This Essay was written for the
Chancellor’s English Essay Prize at Oxford in 1879, the
subject being ‘Historical Criticism among the
Ancients.’ The prize was not awarded. To
Professor J. W. Mackail thanks are due for revising the
proofs.
Historical criticism nowhere occurs
as an isolated fact in the civilisation or literature of any
people. It is part of that complex working towards freedom
which may be described as the revolt against authority. It
is merely one facet of that speculative spirit of an innovation,
which in the sphere of action produces democracy and revolution,
and in that of thought is the parent of philosophy and physical
science; and its importance as a factor of progress is based not
so much on the results it attains, as on the tone of thought
which it represents, and the method by which it works.
Being thus the resultant of forces essentially revolutionary,
it is not to be found in the ancient world among the material
despotisms of Asia or the stationary civilisation of Egypt.
The clay cylinders of Assyria and Babylon, the hieroglyphics of
the pyramids, form not history but the material for history.
The Chinese annals, ascending as they do to the barbarous
forest life of the nation, are marked with a soberness of
judgment, a freedom from invention, which is almost unparalleled
in the writings of any people; but the protective spirit which is
the characteristic of that people proved as fatal to their
literature as to their commerce. Free criticism is as
unknown as free trade. While as regards the Hindus, their
acute, analytical and logical mind is directed rather to grammar,
criticism and philosophy than to history or chronology.
Indeed, in history their imagination seems to have run wild,
legend and fact are so indissolubly mingled together that any
attempt to separate them seems vain. If we except the
identification of the Greek Sandracottus with the Indian
Chandragupta, we have really no clue by which we can test the
truth of their writings or examine their method of
investigation.
It is among the Hellenic branch of the Indo-Germanic race that
history proper is to be found, as well as the spirit of
historical criticism; among that wonderful offshoot of the
primitive Aryans, whom we call by the name of Greeks and to whom,
as has been well said, we owe all that moves in the world except
the blind forces of nature.
For, from the day when they left the chill table-lands of
Tibet and journeyed, a nomad people, to Ægean shores, the
characteristic of their nature has been the search for light, and
the spirit of historical criticism is part of that wonderful
Aufklärung or illumination of the intellect which seems to
have burst on the Greek race like a great flood of light about
the sixth century B.C.
L’esprit d’un siècle ne naît pas
et ne meurt pas à jour fixe, and the first critic is
perhaps as difficult to discover as the first man. It is
from democracy that the spirit of criticism borrows its
intolerance of dogmatic authority, from physical science the
alluring analogies of law and order, from philosophy the
conception of an essential unity underlying the complex
manifestations of phenomena. It appears first rather as a
changed attitude of mind than as a principle of research, and its
earliest influences are to be found in the sacred writings.
For men begin to doubt in questions of religion first, and
then in matters of more secular interest; and as regards the
nature of the spirit of historical criticism itself in its
ultimate development, it is not confined merely to the empirical
method of ascertaining whether an event happened or not, but is
concerned also with the investigation into the causes of events,
the general relations which phenomena of life hold to one
another, and in its ultimate development passes into the wider
question of the philosophy of history.
Now, while the workings of historical criticism in these two
spheres of sacred and uninspired history are essentially
manifestations of the same spirit, yet their methods are so
different, the canons of evidence so entirely separate, and the
motives in each case so unconnected, that it will be necessary
for a clear estimation of the progress of Greek thought, that we
should consider these two questions entirely apart from one
another. I shall then in both cases take the succession of
writers in their chronological order as representing the rational
order—not that the succession of time is always the
succession of ideas, or that dialectics moves ever in the
straight line in which Hegel conceives its advance. In
Greek thought, as elsewhere, there are periods of stagnation and
apparent retrogression, yet their intellectual development, not
merely in the question of historical criticism, but in their art,
their poetry and their philosophy, seems so essentially normal,
so free from all disturbing external influences, so peculiarly
rational, that in following in the footsteps of time we shall
really be progressing in the order sanctioned by reason.
At an early period in their
intellectual development the Greeks reached that critical point
in the history of every civilised nation, when speculative
invades the domain of revealed truth, when the spiritual ideas of
the people can no longer be satisfied by the lower, material
conceptions of their inspired writers, and when men find it
impossible to pour the new wine of free thought into the old
bottles of a narrow and a trammelling creed.
From their Aryan ancestors they had received the fatal legacy
of a mythology stained with immoral and monstrous stories which
strove to hide the rational order of nature in a chaos of
miracles, and to mar by imputed wickedness the perfection of
God’s nature—a very shirt of Nessos in which the
Heracles of rationalism barely escaped annihilation. Now
while undoubtedly the speculations of Thales, and the alluring
analogies of law and order afforded by physical science, were
most important forces in encouraging the rise of the spirit of
scepticism, yet it was on its ethical side that the Greek
mythology was chiefly open to attack.
It is difficult to shake the popular belief in miracles, but
no man will admit sin and immorality as attributes of the Ideal
he worships; so the first symptoms of a new order of thought are
shown in the passionate outcries of Xenophanes and Heraclitos
against the evil things said by Homer of the sons of God; and in
the story told of Pythagoras, how that he saw tortured in Hell
the ‘two founders of Greek theology,’ we can
recognise the rise of the Aufklärung as clearly as we see
the Reformation foreshadowed in the Inferno of Dante.
Any honest belief, then, in the plain truth of these stories
soon succumbed before the destructive effects of the a
priori ethical criticism of this school; but the orthodox
party, as is its custom, found immediately a convenient shelter
under the ægis of the doctrine of metaphors and concealed
meanings.
To this allegorical school the tale of the fight around the
walls of Troy was a mystery, behind which, as behind a veil, were
hidden certain moral and physical truths. The contest
between Athena and Ares was that eternal contest between rational
thought and the brute force of ignorance; the arrows which
rattled in the quiver of the ‘Far Darter’ were no
longer the instruments of vengeance shot from the golden bow of
the child of God, but the common rays of the sun, which was
itself nothing but a mere inert mass of burning metal.
Modern investigation, with the ruthlessness of Philistine
analysis, has ultimately brought Helen of Troy down to a symbol
of the dawn. There were Philistines among the Greeks also
who saw in the ἄναξ
ἀδρῶν a mere metaphor for
atmospheric power.
Now while this tendency to look for metaphors and hidden
meanings must be ranked as one of the germs of historical
criticism, yet it was essentially unscientific. Its
inherent weakness is clearly pointed out by Plato, who showed
that while this theory will no doubt explain many of the current
legends, yet, if it is to be appealed to at all, it must be as a
universal principle; a position he is by no means prepared to
admit.
Like many other great principles it suffered from its
disciples, and furnished its own refutation when the web of
Penelope was analysed into a metaphor of the rules of formal
logic, the warp representing the premises, and the woof the
conclusion.
Rejecting, then, the allegorical interpretation of the sacred
writings as an essentially dangerous method, proving either too
much or too little, Plato himself returns to the earlier mode of
attack, and re-writes history with a didactic purpose, laying
down certain ethical canons of historical criticism. God is
good; God is just; God is true; God is without the common
passions of men. These are the tests to which we are to
bring the stories of the Greek religion.
‘God predestines no men to ruin, nor sends destruction
on innocent cities; He never walks the earth in strange disguise,
nor has to mourn for the death of any well-beloved son.
Away with the tears for Sarpedon, the lying dream sent to
Agamemnon, and the story of the broken covenant!’
(Plato, Republic, Book ii. 380; iii. 388, 391.)
Similar ethical canons are applied to the accounts of the
heroes of the days of old, and by the same a priori
principles Achilles is rescued from the charges of avarice and
insolence in a passage which may be recited as the earliest
instance of that ‘whitewashing of great men,’ as it
has been called, which is so popular in our own day, when
Catiline and Clodius are represented as honest and far-seeing
politicians, when eine edle und gute Natur is claimed for
Tiberius, and Nero is rescued from his heritage of infamy as an
accomplished dilettante whose moral aberrations are more
than excused by his exquisite artistic sense and charming tenor
voice.
But besides the allegorising principle of interpretation, and
the ethical reconstruction of history, there was a third theory,
which may be called the semi-historical, and which goes by the
name of Euhemeros, though he was by no means the first to
propound it.
Appealing to a fictitious monument which he declared that he
had discovered in the island of Panchaia, and which purported to
be a column erected by Zeus, and detailing the incidents of his
reign on earth, this shallow thinker attempted to show that the
gods and heroes of ancient Greece were ‘mere ordinary
mortals, whose achievements had been a good deal exaggerated and
misrepresented,’ and that the proper canon of historical
criticism as regards the treatment of myths was to rationalise
the incredible, and to present the plausible residuum as actual
truth.
To him and his school, the centaurs, for instance, those
mythical sons of the storm, strange links between the lives of
men and animals, were merely some youths from the village of
Nephele in Thessaly, distinguished for their sporting tastes; the
‘living harvest of panoplied knights,’ which sprang
so mystically from the dragon’s teeth, a body of mercenary
troops supported by the profits on a successful speculation in
ivory; and Actæon, an ordinary master of hounds, who,
living before the days of subscription, was eaten out of house
and home by the expenses of his kennel.
Now, that under the glamour of myth and legend some substratum
of historical fact may lie, is a proposition rendered extremely
probable by the modern investigations into the workings of the
mythopœic spirit in post-Christian times. Charlemagne
and Roland, St. Francis and William Tell, are none the less real
personages because their histories are filled with much that is
fictitious and incredible, but in all cases what is essentially
necessary is some external corroboration, such as is afforded by
the mention of Roland and Roncesvalles in the chronicles of
England, or (in the sphere of Greek legend) by the excavations of
Hissarlik. But to rob a mythical narrative of its kernel of
supernatural elements, and to present the dry husk thus obtained
as historical fact, is, as has been well said, to mistake
entirely the true method of investigation and to identify
plausibility with truth.
And as regards the critical point urged by Palaiphatos,
Strabo, and Polybius, that pure invention on Homer’s part
is inconceivable, we may without scruple allow it, for myths,
like constitutions, grow gradually, and are not formed in a
day. But between a poet’s deliberate creation and
historical accuracy there is a wide field of the mythopœic
faculty.
This Euhemeristic theory was welcomed as an essentially
philosophical and critical method by the unscientific Romans, to
whom it was introduced by the poet Ennius, that pioneer of
cosmopolitan Hellenicism, and it continued to characterise the
tone of ancient thought on the question of the treatment of
mythology till the rise of Christianity, when it was turned by
such writers as Augustine and Minucius Felix into a formidable
weapon of attack on Paganism. It was then abandoned by all
those who still bent the knee to Athena or to Zeus, and a general
return, aided by the philosophic mystics of Alexandria, to the
allegorising principle of interpretation took place, as the only
means of saving the deities of Olympus from the Titan assaults of
the new Galilean God. In what vain defence, the statue of
Mary set in the heart of the Pantheon can best tell us.
Religions, however, may be absorbed, but they never are
disproved, and the stories of the Greek mythology, spiritualised
by the purifying influence of Christianity, reappear in many of
the southern parts of Europe in our own day. The old fable
that the Greek gods took service with the new religion under
assumed names has more truth in it than the many care to
discover.
Having now traced the progress of historical criticism in the
special treatment of myth and legend, I shall proceed to
investigate the form in which the same spirit manifested itself
as regards what one may term secular history and secular
historians. The field traversed will be found to be in some
respects the same, but the mental attitude, the spirit, the
motive of investigation are all changed.
There were heroes before the son of Atreus and historians
before Herodotus, yet the latter is rightly hailed as the father
of history, for in him we discover not merely the empirical
connection of cause and effect, but that constant reference to
Laws, which is the characteristic of the historian proper.
For all history must be essentially universal; not in the
sense of comprising all the synchronous events of the past time,
but through the universality of the principles employed.
And the great conceptions which unify the work of Herodotus are
such as even modern thought has not yet rejected. The
immediate government of the world by God, the nemesis and
punishment which sin and pride invariably bring with them, the
revealing of God’s purpose to His people by signs and
omens, by miracles and by prophecy; these are to Herodotus the
laws which govern the phenomena of history. He is
essentially the type of supernatural historian; his eyes are ever
strained to discern the Spirit of God moving over the face of the
waters of life; he is more concerned with final than with
efficient causes.
Yet we can discern in him the rise of that historic
sense which is the rational antecedent of the science of
historical criticism, the
φυσικὸν
κριτήριον, to use
the words of a Greek writer, as opposed to that which comes
either τέχνη or
διδαχῇ.
He has passed through the valley of faith and has caught a
glimpse of the sunlit heights of Reason; but like all those who,
while accepting the supernatural, yet attempt to apply the canons
of rationalism, he is essentially inconsistent. For the
better apprehension of the character of this historic sense in
Herodotus it will be necessary to examine at some length the
various forms of criticism in which it manifests itself.
Such fabulous stories as that of the Phoenix, of the
goat-footed men, of the headless beings with eyes in their
breasts, of the men who slept six months in the year
(τοῦτο οὐκ
ἐνδέχομαι
ηὴν ἀρχήν), of the
wer-wolf of the Neuri, and the like, are entirely rejected by him
as being opposed to the ordinary experience of life, and to those
natural laws whose universal influence the early Greek physical
philosophers had already made known to the world of
thought. Other legends, such as the suckling of Cyrus by a
bitch, or the feather-rain of northern Europe, are rationalised
and explained into a woman’s name and a fall of snow.
The supernatural origin of the Scythian nation, from the union of
Hercules and the monstrous Echidna, is set aside by him for the
more probable account that they were a nomad tribe driven by the
Massagetæ from Asia; and he appeals to the local names of
their country as proof of the fact that the Kimmerians were the
original possessors.
But in the case of Herodotus it will be more instructive to
pass on from points like these to those questions of general
probability, the true apprehension of which depends rather on a
certain quality of mind than on any possibility of formulated
rules, questions which form no unimportant part of scientific
history; for it must be remembered always that the canons of
historical criticism are essentially different from those of
judicial evidence, for they cannot, like the latter, be made
plain to every ordinary mind, but appeal to a certain historical
faculty founded on the experience of life. Besides, the
rules for the reception of evidence in courts of law are purely
stationary, while the science of historical probability is
essentially progressive, and changes with the advancing spirit of
each age.
Now, of all the speculative canons of historical criticism,
none is more important than that which rests on psychological
probability.
Arguing from his knowledge of human nature, Herodotus rejects
the presence of Helen within the walls of Troy. Had she
been there, he says, Priam and his kinsmen would never have been
so mad
(φρενοβλαβεῖς)
as not to give her up, when they and their children and their
city were in such peril (ii. 118); and as regards the authority
of Homer, some incidental passages in his poem show that he knew
of Helen’s sojourn in Egypt during the siege, but selected
the other story as being a more suitable motive for an
epic. Similarly he does not believe that the
Alcmæonidæ family, a family who had always been the
haters of tyranny
(μισοτύραννοι),
and to whom, even more than to Harmodios and Aristogeiton, Athens
owed its liberty, would ever have been so treacherous as to hold
up a shield after the battle of Marathon as a signal for the
Persian host to fall on the city. A shield, he
acknowledges, was held up, but it could not possibly have been
done by such friends of liberty as the house of Alcmæon;
nor will he believe that a great king like Rhampsinitus would
have sent his daughter
κατίσαι
ἐπ’
οἰκήματος.
Elsewhere he argues from more general considerations of
probability; a Greek courtesan like Rhodopis would hardly have
been rich enough to build a pyramid, and, besides, on
chronological grounds the story is impossible (ii. 134).
In another passage (ii. 63), after giving an account of the
forcible entry of the priests of Ares into the chapel of the
god’s mother, which seems to have been a sort of religious
faction fight where sticks were freely used
(μάχη
ξύλοισι
καρτερή), ‘I feel
sure,’ he says, ‘that many of them died from getting
their heads broken, notwithstanding the assertions of the
Egyptian priests to the contrary.’ There is also
something charmingly naïve in the account he gives of the
celebrated Greek swimmer who dived a distance of eighty stadia to
give his countrymen warning of the Persian advance.
‘If, however,’ he says, ‘I may offer an opinion
on the subject, I would say that he came in a boat.’
There is, of course, something a little trivial in some of the
instances I have quoted; but in a writer like Herodotus, who
stands on the borderland between faith and rationalism, one likes
to note even the most minute instances of the rise of the
critical and sceptical spirit of inquiry.
How really strange, at base, it was with him may, I think, be
shown by a reference to those passages where he applies
rationalistic tests to matters connected with religion. He
nowhere, indeed, grapples with the moral and scientific
difficulties of the Greek Bible; and where he rejects as
incredible the marvellous achievements of Hercules in Egypt, he
does so on the express grounds that he had not yet been received
among the gods, and so was still subject to the ordinary
conditions of mortal life (ἔτι
ἄνθρωπον
ἐόντα).
Even within these limits, however, his religious conscience
seems to have been troubled at such daring rationalism, and the
passage (ii. 45) concludes with a pious hope that God will pardon
him for having gone so far, the great rationalistic passage
being, of course, that in which he rejects the mythical account
of the foundation of Dodona. ‘How can a dove speak
with a human voice?’ he asks, and rationalises the bird
into a foreign princess.
Similarly he seems more inclined to believe that the great
storm at the beginning of the Persian War ceased from ordinary
atmospheric causes, and not in consequence of the incantations of
the Magians. He calls Melampos, whom the majority of
the Greeks looked on as an inspired prophet, ‘a clever man
who had acquired for himself the art of prophecy’; and as
regards the miracle told of the Æginetan statues of the
primeval deities of Damia and Auxesia, that they fell on their
knees when the sacrilegious Athenians strove to carry them off,
‘any one may believe it,’ he says, ‘who likes,
but as for myself, I place no credence in the tale.’
So much then for the rationalistic spirit of historical
criticism, as far as it appears explicitly in the works of this
great and philosophic writer; but for an adequate appreciation of
his position we must also note how conscious he was of the value
of documentary evidence, of the use of inscriptions, of the
importance of the poets as throwing light on manners and customs
as well as on historical incidents. No writer of any age
has more vividly recognised the fact that history is a matter of
evidence, and that it is as necessary for the historian to state
his authority as it is to produce one’s witnesses in a
court of law.
While, however, we can discern in Herodotus the rise of an
historic sense, we must not blind ourselves to the large amount
of instances where he receives supernatural influences as part of
the ordinary forces of life. Compared to Thucydides, who
succeeded him in the development of history, he appears almost
like a mediæval writer matched with a modern
rationalist. For, contemporary though they were, between
these two authors there is an infinite chasm of thought.
The essential difference of their methods may be best
illustrated from those passages where they treat of the same
subject. The execution of the Spartan heralds, Nicolaos and
Aneristos, during the Peloponnesian War is regarded by Herodotus
as one of the most supernatural instances of the workings of
nemesis and the wrath of an outraged hero; while the lengthened
siege and ultimate fall of Troy was brought about by the avenging
hand of God desiring to manifest unto men the mighty penalties
which always follow upon mighty sins. But Thucydides either
sees not, or desires not to see, in either of these events the
finger of Providence, or the punishment of wicked doers.
The death of the heralds is merely an Athenian retaliation for
similar outrages committed by the opposite side; the long agony
of the ten years’ siege is due merely to the want of a good
commissariat in the Greek army; while the fall of the city is the
result of a united military attack consequent on a good supply of
provisions.
Now, it is to be observed that in this latter passage, as well
as elsewhere, Thucydides is in no sense of the word a sceptic as
regards his attitude towards the truth of these ancient
legends.
Agamemnon and Atreus, Theseus and Eurystheus, even Minos,
about whom Herodotus has some doubts, are to him as real
personages as Alcibiades or Gylippus. The points in his
historical criticism of the past are, first, his rejection of all
extra-natural interference, and, secondly, the attributing to
these ancient heroes the motives and modes of thought of his own
day. The present was to him the key to the explanation of
the past, as it was to the prediction of the future.
Now, as regards his attitude towards the supernatural he is at
one with modern science. We too know that, just as the
primeval coal-beds reveal to us the traces of rain-drops and
other atmospheric phenomena similar to those of our own day, so,
in estimating the history of the past, the introduction of no
force must be allowed whose workings we cannot observe among the
phenomena around us. To lay down canons of ultra-historical
credibility for the explanation of events which happen to have
preceded us by a few thousand years, is as thoroughly
unscientific as it is to intermingle preternatural in geological
theories.
Whatever the canons of art may be, no difficulty in history is
so great as to warrant the introduction of a spirit of spirit
θεὸς ἀπὸ
μηχανῆς, in the sense of a
violation of the laws of nature.
Upon the other point, however, Thucydides falls into an
anachronism. To refuse to allow the workings of chivalrous
and self-denying motives among the knights of the Trojan crusade,
because he saw none in the faction-loving Athenian of his own
day, is to show an entire ignorance of the various
characteristics of human nature developing under different
circumstances, and to deny to a primitive chieftain like
Agamemnon that authority founded on opinion, to which we give the
name of divine right, is to fall into an historical error quite
as gross as attributing to Atreus the courting of the populace
(τεθεραπευκότα
τὸν δῆμον) with a view
to the Mycenean throne.
The general method of historical criticism pursued by
Thucydides having been thus indicated, it remains to proceed more
into detail as regards those particular points where he claims
for himself a more rational method of estimating evidence than
either the public or his predecessors possessed.
‘So little pains,’ he remarks, ‘do the
vulgar take in the investigation of truth, satisfied with their
preconceived opinions,’ that the majority of the Greeks
believe in a Pitanate cohort of the Spartan army and in a double
vote being the prerogative of the Spartan kings, neither of which
opinions has any foundation in fact. But the chief point on
which he lays stress as evincing the ‘uncritical way with
which men receive legends, even the legends of their own
country,’ is the entire baselessness of the common Athenian
tradition in which Harmodios and Aristogeiton were represented as
the patriotic liberators of Athens from the Peisistratid
tyranny. So far, he points out, from the love of freedom
being their motive, both of them were influenced by merely
personal considerations, Aristogeiton being jealous of
Hipparchos’ attention to Harmodios, then a beautiful boy in
the flower of Greek loveliness, while the latter’s
indignation was aroused by an insult offered to his sister by the
prince.
Their motives, then, were personal revenge, while the result
of their conspiracy served only to rivet more tightly the chains
of servitude which bound Athens to the Peisistratid house, for
Hipparchos, whom they killed, was only the tyrant’s younger
brother, and not the tyrant himself.
To prove his theory that Hippias was the elder, he appeals to
the evidence afforded by a public inscription in which his name
occurs immediately after that of his father, a point which he
thinks shows that he was the eldest, and so the heir. This
view he further corroborates by another inscription, on the altar
of Apollo, which mentions the children of Hippias and not those
of his brothers; ‘for it was natural for the eldest to be
married first’; and besides this, on the score of general
probability he points out that, had Hippias been the younger, he
would not have so easily obtained the tyranny on the death of
Hipparchos.
Now, what is important in Thucydides, as evinced in the
treatment of legend generally, is not the results he arrived at,
but the method by which he works. The first great
rationalistic historian, he may be said to have paved the way for
all those who followed after him, though it must always be
remembered that, while the total absence in his pages of all the
mystical paraphernalia of the supernatural theory of life is an
advance in the progress of rationalism, and an era in scientific
history, whose importance could never be over-estimated, yet we
find along with it a total absence of any mention of those
various social and economical forces which form such important
factors in the evolution of the world, and to which Herodotus
rightly gave great prominence in his immortal work. The
history of Thucydides is essentially one-sided and
incomplete. The intricate details of sieges and battles,
subjects with which the historian proper has really nothing to do
except so far as they may throw light on the spirit of the age,
we would readily exchange for some notice of the condition of
private society in Athens, or the influence and position of
women.
There is an advance in the method of historical criticism;
there is an advance in the conception and motive of history
itself; for in Thucydides we may discern that natural reaction
against the intrusion of didactic and theological considerations
into the sphere of the pure intellect, the spirit of which may be
found in the Euripidean treatment of tragedy and the later
schools of art, as well as in the Platonic conception of
science.
History, no doubt, has splendid lessons for our instruction,
just as all good art comes to us as the herald of the noblest
truth. But, to set before either the painter or the
historian the inculcation of moral lessons as an aim to be
consciously pursued, is to miss entirely the true motive and
characteristic both of art and history, which is in the one case
the creation of beauty, in the other the discovery of the laws of
the evolution of progress: Il ne faut demander de l’Art
que l’Art, du passé que le
passé.
Herodotus wrote to illustrate the wonderful ways of Providence
and the nemesis that falls on sin, and his work is a good example
of the truth that nothing can dispense with criticism so much as
a moral aim. Thucydides has no creed to preach, no doctrine
to prove. He analyses the results which follow inevitably
from certain antecedents, in order that on a recurrence of the
same crisis men may know how to act.
His object was to discover the laws of the past so as to serve
as a light to illumine the future. We must not confuse the
recognition of the utility of history with any ideas of a
didactic aim. Two points more in Thucydides remain for our
consideration: his treatment of the rise of Greek civilisation,
and of the primitive condition of Hellas, as well as the question
how far can he be said really to have recognised the existence of
laws regulating the complex phenomena of life.
The investigation into the two
great problems of the origin of society and the philosophy of
history occupies such an important position in the evolution of
Greek thought that, to obtain any clear view of the workings of
the critical spirit, it will be necessary to trace at some length
their rise and scientific development as evinced not merely in
the works of historians proper, but also in the philosophical
treatises of Plato and Aristotle. The important position
which these two great thinkers occupy in the progress of
historical criticism can hardly be over-estimated. I do not
mean merely as regards their treatment of the Greek Bible, and
Plato’s endeavours to purge sacred history of its
immorality by the application of ethical canons at the time when
Aristotle was beginning to undermine the basis of miracles by his
scientific conception of law, but with reference to these two
wider questions of the rise of civil institutions and the
philosophy of history.
And first, as regards the current theories of the primitive
condition of society, there was a wide divergence of opinion in
Hellenic society, just as there is now. For while the
majority of the orthodox public, of whom Hesiod may be taken as
the representative, looked back, as a great many of our own day
still do, to a fabulous age of innocent happiness, a
bell’ età dell’ auro, where sin and
death were unknown and men and women were like Gods, the foremost
men of intellect such as Aristotle and Plato, Æschylus and
many of the other poets [29] saw in primitive man
‘a few small sparks of humanity preserved on the tops of
mountains after some deluge,’ ‘without an idea of
cities, governments or legislation,’ ‘living the
lives of wild beasts in sunless caves,’ ‘their only
law being the survival of the fittest.’
And this, too, was the opinion of Thucydides, whose
Archæologia as it is contains a most valuable
disquisition on the early condition of Hellas, which it will be
necessary to examine at some length.
Now, as regards the means employed generally by Thucydides for
the elucidation of ancient history, I have already pointed out
how that, while acknowledging that ‘it is the tendency of
every poet to exaggerate, as it is of every chronicler to seek to
be attractive at the expense of truth,’ he yet assumes in
the thoroughly euhemeristic way, that under the veil of myth and
legend there does yet exist a rational basis of fact discoverable
by the method of rejecting all supernatural interference as well
as any extraordinary motives influencing the actors. It is
in complete accordance with this spirit that he appeals, for
instance, to the Homeric epithet of
ἀφνειός, as applied
to Corinth, as a proof of the early commercial prosperity of that
city; to the fact of the generic name Hellenes not
occurring in the Iliad as a corroboration of his theory of
the essentially disunited character of the primitive Greek
tribes; and he argues from the line ‘O’er many
islands and all Argos ruled,’ as applied to Agamemnon, that
his forces must have been partially naval, ‘for
Agamemnon’s was a continental power, and he could not have
been master of any but the adjacent islands, and these would not
be many but through the possession of a fleet.’
Anticipating in some measure the comparative method of
research, he argues from the fact of the more barbarous Greek
tribes, such as the Ætolians and Acarnanians, still
carrying arms in his own day, that this custom was the case
originally over the whole country. ‘The fact,’
he says, ‘that the people in these parts of Hellas are
still living in the old way points to a time when the same mode
of life was equally common to all.’ Similarly, in
another passage, he shows how a corroboration of his theory of
the respectable character of piracy in ancient days is afforded
by ‘the honour with which some of the inhabitants of the
continent still regard a successful marauder,’ as well as
by the fact that the question, ‘Are you a pirate?’ is
a common feature of primitive society as shown in the poets; and
finally, after observing how the old Greek custom of wearing
belts in gymnastic contests still survived among the more
uncivilised Asiatic tribes, he observes that there are many other
points in which a likeness may be shown between the life of the
primitive Hellenes and that of the barbarians to-day.’
As regards the evidence afforded by ancient remains, while
adducing as a proof of the insecure character of early Greek
society the fact of their cities [31] being always built
at some distance from the sea, yet he is careful to warn us, and
the caution ought to be borne in mind by all archæologists,
that we have no right to conclude from the scanty remains of any
city that its legendary greatness in primitive times was a mere
exaggeration. ‘We are not justified,’ he says,
‘in rejecting the tradition of the magnitude of the Trojan
armament, because Mycenæ and the other towns of that age
seem to us small and insignificant. For, if Lacedæmon
was to become desolate, any antiquarian judging merely from its
ruins would be inclined to regard the tale of the Spartan
hegemony as an idle myth; for the city is a mere collection of
villages after the old fashion of Hellas, and has none of those
splendid public buildings and temples which characterise Athens,
and whose remains, in the case of the latter city, would be so
marvellous as to lead the superficial observer into an
exaggerated estimate of the Athenian power.’ Nothing
can be more scientific than the archæological canons laid
down, whose truth is strikingly illustrated to any one who has
compared the waste fields of the Eurotas plain with the lordly
monuments of the Athenian acropolis. [32]
On the other hand, Thucydides is quite conscious of the value
of the positive evidence afforded by archæological
remains. He appeals, for instance, to the character of the
armour found in the Delian tombs and the peculiar mode of
sepulture, as corroboration of his theory of the predominance of
the Carian element among the primitive islanders, and to the
concentration of all the temples either in the Acropolis, or in
its immediate vicinity, to the name of
ἄστυ by which it was still known,
and to the extraordinary sanctity of the spring of water there,
as proof that the primitive city was originally confined to the
citadel, and the district immediately beneath it (ii. 16).
And lastly, in the very opening of his history, anticipating one
of the most scientific of modern methods, he points out how in
early states of civilisation immense fertility of the soil tends
to favour the personal aggrandisement of individuals, and so to
stop the normal progress of the country through ‘the rise
of factions, that endless source of ruin’; and also by the
allurements it offers to a foreign invader, to necessitate a
continual change of population, one immigration following on
another. He exemplifies his theory by pointing to the
endless political revolutions that characterised Arcadia,
Thessaly and Boeotia, the three richest spots in Greece, as well
as by the negative instance of the undisturbed state in primitive
time of Attica, which was always remarkable for the dryness and
poverty of its soil.
Now, while undoubtedly in these passages we may recognise the
first anticipation of many of the most modern principles of
research, we must remember how essentially limited is the range
of the archæologia, and how no theory at all is
offered on the wider questions of the general conditions of the
rise and progress of humanity, a problem which is first
scientifically discussed in the Republic of Plato.
And at the outset it must be premised that, while the study of
primitive man is an essentially inductive science, resting rather
on the accumulation of evidence than on speculation, among the
Greeks it was prosecuted rather on deductive principles.
Thucydides did, indeed, avail himself of the opportunities
afforded by the unequal development of civilisation in his own
day in Greece, and in the places I have pointed out seems to have
anticipated the comparative method. But we do not find
later writers availing themselves of the wonderfully accurate and
picturesque accounts given by Herodotus of the customs of savage
tribes. To take one instance, which bears a good deal on
modern questions, we find in the works of this great traveller
the gradual and progressive steps in the development of the
family life clearly manifested in the mere gregarious herding
together of the Agathyrsi, their primitive kinsmanship through
women in common, and the rise of a feeling of paternity from a
state of polyandry. This tribe stood at that time on that
borderland between umbilical relationship and the family which
has been such a difficult point for modern anthropologists to
find.
The ancient authors, however, are unanimous in insisting that
the family is the ultimate unit of society, though, as I have
said, an inductive study of primitive races, or even the accounts
given of them by Herodotus, would have shown them that the
νεοττιὰ
ἴδια of a personal household, to use
Plato’s expression, is really a most complex notion
appearing always in a late stage of civilisation, along with
recognition of private property and the rights of
individualism.
Philology also, which in the hands of modern investigators has
proved such a splendid instrument of research, was in ancient
days studied on principles too unscientific to be of much
use. Herodotus points out that the word Eridanos is
essentially Greek in character, that consequently the river
supposed to run round the world is probably a mere Greek
invention. His remarks, however, on language generally, as
in the case of Piromis and the ending of the Persian
names, show on what unsound basis his knowledge of language
rested.
In the Bacchæ of Euripides there is an extremely
interesting passage in which the immoral stories of the Greek
mythology are accounted for on the principle of that
misunderstanding of words and metaphors to which modern science
has given the name of a disease of language. In answer to
the impious rationalism of Pentheus—a sort of modern
Philistine—Teiresias, who may be termed the Max Müller
of the Theban cycle, points out that the story of Dionysus being
inclosed in Zeus’ thigh really arose from the linguistic
confusion between μηρός and
ὅμηρος.
On the whole, however—for I have quoted these two
instances only to show the unscientific character of early
philology—we may say that this important instrument in
recreating the history of the past was not really used by the
ancients as a means of historical criticism. Nor did the
ancients employ that other method, used to such advantage in our
own day, by which in the symbolism and formulas of an advanced
civilisation we can detect the unconscious survival of ancient
customs: for, whereas in the sham capture of the bride at a
marriage feast, which was common in Wales till a recent time, we
can discern the lingering reminiscence of the barbarous habit of
exogamy, the ancient writers saw only the deliberate
commemoration of an historical event.
Aristotle does not tell us by what method he discovered that
the Greeks used to buy their wives in primitive times, but,
judging by his general principles, it was probably through some
legend or myth on the subject which lasted to his own day, and
not, as we would do, by arguing back from the marriage presents
given to the bride and her relatives. [37]
The origin of the common proverb ‘worth so many
beeves,’ in which we discern the unconscious survival of a
purely pastoral state of society before the use of metals was
known, is ascribed by Plutarch to the fact of Theseus having
coined money bearing a bull’s head. Similarly, the
Amathusian festival, in which a young man imitated the labours of
a woman in travail, is regarded by him as a rite instituted in
Ariadne’s honour, and the Carian adoration of asparagus as
a simple commemoration of the adventure of the nymph
Perigune. In the first of these we discern the
beginning of agnation and kinsmanship through the father, which
still lingers in the ‘couvee’ of New Zealand tribes:
while the second is a relic of the totem and fetish worship of
plants.
Now, in entire opposition to this modern inductive principle
of research stands the philosophic Plato, whose account of
primitive man is entirely speculative and deductive.
The origin of society he ascribes to necessity, the mother of
all inventions, and imagines that individual man began
deliberately to herd together on account of the advantages of the
principle of division of labour and the rendering of mutual
need.
It must, however, be borne in mind that Plato’s object
in this whole passage in the Republic was, perhaps, not so
much to analyse the conditions of early society as to illustrate
the importance of the division of labour, the shibboleth of his
political economy, by showing what a powerful factor it must have
been in the most primitive as well as in the most complex states
of society; just as in the Laws he almost rewrites
entirely the history of the Peloponnesus in order to prove the
necessity of a balance of power. He surely, I mean, must
have recognised himself how essentially incomplete his theory was
in taking no account of the origin of family life, the position
and influence of women, and other social questions, as well as in
disregarding those deeper motives of religion, which are such
important factors in early civilisation, and whose influence
Aristotle seems to have clearly apprehended, when he says that
the aim of primitive society was not merely life but the higher
life, and that in the origin of society utility is not the sole
motive, but that there is something spiritual in it if, at least,
‘spiritual’ will bring out the meaning of that
complex expression τὸ
καλόν. Otherwise, the whole
account in the Republic of primitive man will always
remain as a warning against the intrusion of a priori
speculations in the domain appropriate to induction.
Now, Aristotle’s theory of the origin of society, like
his philosophy of ethics, rests ultimately on the principle of
final causes, not in the theological meaning of an aim or
tendency imposed from without, but in the scientific sense of
function corresponding to organ. ‘Nature maketh no
thing in vain’ is the text of Aristotle in this as in other
inquiries. Man being the only animal possessed of the power
of rational speech is, he asserts, by nature intended to be
social, more so than the bee or any other gregarious animal.
He is φύσει
πολιτικός,
and the national tendency towards higher forms of perfection
brings the ‘armed savage who used to sell his wife’
to the free independence of a free state, and to the
ἰσότης τοῦ
ἄρχειν καὶ
τοῦ
ἄρχεσθαι, which
was the test of true citizenship. The stages passed through
by humanity start with the family first as the ultimate unit.
The conglomeration of families forms a village ruled by that
patriarchal sway which is the oldest form of government in the
world, as is shown by the fact that all men count it to be the
constitution of heaven, and the villages are merged into the
state, and here the progression stops.
For Aristotle, like all Greek thinkers, found his ideal within
the walls of the πόλις, yet
perhaps in his remark that a united Greece would rule the world
we may discern some anticipation of that ‘federal union of
free states into one consolidated empire’ which, more than
the πόλις, is to our eyes the
ultimately perfect polity.
How far Aristotle was justified in regarding the family as the
ultimate unit, with the materials afforded to him by Greek
literature, I have already noticed. Besides, Aristotle, I
may remark, had he reflected on the meaning of that Athenian law
which, while prohibiting marriage with a uterine sister,
permitted it with a sister-german, or on the common tradition in
Athens that before the time of Cecrops children bore their
mothers’ names, or on some of the Spartan regulations,
could hardly have failed to see the universality of kinsmanship
through women in early days, and the late appearance of
monandry. Yet, while he missed this point, in common, it
must be acknowledged, with many modern writers, such as Sir Henry
Maine, it is essentially as an explorer of inductive instances
that we recognise his improvement on Plato. The treatise
περὶ
πολιτείων,
did it remain to us in its entirety, would have been one of the
most valuable landmarks in the progress of historical criticism,
and the first scientific treatise on the science of comparative
politics.
A few fragments still remain to us, in one of which we find
Aristotle appealing to the authority of an ancient inscription on
the ‘Disk of Iphitus,’ one of the most celebrated
Greek antiquities, to corroborate his theory of the Lycurgean
revival of the Olympian festival; while his enormous research is
evinced in the elaborate explanation he gives of the historical
origin of proverbs such as
οὐδεῖς
μέγας
κακὸς
ἰχθῦς, of religious songs like
the ἰῶμεν ἐς
Ἀθήνας of the Botticean
virgins, or the praises of love and war.
And, finally, it is to be observed how much wider than
Plato’s his theory of the origin of society is. They
both rest on a psychological basis, but Aristotle’s
recognition of the capacity for progress and the tendency towards
a higher life shows how much deeper his knowledge of human nature
was.
In imitation of these two philosophers, Polybius gives an
account of the origin of society in the opening to his philosophy
of history. Somewhat in the spirit of Plato, he imagines
that after one of the cyclic deluges which sweep off mankind at
stated periods and annihilate all pre-existing civilisation, the
few surviving members of humanity coalesce for mutual protection,
and, as in the case with ordinary animals, the one most
remarkable for physical strength is elected king. In a
short time, owing to the workings of sympathy and the desire of
approbation, the moral qualities begin to make their appearance,
and intellectual instead of bodily excellence becomes the
qualification for sovereignty.
Other points, as the rise of law and the like, are dwelt on in
a somewhat modern spirit, and although Polybius seems not to have
employed the inductive method of research in this question, or
rather, I should say, of the hierarchical order of the rational
progress of ideas in life, he is not far removed from what the
laborious investigations of modern travellers have given us.
And, indeed, as regards the working of the speculative faculty
in the creation of history, it is in all respects marvellous how
that the most truthful accounts of the passage from barbarism to
civilisation in ancient literature come from the works of
poets. The elaborate researches of Mr. Tylor and Sir John
Lubbock have done little more than verify the theories put
forward in the Prometheus Bound and the De Natura
Rerum; yet neither Æschylus nor Lucretias followed in
the modern path, but rather attained to truth by a certain almost
mystic power of creative imagination, such as we now seek to
banish from science as a dangerous power, though to it science
seems to owe many of its most splendid generalities. [43]
Leaving then the question of the origin of society as treated
by the ancients, I shall now turn to the other and the more
important question of how far they may he said to have attained
to what we call the philosophy of history.
Now at the outset we must note that, while the conceptions of
law and order have been universally received as the governing
principles of the phenomena of nature in the sphere of physical
science, yet their intrusion into the domain of history and the
life of man has always been met with a strong opposition, on the
ground of the incalculable nature of two great forces acting on
human action, a certain causeless spontaneity which men call free
will, and the extra-natural interference which they attribute as
a constant attribute to God.
Now, that there is a science of the apparently variable
phenomena of history is a conception which we have perhaps
only recently begun to appreciate; yet, like all other great
thoughts, it seems to have come to the Greek mind spontaneously,
through a certain splendour of imagination, in the morning tide
of their civilisation, before inductive research had armed them
with the instruments of verification. For I think it is
possible to discern in some of the mystic speculations of the
early Greek thinkers that desire to discover what is that
‘invariable existence of which there are variable
states,’ and to incorporate it in some one formula of law
which may serve to explain the different manifestations of all
organic bodies, man included, which is the germ of the
philosophy of history; the germ indeed of an idea of which it is
not too much to say that on it any kind of historical criticism,
worthy of the name, must ultimately rest.
For the very first requisite for any scientific conception of
history is the doctrine of uniform sequence: in other words, that
certain events having happened, certain other events
corresponding to them will happen also; that the past is the key
of the future.
Now at the birth of this great conception science, it is true,
presided, yet religion it was which at the outset clothed it in
its own garb, and familiarised men with it by appealing to their
hearts first and then to their intellects; knowing that at the
beginning of things it is through the moral nature, and not
through the intellectual, that great truths are spread.
So in Herodotus, who may be taken as a representative of the
orthodox tone of thought, the idea of the uniform sequence of
cause and effect appears under the theological aspect of Nemesis
and Providence, which is really the scientific conception of law,
only it is viewed from an ethical standpoint.
Now in Thucydides the philosophy of history rests on the
probability, which the uniformity of human nature affords us,
that the future will in the course of human things resemble the
past, if not reproduce it. He appears to contemplate a
recurrence of the phenomena of history as equally certain with a
return of the epidemic of the Great Plague.
Notwithstanding what German critics have written on the
subject, we must beware of regarding this conception as a mere
reproduction of that cyclic theory of events which sees in the
world nothing but the regular rotation of Strophe and
Antistrophe, in the eternal choir of life and death.
For, in his remarks on the excesses of the Corcyrean
Revolution, Thucydides distinctly rests his idea of the
recurrence of history on the psychological grounds of the general
sameness of mankind.
‘The sufferings,’ he says, ‘which revolution
entailed upon the cities were many and terrible, such as have
occurred and always will occurs as long as human nature remains
the same, though in a severer or milder form, and varying in
their symptoms according to the variety of the particular
cases.
‘In peace and prosperity states and individuals have
better sentiments, because they are not confronted with imperious
necessities; but war takes away the easy supply of men’s
wants, and so proves a hard taskmaster, which brings most
men’s characters to a level with their fortunes.’
It is evident that here Thucydides
is ready to admit the variety of manifestations which external
causes bring about in their workings on the uniform character of
the nature of man. Yet, after all is said, these are
perhaps but very general statements: the ordinary effects of
peace and war are dwelt on, but there is no real analysis of the
immediate causes and general laws of the phenomena of life, nor
does Thucydides seem to recognise the truth that if humanity
proceeds in circles, the circles are always widening.
Perhaps we may say that with him the philosophy of history is
partly in the metaphysical stage, and see, in the progress of
this idea from Herodotus to Polybius, the exemplification of the
Comtian Law of the three stages of thought, the theological, the
metaphysical, and the scientific: for truly out of the vagueness
of theological mysticism this conception which we call the
Philosophy of History was raised to a scientific principle,
according to which the past was explained and the future
predicted by reference to general laws.
Now, just as the earliest account of the nature of the
progress of humanity is to be found in Plato, so in him we find
the first explicit attempt to found a universal philosophy of
history upon wide rational grounds. Having created an
ideally perfect state, the philosopher proceeds to give an
elaborate theory of the complex causes which produce revolutions,
of the moral effects of various forms of government and
education, of the rise of the criminal classes and their
connection with pauperism, and, in a word, to create history by
the deductive method and to proceed from a priori
psychological principles to discover the governing laws of the
apparent chaos of political life.
There have been many attempts since Plato to deduce from a
single philosophical principle all the phenomena which experience
subsequently verifies for us. Fichte thought he could
predict the world-plan from the idea of universal time.
Hegel dreamed he had found the key to the mysteries of life in
the development of freedom, and Krause in the categories of
being. But the one scientific basis on which the true
philosophy of history must rest is the complete knowledge of the
laws of human nature in all its wants, its aspirations, its
powers and its tendencies: and this great truth, which Thucydides
may be said in some measure to have apprehended, was given to us
first by Plato.
Now, it cannot be accurately said of this philosopher that
either his philosophy or his history is entirely and simply a
priori. On est de son siècle même quand
on y proteste, and so we find in him continual references to
the Spartan mode of life, the Pythagorean system, the general
characteristics of Greek tyrannies and Greek democracies.
For while, in his account of the method of forming an ideal
state, he says that the political artist is indeed to fix his
gaze on the sun of abstract truth in the heavens of the pure
reason, but is sometimes to turn to the realisation of the ideals
on earth: yet, after all, the general character of the Platonic
method, which is what we are specially concerned with, is
essentially deductive and a priori. And he himself,
in the building up of his Nephelococcygia, certainly starts with
a καθαρὸς
πίναξ, making a clean sweep of all
history and all experience; and it was essentially as an a
priori theorist that he is criticised by Aristotle, as we
shall see later.
To proceed to closer details regarding the actual scheme of
the laws of political revolutions as drawn out by Plato, we must
first note that the primary cause of the decay of the ideal state
is the general principle, common to the vegetable and animal
worlds as well as to the world of history, that all created
things are fated to decay—a principle which, though
expressed in the terms of a mere metaphysical abstraction, is yet
perhaps in its essence scientific. For we too must hold
that a continuous redistribution of matter and motion is the
inevitable result of the nominal persistence of Force, and that
perfect equilibrium is as impossible in politics as it certainly
is in physics.
The secondary causes which mar the perfection of the Platonic
‘city of the sun’ are to be found in the intellectual
decay of the race consequent on injudicious marriages and in the
Philistine elevation of physical achievements over mental
culture; while the hierarchical succession of Timocracy and
Oligarchy, Democracy and Tyranny, is dwelt on at great length and
its causes analysed in a very dramatic and psychological manner,
if not in that sanctioned by the actual order of history.
And indeed it is apparent at first sight that the Platonic
succession of states represents rather the succession of ideas in
the philosophic mind than any historical succession of time.
Aristotle meets the whole simply by an appeal to facts.
If the theory of the periodic decay of all created things, he
urges, be scientific, it must be universal, and so true of all
the other states as well as of the ideal. Besides, a state
usually changes into its contrary and not to the form next to it;
so the ideal state would not change into Timocracy; while
Oligarchy, more often than Tyranny, succeeds Democracy.
Plato, besides, says nothing of what a Tyranny would change
to. According to the cycle theory it ought to pass into the
ideal state again, but as a fact one Tyranny is changed into
another as at Sicyon, or into a Democracy as at Syracuse, or into
an Aristocracy as at Carthage. The example of Sicily, too,
shows that an Oligarchy is often followed by a Tyranny, as at
Leontini and Gela. Besides, it is absurd to represent greed
as the chief motive of decay, or to talk of avarice as the root
of Oligarchy, when in nearly all true oligarchies money-making is
forbidden by law. And finally the Platonic theory neglects
the different kinds of democracies and of tyrannies.
Now nothing can be more important than this passage in
Aristotle’s Politics (v. 12.), which may he
said to mark an era in the evolution of historical
criticism. For there is nothing on which Aristotle insists
so strongly as that the generalisations from facts ought to be
added to the data of the a priori method—a principle
which we know to be true not merely of deductive speculative
politics but of physics also: for are not the residual phenomena
of chemists a valuable source of improvement in theory?
His own method is essentially historical though by no means
empirical. On the contrary, this far-seeing thinker,
rightly styled il maestro di color che sanno, may be said
to have apprehended clearly that the true method is neither
exclusively empirical nor exclusively speculative, but rather a
union of both in the process called Analysis or the
Interpretation of Facts, which has been defined as the
application to facts of such general conceptions as may fix the
important characteristics of the phenomena, and present them
permanently in their true relations. He too was the first
to point out, what even in our own day is incompletely
appreciated, that nature, including the development of man, is
not full of incoherent episodes like a bad tragedy, that
inconsistency and anomaly are as impossible in the moral as they
are in the physical world, and that where the superficial
observer thinks he sees a revolution the philosophical critic
discerns merely the gradual and rational evolution of the
inevitable results of certain antecedents.
And while admitting the necessity of a psychological basis for
the philosophy of history, he added to it the important truth
that man, to be apprehended in his proper position in the
universe as well as in his natural powers, must be studied from
below in the hierarchical progression of higher function from the
lower forms of life. The important maxim, that to obtain a
clear conception of anything we must ‘study it in its
growth from the very beginning,’ is formally set down in
the opening of the Politics, where, indeed, we shall find
the other characteristic features of the modern Evolutionary
theory, such as the ‘Differentiation of Function’ and
the ‘Survival of the Fittest’ explicitly set
forth.
What a valuable step this was in the improvement of the method
of historical criticism it is needless to point out. By it,
one may say, the true thread was given to guide one’s steps
through the bewildering labyrinth of facts. For history (to
use terms with which Aristotle has made us familiar) may be
looked at from two essentially different standpoints; either as a
work of art whose τέλος or
final cause is external to it and imposed on it from without; or
as an organism containing the law of its own development in
itself, and working out its perfection merely by the fact of
being what it is. Now, if we adopt the former, which we may
style the theological view, we shall be in continual danger of
tripping into the pitfall of some a priori
conclusion—that bourne from which, it has been truly said,
no traveller ever returns.
The latter is the only scientific theory and was apprehended
in its fulness by Aristotle, whose application of the inductive
method to history, and whose employment of the evolutionary
theory of humanity, show that he was conscious that the
philosophy of history is nothing separate from the facts of
history but is contained in them, and that the rational law of
the complex phenomena of life, like the ideal in the world of
thought, is to be reached through the facts, not superimposed on
them—κατὰ
πολλῶν not
παρὰ
πολλά.
And finally, in estimating the enormous debt which the science
of historical criticism owes to Aristotle, we must not pass over
his attitude towards those two great difficulties in the
formation of a philosophy of history on which I have touched
above. I mean the assertion of extra-natural interference
with the normal development of the world and of the incalculable
influence exercised by the power of free will.
Now, as regards the former, he may be said to have neglected
it entirely. The special acts of providence proceeding from
God’s immediate government of the world, which Herodotus
saw as mighty landmarks in history, would have been to him
essentially disturbing elements in that universal reign of law,
the extent of whose limitless empire he of all the great thinkers
of antiquity was the first explicitly to recognise.
Standing aloof from the popular religion as well as from the
deeper conceptions of Herodotus and the Tragic School, he no
longer thought of God as of one with fair limbs and treacherous
face haunting wood and glade, nor would he see in him a jealous
judge continually interfering in the world’s history to
bring the wicked to punishment and the proud to a fall. God
to him was the incarnation of the pure Intellect, a being whose
activity was the contemplation of his own perfection, one whom
Philosophy might imitate but whom prayers could never move, to
the sublime indifference of whose passionless wisdom what were
the sons of men, their desires or their sins? While, as
regards the other difficulty and the formation of a philosophy of
history, the conflict of free will with general laws appears
first in Greek thought in the usual theological form in which all
great ideas seem to be cradled at their birth.
It was such legends as those of Œdipus and Adrastus,
exemplifying the struggles of individual humanity against the
overpowering force of circumstances and necessity, which gave to
the early Greeks those same lessons which we of modern days draw,
in somewhat less artistic fashion, from the study of statistics
and the laws of physiology.
In Aristotle, of course, there is no trace of supernatural
influence. The Furies, which drive their victim into sin
first and then punishment, are no longer ‘viper-tressed
goddesses with eyes and mouth aflame,’ but those evil
thoughts which harbour within the impure soul. In this, as
in all other points, to arrive at Aristotle is to reach the pure
atmosphere of scientific and modern thought.
But while he rejected pure necessitarianism in its crude form
as essentially a reductio ad absurdum of life, he was
fully conscious of the fact that the will is not a mysterious and
ultimate unit of force beyond which we cannot go and whose
special characteristic is inconsistency, but a certain creative
attitude of the mind which is, from the first, continually
influenced by habits, education and circumstance; so absolutely
modifiable, in a word, that the good and the bad man alike seem
to lose the power of free will; for the one is morally unable to
sin, the other physically incapacitated for reformation.
And of the influence of climate and temperature in forming the
nature of man (a conception perhaps pressed too far in modern
days when the ‘race theory’ is supposed to be a
sufficient explanation of the Hindoo, and the latitude and
longitude of a country the best guide to its morals [57]) Aristotle is completely unaware.
I do not allude to such smaller points as the oligarchical
tendencies of a horse-breeding country and the democratic
influence of the proximity of the sea (important though they are
for the consideration of Greek history), but rather to those
wider views in the seventh book of his Politics, where he
attributes the happy union in the Greek character of intellectual
attainments with the spirit of progress to the temperate climate
they enjoyed, and points out how the extreme cold of the north
dulls the mental faculties of its inhabitants and renders them
incapable of social organisation or extended empire; while to the
enervating heat of eastern countries was due that want of spirit
and bravery which then, as now, was the characteristic of the
population in that quarter of the globe.
Thucydides has shown the causal connection between political
revolutions and the fertility of the soil, but goes a step
farther and points out the psychological influences on a
people’s character exercised by the various extremes of
climate—in both cases the first appearance of a most
valuable form of historical criticism.
To the development of Dialectic, as to God, intervals of time
are of no account. From Plato and Aristotle we pass direct
to Polybius.
The progress of thought from the philosopher of the Academe to
the Arcadian historian may be best illustrated by a comparison of
the method by which each of the three writers, whom I have
selected as the highest expression of the rationalism of his
respective age, attained to his ideal state: for the latter
conception may be in a measure regarded as representing the most
spiritual principle which they could discern in history.
Now, Plato created his on a priori principles;
Aristotle formed his by an analysis of existing constitutions;
Polybius found his realised for him in the actual world of
fact. Aristotle criticised the deductive speculations of
Plato by means of inductive negative instances, but Polybius will
not take the ‘Cloud City’ of the Republic into
account at all. He compares it to an athlete who has never
run on ‘Constitution Hill,’ to a statue so beautiful
that it is entirely removed from the ordinary conditions of
humanity, and consequently from the canons of criticism.
The Roman state had attained in his eyes, by means of the
mutual counteraction of three opposing forces, [59] that stable equilibrium in politics
which was the ideal of all the theoretical writers of
antiquity. And in connection with this point it will be
convenient to notice here how much truth there is contained in
the accusation often brought against the ancients that they knew
nothing of the idea of Progress, for the meaning of many of their
speculations will be hidden from us if we do not try and
comprehend first what their aim was, and secondly why it was
so.
Now, like all wide generalities, this statement is at least
inaccurate. The prayer of Plato’s ideal
City—ἐξ ἀγαθῶν
ἀμείνους,
καὶ ἐξ
ὠφελιμῶν
ὠφελιμωτέρους
ἀεὶ τοὺς
ἐκγόνους
γίγνεσθαι,
might be written as a text over the door of the last Temple to
Humanity raised by the disciples of Fourier and Saint-Simon, but
it is certainly true that their ideal principle was order and
permanence, not indefinite progress. For, setting aside the
artistic prejudices which would have led the Greeks to reject
this idea of unlimited improvement, we may note that the modern
conception of progress rests partly on the new enthusiasm and
worship of humanity, partly on the splendid hopes of material
improvements in civilisation which applied science has held out
to us, two influences from which ancient Greek thought seems to
have been strangely free. For the Greeks marred the perfect
humanism of the great men whom they worshipped, by imputing to
them divinity and its supernatural powers; while their science
was eminently speculative and often almost mystic in its
character, aiming at culture and not utility, at higher
spirituality and more intense reverence for law, rather than at
the increased facilities of locomotion and the cheap production
of common things about which our modern scientific school ceases
not to boast. And lastly, and perhaps chiefly, we must
remember that the ‘plague spot of all Greek states,’
as one of their own writers has called it, was the terrible
insecurity to life and property which resulted from the factions
and revolutions which ceased not to trouble Greece at all times,
raising a spirit of fanaticism such as religion raised in the
middle ages of Europe.
These considerations, then, will enable us to understand first
how it was that, radical and unscrupulous reformers as the Greek
political theorists were, yet, their end once attained, no modern
conservatives raised such outcry against the slightest
innovation. Even acknowledged improvements in such things
as the games of children or the modes of music were regarded by
them with feelings of extreme apprehension as the herald of the
drapeau rouge of reform. And secondly, it will show
us how it was that Polybius found his ideal in the commonwealth
of Rome, and Aristotle, like Mr. Bright, in the middle
classes. Polybius, however, is not content merely with
pointing out his ideal state, but enters at considerable length
into the question of those general laws whose consideration forms
the chief essential of the philosophy of history.
He starts by accepting the general principle that all things
are fated to decay (which I noticed in the case of Plato), and
that ‘as iron produces rust and as wood breeds the animals
that destroy it, so every state has in it the seeds of its own
corruption.’ He is not, however, content to rest
there, but proceeds to deal with the more immediate causes of
revolutions, which he says are twofold in nature, either external
or internal. Now, the former, depending as they do on the
synchronous conjunction of other events outside the sphere of
scientific estimation, are from their very character
incalculable; but the latter, though assuming many forms, always
result from the over-great preponderance of any single element to
the detriment of the others, the rational law lying at the base
of all varieties of political changes being that stability can
result only from the statical equilibrium produced by the
counteraction of opposing parts, since the more simple a
constitution is the more it is insecure. Plato had pointed
out before how the extreme liberty of a democracy always resulted
in despotism, but Polybius analyses the law and shows the
scientific principles on which it rests.
The doctrine of the instability of pure constitutions forms an
important era in the philosophy of history. Its special
applicability to the politics of our own day has been illustrated
in the rise of the great Napoleon, when the French state had lost
those divisions of caste and prejudice, of landed aristocracy and
moneyed interest, institutions in which the vulgar see only
barriers to Liberty but which are indeed the only possible
defences against the coming of that periodic Sirius of politics,
the τύραννος
ἐκ
προστατικῆς
ῥίζης.
There is a principle which Tocqueville never wearies of
explaining, and which has been subsumed by Mr. Herbert Spencer
under that general law common to all organic bodies which we call
the Instability of the Homogeneous. The various
manifestations of this law, as shown in the normal, regular
revolutions and evolutions of the different forms of government,
[63a] are expounded with great clearness by
Polybius, who claimed for his theory, in the Thucydidean spirit,
that it is a κτῆμα ἐς
ἀεί, not a mere
ἀγώνισμα
ἐς τὸ
παραχρῆμα, and that
a knowledge of it will enable the impartial observer [63b] to discover at any time what period of
its constitutional evolution any particular state has already
reached and into what form it will be next differentiated, though
possibly the exact time of the changes may be more or less
uncertain. [63c]
Now in this necessarily incomplete account of the laws of
political revolutions as expounded by Polybius enough perhaps has
been said to show what is his true position in the rational
development of the ‘Idea’ which I have called the
Philosophy of History, because it is the unifying of
history. Seen darkly as it is through the glass of religion
in the pages of Herodotus, more metaphysical than scientific with
Thucydides, Plato strove to seize it by the eagle-flight of
speculation, to reach it with the eager grasp of a soul impatient
of those slower and surer inductive methods which Aristotle, in
his trenchant criticism of his greater master, showed were more
brilliant than any vague theory, if the test of brilliancy is
truth.
What then is the position of Polybius? Does any new
method remain for him? Polybius was one of those many men
who are born too late to be original. To Thucydides belongs
the honour of being the first in the history of Greek thought to
discern the supreme calm of law and order underlying the fitful
storms of life, and Plato and Aristotle each represents a great
new principle. To Polybius belongs the office—how
noble an office he made it his writings show—of making more
explicit the ideas which were implicit in his predecessors, of
showing that they were of wider applicability and perhaps of
deeper meaning than they had seemed before, of examining with
more minuteness the laws which they had discovered, and finally
of pointing out more clearly than any one had done the range of
science and the means it offered for analysing the present and
predicting what was to come. His office thus was to gather
up what they had left, to give their principles new life by a
wider application.
Polybius ends this great diapason of Greek thought. When
the Philosophy of history appears next, as in Plutarch’s
tract on ‘Why God’s anger is delayed,’ the
pendulum of thought had swung back to where it began. His
theory was introduced to the Romans under the cultured style of
Cicero, and was welcomed by them as the philosophical panegyric
of their state. The last notice of it in Latin literature
is in the pages of Tacitus, who alludes to the stable polity
formed out of these elements as a constitution easier to commend
than to produce and in no case lasting. Yet Polybius had
seen the future with no uncertain eye, and had prophesied the
rise of the Empire from the unbalanced power of the ochlocracy
fifty years and more before there was joy in the Julian household
over the birth of that boy who, born to power as the champion of
the people, died wearing the purple of a king.
No attitude of historical criticism is more important than the
means by which the ancients attained to the philosophy of
history. The principle of heredity can be exemplified in
literature as well as in organic life: Aristotle, Plato and
Polybius are the lineal ancestors of Fichte and Hegel, of Vico
and Cousin, of Montesquieu and Tocqueville.
As my aim is not to give an account of historians but to point
out those great thinkers whose methods have furthered the advance
of this spirit of historical criticism, I shall pass over those
annalists and chroniclers who intervened between Thucydides and
Polybius. Yet perhaps it may serve to throw new light on
the real nature of this spirit and its intimate connection with
all other forms of advanced thought if I give some estimate of
the character and rise of those many influences prejudicial to
the scientific study of history which cause such a wide gap
between these two historians.
Foremost among these is the growing influence of rhetoric and
the Isocratean school, which seems to have regarded history as an
arena for the display either of pathos or paradoxes, not a
scientific investigation into laws.
The new age is the age of style. The same spirit of
exclusive attention to form which made Euripides often, like
Swinburne, prefer music to meaning and melody to morality, which
gave to the later Greek statues that refined effeminacy, that
overstrained gracefulness of attitude, was felt in the sphere of
history. The rules laid down for historical composition are
those relating to the æsthetic value of digressions, the
legality of employing more than one metaphor in the same
sentence, and the like; and historians are ranked not by their
power of estimating evidence but by the goodness of the Greek
they write.
I must note also the important influence on literature
exercised by Alexander the Great; for while his travels
encouraged the more accurate research of geography, the very
splendour of his achievements seems to have brought history again
into the sphere of romance. The appearance of all great men
in the world is followed invariably by the rise of that
mythopœic spirit and that tendency to look for the
marvellous, which is so fatal to true historical criticism.
An Alexander, a Napoleon, a Francis of Assisi and a Mahomet are
thought to be outside the limiting conditions of rational law,
just as comets were supposed to be not very long ago. While
the founding of that city of Alexandria, in which Western and
Eastern thought met with such strange result to both, diverted
the critical tendencies of the Greek spirit into questions of
grammar, philology and the like, the narrow, artificial
atmosphere of that University town (as we may call it) was fatal
to the development of that independent and speculative spirit of
research which strikes out new methods of inquiry, of which
historical criticism is one.
The Alexandrines combined a great love of learning with an
ignorance of the true principles of research, an enthusiastic
spirit for accumulating materials with a wonderful incapacity to
use them. Not among the hot sands of Egypt, or the Sophists
of Athens, but from the very heart of Greece rises the man of
genius on whose influence in the evolution of the philosophy of
history I have a short time ago dwelt. Born in the serene
and pure air of the clear uplands of Arcadia, Polybius may be
said to reproduce in his work the character of the place which
gave him birth. For, of all the historians—I do not
say of antiquity but of all time—none is more rationalistic
than he, none more free from any belief in the ‘visions and
omens, the monstrous legends, the grovelling superstitions and
unmanly craving for the supernatural’
(δεισιδαιμονίας
ἀγεννοῦς
καὶ
τερατείας
γυναικώδους
[68]) which he himself is compelled to
notice as the characteristics of some of the historians who
preceded him. Fortunate in the land which bore him, he was
no less blessed in the wondrous time of his birth. For,
representing in himself the spiritual supremacy of the Greek
intellect and allied in bonds of chivalrous friendship to the
world-conqueror of his day, he seems led as it were by the hand
of Fate ‘to comprehend,’ as has been said,
‘more clearly than the Romans themselves the historical
position of Rome,’ and to discern with greater insight than
all other men could those two great resultants of ancient
civilisation, the material empire of the city of the seven hills,
and the intellectual sovereignty of Hellas.
Before his own day, he says, [69a] the events of the
world were unconnected and separate and the histories confined to
particular countries. Now, for the first time the universal
empire of the Romans rendered a universal history possible. [69b] This, then, is the august motive
of his work: to trace the gradual rise of this Italian city from
the day when the first legion crossed the narrow strait of
Messina and landed on the fertile fields of Sicily to the time
when Corinth in the East and Carthage in the West fell before the
resistless wave of empire and the eagles of Rome passed on the
wings of universal victory from Calpe and the Pillars of Hercules
to Syria and the Nile. At the same time he recognised that
the scheme of Rome’s empire was worked out under the
ægis of God’s will. [69c] For, as one
of the Middle Age scribes most truly says, the
τύχη of Polybius is that power which we
Christians call God; the second aim, as one may call it, of his
history is to point out the rational and human and natural causes
which brought this result, distinguishing, as we should say,
between God’s mediate and immediate government of the
world.
With any direct intervention of God in the normal development
of Man, he will have nothing to do: still less with any idea of
chance as a factor in the phenomena of life. Chance and
miracles, he says, are mere expressions for our ignorance of
rational causes. The spirit of rationalism which we
recognised in Herodotus as a vague uncertain attitude and which
appears in Thucydides as a consistent attitude of mind never
argued about or even explained, is by Polybius analysed and
formulated as the great instrument of historical research.
Herodotus, while believing on principle in the supernatural,
yet was sceptical at times. Thucydides simply ignored the
supernatural. He did not discuss it, but he annihilated it
by explaining history without it. Polybius enters at length
into the whole question and explains its origin and the method of
treating it. Herodotus would have believed in
Scipio’s dream. Thucydides would have ignored it
entirely. Polybius explains it. He is the culmination
of the rational progression of Dialectic.
‘Nothing,’ he says, ‘shows a foolish mind more
than the attempt to account for any phenomena on the principle of
chance or supernatural intervention. History is a search
for rational causes, and there is nothing in the world—even
those phenomena which seem to us the most remote from law and
improbable—which is not the logical and inevitable result
of certain rational antecedents.’
Some things, of course, are to be rejected a priori
without entering into the subject: ‘As regards such
miracles,’ he says, [71] ‘as that on a
certain statue of Artemis rain or snow never falls though the
statue stands in the open air, or that those who enter
God’s shrine in Arcadia lose their natural shadows, I
cannot really be expected to argue upon the subject. For
these things are not only utterly improbable but absolutely
impossible.’
‘For us to argue reasonably on an acknowledged absurdity
is as vain a task as trying to catch water in a sieve; it is
really to admit the possibility of the supernatural, which is the
very point at issue.’
What Polybius felt was that to admit the possibility of a
miracle is to annihilate the possibility of history: for just as
scientific and chemical experiments would be either impossible or
useless if exposed to the chance of continued interference on the
part of some foreign body, so the laws and principles which
govern history, the causes of phenomena, the evolution of
progress, the whole science, in a word, of man’s dealings
with his own race and with nature, will remain a sealed book to
him who admits the possibility of extra-natural interference.
The stories of miracles, then, are to be rejected on a
priori rational grounds, but in the case of events which we
know to have happened the scientific historian will not rest till
he has discovered their natural causes which, for instance, in
the case of the wonderful rise of the Roman Empire—the most
marvellous thing, Polybius says, which God ever brought about [72a]—are to be found in the
excellence of their constitution (τῇ
ἰδιότητι
τῆς
πολιτείας),
the wisdom of their advisers, their splendid military
arrangements, and their superstition (τῇ
δεισιδαιμονίᾳ).
For while Polybius regarded the revealed religion as, of course,
objective reality of truth, [72b] he laid great
stress on its moral subjective influence, going, in one passage
on the subject, even so far as almost to excuse the introduction
of the supernatural in very small quantities into history on
account of the extremely good effect it would have on pious
people.
But perhaps there is no passage in the whole of ancient and
modern history which breathes such a manly and splendid spirit of
rationalism as one preserved to us in the Vatican—strange
resting-place for it!—in which he treats of the terrible
decay of population which had fallen on his native land in his
own day, and which by the general orthodox public was regarded as
a special judgment of God sending childlessness on women as a
punishment for the sins of the people. For it was a
disaster quite without parallel in the history of the land, and
entirely unforeseen by any of its political-economy writers who,
on the contrary, were always anticipating that danger would arise
from an excess of population overrunning its means of
subsistence, and becoming unmanageable through its size.
Polybius, however, will have nothing to do with either priest or
worker of miracles in this matter. He will not even seek
that ‘sacred Heart of Greece,’ Delphi, Apollo’s
shrine, whose inspiration even Thucydides admitted and before
whose wisdom Socrates bowed. How foolish, he says, were the
man who on this matter would pray to God. We must search
for the rational causes, and the causes are seen to be clear, and
the method of prevention also. He then proceeds to notice
how all this arose from the general reluctance to marriage and to
bearing the expense of educating a large family which resulted
from the carelessness and avarice of the men of his day, and he
explains on entirely rational principles the whole of this
apparently supernatural judgment.
Now, it is to be borne in mind that while his rejection of
miracles as violation of inviolable laws is entirely a
priori—for discussion of such a matter is, of course,
impossible for a rational thinker—yet his rejection of
supernatural intervention rests entirely on the scientific
grounds of the necessity of looking for natural causes. And
he is quite logical in maintaining his position on these
principles. For, where it is either difficult or impossible
to assign any rational cause for phenomena, or to discover their
laws, he acquiesces reluctantly in the alternative of admitting
some extra-natural interference which his essentially scientific
method of treating the matter has logically forced on him,
approving, for instance, of prayers for rain, on the express
ground that the laws of meteorology had not yet been
ascertained. He would, of course, have been the first to
welcome our modern discoveries in the matter. The passage
in question is in every way one of the most interesting in his
whole work, not, of course, as signifying any inclination on his
part to acquiesce in the supernatural, but because it shows how
essentially logical and rational his method of argument was, and
how candid and fair his mind.
Having now examined Polybius’s attitude towards the
supernatural and the general ideas which guided his research, I
will proceed to examine the method he pursued in his scientific
investigation of the complex phenomena of life. For, as I
have said before in the course of this essay, what is important
in all great writers is not so much the results they arrive at as
the methods they pursue. The increased knowledge of facts
may alter any conclusion in history as in physical science, and
the canons of speculative historical credibility must be
acknowledged to appeal rather to that subjective attitude of mind
which we call the historic sense than to any formulated objective
rules. But a scientific method is a gain for all time, and
the true if not the only progress of historical criticism
consists in the improvement of the instruments of research.
Now first, as regards his conception of history, I have
already pointed out that it was to him essentially a search for
causes, a problem to be solved, not a picture to be painted, a
scientific investigation into laws and tendencies, not a mere
romantic account of startling incident and wondrous
adventure. Thucydides, in the opening of his great work,
had sounded the first note of the scientific conception of
history. ‘The absence of romance in my pages,’
he says, ‘will, I fear, detract somewhat from its value,
but I have written my work not to be the exploit of a passing
hour but as the possession of all time.’ [76] Polybius follows with words
almost entirely similar. If, he says, we banish from
history the consideration of causes, methods and motives
(τὸ διὰ τί,
καὶ πως,
καὶ τίνος
χάριν), and refuse to consider how far
the result of anything is its rational consequent, what is left
is a mere
ἀγώνισμα, not a
μάθημα, an oratorical essay
which may give pleasure for the moment, but which is entirely
without any scientific value for the explanation of the
future. Elsewhere he says that ‘history robbed of the
exposition of its causes and laws is a profitless thing, though
it may allure a fool.’ And all through his history
the same point is put forward and exemplified in every
fashion.
So far for the conception of history. Now for the
groundwork. As regards the character of the phenomena to be
selected by the scientific investigator, Aristotle had laid down
the general formula that nature should be studied in her normal
manifestations. Polybius, true to his character of applying
explicitly the principles implicit in the work of others, follows
out the doctrine of Aristotle, and lays particular stress on the
rational and undisturbed character of the development of the
Roman constitution as affording special facilities for the
discovery of the laws of its progress. Political
revolutions result from causes either external or internal.
The former are mere disturbing forces which lie outside the
sphere of scientific calculation. It is the latter which
are important for the establishing of principles and the
elucidation of the sequences of rational evolution.
He thus may be said to have anticipated one of the most
important truths of the modern methods of investigation: I mean
that principle which lays down that just as the study of
physiology should precede the study of pathology, just as the
laws of disease are best discovered by the phenomena presented in
health, so the method of arriving at all great social and
political truths is by the investigation of those cases where
development has been normal, rational and undisturbed.
The critical canon that the more a people has been interfered
with, the more difficult it becomes to generalise the laws of its
progress and to analyse the separate forces of its civilisation,
is one the validity of which is now generally recognised by those
who pretend to a scientific treatment of all history: and while
we have seen that Aristotle anticipated it in a general formula,
to Polybius belongs the honour of being the first to apply it
explicitly in the sphere of history.
I have shown how to this great scientific historian the motive
of his work was essentially the search for causes; and true to
his analytical spirit he is careful to examine what a cause
really is and in what part of the antecedents of any consequent
it is to be looked for. To give an illustration: As regards
the origin of the war with Perseus, some assigned as causes the
expulsion of Abrupolis by Perseus, the expedition of the latter
to Delphi, the plot against Eumenes and the seizure of the
ambassadors in Bœotia; of these incidents the two former,
Polybius points out, were merely the pretexts, the two latter
merely the occasions of the war. The war was really a
legacy left to Perseus by his father, who was determined to fight
it out with Rome. [78]
Here as elsewhere he is not originating any new idea.
Thucydides had pointed out the difference between the real and
the alleged cause, and the Aristotelian dictum about revolutions,
οὐ περὶ
μικρῶν ἀλλ’
ἐκ μικρῶν, draws the
distinction between cause and occasion with the brilliancy of an
epigram. But the explicit and rational investigation of the
difference between αἰτία,
ἀρχὴ, and
πρόφασις was
reserved for Polybius. No canon of historical criticism can
be said to be of more real value than that involved in this
distinction, and the overlooking of it has filled our histories
with the contemptible accounts of the intrigues of courtiers and
of kings and the petty plottings of backstairs
influence—particulars interesting, no doubt, to those who
would ascribe the Reformation to Anne Boleyn’s pretty face,
the Persian war to the influence of a doctor or a curtain-lecture
from Atossa, or the French Revolution to Madame de Maintenon, but
without any value for those who aim at any scientific treatment
of history.
But the question of method, to which I am compelled always to
return, is not yet exhausted. There is another aspect in
which it may be regarded, and I shall now proceed to treat of
it.
One of the greatest difficulties with which the modern
historian has to contend is the enormous complexity of the facts
which come under his notice: D’Alembert’s suggestion
that at the end of every century a selection of facts should be
made and the rest burned (if it was really intended seriously)
could not, of course, be entertained for a moment. A
problem loses all its value when it becomes simplified, and the
world would be all the poorer if the Sibyl of History burned her
volumes. Besides, as Gibbon pointed out, ‘a
Montesquieu will detect in the most insignificant fact relations
which the vulgar overlook.’
Nor can the scientific investigator of history isolate the
particular elements, which he desires to examine, from disturbing
and extraneous causes, as the experimental chemist can do (though
sometimes, as in the case of lunatic asylums and prisons, he is
enabled to observe phenomena in a certain degree of
isolation). So he is compelled either to use the deductive
mode of arguing from general laws or to employ the method of
abstraction, which gives a fictitious isolation to phenomena
never so isolated in actual existence. And this is exactly
what Polybius has done as well as Thucydides. For, as has
been well remarked, there is in the works of these two writers a
certain plastic unity of type and motive; whatever they write is
penetrated through and through with a specific quality, a
singleness and concentration of purpose, which we may contrast
with the more comprehensive width as manifested not merely in the
modern mind, but also in Herodotus. Thucydides, regarding
society as influenced entirely by political motives, took no
account of forces of a different nature, and consequently his
results, like those of most modern political economists, have to
be modified largely [81] before they come to
correspond with what we know was the actual state of fact.
Similarly, Polybius will deal only with those forces which tended
to bring the civilised world under the dominion of Rome (ix. 1),
and in the Thucydidean spirit points out the want of
picturesqueness and romance in his pages which is the result of
the abstract method (τὸ
μονοειδὲς
τῆς
συντάξεως)
being careful also to tell us that his rejection of all other
forces is essentially deliberate and the result of a preconceived
theory and by no means due to carelessness of any kind.
Now, of the general value of the abstract method and the
legality of its employment in the sphere of history, this is
perhaps not the suitable occasion for any discussion. It
is, however, in all ways worthy of note that Polybius is not
merely conscious of, but dwells with particular weight on, the
fact which is usually urged as the strongest objection to the
employment of the abstract method—I mean the conception of
a society as a sort of human organism whose parts are
indissolubly connected with one another and all affected when one
member is in any way agitated. This conception of the
organic nature of society appears first in Plato and Aristotle,
who apply it to cities. Polybius, as his wont is, expands
it to be a general characteristic of all history. It is an
idea of the very highest importance, especially to a man like
Polybius whose thoughts are continually turned towards the
essential unity of history and the impossibility of
isolation.
Farther, as regards the particular method of investigating
that group of phenomena obtained for him by the abstract method,
he will adopt, he tells us, neither the purely deductive nor the
purely inductive mode but the union of both. In other
words, he formally adopts that method of analysis upon the
importance of which I have dwelt before.
And lastly, while, without doubt, enormous simplicity in the
elements under consideration is the result of the employment of
the abstract method, even within the limit thus obtained a
certain selection must be made, and a selection involves a
theory. For the facts of life cannot be tabulated with as
great an ease as the colours of birds and insects can be
tabulated. Now, Polybius points out that those phenomena
particularly are to be dwelt on which may serve as a
παράδειγμα
or sample, and show the character of the tendencies of the age as
clearly as ‘a single drop from a full cask will be enough
to disclose the nature of the whole contents.’ This
recognition of the importance of single facts, not in themselves
but because of the spirit they represent, is extremely
scientific; for we know that from the single bone, or tooth even,
the anatomist can recreate entirely the skeleton of the primeval
horse, and the botanist tell the character of the flora and fauna
of a district from a single specimen.
Regarding truth as ‘the most divine thing in
Nature,’ the very ‘eye and light of history without
which it moves a blind thing,’ Polybius spared no pains in
the acquisition of historical materials or in the study of the
sciences of politics and war, which he considered were so
essential to the training of the scientific historian, and the
labour he took is mirrored in the many ways in which he
criticises other authorities.
There is something, as a rule, slightly contemptible about
ancient criticism. The modern idea of the critic as the
interpreter, the expounder of the beauty and excellence of the
work he selects, seems quite unknown. Nothing can be more
captious or unfair, for instance, than the method by which
Aristotle criticised the ideal state of Plato in his ethical
works, and the passages quoted by Polybius from Timæus show
that the latter historian fully deserved the punning name given
to him. But in Polybius there is, I think, little of that
bitterness and pettiness of spirit which characterises most other
writers, and an incidental story he tells of his relations with
one of the historians whom he criticised shows that he was a man
of great courtesy and refinement of taste—as, indeed,
befitted one who had lived always in the society of those who
were of great and noble birth.
Now, as regards the character of the canons by which he
criticises the works of other authors, in the majority of cases
he employs simply his own geographical and military knowledge,
showing, for instance, the impossibility in the accounts given of
Nabis’s march from Sparta simply by his acquaintance with
the spots in question; or the inconsistency of those of the
battle of Issus; or of the accounts given by Ephorus of the
battles of Leuctra and Mantinea. In the latter case he
says, if any one will take the trouble to measure out the ground
of the site of the battle and then test the manœuvres
given, he will find how inaccurate the accounts are.
In other cases he appeals to public documents, the importance
of which he was always foremost in recognising; showing, for
instance, by a document in the public archives of Rhodes how
inaccurate were the accounts given of the battle of Lade by Zeno
and Antisthenes. Or he appeals to psychological
probability, rejecting, for instance, the scandalous stories told
of Philip of Macedon, simply from the king’s general
greatness of character, and arguing that a boy so well educated
and so respectably connected as Demochares (xii. 14) could never
have been guilty of that of which evil rumour accused him.
But the chief object of his literary censure is Timæus,
who had been unsparing of his strictures on others. The
general point which he makes against him, impugning his accuracy
as a historian, is that he derived his knowledge of history not
from the dangerous perils of a life of action but in the secure
indolence of a narrow scholastic life. There is, indeed, no
point on which he is so vehement as this. ‘A
history,’ he says, ‘written in a library gives as
lifeless and as inaccurate a picture of history as a painting
which is copied not from a living animal but from a stuffed
one.’
There is more difference, he says in another place, between
the history of an eye-witness and that of one whose knowledge
comes from books, than there is between the scenes of real life
and the fictitious landscapes of theatrical scenery.
Besides this, he enters into somewhat elaborate detailed
criticism of passages where he thought Timæus was following
a wrong method and perverting truth, passages which it will be
worth while to examine in detail.
Timæus, from the fact of there being a Roman custom to
shoot a war-horse on a stated day, argued back to the Trojan
origin of that people. Polybius, on the other hand, points
out that the inference is quite unwarrantable, because
horse-sacrifices are ordinary institutions common to all
barbarous tribes. Timæus here, as was common with
Greek writers, is arguing back from some custom of the present to
an historical event in the past. Polybius really is
employing the comparative method, showing how the custom was an
ordinary step in the civilisation of every early people.
In another place, [86] he shows how
illogical is the scepticism of Timæus as regards the
existence of the Bull of Phalaris simply by appealing to the
statue of the Bull, which was still to be seen in Carthage;
pointing out how impossible it was, on any other theory except
that it belonged to Phalaris, to account for the presence in
Carthage of a bull of this peculiar character with a door between
his shoulders. But one of the great points which he uses
against this Sicilian historian is in reference to the question
of the origin of the Locrian colony. In accordance with the
received tradition on the subject, Aristotle had represented the
Locrian colony as founded by some Parthenidæ or
slaves’ children, as they were called, a statement which
seems to have roused the indignation of Timæus, who went to
a good deal of trouble to confute this theory. He does so
on the following grounds:—
First of all, he points out that in the ancient days the
Greeks had no slaves at all, so the mention of them in the matter
is an anachronism; and next he declares that he was shown in the
Greek city of Locris certain ancient inscriptions in which their
relation to the Italian city was expressed in terms of the
position between parent and child, which showed also that mutual
rights of citizenship were accorded to each city. Besides
this, he appeals to various questions of improbability as regards
their international relationship, on which Polybius takes
diametrically opposite grounds which hardly call for
discussion. And in favour of his own view he urges two
points more: first, that the Lacedæmonians being allowed
furlough for the purpose of seeing their wives at home, it was
unlikely that the Locrians should not have had the same
privilege; and next, that the Italian Locrians knew nothing of
the Aristotelian version and had, on the contrary, very severe
laws against adulterers, runaway slaves and the like. Now,
most of these questions rest on mere probability, which is always
such a subjective canon that an appeal to it is rarely
conclusive. I would note, however, as regards the
inscriptions which, if genuine, would of course have settled the
matter, that Polybius looks on them as a mere invention on the
part of Timæus, who, he remarks, gives no details about
them, though, as a rule, he is over-anxious to give chapter and
verse for everything. A somewhat more interesting point is
that where he attacks Timæus for the introduction of
fictitious speeches into his narrative; for on this point
Polybius seems to be far in advance of the opinions held by
literary men on the subject not merely in his own day, but for
centuries after.
Herodotus had introduced speeches avowedly dramatic and
fictitious. Thucydides states clearly that, where he was
unable to find out what people really said, he put down what they
ought to have said. Sallust alludes, it is true, to the
fact of the speech he puts into the mouth of the tribune Memmius
being essentially genuine, but the speeches given in the senate
on the occasion of the Catilinarian conspiracy are very different
from the same orations as they appear in Cicero. Livy makes
his ancient Romans wrangle and chop logic with all the subtlety
of a Hortensius or a Scævola. And even in later days,
when shorthand reporters attended the debates of the senate and a
Daily News was published in Rome, we find that one of the
most celebrated speeches in Tacitus (that in which the Emperor
Claudius gives the Gauls their freedom) is shown, by an
inscription discovered recently at Lugdunum, to be entirely
fabulous.
Upon the other hand, it must be borne in mind that these
speeches were not intended to deceive; they were regarded merely
as a certain dramatic element which it was allowable to introduce
into history for the purpose of giving more life and reality to
the narration, and were to be criticised, not as we should, by
arguing how in an age before shorthand was known such a report
was possible or how, in the failure of written documents,
tradition could bring down such an accurate verbal account, but
by the higher test of their psychological probability as regards
the persons in whose mouths they are placed. An ancient
historian in answer to modern criticism would say, probably, that
these fictitious speeches were in reality more truthful than the
actual ones, just as Aristotle claimed for poetry a higher degree
of truth in comparison to history. The whole point is
interesting as showing how far in advance of his age Polybius may
be said to have been.
The last scientific historian, it is possible to gather from
his writings what he considered were the characteristics of the
ideal writer of history; and no small light will be thrown on the
progress of historical criticism if we strive to collect and
analyse what in Polybius are more or less scattered
expressions. The ideal historian must be contemporary with
the events he describes, or removed from them by one generation
only. Where it is possible, he is to be an eye-witness of
what he writes of; where that is out of his power he is to test
all traditions and stories carefully and not to be ready to
accept what is plausible in place of what is true. He is to
be no bookworm living aloof from the experiences of the world in
the artificial isolation of a university town, but a politician,
a soldier, and a traveller, a man not merely of thought but of
action, one who can do great things as well as write of them, who
in the sphere of history could be what Byron and Æschylus
were in the sphere of poetry, at once le chantre et le
héros.
He is to keep before his eyes the fact that chance is merely a
synonym for our ignorance; that the reign of law pervades the
domain of history as much as it does that of political
science. He is to accustom himself to look on all occasions
for rational and natural causes. And while he is to
recognise the practical utility of the supernatural, in an
educational point of view, he is not himself to indulge in such
intellectual beating of the air as to admit the possibility of
the violation of inviolable laws, or to argue in a sphere wherein
argument is a priori annihilated. He is to be free
from all bias towards friend and country; he is to be courteous
and gentle in criticism; he is not to regard history as a mere
opportunity for splendid and tragic writing; nor is he to falsify
truth for the sake of a paradox or an epigram.
While acknowledging the importance of particular facts as
samples of higher truths, he is to take a broad and general view
of humanity. He is to deal with the whole race and with the
world, not with particular tribes or separate countries. He
is to bear in mind that the world is really an organism wherein
no one part can be moved without the others being affected
also. He is to distinguish between cause and occasion,
between the influence of general laws and particular fancies, and
he is to remember that the greatest lessons of the world are
contained in history and that it is the historian’s duty to
manifest them so as to save nations from following those unwise
policies which always lead to dishonour and ruin, and to teach
individuals to apprehend by the intellectual culture of history
those truths which else they would have to learn in the bitter
school of experience.
Now, as regards his theory of the necessity of the
historian’s being contemporary with the events he
describes, so far as the historian is a mere narrator the remark
is undoubtedly true. But to appreciate the harmony and
rational position of the facts of a great epoch, to discover its
laws, the causes which produced it and the effects which it
generates, the scene must be viewed from a certain height and
distance to be completely apprehended. A thoroughly
contemporary historian such as Lord Clarendon or Thucydides is in
reality part of the history he criticises; and, in the case of
such contemporary historians as Fabius and Philistus, Polybius in
compelled to acknowledge that they are misled by patriotic and
other considerations. Against Polybius himself no such
accusation can be made. He indeed of all men is able, as
from some lofty tower, to discern the whole tendency of the
ancient world, the triumph of Roman institutions and of Greek
thought which is the last message of the old world and, in a more
spiritual sense, has become the Gospel of the new.
One thing indeed he did not see, or if he saw it, he thought
but little of it—how from the East there was spreading over
the world, as a wave spreads, a spiritual inroad of new religions
from the time when the Pessinuntine mother of the gods, a
shapeless mass of stone, was brought to the eternal city by her
holiest citizen, to the day when the ship Castor and
Pollux stood in at Puteoli, and St. Paul turned his face
towards martyrdom and victory at Rome. Polybius was able to
predict, from his knowledge of the causes of revolutions and the
tendencies of the various forms of governments, the uprising of
that democratic tone of thought which, as soon as a seed is sown
in the murder of the Gracchi and the exile of Marius, culminated
as all democratic movements do culminate, in the supreme
authority of one man, the lordship of the world under the
world’s rightful lord, Caius Julius Cæsar.
This, indeed, he saw in no uncertain way. But the turning
of all men’s hearts to the East, the first glimmering of
that splendid dawn which broke over the hills of Galilee and
flooded the earth like wine, was hidden from his eyes.
There are many points in the description of the ideal
historian which one may compare to the picture which Plato has
given us of the ideal philosopher. They are both
‘spectators of all time and all existence.’
Nothing is contemptible in their eyes, for all things have a
meaning, and they both walk in august reasonableness before all
men, conscious of the workings of God yet free from all terror of
mendicant priest or vagrant miracle-worker. But the
parallel ends here. For the one stands aloof from the
world-storm of sleet and hail, his eyes fixed on distant and
sunlit heights, loving knowledge for the sake of knowledge and
wisdom for the joy of wisdom, while the other is an eager actor
in the world ever seeking to apply his knowledge to useful
things. Both equally desire truth, but the one because of
its utility, the other for its beauty. The historian
regards it as the rational principle of all true history, and no
more. To the other it comes as an all-pervading and mystic
enthusiasm, ‘like the desire of strong wine, the craving of
ambition, the passionate love of what is beautiful.’
Still, though we miss in the historian those higher and more
spiritual qualities which the philosopher of the Academe alone of
all men possessed, we must not blind ourselves to the merits of
that great rationalist who seems to have anticipated the very
latest words of modern science. Nor yet is he to be
regarded merely in the narrow light in which he is estimated by
most modern critics, as the explicit champion of rationalism and
nothing more. For he is connected with another idea, the
course of which is as the course of that great river of his
native Arcadia which, springing from some arid and sun-bleached
rock, gathers strength and beauty as it flows till it reaches the
asphodel meadows of Olympia and the light and laughter of Ionian
waters.
For in him we can discern the first notes of that great cult
of the seven-hilled city which made Virgil write his epic and
Livy his history, which found in Dante its highest exponent,
which dreamed of an Empire where the Emperor would care for the
bodies and the Pope for the souls of men, and so has passed into
the conception of God’s spiritual empire and the universal
brotherhood of man and widened into the huge ocean of universal
thought as the Peneus loses itself in the sea.
Polybius is the last scientific historian of Greece. The
writer who seems fittingly to complete the progress of thought is
a writer of biographies only. I will not here touch on
Plutarch’s employment of the inductive method as shown in
his constant use of inscription and statue, of public document
and building and the like, because it involves no new
method. It is his attitude towards miracles of which I
desire to treat.
Plutarch is philosophic enough to see that in the sense of a
violation of the laws of nature a miracle is impossible. It
is absurd, he says, to imagine that the statue of a saint can
speak, and that an inanimate object not possessing the vocal
organs should be able to utter an articulate sound. Upon
the other hand, he protests against science imagining that, by
explaining the natural causes of things, it has explained away
their transcendental meaning. ‘When the tears on the
cheek of some holy statue have been analysed into the moisture
which certain temperatures produce on wood and marble, it yet by
no means follows that they were not a sign of grief and mourning
set there by God Himself.’ When Lampon saw in the
prodigy of the one-horned ram the omen of the supreme rule of
Pericles, and when Anaxagoras showed that the abnormal
development was the rational resultant of the peculiar formation
of the skull, the dreamer and the man of science were both right;
it was the business of the latter to consider how the prodigy
came about, of the former to show why it was so formed and what
it so portended. The progression of thought is exemplified
in all particulars. Herodotus had a glimmering sense of the
impossibility of a violation of nature. Thucydides ignored
the supernatural. Polybius rationalised it. Plutarch
raises it to its mystical heights again, though he bases it on
law. In a word, Plutarch felt that while science brings the
supernatural down to the natural, yet ultimately all that is
natural is really supernatural. To him, as to many of our
own day, religion was that transcendental attitude of the mind
which, contemplating a world resting on inviolable law, is yet
comforted and seeks to worship God not in the violation but in
the fulfilment of nature.
It may seem paradoxical to quote in connection with the priest
of Chæronea such a pure rationalist as Mr. Herbert Spencer;
yet when we read as the last message of modern science that
‘when the equation of life has been reduced to its lowest
terms the symbols are symbols still,’ mere signs, that is,
of that unknown reality which underlies all matter and all
spirit, we may feel how over the wide strait of centuries thought
calls to thought and how Plutarch has a higher position than is
usually claimed for him in the progress of the Greek
intellect.
And, indeed, it seems that not merely the importance of
Plutarch himself but also that of the land of his birth in the
evolution of Greek civilisation has been passed over by modern
critics. To us, indeed, the bare rock to which the
Parthenon serves as a crown, and which lies between Colonus and
Attica’s violet hills, will always be the holiest spot in
the land of Greece: and Delphi will come next, and then the
meadows of Eurotas where that noble people lived who represented
in Hellenic thought the reaction of the law of duty against the
law of beauty, the opposition of conduct to culture. Yet,
as one stands on the σχιστὴ
ὁδός of Cithæron and looks out
on the great double plain of Boeotia, the enormous importance of
the division of Hellas comes to one’s mind with great
force. To the north are Orchomenus and the Minyan
treasure-house, seat of those merchant princes of Phoenicia who
brought to Greece the knowledge of letters and the art of working
in gold. Thebes is at our feet with the gloom of the
terrible legends of Greek tragedy still lingering about it, the
birthplace of Pindar, the nurse of Epaminondas and the Sacred
Band.
And from out of the plain where ‘Mars loved to
dance,’ rises the Muses’ haunt, Helicon, by whose
silver streams Corinna and Hesiod sang; while far away under the
white ægis of those snow-capped mountains lies
Chæronea and the Lion plain where with vain chivalry the
Greeks strove to check Macedon first and afterwards Rome;
Chæronea, where in the Martinmas summer of Greek
civilisation Plutarch rose from the drear waste of a dying
religion as the aftermath rises when the mowers think they have
left the field bare.
Greek philosophy began and ended in scepticism: the first and
the last word of Greek history was Faith.
Splendid thus in its death, like winter sunsets, the Greek
religion passed away into the horror of night. For the
Cimmerian darkness was at hand, and when the schools of Athens
were closed and the statue of Athena broken, the Greek spirit
passed from the gods and the history of its own land to the
subtleties of defining the doctrine of the Trinity and the
mystical attempts to bring Plato into harmony with Christ and to
reconcile Gethsemane and the Sermon on the Mount with the
Athenian prison and the discussion in the woods of Colonus.
The Greek spirit slept for wellnigh a thousand years. When
it woke again, like Antæus it had gathered strength from
the earth where it lay; like Apollo it had lost none of its
divinity through its long servitude.
In the history of Roman thought we nowhere find any of those
characteristics of the Greek Illumination which I have pointed
out are the necessary concomitants of the rise of historical
criticism. The conservative respect for tradition which
made the Roman people delight in the ritual and formulas of law,
and is as apparent in their politics as in their religion, was
fatal to any rise of that spirit of revolt against authority the
importance of which, as a factor in intellectual progress, we
have already seen.
The whitened tables of the Pontifices preserved carefully the
records of the eclipses and other atmospherical phenomena, and
what we call the art of verifying dates was known to them at an
early time; but there was no spontaneous rise of physical science
to suggest by its analogies of law and order a new method of
research, nor any natural springing up of the questioning spirit
of philosophy with its unification of all phenomena and all
knowledge. At the very time when the whole tide of Eastern
superstition was sweeping into the heart of the Capital the
Senate banished the Greek philosophers from Rome. And of
the three systems which did at length take some root in the city,
those of Zeno and Epicurus were used merely as the rule for the
ordering of life, while the dogmatic scepticism of Carneades, by
its very principles, annihilated the possibility of argument and
encouraged a perfect indifference to research.
Nor were the Romans ever fortunate enough like the Greeks to
have to face the incubus of any dogmatic system of legends and
myths, the immoralities and absurdities of which might excite a
revolutionary outbreak of sceptical criticism. For the
Roman religion became as it were crystallised and isolated from
progress at an early period of its evolution. Their gods
remained mere abstractions of commonplace virtues or
uninteresting personifications of the useful things of
life. The old primitive creed was indeed always upheld as a
state institution on account of the enormous facilities it
offered for cheating in politics, but as a spiritual system of
belief it was unanimously rejected at a very early period both by
the common people and the educated classes, for the sensible
reason that it was so extremely dull. The former took
refuge in the mystic sensualities of the worship of Isis, the
latter in the Stoical rules of life. The Romans classified
their gods carefully in their order of precedence, analysed their
genealogies in the laborious spirit of modern heraldry, fenced
them round with a ritual as intricate as their law, but never
quite cared enough about them to believe in them. So it was
of no account with them when the philosophers announced that
Minerva was merely memory. She had never been much
else. Nor did they protest when Lucretius dared to say of
Ceres and of Liber that they were only the corn of the field and
the fruit of the vine. For they had never mourned for the
daughter of Demeter in the asphodel meadows of Sicily, nor
traversed the glades of Cithæron with fawn-skin and with
spear.
This brief sketch of the condition of Roman thought will serve
to prepare us for the almost total want of scientific historical
criticism which we shall discern in their literature, and has,
besides, afforded fresh corroboration of the conditions essential
to the rise of this spirit, and of the modes of thought which it
reflects and in which it is always to be found. Roman
historical composition had its origin in the pontifical college
of ecclesiastical lawyers, and preserved to its close the
uncritical spirit which characterised its fountain-head. It
possessed from the outset a most voluminous collection of the
materials of history, which, however, produced merely
antiquarians, not historians. It is so hard to use facts,
so easy to accumulate them.
Wearied of the dull monotony of the pontifical annals, which
dwelt on little else but the rise and fall in provisions and the
eclipses of the sun, Cato wrote out a history with his own hand
for the instruction of his child, to which he gave the name of
Origines, and before his time some aristocratic families had
written histories in Greek much in the same spirit in which the
Germans of the eighteenth century used French as the literary
language. But the first regular Roman historian is
Sallust. Between the extravagant eulogies passed on this
author by the French (such as De Closset), and Dr.
Mommsen’s view of him as merely a political pamphleteer, it
is perhaps difficult to reach the via media of unbiassed
appreciation. He has, at any rate, the credit of being a
purely rationalistic historian, perhaps the only one in Roman
literature. Cicero had a good many qualifications for a
scientific historian, and (as he usually did) thought very highly
of his own powers. On passages of ancient legend, however,
he is rather unsatisfactory, for while he is too sensible to
believe them he is too patriotic to reject them. And this
is really the attitude of Livy, who claims for early Roman legend
a certain uncritical homage from the rest of the subject
world. His view in his history is that it is not worth
while to examine the truth of these stories.
In his hands the history of Rome unrolls before our eyes like
some gorgeous tapestry, where victory succeeds victory, where
triumph treads on the heels of triumph, and the line of heroes
seems never to end. It is not till we pass behind the
canvas and see the slight means by which the effect is produced
that we apprehend the fact that like most picturesque writers
Livy is an indifferent critic. As regards his attitude
towards the credibility of early Roman history he is quite as
conscious as we are of its mythical and unsound nature. He
will not, for instance, decide whether the Horatii were Albans or
Romans; who was the first dictator; how many tribunes there were,
and the like. His method, as a rule, is merely to mention
all the accounts and sometimes to decide in favour of the most
probable, but usually not to decide at all. No canons of
historical criticism will ever discover whether the Roman women
interviewed the mother of Coriolanus of their own accord or at
the suggestion of the senate; whether Remus was killed for
jumping over his brother’s wall or because they quarrelled
about birds; whether the ambassadors found Cincinnatus ploughing
or only mending a hedge. Livy suspends his judgment over
these important facts and history when questioned on their truth
is dumb. If he does select between two historians he
chooses the one who is nearer to the facts he describes.
But he is no critic, only a conscientious writer. It is
mere vain waste to dwell on his critical powers, for they do not
exist.
In the case of Tacitus imagination has taken the place of
history. The past lives again in his pages, but through no
laborious criticism; rather through a dramatic and psychological
faculty which he specially possessed.
In the philosophy of history he has no belief. He can
never make up his mind what to believe as regards God’s
government of the world. There is no method in him and none
elsewhere in Roman literature.
Nations may not have missions but they certainly have
functions. And the function of ancient Italy was not merely
to give us what is statical in our institutions and rational in
our law, but to blend into one elemental creed the spiritual
aspirations of Aryan and of Semite. Italy was not a pioneer
in intellectual progress, nor a motive power in the evolution of
thought. The owl of the goddess of Wisdom traversed over
the whole land and found nowhere a resting-place. The dove,
which is the bird of Christ, flew straight to the city of Rome
and the new reign began. It was the fashion of early
Italian painters to represent in mediæval costume the
soldiers who watched over the tomb of Christ, and this, which was
the result of the frank anachronism of all true art, may serve to
us as an allegory. For it was in vain that the Middle Ages
strove to guard the buried spirit of progress. When the
dawn of the Greek spirit arose, the sepulchre was empty, the
grave-clothes laid aside. Humanity had risen from the
dead.
The study of Greek, it has been well said, implies the birth
of criticism, comparison and research. At the opening of
that education of modern by ancient thought which we call the
Renaissance, it was the words of Aristotle which sent Columbus
sailing to the New World, while a fragment of Pythagorean
astronomy set Copernicus thinking on that train of reasoning
which has revolutionised the whole position of our planet in the
universe. Then it was seen that the only meaning of
progress is a return to Greek modes of thought. The monkish
hymns which obscured the pages of Greek manuscripts were blotted
out, the splendours of a new method were unfolded to the world,
and out of the melancholy sea of mediævalism rose the free
spirit of man in all that splendour of glad adolescence, when the
bodily powers seem quickened by a new vitality, when the eye sees
more clearly than its wont and the mind apprehends what was
beforetime hidden from it. To herald the opening of the
sixteenth century, from the little Venetian printing press came
forth all the great authors of antiquity, each bearing on the
title-page the words Ἅλδος
ὁ
Μανούτιος
Ῥωμαῖος
καὶ
Φιλέλλην; words
which may serve to remind us with what wondrous prescience
Polybius saw the world’s fate when he foretold the material
sovereignty of Roman institutions and exemplified in himself the
intellectual empire of Greece.
The course of the study of the spirit of historical criticism
has not been a profitless investigation into modes and forms of
thought now antiquated and of no account. The only spirit
which is entirely removed from us is the mediæval; the
Greek spirit is essentially modern. The introduction of the
comparative method of research which has forced history to
disclose its secrets belongs in a measure to us. Ours, too,
is a more scientific knowledge of philology and the method of
survival. Nor did the ancients know anything of the
doctrine of averages or of crucial instances, both of which
methods have proved of such importance in modern criticism, the
one adding a most important proof of the statical elements of
history, and exemplifying the influences of all physical
surroundings on the life of man; the other, as in the single
instance of the Moulin Quignon skull, serving to create a whole
new science of prehistoric archæology and to bring us back
to a time when man was coeval with the stone age, the mammoth and
the woolly rhinoceros. But, except these, we have added no
new canon or method to the science of historical criticism.
Across the drear waste of a thousand years the Greek and the
modern spirit join hands.
In the torch race which the Greek boys ran from the
Cerameician field of death to the home of the goddess of Wisdom,
not merely he who first reached the goal but he also who first
started with the torch aflame received a prize. In the
Lampadephoria of civilisation and free thought let us not forget
to render due meed of honour to those who first lit that sacred
flame, the increasing splendour of which lights our footsteps to
the far-off divine event of the attainment of perfect truth.