for those who were attacked by religious delusions of
greatness, they were rated as holy souls endowed with the
grace of God’s Spirit. The influence of these subjects upon
the mass of the hysterical, with their high-grade suggestibility,
must, of course, have been a quite fatal one. Conditions
which in the one were produced by insane ideas and imperative
motions were called forth in the mass of the others by
the force of suggestion, and were terribly spread.
The influence of these phenomena—that is to say, of
insanity, but more particularly of endemic eruptions of hysteria,
upon the whole culture—is shown in the literature of
that time. Ideas of sorcery, of the apparition of the Devil,
and of witchcraft prevailed not only among the rude populace,
the mass of the people, but also among scholars of renown
and consideration—men who had accomplished great
things in their generation. Bulky tomes were devoted to
the discussion of matters of witchcraft and possession.
Pierre Delancre, a councillor of the Parliament of Bordeaux,
wrote three large volumes on the subject; and his
conclusion is, that to spare the life of a single person who
is even suspected of sorcery[120] is a crime.
With the gradual awakening of science and the beginning—or,
more accurately speaking, the restoration—of the
doctrine of mental diseases, the fatal consequences of superstition
became milder, and the extension of hysterical
epidemics was narrowed. To recognise that possession
does not imply dealings with the enemy, but is simply a
disease, was to break off the poisoned tip from the arrow
of suggestion, and thenceforward the morbid impulse to
imitation of the insane symptoms lost much of its strength
and asserted itself less frequently.
No doubt hysterical epidemics based upon religion
continue even to this day. The last century was by no
means poor in such phenomena. They are to be met with
still. The religious epidemics which broke out in Sweden
in the years 1841 and 1842, and which have been described
by the Swedish psychiatrist Sonden, are good examples.[121]
To this very day, among certain religious denominations—the
Methodist Church of the United States, for instance—phenomena
can still be observed bearing a close resemblance
to the mediæval epidemics. I myself had an opportunity
of attending a Methodist camp-meeting, and was
there enabled to assure myself of the overwhelming force
suggestion may exert upon a crowd of thousands of people.
Men and women, children and superannuated persons, behaved
for all the world like mad. They howled and
shrieked until they were too exhausted to bring forth a
sound. Here and there one would leap up. He was “inspired,”
and would communicate to the crowd his divine
inspirations, drawn in reality from hallucination or auto-suggestion.
I saw one young man climb a tree, imagining
that he saw Christ in it.
The principal causes of the spread of epidemics of
insanity and of the so-called secular hysteria are, then,
suggestibility, emotionalism, the impulse to mimicry, and
the tendency to mysticism. These important symptoms
form the well-ripened dung heap for the growth of whatever
mushroom crop of occult and supernatural ideas you
will, whether from the spawn of superstition and fanaticism
or from that of a lore that drolly mimics a true and living
science. During the Renaissance of literature and art, which
was followed by that of science, the religious fanaticism of
the Middle Ages gradually lost its energy. The corresponding
phenomena of our century may be called runners from
that dismal period. But secular hysteria has by this time
gradually assumed a different character. Belief in the
devil and witches has faded quite away. Nowadays
phenomena that seem unaccountable are produced in great
variety by the hysteria which still subsists, and lead to
crazy doctrines and errors, but they are new ones. Spiritualism,
which flourished most in the middle part of the century,
had such an origin. All those surprising phenomena
that in earlier times had been referred to the agency of the
devil and of witches were now treated as evidences of spiritual
presence, telepathy, etc. Hysteria and religious superstition
had formerly communicated each vitality to the other; now
hysteria and pseudo-science intensified and propagated one
another. The literature to which spiritualism has given
rise is perfectly enormous, and forms a pendant to the
old books on witchcraft. Scientific men of standing write
in our times thick books to discuss the evidences of the
most incredible theories about spirits, about veracious
dreams, about prophecies, about telepathy, about clairvoyance,
about premonitions, etc.
Such teachings could not fail to exert a decided influence
upon the suggestible and mystically inclined mob of
hysterics. The belief in ghosts continually spread, spiritualistic
societies were formed everywhere. The social psychological
situation was strongly analogous to that of the
Middle Ages in regard to witchcraft. The differences were
chiefly extrinsic, although it must be confessed that they
were not unimportant, for nobody was any longer burned at
the stake or stretched on the rack.
The success of a spiritualistic sitting required that there
should be among the company one strongly stamped morbid
case, such as a person subject to cataleptic seizures or
to hallucinations, or something of the sort. This person,
who would have been considered a witch in the Middle
Ages, was now termed a “medium,” a middle term or tertium
quid, through which the spirits of the dead could be
brought into communication with the living. The mysterious
darkness in which the sittings were held, the communion
hymn that was softly intoned by the company, the
excitement and strain with which the manifestations were
expected, the medium’s voice of awed assurance—these
things, together with physiological conditions to which we
need not refer, beclouded the brain and heightened the already
high suggestibility of the hysterical circle. In this
way appearances of ghosts of their lost ones were suggested
to great numbers of persons. To the visions were joined
auditory delusions. They heard the ghosts speak, and conversed
with them; and with actual conversation all remnants
of doubt of their living reality were swept away.
The psychological conditions were thus essentially the
same as in the religious epidemics of the Middle Ages.
There appearances of infernal spirits and of witches were
suggested; here the ghosts of dead relatives were seen and
heard. Hysteria, with its high suggestibility, accompanied
by external circumstances adapted to excite it, acted as
common cause in the two cases.
Transmission of delusions and hallucinations, or, so to
say, “psychical contagion,” is, in the experience of the
practising psychiatrist, by no means a phenomenon of the
extremest infrequency. In that form of mental derangement
which goes by the name of folie à deux two persons
share the same hallucinations and deluded ideas. One of
them is usually chronically insane, the other a degenerate,
weak-minded, or hysterical person to whom deluded
ideas and deceptions of sense are suggested by the former.
I have myself had opportunities of observing a number of
such cases. Among others, there was a man, chronically
insane, who had erected a completely systematic structure
of delusions. He was the deputy of God on earth. It was
his duty to promulgate God’s will and to better humanity.
In consequence of his high mission, he had to endure many
enmities and snares. He was persecuted (so he fancied) in
every possible way. Attempts were even made (he thought)
to put him out of the way. Moreover, his ideas of grandeur
and persecution were nourished by corresponding deceptions
of sense. Now, this patient had a wife. This wife
regarded her husband as the delegate of God, believed
every word he said, and was completely inoculated with
his delusion. He suggested to her his hallucinations; so
that she confirmed every assertion he made. She was a
weak-minded person, who, under other outward circumstances,
would most likely have exhibited no peculiarities
out of the ordinary.
In company, and still more in large assemblies, the suggestibility
of almost everybody is heightened.
Thus, then, morbid symptoms are propagated in any sort
of crowded meeting, and since at spiritualistic reunions
the above-mentioned outward conditions are particularly
favourable to suggestion, it is not necessary that people
should be downright weak-minded. It is only requisite
that there should be among them a goodly sprinkling of
suggestible persons of somewhat hysterical disposition; and
when these are once attacked, the strength of suggestion that
is brought to bear upon the remainder of the company
will be multiplied.
It has been fully proved, and is generally admitted by
spiritualists themselves, that from the beginning a great
deal of trickery—partly mischievous, partly mercenary or
otherwise deliberate—was mingled with the delusions. Besides,
hysterical subjects are apt to be untruthful. At the
same time mere jugglery would not have gone far if it
had had nothing but cold understanding to work upon.
Very often fraud was not present, and still oftener was
superfluous. The real cause of the spiritualistic movement,
broadly considered, was mental and nervous derangement.
Spiritualism has now, in the main, died out nearly as
much as religious superstition and fanaticism have done.
It is at present almost entirely in the hands of swindlers
and their weak-minded victims.
With our present knowledge of hysteria, its causes and
symptoms, men of science and all who are enlightened by
its teachings are under a positive obligation, which can not
be shaken off, and must not be shirked, to combat everything
which tends to further superstition or to nourish the
inclination of the people toward mysticism. Our duty it
equally is to set our faces against those pernicious practices
which are calculated to favour and augment that fatal
symptom of hysteria, a heightened suggestibility. The very
first of these practices is that of hypnotism. The hypnotic
state is brought about by suggestion alone. It greatly increases
the suggestibility of the subject. A number of the
most eminent authors have become convinced that hypnotism
is always a morbid state closely allied to hysteria.
Charcot has asserted this most decidedly. His most eminent
scholar, Gilles de la Tourette,[122] says: “We believe
that with Cathelineau we have shown by irrefragable proofs
that hysteria and hypnotism are two morbid affections
which are closely allied, and, in particular, that hypnosis
is only possible in persons who have a tendency toward
hysteria, although this disease may not have as yet otherwise
manifested itself. It is easily to be conceived, then,
what an influence hypnotic experiments must have upon
the calling forth of hysterical phenomena.” Jolly,[123] too,
comes to the conclusion that “habitual hypnotics do not
differ essentially from hysterical subjects.”
Although not all authors accept this conception of
hypnotism, to which, for my part, I give in my full adhesion,
yet all do agree that hypnotism in the hands of the laity,
used as an amusement and a curiosity, may have the most
unwholesome consequences. I know one case in my own
experience in which such irresponsible fooling, kept up in
spite of emphatic warnings, was followed by severe hysterical
attacks. It is absolutely revolting that public exhibitions
of professional hypnotizers are allowed to exercise their
baleful influence unchecked. The subjects whom the hypnotizer
selects from the audience are persons of high suggestibility,
inclined to hysteria. The persons present are
convinced of the real power of the hypnotizer, because the
subjects are people with whom they are acquainted, who
perhaps are members of their own family, so that all collusion
and trickery are excluded. But fathers and mothers
ought to reflect that it is a morbid state which is being
induced in their daughters, that they are inoculated with a
dangerous poison whose consequences may be destructive.
The young ladies who are put into a cataleptic condition at
the exhibition, who are made to eat raw potatoes for apples,
and the like, are led to show off a mental weakness, and to
be brought into a state of absolute idiocy to excite the
hilarity of the audience. These are the persons who in
spiritualistic séances think they see ghosts of the departed,
and who some centuries ago would have been joining in a
wild dance in the street, or who would have committed
actions leading to their execution, as persons possessed of
the devil. Such exhibitions ought to be prohibited, as they
are in France, for their pernicious influence is beyond question.
As for the employment of hypnotism as a therapeutic
agent, that is a question into which I do not here enter.
The above study of the causes and mode of origination
of the so-called secular hysteria shows very clearly that
this morbid phenomenon can be brought about under the
most diverse outward conditions, and that, in fact, we meet
with it in history in the most widely separate fields. The
psychological conditions are, however, everywhere the
same—suggestibility, excessive emotionalism, the impulse to
mimicry, and the inclination to mysticism.
It is highly important to recognise public hysterias in
good season, in order to work against the pernicious influence
of morbid suggestions. It is therefore indubitably a
service to the public to sound in time the warning voice,
and thus protect humanity against great harm. Such a
duty Nordau thinks that he fulfils when he tells us that we
stand “in the midst of a severe mental epidemic, a sort of
black death of degeneration and hysteria.”
Whether diseases of the nerves, and particularly degeneration
and hysteria, considered as sporadic cases, are at
present more frequently to be observed than in earlier
times can not be determined with certainty. Pertinent
statistics are wanting; and, indeed, all but a small percentage
of cases of hysteria and degeneration remain
without medical treatment, and consequently escape all
statistics. Some general remarks of Nordau—as, for example,
that people nowadays grow gray and bald earlier
than they used to do, and that we lose our power of optical
accommodation earlier than our forefathers did—seem
to be assertions without one particle of proof. Now, without
proof they can have no weight, unless we are to allow
our own opinions to be formed by suggestion.
The chief arguments for Nordau’s opinions are therefore
drawn not from the observation of individuals, but from
the social phenomena of the period, our mental civilization,
in which he believes that he detects the grave malady of
universal degeneration and hysteria. Criticisms, some
judicious and some not so, of fashions, dress, furniture,
and the mode of life of modern society, bring him to the
conclusion that while “to the Philistine the current terms—caprice,
eccentricity, affectation of novelty, imitation—afford
a sufficient explanation” of the phenomena, yet to
the physician, “especially to the specialist for diseases of
the nerves and the mind,” two definite states of disease are
to be diagnosed: to wit, degeneration and hysteria. I must
confess that I myself must, for that “specialist in diseases
of the nerves and of the mind,” Dr. Nordau, fall into the
class of Philistines, inasmuch as I am unable to perceive
that a “thin moustache” or “wild moustache,” that very
short hair or very long hair, afford sufficient grounds for a
diagnosis of degeneration or of hysteria, or that the coiffure
and dress of a modern lady, however eccentric and outré,
constitute a morbid symptom, indicating a black death of
degeneration. Nay, I must with shame confess that, far
from finding fault with the fashions, it had appeared to me
that the present dress of ladies bore, in many respects, the
marks of sounder sense than the costumes of other epochs.
I recall, for example, the hoop skirts of 1850, or those of the
reign of Queen Anne, before “the age of degeneration and
hysteria” had set in; the side puffs of 1850 extending laterally
six inches right and left from the head, or the vast
structures which were carried on the heads at an earlier
period. Another point may be recollected: In former
days—say in 1850, as a time perfectly remembered by
many—the iron rule of fashion was such that every kind
of beauty was forced to decorate itself according to one
strict model, while ladies now follow their own individual
tastes and consult their own convenience much more.
Again, that barbaric custom of wounding the female person
in order to stick shiny trinkets into the apertures so
effected is becoming rapidly extinct.
As for the habitations of modern society, or, in Nordau’s
phrase, the “stage properties and lumber-rooms, rag-shops
and museums,” where a “friar’s cowl” or the “red mantle
of Fra Diavolo” wraps the master of the house “like a
Jackpudding”—these things, if such things there be, are
shocking enough, I readily grant, to the feelings of an
æsthetician. But, after all, I am unable to detect in them
anything worse than coarse taste and coarse ostentation,
qualities which surely have never ceased to mark the majority
of the human race. These things are heirlooms from
our monkey ancestors, not marks of recent degeneration.
When Dr. Nordau declares that the “specialist physician
for diseases of the nerves and of the mind” recognises
degeneracy and hysteria “at first glance” in the passions
and tastes of the “fashionable world,” I do not believe that
he speaks for any great proportion of the profession.
Whether or not there is such a thing as “correct” taste
or “incorrect” taste is a question that has been endlessly
disputed in spite of the sensible proverb, “De gustibus non
est disputandum.” If, however, a certain kind of taste is
to be regarded as a symptom of insanity, it will plainly be
necessary to agree first upon some standard of correct taste.
Now, who shall be the arbiter in that matter? Shall
it be the specialist for nervous diseases? If so, what a
revolution will be imperative in our medical schools! Instead
of students devoting their time to anatomy and pathology,
they must be busy forming their tastes, attending
lectures on ladies’ dress, and, in short, must give themselves
over to things of that kind. Is it not to be feared lest
after that sort of culture dealings with the insane should
offend their supersensitive organizations? Yet however
exclusive their devotion to aesthetics, differences of artistic
opinion would still subsist among the “specialists in nervous
diseases.” Among them might still be found those who, instead
of seeing a “plague of degeneration” in modern dress,
would think it a happy release from the ideas of those
good old times when, in the absence of secular hysteria,
men wore embroidered coats and had their hands half
covered with lace, and when a long-queued bagwig covered
their heads.
In short, Nordau does not give a single plausible reason
for treating modern customs and fashions as symptoms of
advanced degeneracy and hysteria. Ever since women became
women they have taken pleasure in the adornment
of their persons. That feminine passion has existed at all
times. Nordau does not tell us why, in modern women,
it is to be taken as a sign of an epidemic disease peculiar to
our age. The simple truth is, that he does not like the present
fashions; and that is enough to make him accuse the
rest of the civilized population of the globe of being degenerate
and hysterical.
One of the most important symptoms of universal degeneration
is, according to Nordau, incapacity for adaptation,
powerlessness to accommodate one’s self to the existing
order of things. Here, as elsewhere, he goes too far, setting
down anarchists and revolutionists as degenerates,
without further examination. He speaks of a “silly need of
being refractory” on the part of the degenerate, a “union
against taking off one’s hat to people.” In this regard Nordau
must consider his own doctrine as the most striking of
all the signs of the times, in supporting its own contention,
for he himself not only protests against pointed beards,
partings of the hair, and cuts of the clothes, but declares the
whole population, with the possible exception of those who
share his tastes, to be diseased in mind.
That is what driving the business of psychiatry in Nordau’s
wholesale style comes to. Whoever judges of a state
of mind merely by comparison with his own sentiments and
feelings, and treats every opinion which departs from his
own as morbid, simply makes a layman’s diagnosis; and
such, in plain truth, is the psychiatric dilettantism of Nordau’s
whole book. No doubt Nordau finds in his “mentally
decayed contemporaries” all the symptoms of degeneration
which Morel, Magnan, and others have described. But his
way of employing the conceptions of psychiatry marks his
complete dilettantism. Every collector who, with a collector’s
passion, buys old bric-a-brac suffers, according to Nordau,
from oniomania, or the mania for purchasing. Whoever
occupies himself more with any matter than Dr. Nordau
deems fitting has imperative ideas. Whoever writes what
Dr. Nordau does not approve is a graphomaniac. Whoever
composes a drama of love suffers from erotomania. Whoever
opens the discussion of a problem concerning which
Dr. Nordau has formed his opinion suffers from the mania
for disputation or the mania for doubt. In this way it is
easy in any given man to detect any given symptom of insanity.
The reader of Nordau is inclined to regard him as a
humourist rather than as a strictly scientific man. But
comical and, in part, diverting as his psychiatric performances
are, even to the professional man, yet, after all, the
matter has its serious side, especially since his book is addressed
to the laity, among whom such dilettantism may
have quite fatal consequences. We shall therefore be unable
to leave it unnoticed, however little pleasure there may
be in the discussion of such unprofessional opinions.
“The severe mental epidemic,” “the black death of degeneration
and hysteria,” finds its principal embodiment,
according to Nordau’s statement, in the art, poetry, and
philosophy of the present time. It may here be objected
that artists and poets form only a minute percentage of the
community, and that it is impossible from them, and nothing
more, to conclude anything in regard to the whole population,
and to base on this such a smashing diagnosis. To
that Nordau replies that the degeneration of our time shows
itself in art and literature, and that the great secular hysteria
is marked in the influence which a degenerate art can exercise
upon the public. Modern art would correspond to the
witch superstition of the Middle Ages which exercised its
baleful influence upon the masses. It is admitted that the
secular hysteria of the Middle Ages forms but a feeble pendant
to our modern disease, for Nordau expressly assures
us that in former times hysteria had no importance for the
general life of society, while it now crushes down the whole
human race. As for that art and literature which are, in
Nordau’s estimation, the embodiment of degeneracy, I shall
consider them in the next chapter. We here concern ourselves
only with their effect upon the masses—that is, with
secular hysteria. Nordau takes as a sample a number of
eminent poets and littérateurs, and, having reached the conviction
that every one of them is a degenerate, he hangs
some sort of -ism upon each and thinks that in this way he
has produced a new form of disease, in comparison wherewith
the demonomany and lycanthropy of the Dark Ages
were innocent phenomena. For instance, Nordau specifies
an Ibsenism, a Tolstoiism, and various other such -isms.
It would, at any rate, be exceedingly interesting if Dr.
Nordau could furnish us with accurate analyses of these -ism
diseases, and tell us in what they consist. But of this there
is not one word. He just mentions the authors, labels each
with his cheaply manufactured -ism, and thus the plague of
the great secular hysteria receives its names. To judge by
what Nordau tells us, Ibsenism and Tolstoiism are symptoms
of a disease which has attacked the population and which
manifests itself in states of high emotion. Surely, then,
since there is supposed to be a terrible and pestlike malady
whose symptoms are Ibsenism, etc., these phenomena must
greatly surpass all previous hysterias of the masses. But in
point of fact there is not the slightest trace of anything of
the sort. Like every new phenomenon, the writers named
have excited public interest in a certain measure; but there
never has been observed any morbid state or affection of
the masses due to the influence of any of those writers. If
by Ibsenism, Tolstoiism, etc., Nordau means morbid conceptions
of the world, of art, of social relations, etc., it only
amounts to this: that those authors’ ways of thinking do not
accord with his own. In the place of objective proof of disease
Dr. Nordau leaves a blank.
Anybody acquainted with modern society must agree
that the influence of those poets and writers to whose
names Nordau attaches the termination -ism is a pretty
slight one. How many people have ever heard of Ibsen
and Tolstoi? For most persons art is but a pastime.
They only go to the theatre for recreation and distraction.
Well-to-do people, especially in the great cities, may have
seen a play by Ibsen. The worthy matron pronounces that
Nora did wrong in running away from her husband and
children. But they trouble their heads very little with
any purpose the writer may have had. That is all the
Ibsenism that is prevalent.
As for Tolstoi’s philosophical view’s, they are neither so
well known nor so influential that one can speak even of a
school of Tolstoiism. The unhappy and insane Nietzsche
does not represent the way of thinking of the public, and
never attained such importance that we could conclude
from his success that his doctrines represented the general
state of mind.
For an echo of the alleged degenerate art we shall therefore
seek in vain in the mass of mankind; and as for
the thence inferred “putrefaction” of our contemporaries
and the “black death of degeneracy and hysteria,” they
are mere phantoms of the pessimistic fancy of Dr. Nordau
and his learned colleagues.
Had Nordau in his sharp critique of existing conditions
in the fields of society, literature, and art made no pretension
to any other standpoint than that of the æsthetician
and art critic, his work, in spite of its many eccentricities
and falsities, would undeniably not have been without service,
for he lays the scourge that is their due upon many
a folly and absurdity of our time. But when he wraps himself
in the solemn garb of science and, assuming the position
of a psychiatrist, hurls the ban of degeneracy and hysteria
upon everything that does not meet his approval, he can
only be called a psychiatric dilettante.
It may be granted that a sort of secular hysteria really
does exist. No doubt many erroneous doctrines of art and
science are propagated by the suggestibility and emotionalism
of the hysterical masses, and many evils are partly due
to these phenomena. At the same time, it is certain that,
thanks to the progress of science, the influence of mental
disorders upon the general culture is decidedly less at
present than in former periods of history, and that to-day
hysterias of the masses, such as broke out in the Middle
Ages, are relatively infrequent. This, however, does not
imply that the number of isolated cases of derangement
is less than it formerly was.
ART AND INSANITY.
A psychological judgment of a man demands a double
estimation of his mental action. We have to consider that
action, in the first place, as strictly personal, and in the
second place as a link in the great chain of growing humanity.
Every epoch has its errors and falsities, and every
man is subject to the spirit of his times, from which he is
powerless to free himself. Even those mental heroes who
outstripped their age in hardy flight and turned culture
into new paths clung in part to the erroneous views of
their contemporaries, and, as Goethe says, were connected
with their century by their defects. We need never consider
the errors and perversities of the time as a morbid
symptom, for then all mankind would always have been
mad. What one period of history has held to be high
and holy another has derided and scorned; and absolute,
irrefragable truth no age has been able to bring forth.
The error of the time must not, therefore, be confounded
with that phenomenon which was described in the last
chapter under the name of secular hysteria. In this latter
we have a typical image of disease observable at all times
and particularly characterized by definite sensational ideas.
It makes no difference what the matter of the ideas is; it is
rather the whole behaviour—the collective phenomenon of
the persons concerned—by which they are marked as sick.
The same persons who, in the Middle Ages, danced through
the streets as bewitched, might perhaps, in other eras, have
become fanatic revolutionists; or they might hold intercourse
with spirits of the departed in spiritualistic circles,
but they would always exhibit the same typical image of
hysteria. On the other hand, the error of the time affects
all alike, the strong-minded as much as the weak-minded.
Everybody in the Middle Ages believed in witches and
devils, so they can not be called insane for that. They
simply partook of the universal error of their age. If Luther
had been born in the nineteenth century he probably
would not have believed in a personal devil at all.
It would therefore be absurd to judge of mental sanity
by comparing the subject’s opinions with our own. Our
only fixed standard is the body of society. If a scientifically
educated man of our day were to pay divine honour
to a bull, and ascribe to it almighty power, there would be
a plain pathological state. But in early Egypt such a belief
would accord with the universal notion of the universe, and
in a subject of Pharaoh would bespeak only the error of his
time and no derangement of mind. A few centuries ago
astrology was practised by even the most eminent men.
How firmly Wallenstein believed in such things is well
known. So great a man as Kepler wrote as follows:
“According to the configurations of the rays of the stars
at the birth of a man, life flows to the new-born in this or
that form. If the configuration is harmonic, a fine form of
heart arises, and this builds itself a beautiful habitation.
At the same time the strong are born of the strong, the
good of the good. Single cases stand under the might of
God and under his permission in the strength of the tutelary
spirit. If the heart is prepared for evil, one must
endeavour to improve it. Harmony is completeness of relations.
Only the Infinite knows the harmony of the
spheres in their full extent; the earth-ball has but a feeble
after-feeling. This after-feeling animates the earth-soul and
makes the man cleverer for thinking and for every deed.”
Just as we look back upon the errors of the past and consider
them as a weakness of humanity gradually overcome,
so will future generations perhaps look back upon us.
What we to-day hold for irrefragable truth, coming generations
may indicate as the mightiest errors. The world has
always erred, and so long as there are men there will be
errors.
Es irrt der Mensch, so lang er strebt.
(As long as man strives he errs.)
We grow up in the errors of the time, we have them before
us from childhood, and the average man takes them
without consideration as true. Religion, art, morals, manners—all
human culture—have their inheritance of weakness
and error handed down from generation to generation and
from century to century.
Es erben sich Gesetz und Rechte
Wie eine ew’ge Krankheit fort.
(Law and rights are inherited like a disease that never dies out.)
One of the chief characteristics of those powerful natures
whom the world has to thank for its progress and its knowledge
of new facts is, therefore, an absolute doubt of the truth
of everything. “He who does not doubt,” says Hagen,[124]
“whether what is known concerning any matter may not be
false, has no capacity for discovery; and for the finding out
of new ways and laws, not only is he unfitted who has little
understanding, but so is he, too, who has merely understanding,
who is unable to conceive how it is possible to
think otherwise about things concerning which the world
has long since made up its mind.” Hagen here quotes an
admirable remark of Lichtenberg: “The common man always
conforms to the reigning opinion and reigning fashion.
He holds the state in which things now are to be the only
one possible, and assumes an altogether passive attitude. It
does not occur to him that everything, from the form of the
furniture to the finest hypothesis, has been resolved upon in
the great council of men of which he is a member. The
great genius, on the other hand, always asks, Might not this
be untrue?”
While, therefore, we should certainly be guilty of a great
error if, judging of an individual, we were to lay the errors
of the time to his account, yet we should proceed in a thoroughly
amateurish way if we were to regard as deranged
those great thinkers who doubt the truth and the value of
existing relations, or who in their sentiments and views depart
from common sense. The great crowd has a way of
calling everything “crazy” which it does not understand or
which departs from its ancient habits, however irrational
those ways and habits may be. But whoever is acquainted
with the psychical development of humanity will see in this
only a matter of course—phenomena that are necessary and
that continually occur.
To judge an individual, then, it is not so important to
consider what he thinks and does as how he thinks it, or
what his motives for doing it may be. “Duo cum faciunt
idem non est idem.” That which in one man may be
the symptom of mental derangement is perhaps in another
brought on by a perfectly healthy and rational mental
action. The psychiatrist must therefore not halt at the
outward phenomenon, but will have to consider the casual
connection of the psychical condition, and must endeavour
to find the secret springs of the acts or words in question.
National psychology has to proceed in a similar way in
judging of single phenomena. The spirit of the time, the
soul of the people, which is expressed in the most diverse
departments—politics, philosophy, art, literature—can only
be appreciated and correctly understood when it is considered
in its causal connections as a link in the great chain
of historical development. Torn from its connections, no
epoch of art or literature can be comprehended, and such
fragmentary data will give rise to mistakes, while the creations
of art as parts of a great whole, as links of a great
chain, shed great light upon the thought and feeling of their
time. An exact knowledge of the way in which single phenomena
have arisen, an ascertainment of the motives of definite
artistic expressions, are absolutely requisite for the correct
judgment of art as a symptom of the contemporary soul
of the people, as a partial manifestation of the spirit of the
times. Whoever considers our modern art relations as
things in themselves and leaves unnoticed their connection
with times past and their psychological origin, will surely fail
if he wishes to appreciate the same as material for a judgment
upon the collective spirit of the times.
If one walks through a modern exhibition of paintings
and observes there the viewers of pictures, how they sometimes
stand shaking their heads before this picture or that
without being able to make out what it was at all that the
artist was trying to paint; if he considers the peculiar collections
of colours, the glaring contrasts, the vague outlines,
the peculiar ground tone, he will be led to say to himself
that our time has introduced a new method of pictorial representation,
and both the art critic and the psychologist must
seek the raison d’être of the new art.
Nordau says: “All these new tendencies, realism or naturalism,
‘decadentism,’ neomysticism, and their sub-varieties,
are manifestations of degeneration and hysteria, and identical
with the mental stigmata which the observations of
clinicists have unquestionably established as belonging to
these.”[125] Certain peculiarities in painting are explained by
Nordau as due to defects of vision of the painter. “The
curious style of certain recent painters—‘impressionists,’
‘stipplers,’ or ‘mosaists,’ ‘papilloteurs,’ or ‘quiverers,’ ‘roaring’
colourists, dyers in gray and faded tints—becomes at
once intelligible to us if we keep in view the researches of
the Charcot school into the visual derangements in degeneration
and hysteria.”[125] Vagueness of outline is produced,
Nordau says, by nystagmus, or trembling of the eyeball.
Insensibility of patches of the retina occurs among degenerates.
The result must be, he says, that the subjects do not
see distinctly rounded images. If such a person paints what
he sees he will be inclined to put spots, larger or smaller,
side by side, the spots not being united together, or only
imperfectly. Some painters, according to Nordau, are
capable of only certain colour-sensations and perceptions,
and sometimes see but a single hue. This affords his explanation
of peculiar colourists, the preference for particular
colours, and the monotone frequent in modern art. Dun-coloured
painting is a consequence of complete absence of
the sensation of colour, or achromatopsia.
Some colours have, according to Nordau, peculiar effects
upon the nervous system. Thus red has a “force-producing”
or “dynamogenous” property; and thus, says Nordau,
it is easy to understand “that hysterical painters revel
in red, and that hysterical beholders take special pleasure in
pictures operating dynamogenously and producing feelings
of pleasure.” Other colours, especially violet, have an inhibiting
and debilitating effect upon the nervous system.
“The sight of this colour has a depressing effect, and the
unpleasant feeling awakened by it induces dejection in a
sorrowfully disposed mind. This suggests that painters suffering
from hysteria and neurasthenia will be inclined to
cover their pictures uniformly with the colour most in accordance
with their condition of lassitude and exhaustion.
When the entire surface of walls in salons and art exhibitions
of the day appears veiled in uniform half mourning, this predilection
for violet is simply an expression of the nervous
debility of the painter.”
These remarks of Mr. Nordau may seem to many quite
clever. It must be confessed that the audacity and self-importance
with which he enunciates the most incredible
propositions, as if he were giving information of irrefragable
truth, is startling, at least. Nor does he on any single
occasion make the least attempt to bring any evidence to
support his arbitrary assertions, or to prove them by objective
observations. All that Mr. Nordau tells us of impairment
of vision of painters, of the defects of their retinas,
of their nystagmus, etc., is the product of his fancy, of his
imagination. Why did he not actually investigate a number
of painters and convince himself how far his imaginations
corresponded with facts before he put them before
the world as new discoveries? Mr. Nordau has nothing to
utter but unfounded assertions. Not only is proof of them
entirely wanting, but their falsity is in every instance capable
of ready demonstration. Whoever has had the opportunity
of coming in contact with painters knows that they
are not colour-blind and have no trembling of the eyeball,
even if they belong to new schools of art. With the
same logic with which Mr. Nordau, from the colouring
of modern painters, diagnoses a “weakness of the nerves,”
he might, in the great painters of the Renaissance, who gave
expression in their pictures to the religious ideas of the
time, find a general religious insanity. It can hardly be
necessary to examine more closely such superficialities,
which ought to make no pretension to a scientific character.
Before I undertake the psychological analysis of the
phenomena of the world of art of to-day let me be permitted,
for the sake of avoiding misunderstandings, to define certain
philosophical concepts which have been transported
into the language of art criticism. I mean the variously
applied designations, Realism, Naturalism, Idealism, and
Romanticism.
By Realism I mean the aim to reproduce everything
just as it is perceived by the eye in colour, form, and light,
without adding or subtracting anything for the sake of
beauty. Its contrary is Idealism, which takes for its task
to weed from every fact its most beautiful aspect, and to
suppress the unbeautiful by silence and by cloaking it, so
that beauty may shine forth in all its lustre. Thus these
two terms refer exclusively to the outward form of art, to
its mode of presentation. A centaur playing with a nymph,
or any other subject, can be painted realistically just as well
as it can be painted idealistically. By Naturalism I mean
an artistic aim which takes for its subjects such things as
the world of observation (Natur) affords, and renders only
actual facts, actual creatures. Romanticism, on the other
hand, gives free rein to fancy, enriches the world with
angels and devils, and draws its subjects from religious or
mythological sources.
These different elements have from of old, and at all
periods, played a great rôle in the history of art. They
mostly depended on the spirit of the times. They answered
to the feeling and thought of the people, and manifested
themselves at the same period in different branches
of art in the same way. According to the above definitions,
ancient Greek art was prevailingly romantic. The character
of this ideal, myth-forming people expressed itself distinctly
in its art. Gods and heroes were the subjects of the
masterpieces of Greek statuary; gods and heroes were sung
by the poets who inspired the people through the theatre.
This Romanticism was coupled with the Idealism proper
to the Greeks. The beautiful alone seemed to them worthy
of being represented. Symmetry of limb and a bold, courageous
eye were to them as indispensable in sculpture as
euphony and rhythm were in the drama. In the rough
presentation of the fights of the Lapithæ and Centaurs, of
gods and giants, they always knew how to vindicate the
rights of the beautiful. By pictorial grouping, by rich
drapery of the vestments, by the beauty of the forms,
the agreeable and conciliating were kept constantly before
the sight.
Nevertheless, a certain Realism and Naturalism are discernible
even in Greek art. Among the numerous portrait
statues dug up at Olympia we find not seldom realistical
busts whose faces had been abraded or bruised in boxing.
The cherries of Zeuxis, at which the birds picked, are an
example of realistic Naturalism. This aim in art was yet
more active with the Romans, without, however, rising to
be the prevalent tendency.
After Art had gone to sleep in the decadence of Greeks
and Romans, it was reawakened in an age when a new idea
and a new metaphysics, or conception of the universe, filled
the minds of the peoples. Christianity, after a struggle of
centuries, had conquered the world, and it offered a new
romantic world to art. Hence arose that art of the Christian-romantic
ages which prevailed until recently. Among
single artists a certain inclination toward Naturalism showed
itself during the whole period; but it could not endure in
opposition to the all-ruling Romanticism which provided
its subjects partly from Christianity and partly from antiquity.
It was not until the nineteenth century that an
open warfare broke out between Romanticism and Naturalism,
while Realism at the same time sought to displace
Idealism. What value Realism and Naturalism may have
in comparison to Idealism and Romanticism let professed
art critics decide. Our part is only to examine the phenomena
from a psychological standpoint and to discover the
motives which produced those phenomena.
In the course of time, as in all new movements, parties
and schools were formed which waged the fiercest warfare,
every man holding his school and his method to be
the only right one. It is easily understood that in a matter
of this kind, in the effort to make one’s own point of view
as important as possible, a contestant will shoot far over the
mark he had originally set before himself. So it happened
that the realists, who in the beginning only opposed idealism
in so far as to say that the task of art is to represent
Nature in its truth, without concealment and without prevarication,
were spurred on by opposition to mark their
effort in their work much more strongly than was needful,
so that they not only presented the ugly and disgusting,
because they would not deny the existence of those elements,
but went so far as to seek it out, and at last quite
forgot the beautiful and overlooked it in their attention to
the ugly.
It is the same with the Naturalists in their attitude toward
Romanticism. Their zeal to represent real life just
as it is went beyond all measure. The stronger the opposition
to the new movement, the more zealously did they try
to bring forward the ugly and common, while entirely overlooking
the good. In this way genuine Realism and Naturalism
were corrupted, and the picture often became little
better than a burlesque.
The inclination, in the pursuit of a new idea, to press it
far beyond what was originally intended is a phenomenon
grounded in the normal human character, and found not
merely in art, but in every department of human production.
Carl Gussow was the founder of the latest Realism in
German painting. His endeavour was to represent Nature,
unadorned, in its truth, without shrinking at any blemish
whatever. His peculiar colouring, the new manner of his
technique, his tendency to give special prominence to ugliness,
raised at the first appearance of his pictures in Berlin
a decided and general disapproval. But voices of wrath
soon became weaker and weaker, adherents and admirers
began to appear, imitators arose, and a new school was
founded.
Somewhat earlier, but in exactly the same way, a yet
more extreme Realism and Naturalism had been started in
France. Manet was the founder of a new school in which
we see a radically new artistic aim. While hitherto painters
had hastily sketched in the open air what they observed,
and afterward in their studios had repainted it,
drawing largely from fancy in the process, and indifferent
to the difference of light, Manet carried on his painting
en plein air. The image, just as it presented itself to
the sight, and at that very moment, must be put upon the
canvas. Of course, these “impressionists” had voluntarily
to renounce all finer technique. They clutched at the
coarsest methods, in order that they might quickly, and
without sophistication, reproduce the impression seen. The
soft transition of colours which the old masters thought
they perceived in Nature did not exist for Manet. For
him every object bore its own abrupt colour. In a landscape
illuminated by a dazzling sun, the green of the fields,
the blue of the sky, the red of the roof tiles, stood unmitigated
and abruptly adjacent.
This sort of Realism, combined with a corresponding
Naturalism, called forth a veritable hurricane of censure.
Again and again were the canvases of Manet rejected by
the Salon, so that he had to hold an exhibition of his own.
Nevertheless, a group of young men collected about him,
and it augmented as time rolled on; so that at last he became
a factor in the history of art. The endeavour to bring
unfalsified Nature upon the canvas led to special studies
of light. Previously the pictures produced in the artist’s
studio had a certain conventional illumination. Now there
was an effort to reproduce with the brush the colours as
they were presented to the artist’s sight under bright sunshine,
in the dusk, in bad weather, by artificial light, etc.
Thus arose the dazzling colours which represent the effects
of direct sunlight. The violet landscapes show the attempt
to reproduce the illumination of the dusk; the “wan painting,”
as Nordau calls it, is intended to represent the mist-filled
landscape of the great heats of summer. It is not
our part to decide how far the painters who have pursued
this aim have been justified by success. The only task of
psychology is to ascertain the psychical processes which
were the reason of the production of the picture. To criticise
it does not belong to psychological or to psychiatrical
science. The psychiatrist as such is a layman in the department
of art, and would be guilty of transgressing the
limits of his competence were he to undertake to give a
judgment of a work of art, especially to draw from it psychiatric
conclusions.
As for the general end of art, we have seen, in considering
the psychology of genius, that fixed rules for it do not
exist. The kind of art considered needs neither a creative
fancy nor a refined feeling in order to express the peculiar
moods of the painter in artistic form, for painters who attempt
that are rare. They wend their solitary way, without
following the army of any school.
Nordau sees in the “formation of close groups or
schools” a symptom of degeneration and hysteria.[126] He
says: “Healthy artists or authors in possession of minds in
a condition of well-regulated equilibrium will never think
of grouping themselves into an association.... True talent
is always personal. In its creations it reproduces itself,
its own views and feelings, and not the articles of faith
learned from any æsthetic apostle.” This assertion is not
true. Nordau confounds genius and talent; and this shows
how important it is to be clear in such expressions. Simple
talent by no means possesses the properties stated by
Nordau.
Jean Paul Richter[127] drastically styles the man of talent
“the gaily imitating ape of genius.” Men of talent to whom
Nature has denied creative power have from of old formed
groups and schools. Even Schiller became the founder of
a school, although Goethe said his scholars could learn no
more than his language. In the formation of schools nobody
ever before saw a morbid symptom. But does Mr.
Nordau see what he is doing when he classes as degenerate
and hysterical all painters who possess only talent and are
wanting in the creative power of genius? His great saint,
Lombroso, to whom he has consecrated himself, says that
“if in the nature of a genius signs of an abnormal disposition
are wanting, there must be some deceptive circumstance.”
Yet Nordau holds those artists to be degenerate
who have only talent and not genius. According to this,
we must come to the conclusion that if a man has genius
he is insane, and if he has only talent he is degenerate.
Here the great doctrine blossoms out into its essential absurdity.
But as for groups and schools, in what department
are they worse nuisances than in science, and in
particular in those branches to whose advocates Mr. Nordau
appeals by preference?
In realistic and naturalistic movements some great
painters, I admit, were concerned; and these embodied
their own intuitions and sentiments in their art. But they
are scattered sparsely, rising like rocks here and there out
of the dead level of the ocean.
Böcklin was a painter whose pictures contain the sentiments
and moods of an artist. He tried by colouring and
by the peculiarity of his colour tones to lend to his pictures
a mood which should affect the spectator like the tones of
music, like the harmonies of an organ. In this idealistic
garment of painting he wrapped, as a rule, a romantic subject.
His figures are centaurs, nymphs, satyrs, bacchantes,
mermaids, etc. He does not trouble himself much about
the correctness of his drawing, so that the grossest errors
in that respect are common enough with him. All he
aimed at was to embody certain moods in painting, and
this he fully succeeded in doing in his Isle of the Dead,
his Elysian Fields (Die Gefilde der Seeligen), his Leviathan
(Meerungeheuer), and his Prometheus Bound. Böcklin
is justly called a poet in painting. He knew how to
speak in colour tones and how to awaken the most diverse
kinds of moods. In spite of all enmities, he soon found adherents
and imitators, who have had no slight influence on
the subsequent development of art.
Let these brief sketches suffice to describe the mode of
psychological origination of modern phenomena in this department.
What we have here seen are but repetitions of
facts often to be observed in history. New ideas, especially
when they emerge suddenly and without preparation, and,
above all, if they contain great departures from ancient
customs, have always a rough fight to make. They have
generally excited a storm of abuse and an apparently invincible
opposition. It may be said that just those ideas
which later appeared to have opened the paths of advance
the most met at first the most stubborn resistance. It is in
human nature to hold fast to the ancient inheritances and
to turn away from them unreadily. Hence we must deduce
the proposition that all novelties ought to be met in as fair a
spirit as possible, and that we must always reflect that we
are apt to have an unconscious prejudice against new ideas
which depart from our habits.
But there is another class of men who, on the contrary,
think everything new to be sublime and beautiful. Since
they really understand neither the new nor the old, they
cherish the vague feeling that the more strange and unintelligible
a proposition is, the more judicious and “profound”
it must be. They speak in raptures and ecstasy of
the new art, and think it extremely clever to throw out as
many technical terms as they may have picked up without
precisely understanding them. Nordau terms these “persons
of superior intelligence who look down with pity upon
the Philistine” who can not rise to their genius for understanding
art, as all hysterical. I can not share this conception.
It seems to me rather a characteristic due to social conditions
and to imperfect education. The ostentation and vanity
which so often show themselves in externals, such as furniture,
etc., are still more manifest in men’s acting and thinking.
Many parents educate their children, not for the sake
of making of them well-prepared and serviceable men, but
for the sake of being able to make a show with them. Not
the happiness of their children, but their own vanity, is, unfortunately,
but too often the leading motive. Children are
taught music, not to form their heart in the beauty of art
and to ennoble their sense, but from vanity, to bring them
forward as trained monkeys. This vanity, this passion to appear
more than they are, is inculcated into many children of
so-called good society from their childhood up. They have
to dazzle by their many-sided capacity, by their understanding
of art and learning. Evidently, it is for the most part
hollow, and if the thin covering of superficiality is raised,
nothing but a desert void is found. But they show well,
and that is the main point. In society, it of course belongs
to good tone to chat about philosophy, literature, and art,
whether one knows anything or not. Indeed, the more
strange and unintelligible anything is, the more they feel
obliged to surround themselves with an appearance of intelligence.
If the question is about painting, they prate
about the powerful “mood”; in music the “working up of
the counterpoint” impresses them, without their having the
slightest understanding of such things.
I should never think of declaring anybody diseased on
account of such traits of character as these, nor should I
excuse his silliness in that way. No, it is not hysteria, but
simply bad education that is in question. Educate your
children to candour and integrity, impress upon them that
truth is the most indispensable of all virtues, that there is
nothing more contemptible than the wish to appear to be
more than one really is, and thus clear the world of such
fools!
The sort of men whom I have here described are in
their inculcated superficiality of course aware of no inclination
to take up a serious calling. They would like to be
imposing and to make themselves spoken of; that is their
highest ambition, and often the highest ambition of their
pretentious parents for them. Some feel themselves called
upon to become actors; others, musicians; others, painters;
others, to delight the world with their literary performances.
No serious study is contemplated, of course. With a
certain enthusiasm they range themselves with any new
aim in art. They do not comprehend the spirit of it, but
they mimic the externals of the masters.
How he hawks and how he spits,
To spy that out they’ve used their wits!
When they have daubed a canvas violet or dark blue
they think that they have created a mood. If they can
handle a brush like a broomstick and smear about with
it so that one can not tell whether the picture is upside
down or right side up, they call themselves, with pride,
modern realists and naturalists.
Undoubtedly there are a number of hysterical and degenerate
subjects among this class of people. But, in order
to establish this, it is necessary thoroughly to investigate
every single case, since this trait of character alone does
not constitute disease. It would also be extremely fallacious
to reason from this sort of men to the population in
general. They are, at all events, exceptional individuals.
Moreover, such people have existed at all periods of history.
We have seen that Kant painted them in 1788 as a
well-known category of society, calling them the “monkeys
of genius.” And in no age can the existence of such persons
escape the sharp observer.
The phenomena whose acquaintance we have made in
the department of painting have their analogues in modern
literature. Here, too, the Romanticism and Idealism of an
earlier period of art are, in accordance with our scientific
metaphysics, displaced by Naturalism and Realism. Thus
the historical drama, whose subjects poets used to take
from prehistorical times and whose characters they altered
and idealized at will, as well as the romantic drama, in
which the fantastical and supernatural came to expression,
belong to times gone by. The modern poet draws his subjects
not from early ages, but from the present. He does
not create his characters, but seeks to reproduce what he
has himself observed. He does not conceal any defect or
weakness of his stage heroes, but deals out equal justice to
the good and the bad, the beautiful and the ugly. The
language of which he avails himself is not poetical, sonorous,
or metaphorical. His heroes spout no iambics, but
speak, for all the world, like all of us. In short, we are
living in the Bessemer-metal age of literature, and poetry
sounds ridiculous to us.
This realistic and naturalistic impulse in literature, which
for its outward form uses the novel as well as the drama,
first found vent in France. It has very often shot far beyond
its mark, just as it has done in painting. Anxiety not to conceal
ugliness in a weak preference for beauty, and to tell the
truth that evil as well as good exists, has egged on writers
to hunting up whatsoever things were hideous and whatsoever
things were revolting, and has made them lose sight of
the beauty and the good that really do exist.
Other motives, however, may contribute to this effect.
A number of writers prefer to paint whatever is unlovely,
and especially immoralities, not in the above-described and
half-involuntary way, but for the sake of the moral. They
do not look upon their art as descriptive merely, but as
partly rhetorical. That is to say, they do not paint life
truthfully without having an ulterior design. They do so
because the truth must awaken the moral sense of the people
and their aspirations for a better life. While the idealist,
in the pursuit of the same object, paints man in a lofty
and scarce realized perfection, the realist points out the
shortcomings and feebleness of what actually exists. He
paints vice, not with the false glamour which an inclination
for it would shed upon it, but in the true hideousness of its
details, so that the contemplation of it may excite horror.
It is not my task to pass judgment upon the value and
justification of the different aims of art. I only analyze them
psychologically. I therefore pass at once to another class
of writers, who have the same preference for painting immoralities
from a third motive.
These are those same uneducated and unintelligent ignoramuses
whom we mentioned above; for literature, too, is
reduced to hack work in their hands. Many persons whose
capacities were sufficient to make them good artisans, who
might have been taught, perhaps, to make a really good
pair of shoes, or otherwise to fulfil a useful function in the
world, stick to the pen, because a bad writer is more respectable
than a good mechanic. They write, not because
they have any calling for literature, but because they know
no other trade. These factotums of the great literary army,
shooting up like toadstools from the dung heap, seize upon
every dripping of filth that they can smell out, and ask themselves,
“How much money can I make with this production?”
The question, “What is the literary value of this
fact?” does not occur to them. That the task of art and
literature is to ennoble the taste of the public they have
clean forgotten, even if they ever thought of it. On the
contrary, they speculate on the baser impulses and evil qualities
of the rabble. They have spied out the externals of the
modern Naturalists and Realists without attempting to penetrate
into the spirit of their works. Like senseless monkeys,
they wade through vulgarities and obscenities in order
to excite the hankerings of the great crowd, in order to be
known as writers of the modern school, and in order to succeed
in a financial sense. The shameful influence of this
sort of authors—or, rather, writers—upon the population is
rooted in the disproportions of modern society. A reform
in this respect can only come from their gradual removal
and from the elevation of the culture and taste of the people.
Here, again, we meet, too, those unfortunate degenerate
subjects who possess a certain literary gift, but whose
whole mental action is morbid. They often show that
marked inclination for every kind of vileness and coarseness
which is called moral insanity. This can not fail to
betray itself in their writings. The frivolous and vulgar
attract them, because they answer to their own thought and
feeling. The more obscene and indecent is the subject
with which they deal, the more they feel themselves in their
own free element. But we must not reason from the character
of these last writers to that of authors as a whole.
It is not they who give literature in general its purpose.
They only ape the form of genuine authorship without
being able to comprehend its purpose.
Thus the Realism and Naturalism which are found in
all departments of modern art and literature are not, as
Nordau thinks, marks of a universal putrescence and nervous
prostration, a “pestilential malady of degeneration and hysteria.”
Though those endeavours often overshoot their
mark, they are simply signs of that universal spirit of the
times that desiderates truth and fact, and gives the lie to
all that is mystical and supernatural.
The foregoing inquiries show that the same phenomena
in art may be produced in ways most diverse psychologically.
It is the most unscientific levity to treat them
summarily and to say, as Nordau does, that whoever paints
violet pictures has weak nerves, or whoever paints in the
manner of Manet has lesions of the retina, etc. In a psychiatric
diagnosis it is requisite strictly to individualize;
and thus we are brought to a question of the highest importance
for the psychiatrist: How far can we, from a work
of art or literature, diagnose a mental disease of its author?
The influence of derangements of the mind upon the
action of the subjects depends, in the first place, upon the
kind of disease. In a great number of cases the disease
does not manifest itself at all in action. In others, in consequence
of diminished efficiency, the value of the work is
diminished, and finally positively insane ideas may be manifest
in products of the insane.
In an acquired disease accompanied with gradual decay
of intelligence, as in general paresis, the disease may be detected
by comparison with previous performances, and occasionally
the typical perversities in the works of these
patients lead to recognition of their misfortune. In the
congenital weakness of mind of degenerate artists and littérateurs
case is different. The example of Courbet shows
that a weak-minded man may paint very nice pictures while
sane persons sometimes mine out the vilest stuff. For this
reason the value of a work of art is not decisive in the diagnosis
of the mental condition. Nor, as I said before, is the
psychiatrist, as such, competent to express an opinion concerning
the value of such a work.
Sometimes delusions make their appearance in everything
the insane person does. A painter may, in consequence
of religious delusions, paint nothing but pictures of
saints. But to maintain the converse—that whoever paints
nothing but saints is suffering from religious insanity—would
be ridiculous. No diagnosis, therefore, of insanity can be
made from a painting or similar work of art, nor from a
musical composition. A musician under melancholia may,
owing to his morbid mood, compose only elegies and funeral
marches; but that does not authorize us to presume that because
a composer only writes elegiac music he is probably
insane. The assertion of certain supersubtile minds that
certain compositions of Schumann’s betray his morbid state
of heart rests upon mere words, and deserves no notice.
But with writers it is quite otherwise. Their action is
much more comprehensive, and commonly affords a much
deeper insight into the psychical life of the author than a
painting can do. It is within the power of a poet or a
writer to disclose in his creations a mirror of his whole
inner life, his sentiments, and his thoughts. Hence we
shall sometimes be quite able to diagnose the insanity of a
littérateur from his works.
But even here we must proceed with the utmost caution
and reserve. The descriptions of the poet can only attain
a diagnostic value when they have express reference to his
own individuality. The objective description of situations
and characters can usually afford no inference concerning
the psychical life of the poet, and we should commit a
gross error were we, without any particular information,
to identify him with a character created by him. Elegiac
and melancholy verses, even when they bespeak the sentiments
of the poet, can not, taken by themselves, justify us in
presuming a pathological condition. We have seen how
Goethe frequently grieved nigh unto death, and really
contemplated suicide, yet we should not be justified in
assuming melancholy in the psychiatric sense.
Where manifest delusions are described we can, in many
cases, state positively that the writer is insane. We shall
do so with all the greater certainty when it is not merely
insanity in general that is indicated, but the description
takes on the type of a well-known morbid form.
Rousseau is a good instance in point. His Confessions
and Dialogues afford proof positive of insanity. A
typical delusion of persecution is manifest in his saying that
“the Kings of Russia, England, and France, all nobles, the
women, the priests, and mankind in general,” wounded by
some statements in his works, “had banded themselves together
and declared a dreadful war” upon him. A full
examination of the insanity of Rousseau, with special reference
to the above works, has been undertaken by Möbius.[128]
Tasso, who suffered from melancholia agitata complicated
with hallucinations, wrote in a letter: “My sadness is so
deep and persistent that people often think me crazy, and
I am forced to assent to the opinion myself when I am not
able to shut my thoughts up within my breast, but break
out into long monologues. My hallucinations are human
and demoniac. The human express themselves in shouts
and cries, such as men, and particularly women, utter, and
in bestial laughter. The demoniac express themselves in
songs, etc. I take a book in my hand to gain some information,
and at once voices sound in my ears and I distinguish
the names of Paolo and Fulvia.” A quite typical
example of a modern poet whose insanity can be determined
from his works is Strindberg with his passionate misogyny
and his other absurdities. A comprehensive account of the
state of mind of this author as betrayed in his writings
would fill a volume. I will therefore merely note the most
important points in a single writing which fully suffice to
render the diagnosis of his insanity certain.
In Die Beichte eines Thoren (The Confession of a Fool)
Strindberg describes his ten years of married life. His
wife had been divorced from her first husband, a baron.
The book is, in substance, a serious complaint against this
wife, whom he accuses of infidelity. If a sane man thinks
himself betrayed by his wife, he will either leave her or
forgive her. But in either case, both for the sake of his
own honour and for that of the children—and Strindberg
had several—he will endeavour, as far as possible, to screen
such family affairs from publicity, and will rather lead the
public to suppose the fault is his than call the mother of his
children a harlot before all the world. True, departure from,
this principle is not of itself a symptom of insanity; yet it
must be admitted that it is at least very surprising that a
man should write a book for no other purpose than to accuse
his married wife, the mother of his children, of infidelity.
Let us, however, consider the grave charges which
Strindberg publicly makes against his wife. From the
moment the woman left her first husband in order to
marry him he becomes suspicious and believes she has
intercourse with other men. He does not suspect any
individual in particular, but every single man with whom
she comes in contact for a long series of years awakens his
doubt and jealousy. Though he is never able to adduce
one single real fact by way of proof, he is yet unceasingly
tortured by the idea of the infidelity of his wife. She not
only has illicit relations with other men, but even extends
her unnatural desires, in amor lesbicus, to her own sex. She
can not make a call, nor even kiss a young girl, but he believes
he detects an unlawful, sexually contranatural act;
and in his mind’s eye he continually sees his wife in prison
for her infractions of the moral law, etc. In spite of it all,
he loves his wife, and can not leave her. Though he is fully
convinced of her crime and depravity, yet the sight of her
“foot in its black stocking,” or even of her “garter,” is
enough to make him fall at her feet and, “with tears in
his eyes,” implore her pardon. Still the pangs of jealousy
torment him anew. No less than six times he “escapes,”
and that into distant countries. But scarcely is he away
when desire seizes upon him. He is “shackled, not with
chains of iron, which he might break, but with chains of
India rubber, which draw him back.” He either returns or
has his wife and children follow him. There is a Wiedersehen
with great emotion, and straightway new pangs of
jealousy. Every waiter in the hotel, the concierge, a lieutenant
who comes to the table d’hôte, are objects of his wife’s
love. Once he was with his wife in a boat which was managed
by a sailor who wore very high boots. His wife
looked at the boots, and forthwith he was beside himself,
detecting in that look a sexual aberration. The same pangs
of jealousy were excited by any intercourse of his wife with
any female. Thus he describes an old “devilish-looking
person” whom he says his wife hugged and kissed in a
“lustful” way. Once when his wife came to him she
seemed to him to have the face of “that old devil’s dam,”
and he at once concluded that she had been with her, and
had committed illicit acts. Thus, no matter whether it
were man or woman, young or old, ugly or beautiful, in
every living being he detected a partner of his wife’s sin,
and was driven by continual pangs of jealousy into that
desperation in which he wrote the book. It ends with
the words, “This, beloved, is my vengeance.” Such is his
own account. The audiatur et altera pars may here be dispensed
with. It is a manifest case of jealous insanity. The
image of the disease is, however, essentially completed by
the nature of his description. The satisfaction with which
he speaks of himself, the self-glorification which appears in
all his descriptions, is either one of the signs of mental degeneration
or, what is more probable, there is a delusion of
grandeur. He always speaks of himself as the “great poet,”
the “renowned scholar,” etc. In one place he says that
people are jealous of his great talent, and therefore might
put him out of the way, which is a characteristic manifestation
of the delusion of persecution.
Among the most important symptoms of such maladies
are the so-called referential ideas. The patients refer all
that goes on about them to themselves. In every look, in
every harmless remark of a stranger, they fancy they detect
a hidden slight intended for them. Whatever is said in
their hearing they connect with their own individual selves,
and find in the simplest things strong confirmation of their
delusions. If people stand up in a shop, it is because they
are present. If anybody in the street spits, he means to do
it at them. All the articles in the newspaper are meant to
apply to them. In short, everything that happens has reference
to them.
This symptom is strongly marked throughout Strindberg’s
book. He misunderstands the most harmless remarks
of his wife. In travelling, if anybody speaks to him,
either they do it to mortify him or to make advances to his
wife. The most ordinary counsels of those about him he
takes for cunning traps.
It would, of course, carry me too far to inquire into all
the particulars set down in this bulky book in reference
to this morbid phenomenon. It may suffice here to mention
one marked example of such referential ideas. When
Strindberg first read Ibsen’s Wild Duck, he immediately
thought the whole piece was intended for him and was only
written on his account. He expresses himself as follows:
“It was a drama of the famous Norwegian spy, the inventor
of equality madness. How the book fell into my
hands I could not say. But now everything was clear, and
gave occasion to the worst suspicions concerning the reputation
of my wife. The plot of the drama was as follows: A
photographer (a nickname I had earned by my novels
drawn from real life) has married a person of doubtful
repute, who had formerly been the mistress of a great
proprietor. The woman supports the household from a
secret fund which she derives from her former paramour.
In addition to that, she carries on the business of her husband,
a good for nothing who spends his time drinking in
the society of persons of no consequence. Now, that is a
misrepresentation of the facts committed by the reporters.
They were informed that Maria [Strindberg’s wife] made
translations, but they did not know that it was I who
gratuitously corrected them and paid over to her the sums
received for them.
“Matters become bad when the poor photographer discovers
that the adored daughter who comes before her
time into the world is not his child, and that the wife has
warned him when she induced him to marry her. To complete
his disgrace, the husband consents to accept a large
sum as indemnity from the former lover. By this I understand
Maria’s loan upon the baron’s security, which I
indorsed after my wedding. But as for the birth of the
daughter, I can see no trace of analogy, for my daughter
was not born until two years after the wedding. But hold!
The dead girl! There, I am on the track! The dead child
which forced us to a marriage which otherwise would not
have taken place!
“I prepared a great scene for the afternoon. I wished
to catch Maria in cross-examination, to which I wished to
give the form of a defence for us both. We had been
equally attacked by the scarecrow of the masculinists, who
had been paid for the pretty job.”
This is a perfect example of such a referential idea, than
which nothing more typical can be imagined. Let it be
observed how every detail of Ibsen’s play is made use of
in order to establish a connection with the delusion. I
have therefore no doubt at all that Strindberg was insane.
His malady took a well-known form, called paranoia
simplex chronica.
Such patients are, in the true sense of the words, dangerous
to society. Strindberg himself tells how one day,
“without direct occasion,” without being able himself to
account for his act, but following a sudden impulse, he
fell upon his wife unawares and beat her unmercifully, so
that she only escaped further abuse by the cries of the children,
who came running to her. Immediately after this
conduct he surrendered himself to full sensuous love for
this wife. He remarks himself that it is a peculiar union
in which one drubs his wife by day and enjoys her embraces
at night.
That a psychiatrical diagnosis is not to be based on
isolated facts, under pain of error, but that the underlying
motives of the suspicious behaviour must be examined most
thoroughly, has been repeatedly said above. I do not
know how I can better render my position clear than by
placing into juxtaposition with the above case, in which I
myself diagnose insanity, one or two others in which I
can not accept such diagnoses. These will illustrate the
extreme errors into which one may be led either by an
insufficient examination or by an arbitrary delimitation of
the latitude of health, and by accepting a definite type as
the normal man.
That Dante had epileptic fits, is announced by Lombroso
in a recent paper.[129] “In the Divina Commedia, Dante himself
describes several fits in which he fell headlong and lost
consciousness.” The passages referred to are two, as follows:
After Charon had driven together the apostates from
God, in order to carry them over the river, and Virgil had
described the terrors which awaited them, Dante says:[130]
He ceased. The gloomy region shook amain!
Still its mere memory bathes with sweat my brow.
Rumbled that land of tears with moaning wind;
A light, vermilion-coloured, flashed from hell;
And, wholly vanquishing my palsied mind,
Even as a man whom sleep o’ertakes, I fell.
Parson’s Translation.
Another passage is as follows:
Meanwhile he moaned so much, compassion took
My sense away, and like a corse I dropped.
Parson’s Translation.
Lombroso thinks himself forced by these passages to
diagnose epilepsy in Dante! Are we to take this seriously?
If one of the comic papers had undertaken to parody psychiatry,
how could it have been more extravagant? It
would seem to me almost ludicrous to pay attention to
such assertions and to parley with them. Lombroso, however,
is not only a professor of psychiatry, but he is the
founder of a “school,” and has many adherents, not to say
warm advocates. He is said to be “one of the loftiest mental
phenomena of the century.” He has “poured a veritable
flood of light, which those alone have not perceived
who obdurately close their eyes or who are too shortsighted
to derive benefit from any enlightenment whatsoever.”[131]
Lombroso thinks, then, that Dante, in the verses quoted,
describes an actual state in which he found himself. But
what justifies such a presumption? To be logical, he ought
to take all the other descriptions in the Divina Commedia for
actual events. He ought to suppose that Dante actually
saw and heard everything he describes in hell and in purgatory;
in other words, he ought to consider Dante to be
an hallucinant. Why does he not infer this from such lines
as the following?
A leopard, glittering in a dappled hide,
That would not flee, though light and full of speed,
Hindering my way, before me I descried,
And often turned, as doubtful to proceed.
Parson’s Translation.
On the same principles, we ought here to diagnose
hallucinations, imperative ideas, or consecutive delusion.
Dante addresses this supplication to Virgil:
Behold yon monster in my road, whose rage
Thrills through my veins until my pulses quake;
Defend me from her, thou illustrious sage!
Parson’s Translation.
Why does not Lombroso infer from the “rage which
thrills through the veins” that Dante had hallucinations of
sensation? All this is inferable by the same logical principle
as the epilepsy. The verses from which he infers
epilepsy only describe the crushing sensations which the
sight of the terrors of hell occasion in him.
In the Purgatorio, Dante describes three phenomena
which he saw in a dreamlike state.
To the next cornice we had come; here fled
All power of speech, mine eyes were ravished so.
For, seized with ecstasy, I seemed to be
Rapt in a sudden vision of a crowd
Met in a temple.
Parson’s Translation.
Soon as my mind, that from itself had swerved,
Came back to true things that outside it lie,
I knew my dreams false, but their truth observed.
My leader then, who could perceive that I
Walked like a man by somnolence unnerved,
Said: “Come! what ails thee that thou canst not keep
Thy footing straight, but more than half a league
Hast moved with faltering steps, as if by sleep
Or wine o’ercome, and eyes that show fatigue?”
Parson’s Translation.
Lombroso says: “It will be seen that the fits in the Purgatorio
take more of the dreamy, somnambulic cast; those
of the Paradiso more of the ecstatic.” Such a state he infers
from the following:
So steadfast and attentive were mine eyes
In satisfying their decennial thirst,
That all my other senses were extinct,
And upon this side and on that they had
Walls of indifference, so the holy smile
Drew them into itself with the old net.
Longfellow’s Translation.
If from such poetical expressions a somnambulic condition
is presumable, then all poets suffer from that malady.
Not only poets, but all ordinary human beings make use of
expressions equally somnambulic. They say: “I did not
know whether I was on my head or my heels,” “I was
senseless with joy,” “The world swam before my eyes,” “I
saw blood,” “I can give no account of what I did, but when
I came to myself I was miles away.” Just such terms,
clothed in poetic garb, are adduced by Lombroso as evidences
of a somnambulic or ecstatic state. So he quotes
the following:
At this voice saw I many little flames
From step to step descending and revolving,
And every revolution made them fairer.
Round about this one came they and stood still,
And a cry uttered so loud a sound
It here could find no parallel, nor I
Distinguished it, the thunder so o’ercame me.
So did my mind, among those aliments
Becoming larger, issue from itself,
And that which it became can not remember.
Longfellow’s Translation.
Such are the evidences upon which “Master Lombroso”
rests his thesis that Dante had epilepsy accompanied with
somnambulic and ecstatic states. His disciples say that
only the “obdurate” and the “imbecile” can fail to perceive
the great wisdom of this new doctrine.
In his chapter on Examples of Insane Genius in his Genio
e Follia, Lombroso adduces Schopenhauer as a case in point.
Let us consider upon what this diagnosis rests. Lombroso
says: “Schopenhauer suffered from melancholy. Dread of
smallpox scared him away from Naples; the idea that he
had used poisoned snuff ousted him from Verona. From
Berlin he fled before the cholera, having once before left
the same capital because of a levy of soldiers.” No evidence
whatever is adduced that Schopenhauer suffered from
melancholia. On the contrary, Schopenhauer had all his
life long an enormous self-conceit, while genuine subjects
of melancholy are marked by the absence of that trait,
considering themselves rather as bad and incapable. Unless
it be proposed to identify an earnest and pessimistic
temperament with melancholy, there is no reason for saying
that Schopenhauer had melancholy. As for timidity about
smallpox, cholera, and the conscription, it is not a symptom of
insanity. Lombroso enlarges upon his great feeling of anxiety,
his fear of men, etc. But these are phenomena found
in all neurasthenic subjects, and are not in the least indicative
of mental disease. “He hated Jews, women, and,
above all, philosophers. Dogs, on the other hand, he loved
so that he remembered them in his will.” If hatred of Jews
is to be taken as a morbid symptom, the world is in a bad
way! Schopenhauer’s hatred of philosophers can readily be
explained. His essay on women is eccentric and passionate.
But is that insanity? Lombroso himself, in his own book
on women,[132] has far overtrumped Schopenhauer on this
point; so that he ought to be cautious about considering
misogyny as a morbid symptom. “Everything,” continues
Lombroso, “was for him an object of reflection and of
earnest discussion. He sought after the causes of the most
insignificant things, such as his own excellent appetite, of
moonlight, etc.” The only peculiarity here is the juxtaposition
of his appetite and moonlight, which is not Schopenhauer’s
doing. Then we read: “He believed in the table
communications of the spiritualists, was convinced that his
dog’s crooked leg could be straightened by magnetism, that
he could recover his hearing in the same way.” I know
nothing about Schopenhauer’s belief in spiritualism. As far
as I know, he wrote nothing about it. Lombroso ought to
elucidate this, and state his authority for the assertion.
But what I do know is that Lombroso himself was so befooled
by a spiritualistic she-swindler that he wrote: “I
heartily repent and am ashamed that I have so stubbornly
contested the spiritualistic facts.”[133] There is nothing additional,
except matters which may be called little traits of
character, but are certainly not morbid symptoms. “He
who so often suffered from the intolerance of others, raised
against Moleschott and Büchner the most grievous and unjustifiable
menaces. He hid his joy from nobody when he
learned that they had been forbidden to teach.” Just because
Schopenhauer had suffered so much at the hands of
his adversaries, he became malicious and filled with hate
against them. We further read: “He also considered
himself as the object, as the victim of a widely disseminated
conspiracy of professors of philosophy directed
peculiarly against him, that they had come to an agreement
in Gotha not to mention his works, but to kill them
by silence. On the other hand, he feared that they would
express an opinion on his works.” But this opinion of
Schopenhauer, whether quite true or not, had a sane reason
in the hostile attitude of the university professors toward
him. It would therefore be a great mistake to diagnose
from that a delusion of persecution, especially since the
whole mode of manifestation of the idea had nothing in
common with a clinical symptom. Thus Lombroso’s data
afford no presumption that Schopenhauer was at any time
mentally diseased, and I can but pronounce the attempt to
range him in the category of insane genius to be distinctly
unsuccessful.
Nordau, for whom every assertion of Lombroso’s is an
oracle, goes a step further, and pronounces that “the congregation
of Schopenhauer is made up of the degenerate and
insane.” Of the man himself he says: “Imagine a Schopenhauer
who had written no astonishing books, and we should
have before us only a repulsive lusus naturæ, whose morals
would necessarily exclude him from all respectable society,
and whose fixed idea that he was a victim of persecution
would point him out as a subject for a madhouse.” Now,
quite independently of the gross blunder about the delusion
of persecution, this proposition is psychologically entirely
incorrect. At best it amounts only to this: that had Schopenhauer
not been Schopenhauer, then he would have been
another man than he was. I have shown, in speaking of the
psychology of genius, that the little peculiarities of character
and manners were readily explained by the peculiar
mental action of men of genius. It is therefore illogical, to
say the least, to subtract his genius and leave his peculiarities
as a remainder.
The special diagnoses that Nordau sets forth from the
writings or art works of famous men are quite of a piece
with his judgment of the population generally, and form a
fit pendant to Lombroso’s diagnosis of the epilepsy of
Dante. But Nordau considerably surpasses the method of
his master. Lombroso limits his efforts to the discovery of
symptoms of insanity, and proceeds according to the well-known
method, “was nicht herausinterprätiert werden kann,
das wird hineininterprätiert,” or what can not be made out
by exegesis is to be made in by inegesis. Nordau, on the
other hand, is an æsthetic critic. With the professional omniscience
of his craft, he criticises whatever falls within the
domains of philosophy, literature, music, and painting,
and as soon as the criticism turns out unfavourable to
the author, down comes the diagnosis of degeneration.
Thereupon, by Lombroso’s method, a list of symptoms
are hineininterprätiert, or made in, and the justice of the
verdict is beyond all cavil. The boyishness and amateurishness
of such a proceeding need scarcely be pointed out.
Zola, as everybody knows, is the founder of modern
Naturalism in literature. His “Naturalism” is, however,
not Naturalism in the sense defined above, though perhaps
the definition may agree with his theoretical views. But
practically his Naturalism is that which—in its endeavour to
exhibit life without any sort of falsehood, without ignoring
all that is grievous and base in it, nor pretending that there
is more of the agreeable and the elevated than there really
is—so widely overshoots its mark as to search out the vile
and the degraded. He does not fairly sample human life
upon the average; the characters he paints do not afford a
type of the time in its general character. On the contrary,
all his novels describe the members of one degenerating
family which is subject to extreme deficiencies, mostly of
morals. Upon this aim of Zola’s Nordau pours out the
critic’s bitterest vials, and in fact he flies into a rage with
the founder of Naturalism. “He,” says Nordau, “who
ridicules the ‘idealists’ as being narrators of ‘exceptional
cases,’ of that which ‘never happened,’ has chosen for the
subject of his magnum opus the most exceptional case he
could possibly have found—a group of degenerates, lunatics,
criminals, prostitutes, and ‘mattoids,’ whose morbid nature
places them apart from the species, who do not belong to a
regular society, but are expelled from it, and at strife with
it; who conduct themselves as complete strangers to their
epoch and country, and are, by their manner of existence,
not members of any modern civilized people whatever, but
belong to a horde of primitive wild men of bygone ages.”[134]
Does the reader not see against what an enormous and crass
contradiction Mr. Nordau here bumps his head? What!
He who, in most self-sufficient fashion and in his most resonant
chest tones, proclaims that for the last half century
the good society of all civilized countries has been in a
progressive mental dissolution, a state of “putrefaction,”
and that we are now “in the midst of a grave endemic, a
species of black plague of degeneration and hysteria”—he
asserts all at once that the degenerate, the weak-minded, the
criminal, “are the most exceptional case” that could be
found, that degenerates not only belong to no regular society,
but that they only “belong to a horde of primitive
wild men of bygone ages!” Well, well! Why, wherein
does Zola conflict with Nordau? Zola describes a group
of degenerate persons, and, being a naturalist, he is understood
to imply that this is a type, a fair sample, a representative
of a family of our times. Is not this a Nordau
in the shape of a novelist? Nordau’s purpose is to instruct
us that the society of our time is in a state of putrefaction
and that we are in a black plague of degeneration.
Anybody can see that he is Zola dressed up like a scientific
man. But when Nordau looks in the glass and sees his own
caricature grinning him in the face he loses his temper and
declares that such a society, just as he himself had painted
it, is, of all things that exist, “the most exceptional case.”
Nordau, like the witch of the fairy tale, has unwittingly
passed judgment upon himself, and has destroyed his
whole theory with his own hand. But here as everywhere
he exaggerates beyond all bounds. To say that
Zola’s degenerate family naturally belongs to some “horde
of primitive wild men of bygone ages,” is for its inaccuracy
and its screaming tone on a par with his “black
plague of degeneration.” Nordau thus takes up a peculiar
attitude, for he declares that “Zola’s novels do not prove
that things are badly managed in this world, but merely
that Zola’s nervous system is out of order”;[134] and his reason
is that Zola fancies he sees in a degenerate family a
type of modern society, which seems to be precisely what
Nordau himself says.
But the way in which Nordau, in order to support the
correctness of his diagnosis from Zola’s novels, endeavours
to refer all possible symptoms of insanity to the author is
the most comical thing that ever was. Even Lombroso,
though he is utterly unjustified in using the fancies of
the poet as data, does nevertheless adhere to what Dante’s
language, taken literally, expresses, for Dante does say,
“I fell down,” etc. Nordau, however, without the slightest
reason, identifies the novelist with his quite objectively
described characters. Although Nordau himself finds their
originals in the Karangal family, yet he saddles the author
with all the faults of the degenerate personages of his
novels. Thus he says: “Zola is affected by Coprolalia to
a very high degree.” Coprolalia means an involuntary
utterance of maledictions and vulgar speech. It belongs
to the series of imperative acts and is often observed in
degenerates. Zola himself is adjudged to exhibit this
symptom because he puts curses and dirty language into
the mouths of the degenerates described by him. From
his pictures of prostitutes and narratives of sexual perversities
and exacerbations Nordau, without further information,
concludes that Zola himself is sexually insane.
Because Zola, in his naturalistic endeavour to paint everything
unfalsified, minutely indicates the various smells, Nordau
presumes that he has a morbidly developed sense of
smell. “He shows at times an unhealthy predominance of
the sensations of smell in his consciousness and a perversion
of the olfactory sense which make the worst odours, especially
those of all human excretions, appear to him particularly
agreeable and sensually stimulating.” “Smellers
among degenerates,” says Nordau, “represent an atavism
going back, not only to the primeval period of man, but infinitely
more remote still, to an epoch anterior to man.
Their atavism retrogrades to animals among whom sexual
activity was directly excited by odoriferous substances, as
it is still at the present day in the musk deer, or who, like the
dog, obtained their knowledge of the world by the action of
their noses.”[135] To this category Zola belongs, because his
novels have many mentions of smells! What should we
come to were we to judge all poets according to this example,
and identify them with their creations?
A phenomenon, interesting in many respects, which has
given occasion to various psychiatric discussions, is that of
Tolstoi. Both poet and philosopher, he is of most interest
to us in our present inquiry in his quality as philosopher.
Already in early years the writings of Tolstoi displayed, besides
a remarkable gift of graphic description and notable
psychological character study, also a struggle for a metaphysics
which might appease the doubts and contradictions
born in his soul. That civilization which consists in bringing
pleasure and joy to a slender minority at the expense of
the mass of humanity seemed to him worthless, and property
the source of all evils. In The Cossacks and Cholstomêr
he gave expression to these views. Later he became
engrossed with the problem of death—the connection
between being and non-being. In Three Deaths he paints
the disparity between Nature and civilization in respect to
death. The solution of this problem gradually absorbed him
more and more. New doubts continually arose, until he at
last came to deny every end of life, and suffered, according
to his own narrative, unspeakable anguish about it.
In My Confession he describes how for a long time he
sought in vain to answer the question, “Wherefore do I
live?” Whatever he undertook, this question pressed forward—“To
what end, and what then?” If at death all
ceases, he asked himself, to what end are we producing and
working? What is the use of being respected and renowned?
“Any day disease and death may come to those
I love and to me, and nothing but putrefaction and worms
will be left. My actions, however great they may be, will all
be forgotten—whether sooner or later is indeed indifferent.
The chief matter is that I will no longer be in existence.
To what end, then, are all these cares? That a man should
see this, and seeing it, go on living, is indeed a matter for
astonishment.”
Powerfully does he describe his sensations in the following
words:
“It is now a long, long while since that Oriental tale was
told of the traveller in the desert who is pursued by an animal
that has grown wild. In order to escape it he jumps
into a waterless well, at whose bottom, however, a dragon is
lying, with open jaws, ready to devour him. The unfortunate
man dares not creep out, lest he be torn to pieces by the
savage animal; and he also does not dare to jump down to
the bottom of the well for fear of being devoured by the
dragon. So he remains clinging to the branch of a wild
shrub which has taken root in a rift of the well. But his
hands begin to get tired, and he feels that it will soon be
quite impossible for him to escape the destruction that awaits
him on either hand; nevertheless, he still holds on, but now
sees that two mice—a black one and a white one—are running
about the trunk of the very shrub to which he is clinging
and nibbling it away. Soon—aye, soon!—will the shrub
break off and precipitate him to the bottom of the well into
the jaws of the monster. The traveller sees this and knows
full well that he is irrevocably doomed to death; yet, while
he still clings to the shrub, he looks about him and discovers
drops of honey on its leaves. He reaches out to
these with his tongue and licks them.
“Just in the same way do I hold on to the branch of life.
I know that I can not escape the dragon of death, who is
waiting, ready to rend me, and I can not comprehend why I
have been condemned to this torture. I try to suck the
honey which in earlier years gave me comfort, but it
delights me no longer, and the white and the black mouse
gnaw day and night at the branch to which I am clinging.
I see the dragon quite clearly, and the honey is no longer
sweet on my lips. These alone I do indeed see plainly—the
unavoidable dragon and the mice—and I can not turn
my gaze away from them. This is no fairy tale, but
a real, irrefutable truth which is comprehensible to every
one.
“The earlier delusion caused by the joys of life, which
made me forget the horror of the dragon, cheats me no
longer. They may say to me as often as they like: ‘You
are not able to comprehend the meaning of life; do not think
about it—live.’ I can not do that any more, because I have
done so indeed too long already. Now, it is no longer possible
for me to avoid seeing the days and the nights which
are hurrying by and carrying me toward death. I see only
this because it is the truth. Everything else is untruth.
Those two drops of honey which more than anything else
diverted my eyes from the horrible truth—the love of my
family and love of writing, which last I called ‘art’—seem
no longer sweet to me.”
In vain had he endeavoured to gain enlightenment from
science on the question that tormented him, “Wherefore
do I live?” And so he sought to find the solution in life
itself: “And I found that the people of my class have four
ways of getting out of this dreadful position in which we all
are situated.
“The first way out is that of ignorance. It consists in
this: that one does not need to know, does not need to
understand, that life is an evil and devoid of sense. The
persons belonging to this category—who for the most part
are women or very young or stupid men—have not yet
comprehended that question of life which Schopenhauer,
Solomon, and Buddha set before themselves. They see
neither the dragon that is awaiting them nor the mice that
are gnawing at the shrubs to which they are clinging, and
they lick the drops of honey....
“The second way out is that of the epicurean. It consists
of this: that having come to see the hopelessness of life,
one simply enjoys the good it offers, looking neither at the
dragon nor the mice, and sucks up carefully every drop of
honey, especially if there is a great deal of it....
“The third way out is that of the strong and energetic.
It consists in destroying life as soon as the knowledge is attained
that life is an evil and devoid of meaning....
“The fourth way out is that of the weak. It consists in
this: that, in spite of the fact that the evil and its lack of meaning
are comprehended, one does not cease to live, though
knowing that nothing will be attained in the end. The persons
who form this group know that death is better than
life, but lack the courage to act rationally by making an end
of the deception as quickly as possible and taking their own
lives. Yet they act as if they still expected something.
That is the way out of the weak; for why do I not procure
myself the greater good, which I know full well, and which
lies within my grasp?... To this group it was that I belonged.”
In his further researches, Tolstoi arrived at the conclusion
that “rational knowledge” could only extend to that
which we are in a position to apprehend.
“What did I do when I sought for an answer in the
philosophical sciences? I studied the thoughts of those
who found themselves in the same position as I, but they
had no answer to the question, Wherefore do I live? It is
obvious that I, too, could not learn anything more than
what I already knew—that one is not able to know anything.”
He came to this conclusion: that “rational knowledge”
can apply only the finite to the finite and the infinite to the
infinite, and that it is therefore impossible to find in “rational
knowledge” any answer to his question. Only the assumption
of something which is beyond our capacity of apprehension,
and therefore not capable of being established by
rational knowledge, can give an answer to his question, and
that something is the joining of the finite with the infinite—faith.
“Thus I inevitably came to see that in addition to
the rational knowledge, which at an earlier time I had considered
to be the only thing, all mankind possesses still another
knowledge, an irrational one—faith, which makes life
possible.” Thus it was that Tolstoi, at the age of fifty-five,
returned to the orthodox Christian faith in which he was
originally trained, and in which he now again found that
calm and contentment after which he hankered.
Nordau does not agree with Tolstoi’s philosophy, therefore
Tolstoi is a degenerate. Now, unless the conception of
psychical degeneration is to be completely turned upside
down, it can not be assumed that a person can suddenly become
a degenerate in the fifty-fifth year of his life. One
may get an attack of mental disease at any age, but degeneration
means disturbances of development; and therefore if
a person has not manifested any disturbances of this kind
before his fifty-fifth year, he is not a degenerate. If it is to
be assumed that Tolstoi’s views were caused by some diseased
mental process, then it ought to be proved that he
had become mentally diseased, that he had suffered from delusions
or other phenomena of the same kind, or psychical
disturbances must be found in his whole past life.
Nordau does none of these things. He contents himself,
in his customary manner, merely with criticising Tolstoi’s
philosophy, and sets up his own infallible, sole, proper metaphysics
in opposition to it, and the degree of deviation from
his opinion defines the degree of the “degeneration” of the
other.
This is not the place, nor do I feel any special inclination,
to undertake a discussion of Nordau’s philosophy; but, as he
fancies that he sees a symptom of disease in every deviation
from his own opinion, it will be as well for us to consider at
least its principal points.
Tolstoi was tormented by the question, “Wherefore do
I live?” That is in Nordau’s eyes a sign of degeneration,
for he considers this question a superfluous one, since it can
be answered quite satisfactorily without any special difficulty.
The man who has faith, says Nordau, will have no
occasion to ponder over this question. “The unbeliever,
who is convinced that his life is a particular instance of the
universal life of Nature, that his individuality has blossomed
into existence as a necessary law-governed operation of
eternal, organic forces, knows also very well not only ‘wherefore,’
but also ‘what for,’ he lives. He lives because, and
as long as, life is to him a source of gratification—that is to
say, of joy and happiness.”[136] According to this view, life
ought to be for all living people a source of joy and happiness,
since, as Nordau says, one lives only so long as this is
the case. But does this view correspond with the facts?
Do not thousands of persons live who have no faith, whose
life is to them anything but a source of joy and happiness?
Any one who really knows the world in which we live will
know that there are thousands of persons devoid of faith
whose life gives them nothing but unspeakable suffering,
torments, and misery, and who would yet not voluntarily
leave this world. We often see persons who have been deprived
by incurable and painful disease of every joy and
hope yet clinging to life with every fibre of their being.
Joy and happiness, therefore, are not the causes of our continuing
to live. It is a powerful instinct residing in all living
beings which lies at the root of our clinging to life—the instinct
of self-preservation. This instinct is compounded of
a number of impulses and sensations, such as the impulses to
eat, drink, sleep, etc. It is the satisfying of these impulses,
which in the case of human beings are refined to a high degree,
as we have seen in another place, that forms the joys
of life. The latter, therefore, are only the results of our
continuing to live, and not, as Nordau maintains, its causes,
in which light the instinct alone can be regarded.
Quite apart from its general incorrectness, therefore,
Nordau’s explanation is no answer to Tolstoi’s question,
“Wherefore do I live?” Our instincts form one cause of
our existence. It is not, however, into this, but into the
aim that Tolstoi inquires. If, nevertheless, the satisfying of
the impulses—that is, the joys—of which Nordau speaks is
considered to be the aim of life, if consequently it is maintained
that we live in order to eat, while we yet eat in order
to live, then one is guilty of a voluntary perversion of
the facts.
The question as to the aim and meaning of life has occupied
many philosophers before Tolstoi, and will continue, in
spite of Nordau, to be frequently a subject of reflection, and
no symptom of degeneration need be seen therein. Nordau,
of course, according to his well-known method of perverting
and misusing scientific terms, calls this investigation of
the philosopher a “mania of doubt and brooding thought.”
He says: “It is not, then, the noble desire for knowledge
which forces Tolstoi to be ceaselessly occupied with questions
concerning the aim and meaning of life, but the degenerative
mania of doubt and brooding thought, which
is barren, because no answer, no explanation, can satisfy
them; for it is obvious that be the ‘therefore’ ever so
exhaustive, it can never silence the mechanically impulsive
‘wherefore’ proceeding from the unconscious.”[137] Does
Nordau really consider his “therefore” clear and exhaustive?
That the real mania of doubt of the degenerate
can never be satisfied is perfectly true, but it would be
ridiculous to turn this proposition around and say that every
one who fosters doubts for which he is unable to find any
satisfactory explanation is a degenerate. Besides, Nordau
has here once more defeated his own ends, for Tolstoi did
after all find satisfaction, and that in religious faith.
I freely concede that it is psychologically a peculiar phenomenon
that any one who has occupied himself so much
with natural sciences as Tolstoi has should suddenly become
an orthodox believer; but if the nature and manner
in which he has come to this do not correspond with a clinical
form of disease, then faith as such does not entitle us in
any way to assume a pathological process. Religious faith
can be reconciled with the metaphysics of the present day,
and is to be considered as a symptom of disease only when
it manifests itself, as in paranoia, as a delusive idea.
Nordau is an optimist, and therefore declares the whole
system of pessimism in philosophy to be a symptom of disease.
His interpretation of the riddle of life “explains optimism
and pessimism simply as an adequate or inadequate
vitality, as the existence or absence of adaptability, as health
or illness.”[138] He overlooks completely the fact that optimism
and pessimism in philosophy are entirely the results
of intellectual action, that it is in an objective manner that
the philosopher attains his conclusions, and that these are
independent of his subjective sensation, or exert only a secondary
influence upon it. Schopenhauer, in spite of his pessimism,
desired a long life. What Nordau means, what he
designates as health and disease, refers entirely to subjective
sensation, and therefore to the love of life and weariness
thereof. That philosophical pessimism may in many cases
be the result of a diseased feeling of weariness can be conceded
without further discussion, but this is by no means
invariably the rule, and therefore here also, as always is the
case in psychiatry, there is need of a rigid individualization.
Were Nordau less superficial he would know that subjective
optimism—the love of life—may be just as complete a symptom
of disease as the weariness of life. The power of easy
endurance in the insane paretic who finds himself in a
happy state of mind, and to whom the world appears in its
rosiest aspect, is a classical symptom of this disease. The
weak-minded person whose imbecility prevents him from reflecting
on the seriousness of life, and who is imbued with
a sense of his own importance and greatness, generally feels
himself happy and contented, whereas, as we have seen in
our discussion about the man of genius, great, powerful
minds are just those that are always discontented and dissatisfied.
That optimism and pessimism are to be conceived
of as health and disease, is therefore another of those arbitrary
assertions of Nordau which lack all scientific foundation.
In his researches into the subject of morality it was especially
modern marriage which occupied Tolstoi, and he
endeavoured to study its nature and right of existence from
all sides. The Kreutzer Sonata, in which he developed
his views upon this point, very soon gained a world-wide
reputation, and gave rise to the most violent discussions and
misunderstandings. The conclusion to be extracted from
this work (which, in fact, has been extracted therefrom)
is that, according to his moral teaching, the destruction of
the human species should be brought about by absolute continence,
and that mankind should die out with the present
generation. On the strength of this theory there were people
who fancied that they recognised in Tolstoi a sexual psychopath,
and traced to this fact his surprising doctrines. In
consequence of these misunderstandings Tolstoi was induced,
after repeated requests, to explain in a special commentary
what had been his real intention in writing the Kreutzer
Sonata.
After a detailed examination of matrimonial and extra-matrimonial
sexual intercourse in its sanitary and social relations,
he sets up absolute continence as an ideal worth
striving for. To the objection that in carrying out this
ideal the human race would become extinct he rejoins:
“Apart from the fact that the destruction of the human
race is no new idea for the inhabitants of our world, that it
is in the case of religious persons an article of faith, and in
the case of scientists an inevitable conclusion from the observations
regarding the cooling of the sun, there lies in
this objection a widespread and ancient error. It is said
that if mankind attains the ideal of perfect chastity it destroys
itself, and that therefore this ideal is not a true one.
But those who speak in this way confuse intentionally or
unintentionally two distinct subjects—the direction or precept
and the ideal. Chastity is not a precept or direction,
but an ideal, or a preliminary condition thereto. But
an ideal remains an ideal only so long as its accomplishment
is possible solely in the idea, in the mind, so long
as it appears to be attainable solely in eternity, and consequently
so long as the possibility of an approach thereto
is infinite. Could the ideal be attained (if we can conceive
of its accomplishment), then it would cease to be an
ideal.”
Accordingly, Tolstoi merely attacks sexual immorality,
and neither this nor his other doctrines of morality, in which
he preaches the love of one’s neighbour and the equal
rights of all men, contains any new feature.
In questions of philosophy, of metaphysics and morality,
in which we are still very far from being able to establish
absolute truths, we ought therefore, more than on any other
subject whatever, to practise toleration toward our antagonists.
Every one must be free to criticise his opponent, and
Nordau may say of Tolstoi that his “theory of life, the fruit
of the despairing mental labour of his whole life, is therefore
nothing but a haze, a failure to comprehend his own
questions and answers and hollow verbiage. His ethics—on
which he himself lays a far greater stress than on his
philosophy—is not in much better case than the latter.”[139]
So long as Nordau confines himself to simple criticism,
freedom must be accorded to him to pass sentence on
Tolstoi. But every one will have the same right with reference
to Nordau’s ethics and metaphysics. To deduct, however,
a condition of disease from a deviation from one’s own
particular opinion is, and must always be, unscientific.
Many persons would without doubt judge Nordau’s philosophy
and ethics in a similar manner as he does Tolstoi’s.
Take, for example, what he says about marriage:
“Marriage, moreover, was not instituted for the man, but
for the woman and the child. It is a protective social institution
for the benefit of the weaker part. Man has not yet
conquered and humanized his polygamous animal instincts
to the same extent as woman. It would, for the most part,
be quite agreeable to him to exchange the woman he possesses
for a new one.”[140] If every one who does not agree
with this view, as well as with very many others of Nordau’s
contentions on this point, is a degenerate, there would
not, I fancy, be many sane persons in this world besides Mr.
Nordau.
If marriage, as he maintains, was instituted, not for the
man, but only for the woman and child; if the man enters
into an agreement for his whole life, not from ideas of self-interest,
but merely from ideas of compassion, and in order
to give “protection” to the “weaker part,” then marriage as
a whole would have neither title nor moral foundation. An
agreement only holds so long as it is founded on legitimate
mutual interests. When these fail, the agreement must be
dissolved, and no power in the world will be able to uphold
it.
The idea that Nature intended man to be polygamic
but the woman not, is not original with Nordau. It has
been frequently brought forward, and has in later times
found upholders in Hartmann[141] and others. I have never
been able to see in this idea anything beyond an endeavour
to furnish a scientific excuse for the immorality and excesses
of the stronger sex. Even though it should be
assumed that in general the sexual instinct is stronger in
men than in women, would this justify a morality which
permits the man to do what he likes, even to indulge in the
most dissolute debauchery, while the woman, on the contrary,
who lacks the strength even only once to withstand
an impulse, is branded as deeply fallen? Is this the protection
which the “stronger” sex gives to the “weaker”?
But Nordau’s opinion—that man originally did not have
stronger sexual instincts than the woman, but that he has
“not yet conquered and humanized his polygamous animal
instincts to the same extent as woman”—is certainly new.
Therefore, according to him, the “weak woman,” who requires
the protection of the strong man, stands higher on
the ladder of development than the strong man himself.
What wisdom we do invent to palliate our own weaknesses!
Nordau’s chief fault and error are that he considers
himself justified in drawing a psychiatric conclusion from
his purely subjective criticism of a work of art. The art-critic’s
point of view toward a work of art must be an essentially
different one from that of the psychologist or psychiatrist.
The first merely considers the work as such according
to its value; the latter, on the other hand, seeks to
ascertain from the work of art the psychical processes of
the author. It is evident that to do this it is indispensable
to get at the purpose of the artist or writer which lies at the
root of his work. Nordau, however, exercises criticism
primarily, and troubles himself little about the real purpose
of the writer.
In the same way he judges, among others, also Ibsen.
The literature with reference to this writer is enormously
large, and opinions about his purpose are very diverse. By
many Ibsen is not generally regarded as a Naturalist, but it
is fancied that in his characters are to be found symbolical
incorporations of poetical and philosophical ideas. That
his later writings, in particular the Master Builder, are to
be regarded in an allegorical light, seems, indeed, pretty
well established. Nordau, however, treats them throughout
as purely naturalistic productions, criticising the individual
characters without at the same time reflecting whether it
was at all the writer’s purpose to describe real characters
taken from life.
It would carry me too far if I were to indulge here in
further researches as to whether the view Nordau has
adopted regarding Ibsen’s writings corresponds with that
writer’s intention. In any event, Nordau’s psychiatric judgment
of Ibsen is again entirely based on a purely subjective
criticism of his works.
How important it is for the psychologist and psychiatrist,
in judging a work of art, primarily to ascertain the purpose
of the artist—the motive which lies at the basis of his work—I
will make clear by an example, which shows to sufficiency
into what errors one may fall when, in forming
psychiatric expert opinions, he confines himself to subjective
criticism of a work of art, instead of investigating the
psychological sources to which it owes its origin. This example
is that of Richard Wagner, who has already given
manifold occasion to psychiatric errors. As this case is instructive
for many reasons, and at the same time of general
interest, I shall investigate it a little more in detail, and
treat of it in a separate chapter.
RICHARD WAGNER AND PSYCHOPATHOLOGY.
It is beyond the scope of this work to give anything like
a connected biography of Wagner, even though it would
conduce largely to a better understanding of our researches.
I must therefore refer the reader to the copious literature
which exists on the subject of Wagner’s life, and especially
to his own statements, in his Gesammelte Schriften und
Dichtungen. I shall confine myself here simply to calling
attention to those points in his life which are requisite for
an explanation of the psychical processes to which his
artistic creations owe their origin. My treatment of the
latter will not aim at anything like an artistic critical study,
but will proceed wholly from a psychological point of view
in so far as may be requisite for the formation of a psychological
analysis.
Wagner was born at Leipsic on May 22, 1813. His father
is described as a clever and intelligent man, by occupation a
clerk of police, who died as early as November, 1813—that is
to say, half a year after the birth of his son. Shortly afterward
the child’s mother married a friend of her late husband,
Louis Geyer, an actor, painter, and poet, who died when
Wagner was only seven years of age. The latter’s education,
consequently, was chiefly directed by his mother, who devoted
herself to this duty with all love and conscientiousness.
He attended the Dresden school of art and later the Nicolai
school in Leipsic.
Wagner was no infant prodigy. Yet even at an early
age he gave evidence of a lively fantasy, indulging in
manifold poetical attempts; but it was not until the period
of his youth that he first displayed any decided talent for
music. It was at the Gewandhaus concerts in Leipsic that
he first came to know Beethoven’s compositions, which
made a strong impression on his youthful mind. With
ardent zeal he buried himself in the study of Beethoven, and
Dorn thus expresses himself with regard to him: “I doubt
whether there has ever been a young composer who was
more conversant with Beethoven’s works than Wagner was
at the age of eighteen.”
Even in the years of his youth that impulse made itself
felt in Wagner which we have learned to recognise as a
characteristic of great men—the creative impulse. He himself
was perfectly aware of it, and put it in a poetical form
when he said that a fairy had stood beside his cradle and
granted him a gift that is frequently disdained—“The spirit
that is ne’er content, which always thinks of something new.”
This impulse to create was manifested during the period of
Wagner’s artistic development in two different ways. Two
opposing elements struggled in him for the mastery; sometimes
the one gained the upper hand, sometimes the other,
until, tried by this struggle, he followed his true artistic nature
and remained true to it to the end. These two elements
were the impulse to give expression to his artistic sensations
and feelings, which impulse we have found to have been the
guiding principle of all the creations of Goethe, and the
objectively formed craving to create, which was excited from
without.
After a number of minor attempts in the way of writing
poetry and composing, Wagner put together a libretto called
the Fairies, the idea of which was borrowed from one of
Gozzi’s tales. He says, to be true: “What I constructed
was certainly nothing else than just what I wanted—namely,
a libretto; and I set it to music in accordance with the impressions
that Beethoven, Weber, and Marschner had made
upon me.”[142] But he adds: “And yet, not the suitability for
a libretto which I had discovered in Gozzi’s tale alone drew
me toward it, but the subject itself touched me to the
quick.” In the poetical subject of the fairy who gave up
her immortality that she might possess the man she loved,
Wagner had unconsciously given artistic expression to the
mood within him.
At the same time an impulse had made itself felt in his
case which perfectly harmonized with his age and the external
influences working upon him—an impulse toward a
brilliant artistic career, an ardent longing for fame and
honour. “An impulse grew within me, amounting in intensity
to a consuming yearning, to rise above the littleness and
wretchedness of the circumstances that controlled me. This
impulse, however, had only a secondary influence on my
actual life itself; primarily, it aimed at a brilliant career as an
artist.”[143]
While in this state of mind Wagner wrote a second
opera—Forbidden Love, or the Novice of Palermo—for which
he had adapted the plot of Shakespeare’s Measure for Measure.
In the summer of 1834 he had accepted the post of
musical director at the theatre of Magdeburg. With reference
to this he says: “My remarkable converse with singers
behind the scenes and before the footlights entirely corresponded
with my inclination toward diverse forms of amusement.”[144]
During this period he completed the composition
of Forbidden Love. His sole purpose was to please, to
win fame and approbation. “For a holiday performance
on New Year’s day, 1835, I hastily prepared some music
which generally pleased. Easily-won successes like this confirmed
me very strongly in the view that, in order to please,
one ought certainly not to consider too scrupulously the
means at one’s command. And it was upon this principle
that I proceeded with the composition of my Forbidden
Love.”
We perceive an essential difference between the origin
of the Fairies and that of Forbidden Love. Wagner himself
recognised this, and says on the subject: “If this subject
is compared with that of the Fairies, it will be noticed
that the possibility was open to me to develop myself according
to either of two fundamentally different tendencies; to
the sacred earnestness of my original sentiment there opposed
itself a bold tendency, nourished by the impressions of
my life, toward wild, sensuous impetuosity, toward a saucy
joyousness, which seemed to contradict the former most
emphatically.”[145] Farther on he says: “Whoever chooses
to compare this composition with the Fairies will hardly
be able to comprehend how so marked a conversion of tendencies
could be brought about in so short a time. My path
led me in the first instance to utter frivolity in my opinions
about art; this was the case during the first period of my
entry upon the practical career of musical director at the
theatre. The rehearsing and direction of those very pliant
fashionable French operas, the piquant and daring elements
in their orchestral effects, gave me many a childish joy when
I could send them out into the audience from my director’s
desk.”[146]
In the autumn of 1837 Wagner went to Riga to take the
post of first musical director of the theatre there. Here he
found excellent material for his opera, and applied himself
“with much love to using it.” He composed for the singers
several interpolations for various operas, and also made up
the text for a two-act comic opera, the Happy Bear Family,
the subject of which he had borrowed from a narrative in
the Thousand and One Nights. He had already composed
one part of this when he became filled with disgust at the
work and turned away from it with aversion. He now determined
“to do something really great—to write an opera,
for the production of which only the most important forces
should be appropriate,” so that he might not be tempted to
bring it before the public in the limited circumstances in
which he happened to be. It should be to him an incentive
to exert himself to the utmost to get out of the conditions
that were so loathsome to him.
In this state of mind he sketched out the plan of a great
tragic opera in five acts—Rienzi, the Last of the Tribunes—the
material for which he had borrowed from Bulwer Lytton’s
story. He strove in this to create something great and
brilliant, which would satisfy his artistic ambition. “Even
here, in the composition of the text, there was in my mind
really nothing else than to write an effective libretto. The
Grand Opera, with all its scenic and musical splendour, its
effectful, passionate musical fulness, loomed up before me;
and it became the desire of my artistic ambition not merely
to seek to imitate it, but to surpass all it had offered hitherto
with unbounded lavishness.”
One portion of this opera had already been completed
when Wagner resolved to break with his present life. Without
means, without preparation, without any prospects, he
straightway betook himself from Riga to Paris. During the
sea voyage, which lasted four weeks and in the course of
which he visited the coast of Norway, there recurred to him
the legend of the Flying Dutchman, with which at an earlier
period he had become familiar. This legendary figure now
made a deep impression upon his mind. “He gained spiritual
power from my own peculiar situation; from the storms,
the billows, the rocky northern shore and the activity of the
sailors, he got physiognomy and colour.”
When Wagner reached Paris and became dazzled by the
brilliancy of its musical world, the figure of the Flying
Dutchman was at first blotted out again, and his efforts
seemed once more wholly directed toward the opera that
should make an impression. “When I was present at the
brilliant performances of the Grand Opera, an event, by the
way, which did not happen frequently, a voluptuous, wheedling
warmth mounted up in me, and gave me the wish, the
hope—nay, the certainty—that I would yet be able to triumph
here. This magnificence of accessories, applied with
enthusiastic artistic purpose, seemed to me to be the zenith of
art, and I felt myself not in the least incapable of attaining
this zenith. Moreover, I recollect that I was quite willing to
find inspiration in all phases of that artistic world which appeared
to bear in any way upon my aim; what was meretricious
and unsubstantial was concealed from my sight by a
brilliancy of sensuous externals such as I had never seen
before.”[147]
This mood, this striving after fame and splendour, was
not, however, destined to dominate the soul of the artist for
any length of time, but soon became transformed into a most
profound contempt for this artistic tendency. There arose
in him an unspeakable yearning which he was himself frequently
unable to judge correctly. To this were added the
unfortunate material circumstances in which Wagner happened
to be at that time, which constrained him to grasp at
the humblest means to gain his livelihood. In order to be
introduced by singers into the salons of Paris, he composed
several French romances, declared himself ready to compose
the music for a vulgar vaudeville for one of the theatres
of the boulevards, and finally had to occupy himself with the
arrangement of arias from “favourite operas” for the cornet-à-piston.
In these circumstances, the yearning in him assumed
a more and more definite shape; the artistic world with its
brilliancy and glitter, as he now saw it, and the great Parisian
opera filled him with disgust and aversion, and from this
moment he longed to leave it all for a dimly perceived ideal
of intelligent affection. While in this state of mind, the Flying
Dutchman again occurred to him. In this mythical
character’s unspeakable longing for unselfish love, Wagner
saw the reflected image of his inmost soul. The “woman”
after whom the Dutchman hankered, and who unselfishly
sacrificed herself for him, represented that ideal human love
of which the artist himself stood in need. “It was this Flying
Dutchman who so repeatedly and with such irresistible
power of attraction sprang up within me out of the quagmires
and billows of my life; it was the first national poem
which made any deep impression on my heart and urged
me, as artist, to interpret and mould it into a work of
art.”[148]
It was in this mood that the poem and music of the Flying
Dutchman were brought into being. Wagner compares
the legend with that of Odysseus longing for his domestic
hearth, and of the Wandering Jew. But in the case of the
Dutchman, the woman he desired was no longer the actually
existing woman at home, but an ideal which did not yet
exist but only was perceived—the ideal of that human love
which sought no recompense. “The yearning of Odysseus
for his home, hearth, and wife had, after having been nurtured
by the sufferings of the Wandering Jew into a desire
for death, been strengthened into the craving after something
new, unknown, not yet visibly present, but already
felt.”
Wagner fancied that he would be able to find the satisfaction
of his yearning in Germany rather than in Paris, and
while he was busy with the composition of the Flying
Dutchman, the object for which he longed assumed the
shape of home—not the home, of course, that he had left,
but an ideal home, one still to be expected. “A delicate,
longing patriotism took possession of me, of whose existence
I had hitherto not had the slightest suspicion. This patriotism
was free from all political colouring, for even at that
time I was well aware that political Germany, as opposed in
any way to political France, did not possess for me the least
power of attraction. It was the feeling of homelessness in
Paris that awakened in me the yearning for my German
home; this yearning, however, did not have a reference to
anything that I had known of old, which could be gained
back, but to something felt and desired, new and unknown,
which I was to win for the first time, and about which I only
knew that I would certainly not find it here in Paris. It was
the yearning of my Flying Dutchman for the woman—not,
as I have said, Odysseus’s housewife, but the woman who
brought salvation, whose features did not occur to me in
any definite shape, but who merely hovered before my eyes
as the incarnation of the female element. And this element
assumed the appearance of home—that is, of closest companionship.”
In the Flying Dutchman that artistic tendency had triumphed
in Wagner which corresponded with his true nature,
and from this time forward he remained true to it to the
last. No longer were splendour and fame the aims of his artistic
creation; art became to him solely a means of expression,
a means of communicating his inmost feelings and
moods, and his only wish was to be understood—that is to
say, to awaken by his art in others the same sensations to
which it owed its origin. It was no longer his aim to gain
admiration and create astonishment. “One thing kept me
up—my art, which was for me a means not for the acquisition
of fame and money, but for the communication of my
views to sensitive hearts.”[149] All his artistic creations were
henceforth, as it were, the mirror of his soul; his art was
the proclaimer of his inmost sensations.
Just as we perceived in the case of the objective poet,
Shakespeare, two easily distinguishable factors in the artist
and his work, so we saw in every line of the subjective
Goethe the poet himself in his most intimate personality.
As I have already said in another place, we could not for
this reason love Goethe’s poems without also esteeming in
them the personality of the poet, for poet and artistic work
are there blended into one indissoluble whole. From this
point of view alone was Goethe able to comprehend art, and
he therefore said: “One must be something in order to
make something. It is the personal character of the writer
which makes him important in the eyes of the public, and not
the products of his talent.”
Wagner had the same experience in this regard as
Goethe; he also is a subjective artist who can not be separated
from his art; every one of his artistic creations also
forms “a fragment of a great confession.” His art forms a
portion of his personality, and is therefore no more separable
from him than speech is from man. He could therefore
hope to be understood only where people felt and experienced
with him, not merely where they were ready to consider
a work of art in an objective manner. They must be
able to penetrate with fullest sympathy into his personal
sensations and moods. Wagner therefore says: “As such
[that is to say, as his friends, by whom alone he could hope
to be understood] I can not, however, regard those who pretend
to love me as an artist and yet think it right to deny
me their sympathy as a man. If the separation of the artist
from the man is something just as unthinkable as the divorce
of the soul from the body, and if it is established that an
artist can never be loved, that his art can never be comprehended
unless he be also (at all events, unconsciously and
involuntarily) loved as a man, and unless his life also be
understood along with his art, so much the less, as things
are at the present day, and considering the despicably bad
condition of our public artistic conditions, can an artist of
my tendency be loved, and his art consequently be under,
stood, unless this understanding and that possible love be
founded before everything upon sympathy—that is to say,
upon compassion and fellow-feeling with the most human
part of his life.”[150] Wagner was perfectly right in this,
though only with reference to “an artist of his tendency,”
and he agrees in this opinion with Goethe; but we have
seen that there is also an objective art to which this opinion
would not apply. Wagner, however, from his point of
view, could not come to any other judgment; he felt that he
could only be understood in those cases in which people felt
and experienced with him. His art appealed not to the intellect,
but to the feelings. “The artist appeals to the
feelings and not to the intellect; if an answer is given him
from the side of the intellect, it may be said that he has not
been understood, and the criticism amounts in truth to nothing
else than the confession of a lack of understanding of the
work of art, which can only be understood with the feelings.”[151]
Wagner saw, as Goethe expressed it, “the general in the
particular,” and it was in this that his artistic gifts lay. In
giving artistic expression to his own aspirations he unconsciously
touched the feelings of humanity. He felt that he
could only be understood by those who could feel artistically
with him, “who happened to be in a more or less similar
position with the artist, developed under similar conditions of
life, and who could sympathize with him from the bottom of
their nature and heart, so that they were, under certain circumstances,
in a position to assume his view as their own,
and were able to take the required intense interest in the
effort to give them expression.”
With a view to giving artistic expression to his feelings,
Wagner felt himself drawn toward a form of art
which permitted him to appeal in the most unlimited manner
possible to the receptive sensations, and this form of art
was the musical drama. Of course this form of art had to
be very different from the opera which had existed up to
this time, so as to be in conformity with the difference between
their respective aims. The aim of the opera of that
day was the satisfaction of the prevailing artistic taste of an
unintelligent mob, the satisfaction of a longing for diversion
and amusement. The opera had to do justice to all these
requirements. The dominating factor of the opera was the
music, to which everything else was subordinate. To create
“fine melodies” was the duty of the composer; the libretto
was a secondary consideration, and sound and word had no
intimate connection with each other. There was no desire
for anything like “sense” in a libretto; the words were
always merely the handmaids of the music, to suit which
they were put together. Just in the same way as the poet
was, so to speak, the train-bearer of the musician, the musician
became the slave of the interpreter. Airs and duets
were composed in order to give the singers the opportunity
of displaying their artistic skill; composers had no hesitation
in writing for particular singers, and in letting them
prescribe the nature of their work, in order to attain as
“powerful an effect” as possible.
Between productions of this kind and a form of art
whose single aim it was to give expression to the emotions
and feelings of the artist, there must naturally be a fundamental
distinction. In Wagner’s eyes music was nothing
further than a means of expression which in a co-ordinate
manner stood opposed to the other factors of the work as a
whole, of the drama. The meaning of the music begins at
the point where that of the words no longer suffices. Temperaments
and passions may be described in every case by
the spoken words, but they can not be immediately brought
to expression. Music, on the other hand, is the immediate
proclaimer of the sensations; the words appeal to the intellect,
the music appeals to the feelings.
Wagner felt very well that he had begun his true artistic
career with the Flying Dutchman. “At that point my
career as a poet begins where I left that of a composer of
librettos.” His works of art originated thereafter no longer
in reflection, but in the impulse to communicate moods that
were present in him. “My treatment was new; it was suggested
to me out of my inmost mood, and forced upon me
by the impulse to communicate this mood. In order to deliver
myself of what was in me—that is to say, in order to
obey the inward pressure to communicate with persons feeling
like me—I had as an artist to enter upon a path that had
certainly not been suggested to me by outward experience,
and that which impels a man hereto is necessity, a deeply felt,
constraining necessity, though one not known to the practical
mind.”
The Flying Dutchman was finished. The indefinite
yearning of the artist assumed a more and more tangible
form in the longing for home:
It was in this state of mind that Wagner left Paris in the
spring of 1842. Meanwhile his Rienzi had been accepted
for the court theatre at Dresden; the Flying Dutchman was
to be produced at Berlin; the future smiled upon the artist
with rosy serenity, and with happy, joyous heart he set out
for home. “For the first time I saw the Rhine, and with
bright tears in my eyes I, poor artist that I was, swore
eternal fidelity to my German Fatherland.”[153] In due
course he reached Dresden, where he was received with
love and sympathy. Rienzi was produced and proved a
brilliant triumph. “After a long struggle amid paltry circumstances,”
so Wagner writes, “after hard-fought battles,
sufferings, and condemnation amid the loveless Parisian
artistic and social life, I quickly found myself in surroundings
that acknowledged me, helped me, and frequently met
me in the most affectionate spirit.”
Wagner had already been for some time acquainted with
the legend of Tannhäuser through an old book of folk-tales.
On the journey from Paris to Dresden he visited the Wartburg
for the first time, and it was in this way that this legend,
which in the book in question was loosely connected with
the singers’ war, came once more clearly before his eyes.
But in Dresden, where he again took part in the outward
pomp of modern artistic life, this impression gradually faded
away. The extraordinary success of his Rienzi, the veneration
and admiration which fell to his lot, deceived him once
again with respect to the condition of art as it really existed,
and caused him to regard it in an idealistic light. The
post of director of the royal opera at Dresden having at
this time been offered to him, it became perfectly clear
to him that the public life of art did not imply any true
art such as he had learned to know it, but only a “self-interest
which adorned itself with an artistic appearance.” But
the brilliancy of such a post in the eyes of others blinded
him also, and he became director of the royal opera.
The production of the Flying Dutchman at Berlin had
come to naught; but, in consequence of the great success
which had attended Rienzi, the director of the court theatre
of Dresden decided to have the Flying Dutchman also produced.
The opera was quickly rehearsed under Wagner’s
own direction, but fell entirely flat. The public had expected
something like Rienzi, but this “new tendency”
left it perfectly cold and unsympathetic. His Rienzi was
repeated with so much the more enthusiasm, and it must
have been clear to Wagner which path he ought to tread if
he wished to make sure of fame and fortune. Once more
the temptation came to him to be untrue to his real artistic
nature. “The sensuous, luxurious mood,” so he writes,
“which had come upon me by virtue of the complete change
in my external circumstances, and in consequence of the first
enjoyment of an assured position, but especially also of a
certain amount of affection and admiration on the part of the
public, became intensified into a pleasurable self-content, and
soon led me more and more deeply into a misunderstanding
and misuse of my true nature as it had hitherto developed
itself, with its necessary consequences.”[154]
Once again the impulse came to Wagner to write a great,
brilliant opera in the style of Rienzi, and he therefore took
up a scheme which had already been sketched out at an
earlier period, an historical opera in five acts—The Saracens—of
which Manfred, son of the Emperor Frederick II, was
the hero. But this artistic tendency, which was merely calculated
for splendour and effect and was repugnant to his
whole nature, was bound very soon to fill him with aversion
and disgust. He himself describes this internal struggle:
“An impulse, such as in every person impels toward the
immediate present, now determined me, in my special circumstances
as an artist, to a tendency which was bound
again very soon and violently to disgust me. This impulse
would only have been appeased in life if I had also
sought as an artist to aspire to brilliancy and profit by a
perfect subordination of my true nature to the demands of
the public taste. I would have had to sacrifice myself to
fashion and to playing upon the public’s taste, and here, at
this point, it was clear to my feeling that in actually entering
upon this tendency I would have to come to naught
from sheer disgust.”
In this state of mind Tannhäuser again presented himself
to Wagner’s soul, in his longing henceforth to get out of the
world of sensuality and pleasure:
He turned from this artistic tendency with aversion, and
became filled with a mighty yearning after satisfaction in a
higher, nobler element, which, in antithesis to the sensual
world of enjoyment that was about him and that strove for
fame and splendour, must appear to him like a “pure, chaste,
maidenly, unapproachable and intangible loving being.”
“How,” thus proceeds Wagner, “could this yearning for
love, the noblest sensation which, taking into consideration
my nature, I could feel, be anything but the craving after
emancipation from the earthly present, after rebirth into an
element of infinite love, such as is not to be found on earth,
but seemed only attainable by death?”
In this internal struggle his true artist nature had once
again come off victorious. Wagner had on many occasions
called music his “good angel”; now he was freed by it
through the irresistible impulse to truer, more unselfish devotion,
from the sensuous striving after external splendour
and fame. A sublime, unattainable ideal of the most unselfish
sacrifice, only tangible in death, hovered before him in
the form of a pure, chaste maiden, and within him sounded
the words of redemption:
This was the state of mind to which Tannhäuser owed
its origin. How painfully must it have affected Wagner to
be so entirely misunderstood in his intentions and efforts!
He himself says: “How silly must those critics appear to
me who have become ingenious under the influence of modern
loose living, when they try to impute to my Tannhäuser
a specifically Christian, impotently heavenward tendency!”[157]
The figure of Tannhäuser had sprung from his inmost
soul; in it his true feelings and sensations found artistic
incorporation. He now found himself again on the path of
the only art which was capable of satisfying him, yet felt
that here he must always deny himself fame and splendour.
But he shunned neither struggle nor conflict; the freedom of
his artistic creation was of more value to him than the sensual
pleasures which had surrounded him.
Well did he know what a thorny path he would henceforth
have to traverse, for he says: “In writing this work I
signed my own death warrant. No longer could I now hope
for aught from the modern world of art.” Fully did he feel
the curse of Venus:
Nevertheless, bravely and unhesitatingly he went forward
upon the only path that was possible for him.
He felt that on this path he would alienate the public and
many friends who had hitherto honoured him; he knew that
he would not be able to offer an adequate substitute for the
amusing and pleasure-giving popular opera of the day; he
recognised that his works were entirely unfitted for the
artistic stage as it then was. Thus he says: “A piece that
is likely to draw good houses, that is likely to be produced
before the public for a lengthy period, or perhaps always,
alternated with other pieces like it, ought not to be derived
from any mood, nor to require for its understanding any
particular mood. For this purpose productions must be
taken that are either based on no mood in particular, or even
on no mood at all, and therefore do not aim to appeal to a
particular mood in the public. They should furnish, by the
splendour of representation, and through the sympathy felt
for the performers, a light form of entertainment.”
The directory of the court theatre at Dresden decided
upon a production of Tannhäuser, which by this time had
been finished. The opera was lavishly mounted, and—met
with the same fate as the Flying Dutchman. The public
was once more disappointed in its expectations, and did not
hesitate to make known its extreme dissatisfaction.
Wagner was overpowered by a feeling of utter isolation.
He had, indeed, found the means of giving artistic form and
expression to his feelings; he now possessed, indeed, a language
by which he could communicate his sensations, but
there was no one who understood this language, who shared
his sensations, who felt and experienced with him. “I had
now become conscious of my perfect isolation as an artistic
person to such an extent that it was only from this very feeling
of isolation that I could draw the impulse and strength
to endeavor to speak to those around me.”[160]
While in this state of mind there occurred to his fantasy
a legend which he had already studied in connection
with the Tannhäuser saga—that of Lohengrin. In Tannhäuser,
Wagner had swung himself free from a world of
sensuality, of outward brilliancy and vain aspiration; he had
succeeded in soaring aloft to the desired height of purity
and chastity. He had escaped from the world of weak indulgence
to the lonely height of noblest renunciation. But
on this height an inexpressible yearning filled him to get
away from this sunlike brilliancy of chastest purity to the
refreshing warmth of life, to the complete surrender of unselfish
love. He yearned, not to get back to the life which
he had left, but to be in a new ideal life which he had not yet
known. “From this height my longing looks perceived—woman,
the woman for whom the Flying Dutchman yearned
from the ocean depth of his misery; the woman who like a
star of heaven directed Tannhäuser from the dens of sensuality
of the Venusberg to the way upward, and who now
drew Lohengrin down from sunny heights to the cherishing
bosom of the earth.”
Lohengrin did not wish to be looked up to and admired
by the woman whom he went to seek, for whose deliverance
he had been sent; he wished to be loved by her. This love
was not to consist of a trembling adoration of a higher being,
but was to be experienced in the inmost heart; it was to
rest upon a truer, more intelligent devotion. For this it
was necessary that Lohengrin should conceal his higher
origin. For himself alone was Elsa to love him; nor must
she ask who he was or whence he came:
“Thus he desired the woman—thus the human heart.”
Upon Elsa’s cry for help, which echoed up from the midst
of humanity to his dreary isolation, he came to her aid, and
saw in her the woman for whom he craved. Confidingly she
gave herself up to her brave hero:
But soon jealousy and envy set to work, and awaken
doubt and suspicion in the soul of the beloved woman. He
perceives that she adores but does not understand him. The
confession of his origin is forced from him, and he is compelled
to return, crushed in spirit, to the dreariness of his
isolation.
This is the story of Lohengrin, of which Wagner says:
“In the character and the plight of this Lohengrin I now
recognise unmistakably the symbol of the only tragic material,
the only tragic element, in fact, of modern life.”[163]
He himself felt this tragedy in his inmost soul on the
lonely height upon which he stood, and where he was consumed
by ardent longing. “Here at last I hit the chief
point of what is tragic in the situation of the true artist toward
the life of the present time—the same situation, in truth,
which received from me in Lohengrin its artistic shape.
The most necessary and most natural craving of such an
artist is, to be unreservedly accepted and understood by the
feeling; and the impossibility, caused by our modern artistic
life, of finding this feeling in such a state of ingenuousness
and undoubting trust as he asked—to be understood; the
necessity of having to communicate himself almost wholly
to the critical understanding only, instead of to the feelings—this
is indeed the first tragical element of his situation.
As an artistic person I had to feel this, and it was destined
to affect me in the course of my further development to
such a degree that I finally broke out in open rebellion
against the pressure of this situation.”[164]
Wagner describes how, during the elaboration of the
material, the true nature of Elsa came more and more clearly
before his mind’s eye. He saw in her not a woman filled
with curiosity or jealousy, but “the longed-for complement
of Lohengrin,” which blended with him into one whole, the
“other part of his own nature.” “Elsa is the unconscious,
involuntary element in which the conscious, voluntary nature
of Lohengrin longs to dissolve itself.” The involuntary impulse,
the motive force of his own efforts and creations, Wagner
recognised in this Elsa, before whom “manly egoism
even in its noblest shape had effaced itself totally.” “Elsa,
the woman—the woman whom hitherto I had not understood,
but whom now I knew—this most necessary incarnation
of the purest sentient involuntariness—has converted me
into a perfect revolutionist. She was the spirit of the people,
the spirit in which I as an artistic person also longed for
my freedom.”[165]
The home that had been yearned for in the Flying Dutchman,
Wagner had failed to find. He felt a stranger and
alone among those that did not comprehend him. His ideal
sense perceived everywhere the limitations of the human
mind by external circumstances, traditional usages, and convention,
and nowhere did he see that free man who stood
high above the trifling manœuvres of modern life, and for
whom he craved with a glowing desire.
While in this state of mind he joined—I might say in an
ingenuous manner—the revolution, as he hoped to see his
ideal realized thereby. Thus he says: “From the degrading
yoke of slavery, of general handicraftship, with its pale
soul of money, we will soar up to a free artistic humanity
with its bright universal soul; from wretched, burdened
day-labourers, we will all become beautiful, strong men, to
whom the world belongs as an eternal, inexhaustible source
of highest artistic enjoyment.”[166]
His rebellion was not directed against a governing power
but against a culture that had gone astray; his wrath was
not a political but a purely human matter which had been
developed by his individual artistic nature. When he had
to fly in consequence of his share in the uprising, he said,
therefore: “With nothing can I compare the agreeable sensation
which, after I had surmounted the first grievous impressions,
pervaded me when I felt myself free—free of the
world’s tormenting, always unfulfilled wishes, free from the
relations in which these wishes had been my only consuming
nourishment! Since no consideration any longer bound
me, the outlaw and fugitive, to any falsehood of any kind
whatsoever; since I had thrown behind me every hope, every
expectation from this now triumphant world, and could publicly
and openly shout to it, with the most unconstrained
candidness, that I, the artist, scorned it from the very bottom
of my heart—this world so hypocritical and apprehensive of
art and culture; since I could say to it that not a drop of
really artistic blood flowed in any part of its vital veins, that
it was incapable of pouring out a breath of human civilization,
a whiff of human beauty—I felt myself for the first
time in my life thoroughly and truly free, light, and happy,
even though I might not know where next day I should hide
myself that I might breathe the air of heaven.”[167]
While Wagner’s artistic creations had hitherto sprung
from one single mood, one special situation in life, he was
now impelled, as in the course of time all his sensations and
views had assumed a more and more comprehensible form,
to give to this inner life, these thoughts and feelings, artistic
form in a great work of art. To the idea which
chiefly filled him, the yearning after the free man who had
raised himself above culture and civilization, he had given
expression in his writings in the most various ways. Thus
he says in Art and Revolution:[168] “Nature, human nature,
will lay down the law to the two sisters—culture and civilization:
So far as I am comprehended in you, shall you live
and bloom; so far as I am not in you, shall you die and
wither!” In another passage he says: “The real man will
therefore not come until his life is formed and governed according
to true human nature, and not by arbitrary political
laws.”[169] In Art and Climate he says: “There is no higher
power than that of the communistic man; there is nothing
more lovable than communistic man. Only by the highest
power of love do we, however, attain to true freedom, for
there is no true freedom except that which is common to all
men.”[170]
At the time of the Revolution Wagner had already
plunged into the study of German mythology, by which he
felt specially attracted. He says: “In the effort to give
artistic form to the desires of my heart, and in the course of
my earnest investigation as to what attracted me so irresistibly
to the original source of the legends, I advanced step
by step deeper into that antiquity where I was finally to find,
to my unutterable joy, and that, too, right in the highest
antiquity, the youthful, beautiful man in the strongest freshness
of his power. My studies in this way led me through
the poems of the Middle Ages to the very foundation of
ancient German mythology; one vesture after the other,
which later poetry had thrown around it to its disfigurement,
I was able to sever from it so as finally to see it in
its chastest beauty. What I here saw was no longer the
historical conventional figure, whereof the vesture more
than the real form must interest us, but the real fundamental
man, in whom I was able to recognise every pulsation of the
blood, every twitch of the strong muscles, in unconfined
freedom—in short, the true man.”[171]
This “true, free man” it was who hovered before him as
the ideal after which he yearned. He was filled with an
internal impulse to the artistic realization of the “purely
human being, free from all conventionality.” In Siegfried he
had found this ideal: “Elsa had taught me to find this man;
he was to me the manly incorporation of the eternal involuntariness,
of the doer of real deeds, of the human being in the
fulness of highest, most direct power, and most undoubted
worthiness of love.”
If, in spite of Wagner’s unmistakable explanations, even
his earlier works were so entirely misunderstood, in which
only single moods were treated, how much more likely was
his greatest work, into which he entered with all his soul, in
which he incorporated artistically his view of the world, to
give occasion to misunderstandings! If, therefore, I discuss
this work at greater length, I can only point in excuse to the
fact that, as we shall see later on, mistakes and false conceptions
have given rise to the most momentous results. Let
us therefore proceed to a consideration of the trilogy of the
Ring of the Nibelungs.
The first scene of the Rhinegold shows us the three
Daughters of the Rhine in harmless, playful sport at the
bottom of the river. Alberich approaches them in a wild
passion of sensual love. He tries to overpower them. When
one escapes him he pursues the others. It is all the same
to him which one he overtakes, and that one always appears
to him to be the most beautiful whom he happens to hold in
his embrace. In him we see the representative of that sensuality
which forms the antithesis to ideal, unselfish love.
While he is thus engaged in pursuing the Daughters of the
Rhine, the gold glitters with a strong light and delights
with its splendour the Daughters of the Rhine, who artlessly
hail it. Alberich stands blinded in amazed embarrassment,
and listens to the proclaiming words of the Daughters
of the Rhine:
Now, what is the meaning of this ring, which thus bestows
“measureless might”—nay, the command of the
world? In it we must see the sensuous rendering of that
world from which Tannhäuser yearned to escape, from
which he was saved by Elisabeth—the world of sensual enjoyment,
the striving after outward fame and splendour, the
all-constraining, world-ruling power of gold. That the love
which he must renounce who longed to forge this ring, is not
sexual love, is indicated by the fact that Alberich had a son,
Hagen; it is, on the contrary, that ideal, unselfish impulse,
that self-sacrificing love—Elisabeth.
The incarnation of sensuality, Alberich, cursed this love,
stole the gold, forged the ring, and won by its means that
measureless might which made him ruler of the world.
Everybody had to create and work for him; his insatiable
cupidity craved ever new treasures and wealth; even his
own brother he held in a “degrading yoke of slavery,” and
compelled him to make that wonderful piece of work, the
Tarnhelm.[174]
After the ring and the hoard had been stolen from him,
Alberich cursed the gold:
This curse weighed upon the gold from this time on,
and brought death and ruin on those who possessed it.
The central figure of the whole action, in which all that
is tragic in the drama is realized, is the mighty form of the
all-governing god Wotan, the father of gods and men. Wagner
writes in an article:[176] “In my conception of the Ring
of the Nibelung I had, unknown to myself, confessed the
truth relative to human affairs. Everything here is thoroughly
tragic, and the will which would form a world after
its wish, can finally attain nothing more satisfactory than its
own dignified destruction.” This will, bereft of freedom
and conditioned and bound down by circumstances, is Wotan.
He feels the mighty power within him, yet can not put it
forth. He is bound by stipulations; he must resist his
desire.
In contradistinction to him, the restless, forward-pressing
will which always strives after new aims while it denies
itself, stands Erda, the representative of intellectual knowledge.
We meet her first in Rhinegold, when Wotan deliberates
as to whether he shall deliver up the world-governing
ring in order to recover the stolen Freia:
Erda, true knowledge, sleeps, and in her place watches
Fricka, Wotan’s spouse. In her we have to see the representative
of right based upon pure convention. She protects
the right, not because of its intrinsic value, or because
she has recognised it as such, but because it exists and is
designated as right. She sticks to the letter, and law and
custom are the motives which alone determine her. The
deeper emotions of heart and feeling out of which true
right proceeds are strange to her; she is personified externality,
purely arbitrary formality.
The second scene of Rhinegold discloses to us Walhalla,
the mighty burg of the gods, raising heavenward its shining
battlements. It signifies the irresistible will power, the
struggle for endless fame. Fricka is anxious and terror-stricken
at sight of the burg. As representative of the law,
of strict right, she first of all bethinks herself of the bargain
that has been made, and of the stipulated reward:
To the restless, onward striving will the bargain suggests
no cause for anxiety. Wotan rejoices at the sight of the
mighty citadel; he breaks the concluded agreement by
which he rules the world, but has to atone for his guilt,
since his will is fettered, bound by law and custom.
To the giants who built the burg, Wotan had promised
Freia as a reward. Fasolt and Faffner now approach to
claim their reward, the building of the burg being completed.
Freia is the refreshing ideal, that “artistic humanity
with its bright universal soul,” that love which Alberich had
cursed—the unselfish love of human being for human being.
The partaking of her apples, which she proffers to the gods,
gives them everlasting youthful energy. But if they are
withheld from them they shall wither in joyless, fameless
old age. Wotan now recognises his mistake in sacrificing
Freia, and refuses the reward: “I will not sell Freia.”
While the giants persist in claiming the reward for
which they had bargained, Loge approaches, the representative
of cunning, stratagem, and untruth, who had advised
the agreement. Very characteristic of the signification of
Freia and of the Rhinegold is Loge’s account of how he
sought to replace Freia and finally discovered the Rhinegold.
Loge’s narrative arouses the cupidity of the giants. They
are ready to renounce Freia if the Rhinegold is given them
in her stead. Very characteristic of the difference between
the Rhinegold and Freia is the scene in which Fasolt and
Faffner exchange her for the hoard. Even the “awkward
giants,” the “rude clowns,” the representatives of the
coarsest materialism, the rough-hewn opposites of delicate
feeling—even they will not sever themselves from the ravishing
woman.
So soon as the giants have gained possession of the
hoard, the Tarnhelm, and the ring, the curse of Alberich
becomes fulfilled. Beset by jealousy and envy, they fall to
quarreling, and Fasolt slays Faffner, his own brother. While
the possession of the gold aroused in Alberich primarily lust
of power, it manifests itself in Faffner’s case as the mere
naked desire for possession itself. He does not know the
value and the power of what he possesses; he finds delight
merely in the fact that he possesses it. Through dread that
some of it may be stolen from him, he drags his possession
to a cavern, metamorphoses himself by means of the Tarnhelm
into a mighty dragon, and there looks after his treasure
in idle repose. “I lie and hold possession, let me repose,”
are Faffner’s words. If we look around us in our modern
world for Faffners, who seek to possess merely for the sake
of possessing, it will not prove a very difficult task for us to
discover a whole series of them.
The second part of the drama, the Walkyry, represents
the hot struggle between Wotan, the mighty will which
struggles for freedom, and Fricka, the incarnation of inflexible
law, convention, and custom. Wotan recognises
the bondage of his will, the impossibility of unfolding himself
freely and unhampered:
Eternal knowledge, Erda, had predicted his destruction,
“an ignominious end of the eternal.” He must fear Alberich.
Should he ever be successful in acquiring the ring,
To defy the foe, to shield himself and Walhalla, Wotan
sent out the Walkyries to bring heroes, who should fight for
him. The Walkyries, Wotan’s daughters, formed a portion
of his personality. They formed the wish for liberty; they
were hostile to Fricka—hostile to her right. Their origin
“in wild love” of itself denotes their opposition to convention
and custom.
But Fricka still reigns. The Walkyries form only a part
of Wotan; the agreements that bind him they are unable to
break. They, too, must submit to Fricka’s will.
Wotan is aware that only a free hero, one who starts
up boldly and unhampered, will be able to defy the foe.
Through such a hero he had hoped to attain what he wished.
He betook himself to a noble stock which itself had sprung
from him—the Wälsung. He had thrust a sacred sword
into the trunk of an ash tree in such a way that only the
strongest hero should be able to withdraw it. Siegmund,
the Wälsung, the brave hero, he himself stimulated to the
deed. Siegmund felt in himself the impulse to freedom;
unhampered did his defiant spirit unfold itself. Then he
found Sieglinde, his own sister, in the enemy’s house, married
without love, courted without affection by Hunding.
The deepest love was kindled in the young pair; custom
and law failed to separate them; they followed solely the
true human feeling which moved the inmost recesses of
their hearts.
How wrongly has this love between Siegmund and Sieglinde
been interpreted! After what has been said before, it
requires no further explanation that here, as in all of Wagner’s
creations, love is merely the symbolical expression of
certain sensations; that it was in no way Wagner’s purpose
to glorify in this relationship the impulse of sensual love or
the like, but that the myth was only made use of in an ingenious
way to incorporate artistically that already discussed
antithesis, unfettered human freedom and right based upon
custom and convention.
Fricka, the inflexible law which deviates not from the
path of tradition, the conventional form, the personified externality,
is horrified at this unequalled delinquency. Wotan,
the will that strives for freedom, can not see anything wrong,
any misdeed in the act:
They are antagonistic principles—the right that is formed
by virtue of interest and convention, and the right that is
based upon a truer, more purely human experience. The
sharply antagonistic elements which are here dealt with, and
are so sharply opposed, one might specially refer to the
moral sphere, and call illegal morality and legal immorality.
Fricka knows full well that she must regard the strong,
free hero as her foe; that his triumph means her fall, her
destruction, and she therefore demands of Wotan that he
will deny him his countenance. She gains the day in this
struggle with Wotan, and the latter is compelled to resolve
upon Siegmund’s end. He has to give up his own yearning;
he has to will against his wish:
In her is kindled the struggle between Knowledge and
Will; the latter gets worsted, and she determines to save
Siegmund against the will of Wotan. The fettered will,
Wotan, has to will against his own wish, he has to destroy
with his own hand Siegmund, whom he loves. Against
Wotan’s spear, marked with the runes of the contract, his
sword breaks, and Siegmund falls.
Wotan’s wrath, however, is only greater, his passion more
headstrong, his fury more savage at the disobedience of
Brünhilde; for he feels only more deeply his own bondage,
his own weakness and impotency.
Thus Wotan casts off his child. But his heart is softened
and appeased by the prayers of the “brave, noble child.”
He will not yield her up as a prize “to the most cowardly
man for an easy booty”:
Brünhilde, Wotan’s glorious child, pure, unalloyed, genuine
Knowledge, is sunk in a deep sleep and awaits the strong,
free hero, who, uninfluenced by law and custom, free from
human tradition, guided only by internal impulse to eternal
perception and true beauty, shall come to awaken her.
Wotan, however, the fettered will, the denial of the will
to live, resolves upon his end:
At this point the tragic element of the drama reaches its
climax; “the will, which would form a world after its own
wish,” finds a fitting destruction. But the world of the
artist could not at the same time attain to a close. Borne on
the wings of an artistic and enthusiastic fantasy, the artist
soars in majestic flight to a height never foreseen. There
he has seen it—the daring, free being “with the bright universal
soul”; he has felt it, felt it deeply. In it Wagner saw
the human ideal. It is the free, uninfluenced human being
who acts according to the circumstances of this world without
being influenced or impelled from without, whose actions
are not conditioned by custom and convention, but who
strives after what is highest and noblest from free inward
stimulus. He only acts according to the dictates of his pure
discernment, his true knowledge, and his stronger will is
able to triumph over all the obstructions of the world.
Wotan had longed for this hero when he said to Brünhilde:
Siegfried was the brave, happy hero, “the real original,
human being in whom every pulsation of the blood, every
twitch of the energetic muscles, was to be recognised in unconfined,
fresh action”—the true, free human being. The
myth, which makes him one of twins, is here symbolically and
poetically turned to account; even his origin points to absolute
freedom from custom and convention. Siegfried instinctively
recognises in Mime the enemy, the traitor. In
the latter we see incorporated the lowest human passions—envy,
jealousy, and crudest egoism.
For Siegfried, the strong youth, no glaive was destined,
as had been the father’s case. By his own strength he must
form it, weld together the strong pieces of the divine glaive.
The free man who is independent of conventional morality
can, of course, know no fear. He alone has the courage
and strength and activity to mount to the most beautiful
ideal, to true human freedom. The forging of the sword is
accomplished by Siegfried after a fashion quite counter to
custom and in violation of every ancient rule of the craft,
and his success greatly amazes Mime. The character traits
with whose representatives, Mime and Faffner, we have
made acquaintance, must disappear with the appearance of
the ideal free man. Hence, in the drama, both are destroyed
by Siegfried. With Nothung, the wonderful
glaive, he slays the evil dragon before the grudge hole
(Neidhöhle). The hoard of the Niebelung, and with it
the Tarnhelm and the ring, now belong to Siegfried.
He regards them, however, as useless toys, and does not
trouble himself about the properties of that which he possesses:
The beautiful, strong, free man, who is artistically embodied
in Siegfried, seeks in his inner worth alone happiness
and contentment, not in the heaping up of external riches
and goods.
Siegfried now strides away to the mount that no craven
can approach without being consumed by the blazing fire.
His actions are determined solely by his own will, which
strives continually after what is noble. The restraint of
compacts is foreign to him. He does not, therefore, bow to
the spear of Wotan marked with runes of compact, which is
held in his way, and against which the glaive of the father
was shattered. Wotan is not able to withstand his might;
he shivers the holy spear with Nothung, his glaive welded
by his own strength. All hindrances, even the ocean of
fire, must yield to his power and his will. So the hero, who
“fears not the point of the spear,” advances, strides through
the fire, his strength quenching the flaming glow, and approaches
Brünhilde to awaken her from her long, inactive
sleep. The beautiful, strong, free man, whom the artist
sees in radiant light, awakens the world from long sleep.
True knowledge, pure cognition awakens humanity to holy
bliss. In self-forgetting and self-surrendering love Brünhilde
demands of her lover that he leave her, and that he go out
into the wide world to perform new and lordly deeds.
We now see the strong, free man in connection with
the bad world, surrounded by plots and jealousy, envy and
malice. In Hagen we recognise the representative of those
properties for which Mime and Alberich previously stood.
He is the antithesis of Siegfried, and his nature is shown by
his descent. While Siegfried is the issue of a fiery liaison of
love contrary to conventional law, Hagen, the son of Alberich,
owes his existence to a love bought with gold. Hagen
says of himself:
Siegfried, in his intercourse with the bad world, acts
solely in conformity with his inner feelings. He believes
everybody with whom he comes into contact open and true
like himself. Hence all distrust is foreign to him, and he
acts as the moment suggests. This is the signification of
the drink of forgetfulness. Such a naïve, trustful behaviour
must in the wicked world lead to ruin and destruction. Reflection,
cunning calculation, and accurate recognition of the
wickedness of others are the weapons necessary to self-assertion
in the world. Thus Siegfried falls a sacrifice to hate,
cupidity, and envy. He, to whom the slightest false motion
of the heart is an impossibility, and whose soul is of divine
peerage and noblest purity, becomes in the eyes of the
world a criminal. He is accused of perjury, adultery, fraud,
and treason, and intrigue is able to prove its charges and to
require punishment therefor. But the true knowledge—the
knowledge which, standing without the world, is conditioned
by nothing—Brünhilde recognises the eternal and celestial
faithfulness of him she loves.
The ring, laden with the curse of the Nibelung, is restored
by Brünhilde to the daughters of the Rhine. The Walhalla,
with the old world of gods, collapses; but Brünhilde, in
radiant accoutrement, bears Siegfried on high upon Grane,
the courageous steed. The strife for outward glitter and
display, for riches and possessions, ceases. The world,
which had been governed by a will bound down to conventional
ideas, collapses; and in its stead the true, free will,
bound to nothing, but associated with pure knowledge and
true recognition, is lord over all.
No more than Wagner intended in his Tannhäuser to
teach “a specifically Christian, impotently heaven-expecting
moral,” did he in Parsifal, his last artistic creation, have
specifically religious ideas in view. Parsifal has rightly
been called a continuation of the Nibelungen trilogy. That
free hero, who in the trilogy must be overthrown in combating
the wicked world, but whose final victory is there
only intimated, becomes in Parsifal the real saviour of
humanity.
The wardens of the Holy Grail—the sensuous emblem of
the highest, holiest good of humanity, the human ideal, the
renunciation of the sensual life, greedy for wealth, fame,
and pleasure—were the knights of the Grail, who in the
holy grove in the Gralsburg, or Grail castle, far from the
ignoble impulses of the world, were dedicated to the service
of the Holy Grail. A pure cup of crystal containing the
blood of Christ was intrusted to the care of Amfortas, the
king of the Grail knights. Klingsor, the representative of
the element hostile to the ideal—that is, of selfishness and
lust of power—himself aspired to the possession of the Holy
Grail, not on account of its ideal graciousness, but from self-interest
and cupidity. But it was granted to the pure alone
to find the path to the relic:
Klingsor, conscious of his incapacity to become the
master of sinful temptations, mutilated himself and so sought
to obtain the Grail:
Unable in himself to stifle thoughts of evil,
Quickly turned he his guilty hand,
Resolved to gain the Grail’s command.
But scornfully was by its guardian spurned.[195]
Repulsed by Amfortas, Klingsor built a mighty enchanted
palace in the neighbourhood of the Holy Grail
castle, whither he knew how to decoy the knights of the
Grail, and they fell sacrifices to the seductions of sensuality.
It left Amfortas no peace. He himself sallied forth to
fight the wicked enemy and to free the knights from the
danger, whereupon he himself fell a victim to the seductions
of the crafty one:
That holy spear, with which Amfortas might have conquered
the enchanter without trouble, had once shed the
blood of Christ. The spear and that holy vessel, the most
precious possession of all, had been conveyed by angels to
Amfortas’s father, the pious Titurel. They were to be
guarded in the holy castle as the holiest of holies—the
highest ideals of humanity. Now Klingsor had succeeded
in purloining the holy spear, and with it had inflicted upon
Amfortas a bad wound, which was never to be healed:
That wound it is, which none may make to close.
Klingsor, being in possession of the mighty and holy
weapon, hoped to exterminate the entire race of knights,
and to get the Holy Grail as well. Sinful humanity, which
found poetic shape in Kundry, is without will power in the
hands of the mighty Klingsor, in the grasp of unconquerable
passions. Kundry must do evil against her wish, against her
will. She certainly felt within her an impulse to unselfish
conduct, and sought in constant self-sacrifice to throw off
the burden of her selfish propensities; but, driven as by
demoniac power, she is not mistress of her will. When,
struggling with herself, she cries out, “I will not!” Klingsor
answers:
The sight of the Holy Grail gives rejuvenated life and
renewed strength to all that are noble and pure; but that
which refreshes and quickens others fills him who is condemned
to guard it with ineffable agony. The pains of the
frightful wound are by the holy lustre exacerbated to insufferable
torments; the conscience laden with guilt can not
bear the contemplation of the highest ideal. In vain Amfortas
seeks means for the alleviation of his pain, for relief
from his torments. There came to him one comforting
prophecy of the Grail:
Before the plundered sanctuary
In pray’r impassioned lay Amfortas,
Imploring for a sign of safety;
Heavenly radiance from the Grail then floated,
A sacred phantom face
From lips divine did chase
These words, whose purport clearly could be noted:
The promised, long-desired redeeming hero, Parsifal,
approached, “by pity knowing, the pure fool.” Solitary,
unskilled in arms, he was attracted to the far desert. As
Siegfried had made his glaive, so had Parsifal himself made
his bow. From his mother he went out into the world,
and fighting made his way. Parsifal naively asks: “They
threatened me; were they bad? Who is good?” He has
not acquired the knowledge of good and evil, he can only
experience them in the depths of his human soul, whence
they can also resound pure and true, without being changed
by the prejudice of a conventional right. His knowledge is
neither erudite nor recondite, but results from the delicacy
and candour of sense and of sentiment. He approaches the
castle and is present when Amfortas uncovers the Holy
Grail. He is deeply seized by all the pains and torments
of the king; except that of the torment of guilt, which
causes those sufferings, he as yet knows nothing. For that
reason Gurnemanz indignantly pushes the “fool” out of the
door, whereupon the latter wends his way to the enchanted
palace of Klingsor. He strikes back with strong arm the
knights who oppose him; and the enticements of the lovely
maidens in the odorous flower garden fail to captivate him.
Kundry approaches in the magical beauty wherewith she
once seduced Amfortas himself, and tries under the ban of
Klingsor all her arts upon the lad. She tells him of his
mother, how she has died from love and care for him.
Then occurs to him what he has undertaken with his life
thus far. In overpowering pain he sinks at the feet of the
seductive woman:
Unspeakable sympathy with the torments of the king
seizes him; he feels the pains as though they were his own.
By them he knows and recognises the danger of seduction,
which he stoutly withstands. The holy spear which
Klingsor seizes as a last recourse and hurls at him remains
hovering stationary over his head. Parsifal snatches it, and
before the sign of the cross Klingsor’s magical magnificence
decays into nothing. “By pity lightened, the guileless
fool” approaches with the holy spear to bring welfare and
redemption. In the baptism of Kundry he purifies the
world, which lies in the bondage of sensual pleasure, and in
closing with the holy spear the wound of Amfortas, he frees
the world from the torment of conscious guilt. The ideal
of humanity, the Holy Grail, which was for a long time
secluded, is unveiled anew, with its radiant lustre reburnished,
its glowing light imparting new life and strength to
its reanimated knights.
In contrast to the “understanding that is due to fellow-feeling”
stands the schematic, conventional knowledge
based on tradition, sprung from no penetrating warm sympathy
for humanity, but from the frigid letter and egoistic
calculation that strives after an endless accumulation of
stores of knowledge, losing sight of the end of wisdom,
which is the welfare of mankind. In Wagner, the assistant
of Faust, Goethe has scourged this aimless, egotistic,
self-admiring knowledge, which pursues no common
human good:
To study’s toil have I with zeal myself addressed.
I do know much: would I might know the rest!
Faust, on the other hand, has come to see that true,
serviceable knowledge must owe its origin to sympathy
with mankind. He says:
My bosom, of the science-itch now cured,
Henceforth is closed to no pain that’s endured;
And what to all mankind is parcelled out
I wish with my own heart to know about,
The highest and the lowest Mine to keep,
Every man’s weal and woe upon Me heap,
My private self to Man’s great self expand,
Though I be wrecked, great Man to understand.
With the exception of two, we have now briefly considered
all of Wagner’s music dramas. The two excepted are
Die Meistersinger von Nürnberg and Tristan und Isolde.
In the former he has humorously painted his own position
in relation to modern art. The first idea of the latter occurred
to him during the musical composition of the Nibelungen-Trilogy.
It impelled him to paint in a drama of his
own the ideal unselfish love that he had studied in Siegfried
and Brünhilde.
Thus Wagner’s poems form a coherent chain, and each of
them may well be termed “a fragment of a great confession.”
His moods and sentiments, vehemently pressing toward
artistic embodiment, formed the spring from which his art
productions sprang. Wagner repeatedly and expressly declares
that his art is merely the mirror of his feelings, and
must therefore be all but exclusively interpreted by heart
and sentiment. Hence we find in Wagner that refinement
and elaboration of the heart-life, those moods often inclining
toward gloom, with which we have been familiarized by the
study of the subjective poets, and in particular of Goethe.
“Heaven-high exulting, to death cast down,” was the temperament
of Wagner likewise. How often he yearned
after death, and believed his only rescue was to be found in
it! Wagner reminds us of those tears that Goethe shed in
reading Hermann und Dorothea, when he tells us how
often “in hot tears” he lamented the unavoidable severance
of Lohengrin from Elsa.[202] Art for Wagner was simply a
means of expression. It was his tongue, in which he endeavoured
to impart himself. Like Goethe, he laughed at
the idea of being considered the founder of a “new school,”
or a “new departure,” or a “new aim.” More than once
he poked sarcastic fun at the new “tendency” that was
ascribed to him. In an essay on Opera-poetry, and in
Particular on Opera-composition,[203] he says: “Not so much
the study of my works as their success seems to have led
many to follow my ‘tendency.’ What this consists of has
remained a mystery to me. Perhaps of a long-continued
preference for mediæval material. The Edda and the rude
North, in general, were regarded as mines of ‘good texts.’
But the choice and character of the opera texts seem to be
not the only important items of the alleged ‘new departure’;
much else enters into it, especially ‘Durch Komponieren,’ and
above all the uninterrupted interposition of the orchestra
in the concerns of the singers, a practice which has been
followed the more liberally as a good deal of ‘departure’
has arisen of late in the instrumentation, harmonization, and
modulation of orchestral compositions.” Interesting is
Wagner’s own description[204] of how music gradually became
a mother tongue to him; of how, in composing, it could not
at all be his purpose to invent beautiful and original melodies
or harmonies, but how he simply expressed in this
tongue what he had to say in the only way in which it could
be expressed. The reader will recollect that, in the discussion
of the psychology of genius, I adduced a saying of
Goethe in which he gives us to understand how indispensable
the gift of verse was to him, since he was governed by
such manifold feelings and moods and could only find repose
and satisfaction in giving them artistic shape. This
impulse to give artistic shape to his sentiments was felt by
Wagner in the same measure, but neither the nature of his
art nor outward circumstances enabled him so easily to see
his artistic creations embodied as those of the simple poet.
A poem, even though its form be dramatic, is a completed
artistic work as soon as it is on paper; but a piece of music,
especially a musical drama, receives life and existence only
when it comes to be performed. Let an artist look upon
his art not as a means of gaining money and fame, but
merely as a means of expressing his sentiments, and if the
means of imparting them be taken from him, as was Wagner’s
case, owing to every imaginable obstacle being put in the
way of the performance of his works, or, worse yet, and still
more discouraging, if his works are arbitrarily altered and
cut, and, owing to a defective understanding of them, performed
quite disfigured, so that what was originally intended
and felt is quite lost, then it will be quite psychologically
conceivable that he should feel a just resentment
and aversion toward those who, partly from want of understanding
and partly from envy and ill will, deprive him of
what to ordinary men is one of the highest of possessions—human
speech.
In spite of all the obstacles placed in his path, Wagner
did not let himself be subjugated by pain, because art held
him erect. When he created his greatest work, the Ring of
the Nibelungen, he did not himself believe that he should
ever live to see it performed. It was not his purpose to
gain fame and glory by it, but it afforded him satisfaction
to unburden himself, as it were, by the artistic incorporation
of his ideas, and at any rate to impart them to some
friends, or even only to one. In such mood he wrote to
Liszt: “What I am now creating shall never, or only
under quite suitable circumstances, enter into life. Upon
that I will henceforth unite all my force, and all my pride,
and all my resignation. If I die before these works have
been performed, I bequeath them to you, and if you die
without their having attained a worthy performance, burn
them. That is settled.”
The impulse to communicate, in some way or other, with
wider circles, as well as material need and cares, drove
Wagner repeatedly into the literary career. Here it is,
from a psychological point of view, of great interest for us
to see how the artist fatigues himself in vain in debating,
from a purely theoretical standpoint, the ideas that filled
him, and how vainly he labours to make himself understood
in a language which is wholly incapable of expressing his
meaning; for the only language of artistic sentiment is art.
Would Beethoven ever have been able to express the sentiments
of the heroic symphony in words?
Whoever knows the writings of Wagner, especially his
larger works on Opera and Drama, The Art of the Future,
etc., will be acquainted with his inflated and often unintelligible
style; will have been offended by the many repetitions
and apparent contradictions; and will, perhaps, have had the
feeling that what the writer wished to communicate has actually
been left unsaid. He did not consider himself by any
means a writer, but wrote with great reluctance, driven by
necessity; and he himself perfectly recognised the cause of
his shortcomings. He knew that what he had to say could be
expressed in one language only—the language of art. Wagner
says: “Here again, and again and again, I have only
been able to express myself through the channel of writing.
What trouble this method of communication gives to me I
need not assure those who know me as an artist. They can
see themselves by the style of the literary works in which I
torture myself to express what I could so tersely, easily, and
gracefully render in art, so soon as its proper sensuous appearance
stood as nearly in my power as its technical notation
with pen on paper. But so odious to me is the whole
literary business, and the necessity which has forced writing
upon me, that I would that with this communication I might
appear for the last time as a littérateur before my friends.”[205]
It is not my task here to inquire what the value of
Wagner’s art may be, nor what rank he is destined to take
in the history of art. For us, however, it is important to
ascertain to what psychical processes his works owe their
origin, and what psychical processes they produce.
The former question finds its solution in the foregoing
considerations. The latter is an affair of observation and
experience. This observation is, however, not always easy;
it is sometimes decidedly difficult. The success of a work of
art, the applause or disapprobation of the public, establishes
but a very limited conclusion in regard to the mood called
forth by it. Too many deceptive factors enter into the phenomenon,
to permit us to trust to unconfirmed appearances.
Experience teaches that only posterity, which allows the
work of art to produce its effect unprejudiced and uninfluenced
by personal considerations, is able to decide the question
of the psychical effect. Along with this question posterity
is judge of artistic value. Not theoretical reasons, not
rules and statutes secure to a work of art enduring life, but
solely its psychical effect. If the artist succeeds in exciting
with his work in posterity the intended mood, its value is
fixed. If we wish to-day to account to ourselves for the
beauty of Beethoven’s music, we find nothing more to say
than that it is beautiful because we find it so. We do not
ask the why and wherefore, but surrender ourselves, as
Lohengrin desired Elsa to do, to love and pleasure, without
inquiring for reasons.
We are to-day the beginning of Wagner’s posterity.
Now that the zealous flame of fanatical Wagnerianism has
died out, and—at any rate in the younger generation—prejudices,
personal motives, envy, and malice have passed
away, the moods and sentiments that Wagner’s music is able
to excite come out more clearly, and it is these alone which
are to give definitive judgment upon the value of this art.
Wagner himself tells us how he gradually learned to
handle his art as his vernacular language, so as to communicate
his sentiments without impediment. The public, too,
has gradually to learn the language of the artist, and this it
must do, not with the intellect, but with the heart and sentiment.
This circumstance explains many things which will
not escape the close external observer. Most persons who
come to this art unprejudiced declare that the first impression
of a given work is neutral or even repellent; but after
frequent repetition the sentiment becomes greatly augmented,
reaching, it may be, to high enthusiasm. But older
persons, especially those who have grown up in another
definite art departure, can not readily habituate themselves
to the “new departure.” They are in the same situation in
reference to it as they would be toward a new language, as
compared with young persons and children.
Wagner, in his earlier works, was, so far as outward form
goes, especially in a musical respect, very much under the
influence of the art impressions under which he had grown
up. Gradually and unconsciously his own temper gained
greater and greater relative emphasis, until at last he was
altogether free from external influence, and stood quite upon
his own feet. But the further he departed from the land of
tradition, the harder it necessarily became for the public to
follow him and to learn the new language. Hence his
earlier works, in spite of the antagonisms and difficulties
which even they had to overcome, always had a better reception
from the public, and were more understood, than
his later compositions. Down to Lohengrin he was at all
events followed; but his later works excited a veritable
storm of indignation and opposition.
It is human nature to condemn whatever is not understood;
and it is only at a late hour, and very often not at all,
that the question occurs, Might not the cause of the want of
understanding be our own incapacity? Had Wagner lived
five hundred years earlier, he might very likely have been
walled up alive or burned as bewitched. But in the nineteenth
century, such proceedings being no longer matters of
regular routine, the modern prescription for making everything
clear that is not understood was applied, and Wagner
was declared to be insane. The rubric was, “Tannhäuser
and Lohengrin are very beautiful; but the later operas are
crazy.” Such was the language of the seventies.
Of course, such a diagnosis of insanity, based solely upon
the fact that the subject had created works of art which
were unintelligible to the public, was not a professional one.
Nevertheless, the universal cry, “Wagner is insane!” was
destined to penetrate professional assemblies, until at last
a “specialist in psychiatry” was found who from a scientific
standpoint sought to demonstrate Wagner’s insanity according
to all the rules of the art. This “specialist in psychiatry,”
to use the designation which he expressly assumed,
was Dr. Theodor Puschmann, who in the year 1873 published
a work with this design.[206] He says: “This pamphlet is not
intended to lead up to any preconceived doctrine. We are
not allied to any party, and are not ranged either among the
adherents or the opponents of Richard Wagner. We have
never held any political or artistic relations with him whatever,
and consider ourselves therefore able to preserve the
perfect objectivity of our judgment, which is a prerequisite
to all scientific investigation.” This general proposition is
quite unexceptionable; but is it a fact that Puschmann displays
such objectivity of judgment? Has he limited himself
to making out the psychical processes of Wagner’s mind?
Not at all. On the contrary, he judges of Wagner’s works in
a thoroughly subjective manner, as if he were the final court
of appeal; and then, because Wagner’s art finds no grace in
his eyes, he concludes that Wagner is insane. In short, his
procedure differs in but a single respect from that of a layman—namely,
that he styles himself a “specialist in psychiatry.”
Thus he says: “Apart from some reminiscences of
an earlier period, his later works bear the stamp of mental
mediocrity, hurried imperfection, and a wild raggedness.
The Meistersinger, Tristan und Isolde, Rheingold, etc., do
not in the least attain that mental elevation, that inward nobility,
which was effused upon his earlier works. In both
matter and form, in words and music, they are unbeautiful,
disjointed, and careless. The world has judged them with a
correct instinct. While Lohengrin and Tannhäuser have
won a place in the hearts of the people, his later works are
already buried before they have come to life.” Is this what
Dr. Puschmann calls “objectivity”? Is it the business of a
“specialist in psychiatry” to render such a judgment as this
upon a work of art?
In another place he says: “We have already mentioned
above what poverty of ideas, what increasing mental desolation,
Wagner has shown of late years. All that is beautiful
and great in what he has ever accomplished was devised
and completed before he reached the age of fifty. Since
this time an impotent unproductivity has seized upon him.
His genius is extinct, and has given place to a lamentable
emptiness of mind. His wings are crippled; the heaven-storming
genius has fallen from his shining pinnacle, and,
like a poor, sick, pitiful bird, chattering senseless stuff not to
be understood, picks up the dusty corns that he and others
once rejected.... The long-forgotten ideas of his youth,
fugitive sketches such as a gifted man often produces and
as quickly tosses into the waste-basket as useless, are now
raked out and set forth with a quantity of baroque peculiarities
in words and music which snatch at originality. To
these are added a brain-shattering instrumentation and the
most horrible dissonances; so that, as a connoisseur says,
ear nerves must be thick as cables to go through such noise
undamaged and sound. Along with this is the most unheard-of
prodigality of decoration and machinery, such as
only the extravagant fancy of a madman rioting in transcendentalism
could imagine. And all this Wagner, in his morbid
delusion, declares to be such a work of art as never was,
and exacts of the world that it consider this unnaturalness as
genuine art, and insanity as genius.” I will not “exact” of
the respected reader to hear more of Puschmann’s criticisms.
I can only ask again, Is this the needful “objectivity”
of the “specialist in psychiatry”? Every layman must see
that the diagnosis of the mental condition of an artist has
nothing to do with deciding whether his works are “good”
or “bad,” and that the sole business of the psychiatrist is to
ascertain the psychical processes by which those works have
been produced. Supposing that Dr. Puschmann really were
the court of last appeal in reference to the artistic value of
Wagner’s art, and the world had to submit to his judgment
that the Meistersinger and Tristan und Isolde contain nothing
but “brain-shattering noise” and “frightful dissonances,”
would this be a reason for a real psychiatrist to diagnose insanity?
Puschmann says: “In Tristan und Isolde we find so
many reminiscences of Offenbach’s Belle Hélène that we
might presume an affinity of soul between the two authors.”
Had Herr Puschmann been a “specialist in psychiatry” in
fact, and not merely upon the title-page of his pamphlet, he
would have had no difficulty in conceiving the distinction
between these two states of mind and soul. While we seek
in vain in Puschmann’s mode of passing judgment upon
Wagner’s artistic creations for his boasted “objectivity,” we
find that quality still more distinctly wanting in his mode of
quoting Wagner’s writings and his use of such quotations to
support his assertions. Although he puts the passages between
quotation marks, implying that they are given verbatim
et literatim and that their genuineness is guaranteed, yet
he alters both matter and form to suit himself. What is the
name of such a proceeding in plain English? And what becomes
of the “objectivity” of this “specialist in psychiatry”?
Without going into details here, I refer the reader
upon this point to a publication which gives the real and
pretended passages from Wagner’s writings in deadly parallels.[207]
I do not unearth Puschmann’s pamphlet for the sake of
refuting it, for refuted it has been to satiety for twenty years.
Besides, it refutes itself by its contradictions and mendacities.
But in considering the question of how far a diagnosis
of insanity can properly be based upon a work of art, it lay
in my way to show into what errors one might thus be betrayed,
and to give an example of how a psychiatrist should
not proceed. Puschmann collects a list of morbid symptoms
which Wagner is said to have suddenly manifested, such as
delusion of grandeur, delusion of persecution, moral insanity,
and erotomania. There really is no disease in which such
an abundance of symptoms is suddenly exhibited. But independently
of that, the data upon which Puschmann rests
his “symptoms” are based upon falsehood and error. A
few examples may be given. Referring to the friendship between
King Ludwig and Wagner, Puschmann says: “The
man who was so admired did not use the power which a
piece of good luck had afforded him to help his fellow-men
to do any good, or to produce anything great. He did not
justify the confidence of his royal patron, nor did he fulfil
the hopes which the world of art had built upon his gifted
youth. Sunk in the soft velvet of a palace fauteuil, he gave
himself up to the enjoyment of a torpid repose. He basked
comfortably in the adulation which the fame of his past procured
for him, but created nothing more; at least, nothing
of importance after Lohengrin was worthy of a great master.”
This assertion needs no commentary. Whoever is
tolerably familiar with Wagner’s life and works must see its
utter falsity.
Wagner’s “delusion of grandeur” is described by
Puschmann in the following words: “Herr Wagner suffers
from a self-conceit beyond all bounds and measure, a
vanity and self-boasting truly morbid, which blind him to
the merits of others, and allow him to regard himself as
the sole embodied ideal of the loftiest wisdom and ability.
The greatest masters of his art fade to nullity in his eyes;
the illustrious musicians Mozart, Gluck, and others have no
importance, nor title to mention in the history of culture,
except in so far as they may have served as his forerunners;
and even the immortal Beethoven is, at best, nothing
more than an easel upon which can be displayed the full-length
portraiture of ‘the greatest master of all the ages,’
Richard Wagner.” Whoever has even cast a glance into
Wagner’s writings must recognise the total falsity of this
assertion. The masters mentioned—Beethoven, Mozart, and
Gluck—had no more glowing and enthusiastic worshipper
than Wagner. His candid veneration for them found such
oft-repeated expression in his writings that one is amazed
to find the very contrary opinion thus substituted for his.
In Opera und Drama we read as follows: “And here I indicate
to you again the masterly musician, in whom music
was quite that which it is able to be in man, when quite in
the fulness of its essentiality it is music and nothing else
than music. Look at Mozart!” This is only one among
numberless examples.
In another place Puschmann says: “But all this was
not enough for his insatiable ambition. The world must
kneel suppliant at his feet, and give him incense like a
god.” These are empty phrases with no basis of truth.
This “specialist in psychiatry” rather incongruously interchanges
“ambition” and “delusion of grandeur.” But that
is no excuse for ascribing to Wagner motives from which
he was unusually exempt. Wagner did not wish to be
“supplicated” or honoured as a higher being; he only
desired to be understood. For that his soul thirsted—for
understanding and sympathy. It would have sufficed to be
understood by some few friends; to the world at large he
was entirely indifferent. He wrote to Liszt: “I feel myself
more than completely recompensed for all my endeavours,
for my operas, and for my art wars, when I see what impression
I have made by them upon you. To be thus
completely understood was my sole desire. To be understood
is the blissful satisfaction of my desire!” This
longing to be understood is so natural, and agrees so well
with the psychological cadre of the artist, that the “specialist,”
who should know how to enter into the psychical
processes of the artist, should certainly not take offence
thereat. Equally justifiable and psychologically motived
are the rancour and hatred of the artist for those who,
partly from want of intelligence and partly from personal
resentment, envy, and ill will, work to prevent his being
understood.
Wagner’s hatred for the Jews, which is set forth by
Puschmann as a “delusion of persecution,” rests simply
upon the fact that Wagner saw in the Jews, especially
those whose endeavours are limited to material gain, men
who had renounced ideal love—in short, his Alberich. This
feeling had no affinity with modern anti-Semitism; for, as
can be seen in his letters to Liszt, along with “the Jews”
he always named “the Philistines,” as he called the Germans
who slept away their lives in slothful dreams, and
were glad if people did not disturb them—in short, the
Faffners. To these two he often added the Jesuits. “Let
us flee from this world, where there are nothing but Jews,
Philistines, and Jesuits.”
What Wagner longed for was the free, natural man,
whose acts were not determined by petty personal interests
and lower impulses, and whose life was not passed in
thoughtless slumber—that is, Siegfried. There is no delusion
of persecution here; it is only the artist’s ideal.
What characterizes the delusion of persecution is the circumstance
that the patient everywhere scents persecutors,
and in the most unreasonable and typical way regards the
benefits that people do him as hostile persecutions. How
grateful and happy, on the other hand, was Wagner if he
only saw that he was understood, or that anybody sympathized
with him! Thus he wrote to Liszt: “When I
consider the numerous, extended, and often very able
papers which now proceed from Weimar, and contrast
them with the envious hostility which assaulted me, for
example, in the reviews of Dresden, and remember with
what dire consistency they almost effected a systematic
embroiling of the public against me, Weimar seems to me
now as a blissful asylum in whose fresh air I can at last
inhale deeply and give my contracted heart room.” Nobody
suffering from the delusion of persecution writes in
that strain. Such a person would have found in the articles
about Lohengrin some deep-laid plot.
Wagner’s “hatred for the Jews” is marked only in a
generalized and, I might say, a symbolized sentiment. It
never extended to individuals. In his personal commerce
with men he knew how strictly to individualize, and was
very far from converting his feeling into a principle. The
proof of this is, that he was on terms of friendship with
many Jews. He intrusted the leadership of his play at
the opening of the theatre in Bayreuth to a Jew, which
he certainly would never have done if he had been suffering
under the delusion that he was persecuted by the
Jews.
Herr Puschmann further thinks that erotomania must be
diagnosed from Wagner’s poems: “His first great opus, Das
Liebesverbot, glorifies the triumph of free and open sensuality.
Still, he there keeps within the limits of decent respectability.
But in his latest works the erotic element is put
into more undisguised prominence. In Tristan und Isolde
he glorifies ‘adultery,’ in the Walküre ‘incest.’” Whoever
has followed my account of Wagner’s poetry can judge for
himself whether Wagner intends therein to glorify adultery
and incest. He will perceive that in Wagner’s poems the
woman never signifies the physical woman, and that by love
he never means sexual intercourse; that there is merely an
artistic embodiment of ideal sentiments, and that only total
misconstruction can lead to such conclusions as those of
Herr Puschmann. Whoever, in spite of all such commentaries,
entertains the slightest doubts upon this point may
set them at rest by a passage in a letter from Wagner to
Liszt. Wagner sent his friend the score of Siegfried after
having concluded not to bring it out for a while, and wrote:
“I now impart to you readily and with good courage this
poem, for now you too no longer need to lift your eyes from
it to consider with careful glance your public. You have,
for example, no longer any need of anxiety as to what those
people shall say of the ‘woman’ who, when ‘woman’ is said,
always think of their wives, or, if their power of abstraction
mounts so high, of some young lady or other.”
Enough of Herr Puschmann! But let it be added that
this pamphlet of the “specialist in psychiatry,” though it
made a sensation in its day before the public, was never
taken seriously in psychiatric circles, but was always considered
as a thoroughly amateurish production. Twenty
years have since elapsed. Wagnerian art has now spread
over the whole globe, and numbers its adherents by the
hundreds of thousands. Recently another specialist in nervous
diseases, Herr Nordau, has made the weighty discovery
that Wagner was indeed deranged and a degenerate. The
whole of Puschmann’s nonsense, at which every rational
psychiatrist laughed twenty years ago, has been furbished
up anew by Herr Nordau, and put forth as the greatest
wisdom, the newest acquisition of his scientific investigations.
For the unscientific pamphlet of Puschmann there is an
excuse. At that time, twenty years ago, although Wagner
already had a great number of warm adherents, Puschmann
might still come to the conclusion that upon matter-of-fact
people Wagner’s music made an impression of absurdity;
that it was not capable of exciting an elevated feeling in anybody,
etc. In a word, he voiced the sentiments of the majority
when he assumed that Wagner’s productions were
“verrücktes Zeug”—crazy stuff. But things are different to-day.
Understanding of Wagner’s art is no longer so uncommon,
and on every German opera stage Wagner’s works
take the lead. Not only in Germany has this success been
attained, but far beyond her borders, his renown has pressed.
Even in the New World, in far America, there are thousands
of enthusiastic Wagner lovers. How does Nordau get
away from this fact? Very simply: he says all the world is
“crazy,” or, at any rate, “hysterical.” “Wagner’s mighty influence
on his contemporaries is to be explained neither by
his capacities as author and musician nor by any of his personal
qualities, ... but by the peculiarities in the life of the
present nervous temperament.... He had the good fortune
to endure until the general degeneration and hysteria were
sufficiently advanced to supply a rich and nutritious soil for
his theories and his art.”[208]
From this, one might think that it were time for publishing
new text-books of psychiatry and instructing students
that there is only one “normal man” in the world—to wit,
Max Nordau. Everybody who writes, composes, or paints
anything that Max Nordau does not take a fancy to, is degenerate;
and everybody who likes anything that Herr
Nordau does not, is hysterical. So long as this platform is
not universally accepted in psychiatry, Herr Nordau can not
expect to find scientific support. But whoever stands upon
the universal ground of science must admit that Herr Nordau
is a perfect amateur in the department of psychiatry.
I can hardly think that anybody, even a layman in psychiatry,
although he be an opponent of Wagner’s art, can possibly
assent to Herr Nordau’s opinions; yet for the sake
of justice, we had better enter upon a brief consideration
of the main points of his deductions.
Nordau’s diagnosis is as follows: “Richard Wagner is
himself alone charged with a greater abundance of degeneration
than all the degenerates put together with whom we
have hitherto become acquainted. The stigmata of this morbid
condition are united in him in the most complete and
most luxuriant development. He displays in the general
constitution of his mind the persecution mania, megalomania,
and mysticism; in his instincts vague philanthropy, anarchism,
a craving for revolt and contradiction; in his writings
all the signs of graphomania—namely, incoherence, fugitive
ideation, and a tendency to idiotic punning; and, as the
groundwork of his being, the characteristic emotionalism of
a colour at once erotic and religiously enthusiastic.”[209]
Very indicative of Nordau’s dilettanteism is his incidental
way of throwing in the most important symptoms of developed
insanity, “delusion of persecution” and “delusion
of grandeur.” As proof of the first, he adduces quite briefly
the trite stories about the Jews, which I have already sufficiently
considered. Of the latter he simply says: “His
megalomania is so well known through his writings, his
verbal utterances, and the whole course of his life, that a
bare reference to it is sufficient.”[210] Nordau evidently does
not know what is meant by a delusive idea; otherwise, he
could not talk so innocently. According to him, everybody
who thinks he is persecuted has a “delusion of persecution,”
and everybody who thinks he can accomplish what nobody
else can has a “delusion of grandeur.” Supposing that
Wagner had really had the degree of self-conceit which is
often attributed to him—which, as I have already shown, is
far from having been the case—supposing it to be true that
he believed himself to be the greatest musician of all the
ages, to conclude from this alone a delusion of grandeur
would be unwarranted in the extreme. Overestimation of
self and the delusion of grandeur are widely different things.
One may, for instance, make pretensions to being a thoroughly
expert judge of all departments of art and science—music,
painting, philosophy, and what not—so much so as
to declare that every man who dissents from one’s pronouncements
ought to be cared for as insane; yet this does
not amount to a delusion of grandeur—in the psychiatric
sense of the term. No such sign of overrating himself was
displayed by Wagner. He respected and honoured the
masters of his art as much as any of his contemporaries
ever did. Which one of the great masters of music was the
greatest of all the ages the psychiatrist, as such, is not competent
to say. Whoever it may have been was probably
fully aware of it, and if he ever betrayed that consciousness,
it was not a mark of insanity. But how very far Wagner
was from overestimating himself is shown in his correspondence,
which demonstrates how little he was occupied with
what he had attained, and how entirely with what he had
still to strive for.
Just as any artist who leaves the well-trodden roads and
breaks new paths is exposed to every imaginable enmity
and misunderstanding, Wagner had to combat persecutions
and hostilities, which, far from being imaginary or delusive,
were so real that it would have been folly to blind himself to
them; and nothing but a rare and precious firmness of character,
and an accurate appreciation of his own inward worth,
could have carried him through all his tribulations to his
eventual triumph.
He left our ruts,
But went on steadily and without deviations.
Only psychiatric amateurs—and not the most observant
or wisest of them either—can possibly mistake the self-consciousness
that marks the developed character for a “delusion
of grandeur.” Stories about boundless “vanity,” a passion
for “divine veneration,” “incense,” and so forth—easily
picked up among the valets and secretaries of any great
man—have no foundation but arbitrary distortions or ignorance
of the facts. As I have already proved, Wagner asked
as little from the great public as did Goethe. In his creating
alone, in his art itself, he found satisfaction and contentment.
“Believe me implicitly,” he wrote to Liszt, “when I
tell you that the only reason of my continuing to live as
long as I have done is the irresistible impulse to complete a
series of works of art which yet have the strength to live
within me. I accurately know that nothing but this creation
and completion gratifies me; and as for the performance of
those works and the seeing them from without, that I can
dispense with well enough.”
The remaining lucubrations of Nordau are limited almost
exclusively to a critique, such as it is, of Wagner’s works,
and are shaped by the principle that whatever Max Nordau
does not like is the work of an insane mind. Wagner’s theoretical
writings, one and all, fail to obtain Nordau’s favour;
therefore Wagner is insane. That Wagner himself recognised
that what he had to say could not be expressed by
words alone, that he saw the inflation of his own style, that
his different writings were composed for special objects, and
finally that Wagner, with the greatest “reluctance” and only
when “driven by need,” betook himself to writing—all this
has little power to bend the inflexible critic. The long and
short of it is that Wagner’s writings do not please Nordau.
Hence it appears that Wagner was a “graphomaniac.” The
trifling contradiction between a man’s being a “graphomaniac”
and his writing with “reluctance” and only when
“driven by need,” is apparent. Graphomania is pretty
nearly the contrary of that. But what difference does that
make? One contradiction more or less is a trifle when one
is as well supplied with them as Herr Nordau. Here is a
sample of Herr Nordau’s manner of employing criticism:
Concerning Wagner’s idea of fusing the different arts into
one great whole, the musical drama, he says: “His art-work
of the future is the art-work of times long past. What he
takes for evolution is a retrogression, and a return to a
primeval human—nay, to a pre-human [!] stage.” One
wonders what put this notion into Herr Nordau’s head.
Does he really believe that “pre-human” beings composed
musical dramas?
Wagner, in one of his articles, speaks repeatedly of the
action of the “head” in contradistinction to that of the
“heart.” He calls speech the language of the “head” and
music that of the “heart.” “The organ of the heart is
music (Ton), and its artistically conscious language is the art
of music.” Every schoolboy can see what is meant. A form
of speech common to all ages and all nations denotes the conative
faculties by the term heart, as opposed to cold, calculating,
speculative understanding—the action of the brain.
But Herr Nordau feels himself called upon to challenge this
figure of speech in the following terms: “But as his mystically
disposed brain was not capable of clearly grasping
the various parts of this intricate idea, and of arranging them
in parallel lines, he entangled himself in the absurdity of an
‘activity of the brain without activity of the heart’; ...
and finally attains to the pure twaddle of calling ‘sound’ the
‘organ of the heart.’”[211]
We have already remarked that Nordau, in the department
of psychiatry, is a mere amateur; so that we must not
expect any accurate application of the concepts of the science
in his writings. Yet, since he writes upon the subject,
it might have been hoped that he would tolerably post himself
in relation to it, and not publish things in the most injudicious
manner. Now, Herr Nordau assures us that in all
Wagner’s writings there is hardly a single page “which will
not puzzle the unbiassed reader, either through some nonsensical
thought or some impossible mode of expression”;
whence one has a right to gather that Nordau has read those
writings. But if that be the fact, how was it possible that
he could totally mistake the purpose of Wagner’s art as it
is expressly and distinctly set forth in numerous places in
his writings? Wagner declares in so many words—not
once, but often, very, very often—that by the “woman” he
never meant the physical, sexual woman; that it gave him
pain when anybody attributed a religious moral to Tannhäuser,
etc. But, notwithstanding these explicit declarations,
Herr Nordau sings again the long-worn-out song about the
“shameless sensuality,” and with a bombastic aping of that
scientific jargon which is defensible only so far as it insures
precision of ideas, talks of Wagner’s “erotomania.” Thus
he says in one place: “It certainly redounds to the high
honour of German public morality that Wagner’s operas
could have been publicly performed without arousing the
greatest scandal. How unperverted must wives and maidens
be when they are in a state of mind to witness these
pieces without blushing crimson and sinking into the earth
for shame! How innocent must even husbands and fathers
be who allow their womankind to go to these representations
of ‘lupanar’ incidents! Evidently the German audiences
entertain no misgivings concerning the actions and
attitudes of Wagnerian personages; they seem to have no
suspicion of the emotions by which they are excited, and
what intentions their words, gestures, and acts denote; and
this explains the peaceful artlessness with which these audiences
follow theatrical scenes during which, among a less
childlike public, no one would dare lift his eyes to his neighbour
or endure his glance. With Wagner amorous excitement
assumes the form of mad delirium. The lovers in his
pieces behave like tomcats gone mad, rolling in contortions
and convulsions over a root of valerian. They reflect a state
of mind in the poet which is well known to the professional
expert. It is a form of Sadism. It is the love of those degenerates
who, in sexual transport, become like wild beasts.
Wagner suffered from ‘erotic madness’ which leads coarse
natures to murder for lust, and inspires ‘higher degenerates’
with works like Die Walküre, Siegfried, and Tristan
und Isolde.”[212]
While Nordau passes by the most important symptoms
of insanity, “the delusion of persecution” and “the delusion
of grandeur,” with startling levity, satisfying himself
with mentioning that they are “known to everybody,” he
tarries to discuss with astonishing thoroughness the erotic
element. Let us here adduce only one or two passages:
“Mysticism is, as we know, always accompanied by eroticism,
especially in the degenerate, whose emotionalism has
its chief source in morbidly excited states of the sexual
centres. Wagner’s imagination is perpetually occupied
with woman. But he never sees her relation to man in the
form of healthy and natural love, which is a benefit and
satisfaction for both lovers. As with all morbid erotics (we
have already remarked this in Verlaine and Tolstoi), woman
presents herself to him as a terrible force of Nature, of which
man is the trembling, helpless victim. The woman that he
knows is the gruesome Astarte of the Semites, the frightful
man-eating Kali Bhagawati of the Hindoos, an apocalyptic
vision of smiling bloodthirstiness, of eternal perdition and
infernal torment, in demoniacally beautiful embodiment....
Wagner’s Elisabeth, Elsa, Senta, and Gertrude are extremely
instructive manifestations of erotic mysticism, in
which the half-unconscious idea is struggling for form—viz.,
that the safety of the sexually crazy degenerate lies in
purity, continence, or in the possession of a wife having no
sort of individuality, no desire and no rights, and hence incapable
of ever proving dangerous to the man. In one of
his first compositions, as in his last, in Tannhäuser as in
Parsifal, he treats of the combat between the man and his
corruptress, the fly versus the spider, and in this way testifies
that for thirty-three years—from youth to old age—the
subject has never been absent from his mind.... Siegfried,
Götterdämmerung, Tristan und Isolde, are exact repetitions
of the essential content of the Walküre. It is always the
dramatic embodiment of the same obsession of the terrors
of love.”[213]
These passages may suffice. At best, they bespeak at
once Nordau’s total misunderstanding of Wagner’s artistic
purpose, and his complete dilettanteism in psychiatric matters.
Of the former truth, scarcely anybody who does not
with might and main shut out the facts and is not ignorant of
Wagner’s own declarations, can be in doubt. Whoever still
insists, after the observations made above, that Wagner, in
the creation of his works of art, was thinking of the sensual,
sexual woman, simply will not understand; and there is no
help for it. As to the latter point, that a man who his whole
life long never showed the slightest indication of sexual
anomalies, who lived in happy marriage and was a tender
husband and father, should be called an “erotomaniac” solely
because love is introduced into his dramas, and that “a morbid
state of excitation of his sexual centres” should be
diagnosed, is the grossest and sheerest nonsense that ever
was. There is scarcely a poet in the whole history of art
whom one might not by the same token stamp as an “erotomaniac.”
Herr Nordau might by the same right just as well have
diagnosed a number of other symptoms from Wagner’s
poems. Why, for example, does the great musician not suffer
from pyromania on the ground of the magic fire in the
Walküre? Why does Nordau not declare him a kleptomaniac,
in view of the numerous thefts in Rheingold?
There would have been quite as much sense in either
diagnosis as in that of erotomania from Tannhäuser. Perhaps
Herr Nordau has overlooked these symptoms, and perhaps
he will do us the pleasure, in the next edition of his
Degeneration, of dishing these up as the latest achievements
of his scientific researches.
Nordau has made the important discovery that Wagner
was born to be a painter, and only missed his vocation in
consequence of his morbid impulses. “Wagner is no
comedian,” he says, “but a born painter. If he had been a
healthy genius, endowed with intellectual equilibrium, that
is what he would undoubtedly have become. His inner
vision would have forced the brush into his hand, and constrained
him to realize it on canvas, by means of colour....
He did not understand his natural impulses. Perhaps, also,
with the feeling of his own deep organic feebleness, he
dreaded the heavy labour of drawing and painting, and,
conformably with the law of least effort, his instinct sought
vent in the theatre, where his inner visions were embodied
by others—the decorative painters, machinists, and actors—without
requiring him to exert himself.” Did anybody
ever hear more luxuriant nonsense? A man who thinks the
labour of painting too severe, takes up the musical drama,
composing himself both the verse and the music, and thus
escapes hard work! Is it possible to make a serious answer
to such silly talk?
Equally astounding is the self-complacency with which
Nordau passes judgment upon Wagner’s music. I, too, am
of the opinion that the judgment of art, especially of those
arts which appeal to the sensitive heart, is not only open to
the theorizing professional, but that the direct sentiment of
the unprejudiced layman ought to be its touchstone. Wagner
himself gives expression to this thought in the Meistersinger,
where Hans Sachs says:
But when a person who “knows nothing of the rules of
the mastersingers” declares both the judgment of an innumerable
multitude of experienced masters and the sentiment
of hundreds of thousands to be “morbid,” solely because he
himself thinks and feels otherwise than they, he only pronounces
judgment upon himself.
It is well known that Wagner revolutionized the form of
opera music. He banished the disconnected interpolated
arias, put a stop to the inartistic license of singers in the
recitativo, introduced a continuous music corresponding
to the dramatical treatment and idea, and endeavoured
through this music to express that for which the spoken
word was inadequate. Of this innovation Nordau says:
“It is a product of degenerate thought; it is musical mysticism.
It is the form in which incapacity for attention
shows itself in music.” After having, in the remainder of
his criticism, illuminated in a similar way the theory of
Wagner’s music, the Leitmotive, the “unending melody,”
etc., he reaches the conclusion that Wagner, “in the inmost
depths of his nature, and by virtue of his organic constitution,
was not a musician, but a confused mixture of a poet
feeble in style and a painter lazy of brush, with a Javanese
‘Gamelang’ accompaniment buzzing in between.”[215]
Concerning the theory of Wagner’s art, others may dispute
with Nordau, if it seems worth their while. But as
to the psychiatric lucubrations by which he reaches the
conclusion that Wagner was insane and a “degenerate,” I
believe that I have characterized them sufficiently, and
that I may spare myself a more minute examination
thereof.
CONCLUSION.
The idea of a universal sickening of the people, of a progressive
“degeneration” of the civilized nations, has not
merely a few defenders, such as those mentioned in this work.
This departure of modern science has found a multitude of
adherents, and the advocates of this doctrine have made the
concept of degeneration a subject of general popular interest.
Beginning with this departure of psychopathology, the doctrine
of a gradual retrogression of mankind, a deterioration,
generation by generation, of the highly civilized peoples,
has extended more and more. Not only in certain professional
circles, but even in the educated lay world, we
hear of a universal derangement of the nervous system, of
a widespread nervous prostration, of mental and bodily
deterioration of the present generation as compared with
our ancestors.
Art and literature, which have ever expressed the metaphysics
of the period, and which consequently now correspond
in form and meaning to modern positivism, show
of late a decided leaning toward the depicting of degenerative
defects of humanity, especially of insanity, as
if they were a characteristic of modern society. Although,
from the time of Homer to our own, insanity has never
dropped from the list of subjects for artistic and poetical
treatment, yet each age has had its own reasons for doing
so, which have always been closely connected with contemporary
metaphysics. In the hallucinatory melancholia
of Orestes, Æschylus painted the rage of the Furies following
and tormenting their victim: “Behold them, like Gorgons
clothed in black, surrounded by the coils of many
serpents.”[216] In Ajax Fureus, who, suddenly seized with a
somnambulic delirium, falls upon the herds of the Achæans
and strangles them with their herdsmen, believing that he
is killing the princes of the host, Sophocles exhibits the
chastening hand of Athene, against whom this bold mortal
had once risen in audacious defiance. The ancient poets
thus painted mental derangements which obviously they
had observed, and painted them in the colouring of mythology,
which was the popular metaphysics of that age,
as a dispensation of a higher power, a punishment of the
angry divinity.
The multitudinous artistic representations of demoniac
possession in the Middle Ages, in myriads of paintings,
frescoes, reliefs, carvings in stone, wood, and ivory, bronzes,
ironwork, goldsmith’s-work, etc., the manifold scenes of
conjurations and diabolic incitements, afford a clear picture
of the insanity of those times. According to Charcot and
Richer,[217] whom we have to thank for their thorough researches
in this field, the dislocations and distortions of
those possessed are quite typical of cases of disease that
may be observed to-day.
The first poet who recognised insanity as a disease and
painted it as such is Shakespeare, whose fine power of observation
far outstripped his age. He who could paint the
world in all its truth and reality, who was able to reproduce
the most diverse characters, unfalsified and true to
Nature, succeeded also in painting in a masterly way mental
derangements in all their typical phenomena, just as we
observe them to-day, and this at a time at which science
was far from a correct recognition of psychical disorders.
In Shakespeare, the derangements of King Lear, Hamlet,
and Lady Macbeth are photographic reproductions of pure
objective experience. They fill out certainly the world of
the poet who painted all human passions with minute fidelity
in his plays, and therefore undertook also to paint according
to his observation the human mind under morbid
obscuration. In these characters, therefore, we have
neither the embodiment of any particular conception of
the universe nor an artistic dressing up of any moral or
doctrine.
It is very different with the portraiture of insanity in our
modern literature. The doctrine of psychiatry has in the
interval grown into a distinct branch of science, and the
observation of the insane is carried on in an exceedingly
thorough and careful manner. In order to paint a case
of insanity according to Nature, an artist no longer needs,
like Shakespeare, to be leagues in advance of his age. He
only need copy a well-reported history of a case, and his
purpose is attained. Consequently the simple description
of psychical disease no longer comes within the domain of
the poet; and if we leave out of view those littérateurs who
have in the practice of their art followed the desire for
originality and sensational effects, we do not find in modern
literature insanity exhibited for the direct interest of it,
but only in so far as it affects individual social relations
and society collectively.
The idea of a universal psychical degeneration, as it is
put forth by many psychiatrists, likewise has its literary
defenders. I have already called Zola a “Nordau in the
shape of a novelist”; and this is also true of other writers
of similar theories. Frau Alving, in Ibsen’s Ghosts, says:
“We are all ghosts.... I can not take up a newspaper without
seeming to see the ghosts slinking between the lines.
Ghosts must live throughout the land. It seems to me they
must be as the sands of the sea.” We seem to be hearing
Herr Nordau pronouncing upon the immanent Völkerdämmerung,
upon the gradual coming and increasing of universal
degeneration among mankind. Nordau considers that
those writers who share his own opinions show, precisely by
that, an infallible mark of their being fools and degenerates.
His master, Lombroso, on the other hand, acknowledges
that Zola and Ibsen “teach the same thing” that he himself
teaches.[218]
It is not Ibsen’s purpose to paint mental sickenings just
as they really are. They are the mere vehicles of his ideas,
especially of the law of heredity, of the influence of a licentious
and dissolute course of life upon the development of
the next generation. Neither the painting of the maladies
nor the selection of those which are represented as transmitted
in procreation correspond to the real facts. But the
writer did not mind that. While Nordau makes this a grave
matter for reproach and even a ground for psychiatric inferences,
Lombroso expressly declares that it is not right to insist
upon scientific accuracy from a poet in his painting of
insanity, but that it is proper for him to proceed cum grano
salis, so as to give his idea an artistic embodiment. At any
rate, the exhibition of the clinical picture, as such, is in
Ibsen altogether a secondary matter, the purpose of the
poetic use of nervous disorders being the moral. Oswald, in
Ghosts, is the victim of the dissipations of his father. Dr.
Rank, in Nora, says: “My poor innocent spine has to expiate
the joyous lieutenant’s life of my father.” He strongly accentuates
the moral: “And so such an inexorable retribution
governs in one way or another every family.” We thus
meet in the poet the same idea that Nordau proclaims—that
of a widespread hereditary sickening—a universal degeneration.
The circumstance that Ibsen makes a quite arbitrary
choice of diseases to exhibit his concept of heredity and degeneration
is not surprising, and as poet he can the less be
reproached for it that he follows in that respect the doctrines
of one school of scientific men. We may smile at
Ibsen’s representing, in Ghosts, general paresis as an hereditary
infliction; in Nora, a disease of the spine, tabes; in The
Wild Duck, a disease of the eyes; but, after all, this entirely
agrees with a certain departure which has lately found place
in psychopathology.
The widespread idea of a universal “degeneration” is in
great part due to the belief that every mental disease and
most nervous sufferings are phenomena of “degeneration”—a
belief which is not only general among the laity, but to
which many psychiatrists incline. At any rate, they place
psychoses in that category which do not belong there at all.
It would result from this opinion that any decided increase
in the frequency of insanity, disproportionate to the growth
of the population, must be a “degeneration,” since, according
to them, almost all mental diseases are consequences of
the process by which a state of “degeneration” is brought
about.
The concept of “degeneration” is, as I have already explained,
that of a morbid condition resulting from perturbations
of growth of the psychical organ. Degenerates are at
a low stage of development; the organic vehicles of their
mental action are either merely at that low stage of growth or
are deformed and misshapen. The degeneration of a whole
people would therefore be due to a universal mental deterioration,
an arrest of the psychical organ, and at last, since
the completely degenerate, the extreme idiots, are incapable
of procreation, if the process which gave rise to the state of
degeneration progressed still further, the race would die
out. But the history of insanity shows that the increase of
it depends in part upon the progress of higher civilization.
A heightened mental action, a refinement and elaboration of
the psychical organism, has for a consequence a greater disposition
to mental derangements. But to infer from this
heightened mental action, or, what comes to the same thing,
from the increased number of cases of derangement which
results from it, that there has been a universal retrogression
of mental development, resulting in a “degeneration” of the
masses, is just as erroneous as to identify the highest refinement
and elaboration of the psychical organism, or genius,
with insanity.
The question of a state of universal degeneration, resulting
from a process of mental decay, must therefore be treated
quite independently from the question of an increase of cases
of insanity. Maladies contracted late in life can not be ascribed
to disturbances of growth, and have nothing to do
with degeneration. When Nordau avers that the diagnosis
of degeneration in Baudelaire was “fortified against all attack”
by the fact that he “died of general paresis,”[219] he
simply shows that he does not know what the word degeneration
means. Paresis is a disease occurring most frequently
in fully developed men, seldom in degenerates, and
never in idiots. Von Krafft-Ebing[220] says of its procatarctic
cause, “It is seldom congenital, hereditary; mostly acquired.”
If, therefore, we limit the concept of degeneration
to such morbid states as can undoubtedly be referred to
perturbations of growth, an increase of mental diseases does
not indicate a progressive degeneration.
The universal opinion that the sudden revolution in all
modes of life, owing to the great inventions of this century—the
railway, the telephone, etc.—have had a bad influence on
the nervous system, has a certain amount of justification. A
number of cases of nervous exhaustion have arisen owing to
this unwonted and overstrained bustle of modern life. But
the importance attributed to these outward causes is too
great by far; and there is especially too much inclination to
exaggerate the sudden change of our modes of life, great as
it undeniably is. From some descriptions of it, one might
think that we had suddenly been carried from the merest
sluggard’s life to the supreme development of higher civilization.
When Nordau says that “the humblest village inhabitant
has to-day a wider geographical horizon, more
numerous and complex intellectual interests, than the prime
minister of a petty or even a second-rate state a century
ago,” and that to-day “a cook receives and sends more letters
than a university professor did formerly,”[221] he simply
indulges in ridiculous exaggeration. I know not what intricate
mental interests Herr Nordau has discovered in the
“humblest village inhabitant.” When he tries to prove this
by saying that the villager “interests himself simultaneously
in the issue of a revolution in Chili, in a bush war in
east Africa, a massacre in north China, a famine in Russia,
a street row in Spain, and an international exhibition in
North America,”[222] he perhaps overestimates somewhat the
mental interests of the “humblest village inhabitant.” I
fancy that the mental interests of the peasantry to-day, as
centuries ago, turn much more on the thriving of their pigs
and calves than on revolutionists in Chili or bushwhackers
in east Africa. At any rate, we may safely assert that the
German peasants are in no present danger of overtaxing
their nervous systems by their “numerous and complex intellectual
interests.”
We must confess that life to-day makes higher demands
upon the individual than in the last century; but it is an
exaggeration for Nordau to maintain that every single man
does from five to five-and-twenty times as much work as he
would have done half a century ago. On the whole, more is
accomplished now than used to be done, because, thanks to
the great inventions, a workman can now do more in one
hour than ten workmen could do in a whole day a century
ago. But the expenditure of strength of any one man is not
very much greater.
The mental work of the “upper ten thousand,” who are
now supposed to be in a state of degeneration, has certainly
not been so monstrously increased as many are disposed to
think. Besides, mere work does not wear out the nervous
system nearly so much as the agitations of the emotions connected
with the intensification of the battle of life. These
things have, as I have elsewhere shown, an important influence
upon the bodily functions, especially those of the vascular
system, and thus upon the entire work of nutrition.
Wundt[223] says: “Care and sorrow influence nutrition by enduring
limitation of the entrance of air and blood.” Quiet
intellectual work, even if conjoined with great effort, does
far less harm to the nervous system than do such emotions
as affliction and anxiety.
Had we, therefore, any reason to presume a universal degeneration
of the highly civilized nations, the causes of it
should be sought, above all, in the intensification of the
daily battle of life, with its train of depressing emotions and
anxieties. The increased impressions of the senses, and the
heightened demands upon the resistance of the nervous system,
occasioned by the sudden revolution—when they do
not bring about serious emotional disturbances, vexations,
etc.—may cause some fatigue, but are matters to which the
human organism quickly becomes habituated by the law of
adaptation.
Our social relations undoubtedly draw more upon the
powers of the individual than did those of a century ago.
Yet that generation likewise thought its tasks more difficult
than those of its forefathers. We can not conceive that our
grade of civilization determines the limits of human capacity.
The demands which will be put upon the life of coming
generations will probably be far greater yet; but the human
system will contrive to adapt itself to those demands.
The weak will go to the wall; the strong will mount to
higher grades of development. This law of adaptation and
of further development always has operated in Nature, and
will still continue to do so.
The arguments of which the sectaries of universal degeneration
avail themselves are, as we have seen in the
course of our investigations, by no means demonstrative.
They rest partly upon erroneous doctrines and partly upon a
quite amateurish apprehension of psychological and psychiatrical
concepts. Philosophy, art, and literature, in which
Nordau thinks he sees signs of universal degeneration, are
merely the expression of the modern metaphysics, of religious
scepticism, and of philosophical positivism.
Moreover, by a very remarkable contradiction, Nordau
himself destroys his whole theory. After having characterized
modern art as the principal evidence of universal degeneration,
he declares, at the conclusion of his work, that
it constitutes a forward step in human development. He
says: “The fable and the fairy tale were once the highest
productions of the human mind.... To-day they represent
a species of literature only cultivated for the nursery.
The verse—which by rhythm, figurative expression, and
rhyme, trebly betrays its origin in the stimulation of
rhythmically functioning subordinate organs, in associations
of ideas working according to external similitudes,
and in that working according to consonance—was originally
the only form of literature. To-day it is only employed
for purely emotional portrayal; for all other purposes
it has been conquered by prose, and indeed has
almost passed into the condition of an atavistic language.
Under our very eyes the novel is being increasingly degraded,
serious and highly cultivated men scarcely deeming
it worthy of attention, and it appeals more and more exclusively
to the young and to women.”[224] According to
this, we must presume that our art, which has already
“conquered” its earlier form, stands upon a higher grade
of development, so that there can be no question of degeneration
in it. But the idea that the poetry of a Homer, a
Dante, a Goethe, has proceeded “from the stimulation of
rhythmically functioning, subordinate organs,” and that it
ought to-day to be considered as in “the condition of an
atavistic language,” is as ridiculous as the contrary thesis of
the degeneration of modern art. No subordinate organs,
but the idealistic universe-conception of the times, dictated
the form of art in each period of the world’s history.
When Nordau asserts that—in case his “therapy” is
considered and humanity is thus protected from further
arrest and degeneration—“after some centuries art and
poetry will have become pure atavisms, and will no longer
be cultivated except by the most emotional portion of
humanity—by women, by the young, perhaps even by
children,”[225] his assertion rests upon ignorance of the psychical
constitution of those heroes of the mind whom we call
geniuses. Whoever does not persist in the attitude of
Moreau and with him stigmatizes genius as a morbid condition,
will see that, with the further mental development of
humanity, creative genius will continue to produce, as it
always has been producing. In discussing the psychology
of genius we have seen that “the artist of genius does not
create because he would, but because he must.” Hence
art will continue to subsist as long as there are men upon
the earth.
As to the form which the art of future centuries is to
assume, all possibility of divining it fails us. We know that
it is always dependent upon the contemporary conception
of the universe. But how this will shape itself in the distant
future we can not know. It were therefore a vain
proceeding to discuss the subject, or to express any decided
opinion about the matter.
According to our investigations, we must necessarily
come to the conclusion that the authors mentioned have
adduced no proof of the alleged universal degeneration in
the highly civilized nations. Mankind is not in a “black
plague of degeneration”; and the world has as little need
to be scared by stories of the Völkerdämmerung as by the
prophecy of Herr Falb about the immanent destruction of
our planet. On the other hand, the further development of
mankind will be greatly benefited if the teachings of science
are attended to and the various baneful influences that act
upon the nervous system are combated. In that way increase
of insanity may be prevented, and a sane and well-developed
posterity insured.
Printed from American Plates Ballantyne, Hanson & Co. London & Edinburgh
FOOTNOTES — Transcriber’s Notes
[1]
Compare the report of the yearly meeting of the Association of German
Alienists, at Frankfurt a. M., 1893. Report upon Psychiatry and the Care of
Souls, by Siemens.
[2]Theorie der schönen Künste, 3d ed., 1798. Article, Genie.
[3]
L’Abbé Du Bos. Réflexions critiques sur la poésie et sur la peinture, 2d part,
section 1. “On appelle génie, l’aptitude qu’un homme a reçu de la nature pour
faire bien et facilement certaines choses que les autres ne sauroient faire que très
mal, même en prenant beaucoup de peine.”
[4]Theorie der schönen Künste und Wissenschaften, ed. of 1767, p. 391.
[10]Psychologie des grands hommes. Originally published in the Revue Philosophique.
[11]
Ferdinand Christoph Weise. Allgemeine Theorie des Genies.
[12]
An Essay on Genius, 1774. “Genius is properly the faculty of invention, by
means of which a man is qualified for making new discoveries in science, or for
producing original works of art. We may ascribe taste, judgment, or knowledge
to a man who is incapable of invention, but we can not reckon him as a man of
genius. In order to determine how far he merits this character (!) we must inquire
whether he has discovered any new principle in science, or has invented any new
art, or has carried those arts that are already practised to a higher degree of perfection
than former masters; or whether, at least, he has, in matters of science, improved
upon the discoveries of his predecessors, or reduced principles formerly
known to a greater degree of simplicity and consistency, or traced them through a
train of consequences hitherto unknown; or in the arts, whether he has designed
some new work different from those of his predecessors, though not perhaps excelling
them (!). Whatever falls short of this is servile imitation or a dull effort of
plodding industry, which, as not implying invention, can be deemed no proof of
genius, whatever capacity, skill, or diligence it may evidence. But if a man shows
invention, no intellectual defects (!) which his performance may betray can forfeit
his claim to genius. His invention may be irregular, wild, undisciplined; but
still it is regarded as an infallible mark of real natural genius (!), and the degree of
this faculty that we ascribe to him is always in proportion to the novelty, the difficulty,
and the dignity of his inventions.”
[20]
“To gain an exact definition of the word genius, and in general of the aggregate
of different names given to mind, we must rise to wider ideas, and for this
purpose we must lend an attentive ear to the judgments of the public.... The
public ranks as men of genius alike the Descartes, the Newtons, the Lockes, the
Montesquieus, the Corneilles, the Molières, etc. The name genius given to men so
different supposes that there is some common quality in which they agree.”
[26]
1773, April 20. “Il faut avouer que dans les arts de génie, tout est l’ouvrage
de l’instinct. Corneille fit la scène d’Horace et de Curiace comme un oiseau fait
son nid, à cela près qu’un oiseau fait toujours bien, et qu’il n’en est pas de même de
nous autres chétifs.”
[75]
The Æsthetician Vischer says: “The man endowed with fancy is in the
midst of the world truly solitary, for the one which he at present peacefully
warms in his bosom is his world; and the empirical world has surrendered all its
significance to this microcosm. Thus he is indifferent to the things about him,
and seems to be out of himself. The reason is, that he is quite within himself, but
in such a way that he does not distinguish subject and object within himself.
What has come upon him is that the object and his subjective life ferment together;
and he now listens unconsciously to this inward singing, sounding, and
weaving.” Vol. ii, p. 345.
[84]v. Krafft-Ebing. Lehrbuch der Psychiatrie, 4th ed.
[85]
Compare von Krafft-Ebing, p. 179: “Wonderful as it is, cases adduced by
von Flemming, Ruer, and Demeaux prove the fact that even children of otherwise
temperate parents, whose copulation took place in a fateful hour of drunkenness,
are extremely disposed to mental derangement, especially to diseases of the nerves.
This bad interferential effect may show itself from birth as inborn imbecility
(Schwach und Blödsinn).”
[86]Psychiatrische Vorlesungen von Magnan. Transl. by P. J. Möbius.
[106]
Calmeil. Der Wahnsinn in den vier letzten Jahrhunderten. Nach dem
Französischen bearbeitet von Leubusch.
[107]
Calmeil, op. cit., p. 30. He cites Annales Flandicorum, ed. Jacob Meyer, lib.
xvi; Monstrelet, Chroniques, book ii; Del Rio, Disquisitiones magicarum, etc., p.
821; J. Wier, Opera Omnia, p. 205.
[108]
Nider. In Malleo Maleficarum, vol. i, p. 719.
[119]
The reader is especially referred to G. Guinon’s article on Les agents provocateurs
de l’hystérie. Le Progrès Médical, Paris, 1889.
[120]Delancre. Tableau de l’inconstance des mauvais anges et démons, Paris, 1613;
P. Delancre. L’incrédulité et mécréance pleinement convaincue, etc., Paris, 1622.
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