LETTERS ON THE ÆSTHETICAL EDUCATION OF MAN. — Letter I. — Letter II. — Letter III. — Letter IV. — Letter V. — Letter VI. — Letter VII. — Letter VIII. — Letter IX. — Letter X. — Letter XI. — Letter XII. — Letter XIII. — Letter XIV. — Letter XV. — Letter XVI. — Letter XVII. — Letter XVIII. — Letter XIX. — Letter XX. — Letter XXI. — Letter XXII. — Letter XXIII. — Letter XXIV. — Letter XXV. — Letter XXVI. — Letter XXVII.
33
By your permission I lay before you, in a series of letters,
the results of my researches upon beauty and art. I am
keenly sensible of the importance as well as of the charm
and dignity of this undertaking. I shall treat a subject
which is closely connected with the better portion of our
happiness and not far removed from the moral nobility of
human nature. I shall plead this cause of the beautiful before
a heart by which her whole power is felt and exercised,
and which will take upon itself the most difficult
part of my task in an investigation where one is compelled
to appeal as frequently to feelings as to principles.
That which I would beg of you as a favor, you generously
impose upon me as a duty; and, when I solely consult
my inclination, you impute to me a service. The
liberty of action you prescribe is rather a necessity for
me than a constraint. Little exercised in formal rules, I
shall scarcely incur the risk of sinning against good taste
by any undue use of them; my ideas, drawn rather from
within than from reading or from an intimate experience
with the world, will not disown their origin; they would
rather incur any reproach than that of a sectarian bias,
and would prefer to succumb by their innate feebleness
than sustain themselves by borrowed authority and foreign
support.
In truth, I will not keep back from you that the assertions
which follow rest chiefly upon Kantian principles;
34but if in the course of these researches you should be reminded
of any special school of philosophy, ascribe it to
my incapacity, not to those principles. No; your liberty
of mind shall be sacred to me; and the facts upon which
I build will be furnished by your own sentiments; your
own unfettered thought will dictate the laws according to
which we have to proceed.
With regard to the ideas which predominate in the
practical part of Kant’s system, philosophers only disagree,
whilst mankind, I am confident of proving, have never
done so. If stripped of their technical shape, they will
appear as the verdict of reason pronounced from time
immemorial by common consent, and as facts of the moral
instinct which nature, in her wisdom, has given to man in
order to serve as guide and teacher until his enlightened
intelligence gives him maturity. But this very technical
shape which renders truth visible to the understanding
conceals it from the feelings; for, unhappily, understanding
begins by destroying the object of the inner sense
before it can appropriate the object. Like the chemist,
the philosopher finds synthesis only by analysis, or the
spontaneous work of nature only through the torture of
art. Thus, in order to detain the fleeting apparition, he
must enchain it in the fetters of rule, dissect its fair
proportions into abstract notions, and preserve its living
spirit in a fleshless skeleton of words. Is it surprising
that natural feeling should not recognize itself in such a
copy, and if in the report of the analyst the truth appears
as paradox?
Permit me therefore to crave your indulgence if the
following researches should remove their object from the
sphere of sense while endeavoring to draw it towards
the understanding. That which I before said of moral
experience can be applied with greater truth to the manifestation
of “the beautiful.” It is the mystery which
enchants, and its being is extinguished with the extinction
of the necessary combination of its elements.
35
But I might perhaps make a better use of the opening
you afford me if I were to direct your mind to a loftier
theme than that of art. It would appear to be unseasonable
to go in search of a code for the æsthetic world,
when the moral world offers matter of so much higher
interest, and when the spirit of philosophical inquiry is so
stringently challenged by the circumstances of our times
to occupy itself with the most perfect of all works of
art—the establishment and structure of a true political
freedom.
It is unsatisfactory to live out of your own age and to
work for other times. It is equally incumbent on us to
be good members of our own age as of our own state or
country. If it is conceived to be unseemly and even
unlawful for a man to segregate himself from the customs
and manners of the circle in which he lives, it would be
inconsistent not to see that it is equally his duty to grant
a proper share of influence to the voice of his own epoch,
to its taste and its requirements, in the operations in which
he engages.
But the voice of our age seems by no means favorable
to art, at all events to that kind of art to which my inquiry
is directed. The course of events has given a
direction to the genius of the time that threatens to remove
it continually further from the ideal of art. For
art has to leave reality, it has to raise itself boldly above
necessity and neediness; for art is the daughter of freedom,
and it requires its prescriptions and rules to be furnished
by the necessity of spirits and not by that of matter. But
in our day it is necessity, neediness, that prevails, and
lends a degraded humanity under its iron yoke. Utility
is the great idol of the time, to which all powers do
homage and all subjects are subservient. In this great
balance on utility, the spiritual service of art has no
weight, and, deprived of all encouragement, it vanishes
from the noisy Vanity Fair of our time. The very spirit
of philosophical inquiry itself robs the imagination of one
promise after another, and the frontiers of art are narrowed
36in proportion as the limits of science are enlarged.
The eyes of the philosopher as well as of the man of
the world are anxiously turned to the theatre of political
events, where it is presumed the great destiny of man is
to be played out. It would almost seem to betray a culpable
indifference to the welfare of society if we did not
share this general interest. For this great commerce in
social and moral principles is of necessity a matter of the
greatest concern to every human being, on the ground
both of its subject and of its results. It must accordingly
be of deepest moment to every man to think for
himself. It would seem that now at length a question
that formerly was only settled by the law of the stronger
is to be determined by the calm judgment of the reason,
and every man who is capable of placing himself in a central
position, and raising his individuality into that of his
species, can look upon himself as in possession of this
judicial faculty of reason; being moreover, as man and
member of the human family, a party in the case under
trial and involved more or less in its decisions. It would
thus appear that this great political process is not only
engaged with his individual case, it has also to pronounce
enactments, which he as a rational spirit is capable of
enunciating and entitled to pronounce.
It is evident that it would have been most attractive to
me to inquire into an object such as this, to decide such a
question in conjunction with a thinker of powerful mind,
a man of liberal sympathies, and a heart imbued with a
noble enthusiasm for the weal of humanity. Though so
widely separated by worldly position, it would have been
a delightful surprise to have found your unprejudiced
mind arriving at the same result as my own in the field of
ideas. Nevertheless, I think I can not only excuse, but
even justify by solid grounds, my step in resisting this
attractive purpose and in preferring beauty to freedom.
I hope that I shall succeed in convincing you that this
matter of art is less foreign to the needs than to the tastes
of our age; nay, that, to arrive at a solution even in the
political problem, the road of æsthetics must be pursued,
because it is through beauty that we arrive at freedom.
37But I cannot carry out this proof without my bringing to
your remembrance the principles by which the reason is
guided in political legislation.
Man is not better treated by nature in his first start than
her other works are; so long as he is unable to act for
himself as an independent intelligence she acts for him.
But the very fact that constitutes him a man is that he
does not remain stationary, where nature has placed him,
that he can pass with his reason, retracing the steps nature
had made him anticipate, that he can convert the
work of necessity into one of free solution, and elevate
physical necessity into a moral law.
When man is raised from his slumber in the senses he
feels that he is a man; he surveys his surroundings and
finds that he is in a state. He was introduced into this
state by the power of circumstances, before he could freely
select his own position. But as a moral being he cannot
possibly rest satisfied with a political condition forced
upon him by necessity, and only calculated for that condition;
and it would be unfortunate if this did satisfy him.
In many cases man shakes off this blind law of necessity,
by his free spontaneous action, of which among many
others we have an instance, in his ennobling by beauty
and suppressing by moral influence the powerful impulse
implanted in him by nature in the passion of love. Thus,
when arrived at maturity, he recovers his childhood by an
artificial process, he founds a state of nature in his ideas,
not given him by any experience, but established by the
necessary laws and conditions of his reason, and he attributes
to this ideal condition an object, an aim, of which
he was not cognizant in the actual reality of nature. He
gives himself a choice of which he was not capable before,
and sets to work just as if he were beginning anew, and
were exchanging his original state of bondage for one of
complete independence, doing this with complete insight
and of his free decision. He is justified in regarding this
work of political thraldom as non-existing though a wild
38and arbitrary caprice may have founded its work very artfully;
though it may strive to maintain it with great arrogance
and encompass it with a halo of veneration. For
the work of blind powers possesses no authority before
which freedom need bow, and all must be made to adapt
itself to the highest end which reason has set up in his
personality. It is in this wise that a people in a state of
manhood is justified in exchanging a condition of thraldom
for one of moral freedom.
Now the term natural condition can be applied to every
political body which owes its establishment originally to
forces and not to laws, and such a state contradicts the
moral nature of man, because lawfulness can alone have
authority over this. At the same time this natural condition
is quite sufficient for the physical man, who only gives
himself laws in order to get rid of brute force. Moreover,
the physical man is a reality, and the moral man
problematical. Therefore when the reason suppresses the
natural condition, as she must if she wishes to substitute
her own, she weighs the real physical man against the problematical
moral man, she weighs the existence of society
against a possible, though morally necessary, ideal of
society. She takes from man something which he really
possesses, and without which he possesses nothing, and
refers him as a substitute to something that he ought to
possess and might possess; and if reason had relied too
exclusively on him she might, in order to secure him a
state of humanity in which he is wanting and can want
without injury to his life, have robbed him even of the
means of animal existence, which is the first necessary
condition of his being a man. Before he had opportunity
to hold firm to the law with his will, reason would have
withdrawn from his feet the ladder of nature.
The great point is, therefore, to reconcile these two considerations,
to prevent physical society from ceasing for a
moment in time, while the moral society is being formed
in the idea; in other words, to prevent its existence from
being placed in jeopardy for the sake of the moral dignity
of man. When the mechanic has to mend a watch
he lets the wheels run out; but the living watchworks of
the state have to be repaired while they act, and a wheel
39has to be exchanged for another during its revolutions.
Accordingly props must be sought for to support society
and keep it going while it is made independent of the
natural condition from which it is sought to emancipate it.
This prop is not found in the natural character of man,
who, being selfish and violent, directs his energies rather
to the destruction than to the preservation of society.
Nor is it found in his moral character, which has to be
formed, which can never be worked upon or calculated on
by the lawgiver, because it is free and never appears. It
would seem, therefore, that another measure must be
adopted. It would seem that the physical character of the
arbitrary must be separated from moral freedom; that it is
incumbent to make the former harmonize with the laws and
the latter dependent on impressions; it would be expedient
to remove the former still farther from matter and to
bring the latter somewhat more near to it; in short, to produce
a third character related to both the others—the
physical and the moral—paving the way to a transition
from the sway of mere force to that of law, without preventing
the proper development of the moral character,
but serving rather as a pledge in the sensuous sphere of a
morality in the unseen.
Thus much is certain. It is only when a third character,
as previously suggested, has preponderance that a revolution
in a state according to moral principles can be free
from injurious consequences; nor can anything else secure
its endurance. In proposing or setting up a moral state, the
moral law is relied upon as a real power, and free will is
drawn into the realm of causes, where all hangs together
mutually with stringent necessity and rigidity. But we
know that the condition of the human will always remains
contingent, and that only in the Absolute Being physical
coexists with moral necessity. Accordingly, if it is wished
to depend on the moral conduct of man as on natural results,
this conduct must become nature, and he must be
led by natural impulse to such a course of action as can
40only and invariably have moral results. But the will of
man is perfectly free between inclination and duty, and no
physical necessity ought to enter as a sharer in this magisterial
personality. If, therefore, he is to retain this
power of solution, and yet become a reliable link in the
causal concatenation of forces, this can only be effected
when the operations of both these impulses are presented
quite equally in the world of appearances. It is only
possible when, with every difference of form, the matter
of man’s volition remains the same, when all his impulses
agreeing with his reason are sufficient to have the value of
a universal legislation.
It may be urged that every individual man carries
within himself, at least in his adaptation and destination,
a purely ideal man. The great problem of his existence
is to bring all the incessant changes of his outer life into
conformity with the unchanging unity of this ideal. This
pure ideal man, which makes itself known more or less
clearly in every subject, is represented by the state, which
is the objective, and, so to speak, canonical form in which
the manifold differences of the subjects strive to unite.
Now two ways present themselves to the thought in which
the man of time can agree with the man of idea, and there
are also two ways in which the state can maintain itself
in individuals. One of these ways is when the pure ideal
man subdues the empirical man, and the state suppresses
the individual, or again when the individual becomes the
state, and the man of time is ennobled to the man of
idea.
I admit that in a one-sided estimate from the point of
view of morality this difference vanishes, for the reason is
satisfied if her law prevails unconditionally. But when
the survey taken is complete and embraces the whole man
(anthropology), where the form is considered together with
the substance, and a living feeling has a voice, the difference
will become far more evident. No doubt the reason
demands unity, and nature variety, and both legislations
take man in hand. The law of the former is stamped
upon him by an incorruptible consciousness, that of the latter
by an ineradicable feeling. Consequently education will
always appear deficient when the moral feeling can only be
41maintained with the sacrifice of what is natural; and a
political administration will always be very imperfect when
it is only able to bring about unity by suppressing variety.
The state ought not only to respect the objective and
generic, but also the subjective and specific in individuals;
and while diffusing the unseen world of morals, it must
not depopulate the kingdom of appearance, the external
world of matter.
When the mechanical artist places his hand on the formless
block, to give it a form according to his intention, he
has not any scruples in doing violence to it. For the
nature on which he works does not deserve any respect in
itself, and he does not value the whole for its parts, but
the parts on account of the whole. When the child of
the fine arts sets his hand to the same block, he has no
scruples either in doing violence to it, he only avoids showing
this violence. He does not respect the matter in
which he works any more than the mechanical artist; but
he seeks by an apparent consideration for it to deceive the
eye which takes this matter under its protection. The
political and educating artist follows a very different course,
while making man at once his material and his end. In
this case the aim or end meets in the material, and it is
only because the whole serves the parts that the parts
adapt themselves to the end. The political artist has to
treat his material—man—with a very different kind of respect
than that shown by the artist of fine art to his work.
He must spare man’s peculiarity and personality, not to
produce a defective effect on the senses, but objectively
and out of consideration for his inner being.
But the state is an organization which fashions itself
through itself and for itself, and for this reason it can only
be realized when the parts have been accorded to the idea
of the whole. The state serves the purpose of a representative,
both to pure ideal and to objective humanity, in
the breast of its citizens, accordingly it will have to observe
the same relation to its citizens in which they are
placed to it; and it will only respect their subjective
humanity in the same degree that it is ennobled to an objective
existence. If the internal man is one with himself
he will be able to rescue his peculiarity, even in the greatest
42generalization of his conduct, and the state will only
become the exponent of his fine instinct, the clearer formula
of his internal legislation. But if the subjective man is in
conflict with the objective, and contradicts him in the
character of a people, so that only the oppression of the
former can give victory to the latter, then the state will
take up the severe aspect of the law against the citizen,
and in order not to fall a sacrifice, it will have to crush
under foot such a hostile individuality without any compromise.
Now man can be opposed to himself in a twofold
manner; either as a savage, when his feelings rule over
his principles; or as a barbarian, when his principles
destroy his feelings. The savage despises art, and acknowledges
nature as his despotic ruler; the barbarian laughs
at nature, and dishonors it, but he often proceeds in a
more contemptible way than the savage to be the slave
of his senses. The cultivated man makes of nature his
friend, and honors its friendship, while only bridling its
caprice.
Consequently, when reason brings her moral unity into
physical society, she must not injure the manifold in nature.
When nature strives to maintain her manifold
character in the moral structure of society, this must not
create any breach in moral unity; the victorious form is
equally remote from uniformity and confusion. Therefore,
totality of character must be found in the people
which is capable and worthy to exchange the state of
necessity for that of freedom.
Does the present age, do passing events, present this
character? I direct my attention at once to the most
prominent object in this vast structure.
It is true that the consideration of opinion is fallen;
caprice is unnerved, and, although still armed with power,
receives no longer any respect. Man has awakened from
his long lethargy and self-deception, and he demands with
impressive unanimity to be restored to his imperishable
43rights. But he does not only demand them; he rises on
all sides to seize force what, in his opinion, has been
unjustly wrested from him. The edifice of the natural
state is tottering, its foundations shake, and a physical
possibility seems at length granted to place law on the
throne, to honor man at length as an end, and to make
true freedom the basis of political union. Vain hope!
The moral possibility is wanting, and the generous occasion
finds an unsusceptible rule.
Man paints himself in his actions, and what is the form
depicted in the drama of the present time? On the one
hand, he is seen running wild, on the other, in a state of
lethargy; the two extremest stages of human degeneracy,
and both seen in one and the same period.
In the lower larger masses, coarse, lawless impulses
come to view, breaking loose when the bonds of civil
order are burst asunder, and hastening with unbridled
fury to satisfy their savage instinct. Objective humanity
may have had cause to complain of the state; yet subjective
man must honor its institutions. Ought he to be
blamed because he lost sight of the dignity of human
nature, so long as he was concerned in preserving his
existence? Can we blame him that he proceeded to separate
by the force of gravity, to fasten by the force of
cohesion, at a time when there could be no thought of
building or raising up? The extinction of the state contains
its justification. Society set free, instead of hastening
upward into organic life, collapses into its elements.
On the other hand, the civilized classes give us the still
more repulsive sight of lethargy, and of a depravity of
character which is the more revolting because it roots in
culture. I forget who of the older or more recent philosophers
makes the remark, that what is more noble is the
more revolting in its destruction. The remark applies
with truth to the world of morals. The child of nature,
when he breaks loose, becomes a madman; but the art
scholar, when he breaks loose, becomes a debased character.
The enlightenment of the understanding, on which
the more refined classes pride themselves with some
ground, shows on the whole so little of an ennobling
influence on the mind that it seems rather to confirm corruption
44by its maxims. We deny nature on her legitimate
field and feel her tyranny in the moral sphere, and while
resisting her impressions, we receive our principles from
her. While the affected decency of our manners does not
even grant to nature a pardonable influence in the initial
stage, our materialistic system of morals allows her the
casting vote in the last and essential stage. Egotism has
founded its system in the very bosom of a refined society,
and without developing even a sociable character, we feel
all the contagions and miseries of society. We subject
our free judgment to its despotic opinions, our feelings to
its bizarre customs, and our will to its seductions. We
only maintain our caprice against her holy rights. The
man of the world has his heart contracted by a proud self-complacency,
while that of the man of nature often beats
in sympathy; and every man seeks for nothing more than
to save his wretched property from the general destruction,
as it were from some great conflagration. It is conceived
that the only way to find a shelter against the aberrations of
sentiment is by completely foregoing its indulgence, and
mockery, which is often a useful chastener of mysticism,
slanders in the same breath the noblest aspirations. Culture,
far from giving us freedom, only develops, as it
advances, new necessities; the fetters of the physical close
more tightly around us, so that the fear of loss quenches
even the ardent impulse toward improvement, and the
maxims of passive obedience are held to be the highest
wisdom of life. Thus the spirit of the time is seen to
waver between perversion and savagism, between what
is unnatural and mere nature, between superstition and
moral unbelief, and it is often nothing but the equilibrium of
evils that sets bounds to it.
Have I gone too far in this portraiture of our times? I
do not anticipate this stricture, but rather another—that
I have proved too much by it. You will tell me that the
picture I have presented resembles the humanity of our
day, but it also bodies forth all nations engaged in the
45same degree of culture, because all, without exception,
have fallen off from nature by the abuse of reason, before
they can return to it through reason.
But if we bestow some serious attention to the character
of our times, we shall be astonished at the contrast between
the present and the previous form of humanity, especially
that of Greece. We are justified in claiming the reputation
of culture and refinement, when contrasted with a
purely natural state of society, but not so comparing ourselves
with the Grecian nature. For the latter was combined
with all the charms of art and with all the dignity
of wisdom, without, however, as with us, becoming a victim
to these influences. The Greeks have put us to shame
not only by their simplicity, which is foreign to our age;
they are at the same time our rivals, nay, frequently our
models, in those very points of superiority from which we
seek comfort when regretting the unnatural character of our
manners. We see that remarkable people uniting at
once fulness of form and fulness of substance, both
philosophizing and creating, both tender and energetic,
uniting a youthful fancy to the virility of reason in a
glorious humanity.
At the period of Greek culture, which was an awakening
of the powers of the mind, the senses and the spirit had no
distinctly separated property; no division had yet torn
them asunder, leading them to partition in a hostile attitude,
and to mark off their limits with precision. Poetry
had not as yet become the adversary of wit, nor had speculation
abused itself by passing into quibbling. In cases
of necessity both poetry and wit could exchange parts,
because they both honored truth only in their special way.
However high might be the flight of reason, it drew matter
in a loving spirit after it, and while sharply and stiffly
defining it, never mutilated what it touched. It is true
the Greek mind displaced humanity, and recast it on a
magnified scale in the glorious circle of its gods; but it
did this not by dissecting human nature, but by giving it
fresh combinations, for the whole of human nature was
represented in each of the gods. How different is the
course followed by us moderns! We also displace and
magnify individuals to form the image of the species, but
46we do this in a fragmentary way, not by altered combinations,
so that it is necessary to gather up from different
individuals the elements that form the species in its totality.
It would almost appear as if the powers of mind express
themselves with us in real life or empirically as separately
as the psychologist distinguishes them in the representation.
For we see not only individual subjects, but whole classes
of men, uphold their capacities only in part, while the rest
of their faculties scarcely show a germ of activity, as in
the case of the stunted growth of plants.
I do not overlook the advantages to which the present
race, regarded as a unity and in the balance of the understanding,
may lay claim over what is best in the ancient
world; but it is obliged to engage in the contest as a compact
mass, and measure itself as a whole against a whole.
Who among the moderns could step forth, man against
man, and strive with an Athenian for the prize of higher
humanity.
Whence comes this disadvantageous relation of individuals
coupled with great advantages of the race? Why
could the individual Greek be qualified as the type of his
time; and why can no modern dare to offer himself as
such? Because all-uniting nature imparted its forms to
the Greek, and an all-dividing understanding gives our
forms to us.
It was culture itself that gave these wounds to modern
humanity. The inner union of human nature was broken,
and a destructive contest divided its harmonious forces
directly; on the one hand, an enlarged experience and a
more distinct thinking necessitated a sharper separation of
the sciences, while, on the other hand, the more complicated
machinery of states necessitated a stricter sundering of
ranks and occupations. Intuitive and speculative understanding
took up a hostile attitude in opposite fields, whose
borders were guarded with jealousy and distrust; and by
limiting its operation to a narrow sphere, men have made
unto themselves a master who is wont not unfrequently to
end by subduing and oppressing all the other faculties.
Whilst on the one hand a luxuriant imagination creates
ravages in the plantations that have cost the intelligence
so much labor; on the other hand, a spirit of abstraction
47suffocates the fire that might have warmed the heart and
inflamed the imagination.
This subversion, commenced by art and learning in the
inner man, was carried out to fulness and finished by the
spirit of innovation in government. It was, no doubt,
reasonable to expect that the simple organization of the
primitive republics should survive the quaintness of primitive
manners and of the relations of antiquity. But, instead
of rising to a higher and nobler degree of animal
life, this organization degenerated into a common and
coarse mechanism. The zoophyte condition of the Grecian
states, where each individual enjoyed an independent life,
and could, in cases of necessity, become a separate whole
and unit in himself, gave way to an ingenious mechanism,
when, from the splitting up into numberless parts, there
results a mechanical life in the combination. Then there
was a rupture between the state and the church, between
laws and customs; enjoyment was separated from labor,
the means from the end, the effort from the reward. Man
himself, eternally chained down to a little fragment of the
whole, only forms a kind of fragment; having nothing in
his ears but the monotonous sound of the perpetually revolving
wheel, he never develops the harmony of his being,
and instead of imprinting the seal of humanity on his being,
he ends by being nothing more than the living impress of
the craft to which he devotes himself, of the science that
he cultivates. This very partial and paltry relation, linking
the isolated members to the whole, does not depend on
forms that are given spontaneously; for how could a complicated
machine, which shuns the light, confide itself to
the free will of man? This relation is rather dictated,
with a rigorous strictness, by a formulary in which the
free intelligence of man is chained down. The dead letter
takes the place of a living meaning, and a practised memory
becomes a safer guide than genius and feeling.
If the community or state measures man by his function,
only asking of its citizens memory, or the intelligence of
a craftsman, or mechanical skill, we cannot be surprised
that the other faculties of the mind are neglected for the
exclusive culture of the one that brings in honor and profit.
Such is the necessary result of an organization that is
48indifferent about character, only looking to acquirements,
whilst in other cases it tolerates the thickest darkness, to
favor a spirit of law and order; it must result if it wishes
that individuals in the exercise of special aptitudes
should gain in depth what they are permitted to lose in
extension. We are aware, no doubt, that a powerful
genius does not shut up its activity within the limits of its
functions; but mediocre talents consume in the craft fallen
to their lot the whole of their feeble energy; and if some
of their energy is reserved for matters of preference,
without prejudice to its functions, such a state of things
at once bespeaks a spirit soaring above the vulgar. Moreover,
it is rarely a recommendation in the eye of a state
to have a capacity superior to your employment, or one
of those noble intellectual cravings of a man of talent
which contend in rivalry with the duties of office. The
state is so jealous of the exclusive possession of its servants
that it would prefer—nor can it be blamed in this—for
functionaries to show their powers with the Venus
of Cytherea rather than the Uranian Venus.
It is thus that concrete individual life is extinguished,
in order that the abstract whole may continue its miserable
life, and the state remains forever a stranger to its citizens,
because feeling does not discover it anywhere. The governing
authorities find themselves compelled to classify,
and thereby simplify the multiplicity of citizens, and
only to know humanity in a representative form and at
second-hand. Accordingly they end by entirely losing
sight of humanity, and by confounding it with a simple
artificial creation of the understanding, whilst on their
part the subject-classes cannot help receiving coldly laws
that address themselves so little to their personality. At
length, society, weary of having a burden that the state
takes so little trouble to lighten, falls to pieces and is
broken up—a destiny that has long since attended most
European states. They are dissolved in what may be
called a state of moral nature, in which public authority
is only one function more, hated and deceived by those
who think it necessary, respected only by those who can
do without it.
Thus compressed between two forces, within and without,
49could humanity follow any other course than that
which it has taken? The speculative mind, pursuing
imprescriptible goods and rights in the sphere of ideas,
must needs have become a stranger to the world of sense,
and lose sight of matter for the sake of form. On its
part, the world of public affairs, shut up in a monotonous
circle of objects, and even there restricted by formulas,
was led to lose sight of the life and liberty of the whole,
while becoming impoverished at the same time in its own
sphere. Just as the speculative mind was tempted to
model the real after the intelligible, and to raise the subjective
laws of its imagination into laws constituting the
existence of things, so the state spirit rushed into the
opposite extreme, wished to make a particular and fragmentary
experience the measure of all observation, and to
apply without exception to all affairs the rules of its own
particular craft. The speculative mind had necessarily to
become the prey of a vain subtlety, the state spirit of a
narrow pedantry; for the former was placed too high to see
the individual, and the latter too low to survey the whole.
But the disadvantage of this direction of mind was not
confined to knowledge and mental production; it extended
to action and feeling. We know that the sensibility of
the mind depends, as to degree, on the liveliness, and for
extent on the richness of the imagination. Now the predominance
of the faculty of analysis must necessarily
deprive the imagination of its warmth and energy, and a
restricted sphere of objects must diminish its wealth. It
is for this reason that the abstract thinker has very often
a cold heart, because he analyzes impressions, which only
move the mind by their combination or totality; on the
other hand, the man of business, the statesman, has very
often a narrow heart, because, shut up in the narrow circle
of his employment, his imagination can neither expand nor
adapt itself to another manner of viewing things.
My subject has led me naturally to place in relief the
distressing tendency of the character of our own times and to
show the sources of the evil, without its being my province
to point out the compensations offered by nature. I will
readily admit to you that, although this splitting up of
their being was unfavorable for individuals, it was the
50only open road for the progress of the race. The point
at which we see humanity arrived among the Greeks was
undoubtedly a maximum; it could neither stop there nor
rise higher. It could not stop there, for the sum of notions
acquired forced infallibly the intelligence to break with
feeling and intuition, and to lead to clearness of knowledge.
Nor could it rise any higher; for it is only in a
determinate measure that clearness can be reconciled with
a certain degree of abundance and of warmth. The
Greeks had attained this measure, and to continue their
progress in culture, they, as we, were obliged to renounce
the totality of their being, and to follow different and separate
roads in order to seek after truth.
There was no other way to develop the manifold aptitudes
of man than to bring them in opposition with one
another. This antagonism of forces is the great instrument
of culture, but it is only an instrument: for as long
as this antagonism lasts man is only on the road to culture.
It is only because these special forces are isolated
in man, and because they take on themselves to impose an
exclusive legislation, that they enter into strife with the
truth of things, and oblige common sense, which generally
adheres imperturbably to external phenomena, to dive into
the essence of things. While pure understanding usurps
authority in the world of sense, and empiricism attempts
to subject this intellect to the conditions of experience,
these two rival directions arrive at the highest possible
development, and exhaust the whole extent of their sphere.
While, on the one hand, imagination, by its tyranny, ventures
to destroy the order of the world, it forces reason,
on the other side, to rise up to the supreme sources of
knowledge, and to invoke against this predominance of
fancy the help of the law of necessity.
By an exclusive spirit in the case of his faculties, the
individual is fatally led to error; but the species is led to
truth. It is only by gathering up all the energy of our
mind in a single focus, and concentrating a single force in
our being, that we give in some sort wings to this isolated
force, and that we draw it on artificially far beyond the
limits that nature seems to have imposed upon it. If it
be certain that all human individuals taken together
51would never have arrived, with the visual power given
them by nature, to see a satellite of Jupiter, discovered
by the telescope of the astronomer, it is just as well
established that never would the human understanding
have produced the analysis of the infinite, or the critique
of pure reason, if in particular branches, destined for this
mission, reason had not applied itself to special researches,
and it, after having, as it were, freed itself from all matter,
it had not, by the most powerful abstraction given to
the spiritual eye of man the force necessary, in order to
look into the absolute. But the question is, if a spirit
thus absorbed in pure reason and intuition will be able to
emancipate itself from the rigorous fetters of logic, to
take the free action of poetry, and seize the individuality
of things with a faithful and chaste sense? Here
nature imposes even on the most universal genius a limit
it cannot pass, and truth will make martyrs as long as
philosophy will be reduced to make its principal occupation
the search for arms against errors.
But whatever may be the final profit for the totality of
the world, of this distinct and special perfecting of the
human faculties, it cannot be denied that this final aim of
the universe, which devotes them to this kind of culture,
is a cause of suffering, and a kind of malediction for individuals.
I admit that the exercises of the gymnasium
form athletic bodies; but beauty is only developed by the
free and equal play of the limbs. In the same way the
tension of the isolated spiritual forces may make extraordinary
men; but it is only the well-tempered equilibrium
of these forces that can produce happy and accomplished
men. And in what relation should we be placed with
past and future ages if the perfecting of human nature
made such a sacrifice indispensable? In that case we
should have been the slaves of humanity, we should have
consumed our forces in servile work for it during some
thousands of years, and we should have stamped on our
humiliated, mutilated nature the shameful brand of this
slavery—all this in order that future generations, in a
happy leisure, might consecrate themselves to the cure of
their moral health, and develop the whole of human nature
by their free culture.
52But can it be true that man has to neglect himself for
any end whatever? Can nature snatch from us, for any
end whatever, the perfection which is prescribed to us by
the aim of reason? It must be false that the perfecting
of particular faculties renders the sacrifice of their totality
necessary; and even if the law of nature had imperiously
this tendency, we must have the power to reform by a
superior art this totality of our being, which art has
destroyed.
Can this effect of harmony be attained by the state?
That is not possible, for the state, as at present constituted,
has given occasion to evil, and the state as conceived
in the idea, instead of being able to establish this
more perfect humanity, ought to be based upon it. Thus
the researches in which I have indulged would have
brought me back to the same point from which they had
called me off for a time. The present age, far from
offering us this form of humanity, which we have acknowledged
as a necessary condition of an improvement of the
state, shows us rather the diametrically opposite form. If,
therefore, the principles I have laid down are correct, and
if experience confirms the picture I have traced of the
present time, it would be necessary to qualify as unseasonable
every attempt to effect a similar change in the
state, and all hope as chimerical that would be based on
such an attempt, until the division of the inner man ceases,
and nature has been sufficiently developed to become herself
the instrument of this great change and secure the
reality of the political creation of reason.
In the physical creation, nature shows us the road that
we have to follow in the moral creation. Only when the
struggle of elementary forces has ceased in inferior organizations,
nature rises to the noble form of the physical
man. In like manner, the conflict of the elements of the
moral man and that of blind instincts must have ceased,
and a coarse antagonism in himself, before the attempt can
be hazarded. On the other hand, the independence of
man’s character must be secured, and his submission to
53despotic forms must have given place to a suitable liberty,
before the variety in his constitution can be made subordinate
to the unity of the ideal. When the man of nature
still makes such an anarchial abuse of his will, his liberty
ought hardly to be disclosed to him. And when the man
fashioned by culture makes so little use of his freedom,
his free will ought not to be taken from him. The concession
of liberal principles becomes a treason to social order
when it is associated with a force still in fermentation, and
increases the already exuberant energy of its nature.
Again, the law of conformity under one level becomes
tyranny to the individual when it is allied to a weakness
already holding sway and to natural obstacles, and when
it comes to extinguish the last spark of spontaneity and
of originality.
The tone of the age must therefore rise from its profound
moral degradation; on the one hand it must emancipate
itself from the blind service of nature, and on the
other it must revert to its simplicity, its truth, and its fruitful
sap; a sufficient task for more than a century. However,
I admit readily, more than one special effort may
meet with success, but no improvement of the whole will
result from it, and contradictions in action will be a continual
protest against the unity of maxims. It will be
quite possible, then, that in remote corners of the world
humanity may be honored in the person of the negro,
while in Europe it may be degraded in the person of the
thinker. The old principles will remain, but they will
adopt the dress of the age, and philosophy will lend its
name to an oppression that was formerly authorized by the
church. In one place, alarmed at the liberty which in its
opening efforts always shows itself an enemy, it will cast
itself into the arms of a convenient servitude. In another
place, reduced to despair by a pedantic tutelage, it will be
driven into the savage license of the state of nature.
Usurpation will invoke the weakness of human nature,
and insurrection will invoke its dignity, till at length the
great sovereign of all human things, blind force, shall
come in and decide, like a vulgar pugilist, this pretended
contest of principles.
54
Must philosophy therefore retire from this field, disappointed
in its hopes? Whilst in all other directions the
dominion of forms is extended, must this the most precious
of all gifts be abandoned to a formless chance? Must
the contest of blind forces last eternally in the political
world, and is social law never to triumph over a hating
egotism?
Not in the least. It is true that reason herself will never
attempt directly a struggle with this brutal force which
resists her arms, and she will be as far as the son of Saturn
in the “Iliad” from descending into the dismal field of
battle, to fight them in person. But she chooses the most
deserving among the combatants, clothes him with divine
arms as Jupiter gave them to his son-in-law, and by her
triumphing force she finally decides the victory.
Reason has done all that she could in finding the law
and promulgating it; it is for the energy of the will and
the ardor of feeling to carry it out. To issue victoriously
from her contest with force, truth herself must first become
a force, and turn one of the instincts of man into
her champion in the empire of phenomena. For instincts
are the only motive forces in the material world. If hitherto
truth has so little manifested her victorious power,
this has not depended on the understanding, which
could not have unveiled it, but on the heart which remained
closed to it and on instinct which did not act with
it.
Whence, in fact, proceeds this general sway of prejudices;
this might of the understanding in the midst of the
light disseminated by philosophy and experience? The
age is enlightened, that is to say, that knowledge, obtained
and vulgarized, suffices to set right at least our practical
principles. The spirit of free inquiry has dissipated
the erroneous opinions which long barred the access to
truth, and has undermined the ground on which fanaticism
and deception had erected their throne. Reason has purified
itself from the illusions of the senses and from a
mendacious sophistry, and philosophy herself raises her
55voice and exhorts us to return to the bosom of nature, to
which she had first made us unfaithful. Whence then is
it that we remain still barbarians?
There must be something in the spirit of man—as it is
not in the objects themselves—which prevents us from
receiving the truth, notwithstanding the brilliant light she
diffuses, and from accepting her, whatever may be her
strength for producing conviction. This something was
perceived and expressed by an ancient sage in this very
significant maxim: sapere aude.[1]
Dare to be wise! A spirited courage is required to
triumph over the impediments that the indolence of nature
as well as the cowardice of the heart oppose to our instruction.
It was not without reason that the ancient
Mythos made Minerva issue fully armed from the head of
Jupiter, for it is with warfare that this instruction commences.
From its very outset it has to sustain a hard
fight against the senses, which do not like to be roused
from their easy slumber. The greater part of men are
much too exhausted and enervated by their struggle with
want to be able to engage in a new and severe contest with
error. Satisfied if they themselves can escape from the
hard labor of thought, they willingly abandon to others
the guardianship of their thoughts. And if it happens
that nobler necessities agitate their soul, they cling with a
greedy faith to the formula that the state and the church
hold in reserve for such cases. If these unhappy men
deserve our compassion, those others deserve our just
contempt, who, though set free from those necessities by
more fortunate circumstances, yet willingly bend to their
yoke. These latter persons prefer this twilight of obscure
ideas, where the feelings have more intensity, and the
imagination can at will create convenient chimeras, to the
rays of truth which put to flight the pleasant illusions of
their dreams. They have founded the whole structure of
their happiness on these very illusions, which ought to be
combated and dissipated by the light of knowledge, and
they would think they were paying too dearly for a truth
which begins by robbing them of all that has value in
their sight. It would be necessary that they should
56be already sages to love wisdom: a truth that was felt at
once by him to whom philosophy owes its name.[2]
It is therefore not going far enough to say that the light
of the understanding only deserves respect when it reacts
on the character; to a certain extent it is from the character
that this light proceeds; for the road that terminates
in the head must pass through the heart. Accordingly,
the most pressing need of the present time is to educate
the sensibility, because it is the means, not only to render
efficacious in practice the improvement of ideas, but to call
this improvement into existence.
But perhaps there is a vicious circle in our previous reasoning!
Theoretical culture must it seems bring along
with it practical culture, and yet the latter must be the
condition of the former. All improvement in the political
sphere must proceed from the ennobling of the character.
But, subject to the influence of a social constitution still
barbarous, how can character become ennobled? It would
then be necessary to seek for this end an instrument that
the state does not furnish, and to open sources that would
have preserved themselves pure in the midst of political
corruption.
I have now reached the point to which all the considerations
tended that have engaged me up to the present
time. This instrument is the art of the beautiful; these
sources are open to us in its immortal models.
Art, like science, is emancipated from all that is positive,
and all that is humanly conventional; both are completely
independent of the arbitrary will of man. The
political legislator may place their empire under an interdict,
but he cannot reign there. He can proscribe the
friend of truth, but truth subsists; he can degrade the
artist, but he cannot change art. No doubt, nothing is
more common than to see science and art bend before the
spirit of the age, and creative taste receive its law from
critical taste. When the character becomes stiff and
57hardens itself, we see science severely keeping her limits,
and art subject to the harsh restraint of rules; when the
character is relaxed and softened, science endeavors to
please and art to rejoice. For whole ages philosophers
as well as artists show themselves occupied in letting
down truth and beauty to the depths of vulgar humanity.
They themselves are swallowed up in it; but, thanks to
their essential vigor and indestructible life, the true and the
beautiful make a victorious fight, and issue triumphant
from the abyss.
No doubt the artist is the child of his time, but unhappy
for him if he is its disciple or even its favorite!
Let a beneficent deity carry off in good time the suckling
from the breast of its mother, let it nourish him on the
milk of a better age, and suffer him to grow up and arrive
at virility under the distant sky of Greece. When he has
attained manhood, let him come back, presenting a face
strange to his own age; let him come, not to delight it
with his apparition, but rather to purify it, terrible as the
son of Agamemnon. He will, indeed, receive his matter
from the present time, but he will borrow the form from a
nobler time and even beyond all time, from the essential,
absolute, immutable unity. There, issuing from the pure
ether of its heavenly nature, flows the source of all beauty,
which was never tainted by the corruptions of generations
or of ages, which roll along far beneath it in dark
eddies. Its matter may be dishonored as well as ennobled
by fancy, but the ever-chaste form escapes from the caprices
of imagination. The Roman had already bent his knee
for long years to the divinity of the emperors, and yet the
statues of the gods stood erect; the temples retained their
sanctity for the eye long after the gods had become a theme
for mockery, and the noble architecture of the palaces
that shielded the infamies of Nero and of Commodus were
a protest against them. Humanity has lost its dignity,
but art has saved it, and preserves it in marbles full of
meaning; truth continues to live in illusion, and the copy
will serve to re-establish the model. If the nobility of art
has survived the nobility of nature, it also goes before it
like an inspiring genius, forming and awakening minds.
Before truth causes her triumphant light to penetrate into
58the depths of the heart, poetry intercepts her rays, and
the summits of humanity shine in a bright light, while
a dark and humid night still hangs over the valleys.
But how will the artist avoid the corruption of his time
which encloses him on all hands? Let him raise his eyes
to his own dignity, and to law; let him not lower them to
necessity and fortune. Equally exempt from a vain activity
which would imprint its trace on the fugitive moment,
and from the dreams of an impatient enthusiasm which
applies the measure of the absolute to the paltry productions
of time, let the artist abandon the real to the understanding,
for that is its proper field; But let the artist
endeavor to give birth to the ideal by the union of the
possible and of the necessary. Let him stamp illusion and
truth with the effigy of this ideal; let him apply it to the
play of his imagination and his most serious actions, in
short, to all sensuous and spiritual forms; then let him
quietly launch his work into infinite time.
But the minds set on fire by this ideal have not all
received an equal share of calm from the creative genius—that
great and patient temper which is required to
impress the ideal on the dumb marble, or to spread it over
a page of cold, sober letters, and then intrust it to the
faithful hands of time. This divine instinct, and creative
force, much too ardent to follow this peaceful walk, often
throws itself immediately on the present, on active life,
and strives to transform the shapeless matter of the moral
world. The misfortune of his brothers, of the whole species,
appeals loudly to the heart of the man of feeling;
their abasement appeals still louder: enthusiasm is inflamed,
and in souls endowed with energy the burning desire
aspires impatiently to action and facts. But has this
innovator examined himself to see if these disorders of
the moral world wound his reason, or if they do not rather
wound his self-love? If he does not determine this point
at once, he will find it from the impulsiveness with which
he pursues a prompt and definite end. A pure, moral
motive has for its end the absolute; time does not exist
for it, and the future becomes the present to it directly;
by a necessary development, it has to issue from the
present. To a reason having no limits the direction towards
59an end becomes confounded with the accomplishment
of this end, and to enter on a course is to have finished
it.
If, then, a young friend of the true and of the beautiful
were to ask me how, notwithstanding the resistance of
the times, he can satisfy the noble longing of his heart, I
should reply: Direct the world on which you act towards
that which is good, and the measured and peaceful course
of time will bring about the results. You have given it
this direction if by your teaching you raise its thoughts
towards the necessary and the eternal; if, by your acts or
your creations, you make the necessary and the eternal the
object of your leanings. The structure of error and of
all that is arbitrary must fall, and it has already fallen, as
soon as you are sure that it is tottering. But it is important
that it should not only totter in the external but also
in the internal man. Cherish triumphant truth in the
modest sanctuary of our heart; give it an incarnate form
through beauty, that it may not only be in the understanding
that does homage to it, but that feeling may lovingly
grasp its appearance. And that you may not by any
chance take from external reality the model which you
yourself ought to furnish, do not venture into its dangerous
society before you are assured in your own heart that
you have a good escort furnished by ideal nature. Live
with your age, but be not its creation; labor for your
contemporaries, but do for them what they need, and not
what they praise. Without having shared their faults,
share their punishment with a noble resignation, and bend
under the yoke which they find it as painful to dispense
with as to bear. By the constancy with which you will
despise their good fortune, you will prove to them that it
is not through cowardice that you submit to their sufferings.
See them in thought such as they ought to be when
you must act upon them; but see them as they are when
you are tempted to act for them. Seek to owe their suffrage
to their dignity; but to make them happy keep an
account of their unworthiness: thus, on the one hand, the
nobleness of your heart will kindle theirs, and, on the
other, your end will not be reduced to nothingness by their
unworthiness. The gravity of your principles will keep
60them off from you, but in play they will still endure them.
Their taste is purer than their heart, and it is by their
taste you must lay hold of this suspicious fugitive. In
vain will you combat their maxims, in vain will you condemn
their actions; but you can try your moulding hand
on their leisure. Drive away caprice, frivolity, and coarseness
from their pleasures, and you will banish them imperceptibly
from their acts, and at length from their feelings.
Everywhere that you meet them, surround them with great,
noble, and ingenious forms; multiply around them the
symbols of perfection, till appearance triumphs over reality,
and art over nature.
Convinced by my preceding letters, you agree with me on
this point, that man can depart from his destination by
two opposite roads, that our epoch is actually moving on
these two false roads, and that it has become the prey, in
one case, of coarseness, and elsewhere of exhaustion and
depravity. It is the beautiful that must bring it back from
this twofold departure. But how can the cultivation of
the fine arts remedy, at the same time, these opposite defects,
and unite in itself two contradictory qualities? Can
it bind nature in the savage, and set it free in the barbarian?
Can it at once tighten a spring and loose it; and if
it cannot produce this double effect, how will it be reasonable
to expect from it so important a result as the education
of man?
It may be urged that it is almost a proverbial adage
that the feeling developed by the beautiful refines manners,
and any new proof offered on the subject would appear
superfluous. Men base this maxim on daily experience,
which shows us almost always clearness of intellect, delicacy
of feeling, liberality and even dignity of conduct, associated
with a cultivated taste, while an uncultivated taste
is almost always accompanied by the opposite qualities.
With considerable assurance, the most civilized nation of
antiquity is cited as an evidence of this, the Greeks, among
whom the perception of the beautiful attained its highest
61development, and, as a contrast, it is usual to point to
nations in a partial savage state, and partly barbarous,
who expiate their insensibility to the beautiful by a coarse,
or, at all events, a hard, austere character. Nevertheless,
some thinkers are tempted occasionally to deny either the
fact itself or to dispute the legitimacy of the consequences
that are derived from it. They do not entertain so unfavorable
an opinion of that savage coarseness which is
made a reproach in the case of certain nations; nor do
they form so advantageous an opinion of the refinement so
highly lauded in the case of cultivated nations. Even as
far back as in antiquity there were men who by no means
regarded the culture of the liberal arts as a benefit, and
who were consequently led to forbid the entrance of their
republic to imagination.
I do not speak of those who calumniate art because
they have never been favored by it. These persons only
appreciate a possession by the trouble it takes to acquire
it, and by the profit it brings: and how could they properly
appreciate the silent labor of taste in the exterior and
interior man? How evident it is that the accidental disadvantages
attending liberal culture would make them lose
sight of its essential advantages? The man deficient in
form despises the grace of diction as a means of corruption,
courtesy in the social relations as dissimulation, delicacy
and generosity in conduct as an affected exaggeration.
He cannot forgive the favorite of the Graces for having
enlivened all assemblies as a man of the world, of having
directed all men to his views like a statesman, and of giving
his impress to the whole century as a writer: while he,
the victim of labor, can only obtain with all his learning,
the least attention or overcome the least difficulty. As he
cannot learn from his fortunate rival the secret of pleasing,
the only course open to him is to deplore the corruption
of human nature, which adores rather the appearance than
the reality.
But there are also opinions deserving respect, that pronounce
themselves adverse to the effects of the beautiful, and
find formidable arms in experience, with which to wage war
against it. “We are free to admit”—such is their language—“that
the charms of the beautiful can further honorable
62ends in pure hands; but it is not repugnant to its
nature to produce, in impure hands, a directly contrary
effect, and to employ in the service of injustice and
error the power that throws the soul of man into chains.
It is exactly because taste only attends to the form and
never to the substance; it ends by placing the soul on the
dangerous incline, leading it to neglect all reality and to
sacrifice truth and morality to an attractive envelope. All
the real difference of things vanishes, and it is only the
appearance that determines the value! How many men
of talent”—thus these arguers proceed—“have been
turned aside from all effort by the seductive power of the
beautiful, or have been led away from all serious exercise
of their activity, or have been induced to use it very feebly?
How many weak minds have been impelled to quarrel
with the organizations of society, simply because it
has pleased the imagination of poets to present the image
of a world constituted differently, where no propriety
chains down opinion and no artifice holds nature in thraldom?
What a dangerous logic of the passions they have
learned since the poets have painted them in their pictures
in the most brilliant colors, and since, in the contest with
law and duty, they have commonly remained masters of
the battle-field. What has society gained by the relations
of society, formerly under the sway of truth, being now
subject to the laws of the beautiful, or by the external
impression deciding the estimation in which merit
is to be held? We admit that all virtues whose
appearance produces an agreeable effect are now seen
to flourish, and those which, in society, give a value
to the man who possesses them. But, as a compensation,
all kinds of excesses are seen to prevail, and all vices are
in vogue that can be reconciled with a graceful exterior.”
It is certainly a matter entitled to reflection that, at almost
all the periods of history when art flourished and taste held
sway, humanity is found in a state of decline; nor can a single
instance be cited of the union of a large diffusion of
æsthetic culture with political liberty and social virtue,
of fine manners associated with good morals, and of
politeness fraternizing with truth and loyalty of character
and life.
63As long as Athens and Sparta preserved their independence,
and as long as their institutions were based on
respect for the laws, taste did not reach its maturity, art
remained in its infancy, and beauty was far from exercising
her empire over minds. No doubt, poetry had already
taken a sublime flight, but it was on the wings of genius,
and we know that genius borders very closely on savage
coarseness, that it is a light which shines readily in the
midst of darkness, and which therefore often argues
against rather than in favor of the taste of time. When
the golden age of art appears under Pericles and Alexander,
and the sway of taste becomes more general, strength
and liberty have abandoned Greece; eloquence corrupts
the truth, wisdom offends it on the lips of Socrates, and
virtue in the life of Phocion. It is well known that the
Romans had to exhaust their energies in civil wars, and,
corrupted by Oriental luxury, to bow their heads under the
yoke of a fortunate despot, before Grecian art triumphed
over the stiffness of their character. The same was
the case with the Arabs: civilization only dawned upon
them when the vigor of their military spirit became softened
under the sceptre of the Abbassides. Art did not
appear in modern Italy till the glorious Lombard League
was dissolved, Florence submitting to the Medici; and all
those brave cities gave up the spirit of independence for
an inglorious resignation. It is almost superfluous to call
to mind the example of modern nations, with whom refinement
has increased in direct proportion to the decline of
their liberties. Wherever we direct our eyes in past times,
we see taste and freedom mutually avoiding each other.
Everywhere we see that the beautiful only founds its sway
on the ruins of heroic virtues.
And yet this strength of character, which is commonly
sacrificed to establish æsthetic culture, is the most powerful
spring of all that is great and excellent in man, and
no other advantage, however great, can make up for it.
Accordingly, if we only keep to the experiments hitherto
made, as to the influence of the beautiful, we cannot certainly
be much encouraged in developing feelings so dangerous
to the real culture of man. At the risk of being
hard and coarse, it will seem preferable to dispense with
64this dissolving force of the beautiful rather than see human
nature a prey to its enervating influence, notwithstanding
all its refining advantages. However, experience is perhaps
not the proper tribunal at which to decide such a
question; before giving so much weight to its testimony,
it would be well to inquire if the beauty we have been
discussing is the power that is condemned by the previous
examples. And the beauty we are discussing seems to
assume an idea of the beautiful derived from a source
different from experience, for it is this higher notion of the
beautiful which has to decide if what is called beauty by
experience is entitled to the name.
This pure and rational idea of the beautiful—supposing
it can be placed in evidence—cannot be taken from any
real and special case, and must, on the contrary, direct
and give sanction to our judgment in each special case.
It must therefore be sought for by a process of abstraction,
and it ought to be deduced from the simple possibility of
a nature both sensuous and rational; in short, beauty
ought to present itself as a necessary condition of humanity.
It is therefore essential that we should rise to the
pure idea of humanity, and as experience shows us nothing
but individuals, in particular cases, and never humanity at
large, we must endeavor to find in their individual and
variable mode of being the absolute and the permanent,
and to grasp the necessary conditions of their existence,
suppressing all accidental limits. No doubt this transcendental
procedure will remove us for some time from the
familiar circle of phenomena, and the living presence of
objects, to keep us on the unproductive ground of abstract
idea; but we are engaged in the search after a principle
of knowledge solid enough not to be shaken by anything,
and the man who does not dare to rise above reality will
never conquer this truth.
If abstraction rises to as great an elevation as possible, it
arrives at two primary ideas, before which it is obliged to
stop and to recognize its limits. It distinguishes in man
65something that continues, and something that changes
incessantly. That which continues it names his person; that
which changes his position, his condition.
The person and the condition, I and my determinations,
which we represent as one and the same thing in the necessary
being, are eternally distinct in the finite being. Notwithstanding
all continuance in the person, the condition
changes; in spite of all change of condition the person
remains. We pass from rest to activity, from emotion to
indifference, from assent to contradiction, but we are
always we ourselves, and what immediately springs from
ourselves remains. It is only in the absolute subject that
all his determinations continue with his personality. All
that Divinity is, it is because it is so; consequently it is
eternally what it is, because it is eternal.
As the person and the condition are distinct in man, because
he is a finite being, the condition cannot be founded
on the person, nor the person on the condition. Admitting
the second case, the person would have to change;
and in the former case, the condition would have to continue.
Thus in either supposition, either the personality
or the quality of a finite being would necessarily cease.
It is not because we think, feel, and will that we are; it
is not because we are that we think, feel, and will. We
are because we are. We feel, think, and will because
there is out of us something that is not ourselves.
Consequently the person must have its principle of
existence in itself, because the permanent cannot be derived
from the changeable, and thus we should be at once
in possession of the idea of the absolute being, founded
on itself; that is to say, of the idea of freedom. The
condition must have a foundation, and as it is not through
the person, and is not therefore absolute, it must be a
sequence and a result; and thus, in the second place, we
should have arrived at the condition of every independent
being, of everything in the process of becoming something
else: that is, of the idea of time. “Time is the necessary
condition of all processes, of becoming (Werden);” this
is an identical proposition, for it says nothing but this:
“That something may follow, there must be a succession.”
66The person which manifested itself in the eternally continuing
Ego, or I myself, and only in him, cannot become
something or begin in time, because it is much rather time
that must begin with him, because the permanent must
serve as basis to the changeable. That change may take
place, something must change; this something cannot
therefore be the change itself. When we say the flower
opens and fades, we make of this flower a permanent
being in the midst of this transformation; we lend it, in
some sort, a personality, in which these two conditions
are manifested. It cannot be objected that man is born,
and becomes something; for man is not only a person
simply, but he is a person finding himself in a determinate
condition. Now our determinate state of condition
springs up in time, and it is thus that man, as a
phenomenon or appearance, must have a beginning,
though in him pure intelligence is eternal. Without time,
that is, without a becoming, he would not be a determinate
being; his personality would exist virtually no doubt, but
not in action. It is not by the succession of its perceptions
that the immutable Ego or person manifests himself
to himself.
Thus, therefore, the matter of activity, or reality, that
the supreme intelligence draws from its own being, must
be received by man; and he does, in fact, receive it,
through the medium of perception, as something which
is outside him in space, and which changes in him in time.
This matter which changes in him is always accompanied
by the Ego, the personality, that never changes; and the
rule prescribed for man by his rational nature is to remain
immutably himself in the midst of change, to refer all
perceptions to experience, that is, to the unity of knowledge,
and to make of each of its manifestations of its
modes in time the law of all time. The matter only exists
in as far as it changes: he, his personality, only exists in
as far as he does not change. Consequently, represented
in his perfection, man would be the permanent unity,
which remains always the same, among the waves of
change.
Now, although an infinite being, a divinity could not
become (or be subject to time), still a tendency ought to
67be named divine which has for its infinite end the most
characteristic attribute of the divinity; the absolute manifestation
of power—the reality of all the possible—and
the absolute unity of the manifestation (the necessity of
all reality). It cannot be disputed that man bears within
himself, in his personality, a predisposition for divinity.
The way to divinity—if the word “way” can be applied
to what never leads to its end—is open to him in every
direction.
Considered in itself, and independently of all sensuous
matter, his personality is nothing but the pure virtuality
of a possible infinite manifestation; and so long as there
is neither intuition nor feeling, it is nothing more than a
form, an empty power. Considered in itself, and independently
of all spontaneous activity of the mind, sensuousness
can only make a material man; without it, it is a
pure form; but it cannot in any way establish a union
between matter and it. So long as he only feels, wishes,
and acts under the influence of desire, he is nothing more
than the world, if by this word we point out only the
formless contents of time. Without doubt, it is only his
sensuousness that makes his strength pass into efficacious
acts, but it is his personality alone that makes this activity
his own. Thus, that he may not only be a world, he
must give form to matter, and in order not to be a mere
form, he must give reality to the virtuality that he bears
in him. He gives matter to form by creating time, and
by opposing the immutable to change, the diversity of the
world to the eternal unity of the Ego. He gives a form
to matter by again suppressing time, by maintaining permanence
in change, and by placing the diversity of the
world under the unity of the Ego.
Now from this source issue for man two opposite
exigencies, the two fundamental laws of sensuous-rational
nature. The first has for its object absolute reality; it
must make a world of what is only form, manifest all that
in it is only a force. The second law has for its object
absolute formality; it must destroy in him all that is only
world, and carry out harmony in all changes. In other
terms, he must manifest all that is internal, and give form
to all that is external. Considered in its most lofty
68accomplishment, this twofold labor brings back to the idea
of humanity, which was my starting-point.
This twofold labor or task, which consists in making the
necessary pass into reality in us and in making out of us
reality subject to the law of necessity, is urged upon us as
a duty by two opposing forces, which are justly styled
impulsions or instincts, because they impel us to realize
their object. The first of these impulsions, which I shall
call the sensuous instinct, issues from the physical existence
of man, or from sensuous nature; and it is this instinct
which tends to enclose him in the limits of time, and to
make of him a material being; I do not say to give him
matter, for to do that a certain free activity of the personality
would be necessary, which, receiving matter, distinguishes
it from the Ego, or what is permanent. By matter
I only understand in this place the change or reality that
fills time. Consequently the instinct requires that there
should be change, and that time should contain something.
This simply filled state of time is named sensation, and
it is only in this state that physical existence manifests
itself.
As all that is in time is successive, it follows by that
fact alone that something is: all the remainder is excluded.
When one note on an instrument is touched, among all
those that it virtually offers, this note alone is real. When
man is actually modified, the infinite possibility of all his
modifications is limited to this single mode of existence.
Thus, then, the exclusive action of sensuous impulsion has
for its necessary consequence the narrowest limitation.
In this state man is only a unity of magnitude, a complete
moment in time; or, to speak more correctly, he is not,
for his personality is suppressed as long as sensation holds
sway over him and carries time along with it.
This instinct extends its domains over the entire sphere
of the finite in man, and as form is only revealed in matter,
and the absolute by means of its limits, the total manifestation
of human nature is connected on a close analysis
69with the sensuous instinct. But though it is only this
instinct that awakens and develops what exists virtually
in man, it is nevertheless this very instinct which renders
his perfection impossible. It binds down to the world of
sense by indestructible ties the spirit that tends higher,
and it calls back to the limits of the present, abstraction
which had its free development in the sphere of the
infinite. No doubt, thought can escape it for a moment,
and a firm will victoriously resist its exigencies: but soon
compressed nature resumes her rights to give an imperious
reality to our existence, to give it contents, substance,
knowledge, and an aim for our activity.
The second impulsion, which may be named the formal
instinct, issues from the absolute existence of man, or from
his rational nature, and tends to set free, and bring harmony
into the diversity of its manifestations, and to maintain
personality notwithstanding all the changes of state.
As this personality, being an absolute and indivisible
unity, can never be in contradiction with itself, as we are
ourselves forever, this impulsion, which tends to maintain
personality, can never exact in one time anything but
what it exacts and requires forever. It therefore decides
for always what it decides now, and orders now what it
orders forever. Hence it embraces the whole series of
times, or what comes to the same thing, it suppresses
time and change. It wishes the real to be necessary and
eternal, and it wishes the eternal and the necessary to be
real; in other terms, it tends to truth and justice.
If the sensuous instinct only produces accidents, the
formal instinct gives laws, laws for every judgment when
it is a question of knowledge, laws for every will when it
is a question of action. Whether, therefore, we recognize
an object or conceive an objective value to a state of the
subject, whether we act in virtue of knowledge or make of
the objective the determining principle of our state; in
both cases we withdraw this state from the jurisdiction of
time, and we attribute to it reality for all men and for all
time, that is, universality and necessity. Feeling can only
say: “That is true for this subject and at this moment,”
and there may come another moment, another subject,
which withdraws the affirmation from the actual feeling.
70But when once thought pronounces and says: “That is,”
it decides forever and ever, and the validity of its decision
is guaranteed by the personality itself, which defies all
change. Inclination can only say: “That is good for your
individuality and present necessity”; but the changing
current of affairs will sweep them away, and what you
ardently desire to-day will form the object of your aversion
to-morrow. But when the moral feeling says: “That
ought to be,” it decides forever. If you confess the truth
because it is the truth, and if you practise justice because
it is justice, you have made of a particular case the law
of all possible cases, and treated one moment of your life as
eternity.
Accordingly, when the formal impulse holds sway and
the pure object acts in us, the being attains its highest
expansion, all barriers disappear, and from the unity of
magnitude in which man was enclosed by a narrow
sensuousness, he rises to the unity of idea, which embraces
and keeps subject the entire sphere of phenomena. During
this operation we are no longer in time, but time is in
us with its infinite succession. We are no longer individuals
but a species; the judgment of all spirits is expressed
by our own, and the choice of all hearts is represented by
our own act.
On a first survey, nothing appears more opposed than
these two impulsions; one having for its object change,
the other immutability, and yet it is these two notions that
exhaust the notion of humanity, and a third fundamental
impulsion, holding a medium between them, is quite
inconceivable. How then shall we re-establish the unity
of human nature, a unity that appears completely destroyed
by this primitive and radical opposition?
I admit these two tendencies are contradictory, but it
should be noticed that they are not so in the same objects.
But things that do not meet cannot come into collision.
No doubt the sensuous impulsion desires change; but it
does not wish that it should extend to personality and its
71field, nor that there should be a change of principles.
The formal impulsion seeks unity and permanence, but it
does not wish the condition to remain fixed with the
person, that there should be identity of feeling. Therefore
these two impulsions are not divided by nature, and
if, nevertheless, they appear so, it is because they have
become divided by transgressing nature freely, by ignoring
themselves, and by confounding their spheres. The office
of culture is to watch over them and to secure to each one
its proper limits; therefore culture has to give equal justice
to both, and to defend not only the rational impulsion
against the sensuous, but also the latter against the former.
Hence she has to act a twofold part: first, to protect sense
against the attacks of freedom; secondly, to secure personality
against the power of sensations. One of these
ends is attained by the cultivation of the sensuous, the
other by that of reason.
Since the world is developed in time, or change, the
perfection of the faculty that places men in relation with
the world will necessarily be the greatest possible mutability
and extensiveness. Since personality is permanence
in change, the perfection of this faculty, which must be
opposed to change, will be the greatest possible freedom
of action (autonomy) and intensity. The more the receptivity
is developed under manifold aspects, the more it is
movable and otters surfaces to phenomena, the larger
is the part of the world seized upon by man, and the
more virtualities he develops in himself. Again, in proportion
as man gains strength and depth, and depth
and reason gain in freedom, in that proportion man takes
in a larger share of the world, and throws out forms
outside himself. Therefore his culture will consist, first,
in placing his receptivity in contact with the world in
the greatest number of points possible, and in raising
passivity, to the highest exponent on the side of feeling;
secondly, in procuring for the determining faculty the
greatest possible amount of independence, in relation
to the receptive power, and in raising activity to
the highest degree on the side of reason. By the
union of these two qualities man will associate the
highest degree of self-spontaneity (autonomy) and of
72freedom with the fullest plenitude of existence, and
instead of abandoning himself to the world so as to get
lost in it, he will rather absorb it in himself, with all the
infinitude of its phenomena, and subject it to the unity
of his reason.
But man can invert this relation, and thus fail in
attaining his destination in two ways. He can hand over
to the passive force the intensity demanded by the active
force; he can encroach by material impulsion on the
formal impulsion, and convert the receptive into the determining
power. He can attribute to the active force the
extensiveness belonging to the passive force, he can encroach
by the formal impulsion on the material impulsion,
and substitute the determining for the receptive power.
In the former case, he will never be an Ego, a personality;
in the second case, he will never be a Non-Ego, and hence
in both cases he will be neither the one nor the other,
consequently he will be nothing.
In fact, if the sensuous impulsion becomes determining,
if the senses become lawgivers, and if the world stifles
personality, he loses as object what he gains in force.
It may be said of man that when he is only the contents
of time, he is not and consequently he has no other
contents. His condition is destroyed at the same time as
his personality, because these are two correlative ideas,
because change presupposes permanence, and a limited
reality implies an infinite reality. If the formal impulsion
becomes receptive, that is, if thought anticipates sensation,
and the person substitutes itself in the place of the world,
it loses as a subject and autonomous force what it gains
as object, because immutability implies change, and that
to manifest itself also absolute reality requires limits. As
soon as man is only form, he has no form, and the personality
vanishes with the condition. In a word, it is only
inasmuch as he is spontaneous, autonomous, that there is
reality out of him, that he is also receptive; and it is only
inasmuch as he is receptive that there is reality in him,
that he is a thinking force.
Consequently these two impulsions require limits, and
looked upon as forces, they need tempering; the former
that it may not encroach on the field of legislation, the
73latter that it may not invade the ground of feeling. But
this tempering and moderating the sensuous impulsion
ought not to be the effect of physical impotence or of a
blunting of sensations, which is always a matter for
contempt. It must be a free act, an activity of the person,
which by its moral intensity moderates the sensuous
intensity, and by the sway of impressions takes from them
in depth what it gives them in surface or breadth. The
character must place limits to temperament, for the senses
have only the right to lose elements if it be to the advantage
of the mind. In its turn, the tempering of the
formal impulsion must not result from moral impotence,
from a relaxation of thought and will, which would degrade
humanity. It is necessary that the glorious source
of this second tempering should be the fulness of sensations;
it is necessary that sensuousness itself should
defend its field with a victorious arm and resist the
violence that the invading activity of the mind would do
to it. In a word, it is necessary that the material impulsion
should be contained in the limits of propriety by
personality, and the formal impulsion by receptivity or
nature.
We have been brought to the idea of such a correlation
between the two impulsions that the action of the one
establishes and limits at the same time the action of the
other, and that each of them, taken in isolation, does
arrive at its highest manifestation just because the other
is active.
No doubt this correlation of the two impulsions is
simply a problem advanced by reason, and which man will
only be able to solve in the perfection of his being. It is
in the strictest signification of the term: the idea of his
humanity; accordingly, it is an infinite to which he can
approach nearer and nearer in the course of time, but
without ever reaching it. “He ought not to aim at form
to the injury of reality, nor to reality to the detriment of
the form. He must rather seek the absolute being by
74means of a determinate being, and the determinate being by
means of an infinite being. He must set the world before
him because he is a person, and he must be a person
because he has the world before him. He must feel because
he has a consciousness of himself, and he must have
a consciousness of himself because he feels.” It is only
in conformity with this idea that he is a man in the full
sense of the word; but he cannot be convinced of this so
long as he gives himself up exclusively to one of these two
impulsions, or only satisfies them one after the other.
For as long as he only feels, his absolute personality and
existence remain a mystery to him, and as long as he only
thinks, his condition or existence in time escapes him.
But if there were cases in which he could have at once this
twofold experience in which he would have the consciousness
of his freedom and the feeling of his existence together
in which he would simultaneously feel as matter
and know himself as spirit, in such cases, and in such
only, would he have a complete intuition of his humanity,
and the object that would procure him this intuition would
be a symbol of his accomplished destiny and consequently
serve to express the infinite to him—since this destination
can only be fulfilled in the fulness of time.
Presuming that cases of this kind could present themselves
in experience, they would awake in him a new
impulsion, which, precisely because the other two impulsions
would co-operate in it, would be opposed to each of
them taken in isolation, and might, with good grounds, be
taken for a new impulsion. The sensuous impulsion
requires that there should be change, that time should
have contents; the formal impulsion requires that time
should be suppressed, that there should be no change.
Consequently, the impulsion in which both of the others
act in concert—allow me to call it the instinct of play, till
I explain the term—the instinct of play would have as its
object to suppress time in time, to conciliate the state of
transition or becoming with the absolute being, change
with identity.
The sensuous instinct wishes to be determined, it wishes
to receive an object: the formal instinct wishes to determine
itself, it wishes to produce an object. Therefore the
75instinct of play will endeavor to receive as it would
itself have produced, and to produce as it aspires to
receive.
The sensuous impulsion excludes from its subject all
autonomy and freedom; the formal impulsion excludes
all dependence and passivity. But the exclusion of freedom
is physical necessity; the exclusion of passivity is
moral necessity. Thus the two impulsions subdue the
mind: the former to the laws of nature, the latter to the
laws of reason. It results from this that the instinct of
play, which unites the double action of the two other
instincts, will content the mind at once morally and physically.
Hence, as it suppresses all that is contingent, it
will also suppress all coercion, and will set man free physically
and morally. When we welcome with effusion some
one who deserves our contempt, we feel painfully that
nature is constrained. When we have a hostile feeling
against a person who commands our esteem, we feel painfully
the constraint of reason. But if this person inspires
us with interest, and also wins our esteem, the constraint
of feeling vanishes together with the constraint of reason,
and we begin to love him, that is to say, to play, to take
recreation, at once with our inclination and our esteem.
Moreover, as the sensuous impulsion controls us physically,
and the formal impulsion morally, the former
makes our formal constitution contingent, and the latter
makes our material constitution contingent, that is to say,
there is contingence in the agreement of our happiness
with our perfection, and reciprocally. The instinct of
play, in which both act in concert, will render both our
formal and our material constitution contingent; accordingly,
our perfection and our happiness in like manner.
And on the other hand, exactly because it makes both of
them contingent, and because the contingent disappears
with necessity, it will suppress this contingence in both,
and will thus give form to matter and reality to form. In
proportion that it will lessen the dynamic influence of
feeling and passion, it will place them in harmony with
rational ideas, and by taking from the laws of reason their
moral constraint, it will reconcile them with the interest
of the senses.
76
I approach continually nearer to the end to which I lead
you, by a path offering few attractions. Be pleased to
follow me a few steps further, and a large horizon will
open up to you, and a delightful prospect will reward you
for the labor of the way.
The object of the sensuous instinct, expressed in a
universal conception, is named Life in the widest acceptation;
a conception that expresses all material existence
and all that is immediately present in the senses. The
object of the formal instinct, expressed in a universal conception,
is called shape or form, as well in an exact as in
an inexact acceptation; a conception that embraces all
formal qualities of things and all relations of the same to
the thinking powers. The object of the play instinct,
represented in a general statement, may therefore bear
the name of living form; a term that serves to describe
all æsthetic qualities of phenomena, and what people style,
in the widest sense, beauty.
Beauty is neither extended to the whole field of all
living things nor merely enclosed in this field. A marble
block, though it is and remains lifeless, can nevertheless
become a living form by the architect and sculptor; a
man, though he lives and has a form, is far from being
a living form on that account. For this to be the case, it
is necessary that his form should be life, and that his life
should be a form. As long as we only think of his form,
it is lifeless, a mere abstraction; as long as we only feel
his life, it is without form, a mere impression. It is only
when his form lives in our feeling, and his life in our
understanding, he is the living form, and this will
everywhere be the case where we judge him to be beautiful.
But the genesis of beauty is by no means declared
because we know how to point out the component parts,
which in their combination produce beauty. For to this
end it would be necessary to comprehend that combination
itself, which continues to defy our exploration, as well as
77all mutual operation between the finite and the infinite.
The reason, on transcendental grounds, makes the following
demand: There shall be a communion between the
formal impulse and the material impulse—that is, there
shall be a play instinct—because it is only the unity of
reality with the form, of the accidental with the necessary,
of the passive state with freedom, that the conception of
humanity is completed. Reason is obliged to make this
demand, because her nature impels her to completeness
and to the removal of all bounds; while every exclusive
activity of one or the other impulse leaves human nature
incomplete and places a limit in it. Accordingly, as soon
as reason issues the mandate, “a humanity shall exist,”
it proclaims at the same time the law, “there shall be a
beauty.” Experience can answer us if there is a beauty,
and we shall know it as soon as she has taught us if a
humanity can exist. But neither reason nor experience
can tell us how beauty can be and how a humanity is
possible.
We know that man is neither exclusively matter nor
exclusively spirit. Accordingly, beauty as the consummation
of humanity, can neither be exclusively mere life,
as has been asserted by sharp-sighted observers, who
kept too close to the testimony of experience, and to
which the taste of the time would gladly degrade it;
Nor can beauty be merely form, as has been judged by
speculative sophists, who departed too far from experience,
and by philosophic artists, who were led too much by the
necessity of art in explaining beauty; it is rather the
common object of both impulses, that is of the play
instinct. The use of language completely justifies this
name, as it is wont to qualify with the word play what is
neither subjectively nor objectively accidental, and yet
does not impose necessity either externally or internally.
As the mind in the intuition of the beautiful finds itself
in a happy medium between law and necessity, it is, because
it divides itself between both, emancipated from
the pressure of both. The formal impulse and the material
impulse are equally earnest in their demands,
because one relates in its cognition to things in their
reality and the other to their necessity; because in action
78the first is directed to the preservation of life, the second
to the preservation of dignity, and therefore both to truth
and perfection. But life becomes more indifferent when
dignity is mixed up with it, and duty no longer coerces
when inclination attracts. In like manner the mind takes
in the reality of things, material truth, more freely and
tranquilly as soon as it encounters formal truth, the law
of necessity; nor does the mind find itself strung by
abstraction as soon as immediate intuition can accompany
it. In one word, when the mind comes into communion
with ideas, all reality loses its serious value because
it becomes small; and as it comes in contact with feeling,
necessity parts also with its serious value because it
is easy.
But perhaps the objection has for some time occurred
to you, Is not the beautiful degraded by this, that it is
made a mere play? and is it not reduced to the level of
frivolous objects which have for ages passed under that
name? Does it not contradict the conception of the
reason and the dignity of beauty, which is nevertheless
regarded as an instrument of culture, to confine it to the
work of being a mere play? and does it not contradict the
empirical conception of play, which can co-exist with the
exclusion of all taste, to confine it merely to beauty?
But what is meant by a mere play, when we know that
in all conditions of humanity that very thing is play, and
only that is play which makes man complete and develops
simultaneously his twofold nature? What you style
limitation, according to your representation of the matter,
according to my views, which I have justified by proofs. I
name enlargement. Consequently I should have said
exactly the reverse: man is serious only with the agreeable,
with the good, and with the perfect, but he plays with
beauty. In saying this we must not indeed think of the
plays that are in vogue in real life, and which commonly
refer only to his material state. But in real life we should
also seek in vain for the beauty of which we are here
speaking. The actually present beauty is worthy of the
really, of the actually present play-impulse; but by the
ideal of beauty, which is set up by the reason, an ideal of
the play instinct is also presented, which man ought to have
before his eyes in all his plays.
79Therefore, no error will ever be incurred if we seek the
ideal of beauty on the same road on which we satisfy our
play-impulse. We can immediately understand why the
ideal form of a Venus, of a Juno, and of an Apollo, is to
be sought not at Rome, but in Greece, if we contrast the
Greek population, delighting in the bloodless athletic
contests of boxing, racing, and intellectual rivalry at
Olympia, with the Roman people gloating over the agony
of a gladiator. Now the reason pronounces that the beautiful
must not only be life and form, but a living form,
that is, beauty, inasmuch as it dictates to man the twofold
law of absolute formality and absolute reality. Reason
also utters the decision that man shall only play with
beauty, and he shall only play with beauty.
For, to speak out once for all, man only plays when in
the full meaning of the word he is a man, and he is only
completely a man when he plays. This proposition, which
at this moment perhaps appears paradoxical, will receive
a great and deep meaning if we have advanced far enough
to apply it to the twofold seriousness of duty and of
destiny. I promise you that the whole edifice of æsthetic
art and the still more difficult art of life will be supported
by this principle. But this proposition is only unexpected
in science; long ago it lived and worked in art and in the
feeling of the Greeks, her most accomplished masters;
only they removed to Olympus what ought to have been
preserved on earth. Influenced by the truth of this principle,
they effaced from the brow of their gods the earnestness
and labor which furrow the cheeks of mortals, and
also the hollow lust that smoothes the empty face. They
set free the ever serene from the chains of every purpose,
of every duty, of every care, and they made indolence
and indifference the envied condition of the godlike race;
merely human appellations for the freest and highest mind.
As well the material pressure of natural laws as the
spiritual pressure of moral laws lost itself in its higher
idea of necessity, which embraced at the same time both
worlds, and out of the union of these two necessities issued
true freedom. Inspired by this spirit the Greeks also
effaced from the features of their ideal, together with
desire or inclination, all traces of volition, or, better still,
80they made both unrecognizable, because they knew how
to wed them both in the closest alliance. It is neither
charm, nor is it dignity, which speaks from the glorious
face of Juno Ludovici; it is neither of these, for it is both
at once. While the female god challenges our veneration,
the godlike woman at the same time kindles our love. But
while in ecstacy we give ourselves up to the heavenly
beauty, the heavenly self-repose awes us back. The whole
form rests and dwells in itself—a fully complete creation
in itself—and as if she were out of space, without
advance or resistance; it shows no force contending with
force, no opening through which time could break in.
Irresistibly carried away and attracted by her womanly
charm, kept off at a distance by her godly dignity, we also
find ourselves at length in the state of the greatest repose,
and the result is a wonderful impression for which the understanding
has no idea and language no name.
From the antagonism of the two impulsions, and from the
association of two opposite principles, we have seen
beauty to result, of which the highest ideal must therefore
be sought in the most perfect union and equilibrium possible
of the reality and of the form. But this equilibrium
remains always an idea that reality can never completely
reach. In reality, there will always remain a preponderance
of one of these elements over the other, and the
highest point to which experience can reach will consist in
an oscillation between two principles, when sometimes
reality and at others form will have the advantage. Ideal
beauty is therefore eternally one and indivisible, because
there can only be one single equilibrium; on the contrary,
experimental beauty will be eternally double, because in
the oscillation the equilibrium may be destroyed in two
ways—this side and that.
I have called attention in the foregoing letters to a fact
that can also be rigorously deduced, from the considerations
that have engaged our attention to the present point;
this fact is that an exciting and also a moderating action
81may be expected from the beautiful. The tempering action
is directed to keep within proper limits the sensuous and
the formal impulsions; the exciting, to maintain both of
them in their full force. But these two modes of action
of beauty ought to be completely identified in the idea.
The beautiful ought to temper while uniformly exciting
the two natures, and it ought also to excite while uniformly
moderating them. This result flows at once from
the idea of a correlation, in virtue of which the two terms
mutually imply each other, and are the reciprocal condition
one of the other, a correlation of which the purest product
is beauty. But experience does not offer an example
of so perfect a correlation. In the field of experience it
will always happen more or less that excess on the one
side will give rise to deficiency on the other, and deficiency
will give birth to excess. It results from this that what
in the beau-ideal is only distinct in the idea is different in
reality in empirical beauty. The beau-ideal, though simple
and indivisible, discloses, when viewed in two different
aspects, on the one hand, a property of gentleness and
grace, and on the other, an energetic property; in experience
there is a gentle and graceful beauty and there is
an energetic beauty. It is so, and it will be always so, so
long as the absolute is enclosed in the limits of time, and
the ideas of reason have to be realized in humanity. For
example, the intellectual man has the ideal of virtue, of
truth, and of happiness; but the active man will only
practise virtues, will only grasp truths, and enjoy happy
days. The business of physical and moral education is
to bring back this multiplicity to unity, to put morality in
the place of manners, science in the place of knowledge;
the business of æsthetic education is to make out of
beauties the beautiful.
Energetic beauty can no more preserve a man from a
certain residue of savage violence and harshness than
graceful beauty can secure him against a certain degree of
effeminacy and weakness. As it is the effect of the
energetic beauty to elevate the mind in a physical and
moral point of view and to augment its momentum, it only
too often happens that the resistance of the temperament
and of the character diminishes the aptitude to receive
82impressions, that the delicate part of humanity suffers an
oppression which ought only to affect its grosser part, and
that this coarse nature participates in an increase of
force that ought only to turn to the account of free personality.
It is for this reason that, at the periods when
we find much strength and abundant sap in humanity,
true greatness of thought is seen associated with what is
gigantic and extravagant, and the sublimest feeling is
found coupled with the most horrible excess of passion.
It is also the reason why, in the periods distinguished for
regularity and form, nature is as often oppressed as it is
governed, as often outraged as it is surpassed. And as
the action of gentle and graceful beauty is to relax the
mind in the moral sphere as well as the physical, it happens
quite as easily that the energy of feelings is extinguished
with the violence of desires, and that character
shares in the loss of strength which ought only to affect
the passions. This is the reason why, in ages assumed to
be refined, it is not a rare thing to see gentleness degenerate
into effeminacy, politeness into platitude, correctness
into empty sterility, liberal ways into arbitrary caprice,
ease into frivolity, calm into apathy, and, lastly, a most
miserable caricature treads on the heels of the noblest, the
most beautiful type of humanity. Gentle and graceful
beauty is therefore a want to the man who suffers the
constraint of manner and of forms, for he is moved by
grandeur and strength long before he becomes sensible to
harmony and grace. Energetic beauty is a necessity to
the man who is under the indulgent sway of taste, for
in his state of refinement he is only too much disposed
to make light of the strength that he retained in his state
of rude savagism.
I think I have now answered and also cleared up the
contradiction commonly met in the judgments of men
respecting the influence of the beautiful, and the appreciation
of æsthetic culture. This contradiction is explained
directly we remember that there are two sorts
of experimental beauty, and that on both hands an affirmation
is extended to the entire race, when it can only
be proved of one of the species. This contradiction disappears
the moment we distinguish a twofold want in
83humanity to which two kinds of beauty correspond. It is
therefore probable that both sides would make good their
claims if they come to an understanding respecting the
kind of beauty and the form of humanity that they have
in view.
Consequently in the sequel of my researches I shall
adopt the course that nature herself follows with man
considered from the point of view of æsthetics, and setting
out from the two kinds of beauty, I shall rise to the idea
of the genus. I shall examine the effects produced on
man by the gentle and graceful beauty when its springs
of action are in full play, and also those produced by
energetic beauty when they are relaxed. I shall do this
to confound these two sorts of beauty in the unity of the
beau-ideal, in the same way that the two opposite forms
and modes of being of humanity are absorbed in the unity
of the ideal man.
While we were only engaged in deducing the universal
idea of beauty from the conception of human nature in
general, we had only to consider in the latter the limits
established essentially in itself, and inseparable from the
notion of the finite. Without attending to the contingent
restrictions that human nature may undergo in the real
world of phenomena, we have drawn the conception of
this nature directly from reason, as a source of every
necessity, and the ideal of beauty has been given us at the
same time with the ideal of humanity.
But now we are coming down from the region of ideas
to the scene of reality, to find man in a determinate state,
and consequently in limits which are not derived from the
pure conception of humanity, but from external circumstances
and from an accidental use of his freedom. But,
although the limitation of the idea of humanity may be
very manifold in the individual, the contents of this idea
suffice to teach us that we can only depart from it by two
opposite roads. For if the perfection of man consist in
the harmonious energy of his sensuous and spiritual forces,
84he can only lack this perfection through the want of harmony
and the want of energy. Thus, then, before having
received on this point the testimony of experience, reason
suffices to assure us that we shall find the real and consequently
limited man in a state of tension or relaxation
according as the exclusive activity of isolated forces
troubles the harmony of his being, or as the unity of his
nature is based on the uniform relaxation of his physical
and spiritual forces. These opposite limits are, as we
have now to prove, suppressed by the beautiful, which
re-establishes harmony in man when excited, and energy
in man when relaxed; and which, in this way, in conformity
with the nature of the beautiful, restores the state
of limitation to an absolute state, and makes of man a
whole, complete in himself.
Thus the beautiful by no means belies in reality the
idea which we have made of it in speculation; only its
action is much less free in it than in the field of theory,
where we were able to apply it to the pure conception of
humanity. In man, as experience shows him to us, the
beautiful finds a matter, already damaged and resisting,
which robs him in ideal perfection of what it communicates
to him of its individual mode of being. Accordingly in
reality the beautiful will always appear a peculiar and
limited species, and not as the pure genus; in excited
minds in a state of tension it will lose its freedom and
variety; in relaxed minds, it will lose its vivifying force:
but we, who have become familiar with the true character
of this contradictory phenomenon, cannot be led astray by
it. We shall not follow the great crowd of critics, in
determining their conception by separate experiences, and
to make them answerable for the deficiencies which man
shows under their influence. We know rather that it is
man who transfers the imperfections of his individuality
over to them, who stands perpetually in the way of their
perfection by his subjective limitation, and lowers their
absolute ideal to two limited forms of phenomena.
It was advanced that soft beauty is for an unstrung
mind, and the energetic beauty for the tightly strung mind.
But I apply the term unstrung to a man when he is rather
under the pressure of feelings than under the pressure of
85conceptions. Every exclusive sway of one of his two
fundamental impulses is for man a state of compulsion
and violence, and freedom only exists in the co-operation
of his two natures. Accordingly, the man governed
preponderately by feelings, or sensuously unstrung, is
emancipated and set free by matter. The soft and graceful
beauty, to satisfy this twofold problem, must therefore
show herself under two aspects—in two distinct forms.
First, as a form in repose, she will tone down savage life,
and pave the way from feeling to thought. She will,
secondly, as a living image, equip the abstract form with
sensuous power, and lead back the conception to intuition
and law to feeling. The former service she does to the
man of nature, the second to the man of art. But because
she does not in both cases hold complete sway over
her matter, but depends on that which is furnished either
by formless nature or unnatural art, she will in both cases
bear traces of her origin, and lose herself in one place in
material life and in another in mere abstract form.
To be able to arrive at a conception how beauty can
become a means to remove this twofold relaxation, we
must explore its source in the human mind. Accordingly,
make up your mind to dwell a little longer in the
region of speculation, in order then to leave it forever,
and to advance with securer footing on the ground of
experience.
By beauty the sensuous man is led to form and to thought;
by beauty the spiritual man is brought back to matter and
restored to the world of sense.
From this statement it would appear to follow that
between matter and form, between passivity and activity,
there must be a middle state, and that beauty plants us in
this state. It actually happens that the greater part of
mankind really form this conception of beauty as soon as
they begin to reflect on its operations, and all experience
seems to point to this conclusion. But, on the other hand,
nothing is more unwarrantable and contradictory than such
a conception, because the aversion of matter and form,
86the passive and the active, feeling and thought, is eternal,
and cannot be mediated in any way. How can we remove
this contradiction? Beauty weds the two opposed
conditions of feeling and thinking, and yet there is absolutely
no medium between them. The former is immediately
certain through experience, the other through the
reason.
This is the point to which the whole question of beauty
leads, and if we succeed in settling this point in a
satisfactory way, we have at length found the clue
that will conduct us through the whole labyrinth of æsthetics.
But this requires two very different operations, which
must necessarily support each other in this inquiry.
Beauty, it is said, weds two conditions with one another
which are opposite to each other, and can never be one.
We must start from this opposition; we must grasp and
recognize them in their entire purity and strictness, so that
both conditions are separated in the most definite manner;
otherwise we mix, but we do not unite them. Secondly,
it is usual to say, beauty unites those two opposed conditions,
and therefore removes the opposition. But because
both conditions remain eternally opposed to one another,
they cannot be united in any other way than by being
suppressed. Our second business is therefore to make
this connection perfect, to carry them out with such purity
and perfection that both conditions disappear entirely in a
third one, and no trace of separation remains in the whole;
otherwise we segregate, but do not unite. All the disputes
that have ever prevailed and still prevail in the philosophical
world respecting the conception of beauty have no
other origin than their commencing without a sufficiently
strict distinction, or that it is not carried out fully to a
pure union. Those philosophers who blindly follow their
feeling in reflecting on this topic can obtain no other
conception of beauty, because they distinguish nothing
separate in the totality of the sensuous impression. Other
philosophers, who take the understanding as their exclusive
guide, can never obtain a conception of beauty,
because they never see anything else in the whole than the
parts; and spirit and matter remain eternally separate,
87even in their most perfect unity. The first fear to suppress
beauty dynamically, that is, as a working power, if
they must separate what is united in the feeling. The
others fear to suppress beauty logically, that is, as a conception,
when they have to hold together what in the
understanding is separate. The former wish to think of
beauty as it works; the latter wish it to work as it is
thought. Both therefore must miss the truth; the former,
because they try to follow infinite nature with their limited
thinking power; the others, because they wish to limit
unlimited nature according to their laws of thought. The
first fear to rob beauty of its freedom by a too strict dissection,
the others fear to destroy the distinctness of the
conception by a too violent union. But the former do not
reflect that the freedom in which they very properly place
the essence of beauty is not lawlessness, but harmony of
law’s; not caprice, but the highest internal necessity.
The others do not remember that distinctness, which they
with equal right demand from beauty, does not consist in
the exclusion of certain realities, but the absolute including
of all; that is not therefore limitation but infinitude.
We shall avoid the quicksands on which both have made
shipwreck if we begin from the two elements in which beauty
divides itself before the understanding, but then afterwards
rise to a pure æsthetic unity by which it works on
feeling, and in which both those conditions completely disappear.
Two principal and different states of passive and active
capacity of being determined[3] can be distinguished in
man; in like manner two states of passive and active
determination.[4] The explanation of this proposition leads
us most readily to our end.
The condition of the state of man before destination or
direction is given him by the impression of the senses is
an unlimited capacity of being determined. The infinite
of time and space is given to his imagination for its free
use; and, because nothing is settled in this kingdom of
88the possible, and therefore nothing is excluded from it,
this state of absence of determination can be named an
empty infiniteness, which must not by any means be confounded
with an infinite void.
Now it is necessary that his sensuous nature should be
modified, and that in the indefinite series of possible determinations
one alone should become real. One perception
must spring up in it. That which, in the previous
state of determinableness, was only an empty potency becomes
now an active force, and receives contents; but,
at the same time, as an active force it receives a limit,
after having been, as a simple power, unlimited. Reality
exists now, but the infinite has disappeared. To describe
a figure in space, we are obliged to limit infinite space;
to represent to ourselves a change in time, we are obliged
to divide the totality of time. Thus we only arrive at
reality by limitation, at the positive, at a real position, by
negation or exclusion; to determination, by the suppression
of our free determinableness.
But mere exclusion would never beget a reality, nor
would a mere sensuous impression ever give birth to a
perception, if there were not something from which it was
excluded, if by an absolute act of the mind the negation
were not referred to something positive, and if opposition
did not issue out of non-position. This act of the mind
is styled judging or thinking, and the result is named
thought.
Before we determine a place in space, there is no space
for us; but without absolute space we could never determine
a place. The same is the case with time. Before
we have an instant, there is no time to us: but without
infinite time—eternity—we should never have a representation
of the instant. Thus, therefore, we can only
arrive at the whole by the part, to the unlimited through
limitation; but reciprocally we only arrive at the part
through the whole, at limitation through the unlimited.
It follows from this, that when it is affirmed of beauty
that it mediates for man, the transition from feeling to
thought, this must not be understood to mean that beauty
can fill up the gap that separates feeling from thought, the
passive from the active. This gap is infinite; and, without
89the interposition of a new and independent faculty, it is
impossible for the general to issue from the individual, the
necessary from the contingent. Thought is the immediate
act of this absolute power, which, I admit, can only be
manifested in connection with sensuous impressions, but
which in this manifestation depends so little on the sensuous
that it reveals itself specially in an opposition to it.
The spontaneity or autonomy with which it acts excludes
every foreign influence; and it is not in as far as it helps
thought—which comprehends a manifest contradiction—but
only in as far as it procures for the intellectual
faculties the freedom to manifest themselves in conformity
with their proper laws. It does it only because the
beautiful can become a means of leading man from matter
to form, from feeling to laws, from a limited existence to
an absolute existence.
But this assumes that the freedom of the intellectual
faculties can be balked, which appears contradictory to
the conception of an autonomous power. For a power
which only receives the matter of its activity from without
can only be hindered in its action by the privation of this
matter, and consequently by way of negation; it is therefore
a misconception of the nature of the mind to attribute
to the sensuous passions the power of oppressing
positively the freedom of the mind. Experience does
indeed present numerous examples where the rational forces
appear compressed in proportion to the violence of the
sensuous forces. But instead of deducing this spiritual
weakness from the energy of passion, this passionate
energy must rather be explained by the weakness of the
human mind. For the sense can only have a sway such
as this over man when the mind has spontaneously neglected
to assert its power.
Yet in trying by these explanations to move one objection,
I appear to have exposed myself to another, and I
have only saved the autonomy of the mind at the cost of
its unity. For how can the mind derive at the same time
from itself the principles of inactivity and of activity, if
it is not itself divided, and if it is not in opposition with
itself?
Here we must remember that we have before us, not the
90infinite mind, but the finite. The finite mind is that
which only becomes active through the passive, only
arrives at the absolute through limitation, and only acts
and fashions in as far as it receives matter. Accordingly,
a mind of this nature must associate with the impulse
towards form or the absolute, an impulse towards matter
or limitation, conditions without which it could not have
the former impulse nor satisfy it. How can two such
opposite tendencies exist together in the same being?
This is a problem that can no doubt embarrass the metaphysician,
but not the transcendental philosopher. The
latter does not presume to explain the possibility of things,
but he is satisfied with giving a solid basis to the knowledge
that makes us understand the possibility of experience.
And as experience would be equally impossible
without this autonomy in the mind, and without the
absolute unity of the mind, it lays down these two conceptions
as two conditions of experience equals necessary
without troubling itself any more to reconcile them.
Moreover, this immanence of two fundamental impulses
does not in any degree contradict the absolute unity of
the mind, as soon as the mind itself, its selfhood, is distinguished
from those two motors. No doubt, these two
impulses exist and act in it, but itself is neither matter nor
form, nor the sensuous nor reason, and this is a point that
does not seem always to have occurred to those who only
look upon the mind as itself acting when its acts are in
harmony with reason, and who declare it passive when its
acts contradict reason.
Arrived at its development, each of these two fundamental
impulsions tends of necessity and by its nature to
satisfy itself; but precisely because each of them has a
necessary tendency, and both nevertheless have an opposite
tendency, this twofold constraint mutually destroys
itself, and the will preserves an entire freedom between
them both. It is therefore the will that conducts itself
like a power—as the basis of reality—with respect to
both these impulses; but neither of them can by itself act
as a power with respect to the other. A violent man, by
his positive tendency to justice, which never fails in him,
is turned away from injustice; nor can a temptation of
91pleasure, however strong, make a strong character violate
its principles. There is in man no other power than his
will; and death alone, which destroys man, or some privation
of self-consciousness, is the only thing that can rob
man of his internal freedom.
An external necessity determines our condition, our
existence in time, by means of the sensuous. The latter
is quite involuntary, and directly it is produced in us we
are necessarily passive. In the same manner an internal
necessity awakens our personality in connection with sensations,
and by its antagonism with them; for consciousness
cannot depend on the will, which presupposes it.
This primitive manifestation of personality is no more a
merit to us than its privation is a defect in us. Reason
can only be required in a being who is self-conscious, for
reason is an absolute consecutiveness and universality of
consciousness; before this is the case he is not a man, nor
can any act of humanity be expected from him. The
metaphysician can no more explain the limitation imposed
by sensation on a free and autonomous mind than the
natural philosopher can understand the infinite, which is
revealed in consciousness in connection with these limits.
Neither abstraction nor experience can bring us back to
the source whence issue our ideas of necessity and of
universality: this source is concealed in its origin in time
from the observer, and its super-sensuous origin from the
researches of the metaphysician. But, to sum up in a few
words, consciousness is there, and, together with its immutable
unity, the law of all that is for man is established,
as well as of all that is to be by man, for his understanding
and his activity. The ideas of truth and of right
present themselves inevitable, incorruptible, immeasurable,
even in the age of sensuousness; and without our being
able to say why or how, we see eternity in time, the necessary
following the contingent. It is thus that, without
any share on the part of the subject, the sensation and
self-consciousness arise, and the origin of both is beyond
our volition, as it is out of the sphere of our knowledge.
But as soon as these two faculties have passed into
action, and man has verified by his experience, through the
92medium of sensation, a determinate existence, and through
the medium of consciousness its absolute existence, the
two fundamental impulses exert their influence directly
their object is given. The sensuous impulse is awakened
with the experience of life—with the beginning of the
individual; the rational impulsion with the experience of
law—with the beginning of his personality; and it is
only when these two inclinations have come into existence
that the human type is realized. Up to that time,
everything takes place in man according to the law of
necessity; but now the hand of nature lets him go, and it
is for him to keep upright humanity, which nature
places as a germ in his heart. And thus we see that
directly the two opposite and fundamental impulses
exercise their influence in him, both lose their constraint,
and the autonomy of two necessities gives birth to freedom.
That freedom is an active and not a passive principle
results from its very conception; but that liberty itself
should be an effect of nature (taking this word in its
widest sense), and not the work of man, and therefore
that it can be favored or thwarted by natural means, is
the necessary consequence of that which precedes. It
begins only when man is complete, and when these two
fundamental impulsions have been developed. It will
then be wanting whilst he is incomplete, and while one of
these impulsions is excluded, and it will be re-established
by all that gives back to man his integrity.
Thus it is possible, both with regard to the entire
species as to the individual, to remark the moment when
man is yet incomplete, and when one of the two exclusions
acts solely in him. We know that man commences by
life simply, to end by form; that he is more of an individual
than a person, and that he starts from the limited
or finite to approach the infinite. The sensuous impulsion
comes into play therefore before the rational impulsion,
because sensation precedes consciousness; and in this
93priority of sensuous impulsion we find the key of the
history of the whole of human liberty.
There is a moment, in fact, when the instinct of life,
not yet opposed to the instinct of form, acts as nature and
as necessity; when the sensuous is a power because man
has not begun; for even in man there can be no other
power than his will. But when man shall have attained
to the power of thought, reason, on the contrary, will be
a power, and moral or logical necessity will take the place
of physical necessity. Sensuous power must then be
annihilated before the law which must govern it can be
established. It is not enough that something shall begin
which as yet was not; previously something must end
which had begun. Man cannot pass immediately from
sensuousness to thought. He must step backwards, for it
is only when one determination is suppressed that the contrary
determination can take place. Consequently, in order
to exchange passive against active liberty, a passive determination
against an active, he must be momentarily
free from all determination, and must traverse a state of
pure determinability. He has then to return in some
degree to that state of pure negative indetermination in
which he was before his senses were affected by anything.
But this state was absolutely empty of all contents, and
now the question is to reconcile an equal determination
and a determinability equally without limit, with the
greatest possible fulness, because from this situation something
positive must immediately follow. The determination
which man received by sensation must be preserved,
because he should not lose the reality; but at the same
time, in so far as finite, it should be suppressed, because
a determinability without limit would take place. The
problem consists then in annihilating the determination of
the mode of existence, and yet at the same time in preserving
it, which is only possible in one way: in opposing
to it another. The two sides of a balance are in equilibrium
when empty; they are also in equilibrium when their
contents are of equal weight.
Thus, to pass from sensation to thought, the soul traverses
a medium position, in which sensibility and reason
are at the same time active, and thus they mutually destroy
94their determinant power, and by their antagonism produce
a negation. This medium situation in which the soul is
neither physically nor morally constrained, and yet is in
both ways active, merits essentially the name of a free
situation; and if we call the state of sensuous determination
physical, and the state of rational determination
logical or moral, that state of real and active determination
should be called the æsthetic.
I have remarked in the beginning of the foregoing letter
that there is a twofold condition of determinableness and
a twofold condition of determination. And now I can
clear up this proposition.
The mind can be determined—is determinable—only
in as far as it is not determined; it is, however, determinable
also, in as far as it is not exclusively determined;
that is, if it is not confined in its determination. The
former is only a want of determination—it is without
limits, because it is without reality; but the latter, the
æsthetic determinableness, has no limits, because it unites
all reality.
The mind is determined, inasmuch as it is only limited;
but it is also determined because it limits itself of its
own absolute capacity. It is situated in the former
position when it feels, in the second when it thinks.
Accordingly the æsthetic constitution is in relation to
determinableness what thought is in relation to determination.
The latter is a negative from internal and infinite
completeness, the former a limitation from internal
infinite power. Feeling and thought come into contact in
one single point, the mind is determined in both conditions,
the man becomes something and exists—either as individual
or person—by exclusion; in other cases these two
faculties stand infinitely apart. Just in the same manner
the æsthetic determinableness comes in contact with the
mere want of determination in a single point, by both
excluding every distinct determined existence, by thus
being in all other points nothing and all, and hence by being
95infinitely different. Therefore if the latter, in the absence
of determination from deficiency, is represented as an
empty infiniteness, the æsthetic freedom of determination,
which forms the proper counterpart to the former, can be
considered as a completed infiniteness; a representation
which exactly agrees with the teachings of the previous
investigations.
Man is therefore nothing in the æsthetic state, if attention
is given to the single result, and not to the whole
faculty, and if we regard only the absence or want of
every special determination. We must therefore do justice
to those who pronounce the beautiful, and the disposition
in which it places the mind, as entirely indifferent and
unprofitable, in relation to knowledge and feeling. They
are perfectly right; for it is certain that beauty gives no
separate, single result, either for the understanding or for
the will; it does not carry out a single intellectual or
moral object; it discovers no truth, does not help us to
fulfil a single duty, and, in one word, is equally unfit to
found the character or to clear the head. Accordingly,
the personal worth of a man, or his dignity, as far as this
can only depend on himself, remains entirety undetermined
by æsthetic culture, and nothing further is attained than
that, on the part of nature, it is made profitable for him
to make of himself what he will; that the freedom to be
what he ought to be is restored perfectly to him.
But by this something infinite is attained. But as
soon as we remember that freedom is taken from man
by the one-sided compulsion of nature in feeling, and by
the exclusive legislation of the reason in thinking, we
must consider the capacity restored to him by the æsthetical
disposition, as the highest of all gifts, as the gift of
humanity. I admit that he possesses this capacity for
humanity, before every definite determination in which
he may be placed. But, as a matter of fact, he loses it
with every determined condition into which he may
come; and if he is to pass over to an opposite condition,
humanity must be in every case restored to him by the
æsthetic life.
It is therefore not only a poetical license, but also
philosophically correct, when beauty is named our second
96creator. Nor is this inconsistent with the fact that she
only makes it possible for us to attain and realize humanity,
leaving this to our free will. For in this she acts in
common with our original creator, nature, which has
imparted to us nothing further than this capacity for
humanity, but leaves the use of it to our own determination
of will.
Accordingly, if the æsthetic disposition of the mind
must be looked upon in one respect as nothing—that is,
when we confine our view to separate and determined
operations—it must be looked upon in another respect as
a state of the highest reality, in as far as we attend to the
absence of all limits and the sum of powers which are
commonly active in it. Accordingly we cannot pronounce
them, again, to be wrong who describe the æsthetic state
to be the most productive in relation to knowledge and
morality. They are perfectly right, for a state of mind
which comprises the whole of humanity in itself must of
necessity include in itself also—necessarily and potentially—every
separate expression of it. Again, a disposition
of mind that removes all limitation from the
totality of human nature must also remove it from every
special expression of the same. Exactly because its
“æsthetic disposition” does not exclusively shelter any
separate function of humanity, it is favorable to all without
distinction; nor does it favor any particular functions,
precisely because it is the foundation of the possibility of
all. All other exercises give to the mind some special
aptitude, but for that very reason give it some definite
limits; only the æsthetical leads him to the unlimited.
Every other condition in which we can live refers us to a
previous condition, and requires for its solution a following
condition; only the æsthetic is a complete whole in itself,
for it unites in itself all conditions of its source and of its
duration. Here alone we feel ourselves swept out of
time, and our humanity expresses itself with purity
and integrity as if it had not yet received any impression
97or interruption from the operation of external
powers.
That which flatters our senses in immediate sensation
opens our wreak and volatile spirit to every impression,
but makes us in the same degree less apt for exertion.
That which stretches our thinking power and invites to
abstract conceptions strengthens our mind for every kind
of resistance, but hardens it also in the same proportion,
and deprives us of susceptibility in the same ratio that it
helps us to greater mental activity. For this very reason,
one as well as the other brings us at length to exhaustion,
because matter cannot long do without the shaping,
constructive force, and the force cannot do without the constructible
material. But on the other hand, if we have
resigned ourselves to the enjoyment of genuine beauty, we
are at such a moment of our passive and active powers in
the same degree master, and we shall turn with ease from
grave to gay, from rest to movement, from submission to
resistance, to abstract thinking and intuition.
This high indifference and freedom of mind, united with
power and elasticity, is the disposition in which a true
work of art ought to dismiss us, and there is no better
test of true æsthetic excellence. If after an enjoyment
of this kind we find ourselves specialty impelled to a
particular mode of feeling or action, and unfit for other
modes, this serves as an infallible proof that we have not
experienced any pure æsthetic effect, whether this is owing
to the object, to our own mode of feeling—as generally
happens—or to both together.
As in reality no purely æsthetical effect can be met with—for
man can never leave his dependence on material
forces—the excellence of a work of art can only consist
in its greater approximation to its ideal of æsthetic purity,
and however high we may raise the freedom of this effect,
we shall always leave it with a particular disposition and
a particular bias. Any class of productions or separate
work in the world of art is noble and excellent in proportion
to the universality of the disposition and the
unlimited character of the bias thereby presented to our
mind. This truth can be applied to works in various
branches of art, and also to different works in the same
98branch. We leave a grand musical performance with our
feelings excited, the reading of a noble poem with a
quickened imagination, a beautiful statue or building with
an awakened understanding; but a man would not choose
an opportune moment who attempted to invite us to abstract
thinking after a high musical enjoyment, or to attend to a
prosaic affair of common life after a high poetical enjoyment,
or to kindle our imagination and astonish our feelings
directly after inspecting a fine statue or edifice. The
reason of this is, that music, by its matter, even when
most spiritual, presents a greater affinity with the senses
than is permitted by æsthetic liberty; it is because even
the most happy poetry, having for its medium the arbitrary
and contingent play of the imagination, always shares in
it more than the intimate necessity of the really beautiful
allows; it is because the best sculpture touches on severe
science by what is determinate in its conception. However,
these particular affinities are lost in proportion as the
works of these three kinds of art rise to a greater elevation,
and it is a natural and necessary consequence of
their perfection, that, without confounding their objective
limits, the different arts come to resemble each other more
and more, in the action which they exercise on the mind.
At its highest degree of ennobling, music ought to become
a form, and act on us with the calm power of an antique
statue; in its most elevated perfection, the plastic art
ought to become music and move us by the immediate
action exercised on the mind by the senses; in its most
complete development, poetry ought both to stir us powerfully
like music and like plastic art to surround us with
a peaceful light. In each art, the perfect style consists
exactly in knowing how to remove specific limits, while
sacrificing at the same time the particular advantages of
the art, and to give it by a wise use of what belongs to it
specially a more general character.
Nor is it only the limits inherent in the specific character
of each kind of art that the artist ought to over
step in putting his hand to the work; he must also
triumph over those which are inherent in the particular
subject of which he treats. In a really beautiful work of
art, the substance ought to be inoperative, the form should
99do everything; for by the form the whole man is acted
on; the substance acts on nothing but isolated forces.
Thus, however vast and sublime it may be, the substance
always exercises a restrictive action on the mind, and true
æsthetic liberty can only be expected from the form.
Consequently the true search of the matter consists in
destroying matter by the form; and the triumph of art is
great in proportion as it overcomes matter and maintains
its sway over those who enjoy its work. It is great particularly
in destroying matter when most imposing, ambitious,
and attractive, when therefore matter has most
power to produce the effect proper to it, or, again, when it
leads those who consider it more closely to enter directly
into relation with it. The mind of the spectator and of
the hearer must remain perfectly free and intact; it must
issue pure and entire from the magic circle of the artist, as
from the hands of the Creator. The most frivolous subject
ought to be treated in such a way that we preserve the
faculty to exchange it immediately for the most serious
work. The arts which have passion for their object, as a
tragedy for example, do not present a difficulty here; for,
in the first place, these arts are not entirely free, because
they are in the service of a particular end (the pathetic),
and then no connoisseur will deny that even in this class a
work is perfect in proportion as amidst the most violent
storms of passion it respects the liberty of the soul.
There is a fine art of passion, but an impassioned fine
art is a contradiction in terms, for the infallible effect of
the beautiful is emancipation from the passions. The idea
of an instructive fine art (didactic art) or improving (moral)
art is no less contradictory, for nothing agrees less with
the idea of the beautiful than to give a determinate tendency
to the mind.
However, from the fact that a work produces effects
only by its substance, it must not always be inferred that
there is a want of form in this work; this conclusion may
quite as well testify to a want of form in the observer. If
his mind is too stretched or too relaxed, if it is only
accustomed to receive things either by the senses or the
intelligence, even in the most perfect combination, it
will only stop to look at the parts, and it will only see
100matter in the most beautiful form. Only sensible of the
coarse elements, he must first destroy the æsthetic organization
of a work to find enjoyment in it, and carefully
disinter the details which genius has caused to vanish,
with infinite art, in the harmony of the whole. The
interest he takes in the work is either solely moral or
exclusively physical; the only thing wanting to it is to be
exactly what it ought to be—æsthetical. The readers of
this class enjoy a serious and pathetic poem as they do a
sermon: a simple and playful work, as an inebriating
draught; and if on the one hand they have so little taste
as to demand edification from a tragedy or from an epos,
even such as the “Messias,” on the other hand they will be
infallibly scandalized by a piece after the fashion of Anacreon
and Catullus.
I take up the thread of my researches, which I broke off
only to apply the principles I laid down to practical art and
the appreciation of its works.
The transition from the passivity of sensuousness to the
activity of thought and of will can be effected only by the
intermediary state of æsthetic liberty; and though in itself
this state decides nothing respecting our opinions and our
sentiments, and therefore it leaves our intellectual and
moral value entirely problematical, it is, however, the
necessary condition without which we should never attain
to an opinion or a sentiment. In a word, there is no other
way to make a reasonable being out of a sensuous man
than by making him first æsthetic.
But, you might object: Is this mediation absolutely indispensable?
Could not truth and duty, one or the other,
in themselves and by themselves, find access to the sensuous
man? To this I reply: Not only is it possible but
it is absolutely necessary that they owe solely to themselves
their determining force, and nothing would be more
contradictory to our preceding affirmations than to appear
to defend the contrary opinion. It has been expressly
proved that the beautiful furnishes no result, either for the
101comprehension or for the will; that it mingles with no
operations, either of thought or of resolution; and that it
confers this double power without determining anything
with regard to the real exercise of this power. Here all
foreign help disappears, and the pure logical form, the
idea, would speak immediately to the intelligence,
as the pure moral form, the law, immediately to the
will.
But that the pure form should be capable of it, and that
there is in general a pure form for sensuous man, is that,
I maintain, which should be rendered possible by the
æsthetic disposition of the soul. Truth is not a thing
which can be received from without like reality or the
visible existence of objects. It is the thinking force, in
his own liberty and activity, which produces it, and it is
just this liberty proper to it, this liberty which we seek in
vain in sensuous man. The sensuous man is already
determined physically, and thenceforth he has no longer
his free determinability; he must necessarily first enter
into possession of this lost determinability before he can
exchange the passive against an active determination.
Therefore, in order to recover it, he must either lose the
passive determination that he had, or he should enclose
already in himself the active determination to which he
should pass. If he confined himself to lose passive determination,
he would at the same time lose with it the possibility
of an active determination, because thought needs a
body, and form can only be realized through matter. He
must therefore contain already in himself the active determination,
that he may be at once both actively and
passively determined, that is to say, he becomes necessarily
æsthetic.
Consequently, by the æsthetic disposition of the soul
the proper activity of reason is already revealed in the
sphere of sensuousness, the power of sense is already
broken within its own boundaries, and the ennobling of
physical man carried far enough, for spiritual man has only
to develop himself according to the laws of liberty. The
transition from an æsthetic state to a logical and moral
state (from the beautiful to truth and duty) is then infinitely
more easy than the transition from the physical state
102to the æsthetic state (from life pure and blind to form).
This transition man can effectuate alone by his liberty,
whist he has only to enter into possession of himself not
to give it himself; but to separate the elements of his
nature, and not to enlarge it. Having attained to the
æsthetic disposition, man will give to his judgments and
to his actions a universal value as soon as he desires it.
This passage from brute nature to beauty, in which an
entirely new faculty would awaken in him, nature would
render easier, and his will has no power over a disposition
which, we know, itself gives birth to the will. To bring
the æsthetic man to profound views, to elevated sentiments,
he requires nothing more than important occasions: to
obtain the same thing from the sensuous man, his nature
must at first be changed. To make of the former a hero,
a sage, it is often only necessary to meet with a sublime
situation, which exercises upon the faculty of the will the
more immediate action; for the second, it must first be
transplanted under another sky.
One of the most important tasks of culture, then, is to
submit man to form, even in a purely physical life, and to
render it æsthetic as far as the domain of the beautiful
can be extended, for it is alone in the æsthetic state, and
not in the physical state, that the moral state can be
developed. If in each particular case man ought to possess
the power to make his judgment and his will the
judgment of the entire species; if he ought to find in each
limited existence the transition to an infinite existence; if,
lastly, he ought from every dependent situation to take his
flight to rise to autonomy and to liberty, it must be observed
that at no moment he is only individual and solely
obeys the laws of nature. To be apt and ready to raise
himself from the narrow circle of the ends of nature, to
rational ends, in the sphere of the former he must already
have exercised himself in the second; he must already
have realized his physical destiny with a certain liberty
that belongs only to spiritual nature, that is to say according
to the laws of the beautiful.
And that he can effect without thwarting in the least
degree his physical aim. The exigencies of nature with
regard to him turn only upon what he does—upon the
103substance of his acts; but the ends of nature in no degree
determine the way in which he acts, the form of his
actions. On the contrary, the exigencies of reason have
rigorously the form of his activity for its object. Thus,
so much as it is necessary for the moral destination of
man, that he be purely moral, that he shows an absolute
personal activity, so much is he indifferent that his
physical destination be entirely physical, that he acts in
a manner entirely passive. Henceforth with regard to
this last destination, it entirely depends on him to fulfil it
solely as a sensuous being and natural force (as a force
which acts only as it diminishes) or, at the same time, as
absolute force, as a rational being. To which of these
does his dignity best respond? Of this there can be no
question. It is as disgraceful and contemptible for him to
do under sensuous impulsion that which he ought to have
determined merely by the motive of duty, as it is noble
and honorable for him to incline towards conformity with
laws, harmony, independence; there even where the vulgar
man only satisfies a legitimate want. In a word, in the
domain of truth and morality, sensuousness must have
nothing to determine; but in the sphere of happiness,
form may find a place, and the instinct of play
prevail.
Thus then, in the indifferent sphere of physical life,
man ought to already commence his moral life; his own
proper activity ought already to make way in passivity,
and his rational liberty beyond the limits of sense; he
ought already to impose the law of his will upon his
inclinations; he ought—if you will permit me the expression—to
carry into the domain of matter the war
against matter, in order to be dispensed from combatting
this redoubtable enemy upon the sacred field of liberty;
he ought to learn to have nobler desires, not to be forced
to have sublime volitions. This is the fruit of æsthetic
culture, which submits to the laws of the beautiful, in
which neither the laws of nature nor those of reason
suffer, which does not force the will of man, and which by
the form it gives to exterior life already opens internal
life.
104
Accordingly three different moments or stages of development
can be distinguished, which the individual man, as
well as the whole race, must of necessity traverse in a
determinate order if they are to fulfil the circle of their
determination. No doubt, the separate periods can be
lengthened or shortened, through accidental causes which
are inherent either in the influence of external things or
under the free caprice of men: but neither of them can be
overstepped, and the order of their sequence cannot be
inverted either by nature or by the will. Man, in his
physical condition, suffers only the power of nature; he
gets rid of this power in the æsthetical condition, and he
rules them in the moral state.
What is man before beauty liberates him from free
pleasure, and the serenity of form tames down the savageness
of life? Eternally uniform in his aims, eternally
changing in his judgments, self-seeking without being
himself, unfettered without being free, a slave without
serving any rule. At this period, the world is to him only
destiny, not yet an object; all has existence for him only
in as far as it procures existence to him; a thing that
neither seeks from nor gives to him is non-existent.
Every phenomenon stands out before him separate and
cut off, as he finds himself in the series of beings. All
that is, is to him through the bias of the moment; every
change is to him an entirely fresh creation, because with
the necessary in him, the necessary out of him is wanting,
which binds together all the changing forms in the
universe, and which holds fast the law on the theatre of
his action, while the individual departs. It is in vain
that nature lets the rich variety of her forms pass before
him; he sees in her glorious fulness nothing but his prey,
in her power and greatness nothing but his enemy.
Either he encounters objects, and wishes to draw them to
himself in desire, or the objects press in a destructive
manner upon him, and he thrusts them away in dismay
and terror. In both cases his relation to the world of
105sense is immediate contact; and perpetually anxious through
its pressure, restless and plagued by imperious wants, he
nowhere finds rest except in enervation, and nowhere limits
save in exhausted desire.
“True, his is the powerful breast, and the mighty hand of the Titans....
A certain inheritance; yet the god welded
Round his forehead a brazen band;
Advice, moderation, wisdom, and patience,—
Hid it from his shy, sinister look.
Every desire is with him a rage,
And his rage prowls around limitless.”—Iphigenia in Tauris.
Ignorant of his own human dignity, he is far removed
from honoring it in others, and conscious of his own
savage greed, he fears it in every creature that he sees like
himself. He never sees others in himself, only himself in
others, and human society, instead of enlarging him to the
race, only shuts him up continually closer in his individuality.
Thus limited, he wanders through his sunless
life, till favoring nature rolls away the load of matter from
his darkened senses, reflection separates him from things,
and objects show themselves at length in the afterglow of
the consciousness.
It is true we cannot point out this state of rude nature
as we have here portrayed it in any definite people and
age. It is only an idea, but an idea with which experience
agrees most closely in special features. It may be said
that man was never in this animal condition, but he has
not, on the other hand, ever entirely escaped from it.
Even in the rudest subjects, unmistakable traces of rational
freedom can be found, and even in the most cultivated,
features are not wanting that remind us of that
dismal natural condition. It is possible for man, at one
and the same time, to unite the highest and the lowest in
his nature; and if his dignity depends on a strict separation
of one from the other, his happiness depends on a
skilful removal of this separation. The culture which is
to bring his dignity into agreement with his happiness
will therefore have to provide for the greatest purity
of these two principles in their most intimate combination.
106Consequently the first appearance of reason in man is
not the beginning of humanity. This is first decided by
his freedom, and reason begins first by making his sensuous
dependence boundless; a phenomenon that does not
appear to me to have been sufficiently elucidated, considering
its importance and universality. We know that the
reason makes itself known to man by the demand for the
absolute—the self-dependent and necessary. But as this
want of the reason cannot be satisfied in any separate or
single state of his physical life, he is obliged to leave the
physical entirely and to rise from a limited reality to ideas.
But although the true meaning of that demand of the
reason is to withdraw him from the limits of time and to
lead him from the world of sense to an ideal world, yet
this same demand of reason, by misapplication—scarcely
to be avoided in this life, prone to sensuousness—can
direct him to physical life, and, instead of making man
free, plunge him in the most terrible slavery.
Facts verify this supposition. Man raised on the wings
of imagination leaves the narrow limits of the present, in
which mere animality is enclosed, in order to strive on to
an unlimited future. But while the limitless is unfolded
to his dazed imagination, his heart has not ceased to live
in the separate, and to serve the moment. The impulse
towards the absolute seizes him suddenly in the midst of
his animality, and as in this cloddish condition all his efforts
aim only at the material and temporal, and are limited
by his individuality, he is only led by that demand of
the reason to extend his individuality into the infinite, instead
of to abstract from it. He will be led to seek instead
of form an inexhaustible matter, instead of the unchangeable
an everlasting change and an absolute securing
of his temporal existence. The same impulse which, directed
to his thought and action, ought to lead to truth
and morality, now directed to his passion and emotional
state, produces nothing but an unlimited desire and an absolute
want. The first fruits, therefore, that he reaps in
the world of spirits are cares and fear—both operations
of the reason; not of sensuousness, but of a reason that
mistakes its object and applies its categorical imperative
to matter. All unconditional systems of happiness are
107fruits of this tree, whether they have for their object the
present day or the whole of life, or what does not make
them any more respectable, the whole of eternity, for their
object. An unlimited duration of existence and of well-being
is only an ideal of the desires; hence a demand
which can only be put forth by an animality striving up to
the absolute. Man, therefore, without gaining anything
for his humanity by a rational expression of this sort,
loses the happy limitation of the animal, over which he
now only possesses the unenviable superiority of losing
the present for an endeavor after what is remote, yet
without seeking in the limitless future anything but the
present.
But even if the reason does not go astray in its object,
or err in the question, sensuousness will continue to falsify
the answer for a long time. As soon as man has begun to
use his understanding and to knit together phenomena in
cause and effect, the reason, according to its conception,
presses on to an absolute knitting together and to an unconditional
basis. In order, merely, to be able to put forward
this demand, man must already have stepped beyond
the sensuous, but the sensuous uses this very demand to
bring back the fugitive.
In fact, it is now that he ought to abandon entirely the
world of sense in order to take his flight into the realm of
ideas; for the intelligence remains eternally shut up in the
finite and in the contingent, and does not cease putting
questions without reaching the last link of the chain. But
as the man with whom we are engaged is not yet capable
of such an abstraction, and does not find it in the sphere
of sensuous knowledge, and because he does not look for
it in pure reason, he will seek for it below in the region of
sentiment, and will appear to find it. No doubt the sensuous
shows him nothing that has its foundation in itself,
and that legislates for itself, but it shows him something
that does not care for foundation or law; therefore, thus
not being able to quiet the intelligence by showing it a final
cause, he reduces it to silence by the conception which desires
no cause; and being incapable of understanding the
sublime necessity of reason, he keeps to the blind constraint
of matter. As sensuousness knows no other end
108than its interest, and is determined by nothing except
blind chance, it makes the former the motive of its actions,
and the latter the master of the world.
Even the divine part in man, the moral law, in its first
manifestation in the sensuous cannot avoid this perversion.
As this moral law is only prohibited, and combats in man
the interest of sensuous egotism, it must appear to him as
something strange until he has come to consider this self-love
as the stranger, and the voice of reason as his true
self. Therefore he confines himself to feeling the fetters
which the latter imposes on him, without having the consciousness
of the infinite emancipation which it procures
for him. Without suspecting in himself the dignity of
lawgiver, he only experiences the constraint and the impotent
revolt of a subject fretting under the yoke, because
in this experience the sensuous impulsion precedes the
moral impulsion, he gives to the law of necessity a beginning
in him, a positive origin, and by the most unfortunate
of all mistakes he converts the immutable and the eternal
in himself into a transitory accident. He makes up his
mind to consider the notions of the just and the unjust as
statutes which have been introduced by a will, and not as
having in themselves an eternal value. Just as in the
explanation of certain natural phenomena he goes beyond
nature and seeks out of her what can only be found in
her, in her own laws; so also in the explanation of moral
phenomena he goes beyond reason and makes light of his
humanity, seeking a god in this way. It is not wonderful
that a religion which he has purchased at the cost of his
humanity shows itself worthy of this origin, and that he
only considers as absolute and eternally binding laws
that have never been binding from all eternity. He has
placed himself in relation with, not a holy being, but a
powerful. Therefore the spirit of his religion, of the
homage that he gives to God, is a fear that abases him,
and not a veneration that elevates him in his own esteem.
Though these different aberrations by which man departs
from the ideal of his destination cannot all take
place at the same time, because several degrees have to be
passed over in the transition from the obscure of thought
to error, and from the obscure of will to the corruption of
109the will; these degrees are all, without exception, the
consequence of his physical state, because in all the vital
impulsion sways the formal impulsion. Now, two cases
may happen: either reason may not yet have spoken in
man, and the physical may reign over him with a blind
necessity, or reason may not be sufficiently purified from
sensuous impressions, and the moral may still be subject
to the physical; in both cases the only principle that has a
real power over him is a material principle, and man, at
least as regards his ultimate tendency, is a sensuous being.
The only difference is, that in the former case he is an
animal without reason, and in the second case a rational
animal. But he ought to be neither one nor the other: he
ought to be a man. Nature ought not to rule him exclusively;
nor reason conditionally. The two legislations
ought to be completely independent, and yet mutually
complementary.
Whilst man, in his first physical condition, is only passively
affected by the world of sense, he is still entirely
identified with it; and for this reason the external world,
as yet, has no objective existence for him. When he begins
in his æsthetic state of mind to regard the world objectively,
then only is his personality severed from it, and the
world appears to him an objective reality, for the simple
reason that he has ceased to form an identical portion of it.
That which first connects man with the surrounding
universe is the power of reflective contemplation. Whereas
desire seizes at once its object, reflection removes it to a
distance and renders it inalienably her own by saving it
from the greed of passion. The necessity of sense which
he obeyed during the period of mere sensations, lessens
during the period of reflection; the senses are for the time
in abeyance; even ever-fleeting time stands still whilst the
scattered rays of consciousness are gathering and shape
themselves; an image of the infinite is reflected upon the
perishable ground. As soon as light dawns in man, there
is no longer night outside of him; as soon as there is
110peace within him the storm lulls throughout the universe,
and the contending forces of nature find rest within prescribed
limits. Hence we cannot wonder if ancient traditions
allude to these great changes in the inner man as to
a revolution in surrounding nature, and symbolize thought
triumphing over the laws of time, by the figure of Zeus,
which terminates the reign of Saturn.
As long as man derives sensations from a contact with
nature, he is her slave; but as soon as he begins to reflect
upon her objects and laws he becomes her lawgiver.
Nature, which previously ruled him as a power, now expands
before him as an object. What is objective to him
can have no power over him, for in order to become objective
it has to experience his own power. As far and
as long as he impresses a form upon matter, he cannot
be injured by its effect; for a spirit can only be injured
by that which deprives it of its freedom. Whereas
he proves his own freedom by giving a form to the formless;
where the mass rules heavily and without shape,
and its undefined outlines are for ever fluctuating between
uncertain boundaries, fear takes up its abode; but man
rises above any natural terror as soon as he knows how to
mould it, and transform it into an object of his art. As
soon as he upholds his independence towards phenomenal
natures he maintains his dignity toward her as a thing of
power, and with a noble freedom he rises against his gods.
They throw aside the mask with which they had kept
him in awe during his infancy, and to his surprise his mind
perceives the reflection of his own image. The divine
monster of the Oriental, which roams about changing the
world with the blind force of a beast of prey, dwindles to
the charming outline of humanity in Greek fable; the
empire of the Titans is crushed, and boundless force is
tamed by infinite form.
But whilst I have been merely searching for an issue
from the material world, and a passage into the world of
mind, the bold flight of my imagination has already taken
me into the very midst of the latter world. The beauty
of which we are in search we have left behind by passing
from the life of mere sensations to the pure form and to
the pure object. Such a leap exceeds the condition of
111human nature; in order to keep pace with the latter we
must return to the world of sense.
Beauty is indeed the sphere of unfettered contemplation
and reflection; beauty conducts us into the world of
ideas, without however taking us from the world of sense,
as occurs when a truth is perceived and acknowledged.
This is the pure product of a process of abstraction from
everything material and accidental, a pure object free
from every subjective barrier, a pure state of self-activity
without any admixture of passive sensations. There is
indeed a way back to sensation from the highest abstraction;
for thought teaches the inner sensation, and the
idea of logical or moral unity passes into a sensation of
sensual accord. But if we delight in knowledge we separate
very accurately our own conceptions from our sensations;
we look upon the latter as something accidental,
which might have been omitted without the knowledge
being impaired thereby, without truth being less true.
It would, however, be a vain attempt to suppress this connection
of the faculty of feeling with the idea of beauty,
consequently, we shall not succeed in representing to ourselves
one as the effect of the other, but we must look
upon them both together and reciprocally as cause and
effect. In the pleasure which we derive from knowledge
we readily distinguish the passage from the active to the
passive state, and we clearly perceive that the first ends
when the second begins. On the contrary, from the pleasure
which we take in beauty, this transition from the active
to the passive is not perceivable, and reflection is so
intimately blended with feeling that we believe we feel
the form immediately. Beauty is then an object to us,
it is true, because reflection is the condition of the feeling
which we have of it; but it is also a state of our personality
(our Ego) because the feeling is the condition of the
idea we conceive of it: beauty is therefore doubtless form,
because we contemplate it, but it is equally life because we
feel it. In a word, it is at once our state and our act.
And precisely because it is at the same time both a state
and an act, it triumphantly proves to us that the passive
does not exclude the active, neither matter nor form,
neither the finite nor the infinite; and that consequently the
112physical dependence to which man is necessarily devoted
does not in any way destroy his moral liberty. This is the
proof of beauty, and I ought to add that this alone can
prove it. In fact, as in the possession of truth or of logical
unity, feeling is not necessarily one with the thought, but
follows it accidentally; it is a fact which only proves
that a sensitive nature can succeed a rational nature, and
vice versa; not that they co-exist, that they exercise a
reciprocal action one over the other; and, lastly, that they
ought to be united in an absolute and necessary manner.
From this exclusion of feeling as long as there is thought,
and of thought so long as there is feeling, we should on
the contrary conclude that the two natures are incompatible,
so that in order to demonstrate that pure reason
is to be realized in humanity, the best proof given by the
analysis is that this realization is demanded. But, as in
the realization of beauty or of æsthetic unity, there is a
real union, mutual substitution of matter and of form, of
passive and of active, by this alone is proved the compatibility
of the two natures, the possible realization of
the infinite in the finite, and consequently also the possibility
of the most sublime humanity.
Henceforth we need no longer be embarrassed to find a
transition from dependent feeling to moral liberty, because
beauty reveals to us the fact that they can perfectly co-exist,
and that to show himself a spirit, man need not
escape from matter. But if on one side he is free, even in
his relation with a visible world, as the fact of beauty
teaches, and if on the other side freedom is something
absolute and super-sensuous, as its idea necessarily implies,
the question is no longer how man succeeds in raising
himself from the finite to the absolute, and opposing himself
in his thought and will to sensuality, as this has
already been produced in the fact of beauty. In a word,
we have no longer to ask how he passes from virtue to
truth which is already included in the former, but how
he opens a way for himself from vulgar reality to æsthetic
reality, and from the ordinary feelings of life to the perception
of the beautiful.
113
I have shown in the previous letters that it is only the
æsthetic disposition of the soul that gives birth to liberty,
it cannot therefore be derived from liberty nor have a
moral origin. It must be a gift of nature; the favor of
chance alone can break the bonds of the physical state and
bring the savage to duty. The germ of the beautiful will
find an equal difficulty in developing itself in countries
where a severe nature forbids man to enjoy himself, and
in those where a prodigal nature dispenses him from all
effort; where the blunted senses experience no want, and
where violent desire can never be satisfied. The delightful
flower of the beautiful will never unfold itself in the
case of the Troglodyte hid in his cavern always alone,
and never finding humanity outside himself; nor among
nomads, who, travelling in great troops, only consist of a
multitude, and have no individual humanity. It will
only flourish in places where man converses peacefully
with himself in his cottage, and with the whole race when
he issues from it. In those climates where a limpid ether
opens the senses to the lightest impression, whilst a life-giving
warmth develops a luxuriant nature, where even
in the inanimate creation the sway of inert matter is overthrown,
and the victorious form ennobles even the most
abject natures; in this joyful state and fortunate zone,
where activity alone leads to enjoyment, and enjoyment to
activity, from life itself issues a holy harmony, and the
laws of order develop life, a different result takes place.
When imagination incessantly escapes from reality, and
does not abandon the simplicity of nature in its wanderings:
then and there only the mind and the senses, the
receptive force and the plastic force, are developed in that
happy equilibrium which is the soul of the beautiful and
the condition of humanity.
What phenomenon accompanies the initiation of the
savage into humanity? However far we look back into
history the phenomenon is identical among all people who
have shaken off the slavery of the animal state: the love
of appearance, the inclination for dress and for games.
114Extreme stupidity and extreme intelligence have a
certain affinity in only seeking the real and being completely
insensible to mere appearance. The former is only
drawn forth by the immediate presence of an object in the
senses, and the second is reduced to a quiescent state only
by referring conceptions to the facts of experience. In
short, stupidity cannot rise above reality, nor the intelligence
descend below truth. Thus, in as far as the want
of reality and attachment to the real are only the consequence
of a want and a defect, indifference to the real and
an interest taken in appearances are a real enlargement
of humanity and a decisive step towards culture. In the
first place it is the proof of an exterior liberty, for as long
as necessity commands and want solicits, the fancy is
strictly chained down to the real: it is only when want
is satisfied that it develops without hinderance. But it is
also the proof of an internal liberty, because it reveals to
us a force which, independent of an external substratum,
sets itself in motion, and has sufficient energy to remove
from itself the solicitations of nature. The reality of
things is effected by things, the appearance of things is
the work of man, and a soul that takes pleasure in appearance
does not take pleasure in what it receives but in
what it makes.
It is self-evident that I am speaking of æsthetical evidence
different from reality and truth, and not of logical
appearance identical with them. Therefore if it is liked
it is because it is an appearance, and not because it is held
to be something better than it is: the first principle alone
is a play, whilst the second is a deception. To give a
value to the appearance of the first kind can never injure
truth, because it is never to be feared that it will supplant
it—the only way in which truth can be injured. To
despise this appearance is to despise in general all the fine
arts of which it is the essence. Nevertheless, it happens
sometimes that the understanding carries its zeal for reality
as far as this intolerance, and strikes with a sentence of
ostracism all the arts relating to beauty in appearance,
because it is only an appearance. However, the intelligence
only shows this vigorous spirit when it calls to mind
the affinity pointed out further back. I shall find some
115day the occasion to treat specially of the limits of beauty
in its appearance.
It is nature herself which raises man from reality to
appearance by endowing him with two senses which only
lead him to the knowledge of the real through appearance.
In the eye and the ear the organs of the senses are already
freed from the persecutions of nature, and the object with
which we are immediately in contact through the animal
senses is remoter from us. What we see by the eye differs
from what we feel; for the understanding to reach objects
overleaps the light which separates us from them. In truth,
we are passive to an object: in sight and hearing the
object is a form we create. While still a savage, man only
enjoys through touch merely aided by sight and sound.
He either does not rise to perception through sight, or does
not rest there. As soon as he begins to enjoy through
sight, vision has an independent value, he is æsthetically
free, and the instinct of play is developed.
The instinct of play likes appearance, and directly it is
awakened it is followed by the formal imitative instinct
which treats appearance as an independent thing. Directly
man has come to distinguish the appearance from the
reality, the form from the body, he can separate, in fact he
has already done so. Thus the faculty of the art of imitation
is given with the faculty of form in general. The
inclination that draws us to it reposes on another tendency
I have not to notice here. The exact period when the
æsthetic instinct, or that of art, develops, depends entirely
on the attraction that mere appearance has for men.
As every real existence proceeds from nature as a
foreign power, whilst every appearance comes in the first
place from man as a percipient subject, he only uses his
absolute sight in separating semblance from essence, and
arranging according to subjective law. With an unbridled
liberty he can unite what nature has severed, provided he
can imagine his union, and he can separate what nature
has united, provided this separation can take place in his
intelligence. Here nothing can be sacred to him but his
own law: the only condition imposed upon him is to
respect the border which separates his own sphere from
the existence of things or from the realm of nature.
116This human right of ruling is exercised by man in the
art of appearance; and his success in extending the empire
of the beautiful, and guarding the frontiers of truth,
will be in proportion with the strictness with which he separates
form from substance: for if he frees appearance
from reality, he must also do the converse.
But man possesses sovereign power only in the world of
appearance, in the unsubstantial realm of imagination,
only by abstaining from giving being to appearance in
theory, and by giving it being in practice. It follows that
the poet transgresses his proper limits when he attributes
being to his ideal, and when he gives this ideal aim as a
determined existence. For he can only reach this result
by exceeding his right as a poet, that of encroaching by
the ideal on the field of experience, and by pretending to
determine real existence in virtue of a simple possibility,
or else he renounces his right as a poet by letting experience
encroach on the sphere of the ideal, and by restricting
possibility to the conditions of reality.
It is only by being frank or disclaiming all reality, and
by being independent or doing without reality, that the
appearance is æsthetical. Directly it apes reality or needs
reality for effect, it is nothing more than a vile instrument
for material ends, and can prove nothing for the freedom
of the mind. Moreover, the object in which we find
beauty need not be unreal if our judgment disregards this
reality; for if it regards this the judgment is no longer
æsthetical. A beautiful woman, if living, would no doubt
please us as much and rather more than an equally beautiful
woman seen in painting; but what makes the former
please men is not her being an independent appearance;
she no longer pleases the pure æsthetic feeling. In the
painting, life must only attract as an appearance, and
reality as an idea. But it is certain that to feel in a living
object only the pure appearance requires a greatly higher
æsthetic culture than to do without life in the appearance.
When the frank and independent appearance is found in
man separately, or in a whole people, it may be inferred
they have mind, taste, and all prerogatives connected with
them. In this case the ideal will be seen to govern real
life, honor triumphing over fortune, thought over enjoyment,
117the dream of immortality over a transitory existence.
In this case public opinion will no longer be feared,
and an olive crown will be more valued than a purple
mantle. Impotence and perversity alone have recourse to
false and paltry semblance, and individuals as well as
nations who lend to reality the support of appearance, or
to the æsthetic appearance the support of reality, show
their moral unworthiness and their æsthetical impotence.
Therefore, a short and conclusive answer can be given to
this question—how far will appearance be permitted in
the moral world? It will run thus in proportion as this
appearance will be æsthetical, that is, an appearance that
does not try to make up for reality, nor requires to be made
up for by it. The æsthetical appearance can never endanger
the truth of morals: wherever it seems to do so
the appearance is not æsthetical. Only a stranger to the
fashionable world can take the polite assurances, which
are only a form, for proofs of affection, and say he has
been deceived; but only a clumsy fellow in good society
calls in the aid of duplicity and flatters to become amiable.
The former lacks the pure sense for independent appearance;
therefore he can only give a value to appearance by
truth. The second lacks reality, and wishes to replace it
by appearance. Nothing is more common than to hear
depreciators of the times utter these paltry complaints—that
all solidity has disappeared from the world, and that
essence is neglected for semblance. Though I feel by no
means called upon to defend this age against these reproaches,
I must say that the wide application of these
criticisms shows that they attach blame to the age, not
only on the score of the false, but also of the frank appearance.
And even the exceptions they admit in favor
of the beautiful have for their object less the independent
appearance than the needy appearance. Not only do they
attack the artificial coloring that hides truth and replaces
reality, but also the beneficent appearance that fills a
vacuum and clothes poverty; and they even attack the
ideal appearance that ennobles a vulgar reality. Their
strict sense of truth is rightly offended by the falsity of
manners; unfortunately, they class politeness in this category.
118It displeases them that the noisy and showy so
often eclipse true merit, but they are no less shocked that
appearance is also demanded from merit, and that a real
substance does not dispense with an agreeable form. They
regret the cordiality, the energy, and solidity of ancient
times; they would restore with them ancient coarseness,
heaviness, and the old Gothic profusion. By judgments
of this kind they show an esteem for the matter itself unworthy
of humanity, which ought only to value the matter
inasmuch as it can receive a form and enlarge the empire
of ideas. Accordingly, the taste of the age need not
much fear these criticisms if it can clear itself before
better judges. Our defect is not to grant a value to æsthetic
appearance (we do not do this enough): a severe
judge of the beautiful might rather reproach us with not
having arrived at pure appearance, with not having separated
clearly enough existence from the phenomenon, and
thus established their limits. We shall deserve this reproach
so long as we cannot enjoy the beautiful in living
nature without desiring it; as long as we cannot admire
the beautiful in the imitative arts without having an end in
view; as long as we do not grant to imagination an absolute
legislation of its own; and as long as we do not inspire
it with care for its dignity by the esteem we testify
for its works.
Do not fear for reality and truth. Even if the elevated
idea of æsthetic appearance become general, it would not
become so, as long as man remains so little cultivated as
to abuse it; and if it became general, this would result
from a culture that would prevent all abuse of it. The
pursuit of independent appearance requires more power
of abstraction, freedom of heart, and energy of will than
man requires to shut himself up in reality; and he must
have left the latter behind him if he wishes to attain to
æsthetic appearance. Therefore, a man would calculate
very badly who took the road of the ideal to save himself
that of reality. Thus reality would not have much to fear
119from appearance, as we understand it; but, on the other
hand, appearance would have more to fear from reality.
Chained to matter, man uses appearance for his purposes
before he allows it a proper personality in the art of the
ideal: to come to that point a complete revolution must
take place in his mode of feeling, otherwise he would not
be even on the way to the ideal. Consequently, when we
find in man the signs of a pure and disinterested esteem,
we can infer that this revolution has taken place in his
nature, and that humanity has really begun in him. Signs
of this kind are found even in the first and rude attempts
that he makes to embellish his existence, even at the risk
of making it worse in its material conditions. As soon as
he begins to prefer form to substance and to risk reality
for appearance (known by him to be such), the barriers
of animal life fall, and he finds himself on a track that has
no end.
Not satisfied with the needs of nature, he demands the
superfluous. First, only the superfluous of matter, to secure
his enjoyment beyond the present necessity; but afterwards
he wishes a superabundance in matter, an æsthetical
supplement to satisfy the impulse for the formal, to
extend enjoyment beyond necessity. By piling up provisions
simply for a future use, and anticipating their enjoyment
in the imagination, he outsteps the limits of the
present moment, but not those of time in general. He enjoys
more; he does not enjoy differently. But as soon as
he makes form enter into his enjoyment, and he keeps in
view the forms of the objects which satisfy his desires, he
has not only increased his pleasure in extent and intensity,
but he has also ennobled it in mode and species.
No doubt nature has given more than is necessary to
unreasoning beings; she has caused a gleam of freedom to
shine even in the darkness of animal life. When the lion
is not tormented by hunger, and when no wild beast
challenges him to fight, his unemployed energy creates an
object for himself; full of ardor, he fills the re-echoing
desert with his terrible roars, and his exuberant force
rejoices in itself, showing itself without an object. The
insect flits about rejoicing in life in the sunlight, and it is
certainly not the cry of want that makes itself heard in the
120melodious song of the bird; there is undeniably freedom in
these movements, though it is not emancipation from want
in general, but from a determinate external necessity.
The animal works, when a privation is the motor of its
activity, and it plays when the plenitude of force is this
motor, when an exuberant life is excited to action. Even
in inanimate nature a luxury of strength and a latitude
of determination are shown, which in this material sense
might be styled play. The tree produces numberless germs
that are abortive without developing, and it sends forth
more roots, branches, and leaves, organs of nutrition, than
are used for the preservation of the species. Whatever
this tree restores to the elements of its exuberant life,
without using it or enjoying it, may be expended by life
in free and joyful movements. It is thus that nature
offers in her material sphere a sort of prelude to the
limitless, and that even there she suppresses partially the
chains from which she will be completely emancipated in
the realm of form. The constraint of superabundance or
physical play answers as a transition from the constraint of
necessity, or of physical seriousness, to æsthetical play;
and before shaking off, in the supreme freedom of the
beautiful, the yoke of any special aim, nature already approaches,
at least remotely, this independence, by the free
movement which is itself its own end and means.
The imagination, like the bodily organs, has in man its
free movement and its material play, a play in which,
without any reference to form, it simply takes pleasure in
its arbitrary power and in the absence of all hinderance.
These plays of fancy, inasmuch as form is not mixed up
with them, and because a free succession of images makes
all their charm, though confined to man, belong exclusively
to animal life, and only prove one thing—that
he is delivered from all external sensuous constraint—without
our being entitled to infer that there is in it an
independent plastic force.
From this play of free association of ideas, which is still
quite material in nature and is explained by simple
natural laws, the imagination, by making the attempt of
creating a free form, passes at length at a jump to the
æsthetic play: I say at one leap, for quite a new force
121enters into action here; for here, for the first time, the
legislative mind is mixed with the acts of a blind instinct,
subjects the arbitrary march of the imagination to its
eternal and immutable unity, causes its independent
permanence to enter in that which is transitory, and its
infinity in the sensuous. Nevertheless, as long as rude
nature, which knows of no other law than running incessantly
from change to change, will yet retain too much
strength, it will oppose itself by its different caprices to
this necessity; by its agitation to this permanence; by its
manifold needs to this independence, and by its insatiability
to this sublime simplicity. It will be also troublesome
to recognize the instinct of play in its first trials,
seeing that the sensuous impulsion, with its capricious
humor and its violent appetites, constantly crosses. It
is on that account that we see the taste, still coarse, seize
that which is new and startling, the disordered, the
adventurous and the strange, the violent and the
savage, and fly from nothing so much as from calm and
simplicity. It invents grotesque figures, it likes rapid
transitions, luxurious forms, sharply-marked changes,
acute tones, a pathetic song. That which man calls
beautiful at this time is that which excites him, that
which gives him matter; but that which excites him to
give his personality to the object, that which gives matter
to a possible plastic operation, for otherwise it would not
be the beautiful for him. A remarkable change has therefore
taken place in the form of his judgments; he searches
for these objects, not because they affect him, but because
they furnish him with the occasion of acting; they please
him, not because they answer to a want, but because they
satisfy a law which speaks in his breast, although quite
low as yet.
Soon it will not be sufficient for things to please him;
he will wish to please: in the first place, it is true, only
by that which belongs to him; afterwards by that which
he is. That which he possesses, that which he produces,
ought not merely to bear any more the traces of servitude,
nor to mark out the end, simply and scrupulously, by the
form. Independently of the use to which it is destined, the
object ought also to reflect the enlightened intelligence
122which imagines it, the hand which shaped it with affection,
the mind free and serene which chose it and exposed it to
view. Now, the ancient German searches for more magnificent
furs, for more splendid antlers of the stag, for more
elegant drinking-horns; and the Caledonian chooses the
prettiest shells for his festivals. The arms themselves
ought to be no longer only objects of terror, but also of
pleasure; and the skilfully-worked scabbard will not
attract less attention than the homicidal edge of the sword.
The instinct of play, not satisfied with bringing into the
sphere of the necessary an æsthetic superabundance for
the future more free, is at last completely emancipated
from the bonds of duty, and the beautiful becomes of itself
an object of man’s exertions. He adorns himself. The free
pleasure comes to take a place among his wants, and the
useless soon becomes the best part of his joys. Form, which
from the outside gradually approaches him, in his dwelling,
his furniture, his clothing, begins at last to take possession
of the man himself, to transform him, at first exteriorly,
and afterwards in the interior. The disordered leaps of
joy become the dance, the formless gesture is changed into
an amiable and harmonious pantomime, the confused
accents of feeling are developed, and begin to obey
measures and adapt themselves to song. When, like the
flight of cranes, the Trojan army rushes on to the field of
battle with thrilling cries, the Greek army approaches in
silence and with a noble and measured step. On the one
side we see but the exuberance of a blind force, on the
other the triumph of form, and the simple majesty of law.
Now, a nobler necessity binds the two sexes mutually,
and the interests of the heart contribute in rendering durable
an alliance which was at first capricious and changing
like the desire that knits it. Delivered from the heavy
fetters of desire, the eye, now calmer, attends to the form,
the soul contemplates the soul, and the interested exchange
of pleasure becomes a generous exchange of mutual inclination.
Desire enlarges and rises to love, in proportion
as it sees humanity dawn in its object; and, despising the
vile triumphs gained by the senses, man tries to win a
nobler victory over the will. The necessity of pleasing
subjects the powerful nature to the gentle laws of taste;
123pleasure may be stolen, but love must be a gift. To
obtain this higher recompense, it is only through the form
and not through matter that it can carry on the contest.
It must cease to act on feeling as a force, to appear in the
intelligence as a simple phenomenon; it must respect
liberty, as it is liberty it wishes to please. The beautiful
reconciles the contrast of different natures in its simplest
and purest expression. It also reconciles the eternal contrast
of the two sexes in the whole complex framework
of society, or at all events it seeks to do so; and, taking
as its model the free alliance it has knit between manly
strength and womanly gentleness, it strives to place in
harmony, in the moral world, all the elements of gentleness
and of violence. Now, at length, weakness becomes sacred,
and an unbridled strength disgraces; the injustice
of nature is corrected by the generosity of chivalrous
manners. The being whom no power can make tremble,
is disarmed by the amiable blush of modesty, and tears
extinguish a vengeance that blood could not have quenched.
Hatred itself hears the delicate voice of honor, the conqueror’s
sword spares the disarmed enemy, and a hospitable
hearth smokes for the stranger on the dreaded hillside
where murder alone awaited him before.
In the midst of the formidable realm of forces, and of
the sacred empire of laws, the æsthetic impulse of form
creates by degrees a third and a joyous realm, that of play
and of the appearance, where she emancipates man from
fetters, in all his relations, and from all that is named
constraint, whether physical or moral.
If in the dynamic state of rights men mutually move
and come into collision as forces, in the moral (ethical)
state of duties, man opposes to man the majesty of the
laws, and chains down his will. In this realm of the
beautiful or the æsthetic state, man ought to appear to man
only as a form, and an object of free play. To give freedom
through freedom is the fundamental law of this realm.
The dynamic state can only make society simple possibly
by subduing nature through nature; the moral
(ethical) state can only make it morally necessary by submitting
the will of the individual to the general will.
The æsthetic state alone can make it real, because it
124carries out the will of all through the nature of the individual.
If necessity alone forces man to enter into
society, and if his reason engraves on his soul social principles,
it is beauty only that can give him a social character;
taste alone brings harmony into society, because it
creates harmony in the individual. All other forms of
perception divide the man, because they are based exclusively
either in the sensuous or in the spiritual part of his
being. It is only the perception of beauty that makes of
him an entirety, because it demands the co-operation of
his two natures. All other forms of communication divide
society, because they apply exclusively either to the
receptivity or to the private activity of its members, and
therefore to what distinguishes men one from the other. The
æsthetic communication alone unites society because it
applies to what is common to all its members. We only
enjoy the pleasures of sense as individuals, without the
nature of the race in us sharing in it; accordingly, we
cannot generalize our individual pleasures, because we
cannot generalize our individuality. We enjoy the pleasures
of knowledge as a race, dropping the individual in
our judgment; but we cannot generalize the pleasures of
the understanding, because we cannot eliminate individuality
from the judgments of others as we do from our own.
Beauty alone can we enjoy both as individuals and as a
race, that is, as representing a race. Good appertaining
to sense can only make one person happy, because it is
founded on inclination, which is always exclusive; and
it can only make a man partially happy, because his real
personality does not share in it. Absolute good can
only render a man happy conditionally, for truth is only
the reward of abnegation, and a pure heart alone has
faith in a pure will. Beauty alone confers happiness on
all, and under its influence every being forgets that he is
limited.
Taste does not suffer any superior or absolute authority,
and the sway of beauty is extended over appearance. It
extends up to the seat of reason’s supremacy, suppressing
all that is material. It extends down to where sensuous
impulse rules with blind compulsion, and form is undeveloped.
Taste ever maintains its power on these remote
125borders, where legislation is taken from it. Particular
desires must renounce their egotism, and the agreeable,
otherwise tempting the senses, must in matters of taste
adorn the mind with the attractions of grace.
Duty and stern necessity must change their forbidding
tone, only excused by resistance, and do homage to nature
by a nobler trust in her. Taste leads our knowledge from
the mysteries of science into the open expanse of common
sense, and changes a narrow scholasticism into the common
property of the human race. Here the highest genius
must leave its particular elevation, and make itself familiar
to the comprehension even of a child. Strength must let
the Graces bind it, and the arbitrary lion must yield to
the reins of love. For this purpose taste throws a veil
over physical necessity, offending a free mind by its
coarse nudity, and dissimulating our degrading parentage
with matter by a delightful illusion of freedom. Mercenary
art itself rises from the dust; and the bondage of
the bodily, at its magic touch, falls off from the inanimate
and animate. In the æsthetic state the most slavish tool
is a free citizen, having the same rights as the noblest;
and the intellect which shapes the mass to its intent must
consult it concerning its destination. Consequently, in the
realm of æsthetic appearance, the idea of equality is realized,
which the political zealot would gladly see carried
out socially. It has often been said that perfect politeness
is only found near a throne. If thus restricted in the
material, man has, as elsewhere appears, to find compensation
in the ideal world.
Does such a state of beauty in appearance exist, and
where? It must be in every finely-harmonized soul; but
as a fact, only in select circles, like the pure ideal of the
church and state—in circles where manners are not formed
by the empty imitations of the foreign, but by the very
beauty of nature; where man passes through all sorts of
complications in all simplicity and innocence, neither forced
to trench on another’s freedom to preserve his own, nor to
show grace at the cost of dignity.
ÆSTHETICAL ESSAYS. — THE MORAL UTILITY OF ÆSTHETIC MANNERS. — ON THE SUBLIME. — THE PATHETIC. — ON GRACE AND DIGNITY. — ON DIGNITY. — ON THE NECESSARY LIMITATIONS IN THE USE OF BEAUTY OF FORM. — REFLECTIONS ON THE USE OF THE VULGAR AND LOW ELEMENTS IN WORKS OF ART. — DETACHED REFLECTIONS ON DIFFERENT QUESTIONS OF ÆSTHETICS. — ON SIMPLE AND SENTIMENTAL POETRY. — Sentimental Poetry. — Satirical Poetry. — Elegiac Poetry. — Idyl. — THE STAGE AS A MORAL INSTITUTION. — ON THE TRAGIC ART. — OF THE CAUSE OF THE PLEASURE WE DERIVE FROM TRAGIC OBJECTS.
126
The author of the article which appeared in the eleventh
number of “The Hours,” of 1795, upon “The Danger of
Æsthetic Manners,” was right to hold as doubtful a
morality founded only on a feeling for the beautiful, and
which has no other warrant than taste; but it is evident
that a strong and pure feeling for the beautiful ought to
exercise a salutary influence upon the moral life; and this
is the question of which I am about to treat.
When I attribute to taste the merit of contributing to
moral progress, it is not in the least my intention to pretend
that the interest that good taste takes in an action
suffices to make an action moral; morality could never have
any other foundation than her own. Taste can be favorable
to morality in the conduct, as I hope to point out in
the present essay; but alone, and by its unaided influence,
it could never produce anything moral.
It is absolutely the same with respect to internal liberty
as with external physical liberty. I act freely in a physical
sense only when, independently of all external influence,
I simply obey my will. But for the possibility of thus
obeying without hinderance my own will, it is probable,
ultimately, that I am indebted to a principle beyond or distinct
from myself immediately it is admitted that this
principle would hamper my will. The same also with
regard to the possibility of accomplishing such action in
conformity with duty—it may be that I owe it, ultimately,
to a principle distinct from my reason; that is possible, the
moment the idea of this principle is recognized as a force
127which could have constrained my independence. Thus
the same as we can say of a man, that he holds his liberty
from another man, although liberty in its proper sense
consists in not being forced to be regulated by another—in
like manner we can also say that taste here obeys
virtue, although virtue herself expressly carries this idea,
that in the practice of virtue she makes use of no other
foreign help. An action does not in any degree cease to
be free, because he who could hamper its accomplishment
should fortunately abstain from putting any obstacle in
the way; it suffices to know that this agent has been
moved by his own will without any consideration of
another will. In the same way, an action of the moral order
does not lose its right to be qualified as a moral action,
because the temptations which might have turned it in
another direction did not present themselves; it suffices to
admit that the agent obeyed solely the decree of his reason
to the exclusion of all foreign springs of action. The
liberty of an external act is established as soon as it
directly proceeds from the will of a person; the morality
of an interior action is established from the moment that
the will of the agent is at once determined to it by the
laws of reason.
It may be rendered easier or more difficult to act as free
men according as we meet or not in our path forces adverse
to our will that must be overcome. In this sense liberty
is more or less susceptible. It is greater, or at least more
visible, when we enable it to prevail over the opposing
forces, however energetic their opposition; but it is not
suspended because our will should have met with no
resistance, or that a foreign succor coming to our aid
should have destroyed this resistance, without any help
from ourselves.
The same with respect to morality; we might have
more or less resistance to offer in order on the instant to
obey our reason, according as it awakens or not in us
those instincts which struggle against its precepts, and
which must be put aside. In this sense morality is susceptible
of more or of less. Our morality is greater, or at
least more in relief, when we immediately obey reason,
however powerful the instincts are which push us in a
128contrary direction; but it is not suspended because we
have had no temptation to disobey, or that this force had
been paralyzed by some other force other than our will. We
are incited to an action solely because it is moral, without
previously asking ourselves if it is the most agreeable.
It is enough that such an action is morally good, and it
would preserve this character even if there were cause to
believe that we should have acted differently if the action
had cost us any trouble, or had deprived us of a pleasure.
It can be admitted, for the honor of humanity, that no
man could fall so low as to prefer evil solely because it is
evil, but rather that every man, without exception, would
prefer the good because it is the good, if by some accidental
circumstance the good did not exclude the agreeable,
or did not entail trouble. Thus in reality all moral
action seems to have no other principle than a conflict
between the good and the agreeable; or, that which
comes to the same thing, between desire and reason;
the force of our sensuous instincts on one side, and, on the
other side, the feebleness of will, the moral faculty: such
apparently is the source of all our faults.
There may be, therefore, two different ways of favoring
morality, the same as there are two kinds of obstacles
which thwart it: either we must strengthen the side of
reason, and the power of the good will, so that no temptation
can overcome it; or we must break the force of
temptation, in order that the reason and the will, although
feebler, should yet be in a state to surmount it.
It might be said, without doubt, that true morality gains
little by this second proceeding, because it happens without
any modification of the will, and yet that it is the
nature of the will that alone give to actions their moral
character. But I say also, in the case in question, a change
of will is not at all necessary; because we do not suppose
a bad will which should require to be changed, but only a
will turned to good, but which is feeble. Therefore, this
will, inclined to good, but too feeble, does not fail to attain
by this route to good actions, which might not have
happened if a stronger impulsion had drawn it in a
contrary sense. But every time that a strong will towards
good becomes the principle of an action, we are really in
129presence of a moral action. I have therefore no scruple in
advancing this proposition—that all which neutralizes
the resistance offered to the law of duty really favors
morality.
Morality has within us a natural enemy, the sensuous
instinct; this, as soon as some object solicits its desires,
aspires at once to gratify it, and, as soon as reason requires
from it anything repugnant, it does not fail to rebel against
its precepts. This sensuous instinct is constantly occupied
in gaining the will on its side. The will is nevertheless
under the jurisdiction of the moral law, and it is
under an obligation never to be in contradiction with that
which reason demands.
But the sensuous instinct does not recognize the moral
law; it wishes to enjoy its object and to induce the will
to realize it also, notwithstanding what the reason may
advance. This tendency of the faculty of our appetites, of
immediately directing the will without troubling itself
about superior laws, is perpetually in conflict with our
moral destination, and it is the most powerful adversary
that man has to combat in his moral conduct. The coarse
soul, without either moral or æsthetic education, receives
directly the law of appetite, and acts only according to
the good pleasure of the senses. The moral soul, but which
wants æsthetic culture, receives in a direct manner the
law of reason, and it is only out of respect for duty that
it triumphs over temptation. In the purified æsthetic
soul, there is moreover another motive, another force, which
frequently takes the place of virtue when virtue is absent,
and which renders it easier when it is present—that is,
taste.
Taste demands of us moderation and dignity; it has a
horror of everything sharp, hard and violent; it likes all
that shapes itself with ease and harmony. To listen to
the voice of reason amidst the tempest of the senses, and to
know where to place a limit to nature in its most brutified
explosions, is, as we are aware, required by good breeding,
which is no other than an æsthetic law; this is required
of every civilized man. Well, then, this constraint imposed
upon civilized man in the expression of his feelings,
confers upon him already a certain degree of authority
130over them, or at least develops in him a certain aptitude
to rise above the purely passive state of the soul, to interrupt
this state by an initiative act, and to stop by reflection
the petulance of the feelings, ever ready to pass from affections
to acts. Therefore everything that interrupts the
blind impetuosity of these movements of the affections
does not as yet, however, produce, I own, a virtue (for
virtue ought never to have any other active principle than
itself), but that at least opens the road to the will, in order
to turn it on the side of virtue. Still, this victory of taste
over brutish affections is by no means a moral action, and
the freedom which the will acquires by the intervention
of taste is as yet in no way a moral liberty. Taste delivers
the soul from the yoke of instinct, only to impose upon it
chains of its own; and in discerning the first enemy, the
declared enemy of moral liberty, it remains itself, too
often, as a second enemy, perhaps even the more dangerous
as it assumes the aspect of a friend. Taste effectively
governs the soul itself only by the attraction of pleasure;
it is true of a nobler type, because its principle is reason,
but still as long as the will is determined by pleasure
there is not yet morality.
Notwithstanding this, a great point is gained already by
the intervention of taste in the operations of the will.
All those material inclinations and brutal appetites, which
oppose with so much obstinacy and vehemence the practice
of good, the soul is freed from through the æsthetic
taste; and in their place, it implants in us nobler and
gentler inclinations, which draw nearer to order, to harmony,
and to perfection; and although these inclinations
are not by themselves virtues, they have at least something
in common with virtue; it is their object. Thenceforth,
if it is the appetite that speaks, it will have to
undergo a rigorous control before the sense of the beautiful:
if it is the reason which speaks, and which commands
in its acts conformity with order, harmony, and perfection,
not only will it no longer meet with an adversary on the
side of inclination, but it will find the most active competition.
If we survey all the forms under which morality
can be produced, we shall see that all these forms can be
reduced to two; either it is sensuous nature which moves
131the soul either to do this thing or not to do the other, and
the will finally decides after the law of the reason; or it is
the reason itself which impels the motion, and the will obeys
it without seeking counsel of the senses.
The Greek princess, Anna Comnena, speaks of a rebel
prisoner, whom her father Alexis, then a simple general
of his predecessor, had been charged to conduct to Constantinople.
During the journey, as they were riding side
by side, Alexis desired to halt under the shade of a tree
to refresh himself during the great heat of the day. It
was not long before he fell asleep, whilst his companion,
who felt no inclination to repose with the fear of death
awaiting him before his eyes, remained awake. Alexis
slumbered profoundly, with his sword hanging upon a branch
above his head; the prisoner perceived the sword, and
immediately conceived the idea of killing his guardian and
thus of regaining his freedom. Anna Comnena gives us to
understand that she knows not what might have been the
result had not Alexis fortunately awoke at that instant.
In this there is a moral of the highest kind, in which the
sensuous instinct first raised its voice, and of which the
reason had only afterwards taken cognizance in quality of
judge. But suppose that the prisoner had triumphed over
the temptation only out of respect for justice, there could
be no doubt the action would have been a moral action.
When the late Duke Leopold of Brunswick, standing
upon the banks of the raging waters of the Oder, asked
himself if at the peril of his life he ought to venture into
the impetuous flood in order to save some unfortunates
who without his aid were sure to perish; and when—I
suppose a case—simply under the influence of duty, he
throws himself into the boat into which none other dares
to enter, no one will contest doubtless that he acted morally.
The duke was here in a contrary position to that of
the preceding one. The idea of duty, in this circumstance,
was the first which presented itself, and afterwards only
the instinct of self-preservation was roused to oppose
itself to that prescribed by reason. But in both cases the
will acted in the same way; it obeyed unhesitatingly the
reason, yet both of them are moral actions.
132But would the action have continued moral in both
cases, if we suppose the æsthetic taste to have taken part
in it? For example, suppose that the first, who was
tempted to commit a bad action, and who gave it up from
respect for justice, had the taste sufficiently cultivated to
feel an invincible horror aroused in him against all disgraceful
or violent action, the æsthetic sense alone will
suffice to turn him from it; there is no longer any deliberation
before the moral tribunal, before the conscience;
another motive, another jurisdiction has already pronounced.
But the æsthetic sense governs the will by the
feeling and not by laws. Thus this man refuses to enjoy
the agreeable sensation of a life saved, because he cannot
support his odious feelings of having committed a baseness.
Therefore all, in this, took place before the feelings
alone, and the conduct of this man, although in conformity
with the law, is morally indifferent; it is simply a fine
effect of nature.
Now let us suppose that the second, he to whom his
reason prescribed to do a thing against which natural
instinct protested; suppose that this man had to the same
extent a susceptibility for the beautiful, so that all which
is great and perfect enraptured him; at the same moment,
when reason gave the order, the feelings would place
themselves on the same side, and he would do willingly
that which without the inclination for the beautiful he
would have had to do contrary to inclination. But would
this be a reason for us to find it less perfect? Assuredly
not, because in principle it acts out of pure respect for
the prescriptions of reason; and if it follows these injunctions
with joy, that can take nothing away from the moral
purity of the act. Thus, this man will be quite as perfect
in the moral sense; and, on the contrary, he will be
incomparably more perfect in the physical sense, because
he is infinitely more capable of making a virtuous
subject.
Thus, taste gives a direction to the soul which disposes
it to virtue, in keeping away such inclinations as are contrary
to it, and in rousing those which are favorable.
Taste could not injure true virtue, although in every case
where natural instinct speaks first, taste commences by
133deciding for its chief that which conscience otherwise
ought to have known; in consequence it is the cause that,
amongst the actions of those whom it governs, there are
many more actions morally indifferent than actions truly
moral. It thus happens that the excellency of the man
does not consist in the least degree in producing a larger
sum of vigorously moral particular actions, but by evincing
as a whole a greater conformity of all his natural dispositions
with the moral law; and it is not a thing to give
people a very high idea of their country or of their age
to hear morality so often spoken of and particular acts
boasted of as traits of virtue. Let us hope that the day
when civilization shall have consummated its work (if we
can realize this term in the mind) there will no longer be
any question of this. But, on the other side, taste can
become of possible utility to true virtue, in all cases when,
the first instigations issuing from reason, its voice incurs
the risk of being stifled by the more powerful solicitations
of natural instinct. Thus, taste determines our feelings
to take the part of duty, and in this manner renders a
mediocre moral force of will sufficient for the practice of
virtue.
In this light, if the taste never injures true morality,
and if in many cases it is of evident use—and this circumstance
is very important—then it is supremely favorable
to the legality of our conduct. Suppose that æsthetic
education contributes in no degree to the improvement of
our feelings, at least it renders us better able to act,
although without true moral disposition, as we should
have acted if our soul had been truly moral. Therefore,
it is quite true that, before the tribunal of the conscience,
our acts have absolutely no importance but as the expression
of our feelings: but it is precisely the contrary in
the physical order and in the plan of nature: there it is
no longer our sentiments that are of importance; they are
only important so far as they give occasion to acts which
conduce to the aims of nature. But the physical order
which is governed by forces, and the moral order which
governs itself by laws, are so exactly made one for the
other, and are so intimately blended, that the actions
which are by their form morally suitable, necessarily contain
134also a physical suitability; and as the entire edifice of
nature seems to exist only to render possible the highest
of all aims, which is the good, in the same manner the
good can in its turn be employed as the means of preserving
the edifice. Thus, the natural order has been rendered
dependent upon the morality of our souls, and we cannot
go against the moral laws of the world without at the
same time provoking a perturbation in the physical
world.
If, then, it is impossible to expect that human nature,
as long as it is only human nature, should act without
interruption or feebleness, uniformly and constantly as
pure reason, and that it never offend the laws of moral
order; if fully persuaded, as we are, both of the necessity
and the possibility of pure virtue, we are forced to
avow how subject to accident is the exercise of it, and
how little we ought to reckon upon the steadfastness of
our best principles; if with this conviction of human
fragility we bear in mind that each of the infractions of
the moral law attacks the edifice of nature, if we recall
all these considerations to our memory, it would be
assuredly the most criminal boldness to place the interests
of the entire world at the mercy of the uncertainty of our
virtue. Let us rather draw from it the following conclusion,
that it is for us an obligation to satisfy at the very
least the physical order by the object of our acts, even
when we do not satisfy the exigencies of the moral order
by the form of these acts; to pay, at least, as perfect
instruments the aims of nature, that which we owe as imperfect
persons to reason, in order not to appear shamefaced
before both tribunals. For if we refused to make
any effort to conform our acts to it because simple legality
is without moral merit, the order of the world might in
the meanwhile be dissolved, and before we had succeeded
in establishing our principles all the links of society might
be broken No, the more our morality is subjected to
chance, the more is it necessary to take measures in order
to assure its legality; to neglect, either from levity or
pride, this legality is a fault for which we shall have to
answer before morality. When a maniac believes himself
threatened with a fit of madness, he leaves no knife
135within reach of his hands, and he puts himself under constraint,
in order to avoid responsibility in a state of sanity
for the crimes which his troubled brain might lead him to
commit. In a similar manner it is an obligation for us to
seek the salutary bonds which religion and the æsthetic
laws present to us, in order that during the crisis when
our passion is dominant it shall not injure the physical
order.
It is not unintentionally that I have placed religion and
taste in one and the same class; the reason is that both
one and the other have the merit, similar in effect, although
dissimilar in principle and in value, to take the place of
virtue properly so called, and to assure legality where
there is no possibility to hope for morality. Doubtless
that would hold an incontestably higher rank in the order
of pure spirits, as they would need neither the attraction
of the beautiful nor the perspective of eternal life, to
conform on every occasion to the demands of reason; but
we know man is short-sighted, and his feebleness forces
the most rigid moralist to temper in some degree the
rigidity of his system in practice, although he will yield
nothing in theory; it obliges him, in order to insure the
welfare of the human race, which would be ill protected by
a virtue subjected to chance, to have further recourse to
two strong anchors—those of religion and taste.
“Man is never obliged to say, I must—must” says the
Jew Nathan[5] to the dervish; and this expression is true
in a wider sense than man might be tempted to suppose.
The will is the specific character of man, and reason itself
is only the eternal rule of his will. All nature acts reasonably;
all our prerogative is to act reasonably, with
consciousness and with will. All other objects obey necessity;
man is the being who wills.
136It is exactly for this reason that there is nothing more
inconsistent with the dignity of man than to suffer violence,
for violence effaces him. He who does violence to
us disputes nothing less than our humanity; he who submits
in a cowardly spirit to the violence abdicates his
quality of man. But this pretension to remain absolutely
free from all that is violence seems to imply a being in
possession of a force sufficiently great to keep off all
other forces. But if this pretension is found in a being
who, in the order of forces, cannot claim the first rank,
the result is an unfortunate contradiction between his
instinct and his power.
Man is precisely in this case. Surrounded by numberless
forces, which are all superior to him and hold sway
over him, he aspires by his nature not to have to suffer
any injury at their hands. It is true that by his intelligence
he adds artificially to his natural forces, and that up
to a certain point he actually succeeds in reigning physically
over everything that is physical. The proverb says,
“there is a remedy for everything except death;” but this
exception, if it is one in the strictest acceptation of the term,
would suffice to entirely ruin the very idea of our nature.
Never will man be the cause that wills, if there is a case,
a single case, in which, with or without his consent, he is
forced to what he does not wish. This single terrible
exception, to be or to do what is necessary and not what
he wishes, this idea will pursue him as a phantom; and as
we see in fact among the greater part of men, it will give
him up a prey to the blind terrors of imagination. His
boasted liberty is nothing, if there is a single point where
he is under constraint and bound. It is education that
must give back liberty to man, and help him to complete
the whole idea of his nature. It ought, therefore, to make
him capable of making his will prevail, for, I repeat it,
man is the being who wills.
It is possible to reach this end in two ways: either
really, by opposing force to force, by commanding nature,
as nature yourself; or by the idea, issuing from nature,
and by thus destroying in relation to self the very idea of
violence. All that helps man really to hold sway over
nature is what is styled physical education. Man cultivates
137his understanding and develops his physical force,
either to convert the forces of nature, according to their
proper laws, into the instruments of his will, or to secure
himself against their effects when he cannot direct them.
But the forces of nature can only be directed or turned
aside up to a certain point; beyond that point they withdraw
from the influence of man and place him under
theirs.
Thus beyond the point in question his freedom would
be lost, were he only susceptible of physical education.
But he must be man in the full sense of the term, and
consequently he must have nothing to endure, in any case,
contrary to his will. Accordingly, when he can no longer
oppose to the physical forces any proportional physical
force, only one resource remains to him to avoid suffering
any violence: that is, to cause to cease entirely that relation
which is so fatal to him. It is, in short, to annihilate
as an idea the violence he is obliged to suffer in fact.
The education that fits man for this is called moral education.
The man fashioned by moral education, and he only, is
entirely free. He is either superior to nature as a power,
or he is in harmony with her. None of the actions that
she brings to bear upon him is violence, for before reaching
him it has become an act of his own will, and dynamic
nature could never touch him, because he spontaneously
keeps away from all to which she can reach. But to attain
to this state of mind, which morality designates as
resignation to necessary things, and religion styles absolute
submission to the counsels of Providence, to reach
this by an effort of his free will and with reflection, a certain
clearness is required in thought, and a certain energy
in the will, superior to what man commonly possesses in
active life. Happily for him, man finds here not only in
his rational nature a moral aptitude that can be developed
by the understanding, but also in his reasonable and sensible
nature—that is, in his human nature—an æsthetic
tendency which seems to have been placed there expressly:
a faculty awakens of itself in the presence of certain sensuous
objects, and which, after our feelings are purified,
can be cultivated to such a point as to become a powerful
138ideal development. This aptitude, I grant, is idealistic in
its principle and in its essence, but one which even the
realist allows to be seen clearly enough in his conduct,
though he does not acknowledge this in theory. I am
now about to discuss this faculty.
I admit that the sense of the beautiful, when it is
developed by culture, suffices of itself even to make us,
in a certain sense, independent of nature as far as it is a
force. A mind that has ennobled itself sufficiently to be
more sensible of the form than of the matter of things,
contains in itself a plenitude of existence that nothing
could make it lose, especially as it does not trouble itself
about the possession of the things in question, and finds
a very liberal pleasure in the mere contemplation of the
phenomenon. As this mind has no want to appropriate
the objects in the midst of which it lives, it has no fear of
being deprived of them. But it is nevertheless necessary
that these phenomena should have a body, through which
they manifest themselves; and, consequently, as long as
we feel the want even only of finding a beautiful appearance
or a beautiful phenomenon, this want implies that of
the existence of certain objects; and it follows that our
satisfaction still depends on nature, considered as a force,
because it is nature who disposes of all existence in a
sovereign manner. It is a different thing, in fact, to feel
in yourself the want of objects endowed with beauty and
goodness, or simply to require that the objects which
surround us are good and beautiful. This last desire is
compatible with the most perfect freedom of the soul; but
it is not so with the other. We are entitled to require
that the object before us should be beautiful and good, but
we can only wish that the beautiful and the good should
be realized objectively before us. Now the disposition of
mind is, par excellence, called grand and sublime, in which
no attention is given to the question of knowing if the
beautiful, the good, and the perfect exist; but when it is
rigorously required that that which exists should be good,
beautiful and perfect, this character of mind is called sublime,
because it contains in it positively all the characteristics
of a fine mind without sharing its negative features.
A sign by which beautiful and good minds, but having
139weaknesses, are recognized, is the aspiring always to find
their moral ideal realized in the world of facts, and their
being painfully affected by all that places an obstacle to
it. A mind thus constituted is reduced to a sad state of
dependence in relation to chance, and it may always be
predicted of it, without fear of deception, that it will give
too large a share to the matter in moral and æsthetical
things, and that it will not sustain the more critical trials
of character and taste. Moral imperfections ought not to
be to us a cause of suffering and of pain: suffering and pain
bespeak rather an ungratified wish than an unsatisfied
moral want. An unsatisfied moral want ought to be
accompanied by a more manly feeling, and fortify our
mind and confirm it in its energy rather than make us
unhappy and pusillanimous.
Nature has given to us two genii as companions in our
life in this lower world. The one, amiable and of good
companionship, shortens the troubles of the journey by
the gayety of its plays. It makes the chains of necessity
light to us, and leads us amidst joy and laughter, to the
most perilous spots, where we must act as pure spirits
and strip ourselves of all that is body, on the knowledge
of the true and the practice of duty. Once when
we are there, it abandons us, for its realm is limited to the
world of sense; its earthly wings could not carry it
beyond. But at this moment the other companion steps
upon the stage, silent and grave, and with his powerful
arm carries us beyond the precipice that made us giddy.
In the former of these genii we recognize the feeling of
the beautiful, in the other the feeling of the sublime.
No doubt the beautiful itself is already an expression of
liberty. This liberty is not the kind that raises us
above the power of nature, and that sets us free from all
bodily influence, but it is only the liberty which we enjoy
as men, without issuing from the limits of nature. In the
presence of beauty we feel ourselves free, because the
sensuous instincts are in harmony with the laws of reason.
In presence of the sublime we feel ourselves sublime, because
the sensuous instincts have no influence over the
jurisdiction of reason, because it is then the pure spirit that
acts in us as if it were not absolutely subject to any other
laws than its own.
140The feeling of the sublime is a mixed feeling. It is at
once a painful state, which in its paroxysm is manifested
by a kind of shudder, and a joyous state, that may rise
to rapture, and which, without being property a pleasure,
is greatly preferred to every kind of pleasure by delicate
souls. This union of two contrary sensations in one and
the same feeling proves in a peremptory manner our moral
independence. For as it is absolutely impossible that the
same object should be with us in two opposite relations,
it follows that it is we ourselves who sustain two different
relations with the object. It follows that these two
opposed natures should be united in us, which, on the idea
of this object, are brought into play in two perfectly
opposite ways. Thus we experience by the feeling of the
beautiful that the state of our spiritual nature is not
necessarily determined by the state of our sensuous
nature; that the laws of nature are not necessarily our
laws; and that there is in us an autonomous principle
independent of all sensuous impressions.
The sublime object may be considered in two lights.
We either represent it to our comprehension, and we try in
vain to make an image or idea of it, or we refer it to
our vital force, and we consider it as a power before which
ours is nothing. But though in both cases we experience
in connection with this object the painful feeling of our
limits, yet we do not seek to avoid it; on the contrary
we are attracted to it by an irresistible force. Could this
be the case if the limits of our imagination were at the
same time those of our comprehension? Should we be
willingly called back to the feeling of the omnipotence of
the forces of nature if we had not in us something that
cannot be a prey of these forces. We are pleased
with the spectacle of the sensuous infinite, because we are
able to attain by thought what the senses can no longer
embrace and what the understanding cannot grasp.
The sight of a terrible object transports us with enthusiasm,
because we are capable of willing what the instincts
reject with horror, and of rejecting what they
desire. We willingly allow our imagination to find something
in the world of phenomena that passes beyond it;
because, after all, it is only one sensuous force that
141triumphs over another sensuous force, but nature, notwithstanding
all her infinity, cannot attain to the
absolute grandeur which is in ourselves. We submit
willingly to physical necessity both our well-being and
our existence. This is because the very power reminds us
that there are in us principles that escape its empire.
Man is in the hands of nature, but the will of man is in his
own hands.
Nature herself has actually used a sensuous means to
teach us that we are something more than mere sensuous
natures. She has even known how to make use of our
sensations to put us on the track of this discovery—that
we are by no means subject as slaves to the violence of
the sensations. And this is quite a different effect from
that which can be produced by the beautiful; I mean
the beautiful of the real world, for the sublime itself is
surpassed by the ideal. In the presence of beauty, reason
and sense are in harmony, and it is only on account of
this harmony that the beautiful has attraction for us.
Consequently, beauty alone could never teach us that our
destination is to act as pure intelligences, and that we are
capable of showing ourselves such. In the presence of the
sublime, on the contrary, reason and the sensuous are
not in harmony, and it is precisely this contradiction
between the two which makes the charm of the sublime,—its
irresistible action on our minds. Here the physical
man and the moral man separate in the most marked
manner; for it is exactly in the presence of objects that
make us feel at once how limited the former is that the
other makes the experience of its force. The very thing
that lowers one to the earth is precisely that which raises
the other to the infinite.
Let us imagine a man endowed with all the virtues
of which the union constitutes a fine character. Let us
suppose a man who finds his delight in practising justice,
beneficence, moderation, constant, and good faith. All the
duties whose accomplishment is prescribed to him by circumstances
are only a play to him, and I admit that fortune
favors him in such wise that none of the actions which
his good heart may demand of him will be hard to him.
Who would not be charmed with such a delightful harmony
142between the instincts of nature and the prescriptions
of reason? and who could help admiring such a man?
Nevertheless, though he may inspire us with affection,
are we quite sure that he is really virtuous? or in general
that he has anything that corresponds to the idea of
virtue? If this man had only in view to obtain agreeable
sensations, unless he were mad he could not act in another
possible way; and he would have to be his own
enemy to wish to be vicious. Perhaps the principle of his
actions is pure, but this is a question to be discussed
between himself and his conscience. For our part, we see
nothing of it; we do not see him do anything more than
a simply clever man would do who had no other god than
pleasure. Thus all his virtue is a phenomenon that is explained
by reasons derived from the sensuous order, and
we are by no means driven to seek for reasons beyond the
world of sense.
Let us suppose that this same man falls suddenly under
misfortune. He is deprived of his possessions: his reputation
is destroyed; he is chained to his bed by sickness
and suffering; he is robbed by death of all those he
loves; he is forsaken in his distress by all in whom he had
trusted. Let us under these circumstances again seek
him, and demand the practice of the same virtues under
trial as he formerly had practised during the period of
his prosperity. If he is found to be absolutely the
same as before, if his poverty has not deteriorated his
benevolence, or ingratitude his kindly offices of good will,
or bodily suffering his equanimity, or adversity his joy in
the happiness of others; if his change of fortune is
perceptible in externals, but not in his habits, in the
matter, but not in the form of his conduct; then, doubtless,
his virtue could not be explained by any reason drawn
from the physical order; the idea of nature—which
always necessarily supposes that actual phenomena rest
upon some anterior phenomenon, as effects upon cause—this
idea no longer suffices to enable us to comprehend this
man; because there is nothing more contradictory than to
admit that effect can remain the same when the cause has
changed to its contrary. We must then give up all natural
explanation or thought of finding the reason of his acts
143in his condition; we must of necessity go beyond the
physical order, and seek the principle of his conduct in
quite another world, to which the reason can indeed raise
itself with its ideas, but which the understanding cannot
grasp by its conceptions. It is this revelation of the
absolute moral power which is subjected to no condition
of nature, it is this which gives to the melancholy feeling
that seizes our heart at the sight of such a man that
peculiar, inexpressible charm, which no delight of the
senses, however refined, could arouse in us to the same
extent as the sublime.
Thus the sublime opens to us a road to overstep the
limits of the world of sense, in which the feeling of the
beautiful would forever imprison us. It is not little by
little (for between absolute dependence and absolute liberty
there is no possible transition), it is suddenly and by a
shock that the sublime wrenches our spiritual and independent
nature away from the net which feeling has spun
round us, and which enchains the soul the more tightly
because of its subtle texture. Whatever may be the
extent to which feeling has gained a mastery over men by
the latent influence of a softening taste, when even it
should have succeeded in penetrating into the most secret
recesses of moral jurisdiction under the deceptive envelope
of spiritual beauty, and there poisoning the holiness of
principle at its source—one single sublime emotion often
suffices to break all this tissue of imposture, at one blow
to give freedom to the fettered elasticity of spiritual nature,
to reveal its true destination, and to oblige it to conceive,
for one instant at least, the feeling of its liberty. Beauty,
under the shape of the divine Calypso, bewitched the
virtuous son of Ulysses, and the power of her charms held
him long a prisoner in her island. For long he believed
he was obeying an immortal divinity, whilst he was only
the slave of sense; but suddenly an impression of the
sublime in the form of Mentor seizes him; he remembers
that he is called to a higher destiny—he throws himself
into the waves, and is free.
The sublime, like the beautiful, is spread profusely
throughout nature, and the faculty to feel both one and
the other has been given to all men; but the germ does
144not develop equally; it is necessary that art should lend
its aid. The aim of nature supposes already that we ought
spontaneously to advance towards the beautiful, although
we still avoid the sublime: for the beautiful is like the nurse
of our childhood, and it is for her to refine our soul in
withdrawing it from the rude state of nature. But though
she is our first affection, and our faculty of feeling is first
developed for her, nature has so provided, nevertheless,
that this faculty ripens slowly and awaits its full development
until the understanding and the heart are formed.
If taste attains its full maturity before truth and morality
have been established in our heart by a better road than
that which taste would take, the sensuous world would
remain the limit of our aspirations. We should not know,
either in our ideas or in our feelings, how to pass beyond
the world of sense, and all that imagination failed to represent
would be without reality to us. But happily it
enters into the plan of nature, that taste, although it first
comes into bloom, is the last to ripen of all the faculties
of the mind. During this interval, man has time to store
up in his mind a provision of ideas, a treasure of principles
in his heart, and then to develop especially, in
drawing from reason, his feeling for the great and the
sublime.
As long as man was only the slave of physical necessity,
while he had found no issue to escape from the narrow
circle of his appetites, and while he as yet felt none of
that superior liberty which connects him with the angels,
nature, so far as she is incomprehensible, could not fail to
impress him with the insufficiency of his imagination, and
again, as far as she is a destructive force, to recall his
physical powerlessness. He is forced then to pass timidly
towards one, and to turn away with affright from the other.
But scarcely has free contemplation assured him against
the blind oppression of the forces of nature—scarcely
has he recognized amidst the tide of phenomena something
permanent in his own being—than at once the coarse
agglomeration of nature that surrounds him begins to
speak in another language to his heart, and the relative
grandeur which is without becomes for him a mirror in
which he contemplates the absolute greatness which is
145within himself. He approaches without fear, and with a
thrill of pleasure, those pictures which terrified his imagination,
and intentionally makes an appeal to the whole
strength of that faculty by which we represent the infinite
perceived by the senses, in order if she fails in this
attempt, to feel all the more vividly how much these ideas
are superior to all that the highest sensuous faculty can
give. The sight of a distant infinity—of heights beyond
vision, this vast ocean which is at his feet, that other
ocean still more vast which stretches above his head,
transport and ravish his mind beyond the narrow circle of
the real, beyond this narrow and oppressive prison of
physical life. The simple majesty of nature offers him a
less circumscribed measure for estimating its grandeur,
and, surrounded by the grand outlines which it presents to
him, he can no longer bear anything mean in his way of
thinking. Who can tell how many luminous ideas, how
many heroic resolutions, which would never have been
conceived in the dark study of the imprisoned man of
science, nor in the saloons where the people of society
elbow each other, have been inspired on a sudden during
a walk, only by the contact and the generous struggle of
the soul with the great spirit of nature? Who knows if it
is not owing to a less frequent intercourse with this
sublime spirit that we must partially attribute the
narrowness of mind so common to the dwellers in towns,
always bent under the minutiæ which dwarf and wither
their soul, whilst the soul of the nomad remains open
and free as the firmament beneath which he pitches his
tent?
But it is not only the unimaginable or the sublime in
quantity, it is also the incomprehensible, that which
escapes the understanding and that which troubles it,
which can serve to give us an idea of the super-sensuous
infinity. As soon as this element attains the grandiose
and announces itself to us as the work of nature (for
otherwise it is only despicable), it then aids the soul to
represent to itself the ideal, and imprints upon it a noble
development. Who does not love the eloquent disorder
of natural scenery to the insipid regularity of a French
garden? Who does not admire in the plains of Sicily the
146marvellous combat of nature with herself—of her creative
force and her destructive power? Who does not prefer
to feast his eyes upon the wild streams and waterfalls of
Scotland, upon its misty mountains, upon that romantic
nature from which Ossian drew his inspiration—rather
than to grow enthusiastic in this stiff Holland, before the
laborious triumph of patience over the most stubborn of
elements? No one will deny that in the rich grazing-grounds
of Holland, things are not better ordered for the
wants of physical man than upon the perfid crater of Vesuvius,
and that the understanding which likes to comprehend
and arrange all things, does not find its requirements
rather in the regularly planted farm-garden than in the
uncultivated beauty of natural scenery. But man has
requirements which go beyond those of natural life
and comfort or well-being; he has another destiny than
merely to comprehend the phenomena which surround
him.
In the same manner as for the observant traveller, the
strange wildness of nature is so attractive in physical
nature—thus, and for the same reason, every soul capable
of enthusiasm finds even in the regretable anarchy found
in the moral world a source of singular pleasure.
Without doubt he who sees the grand economy of nature
only from the impoverished light of the understanding;
he who has never any other thought than to reform its
defiant disorder and to substitute harmony, such a one
could not find pleasure in a world which seems given up to
the caprice of chance rather than governed according to a
wise ordination, and where merit and fortune are for the
most part in opposition. He desires that the whole world
throughout its vast space should be ruled like a house well
regulated; and when this much-desired regularity is not
found, he has no other resource than to defer to a future
life, and to another and better nature, the satisfaction
which is his due, but which neither the present nor the
past afford him. On the contrary, he renounces willingly
the pretension of restoring this chaos of phenomena to
one single notion; he regains on another side, and with
interest, what he loses on this side. Just this want of
connection, this anarchy, in the phenomena, making them
147useless to the understanding, is what makes them valuable
to reason. The more they are disorderly the more they
represent the freedom of nature. In a sense, if you suppress
all connection, you have independence. Thus,
under the idea of liberty, reason brings back to unity of
thought that which the understanding could not bring to
unity of notion. It thus shows its superiority over the
understanding, as a faculty subject to the conditions of a
sensuous order. When we consider of what value it is to
a rational being to be independent of natural laws, we see
how much man finds in the liberty of sublime objects as a
set-off against the checks of his cognitive faculty. Liberty,
with all its drawbacks, is everywhere vastly more attractive
to a noble soul than good social order without it—than
society like a flock of sheep, or a machine working
like a watch. This mechanism makes of man only a product;
liberty makes him the citizen of a better world.
It is only thus viewed that history is sublime to me.
The world, as a historic object, is only the strife of natural
forces; with one another and with man’s freedom. History
registers more actions referable to nature than to free
will; it is only in a few cases, like Cato and Phocion, that
reason has made its power felt. If we expect a treasury
of knowledge in history how we are deceived! All
attempts of philosophy to reconcile what the moral world
demands with what the real world gives is belied by experience,
and nature seems as illogical in history as she is
logical in the organic kingdoms.
But if we give up explanation it is different. Nature,
in being capricious and defying logic, in pulling down
great and little, in crushing the noblest works of man,
taking centuries to form—nature, by deviating from intellectual
laws, proves that you cannot explain nature by
nature’s laws themselves, and this sight drives the mind
to the world of ideas, to the absolute.
But though nature as a sensuous activity drives us to
the ideal, it throws us still more into the world of
ideas by the terrible. Our highest aspiration is to be
in good relations with physical nature, without violating
morality. But it is not always convenient to serve two
masters; and though duty and the appetites should never
148be at strife, physical necessity is peremptory, and nothing
can save men from evil destiny. Happy is he who learns
to bear what he cannot change! There are cases where
fate overpowers all ramparts, and where the only resistance
is, like a pure spirit, to throw freely off all interest
of sense, and strip yourself of your body. Now this force
comes from sublime emotions, and a frequent commerce
with destructive nature. Pathos is a sort of artificial misfortune,
and brings us to the spiritual law that commands
our soul. Real misfortune does not always choose its
time opportunely, while pathos finds us armed at
all points. By frequently renewing this exercise of its
own activity the mind controls the sensuous, so that when
real misfortune comes, it can treat it as an artificial suffering,
and make it a sublime emotion. Thus pathos takes
away some of the malignity of destiny, and wards off its
blows.
Away then with that false theory which supposes falsely
a harmony binding well-being and well doing. Let evil
destiny show its face. Our safety is not in blindness, but
in facing our dangers. What can do so better than
familiarity with the splendid and terrible evolution of
events, or than pictures showing man in conflict with
chance; evil triumphant, security deceived—pictures
shown us throughout history, and placed before us by
tragedy? Whoever passes in review the terrible fate
of Mithridates, of Syracuse, and Carthage, cannot help
keeping his appetite in check, at least for a time, and,
seeing the vanity of things, strive after that which is permanent.
The capacity of the sublime is one of the
noblest aptitudes of man. Beauty is useful, but does not
go beyond man. The sublime applies to the pure spirit.
The sublime must be joined to the beautiful to complete
the æsthetic education, and to enlarge man’s heart beyond
the sensuous world.
Without the beautiful there would be an eternal strife
between our natural and rational destiny. If we only
thought of our vocation as spirits we should be strangers
to this sphere of life. Without the sublime, beauty would
make us forget our dignity. Enervated—wedded to this
transient state, we should lose sight of our true country.
149We are only perfect citizens of nature when the sublime is
wedded to the beautiful.
Many things in nature offer man the beautiful and sublime.
But here again he is better served at second-hand.
He prefers to have them ready-made in art rather than
seek them painfully in nature. This instinct for imitation
in art has the advantage of being able to make
those points essential that nature has made secondary.
While nature suffers violence in the organic world, or
exercises violence, working with power upon man, though
she can only be æsthetical as an object of pure contemplation,
art, plastic art, is fully free, because it throws off
all accidental restrictions and leaves the mind free, because
it imitates the appearance, not the reality of
objects. As all sublimity and beauty consists in the
appearance, and not in the value of the object, it follows
that art has all the advantages of nature without her
shackles.
The depicting of suffering, in the shape of simple suffering,
is never the end of art, but it is of the greatest importance
as a means of attaining its end. The highest
aim of art is to represent the super-sensuous, and this is
effected in particular by tragic art, because it represents
by sensible marks the moral man, maintaining himself in
a state of passion, independently of the laws of nature.
The principle of freedom in man becomes conscious of
itself only by the resistance it offers to the violence of the
feelings. Now the resistance can only be measured by
the strength of the attack. In order, therefore, that the
intelligence may reveal itself in man as a force independent
of nature, it is necessary that nature should have first
displayed all her power before our eyes. The sensuous
being must be profoundly and strongly affected, passion
must be in play, that the reasonable being may be able to
testify his independence and manifest himself in action.
150It is impossible to know if the empire which man has
over his affections is the effect of a moral force, till we
have acquired the certainty that it is not an effect of insensibility
There is no merit in mastering the feelings
which only lightly and transitorily skim over the surface
of the soul. But to resist a tempest which stirs up the
whole of sensuous nature, and to preserve in it the freedom
of the soul, a faculty of resistance is required infinitely
superior to the act of natural force. Accordingly
it will not be possible to represent moral freedom, except
by expressing passion, or suffering nature, with the greatest
vividness; and the hero of tragedy must first have justified
his claim to be a sensuous being before aspiring to
our homage as a reasonable being, and making us believe
in his strength of mind.
Therefore the pathetic is the first condition required
most strictly in a tragic author, and he is allowed to carry
his description of suffering as far as possible, without
prejudice to the highest end of his art, that is, without
moral freedom being oppressed by it. He must give in
some sort to his hero, as to his reader, their full load of
suffering, without which the question will always be put
whether the resistance opposed to suffering is an act of
the soul, something positive, or whether it is not rather a
purely negative thing, a simple deficiency.
The latter case is offered in the purer French tragedy,
where it is very rare, or perhaps unexampled, for the
author to place before the reader suffering nature, and
where generally, on the contrary, it is only the poet who
warms up and declaims, or the comedian who struts about
on stilts. The icy tone of declamation extinguishes all
nature here, and the French tragedians, with their superstitious
worship of decorum, make it quite impossible for
them to paint human nature truly. Decorum, wherever it
is, even in its proper place, always falsifies the expression
of nature, and yet this expression is rigorously required
by art. In a French tragedy, it is difficult for us to believe
that the hero ever suffers, for he explains the state
of his soul, as the coolest man would do, and always
thinking of the effect he is making on others, he never lets
nature pour forth freely. The kings, the princesses, and
151the heroes of Corneille or Voltaire never forget their rank
even in the most violent excess of passion; and they part
with their humanity much sooner than with their dignity.
They are like those kings and emperors of our old picturebooks,
who go to bed with their crowns on.
What a difference from the Greeks and those of the
moderns who have been inspired with their spirit, in
poetry! Never does the Greek poet blush at nature; he
leaves to the sensuous all its rights, and yet he is quite
certain never to be subdued by it. He has too much
depth and too much rectitude in his mind not to distinguish
the accidental, which is the principal point with false
taste, from the really necessary; but all that is not
humanity itself is accidental in man. The Greek artist
who has to represent a Laocoon, a Niobe, and a Philoctetes,
does not care for the king, the princess, or the
king’s son; he keeps to the man. Accordingly the skilful
statuary sets aside the drapery, and shows us nude
figures, though he knows quite well it is not so in real life.
This is because drapery is to him an accidental thing, and
because the necessary ought never to be sacrificed to the
accidental. It is also because, if decency and physical
necessities have their laws, these laws are not those of art.
The statuary ought to show us, and wishes to show us, the
man himself; drapery conceals him, therefore he sets that
aside, and with reason.
The Greek sculptor rejects drapery as a useless and
embarrassing load, to make way for human nature; and in
like manner the Greek poet emancipates the human personages
he brings forward from the equally useless constraint
of decorum, and all those icy laws of propriety,
which put nothing but what is artificial in man, and conceal
nature in it. Take Homer and the tragedians; suffering
nature speaks the language of truth and ingenuousness
in their pages, and in a way to penetrate to the
depths of our hearts. All the passions play their part
freely, nor do the rules of propriety compress any feeling
with the Greeks. The heroes are just as much under the
influence of suffering as other men, and what makes them
heroes is the very fact that they feel suffering strongly
and deeply, without suffering overcoming them. They
152love life as ardently as others; but they are not so ruled
by this feeling as to be unable to give up life when the
duties of honor or humanity call on them to do so.
Philoctetes filled the Greek stage with his lamentations;
Hercules himself, when in fury, does not keep under his
grief. Iphigenia, on the point of being sacrificed, confesses
with a touching ingenuousness that she grieves to
part with the light of the sun. Never does the Greek
place his glory in being insensible or indifferent to suffering,
but rather in supporting it, though feeling it in its
fulness. The very gods of the Greeks must pay their
tribute to nature, when the poet wishes to make them
approximate to humanity. Mars, when wounded, roars
like ten thousand men together, and Venus, scratched by
an iron lance, mounts again to Olympus, weeping, and
cursing all battles.
This lively susceptibility on the score of suffering, this
warm, ingenuous nature, showing itself uncovered and in
all truth in the monuments of Greek art, and filling us
with such deep and lively emotions—this is a model presented
for the imitation of all artists; it is a law which
Greek genius has laid down for the fine arts. It is always
and eternally nature which has the first rights over man;
she ought never to be fettered, because man, before being
anything else, is a sensuous creature. After the rights
of nature come those of reason, because man is a rational,
sensuous being, a moral person, and because it is a duty
for this person not to let himself be ruled by nature, but
to rule her. It is only after satisfaction has been given in
the first place to nature, and after reason in the second
place has made its rights acknowledged, that it is permitted
for decorum in the third place to make good its
claims, to impose on man, in the expression of his moral
feelings and of his sensations, considerations towards
society, and to show in it the social being, the civilized
man. The first law of the tragic art was to represent suffering
nature. The second law is to represent the resistance
of morality opposed to suffering.
Affection, as affection, is an unimportant thing; and
the portraiture of affection, considered, in itself, would be
without æsthetic value; for, I repeat it, nothing that
153only interests sensuous nature is worthy of being represented
by art. Thus not only the affections that do
nothing but enervate and soften man, but in general all
affections, even those that are exalted, ecstatic, whatever
may be their nature, are beneath the dignity of tragic art.
The soft emotions, only producing tenderness, are of the
nature of the agreeable, with which the fine arts are not
concerned. They only caress the senses, while relaxing
and creating languidness, and only relate to external
nature, not at all to the inner nature of man. A good
number of our romances and of our tragedies, particularly
those that bear the name of dramas—a sort of compromise
between tragedy and comedy—a good number
also of those highly-appreciated family portraits, belong
to this class. The only effect of these works is to empty
the lachrymal duct, and soothe the overflowing feelings;
but the mind comes back from them empty, and the moral
being, the noblest part of our nature, gathers no new
strength whatever from them, “It is thus,” says Kant,
“that many persons feel themselves edified by a sermon
that has nothing edifying in it.” It seems also that modern
music only aims at interesting the sensuous, and in
this it flatters the taste of the day, which seeks to be
agreeably tickled, but not to be startled, nor strongly
moved and elevated. Accordingly we see music prefer all
that is tender; and whatever be the noise in a concert-room,
silence is immediately restored, and every one is all
ears directly a sentimental passage is performed. Then
an expression of sensibility common to animalism shows
itself commonly on all faces; the eyes are swimming with
intoxication, the open mouth is all desire, a voluptuous
trembling takes hold of the entire body, the breath is
quick and full, in short, all the symptoms of intoxication
appear. This is an evident proof that the senses swim in
delight, but that the mind or the principle of freedom in
man has become a prey to the violence of the sensuous
impression. Real taste, that of noble and manly minds,
rejects all these emotions as unworthy of art, because
they only please the senses, with which art has nothing in
common.
But, on the other hand, real taste excludes all extreme
154affections, which only put sensuousness to the torture,
without giving the mind any compensation. These affections
oppress moral liberty by pain, as the others by voluptuousness;
consequently they can excite aversion, and
not the emotion that would alone be worthy of art.
Art ought to charm the mind and give satisfaction to the
feeling of moral freedom. This man who is a prey to his
pain is to me simply a tortured animate being, and not
a man tried by suffering. For a moral resistance to painful
affections is already required of man—a resistance
which can alone allow the principle of moral freedom, the
intelligence, to make itself known in it.
If it is so, the poets and the artists are poor adepts in
their art when they seek to reach the pathetic only by the
sensuous force of affection and by representing suffering
in the most vivid manner. They forget that suffering in
itself can never be the last end of imitation, nor the
immediate source of the pleasure we experience in tragedy.
The pathetic only has æsthetic value in as far as it is
sublime. Now, effects that only allow us to infer a purely
sensuous cause, and that are founded only on the affection
experienced by the faculty of sense, are never sublime,
whatever energy they may display, for everything sublime
proceeds exclusively from the reason.
I imply by passion the affections of pleasure as well as
the painful affections, and to represent passion only, without
coupling with it the expression of the super-sensuous
faculty which resists it, is to fall into what is properly
called vulgarity; and the opposite is called nobility.
Vulgarity and nobility are two ideas which, wherever they
are applied, have more or less relation with the super-sensuous
share a man takes in a work. There is nothing
noble but what has its source in the reason; all that
issues from sensuousness alone is vulgar or common. We
say of a man that he acts in a vulgar manner when he is
satisfied with obeying the suggestions of his sensuous
instinct; that he acts suitably when he only obeys his
instinct in conformity with the laws; that he acts nobly
when he obeys reason only, without having regard to his
instincts. We say of a physiognomy that it is common
when it does not show any trace of the spiritual man,
155the intelligence; we say it has expression when it is the
mind which has determined its features: and that it is
noble when a pure spirit has determined them. If an
architectural work is in question we qualify it as common
if it aims at nothing but a physical end; we name it noble
if, independently of all physical aim, we find in it at the
same time the expression of a conception.
Accordingly, I repeat it, correct taste disallows all
painting of the affections, however energetic, which rests
satisfied with expressing physical suffering and the physical
resistance opposed to it by the subject, without making
visible at the same time the superior principle of the
nature of man, the presence of a super-sensuous faculty.
It does this in virtue of the principle developed farther
back, namely, that it is not suffering in itself, but only the
resistance opposed to suffering, that is pathetic and deserving
of being represented. It is for this reason that
all the absolutely extreme degrees of the affections are
forbidden to the artist as well as to the poet. All of
these, in fact, oppress the force that resists from within:
or rather, all betray of themselves, and without any necessity
of other symptoms, the oppression of this force,
because no affection can reach this last degree of intensity
as long as the intelligence in man makes any resistance.
Then another question presents itself. How is this
principle of resistance, this super-sensuous force, manifested
in the phenomenon of the affections? Only in one
way, by mastering or, more commonly, by combating affection.
I say affection, for sensuousness can also fight, but
this combat of sensuousness is not carried on with the
affection, but with the cause that produces it; a contest
which has no moral character, but is all physical, the same
combat that the earthworm, trodden under foot, and the
wounded bull engage in, without thereby exciting the pathetic.
When suffering man seeks to give an expression
to his feelings, to remove his enemy, to shelter the suffering
limb, he does all this in common with the animals, and
instinct alone takes the initiative here, without the will
being applied to. Therefore, this is not an act that emanates
from the man himself, nor does it show him as an
156intelligence. Sensuous nature will always fight the
enemy that makes it suffer, but it will never fight against
itself.
On the other hand, the contest with affection is a contest
with sensuousness, and consequently presupposes
something that is distinct from sensuous nature. Man
can defend himself with the help of common sense and his
muscular strength against the object that makes him suffer;
against suffering itself he has no other arms than those of
reason.
These ideas must present themselves to the eye in the
portraiture of the affections, or be awakened by this portraiture
in order that the pathetic may exist. But it is
impossible to represent ideas, in the proper sense of the
word, and positively, as nothing corresponds to pure ideas
in the world of sense. But they can be always represented
negatively and in an indirect way if the sensuous phenomenon
by which they are manifested has some character of
which you would seek in vain the conditions in physical
nature. All phenomena of which the ultimate principle
cannot be derived from the world of sense are an indirect
representation of the upper-sensuous element.
And how does one succeed in representing something
that is above nature without having recourse to supernatural
means? What can this phenomenon be which is
accomplished by natural forces—otherwise it would not be
a phenomenon—and yet which cannot be derived from
physical causes without a contradiction? This is the
problem; how can the artist solve it?
It must be remembered that the phenomena observable
in a man in a state of passion are of two kinds. They are
either phenomena connected simply with animal nature,
and which, therefore, only obey the physical law, without
the will being able to master them, or the independent
force in him being able to exercise an immediate influence
over them. It is the instinct which immediately produces
these phenomena, and they obey blindly the laws of instinct.
To this kind belong, for example, the organs of
the circulation of the blood, of respiration, and all the surface
of the skin. But, moreover, the other organs, and
those subject to the will, do not always await the decision
157of the will; and often instinct itself sets them immediately,
in play, especially when the physical state is threatened
with pain or with danger. Thus, the movements of my
arm depend, it is true, on my will; but if I place my hand,
without knowing it, on a burning body, the movement by
which I draw it back is certainly not a voluntary act, but
a purely instinctive phenomenon. Nay more, speech is
assuredly subject to the empire of the will, and yet instinct
can also dispose of this organ according to its whim, and
even of this and of the mind, without consulting beforehand
the will, directly a sharp pain, or even an energetic
affection, takes us by surprise. Take the most impassible
stoic and make him see suddenly something very wonderful,
or a terrible and unexpected object. Fancy him, for
example, present when a man slips and falls to the bottom
of an abyss. A shout, a resounding cry, and not only
inarticulate, but a distinct word will escape his lips, and
nature will have acted in him before the will: a certain
proof that there are in man phenomena which cannot be
referred to his person as an intelligence, but only to his
instinct as a natural force.
But there is also in man a second order of phenomena,
which are subject to the influence and empire of the will,
or which may be considered at all events as being of such
a kind that will might always have prevented them, consequently
phenomena for which the person and not instinct
is responsible. It is the office of instinct to watch with a
blind zeal over the interests of the senses; but it is the
office of the person to hold instinct in proper bounds, out
of respect for the moral law. Instinct in itself does not
hold account of any law; but the person ought to watch
that instinct may not infringe in any way on the decrees
of reason. It is therefore evident that it is not for instinct
alone to determine unconditionally all the phenomena that
take place in man in the state of affection, and that on
the contrary the will of man can place limits to instinct.
When instinct only determines all phenomena in man,
there is nothing more that can recall the person; there is
only a physical creature before you, and consequently an
animal; for every physical creature subject to the sway of
instinct is nothing else. Therefore, if you wish to represent
158the person itself, you must propose to yourself in man
certain phenomena that have been determined in opposition
to instinct, or at least that have not been determined
by instinct. That they have not been determined by instinct
is sufficient to refer them to a higher source, the
moment we see that instinct would no doubt have determined
them in another way if its force had not been broken
by some obstacle.
We are now in a position to point out in what way the
super-sensuous element, the moral and independent force
of man, his Ego in short, can be represented in the phenomena
of the affections. I understand that this is
possible if the parts which only obey physical nature,
those where will either disposes nothing at all, or only
under certain circumstances, betray the presence of suffering;
and if those, on the contrary, that escape the blind
sway of instinct, that only obey physical nature, show
no trace, or only a very feeble trace, of suffering, and consequently
appear to have a certain degree of freedom.
Now this want of harmony between the features imprinted
on animal nature in virtue of the laws of physical necessity,
and those determined with the spiritual and independent
faculty of man, is precisely the point by which that super-sensuous
principle is discovered in man capable of placing
limits to the effects produced by physical nature, and
therefore distinct from the latter. The purely animal part
of man obeys the physical law, and consequently may
show itself oppressed by the affection. It is, therefore,
in this part that all the strength of passion shows itself,
and it answers in some degree as a measure to estimate
the resistance—that is to say, of the energy of the moral
faculty in man—which can only be judged according to
the force of the attack. Thus in proportion as the affection
manifests itself with decision and violence in the field
of animal nature, without being able to exercise the
same power in the field of human nature, so in proportion
the latter makes itself manifestly known—in the same
proportion the moral independence of man shows itself
gloriously: the portraiture becomes pathetic and the pathetic
sublime.
The statues of the ancients make this principle of
159æsthetics sensible to us; but it is difficult to reduce to
conceptions and express in words what the very inspection
of ancient statues makes the senses feel in so lively a
manner. The group of Laocoon and his children can give
to a great extent the measure of what the plastic art of
the ancients was capable of producing in the matter of pathos.
Winckelmann, in his “History of Art,” says:
“Laocoon is nature seized in the highest degree of suffering,
under the features of a man who seeks to gather up
against pain all the strength of which the mind is conscious.
Hence while his suffering swells his muscles and
stretches his nerves, the mind, armed with an interior
force shows itself on his contracted brow, and the breast
rises, because the breathing is broken, and because there
is an internal struggle to keep in the expression of pain,
and press it back into his heart. The sigh of anguish he
wishes to keep in, his very breath which he smothers, exhaust
the lower part of his trunk, and works into his
flanks, which make us judge in some degree of the palpitations
of his visceral organs. But his own suffering
appears to occasion less anguish than the pain of his
children, who turn their faces toward their father, and
implore him, crying for help. His father’s heart shows
itself in his eyes, full of sadness, and where pity seems to
swim in a troubled cloud. His face expresses lament, but
he does not cry; his eyes are turned to heaven, and implore
help from on high. His mouth also marks a supreme sadness,
which depresses the lower lip and seems to weigh
upon it, while the upper lip, contracted from the top to the
bottom, expresses at once both physical suffering and that
of the soul. Under the mouth there is an expression of
indignation that seems to protest against an undeserved
suffering, and is revealed in the nostrils, which swell out
and enlarge and draw upwards. Under the forehead, the
struggle between pain and moral strength, united as it
were in a single point, is represented with great truth, for,
while pain contracts and raises the eyebrows, the effort opposed
to it by the will draws down towards the upper eyelid
all the muscles above it, so that the eyelid is almost
covered by them. The artist, not being able to embellish
nature, has sought at least to develop its means, to increase
160its effect and power. Where is the greatest amount of
pain is also the highest beauty. The left side, which
the serpent besets with his furious bites, and where he instils
his poison, is that which appears to suffer the most
intensely, because sensation is there nearest to the heart.
The legs strive to raise themselves as if to shun the evil;
the whole body is nothing but movement, and even the
traces of the chisel contribute to the illusion; we seem to
see the shuddering and icy-cold skin.”
How great is the truth and acuteness of this analysis!
In what a superior style is this struggle between spirit and
the suffering of nature developed! How correctly the
author has seized each of the phenomena in which the
animal element and the human element manifest themselves,
the constraint of nature and the independence of
reason! It is well known that Virgil has described this
same scene in his “Æneid,” but it did not enter into the
plan of the epic poet to pause as the sculptor did, and
describe the moral nature of Laocoon; for this recital is
in Virgil only an episode; and the object he proposes is
sufficiently attained by the simple description of the physical
phenomenon, without the necessity on his part of
looking into the soul of the unhappy sufferer, as his aim
is less to inspire us with pity than to fill us with terror.
The duty of the poet from this point of view was purely
negative; I mean he had only to avoid carrying the picture
of physical suffering to such a degree that all expression
of human dignity or of moral resistance would cease,
for if he had done this indignation and disgust would
certainly be felt. He, therefore, preferred to confine himself
to the representation of the least of the suffering, and
he found it advisable to dwell at length on the formidable
nature of the two serpents, and on the rage with
which they attack their victims, rather than on the
feelings of Laocoon. He only skims over those feelings,
because his first object was to represent a chastisement
sent by the gods, and to produce an impression
of terror that nothing could diminish. If he had,
on the contrary, detained our looks on the person of
Laocoon himself with as much perseverance as the statuary,
instead of on the chastizing deity, the suffering man
161would have become the hero of the scene, and the episode
would have lost its propriety in connection with the whole
piece.
The narrative of Virgil is well known through the excellent
commentary of Lessing. But Lessing only proposed
to make evident by this example the limits that
separate partial description from painting, and not to
make the notion of the pathetic issue from it. Yet the
passage of Virgil does not appear to me less valuable for
this latter object, and I crave permission to bring it forward
again under this point of view:—
Ecce auterm gemini Tenedo tranquilla per alta
(Horresco referens) immensis orbibus angues
Incumbunt pelago, pariterque ad litora tendunt;
Pectora quorum inter fluctus arrecta jubæque
Sanguinæ exsuperant undas; pars cætera pontum
Pone legit, sinuatque immensa volumine terga.
Fit sonitus spumante salo, jamque arva tenebant,
Ardentes oculos suffecti sanguine et igni,
Sibila lambebant linguis vibrantibus ora!
Æneid, ii. 203–211.
We find here realized the first of the three conditions of
the sublime that have been mentioned further back,—a
very powerful natural force, armed for destruction, and
ridiculing all resistance. But that this strong element
may at the same time be terrible, and thereby sublime,
two distinct operations of the mind are wanted; I mean
two representations that we produce in ourselves by our
own activity. First, we recognize this irresistible natural
force as terrible by comparing it with the weakness of the
faculty of resistance that the physical man can oppose to
it; and, secondly, it is by referring it to our will, and
recalling to our consciousness that the will is absolutely
independent of all influence of physical nature, that
this force becomes to us a sublime object. But it is we
ourselves who represent these two relations; the poet has
only given us an object armed with a great force seeking
to manifest itself. If this object makes us tremble, it is
only because we in thought suppose ourselves, or some one
like us, engaged with this force. And if trembling in this
way, we experience the feeling of the sublime, it is
because our consciousness tells us that, if we are the victims
162of this force, we should have nothing to fear, from
the freedom of our Ego, for the autonomy of the determinations
of our will. In short the description up to here
is sublime, but quite a contemplative, intuitive sublimity:—
Diffugimus visu exsangues, illi agmine certo
Laocoonta petunt....—Æneid, ii. 212–213.
Here the force is presented to us as terrible also; and
contemplative sublimity passes into the pathetic. We see
that force enter really into strife with man’s impotence.
Whether it concerns Laocoon or ourselves is only a question
of degree. The instinct of sympathy excites and
frightens in us the instinct of preservation: there are the
monsters, they are darting—on ourselves; there is no
more safety, flight is vain.
It is no more in our power to measure this force with
ours, and to refer it or not to our own existence. This
happens without our co-operation, and is given us by the
object itself. Accordingly our fear has not, as in the
preceding moment, a purely subjective ground, residing
in our soul; it has an objective ground, residing in
the object. For, even if we recognize in this entire scene
a simple fiction of the imagination, we nevertheless distinguish
in this fiction a conception communicated to us from
without, from another conception that we produce spontaneously
in ourselves.
Thus the mind loses a part of her freedom, inasmuch as
she receives now from without that which she produced
before her own activity. The idea of danger puts on an
appearance of objective reality, and affection becomes now
a serious affair.
If we were only sensuous creatures, obeying no other
instinct than that of self-preservation, we should stop here,
and we should remain in a state of mere and pure affection.
But there is something in us which takes no part in
the affections of sensuous nature, and whose activity is not
directed according to physical conditions. According,
then, as this independently acting principle (the disposition,
the moral faculty) has become to a degree developed
in the soul, there is left more or less space for passive
163nature, and there remains more or less of the independent
principle in the affection.
In the truly moral soul the terrible trial (of the
imagination) passes quickly and readily into the sublime.
In proportion as imagination loses its liberty, reason
makes its own prevail, and the soul ceases not to
enlarge within when it thus finds outward limits. Driven
from all the intrenchments which would give physical protection
to sensuous creatures, we seek refuge in the
stronghold of our moral liberty, and we arrive by that
means at an absolute and unlimited safety, at the very
moment when we seem to be deprived in the world of
phenomena of a relative and precarious rampart. But
precisely because it was necessary to have arrived at the
physical oppression before having recourse to the assistance
of our moral nature, we can only buy this high sentiment
of our liberty through suffering. An ordinary soul
confines itself entirely to this suffering, and never comprehends
in the sublime or the pathetic anything beyond
the terrible. An independent soul, on the contrary, precisely
seizes this occasion to rise to the feeling of his
moral force, in all that is most magnificent in this force,
and from every terrible object knows how to draw out
the sublime.
The moral man (the father[6]) is here attacked before the
physical man, and that has a grand effect. All the affections
become more æsthetic when we receive them second-hand;
there is no stronger sympathy than that we feel for
sympathy.
[7]
The moment had arrived when the hero himself had
to be recommended to our respect as a moral personage,
and the poet seized upon that moment. We already know
by his description all the force, all the rage of the two
monsters who menace Laocoon, and we know how all resistance
would be in vain. If Laocoon were only a common
man he would better understand his own interests,
and, like the rest of the Trojans, he would find safety in
rapid flight. But there is a heart in that breast; the
danger to his children holds him back, and decides him to
meet his fate. This trait alone renders him worthy of our
164pity. At whatever moment the serpents had assailed him,
we should have always been touched and troubled. But
because it happens just at the moment when as father he
shows himself so worthy of respect, his fate appears to us
as the result of having fulfilled his duty as parent, of his
tender disquietude for his children. It is this which calls
forth our sympathy in the highest degree. It appears, in
fact, as if he deliberately devoted himself to destruction,
and his death becomes an act of the will.
Thus there are two conditions in every kind of the
pathetic: 1st. Suffering, to interest our sensuous nature;
2d. Moral liberty, to interest our spiritual nature. All
portraiture in which the expression of suffering nature is
wanting remains without æsthetic action, and our heart is
untouched. All portraiture in which the expression of
moral aptitude is wanting, even did it possess all the sensuous
force possible, could not attain to the pathetic, and
would infallibly revolt our feelings. Throughout moral
liberty we require the human being who suffers; throughout
all the sufferings of human nature we always desire to
perceive the independent spirit, or the capacity for independence.
But the independence of the spiritual being in the state
of suffering can manifest itself in two ways. Either negatively,
when the moral man does not receive the law from
the physical man, and his state exercises no influence over
his manner of feeling; or positively, when the moral man
is a ruler over the physical being, and his manner of feeling
exercises an influence upon his state. In the first
case, it is the sublime of disposition; in the second, it is
the sublime of action.
The sublime of disposition is seen in all character independent
of the accidents of fate. “A noble heart struggling
against adversity,” says Seneca, “is a spectacle full
of attraction even for the gods.” Such for example is that
which the Roman Senate offered after the disaster of
Cannæ. Lucifer even, in Milton, when for the first time
he contemplates hell—which is to be his future abode—penetrates
us with a sentiment of admiration by the force
of soul he displays:—
165“Hail, horrors, hail.
Infernal world, and thou, profoundest Hell;
Receive thy new possessor!—one who brings
A mind not to be changed by place or time;
The mind is its own place, and in itself
Can make a Heaven of Hell....
Here at least
We shall be free,” &c.
The reply of Medea in the tragedy belongs also to this
order of the sublime.
The sublime of disposition makes itself seen, it is visible
to the spectator, because it rests upon co-existence, the
simultaneous; the sublime action, on the contrary, is
conceived only by the thought, because the impression and
the act are successive, and the intervention of the mind is
necessary to infer from a free determination the idea of
previous suffering.
It follows that the first alone can be expressed by the
plastic arts, because these arts give but that which is
simultaneous; but the poet can extend his domain over
one and the other. Even more; when the plastic art has
to represent a sublime action, it must necessarily bring it
back to sublimity.
In order that the sublimity of action should take place,
not only must the suffering of man have no influence upon
the moral constitution, but rather the opposite must be the
case. The affection is the work of his moral character.
This can happen in two ways: either mediately, or according
to the law of liberty, when out of respect for such
and such a duty it decides from free choice to suffer—in
this case, the idea of duty determines as a motive, and its
suffering is a voluntary act—or immediately, and according
to the necessity of nature, when he expiates by a
moral suffering the violation of duty; in this second case,
the idea of duty determines him as a force, and his suffering
is no longer an effect. Regulus offers us an example
of the first kind, when, to keep his word, he gives himself
up to the vengeance of the Carthaginians; and he would
serve as an example of the second class, if, having betrayed
his trust, the consciousness of this crime would have made
him miserable. In both cases suffering has a moral course,
but with this difference, that on the one part Regulus shows
166us its moral character, and that, on the other, he only
shows us that he was made to have such a character. In
the first case he is in our eyes a morally great person; in
the second he is only æsthetically great.
This last distinction is important for the tragic art; it
consequently deserves to be examined more closely.
Man is already a sublime object, but only in the æsthetic
sense, when the state in which he is gives us an idea
of his human destination, even though we might not find
this destination realized in his person. He only becomes
sublime to us in a moral point of view, when he acts,
moreover, as a person, in a manner conformable with this
destination; if our respect bears not only on his moral
faculty, but on the use he makes of this faculty; if dignity,
in his case, is due, not only to his moral aptitude,
but to the real morality of his conduct. It is quite a different
thing to direct our judgment and attention to the
moral faculty generally, and to the possibility of a will
absolutely free, and to be directing it to the use of this
faculty, and to the reality of this absolute freedom of
willing.
It is, I repeat, quite a different thing; and this difference
is connected not only with the objects to which we
may have to direct our judgment, but to the very criterion
of our judgment. The same object can displease us if we
appreciate it in a moral point of view, and be very attractive
to us in the æsthetical point of view. But even if the
moral judgment and the æsthetical judgment were both
satisfied, this object would produce this effect on one and
the other in quite a different way. It is not morally satisfactory
because it has an æsthetical value, nor has it an
æsthetical value because it satisfies us morally. Let us
take, as example, Leonidas and his devotion at Thermopylæ.
Judged from the moral point of view, this action
represents to me the moral law carried out notwithstanding
all the repugnance of instinct. Judged from the æsthetic
point of view, it gives me the idea of the moral faculty,
independent of every constraint of instinct. The act of
Leonidas satisfies the moral sense, the reason; it enraptures
the æsthetical sense, the imagination.
167Whence comes this difference in the feelings in connection
with the same object? I account for it thus:—
In the same way that our being consists of two principles
and natures, so also and consequently our feelings
are divided into two kinds, entirely different. As reasonable
beings we experience a feeling of approbation or of
disapprobation; as sensuous creatures we experience
pleasure or displeasure. The two feelings, approbation
and pleasure, repose on satisfaction: one on a satisfaction
given to a requirement of reason—reason has only requirements,
and not wants. The other depends on a satisfaction
given to a sensuous want—sense only knows of
wants, and cannot prescribe anything. These two terms—requirements
of reason, wants of the senses—are
mutually related, as absolute necessity and the necessity
of nature. Accordingly, both are included in the idea of
necessity, but with this difference, that the necessity of
reason is unconditional, and the necessity of sense only
takes place under conditions. But, for both, satisfaction
is a purely contingent thing. Accordingly every feeling,
whether of pleasure or approbation, rests definitively on an
agreement between the contingent and the necessary. If
the necessary has thus an imperative character, the feeling
experienced will be that of approbation. If necessity has
the character of a want, the feeling experienced will be
that of pleasure, and both will be strong in proportion as
the satisfaction will be contingent. Now, underlying every
moral judgment there is a requirement of reason which
requires us to act conformably with the moral law, and it
is an absolute necessity that we should wish what is good.
But as the will is free, it is physically an accidental thing
that we should do in fact what is good. If we actually
do it, this agreement between the contingent in the use of
free will and the imperative demand of reason gives rise
to our assent or approbation, which will be greater in proportion
as the resistance of the inclinations made this use
that we make of our free will more accidental and more
doubtful. Every æsthetic judgment, on the contrary,
refers the object to the necessity which cannot help willing
imperatively, but only desires that there should be an
agreement between the accidental and its own interest.
168Now what is the interest of imagination? It is to
emancipate itself from all laws, and to play its part freely.
The obligation imposed on the will by the moral law,
which prescribes its object in the strictest manner, is by
no means favorable to this need of independence. And
as the moral obligation of the will is the object of the
moral judgment, it is clear that in this mode of judging,
the imagination could not find its interest. But a moral
obligation imposed on the will cannot be conceived, except
by supposing this same will absolutely independent
of the moral instincts and from their constraint. Accordingly
the possibility of the moral act requires liberty, and
therefore agrees here in the most perfect manner with the
interest of imagination. But as imagination, through the
medium of its wants, cannot give orders to the will of the
individual, as reason does by its imperative character, it
follows that the faculty of freedom, in relation to imagination,
is something accidental, and consequently that the
agreement between the accidental and the necessary (conditionally
necessary) must excite pleasure. Therefore, if
we bring to bear a moral judgment on this act of Leonidas,
we shall consider it from a point of view where its
accidental character strikes the eye less than its necessary
side. If, on the other hand, we apply the æsthetical judgment
to it, this is another point of view, where its character
of necessity strikes us less forcibly than its accidental
character. It is a duty for every will to act thus, directly
it is a free will; but the fact that there is a free will that
makes this act possible is a favor of nature in regard to
this faculty, to which freedom is a necessity. Thus an
act of virtue judged by the moral sense—by reason—will
give us as its only satisfaction the feeling of approbation,
because reason can never find more, and seldom finds as
much as it requires. This same act, judged, on the contrary,
by the æsthetic sense—by imagination—will give
us a positive pleasure, because the imagination, never requiring
the end to agree with the demand, must be surprised,
enraptured, at the real satisfaction of this demand
as at a happy chance. Our reason will merely approve,
and only approve, of Leonidas actually taking this heroic
resolution; but that he could take this resolution is what
delights and enraptures us.
169This distinction between the two sorts of judgments
becomes more evident still, if we take an example where
the moral sense and the æsthetic sense pronounce a different
verdict. Suppose we take the act of Peregrinus Proteus
burning himself at Olympia. Judging this act
morally, I cannot give it my approbation, inasmuch as I
see it determined by impure motives, to which Proteus
sacrifices the duty of respecting his own existence. But
in the æsthetic judgment this same act delights me; it
delights me precisely because it testifies to a power of
will capable of resisting even the most potent of instincts,
that of self-preservation. Was it a moral feeling, or only
a more powerful sensuous attraction, that silenced the
instinct of self-preservation in this enthusiast. It matters
little, when I appreciate the act from an æsthetic point of
view. I then drop the individual, I take away the relation
of his will to the law that ought to govern him; I think of
human will in general, considered as a common faculty of
the race, and I regard it in connection with all the forces
of nature. We have seen that in a moral point of view,
the preservation of our being seemed to us a duty, and
therefore we were offended at seeing Proteus violate this
duty. In an æsthetic point of view the self-preservation
only appears as an interest, and therefore the sacrifice
of this interest pleases us. Thus the operation that we
perform in the judgments of the second kind is precisely
the inverse of that which we perform in those of the first.
In the former we oppose the individual, a sensuous and
limited being, and his personal will, which can be effected
pathologically, to the absolute law of the will in general,
and of unconditional duty which binds every spiritual
being; in the second case, on the contrary, we oppose the
faculty of willing, absolute volition, and the spiritual force
as an infinite thing, to the solicitations of nature and the
impediments of sense. This is the reason why the æsthetical
judgment leaves us free, and delights and enraptures
us. It is because the mere conception of this faculty
of willing in an absolute manner, the mere idea of this
moral aptitude, gives us in itself a consciousness of a
manifest advantage over the sensuous. It is because the
mere possibility of emancipating ourselves from the impediments
170of nature is in itself a satisfaction that flatters our
thirst for freedom. This is the reason why moral judgment,
on the contrary, makes us experience a feeling of constraint
that humbles us. It is because in connection with each
voluntary act we appreciate in this manner, we feel, as
regards the absolute law that ought to rule the will in general,
in a position of inferiority more or less decided, and
because the constraint of the will thus limited to a single
determination, which duty requires of it at all costs, contradicts
the instinct of freedom which is the property of
imagination. In the former case we soared from the real
to the possible, and from the individual to the species; in
the latter, on the contrary, we descend from the possible
to the real, and we shut up the species in the narrow limits
of the individual. We cannot therefore be surprised if
the æsthetical judgment enlarges the heart, while the moral
judgment constrains and straitens it.
It results, therefore, from all that which precedes, that
the moral judgment and the æsthetic, far from mutually
corroborating each other, impede and hinder each other,
because they impress on the soul two directions entirely
opposite. In fact, this observance of rule which reason
requires of us as moral judge is incompatible with the
independence which the imagination calls for as æsthetic
judge. It follows that an object will have so much the
less æsthetic value the more it has the character of a
moral object, and if the poet were obliged notwithstanding
that to choose it, he would do well in treating of it, not to
call the attention of our reason to the rule of the will, but
that of our imagination to the power of the will. In his
own interest it is necessary for the poet to enter on this
path, for with our liberty his empire finishes. We belong
to him only inasmuch as we look beyond ourselves; we
escape from him the moment we re-enter into our innermost
selves, and that is what infallibly takes place
the moment an object ceases to be a phenomenon in our
consideration, and takes the character of a law which
judges us.
Even in the manifestation of the most sublime virtue,
the poet can only employ for his own views that which in
those acts belongs to force. As to the direction of the
171force, he has no reason to be anxious. The poet, even
when he places before our eyes the most perfect models of
morality, has not, and ought not to have, any other end
than that of rejoicing our soul by the contemplation of
this spectacle. Moreover, nothing can rejoice our soul
except that which improves our personality, and nothing
can give us a spiritual joy except that which elevates the
spiritual faculty. But in what way can the morality of
another improve our own personality, and raise our spiritual
force? That this other one accomplishes really his
duty results from an accidental use which he makes of his
liberty, and which for that very reason can prove nothing
to us. We only have in common with him the faculty to
conform ourselves equally to duty; the moral power which
he exhibits reminds us also of our own, and that is why
we then feel something which upraises our spiritual force.
Thus it is only the idea of the possibility of an absolutely
free will which makes the real exercise of this will in us
charming to the æsthetic feeling.
We shall be still more convinced when we think how
little the poetic force of impression which is awakened in
us by an act or a moral character is dependent on their
historic reality. The pleasure which we take in considering
an ideal character will in no way be lessened when
we come to think that this character is nothing more than
a poetic fiction; for it is on the poetic truth, and not on
historic truth, that every æsthetic impression of the feelings
rest. Moreover, poetic truth does not consist in that
this or that thing has effectually taken place, but in that it
may have happened, that is to say, that the thing is in
itself possible. Thus the æsthetic force is necessarily
obliged to rest in the first place in the idea of possibility.
Even in real subjects, for which the actors are borrowed
from history, it is not the reality of the simple possibility
of the fact, but that which is guaranteed to us by its very
reality which constitutes the poetic element. That these
personages have indeed existed, and that these events have
in truth taken place, is a circumstance which can, it is true,
in many cases add to our pleasure, but that which it adds
to it is like a foreign addition, much rather unfavorable than
advantageous to the poetical impression.
172It was long thought that a great service was rendered
to German poetry by recommending German poets to treat
of national themes. Why, it was asked, did Greek poetry
have so much power over the mind? Because it brought
forward national events and immortalized domestic exploits.
No doubt the poetry of the ancients may have
been indebted to this circumstance for certain effects of
which modern poetry cannot boast; but do these effects
belong to art and the poet? It is small glory for the
Greek genius if it had only this accidental advantage over
modern genius; still more if it were necessary for the
poets, in order to gain this advantage, to obtain it by this
conformity of their invention with real history! It is only
a barbarous taste that requires this stimulant of a national
interest to be captivated by beautiful things; and it is only
a scribbler who borrows from matter a force to which he
despairs of giving a form.
Poetry ought not to take its course through the frigid
region of memory; it ought never to convert learning into
its interpreter, nor private interest its advocate with the
popular mind. It ought to go straight to the heart, because
it has come from the heart; and aim at the man in the citizen,
not the citizen in the man.
Happily, true genius does not make much account of
all these counsels that people are so anxious to give her
with better intentions than competence. Otherwise, Sulzer
and his school might have made German poetry adopt a
very equivocal style. It is no doubt a very honorable aim
in a poet to moralize the man, and excite the patriotism
of the citizen, and the Muses know better than any one
how well the arts of the sublime and of the beautiful are
adapted to exercise this influence. But that which poetry
obtains excellently by indirect means it would accomplish
very badly as an immediate end. Poetry is not made to
serve in man for the accomplishment of a particular matter,
nor could any instrument be selected less fitted to
cause a particular object to succeed, or to carry out special
projects and details. Poetry acts on the whole of
human nature, and it is only by its general influence on the
character of a man that it can influence particular acts.
Poetry can be for man what love is for the hero. It can
173neither counsel him, nor strike for him, nor do anything
for him in short; but it can form a hero in him, call him
to great deeds, and arm him with a strength to be all that
he ought to be.
Thus the degree of æsthetical energy with which sublime
feelings and sublime acts take possession of our souls,
does not rest at all on the interest of reason, which requires
every action to be really conformable with the idea of
good. But it rests on the interest of the imagination,
which requires conformity with good should be possible,
or, in other terms, that no feeling, however strong, should
oppress the freedom of the soul. Now this possibility is
found in every act that testifies with energy to liberty, and
to the force of the will; and if the poet meets with an action
of this kind, it matters little where, he has a subject
suitable for his art. To him, and to the interest we have
in him, it is quite the same, to take his hero in one class
of characters or in another, among the good or the wicked,
as it often requires as much strength of character to do
evil conscientiously and persistently as to do good. If a
proof be required that in our æsthetic judgments we attend
more to the force than to its direction, to its freedom than
to its lawfulness, this is sufficient for our evidence. We
prefer to see force and freedom manifest themselves at the
cost of moral regularity, rather than regularity at the cost
of freedom and strength. For directly one of those cases
offers itself, in which the general law agrees with the
instincts which by their strength threaten to carry away
the will, the æsthetic value of the character is increased,
if he be capable of resisting these instincts. A vicious
person begins to interest us as soon as he must risk his
happiness and life to carry out his perverse designs; on
the contrary, a virtuous person loses in proportion as he
finds it useful to be virtuous. Vengeance, for instance, is
certainly an ignoble and a vile affection, but this does not
prevent it from becoming æsthetical, if to satisfy it we
must endure painful sacrifice. Medea slaying her children
aims at the heart of Jason, but at the same time she strikes
a heavy blow at her own heart, and her vengeance æsthetically
becomes sublime directly we see in her a tender
mother.
174In this sense the æsthetic judgment has more of truth
than is ordinarily believed. The vices which show a
great force of will evidently announce a greater aptitude
for real moral liberty than do virtues which borrow support
from inclination; seeing that it only requires of the
man who persistently does evil to gain a single victory
over himself, one simple upset of his maxims, to gain
ever after to the service of virtue his whole plan of life,
and all the force of will which he lavished on evil. And
why is it we receive with dislike medium characters,
whilst we at times follow with trembling admiration one
which is altogether wicked? It is evident, that with regard
to the former, we renounce all hope, we cannot even
conceive the possibility of finding absolute liberty of the
will; whilst with the other, on the contrary, each time he
displays his faculties, we feel that one single act of the
will would suffice to raise him up to the fullest height of
human dignity.
Thus, in the æsthetic judgment, that which excites our
interest is not morality itself, but liberty alone; and moral
purity can only please our imagination when it places in
relief the forces of the will. It is then manifestly to confound
two very distinct orders of ideas, to require in
æsthetic things so exact a morality, and, in order to
stretch the domain of reason, to exclude the imagination
from its own legitimate sphere.
Either it would be necessary to subject it entirely, then
there would be an end to all æsthetic effect; or it would
share the realm of reason, then morality would not gain
much. For if we pretend to pursue at the same time two
different ends, there would be risk of missing both one
and the other. The liberty of the imagination would be
fettered by too great respect for the moral law; and violence
would be done to the character of necessity which is
in the reason, in missing the liberty which belongs to the
imagination.
175
The Greek fable attributes to the goddess of beauty a
wonderful girdle which has the quality of lending grace
and of gaining hearts in all who wear it. This same
divinity is accompanied by the Graces, or goddesses of
grace. From this we see that the Greeks distinguished
from beauty grace and the divinities styled the Graces, as
they expressed the ideas by proper attributes, separable
from the goddess of beauty. All that is graceful is beautiful,
for the girdle of love winning attractions is the
property of the goddess of Cnidus; but all beauty is not
of necessity grace, for Venus, even without this girdle,
does not cease to be what she is.
However, according to this allegory, the goddess of
beauty is the only one who wears and who lends to others
the girdle of attractions. Juno, the powerful queen of
Olympus, must begin by borrowing this girdle from
Venus, when she seeks to charm Jupiter on Mount Ida.[8]
Thus greatness, even clothed with a certain degree of
beauty, which is by no means disputed in the spouse of
Jupiter, is never sure of pleasing without the grace, since
the august queen of the gods, to subdue the heart of her
consort, expects the victory not from her own charms but
from the girdle of Venus.
But we see, moreover, that the goddess of beauty can
part with this girdle, and grant it, with its quality and
effects, to a being less endowed with beauty. Thus
grace is not the exclusive privilege of the beautiful; it
can also be handed over, but only by beauty, to an
object less beautiful, or even to an object deprived of
beauty.
If these same Greeks saw a man gifted in other respects
with all the advantages of mind, but lacking grace,
they advised him to sacrifice to the Graces. If, therefore,
they conceived these deities as forming an escort to the
beauty of the other sex, they also thought that they would
176be favorable to man, and that to please he absolutely required
their help.
But what then is grace, if it be true that it prefers to
unite with beauty, yet not in an exclusive manner? What
is grace if it proceeds from beauty, but yet produces the
effects of beauty, even when beauty is absent. What is
it, if beauty can exist indeed without it, and yet has no
attraction except with it? The delicate feeling of the
Greek people had marked at an early date this distinction
between grace and beauty, whereof the reason was not
then able to give an account; and, seeking the means to
express it, it borrowed images from the imagination,
because the understanding could not offer notions to this
end. On this score, the myth of the girdle deserves to
fix the attention of the philosopher, who, however, ought
to be satisfied to seek ideas corresponding with these pictures
when the pure instinctive feeling throws out its
discoveries, or, in other words, with explaining the hieroglyphs
of sensation. If we strip off its allegorical veil
from this conception of the Greeks, the following appears
the only meaning it admits.
Grace is a kind of movable beauty, I mean a beauty
which does not belong essentially to its subject, but
which may be produced accidentally in it, as it may
also disappear from it. It is in this that grace is
distinguished from beauty properly so called, or fixed
beauty, which is necessarily inherent in the subject itself.
Venus can no doubt take off her girdle and give it up for
the moment to Juno, but she could only give up her beauty
with her very person. Venus, without a girdle, is no
longer the charming Venus, without beauty she is no longer
Venus.
But this girdle as a symbol of movable beauty has this
particular feature, that the person adorned with it not only
appears more graceful, but actually becomes so. The
girdle communicates objectively this property of grace, in
this contrasting with other articles of dress, which have
only subjective effects, and without modifying the person
herself, only modify the impression produced on the
imagination of others. Such is the express meaning of
the Greek myth; grace becomes the property of the person
177who puts on this girdle; she does more than appear
amiable, it is so in fact.
No doubt it may be thought that a girdle, which after all
is only an outward, artificial ornament, does not prove a
perfectly correct emblem to express grace as a personal
quality. But a personal quality that is conceived at the
same time as separable from the subject, could only be
represented to the senses by an accidental ornament which
can be detached from the person, without the essence of
the latter being affected by it.
Thus the girdle of charms operates not by a natural
effect (for then it would not change anything in the person
itself) but by a magical effect; that is to say, its virtue
extends beyond all natural conditions. By this means,
which is nothing more, I admit, than an expedient, it has
been attempted to avoid the contradiction to which the
mind, as regards its representative faculty, is unavoidably
reduced, every time it asks an expression from nature herself,
for an object foreign to nature and which belongs to
the free field of the ideal. If this magic girdle is the symbol
of an objective property which can be separated from
its subject without modifying in any degree its nature,
this myth can only express one thing—the beauty of
movement, because movement is the only modification
that can affect an object without changing its identity.
The beauty of movement is an idea that satisfies the
two conditions contained in the myth which now occupies
us. In the first place, it is an objective beauty, not entirely
depending upon the impression that we receive from
the object, but belonging to the object itself. In the second
place, this beauty has in itself something accidental, and
the object remains identical even when we conceive it
to be deprived of this property. The girdle of attractions
does not lose its magic virtue in passing to an object
of less beauty, or even to that which is without beauty;
that is to say, that a being less beautiful, or even one
which is not beautiful, may also lay claim to the beauty of
movement. The myth tells us that grace is something
accidental in the subject in which we suppose it to be.
It follows that we can attribute this property only to
accidental movements. In an ideal of beauty the necessary
178movements must be beautiful, because inasmuch as
necessary they form an integral part of its nature; the
idea of Venus once given, the idea of this beauty of necessary
movements is that implicitly comprised in it; but
it is not the same with the beauty of accidental movements;
this is an extension of the former; there can be
a grace in the voice, there is none in respiration.
But all this beauty in accidental movements—is it
necessarily grace? It is scarcely necessary to notice that
the Greek fable attributes grace exclusively to humanity.
It goes still further, for even the beauty of form it restricts
within the limits of the human species, in which, as
we know, the Greeks included also their gods. But if
grace is the exclusive privilege of the human form, none
of the movements which are common to man with the rest
of nature can evidently pretend to it. Thus, for example,
if it were admitted that the ringlets of hair on a beautiful
head undulate with grace, there would also be no reason
to deny a grace of movement to the branches of trees, to
the waves of the stream, to the ears of a field of corn, or
to the limbs of animals. No, the goddess of Cnidus represents
exclusively the human species; therefore, as soon
as you see only a physical creature in man, a purely sensuous
object, she is no longer concerned with him. Thus,
grace can only be met with in voluntary movements, and
then in those only which express some sentiment of the
moral order. Those which have as principle only animal
sensuousness belong only, however voluntary we may suppose
them to be, to physical nature, which never reaches
of itself to grace. If it were possible to have grace in
the manifestations of the physical appetites and instincts,
grace would no longer be either capable or worthy to serve
as the expression of humanity. Yet it is humanity alone
which to the Greek contains all the idea of beauty and of
perfection. He never consents to see separated from the
soul the purely sensuous part, and such is with him that
which might be called man’s sensuous nature, which it is
equally impossible for him to isolate either from his lower
nature or from his intelligence. In the same way that no
idea presents itself to his mind without taking at once a
visible form, and without his endeavoring to give a bodily
179envelope even to his intellectual conceptions, so he desires
in man that all his instinctive acts should express at the
same time his moral destination. Never for the Greek is
nature purely physical nature, and for that reason he does
not blush to honor it; never for him is reason purely reason,
and for that reason he has not to tremble in submitting
to its rule. The physical nature and moral sentiments,
matter and mind, earth and heaven, melt together with a
marvellous beauty in his poetry. Free activity, which is
truly at home only in Olympus, was introduced by him
even into the domain of sense, and it is a further reason
for not attaching blame to him if reciprocally he transported
the affections of the sense into Olympus. Thus,
this delicate sense of the Greeks, which never suffered the
material element unless accompanied by the spiritual principle,
recognizes in man no voluntary movement belonging
only to sense which did not at the same time manifest the
moral sentiment of the soul. It follows that for them
grace is one of the manifestations of the soul, revealed
through beauty in voluntary movements; therefore, wherever
there is grace, it is the soul which is the mobile, and
it is in her that beauty of movement has its principle. The
mythological allegory thus expresses the thought, “Grace
is a beauty not given by nature, but produced by the subject
itself.”
Up to the present time I have confined myself to unfolding
the idea of grace from the Greek myth, and I hope
I have not forced the sense: may I now be permitted to
try to what result a philosophical investigation on this
point will lead us, and to see if this subject, as so many
others, will confirm this truth, that the spirit of philosophy
can hardly flatter itself that it can discover anything which
has not already been vaguely perceived by sentiment and
revealed in poetry?
Without her girdle, and without the Graces, Venus represents
the ideal of beauty, such as she could have come
forth from the hands of nature, and such as she is made
without the intervention of mind endowed with sentiment
and by the virtue alone of plastic forces. It is not without
reason that the fable created a particular divinity to
represent this sort of beauty, because it suffices to see and
180to feel in order to distinguish it very distinctly from the
other, from that which derives its origin from the influence
of a mind endowed with sentiments.
This first beauty, thus formed by nature solely and in
virtue of the laws of necessity, I shall distinguish from
that which is regulated upon conditions of liberty, in calling
it, if allowed, beauty of structure (architectonic
beauty). It is agreed, therefore, to designate under this
name that portion of human beauty which not only has as
efficient principle the forces and agents of physical nature
(for we can say as much for every phenomenon), but which
also is determined, so far as it is beauty solely, by the
forces of this nature.
Well-proportioned limbs, rounded contours, an agreeable
complexion, delicacy of skin, an easy and graceful
figure, a harmonious tone of voice, etc., are advantages
which are gifts of nature and fortune: of nature, which
predisposed to this, and developed it herself; of fortune,
which protects against all influence adverse to the work of
nature.
Venus came forth perfect and complete from the foam
of the sea. Why perfect? because she is the finished and
exactly determined work of necessity, and on that account
she is neither susceptible of variety nor of progress. In
other terms, as she is only a beautiful representation of
the various ends which nature had in view in forming man,
and thence each of her properties is perfectly determined
by the idea that she realizes; hence it follows that we can
consider her as definitive and determined (with regard to
its connection with the first conception) although this
conception is subject, in its development, to the conditions
of time.
The architectonic beauty of the human form and its
technical perfection are two ideas, which we must take
good care not to confound. By the latter, the ensemble of
particular ends must be understood, such as they co-ordinate
between themselves towards a general and higher
end; by the other, on the contrary, a character suited to
the representation of these ends, as far as these are revealed,
under a visible form, to our faculty of seeing and
observing. When, then, we speak of beauty, we neither
181take into consideration the justness of the aims of nature
in themselves, nor formally, the degree of adaptation to the
principles of art which their combination could offer. Our
contemplative faculties hold to the manner in which the
object appears to them, without taking heed to its logical
constitution. Thus, although the architectonic beauty, in
the structure of man, be determined by the idea which
has presided at this structure, and by the ends that nature
proposes for it, the æsthetic judgment, making abstraction
of these ends, considers this beauty in itself; and in the
idea which we form of it, nothing enters which does not
immediately and properly belong to the exterior appearance.
We are, then, not obliged to say that the dignity of man
and of his condition heightens the beauty of his structure.
The idea we have of his dignity may influence, it is true,
the judgment that we form on the beauty of his structure;
but then this judgment ceases to be purely æsthetic.
Doubtless, the technical constitution of the human form is
an expression of its destiny, and, as such, it ought to excite
our admiration; but this technical constitution is represented
to the understanding and not to sense; it is a
conception and not a phenomenon. The architectonic
beauty, on the contrary, could never be an expression of
the destiny of man, because it addresses itself to quite a
different faculty from that to which it belongs to pronounce
upon his destiny.
If, then, man is, amongst all the technical forces created
by nature, that to whom more especially we attribute
beauty, this is exact and true only under one condition,
which is, that at once and upon the simple appearance he
justifies this superiority, without the necessity, in order to
appreciate it, that we bring to mind his humanity. For,
to recall this, we must pass through a conception; and
then it would no longer be the sense, but the understanding,
that would become the judge of beauty, which would
imply contradiction. Man, therefore, cannot put forward
the dignity of his moral destiny, nor give prominence to
his superiority as intelligence, to increase the price of his
beauty. Man, here, is but a being thrown like others into
space—a phenomenon amongst other phenomena. In the
182world of sense no account is made of the rank he holds in
the world of ideas; and if he desires in that to hold the
first place, he can only owe it to that in him which belongs
to the physical order.
But his physical nature is determined, we know, by the
idea of his humanity; from which it follows that his
architectonic beauty is so also mediately. If, then he is
distinguished by superior beauty from all other creatures
of the sensuous world, it is incontestable that he owes this
advantage to his destiny as man, because it is in it that
the reason is of the differences which in general separate
him from the rest of the sensuous world. But the beauty
of the human form is not due to its being the expression
of this superior destiny, for if it were so, this form would
necessarily cease to be beautiful, from the moment it began
to express a less high destiny, and the contrary to this
form would be beautiful as soon as it could be admitted
that it expresses this higher destination. However, suppose
that at the sight of a fine human face we could completely
forget that which it expresses, and put in its place,
without changing anything of its outside, the savage
instincts of the tiger, the judgment of the eyesight would
remain absolutely the same, and the tiger would be for it
the chef-d’œuvre of the Creator.
The destiny of man as intelligence contributes, then, to
the beauty of his structure only so far as the form that
represents this destiny, the expression that makes it felt,
satisfies at the same time the conditions which are prescribed
in the world of sense to the manifestations of the
beautiful; which signifies that beauty ought always to
remain a pure effect of physical nature, and that the
rational conception which had determined the technical
utility of the human structure cannot confer beauty, but
simply be compatible with beauty.
It could be objected, it is true, that in general all which
is manifested by a sensuous representation is produced by
the forces of nature, and that consequently this character
cannot be exclusively an indication of the beautiful.
Certainly, and without doubt, all technical creations are
the work of nature; but it is not by the fact of nature
that they are technical, or at least that they are so judged
183to be. They are technical only through the understanding,
and thus their technical perfection has already its existence
in the understanding, before passing into the world of sense,
and becoming a sensible phenomenon. Beauty, on the
contrary, has the peculiarity, that the sensuous world is
not only its theatre, but the first source from whence it
derives its birth, and that it owes to nature not only its
expression, but also its creation. Beauty is absolutely but
a property of the world of sense; and the artist, who has
the beautiful in view, would not attain to it but inasmuch
as he entertains this illusion, that his work is the work of
nature.
In order to appreciate the technical perfection of the
human body, we must bear in mind the ends to which it is
appropriated; this being quite unnecessary for the appreciation
of its beauty. Here the senses require no aid, and
of themselves judge with full competence; however they
would not be competent judges of the beautiful, if the
world of sense (the senses have no other object) did not
contain all the conditions of beauty and was therefore
competent to produce it. The beauty of man, it is true,
has for mediate reason the idea of his humanity, because
all his physical nature is founded on this idea; but the
senses, we know, hold to immediate phenomena, and for
them it is exactly the same as if this beauty were a simple
effect of nature, perfectly independent.
From what we have said, up to the present time, it
would appear that the beautiful can offer absolutely no
interest to the understanding, because its principle belongs
solely to the world of sense, and amongst all our faculties
of knowledge it addresses itself only to our senses. And
in fact, the moment that we sever from the idea of the
beautiful, as a foreign element, all that is mixed with the
idea of technical perfection, almost inevitably, in the
judgment of beauty, it appears that nothing remains to it
by which it can become the object of an intellectual
pleasure. And nevertheless, it is quite as incontestable
that the beautiful pleases the understanding, as it is beyond
doubt that the beautiful rests upon no property of the
object that could not be discovered but by the understanding.
184To solve this apparent contradiction, it must be remembered
that the phenomena can in two different ways pass
to the state of objects of the understanding and express
ideas. It is not always necessary that the understanding
draws these ideas from phenomena; it can also put them
into them. In the two cases, the phenomena will be adequate
to a rational conception, with this simple difference,
that, in the first case, the understanding finds it objectively
given, and to a certain extent only receives it from the
object because it is necessary that the idea should be given
to explain the nature and often even the possibility of the
object; whilst in the second case, on the contrary, it is the
understanding which of itself interprets, in a manner to
make of it the expression of its idea, that which the phenomenon
offers us, without any connection with this idea,
and thus treats by a metaphysical process that which in
reality is purely physical. There, then, in the association
of the idea with the object there is an objective necessity:
here, on the contrary, a subjective necessity at the utmost.
It is unnecessary to say that, in my mind, the first of these
two connections ought to be understood of technical perfection,
the second, of the beautiful.
As then in the second case it is a thing quite contingent
for the sensuous object that there should or should not be
outside of it an object which perceives it—an understanding
that associates one of its own ideas with it,
consequently, the ensemble of these objective properties
ought to be considered as fully independent of this idea;
we have perfectly the right to reduce the beautiful,
objectively, to the simple conditions of physical nature,
and to see nothing more in beauty than effect belonging
purely to the world of sense. But as, on the other side,
the understanding makes of this simple fact of the world
of sense a transcendent usage, and in lending it a higher
signification inasmuch as he marks it, as it were, with
his image, we have equally the right to transport the
beautiful, subjectively, into the world of intelligence. It
is in this manner that beauty belongs at the same time to
the two worlds—to one by the right of birth, to the other
by adoption; it takes its being in the world of sense, it
acquires the rights of citizenship in the world of understanding.
185It is that which explains how it can be that
taste, as the faculty for appreciating the beautiful, holds
at once the spiritual element and that of sense; and that
these two natures, incompatible one with the other, approach
in order to form in it a happy union. It is this
that explains how taste can conciliate respect for the understanding
with the material element, and with the rational
principle the favor and the sympathy of the senses, how
it can ennoble the perceptions of the senses so as to make
ideas of them, and, in a certain measure, transform the
physical world itself into a domain of the ideal.
At all events, if it is accidental with regard to the object,
that the understanding associates, at the representation
of this object, one of its own ideas with it, it is not the
less necessary for the subject which represents it to attach
to such a representation such an idea. This idea, and the
sensuous indication which corresponds to it in the object,
ought to be one with the other in such relation, that the
understanding be forced to this association by its own
immutable laws; the understanding then must have in
itself the reason which leads it to associate exclusively a
certain phenomenon with a certain determined idea, and,
reciprocally, the object should have in itself the reason for
which it exclusively provokes that idea and not another.
As to knowing what the idea can be which the understanding
carries into the beautiful, and by what objective property
the object gifted with beauty can be capable of serving
as symbol to this idea, is then a question much too
grave to be solved here in passing, and I reserve this
examination for an analytical theory of the beautiful.
The architectonic beauty of man is then, in the way I
have explained it, the visible expression of a rational conception,
but it is so only in the same sense and the same
title as are in general all the beautiful creations of nature.
As to the degree, I agree that it surpasses all the other
beauties; but with regard to kind, it is upon the same rank
as they are, because it also manifests that which alone is
perceptible of its subject, and it is only when we represent
it to ourselves that it receives a super-sensuous value.
If the ends of creation are marked in man with more
of success and of beauty than in the organic beings, it is
186to some extent a favor which the intelligence, inasmuch
as it dictated the laws of the human structure, has shown
to nature charged to execute those laws. The intelligence,
it is true, pursues its end in the technique of man with a
rigorous necessity, but happily its exigencies meet and
accord with the necessary laws of nature so well, that one
executes the order of the other whilst acting according to
its own inclination.
But this can only be true respecting the architectonic
beauty of man, where the necessary laws of physical
nature are sustained by another necessity, that of the
teleological principle which determines them. It is here
only that the beautiful could be calculated by relation to
the technique of the structure, which can no longer take
place when the necessity is on one side alone, and the
super-sensuous cause which determines the phenomenon
takes a contingent character. Thus, it is nature alone who
takes upon herself the architectonic beauty of man, because
here, from the first design, she had been charged
once for all by the creating intelligence with the execution
of all that man needs in order to arrive at the ends for
which he is destined, and she has in consequence no change
to fear in this organic work which she accomplishes.
But man is moreover a person—that is to say, a being
whose different states can have their cause in himself, and
absolutely their last cause; a being who can be modified
by reason that he draws from himself. The manner in
which he appears in the world of sense depends upon the
manner in which he feels and wills, and, consequently, upon
certain states which are freely determined by himself, and
not fatally by nature.
If man were only a physical creature, nature, at the
same time that she establishes the general laws of his
being, would determine also the various cases of application.
But here she divides her empire with free arbitration;
and, although its laws are fixed, it is the mind that
pronounces upon particular cases.
The domain of mind extends as far as living nature
goes, and it finishes only at the point at which organic life
loses itself in unformed matter, at the point at which the
animal forces cease to act. It is known that all the motive
187forces in man are connected one with the other, and this
makes us understand how the mind, even considered as
principle of voluntary movement, can propagate its action
through all organisms. It is not only the instruments of
the will, but the organs themselves upon which the will
does not immediately exercise its empire, that undergo,
indirectly at least, the influence of mind; the mind determines
them, not only designedly when it acts, but again,
without design, when it feels.
From nature in herself (this result is clearly perceived
from what precedes) we must ask nothing but a fixed
beauty, that of the phenomena that she alone has determined
according to the law of necessity. But with free
arbitration, chance (the accidental), interferes in the work
of nature, and the modifications that affect it thus under
the empire of free will are no longer, although all behave
according to its own laws, determined by these laws.
From thence it is to the mind to decide the use it will make
of its instruments, and with regard to that part of beauty
which depends on this use, nature has nothing further
to command, nor, consequently, to incur any responsibility.
And thus man by reason that, making use of his liberty,
he raises himself into the sphere of pure intelligences,
would find himself in danger of sinking, inasmuch as he
is a creature of sense, and of losing in the judgment of
taste that which he gains at the tribunal of reason. This
moral destiny, therefore, accomplished by the moral action
of man, would cost him a privilege which was assured to
him by this same moral destiny when only indicated in
his structure; a purely sensuous privilege, it is true, but
one which receives, as we have seen, a signification and a
higher value from the understanding. No; nature is too
much enamored with harmony to be guilty of so gross a
contradiction, and that which is harmonious in the world
of the understanding could not be rendered by a discord
in the world of sense.
As soon, then, as in man the person, the moral and
free agent, takes upon himself to determine the play of
phenomena, and by his intervention takes from nature
the power to protect the beauty of her work, he then, as it
188were, substitutes himself for nature, and assumes in a
certain measure, with the rights of nature, a part of the
obligations incumbent on her. When the mind, taking
possession of the sensuous matter subservient to it, implicates
it in his destiny and makes it depend on its own
modifications, it transforms itself to a certain point into a
sensuous phenomenon, and, as such, is obliged to recognize
the law which regulates in general all the phenomena.
In its own interest it engages to permit that nature in its
service, placed under its dependence, shall still preserve
its character of nature, and never act in a manner contrary
to its anterior obligations. I call the beautiful an obligation
of phenomena, because the want which corresponds
to it in the subject has its reason in the understanding
itself, and thus it is consequently universal and necessary.
I call it an anterior obligation because the senses, in the
matter of beauty, have given their judgment before the
understanding commences to perform its office.
Thus it is now free arbitration which rules the beautiful.
If nature has furnished the architectonic beauty, the soul
in its turn determines the beauty of the play, and now also
we know what we must understand by charm and grace.
Grace is the beauty of the form under the influence of free
will; it is the beauty of this kind of phenomena that the
person himself determines. The architectonic beauty does
honor to the author of nature; grace does honor to him
who possesses it. That is a gift, this is a personal
merit.
Grace can be found only in movement, for a modification
which takes place in the soul can only be manifested in
the sensuous world as movement. But this does not prevent
features fixed and in repose also from possessing
grace. There immobility is, in its origin, movement which,
from being frequently repeated, at length becomes habitual,
leaving durable traces.
But all the movements of man are not capable of grace.
Grace is never otherwise than beauty of form animated
into movement by free will; and the movements which
belong only to physical nature could not merit the name.
It is true that an intellectual man, if he be keen, ends by
rendering himself master of almost all the movements of
189the body; but when the chain which links a fine lineament
to a moral sentiment lengthens much, this lineament becomes
the property of the structure, and can no longer be
counted as a grace. It happens, ultimately, that the mind
moulds the body, and that the structure is forced to modify
itself according to the play that the soul imprints upon
the organs, so entirely, that grace finally is transformed—and
the examples are not rare—into architectonic beauty.
As at one time an antagonistic mind which is ill at ease
with itself alters and destroys the most perfect beauty
of structure, until at last it becomes impossible to recognize
this magnificent chef-d’œuvre of nature in the state
to which it is reduced under the unworthy hands of free
will, so at other times the serenity and perfect harmony
of the soul come to the aid of the hampered technique,
unloose nature and develop with divine splendor the
beauty of form, enveloped until then, and oppressed.
The plastic nature of man has in it an infinity of resources
to retrieve the negligencies and repair the faults
that she may have committed. To this end it is sufficient
that the mind, the moral agent, sustain it, or even withhold
from troubling it in the labor of rebuilding.
Since the movements become fixed (gestures pass to
a state of lineament), are themselves capable of grace, it
would perhaps appear to be rational to comprehend equally
under this idea of beauty some apparent or imitative
movements (the flamboyant lines for example, undulations).
It is this which Mendelssohn upholds. But then the
idea of grace would be confounded with the ideal
of beauty in general, for all beauty is definitively but a
property of true or apparent movement (objective or
subjective), as I hope to demonstrate in an analysis of
beauty. With regard to grace, the only movements which
can offer any are those which respond at the same time to
a sentiment.
The person (it is known what I mean by the expression)
prescribes the movements of the body, either through the
will, when he desires to realize in the world of sense an
effect of which he has proposed the idea, and in that case
the movements are said to be voluntary or intentional; or,
on the other hand, they take place without its will taking
190any part in it—in virtue of a fatal law of the organism—but
on the occasion of a sentiment, in the latter case, I
say that the movements are sympathetic. The sympathetic
movement, though it may be involuntary and provoked by
a sentiment, ought not to be confounded with those purely
instinctive movements that proceed from physical sensibility.
Physical instinct is not a free agent, and that
which it executes is not an act of the person; I understand
then here exclusively, by sympathetic movements, those
which accompany a sentiment, a disposition of the moral
order.
The question that now presents itself is this: Of these
two kinds of movement, having their principle in the person,
which is capable of grace?
That which we are rigorously forced to distinguish in
philosophic analysis is not always separated also in the
real. Thus it is rare that we meet intentional movements
without sympathetic movements, because the will determines
the intentional movements only after being decided
itself by the moral sentiments which are the principle of
the sympathetic movements. When a person speaks, we
see his looks, his lineaments, his hands, often the whole
person all together speaks to us; and it is not rare that
this mimic part of the discourse is the most eloquent.
Still more there are cases where an intentional movement
can be considered at the same time as sympathetic; and
it is that which happens when something involuntary
mingles with the voluntary act which determines this
movement.
I will explain: the mode, the manner in which a voluntary
movement is executed, is not a thing so exactly determined
by the intention which is proposed by it that it
cannot be executed in several different ways. Well, then,
that which the will or intention leaves undetermined can
be sympathetically determined by the state of moral sensibility
in which the person is found to be, and consequently
can express this state. When I extend the arm
to seize an object, I execute, in truth, an intention, and
the movement I make is determined in general by the end
that I have in view; but in what way does my arm approach
the object? how far do the other parts of my body
191follow this impulsion? What will be the degree of slowness
or of the rapidity of the movement? What amount
of force shall I employ? This is a calculation of which
my will, at the instant, takes no account, and in consequence
there is a something left to the discretion of nature.
But nevertheless, though that part of the movement is
not determined by the intention itself, it must be decided
at length in one way or the other, and the reason is that
the manner in which my moral sensibility is affected can
have here decisive influence: it is this which will give the
tone, and which thus determines the mode and the manner
of the movement. Therefore this influence, which exercises
upon the voluntary movement the state of moral sensibility
in which the subject is found, represents precisely the involuntary
part of this movement, and it is there then that we
must seek for grace.
A voluntary movement, if it is not linked to any sympathetic
movement—or that which comes to the same
thing, if there is nothing involuntary mixed up with it
having for principle the moral state of sensibility in which
the subject happens to be—could not in any manner
present grace, for grace always supposes as a cause a disposition
of the soul. Voluntary movement is produced
after an operation of the soul, which in consequence is
already completed at the moment in which the movement
takes place.
The sympathetic movement, on the contrary, accompanies
this operation of the soul, and the moral state of sensibility
which decides it to this operation. So that this
movement ought to be considered as simultaneous with regard
to both one and the other.
From that alone it results that voluntary movement not
proceeding immediately from the disposition of the subject
could not be an expression of this disposition also. For
between the disposition and the movement itself the volition
has intervened, which, considered in itself, is something
perfectly indifferent. This movement is the work
of the volition, it is determined by the aim that is proposed;
it is not the work of the person, nor the product
of the sentiments that affect it.
The voluntary movement is united but accidentally with
192the disposition which precedes it; the concomitant movement,
on the contrary, is necessarily linked to it. The
first is to the soul that which the conventional signs of
speech are to the thoughts which they express. The second,
on the contrary, the sympathetic movement or concomitant,
is to the soul that which the cry of passion is to
the passion itself. The involuntary movement is, then, an
expression of the mind, not by its nature, but only by its
use. And in consequence we are not authorized to say
that the mind is revealed in a voluntary movement; this
movement never expresses more than the substance of the
will (the aim), and not the form of the will (the disposition).
The disposition can only manifest itself to us by concomitant
movements.
It follows that we can infer from the words of a man
the kind of character he desires to have attributed to him;
but if we desire to know what is in reality his character
we must seek to divine it in the mimic expression which
accompanies his words, and in his gestures, that is to say,
in the movements which he did not desire. If we perceive
that this man wills even the expression of his features,
from the instant we have made this discovery we cease to
believe in his physiognomy and to see in it an indication
of his sentiments.
It is true that a man, by dint of art and of study, can at
last arrive at this result, to subdue to his will even the
concomitant movements; and, like a clever juggler, to
shape according to his pleasure such or such a physiognomy
upon the mirror from which his soul is reflected
through mimic action. But then, with such a man all is
dissembling, and art entirely absorbs nature. The true
grace, on the contrary, ought always to be pure nature,
that is to say, involuntary (or at least appear to be so), to
be graceful. The subject even ought not to appear to
know that it possesses grace.
By which we can also see incidentally what we must
think of grace, either imitated or learned (I would willingly
call it theatrical grace, or the grace of the dancing-master).
It is the pendant of that sort of beauty which a
woman seeks from her toilet-table, reinforced with rouge,
white paint, false ringlets, pads, and whalebone. Imittative
193grace is to true grace what beauty of toilet is to
architectonic beauty. One and the other could act in absolutely
the same manner upon the senses badly exercised,
as the original of which they wish to be the imitation;
and at times even, if much art is put into it, they might
create an illusion to the connoisseur. But there will be
always some indication through which the intention and
constraint will betray it in the end, and this discovery will
lead inevitably to indifference, if not even to contempt and
disgust. If we are warned that the architectonic beauty
is factitious, at once, the more it has borrowed from a
nature which is not its own, the more it loses in our eyes
of that which belongs to humanity (so far as it is phenomenal),
and then we, who forbid the renunciation lightly of
an accidental advantage, how can we see with pleasure or
even with indifference an exchange through which man
sacrifices a part of his proper nature in order to substitute
elements taken from inferior nature? How, even supposing
we could forgive the illusion produced, how could we
avoid despising the deception? If we are told that grace
is artificial, our heart at once closes; our soul, which at
first advanced with so much vivacity to meet the graceful
object, shrinks back. That which was mind has suddenly
become matter. Juno and her celestial beauty has vanished,
and in her place there is nothing but a phantom of
vapor.
Although grace ought to be, or at least ought to appear,
something involuntary, still we seek it only in the movements
that depend more or less on the will. I know also
that grace is attributed to a certain mimic language, and
we say a pleasing smile, a charming blush, though the
smile and the blush are sympathetic movements, not determined
by the will, but by moral sensibility. But besides
that, the first of these movements is, after all, in our
power, and that it is not shown that in the second there is,
properly speaking, any grace, it is right to say, in general,
that most frequently when grace appears it is on the occasion
of a voluntary movement. Grace is desired both in
language and in song; it is asked for in the play of the
eyes and of the mouth, in the movements of the hands and
the arms whenever these movements are free and voluntary;
194it is required in the walk, in the bearing, and attitude,
in a word, in all exterior demonstrations of man, so far
as they depend on his will. As to the movements which
the instinct of nature produces in us, or which an overpowering
affection excites, or, so to speak, is lord over;
that which we ask of these movements, in origin purely
physical, is, as we shall see presently, quite another thing
than grace. These kinds of movements belong to nature,
and not to the person; but it is from the person alone, as
we have seen, that all grace issues.
If, then, grace is a property that we demand only from
voluntary movements, and if, on the other hand, all voluntary
element should be rigorously excluded from grace,
we have no longer to seek it but in that portion of the
intentional movements to which the intention of the
subject is unknown, but which, however, does not cease to
answer in the soul to a moral cause.
We now know in what kind of movements he must ask
for grace; but we know nothing more, and a movement
can have these different characters, without on that account
being graceful; it is as yet only speaking (or
mimic).
I call speaking (in the widest sense of the word) every
physical phenomenon which accompanies and expresses a
certain state of the soul; thus, in this acceptation, all the
sympathetic movements are speaking, including those
which accompany the simple affections of the animal sensibility.
The aspect, even, under which the animals present themselves,
can be speaking, as soon as they outwardly show
their inward dispositions. But, with them, it is nature
alone which speaks, and NOT LIBERTY. By the permanent
configuration of animals through their fixed and architectonic
features, nature expresses the aim she proposed
in creating them; by their mimic traits she expresses the
want awakened and the want satisfied. Necessity reigns
in the animal as well as in the plant, without meeting
the obstacle of a person. The animals have no individuality
farther than each of them is a specimen by itself
of a general type of nature, and the aspect under which
they present themselves at such or such an instant of their
195duration is only a particular example of the accomplishment
of the views of nature under determined natural
conditions.
To take the word in a more restricted sense, the configuration
of man alone is speaking, and it is itself so only
in those of the phenomena that accompany and express
the state of its moral sensibility.
I say it is only in this sort of phenomena; for, in all
the others, man is in the same rank as the rest of sensible
beings. By the permanent configuration of man, by his
architectonic features, nature only expresses, just as in the
animals and other organic beings, her own intention. It
is true the intention of nature may go here much further,
and the means she employs to reach her end may offer in
their combination more of art and complication; but all
that ought to be placed solely to the account of nature,
and can confer no advantage on man himself.
In the animal, and in the plant, nature gives not only
the destination; she acts herself and acts alone in the
accomplishment of her ends. In man, nature limits herself
in marking her views; she leaves to himself their
accomplishment, it is this alone that makes of him a
man.
Alone of all known beings—man, in his quality of person,
has the privilege to break the chain of necessity by
his will, and to determine in himself an entire series of
fresh spontaneous phenomena. The act by which he thus
determines himself is properly that which we call an
action, and the things that result from this sort of action
are what we exclusively name his acts. Thus man can
only show his personality by his own acts.
The configuration of the animal not only expresses the
idea of his destination, but also the relation of his present
state with this destination. And as in the animal it is
nature which determines and at the same time accomplishes
its destiny, the configuration of the animal can never express
anything else than the work of nature.
If then nature, whilst determining the destiny of man,
abandons to the will of man himself the care to accomplish
it, the relation of his present state with his destiny
cannot be a work of nature, but ought to be the work of
196the person; it follows, that all in the configuration which
expresses this relation will belong, not to nature, but to
the person, that is to say, will be considered as a personal
expression; if then, the architectonic part of his configuration
tells us the views that nature proposed to herself in
creating him, the mimic part of his face reveals what he
has himself done for the accomplishment of these
views.
It is not then enough for us, when there is question
of the form of man, to find in it the expression of humanity
in general, or even of that which nature has herself
contributed to the individual in particular, in order to
realize the human type in it; for he would have that in
common with every kind of technical configuration. We
expect something more of his face; we desire that it reveal
to us at the same time, up to what point man himself,
in his liberty, has contributed towards the aim of nature;
in other words, we desire that his face bear witness to his
character. In the first case we see that nature proposed
to create in him a man; but it is in the second case only
that we can judge if he has become so in reality.
Thus, the face of a man is truly his own only inasmuch
as his face is mimic; but also all that is mimic in his face
is entirely his own. For, if we suppose the case in which
the greatest part, and even the totality, of these mimic
features express nothing more than animal sensations or
instincts, and, in consequence, would show nothing more
than the animal in him, it would still remain that it was in
his destiny and in his power to limit, by his liberty, his
sensuous nature. The presence of these kinds of traits
clearly witness that he has not made use of this faculty.
We see by that he has not accomplished his destiny, and
in this sense his face is speaking; it is still a moral expression,
the same as the non-accomplishment of an act
commanded by duty is likewise a sort of action.
We must distinguish from these speaking features which,
are always an expression of the soul, the features nonspeaking
or dumb, which are exclusively the work of
plastic nature, and which it impresses on the human face
when it acts independently of all influence of the soul.
I call them dumb, because, like incomprehensible figures
197put there by nature, they are silent upon the character.
They mark only distinctive properties attributed by nature
to all the kind; and if at times they are sufficient to distinguish
the individual, they at least never express anything
of the person.
These features are by no means devoid of signification
for the physiognomist, because the physiognomist not
only studies that which man has made of his being,
but also that which nature has done for him and against
him.
It is not also easy to determine with precision where
the dumb traits or features end, where the speaking traits
commence. The plastic forces on one side, with their
uniform action, and, on the other, the affections which
depend on no law, dispute incessantly the ground; and
that which nature, in its dumb and indefatigable activity,
has succeeded in raising up, often is overturned by liberty,
as a river that overflows and spreads over its banks: the
mind when it is gifted with vivacity acquires influence over
all the movements of the body, and arrives at last indirectly
to modify by force the sympathetic play as far as
the architectonic and fixed forms of nature, upon which
the will has no hold. In a man thus constituted it becomes
at last characteristic; and it is that which we can often
observe upon certain heads which a long life, strange accidents,
and an active mind have moulded and worked. In
these kinds of faces there is only the generic character
which belongs to plastic nature; all which here forms individuality
is the act of the person himself, and it is this
which causes it to be said, with much reason, that those
faces are all soul.
Look at that man, on the contrary, who has made for
himself a mechanical existence, those disciples of the rule.
The rule can well calm the sensuous nature, but not
awaken human nature, the superior faculties: look at
those flat and inexpressive physiognomies; the finger of
nature has alone left there its impression; a soul inhabits
these bodies, but it is a sluggish soul, a discreet guest,
and, as a peaceful and silent neighbor who does not disturb
the plastic force at its work, left to itself. Never a
thought which requires an effort, never a movement of
198passion, hurries the calm cadence of physical life. There
is no danger that the architectonic features ever become
changed by the play of voluntary movements, and never
would liberty trouble the functions of vegetative life. As
the profound calm of the mind does not bring about a
notable degeneracy of forces, the expense would never
surpass the receipts; it is rather the animal economy which
would always be in excess. In exchange for a certain sum
of well-being which it throws as bait, the mind makes
itself the servant, the punctual major-domo of physical
nature, and places all his glory in keeping his books in
order. Thus will be accomplished that which organic
nature can accomplish; thus will the work of nutrition and
of reproduction prosper. So happy a concord between
animal nature and the will cannot but be favorable to
architectonic beauty, and it is there that we can observe
this beauty in all its purity. But the general forces of
nature, as every one knows, are eternally at warfare with
the particular or organic forces, and, however cleverly balanced
is the technique of a body, the cohesion and the
weight end always by getting the upper hand. Also architectonic
beauty, so far as it is a simple production of
nature, has its fixed periods, its blossoming, its maturity,
and its decline—periods the revolution of which can easily
be accelerated, but not retarded in any case, by the play
of the will, and this is the way in which it most frequently
finishes; little by little matter takes the upper hand over
form, and the plastic principle, which vivified the being,
prepares for itself its tomb under the accumulation of
matter.
However, although no dumb trait, considered in an
isolated point of view, can be an expression of the mind,
a face composed entirely of these kinds of features can be
characterized in its entireness by precisely the same reason
as a face which is speaking only as an expression of
sensuous nature can be nevertheless characteristic. I
mean to say that the mind is obliged to exercise its activity
and to feel conformably to its moral nature, and it accuses
itself and betrays its fault when the face which it
animates shows no trace of this moral activity. If, therefore,
the pure and beautiful expression of the destination
199of man, which is marked in his architectonic structure,
penetrates us with satisfaction and respect for the sovereign,
reason, who is the author of it, at all events these
two sentiments will not be for us without mixture but in as
far as we see in man a simple creation of nature. But if
we consider in him the moral person, we have a right to
demand of his face an expression of the person, and if
this expectation is deceived contempt will infallibly follow.
Simply organic beings have a right to our respect as creatures;
man cannot pretend to it but in the capacity of
creator, that is to say, as being himself the determiner of
his own condition. He ought not only, as the other sensuous
creatures, to reflect the rays of a foreign intelligence,
were it even the divine intelligence; man ought, as
a sun, to shine by his own light.
Thus we require of man a speaking expression as soon
as he becomes conscious of his moral destiny; but we desire
at the same time that this expression speak to his advantage,
that is to say, it marks in him sentiments conformable
to his moral destiny, and a superior moral aptitude.
This is what reason requires in the human face.
But, on the other side, man, as far as he is a phenomenon,
is an object of sense; there, where the moral sentiment
is satisfied, the æsthetic sentiment does not understand
its being made a sacrifice, and the concomity with
an idea ought not to lessen the beauty of the phenomenon.
Thus, as much as reason requires an expression of the
morality of the subject in the human face, so much, and
with no less rigor, does the eye demand beauty. As these
two requirements, although coming from the principles of
the appreciation of different degrees, address themselves
to the same object, also both one and the other must be
given satisfaction by one and the same cause. The disposition
of the soul which places man in the best state for
accomplishing his moral destiny ought to give place to an
expression that will be at the same time the most advantageous
to his beauty as phenomenon; in other terms, his
moral exercise ought to be revealed by grace.
But a great difficulty now presents itself from the idea
alone of the expressive movements which bear witness to
the morality of the subject: it appears that the cause of
200these movements is necessarily a moral cause, a principle
which resides beyond the world of sense; and from the
sole idea of beauty it is not less evident that its principle
is purely sensuous, and that it ought to be a simple effect
of nature, or at the least appear to be such. But if the
ultimate reason of the movements which offer a moral expression
is necessarily without, and the ultimate reason of
the beautiful necessarily within, the sensuous world, it appears
that grace, which ought to unite both of them, contains
a manifest contradiction.
To avoid this contradiction we must admit that the
moral cause, which in our soul is the foundation of grace,
brings, in a necessary manner, in the sensibility which depends
on that cause, precisely that state which contains in
itself the natural conditions of beauty. I will explain.
The beautiful, as each sensuous phenomenon, supposes
certain conditions, and, in as far as it is beautiful, these
are purely conditions of the senses; well, then, in that
the mind (in virtue of a law that we cannot fathom), from
the state in which it is, itself prescribes to physical nature
which accompanies it, its own state, and in that the state
of moral perfection is precisely in it the most favorable
for the accomplishment of the physical conditions of
beauty, it follows that it is the mind which renders beauty
possible; and there its action ends. But whether real
beauty comes forth from it, that depends upon the physical
conditions alluded to, and is consequently a free effect of
nature. Therefore, as it cannot be said that nature is
properly free in the voluntary movements, in which it is
employed but as a means to attain an end, and as, on the
other side, it cannot be said that it is free in its involuntary
movements, which express the moral, the liberty with
which it manifests itself, dependent as it is on the will of
the subject, must be a concession that the mind makes to
nature; and, consequently, it can be said that grace is a
favor in which the moral has desired to gratify the sensuous
element; the same as the architectonic beauty may
be considered as nature acquiescing to the technical form.
May I be permitted a comparison to clear up this point?
Let us suppose a monarchical state administered in such a
way that, although all goes on according to the will of one
201person, each citizen could persuade himself that he governs
and obeys only his own inclination, we should call that
government a liberal government.
But we should look twice before we should thus qualify
a government in which the chief makes his will outweigh
the wishes of the citizens, or a government in which the
will of the citizens outweighs that of the chief. In the
first case, the government would be no more liberal; in
the second, it would not be a government at all.
It is not difficult to make application of these examples
to what the human face could be under the government of
the mind. If the mind is manifested in such a way
through the sensuous nature subject to its empire that it
executes its behests with the most faithful exactitude, or
expresses its sentiments in the most perfectly speaking
manner, without going in the least against that which the
æsthetic sense demands from it as a phenomenon, then we
shall see produced that which we call grace. But this is
far from being grace, if mind is manifested in a constrained
manner by the sensuous nature, or if sensuous
nature acting alone in all liberty the expression of moral
nature was absent. In the first case there would not be
beauty; in the second the beauty would be devoid of play.
The super-sensuous cause, therefore, the cause of which
the principle is in the soul, can alone render grace speaking,
and it is the purely sensuous cause having its principle
in nature which alone can render it beautiful. We
are not more authorized in asserting that mind engenders
beauty than we should be, in the former example, in maintaining
that the chief of the state produces liberty; because
we can indeed leave a man in his liberty, but not
give it to him.
But just as when a people feels itself free under the
constraint of a foreign will, it is in a great degree due to
the sentiments animating the prince; and as this liberty
would run great risks if the prince took opposite sentiments,
so also it is in the moral dispositions of the mind
which suggests them that we must seek the beauty of free
movements. And now the question which is presented is
this one: What then are the conditions of personal morality
which assure the utmost amount of liberty to the sensuous
202instruments of the will? and what are the moral sentiments
which agree the best in their expression with the
beautiful?
That which is evident is that neither the will, in the
intentional movement, nor the passion, in the sympathetic
movement, ought to act as a force with regard to the
physical nature which is subject to it, in order that this,
in obeying it, may have beauty. In truth, without going
further, common sense considers ease to be the first requisite
of grace. It is not less evident that, on another side, nature
ought not to act as a force with regard to mind, in order
to give occasion for a fine moral expression; for there,
where physical nature commands alone, it is absolutely
necessary that the character of the man should vanish.
We can conceive three sorts of relation of man with
himself: I mean the sensuous part of man with the reasonable
part. From these three relations we have to seek
which is that one which best suits him in the sensuous
world, and the expression of which constitutes the beautiful.
Either man enforces silence upon the exigencies of
his sensuous nature, to govern himself conformably with
the superior exigencies of his reasonable nature; or else,
on the contrary, he subjects the reasonable portion of his
being to the sensuous part, reducing himself thus to obey
only the impulses which the necessity of nature imprints
upon him, as well as upon the other phenomena; or lastly,
harmony is established between the impulsions of the one
and the laws of the other, and man is in perfect accord
with himself.
If he has the consciousness of his spiritual person, of his
pure autonomy, man rejects all that is sensuous, and it
is only when thus isolated from matter that he feels to
the full his moral liberty. But for that, as his sensuous
nature opposes an obstinate and vigorous resistance to
him, he must, on his side, exercise upon it a notable
pressure and a strong effort, without which he could
neither put aside the appetites nor reduce to silence the
energetic voice of instinct. A mind of this quality makes
the physical nature which depends on him feel that it has
a master in him, whether it fulfils the orders of the will
or endeavors to anticipate them. Under its stern discipline
203sensuousness appears then repressed, and interior
resistance will betray itself exteriorly by the constraint.
This moral state cannot, then, be favorable to beauty,
because nature cannot produce the beautiful but as far as
it is free, and consequently that which betrays to us the
struggles of moral liberty against matter cannot either be
grace.
If, on the contrary, subdued by its wants, man allows
himself to be governed without reserve by the instinct of
nature, it is his interior autonomy that vanishes, and with
it all trace of this autonomy is exteriorly effaced. The
animal nature is alone visible upon his visage; the eye
is watery and languishing, the mouth rapaciously open,
the voice trembling and muffled, the breathing short and
rapid, the limbs trembling with nervous agitation: the
whole body by its languor betrays its moral degradation.
Moral force has renounced all resistance, and physical
nature, with such a man, is placed in full liberty. But
precisely this complete abandonment of moral independence,
which occurs ordinarily at the moment of sensuous
desire, and more still at the moment of enjoyment, sets suddenly
brute matter at liberty which until then had been
kept in equilibrium by the active and passive forces.
The inert forces of nature commence from thence to gain
the upper hand over the living forces of the organism;
the form is oppressed by matter, humanity by common
nature. The eye, in which the soul shone forth, becomes
dull, or it protrudes from its socket with I know not what
glassy haggardness; the delicate pink of the cheeks
thickens, and spreads as a coarse pigment in uniform
layers. The mouth is no longer anything but a simple
opening, because its form no longer depends upon the
action of forces, but on their non-resistance; the gasping
voice and breathing are no more than an effort to ease
the laborious and oppressed lungs, and which show a
simple mechanical want, with nothing that reveals a soul.
In a word, in that state of liberty which physical nature
arrogates to itself from its chief, we must not think of
beauty. Under the empire of the moral agent, the liberty
of form was only restrained, here it is crushed by brutal
matter, which gains as much ground as is abstracted from
204the will. Man in this state not only revolts the moral
sense, which incessantly claims of the face an expression of
human dignity, but the æsthetic sense, which is not content
with simple matter, and which finds in the form an
unfettered pleasure—the æsthetic sense will turn away
with disgust from such a spectacle, where concupiscence
could alone find its gratification.
Of these two relations between the moral nature of man
and his physical nature, the first makes us think of a monarchy,
where strict surveillance of the prince holds in hand
all free movement; the second is an ochlocracy, where the
citizen, in refusing to obey his legitimate sovereign, finds
he has liberty quite as little as the human face has beauty
when the moral autonomy is oppressed; nay, on the contrary,
just as the citizens are given over to the brutal despotism of the lowest classes, so the form is given over
here to the despotism of matter. Just as liberty finds
itself between the two extremes of legal oppression and
anarchy, so also we shall find the beautiful between two extremes,
between the expression of dignity which bears
witness to the domination exercised by the mind, and the
voluptuous expression which reveals the domination exercised
by instinct.
In other terms, if the beauty of expression is incompatible
with the absolute government of reason over sensuous
nature, and with the government of sensuous nature over
the reason, it follows that the third state (for one could
not conceive a fourth)—that in which the reason and the
senses, duty and inclination, are in harmony—will be that
in which the beauty of play is produced. In order that
obedience to reason may become an object of inclination,
it must represent for us the principle of pleasure; for
pleasure and pain are the only springs which set the instincts
in motion. It is true that in life it is the reverse
that takes place, and pleasure is ordinarily the motive for
which we act according to reason. If morality itself has
at last ceased to hold this language, it is to the immortal
author of the “Critique” to whom we must offer our
thanks; it is to him to whom the glory is due of having
restored the healthy reason in separating it from all systems.
But in the manner in which the principles of this
205philosopher are ordinarily expressed by himself and also
by others, it appears that the inclination can never be for
the moral sense otherwise than a very suspicious companion,
and pleasure a dangerous auxiliary for moral determinations.
In admitting that the instinct of happiness
does not exercise a blind domination over man, it does not
the less desire to interfere in the moral actions which depend
on free arbitration, and by that it changes the pure
action of the will, which ought always to obey the law
alone, never the instinct. Thus, to be altogether sure that
the inclination has not interfered with the demonstrations
of the will, we prefer to see it in opposition rather than in
accord with the law of reason; because it may happen too
easily, when the inclination speaks in favor of duty, that
duty draws from the recommendation all its credit over the
will. And in fact, as in practical morals, it is not the conformity
of the acts with the law, but only the conformity
of the sentiments with duty, which is important. We do
not attach, and with reason, any value to this consideration,
that it is ordinarily more favorable to the conformity
of acts with the law that inclination is on the side of duty.
As a consequence, this much appears evident: that the
assent of sense, if it does not render suspicious the conformity
of the will with duty, at least does not guarantee
it. Thus the sensuous expression of this assent, expression
that grace offers to us, could never bear a sufficient
available witness to the morality of the act in which it is
met; and it is not from that which an action or a sentiment
manifests to the eyes by graceful expression that we
must judge of the moral merit of that sentiment or of that
action.
Up to the present time I believe I have been in perfect
accord with the rigorists in morals. I shall not become, I
hope, a relaxed moralist in endeavoring to maintain in the
world of phenomena and in the real fulfilment of the law
of duty those rights of sensuous nature which, upon the
ground of pure reason and in the jurisdiction of the moral
law, are completely set aside and excluded.
I will explain. Convinced as I am, and precisely because
I am convinced, that the inclination in associating
itself to an act of the will offers no witness to the pure
206conformity of this act with the duty, I believe that we are
able to infer from this that the moral perfection of man
cannot shine forth except from this very association of his
inclination with his moral conduct. In fact, the destiny
of man is not to accomplish isolated moral acts, but to be
a moral being. That which is prescribed to him does not
consist of virtues, but of virtue, and virtue is not anything
else “than an inclination for duty.” Whatever, then, in
the objective sense, may be the opposition which separates
the acts suggested by the inclination from those which
duty determines, we cannot say it is the same in the subjective
sense; and not only is it permitted to man to accord
duty with pleasure, but he ought to establish between
them this accord, he ought to obey his reason with a sentiment
of joy. It is not to throw it off as a burden, nor
to cast it off as a too coarse skin. No, it is to unite it, by
a union the most intimate, with his Ego, with the most
noble part of his being, that a sensuous nature has been
associated in him to his purely spiritual nature. By the
fact that nature has made of him a being both at once reasonable
and sensuous, that is to say, a man, it has prescribed
to him the obligation not to separate that which she
has united; not to sacrifice in him the sensuous being, were
it in the most pure manifestations of the divine part; and
never to found the triumph of one over the oppression and
the ruin of the other. It is only when he gathers, so to
speak, his entire humanity together, and his way of thinking
in morals becomes the result of the united action of
the two principles, when morality has become to him a
second nature, it is then only that it is secure; for, as far
as the mind and the duty are obliged to employ violence,
it is necessary that the instinct shall have force to resist
them. The enemy which only is overturned can rise up
again, but the enemy reconciled is truly vanquished. In
the moral philosophy of Kant the idea of duty is proposed
with a harshness enough to ruffle the Graces, and one
which could easily tempt a feeble mind to seek for moral
perfection in the sombre paths of an ascetic and monastic
life. Whatever precautions the great philosopher has been
able to take in order to shelter himself against this false
interpretation, which must be repugnant more than all else
207to the serenity of the free mind, he has lent it a strong impulse,
it seems to me, in opposing to each other by a harsh
contrast the two principles which act upon the human will.
Perhaps it was hardly possible, from the point of view in
which he was placed, to avoid this mistake; but he has
exposed himself seriously to it. Upon the basis of the
question there is no longer, after the demonstration he has
given, any discussion possible, at least for the heads which
think and which are quite willing to be persuaded; and I
am not at all sure if it would not be better to renounce at
once all the attributes of the human being than to be
willing to reach on this point, by reason, a different result.
But although he began to work without any prejudice when
he searched for the truth, and though all is here explained
by purely objective reasons, it appears that when he put
forward the truth once found he had been guided by a
more subjective maxim, which is not difficult, I believe, to
be accounted for by the time and circumstances.
What, in fact, was the moral of his time, either in theory
or in its application? On one side, a gross materialism,
of which the shameless maxims would revolt his soul; impure
resting-places offered to the bastard characters of a
century by the unworthy complacency of philosophers; on
the other side, a pretended system of perfectibility, not
less suspicious, which, to realize the chimera of a general
perfection common to the whole universe, would not be
embarrassed for a choice of means. This is what would
meet his attention. So he carried there, where the most
pressing danger lay and reform was the most urgent, the
strongest forces of his principles, and made it a law to
pursue sensualism without pity, whether it walks with a
bold face, impudently insulting morality, or dissimulates
under the imposing veil of a moral, praiseworthy end,
under which a certain fanatical kind of order know how to
disguise it. He had not to disguise ignorance, but to reform
perversion; for such a cure a violent blow, and not
persuasion or flattery, was necessary; and the more the
contrast would be violent between the true principles and
the dominant maxims, the more he would hope to provoke
reflection upon this point. He was the Draco of his time,
because his time seemed to him as yet unworthy to possess
208a Solon, neither capable of receiving him. From the
sanctuary of pure reason he drew forth the moral law, unknown
then, and yet, in another way, so known; he made
it appear in all its saintliness before a degraded century,
and troubled himself little to know whether there were eyes
too enfeebled to bear the brightness.
But what had the children of the house done for him
to have occupied himself only with the valets? Because
strongly impure inclinations often usurp the name of virtue,
was it a reason for disinterested inclinations in the noblest
heart to be also rendered suspicious? Because the moral
epicurean had willingly relaxed the law of reason, in order
to fit it as a plaything to his customs, was it a reason to
thus exaggerate harshness, and to make the fulfilment of
duty, which is the most powerful manifestation of moral
freedom, another kind of decorated servitude of a more
specious name? And, in fact, between the esteem and the
contempt of himself has the truly moral man a more free
choice than the slave of sense between pleasure and pain?
Is there less of constraint there for a pure will than here
for a depraved will? Must one, by this imperative form
given to the moral law, accuse man and humble him, and
make of this law, which is the most sublime witness of
our grandeur, the most crushing argument for our fragility?
Was it possible with this imperative force to avoid that a
prescription which man imposes on himself, as a reasonable
being, and which is obligatory only for him on that account,
and which is conciliatory with the sentiment of his liberty
only—that this prescription, say I, took the appearance
of a foreign law, a positive law, an appearance which could
hardly lessen the radical tendency which we impute to man
to react against the law?
It is certainly not an advantage for moral truth to
have against itself sentiments which man can avow without
shame. Thus, how can the sentiment of the beautiful,
the sentiment of liberty, accord with the austere mind of
a legislation which governs man rather through fear than
trust, which tends constantly to separate that which nature
has united, and which is reduced to hold us in defiance
against a part of our being, to assure its empire over the
rest? Human nature forms a whole more united in reality
209than it is permitted to the philosopher, who can only
analyze, to allow it to appear. The reason can never
reject as unworthy of it the affections which the heart recognizes
with joy; and there, where man would be morally
fallen, he can hardly rise in his own esteem. If in the
moral order the sensuous nature were only the oppressed
party and not an ally, how could it associate with all the
ardor of its sentiments in a triumph which would be celebrated
only over itself? how could it be so keen a participator
in the satisfaction of a pure spirit having consciousness
of itself, if in the end it could not attach itself to
the pure spirit with such closeness that it is not possible
even to intellectual analysis to separate it without violence.
The will, besides, is in more immediate relation with the
faculty of feeling than with the cognitive faculties, and it
would be regrettable in many circumstances if it were
obliged, in order to guide itself, to take advice of pure
reason. I prejudge nothing good of a man who dares so
little trust to the voice of instinct that he is obliged each
time to make it appear first before the moral law; he is
much more estimable who abandons himself with a certain
security to inclination, without having to fear being led
astray by her. That proves in fact that with him the
two principles are already in harmony—in that harmony
which places a seat upon the perfection of the human
being, and which constitutes that which we understand by
a noble soul.
It is said of a man that he has a great soul when the
moral sense has finished assuring itself of all the affections,
to the extent of abandoning without fear the direction of
the senses to the will, and never incurring the risk of finding
himself in discord with its decisions. It follows that
in a noble soul it is not this or that particular action, it is
the entire character which is moral. Thus we can make
a merit of none of its actions because the satisfaction of an
instinct could not be meritorious. A noble soul has no
other merit than to be a noble soul. With as great a facility
as if the instinct alone were acting, it accomplishes the
most painful duties of humanity, and the most heroic
sacrifice that she obtains over the instinct of nature seems
210the effect of the free action of the instinct itself. Also, it
has no idea of the beauty of its act, and it never occurs to
it that any other way of acting could be possible; on
the contrary, the moralist formed by the school and by rule,
is always ready at the first question of the master to give
an account with the most rigorous precision of the conformity
of its acts with the moral law. The life of this
one is like a drawing where the pencil has indicated by
harsh and stiff lines all that the rule demands, and which
could, if necessary, serve for a student to learn the elements
of art. The life of a noble soul, on the contrary, is like
a painting of Titian; all the harsh outlines are effaced,
which does not prevent the whole face being more true,
lifelike and harmonious.
It is then in a noble soul that is found the true harmony
between reason and sense, between inclination and duty,
and grace is the expression of this harmony in the sensuous
world. It is only in the service of a noble soul that nature
can at the same time be in possession of its liberty, and
preserve from all alteration the beauty of its forms; for the
one, its liberty would be compromised under the tyranny
of an austere soul, the other, under the anarchical regimen
of sensuousness. A noble soul spreads even over a face in
which the architectonic beauty is wanting an irresistible
grace, and often even triumphs over the natural disfavor.
All the movements which proceed from a noble soul are
easy, sweet, and yet animated. The eye beams with
serenity as with liberty, and with the brightness of sentiment;
gentleness of heart would naturally give to the mouth
a grace that no affectation, no art, could attain. You
trace there no effort in the varied play of the physiognomy,
no constraint in the voluntary movements—a noble
soul knows not constraint; the voice becomes music, and
the limpid stream of its modulations touches the heart.
The beauty of structure can excite pleasure, admiration,
astonishment; grace alone can charm. Beauty has its
adorers; grace alone has its lovers: for we pay our homage
to the Creator, and we love man. As a whole, grace
would be met with especially amongst women; beauty,
on the contrary, is met with more frequently in man, and
we need not go far without finding the reason. For grace
211we require the union of bodily structure, as well as that of
character: the body, by its suppleness, by its promptitude
to receive impressions and to bring them into action;
the character, by the moral harmony of the sentiments.
Upon these two points nature has been more favorable
to the woman than to man.
The more delicate structure of the woman receives more
rapid each impression and allows it to escape as rapidly. It
requires a storm to shake a strong constitution, and when
vigorous muscles begin to move we should not find the
ease which is one of the conditions of grace. That which
upon the face of woman is still a beautiful sensation would
express suffering already upon the face of man. Woman
has the more tender nerves; it is a reed which bends
under the gentlest breath of passion. The soul glides in
soft and amiable ripples upon her expressive face, which
soon regains the calm and smooth surface of the mirror.
The same also for the character: for that necessary union
of the soul with grace the woman is more happily gifted
than man. The character of woman rises rarely to the
supreme ideal of moral purity, and would rarely go beyond
acts of affection; her character would often resist sensuousness
with heroic force. Precisely because the moral
nature of woman is generally on the side of inclination,
the effect becomes the same, in that which touches the
sensuous expression of this moral state, as if the inclination
were on the side of duty. Thus grace would be the expression
of feminine virtue, and this expression would often
be wanting in manly virtue.
As grace is the expression of a noble soul, so is dignity
the expression of elevated feeling.
It has been prescribed to man, it is true, to establish
between his two natures a unison, to form always an
harmonious whole, and to act as in union with his entire
humanity. But this beauty of character, this last fruit of
human maturity, is but an ideal to which he ought to
212force his conformity with a constant vigilance, but to
which, with all his efforts, he can never attain.
He cannot attain to it because his nature is thus made
and it will not change; the physical conditions of his
existence themselves are opposed to it.
In fact, his existence, so far as he is a sensuous creature,
depends on certain physical conditions; and in order to
insure this existence man ought—because, in his quality of
a free being, capable of determining his modifications by
his own will—to watch over his own preservation himself.
Man ought to be made capable of certain acts in order to
fulfil these physical conditions of his existence, and when
these conditions are out of order to re-establish them.
But although nature had to give up to him this care
which she reserves exclusively to herself in those creatures
which have only a vegetative life, still it was necessary
that the satisfaction of so essential a want, in which
even the existence of the individual and of the species
is interested, should not be absolutely left to the discretion
of man, and his doubtful foresight. It has then
provided for this interest, which in the foundation concerns
it, and it has also interfered with regard to the form
in placing in the determination of free arbitration a
principle of necessity. From that arises natural instinct,
which is nothing else than a principle of physical necessity
which acts upon free arbitration by the means of sensation.
The natural instinct solicits the sensuous faculty
through the combined force of pain and of pleasure: by
pain when it asks satisfaction, and by pleasure when it
has found what it asks.
As there is no bargaining possible with physical necessity,
man must also, in spite of his liberty, feel what
nature desires him to feel. According as it awakens in him
a painful or an agreeable sensation, there will infallibly
result in him either aversion or desire. Upon this point
man quite resembles the brute; and the stoic, whatever his
power of soul, is not less sensible of hunger, and has no
less aversion to it, than the worm that crawls at his feet.
But here begins the great difference: with the lower
creature action succeeds to desire or aversion quite as of
necessity, as the desire to the sensation, and the expression
213to the external impression. It is here a perpetual circle, a
chain, the links of which necessarily join one to the other.
With man there is one more force—the will, which, as a
super-sensuous faculty, is not so subject to the law of
nature, nor that of reason, that he remains without freedom
to choose, and to guide himself according to this or to
that. The animal cannot do otherwise than seek to free
itself from pain; man can decide to suffer.
The will of man is a privilege, a sublime idea, even
when we do not consider the moral use that he can make
of it. But firstly, the animal nature must be in abeyance
before approaching the other, and from that cause it is
always a considerable step towards reaching the moral
emancipation of the will to have conquered in us the
necessity of nature, even in indifferent things, by the
exercise in us of the simple will.
The jurisdiction of nature extends as far as the will,
but there it stops, and the empire of reason commences.
Placed between these two jurisdictions, the will is absolutely
free to receive the law from one and the other; but
it is not in the same relation with one and the other. Inasmuch
as it is a natural force it is equally free with regard
to nature and with respect to reason; I mean to say
it is not forced to pass either on the side of one or of the
other: but as far as it is a moral faculty it is not free; I
mean that it ought to choose the law of reason. It is not
chained to one or the other, but it is obliged towards the
law of reason. The will really then makes use of its liberty
even whilst it acts contrary to reason: but it makes
use of it unworthily, because, notwithstanding its liberty,
it is no less under the jurisdiction of nature, and adds no
real action to the operation of pure instinct; for to will by
virtue of desire is only to desire in a different way.
There may be conflict between the law of nature, which
works in us through the instinct, and the law of reason,
which comes out of principles, when the instinct, to satisfy
itself, demands of us an action which disgusts our moral
sense. It is, then, the duty of the will to make the exigencies
of the instinct give way to reason. Whilst the
laws of nature oblige the will only conditionally, the laws
of reason oblige absolutely and without conditions.
214But nature obstinately maintains her rights, and as it is
never by the result of free choice that she solicits us, she
also does not withdraw any of her exigencies as long as
she has not been satisfied. Since, from the first cause
which gave the impulsion to the threshold of the will
where its jurisdiction ends, all in her is rigorously necessary,
consequently she can neither give way nor go back,
but must always go forward and press more and more the
will on which depends the satisfaction of her wants.
Sometimes, it is true, we could say that nature shortens
her road and acts immediately as a cause for the satisfaction
of her needs without having in the first instance carried
her request before the will. In such a case, that is to
say, if man not simply allowed instinct to follow a free
course, but if instinct took this course of itself, man
would be no more than the brute. But it is very doubtful
whether this case would ever present itself, and if ever it
were really presented it would remain to be seen whether
we should not blame the will itself for this blind power
which the instinct would have usurped.
Thus the appetitive faculty claims with persistence the
satisfaction of its wants, and the will is solicited to procure
it; but the will should receive from the reason the
motives by which she determines. What does the reason
permit? What does she prescribe? This is what the will
should decide upon. Well, then, if the will turns towards
the reason before consenting to the request of the instinct,
it is properly a moral act; but if it immediately decides,
without consulting the reason, it is a physical act.
Every time, then, that nature manifests an exigence and
seeks to draw the will along with it by the blind violence
of affective movement, it is the duty of the will to order
nature to halt until reason has pronounced. The sentence
which reason pronounces, will it be favorable or the contrary
to the interest of sensuousness? This is, up to the
present time, what the will does not know. Also it should
observe this conduct for all the affective movements without
exception, and when it is nature which has spoken the
first, never allow it to act as an immediate cause. Man
would testify only by that to his independence. It is
when, by an act of his will, he breaks the violence of his
215desires, which hasten towards the object which should satisfy
them, and would dispense entirely with the co-operation
of the will,—it is only then that he reveals himself
in quality of a moral being, that is to say, as a free agent,
which does not only allow itself to experience either aversion
or desire, out which at all times must will his aversions
and his desires.
But this act of taking previously the advice of reason is
already an attempt against nature, who is a competent
judge in her own cause, and who will not allow her sentences
to be submitted to a new and strange jurisdiction;
this act of the will which thus brings the appetitive faculty
before the tribunal of reason is then, in the proper acceptation
of the word, an act against nature, in that it renders
accidental that which is necessary, in that it attributes to
the laws of reason the right to decide in a cause where the
laws of nature can alone pronounce, and where they have
pronounced effectively. Just, in fact, as the reason in the
exercise of its moral jurisdiction is little troubled to know
if the decisions it can come to will satisfy or not the sensuous
nature, so the sensuous in the exercise of the right
which is proper to it does not trouble itself whether its decisions
would satisfy pure reason or not. Each is equally
necessary, though different in necessity, and this character
of necessity would be destroyed if it were permitted for
one to modify arbitrarily the decisions of the other. This
is why the man who has the most moral energy cannot,
whatever resistance he opposes to instinct, free himself
from sensuousness, or stifle desire, but can only deny it an
influence upon the decisions of his will; he can disarm
instinct by moral means, but he cannot appease it but by
natural means. By his independent force he may prevent
the laws of nature from exercising any constraint over his
will, but he can absolutely change nothing of the laws
themselves.
Thus in the affective movements in which nature (instinct)
acts the first and seeks to do without the will, or to
draw it violently to its side, the morality of character cannot
manifest itself but by its resistance, and there is but
one means of preventing the instinct from restraining the
liberty of the will: it is to restrain the instinct itself.
216Thus we can only have agreement between the law of reason
and the affective phenomena, under the condition of
putting both in discord with the exigencies of instinct.
And as nature never gives way to moral reasons, and recalls
her claims, and as on her side, consequently, all remains
in the same state, in whatever manner the will acts
towards her, it results that there is no possible accord between
the inclination and duty, between reason and sense;
and that here man cannot act at the same time with all his
being and with all the harmony of his nature, but exclusive
with his reasonable nature. Thus in these sorts of
actions we could not find moral beauty, because an action
is morally good only as far as inclination has taken part
in it, and here the inclination protests against much more
than it concurs with it. But these actions have moral
grandeur, because all that testifies to a preponderating authority
exercised over the sensuous nature has grandeur,
and grandeur is found only there.
It is, then, in the affective movements that this great
soul of which we speak transforms itself and becomes sublime;
and it is the touchstone to distinguish the soul truly
great from what is called a good heart, or from the virtue
of temperament. When in man the inclination is ranged
on the side of morality only because moral itself is happily
on the side of inclination, it will happen that the instinct
of nature in the affective movements will exercise
upon the will a full empire, and if a sacrifice is necessary
it is the moral nature, and not the sensuous nature, that
will make it. If, on the contrary, it is reason itself which
has made the inclination pass to the side of duty (which is
the case in the fine character), and which has only confided
the rudder to the sensuous nature, it will be always
able to retake it as soon as the instinct should misuse its
full powers. Thus the virtue of temperament in the affective
movements falls back to the state of simple production
of nature, whilst the noble soul passes to heroism
and rises to the rank of pure intelligence.
The rule over the instincts by moral force is the emancipation
of mind, and the expression by which this independence
presents itself to the eyes in the world of phenomena
is what is called dignity.
217To consider this rigorously: the moral force in man is
susceptible of no representation, for the super-sensuous
could not explain itself by a phenomenon that falls under
the sense; but it can be represented indirectly to the mind
by sensuous signs, and this is actually the case with dignity
in the configuration of man.
When the instinct of nature is excited, it is accompanied
just as the heart in its moral emotions is, by certain
movements of the body, which sometimes go before the
will, sometimes, even as movements purely sympathetic,
escape altogether its empire. In fact, as neither sensation,
nor the desire, nor aversion, are subject to the free arbitration
of man, man has no right over the physical movements
which immediately depend on it. But the instinct
does not confine itself to simple desire; it presses, it advances,
it endeavors to realize its object; and if it does
not meet in the autonomy of the mind an energetic resistance,
it will even anticipate it, it will itself take the initiative
of those sorts of acts over which the will alone has
the right to pronounce. For the instinct of conservation
tends without ceasing to usurp the legislative powers in
the domain of the will, and its efforts go to exercise over
man a domination as absolute as over the beast. There
are, then, two sorts of distinct movements, which, in themselves
and by their origin, in each affective phenomenon,
arise in man by the instinct of conservation: those firstly
which immediately proceed from sensation, and which,
consequently, are quite involuntary; then those which in
principle could and would be voluntary, but from which
the blind instinct of nature takes all freedom. The first
refer to the affection itself, and are united necessarily with
it; the others respond rather to the cause and to the object
of the affections, and are thus accidental and susceptible
of modification, and cannot be mistaken for infallible
signs of the affective phenomena. But as both one and
the other, when once the object is determined, are equally
necessary to the instinct of nature, so they assist, both
one and the other, the expression of affective phenomena;
a necessary competition, in order that the expression
should be complete and form a harmonious whole.
If, then, the will is sufficiently independent to repress
218the aggressions of instinct and to maintain its rights
against this blind force, all the phenomena which the
instinct of nature, once excited, produce, in its proper
domain, will preserve, it is true, their force; but those
of the second kind, those which came out of a foreign
jurisdiction, and which it pretended to subject arbitrarily
to its power, these phenomena would not take place.
Thus the phenomena are no longer in harmony; but it is
precisely in their opposition that consists the expression
of the moral force. Suppose that we see a man a prey to
the most poignant affection, manifested by movements of
the first kind, by quite involuntary movements. His veins
swell, his muscles contract convulsively, his voice is stifled,
his chest is raised and projects, whilst the lower portion
of the torso is sunken and compressed; but at the same
time the voluntary movements are soft, the features of the
face free, and serenity beams forth from the brow and in
the look. If man were only a physical being, all his traits,
being determined only by one and the same principle,
would be in unison one with the other, and would have a
similar expression. Here, for example, they would unite
in expressing exclusively suffering; but as those traits
which express calmness are mixed up with those which
express suffering, and as similar causes do not produce
opposite effects, we must recognize in this contrast the
presence and the action of a moral force, independent of
the passive affections, and superior to the impressions beneath
which we see sensuous nature give way. And this
is why calmness under suffering, in which properly consists
dignity, becomes—indirectly, it is true, and by means of
reasoning—a representation of the pure intelligence which
is in man, and an expression of his moral liberty. But it
is not only under suffering, in the restricted sense of the
word, in the sense in which it marks only the painful
affections, but generally in all the cases in which the appetitive
faculty is strongly interested, that mind ought to
show its liberty, and that dignity ought to be the dominant
expression. Dignity is not less required in the agreeable
affections than in the painful affections, because in both
cases nature would willingly play the part of master, and
has to be held in check by the will. Dignity relates to the
219form and not to the nature of the affection, and this is
why it can be possible that often an affection, praiseworthy
in the main, but one to which we blindly commit ourselves,
degenerates, from the want of dignity, into vulgarity and
baseness; and, on the contrary, a condemnable affection,
as soon as it testifies by its form to the empire of the mind
over the senses, changes often its character and approaches
even towards the sublime.
Thus in dignity the mind reigns over the body and bears
itself as ruler: here it has its independence to defend
against imperious impulse, always ready to do without it,
to act and shake off its yoke. But in grace, on the contrary,
the mind governs with a liberal government, for
here the mind itself causes sensuous nature to act, and it
finds no resistance to overcome. But obedience only merits
forbearance, and severity is only justifiable when provoked
by opposition.
Thus grace is nothing else than the liberty of voluntary
movements, and dignity consists in mastering involuntary
movements. Grace leaves to sensuous nature, where it
obeys the orders of the mind, a certain air of independence:
dignity, on the contrary, submits the sensuous nature
to mind where it would make the pretensions to rule;
wherever instinct takes the initiative and allows itself to
trespass upon the attributes of the will, the will must show
it no indulgence, but it must testify to its own independence
(autonomy), in opposing to it the most energetic
resistance. If, on the contrary, it is the will that commences,
and if instinct does but follow it, the free arbitration
has no longer to display any rigor, now it must
show indulgence. Such is in a few words the law which
ought to regulate the relation of the two natures of man in
what regards the expression of this relation in the world
of phenomena.
It follows that dignity is required, and is seen particularly
in passive affection, whilst grace is shown in the conduct,
for it is only in suffering that the liberty of the soul
can be manifested, and only in action that the liberty of
the body can be displayed.
If dignity is an expression of resistance opposed to
instinct by moral liberty, and if the instinct consequently
220ought to be considered as a force that renders resistance
necessary, it follows that dignity is ridiculous where
you have no force of this kind to resist, and contemptible
where there ought not to be any such force to combat.
We laugh at a comedian, whatever rank or condition he
may occupy, who even in indifferent actions affects
dignity. We despise those small souls who, for having
accomplished an ordinary action, and often for having
simply abstained from a base one, plume themselves on
their dignity.
Generally, what is demanded of virtue is not properly
speaking dignity, but grace. Dignity is implicitly contained
in the idea of virtue, which even by its nature
supposes already the rule of man over his instincts. It
is rather sensuous nature that, in the fulfilment of moral
duties, is found in a state of oppression and constraint,
particularly when it consummates in a painful sacrifice.
But as the ideal of perfection in man does not require a
struggle, but harmony between the moral and physical
nature, this ideal is little compatible with dignity, which is
only the expression of a struggle between the two natures,
and as such renders visible either the particular impotence
of the individual, or the impotence common to the species.
In the first case, when the want of harmony between inclination
and duty, with regard to a moral act, belongs to
the particular powerlessness of the subject, the act would
always lose its moral value, in as far as that combat is
necessary, and, in consequence, proportionally as there
would be dignity in the exterior expression of this act;
for our moral judgment connects each individual with the
common measure of the species, and we do not allow man
to be stopped by other limits than those of human
nature.
In the second case, when the action commanded by
duty cannot be placed in harmony with the exigencies
of instinct without going against the idea of human
nature, the resistance of the inclination is necessary, and
then only the sight of the combat can convince us
of the possibility of victory. Thus we ask here of the
features and attitudes an expression of this interior
struggle, not being able to take upon ourselves to
221believe in virtue where there is no trace of humanity.
Where then the moral law commands of us
an action which necessarily makes the sensuous nature
suffer, there the matter is serious, and ought not to
be treated as play; ease and lightness in accomplishing
this act would be much more likely to revolt us than to
satisfy us; and thus, in consequence, expression is no
longer grace, but dignity. In general, the law which
prevails here is, that man ought to accomplish with
grace all the acts that he can execute in the sphere of
human nature; and with dignity all those for the accomplishment
of which he is obliged to go beyond his
nature.
In like manner as we ask of virtue to have grace, we
ask of inclination to have dignity. Grace is not less natural
to inclination than dignity to virtue, and that is
evident from the idea of grace, which is all sensuous and
favorable to the liberty of physical nature, and which is
repugnant to all idea of constraint. The man without
cultivation lacks not by himself a certain degree of grace,
when love or any other affection of this kind animates
him; and where do we find more grace than in children,
who are nevertheless entirely under the direction of
instinct. The danger is rather that inclination should end
by making the state of passion the dominant one, stifling
the independence of mind, and bringing about a general
relaxation. Therefore in order to conciliate the esteem of
a noble sentiment—esteem can only be inspired by that
which proceeds from a moral source—the inclination must
always be accompanied by dignity. It is for that reason
a person in love desires to find dignity in the object of
this passion. Dignity alone is the warrant that it is
not need which has forced, but free choice which has
chosen, that he is not desired as a thing, but esteemed as
a person.
We require grace of him who obliges, dignity of the
person obliged: the first, to set aside an advantage which
he has over the other, and which might wound, ought
to give to his actions, though his decision may have been
disinterested, the character of an affective movement,
that thus, from the part which he allows inclination to
222take, he may have the appearance of being the one who
gains the most: the second, not to compromise by the
dependence in which he put himself the honor of humanity,
of which liberty is the saintly palladium, ought
to raise what is only a pure movement of instinct to the
height of an act of the will, and in this manner, at the
moment when he receives a favor, return in a certain
sense another favor.
We must censure with grace, and own our faults with
dignity: to put dignity into our remonstrances is to have
the air of a man too penetrated by his own advantage: to
put grace into our confessions is to forget the inferiority
in which our fault has placed us. Do the powerful desire
to conciliate affection? Their superiority must be tempered
by grace. The feeble, do they desire to conciliate
esteem? They must through dignity rise above their
powerlessness. Generally it is thought that dignity is
suitable to the throne, and every one knows that those
seated upon it desire to find in their councillors, their
confessors, and in their parliaments—grace. But that
which may be good and praiseworthy in a kingdom is
not so always in the domain of taste. The prince himself
enters into this domain as soon as he descends from his
throne (for thrones have their privileges), and the crouching
courtier places himself under the saintly and free
probation of this law as soon as he stands erect and
becomes again a man. The first we would counsel to
supplement from the superfluity of the second that which
he himself needs, and to give him as much of his dignity
as he requires to borrow grace from him.
Although dignity and grace have each their proper
domain in which they are manifest, they do not exclude each
other. They can be met with in the same person, and
even in the same state of that person. Further, it is
grace alone which guarantees and accredits dignity, and
dignity alone can give value to grace.
Dignity alone, wherever met with, testifies that the desires
and inclinations are restrained within certain limits.
But what we take for a force which moderates and rules,
may it not be rather an obliteration of the faculty of
feeling (hardness)? Is it really the moral autonomy, and
223may it not be rather the preponderance of another affection,
and in consequence a voluntary interested effort that
restrains the outburst of the present affection? This is
what grace alone can put out of doubt in joining itself to
dignity. It is grace, I mean to say, that testifies to a
peaceful soul in harmony with itself and a feeling heart.
In like manner grace by itself shows a certain susceptibility
of the feeling faculty, and a certain harmony of
sentiment. But may this not be a certain relaxation of
the mind which allows so much liberty to sensuous nature
and which opens the heart to all impressions? Is it
indeed the moral which has established this harmony
between the sentiments? It is dignity alone which can
in its turn guarantee this to us in joining itself to grace;
I mean it is dignity alone which attests in the subject
an independent force, and at the moment when the will
represses the license of involuntary movement, it is by
dignity that it makes known that the liberty of voluntary
movements is a simple concession on its part.
If grace and dignity, still supported, the one by architectonic
beauty and the other by force, were united in the
same person, the expression of human nature would be
accomplished in him: such a person would be justified
in the spiritual world and set at liberty in the sensuous
world. Here the two domains touch so closely that their
units are indistinguishable. The smile that plays on
the lips; this sweetly animated look; that serenity spread
over the brow—it is the liberty of the reason which
gleams forth in a softened light. This noble majesty
impressed on the face is the sublime adieu of the necessity
of nature, which disappears before the mind. Such is the
ideal of human beauty according to which the antique
conceptions were formed, and we see it in the divine forms
of a Niobe, of the Apollo Belvedere, in the winged Genius
of the Borghese, and in the Muse of the Barberini palace.
There, where grace and dignity are united, we experience
by turns attraction and repulsion; attraction as spiritual
creatures, and repulsion as being sensuous creatures.
Dignity offers to us an example of subordination of
sensuous nature to moral nature—an example which we are
bound to imitate, but which at the same time goes beyond
224the measure of our sensuous faculty. This opposition
between the instincts of nature and the exigencies of the
moral law, exigencies, however, that we recognize as legitimate,
brings our feelings into play and awakens a sentiment
that we name esteem, which is inseparable from dignity.
With grace, on the contrary, as with beauty in general,
reason finds its demands satisfied in the world of sense,
and sees with surprise one of its own ideas presented to it,
realized in the world of phenomena. This unexpected
encounter between the accident of nature and the necessity
of reason awakens in us a sentiment of joyous approval
(contentment) which calms the senses, but which animates
and occupies the mind, and it results necessarily that we
are attracted by a charm towards the sensuous object. It
is this attraction which we call kindliness, or love—a
sentiment inseparable from grace and beauty.
The attraction—I mean the attraction (stimulus) not
of love but of voluptuousness—proposes to the senses a
sensuous object that promises to these the satisfaction of
a want, that is to say a pleasure; the senses are consequently
solicited towards this sensuous object, and from
that springs desire, a sentiment which increases and excites
the sensuous nature, but which, on the contrary, relaxes
the spiritual nature.
We can say of esteem that it inclines towards its object;
of love, that it approaches with inclination towards its
object; of desire, that it precipitates itself upon its object;
with esteem, the object is reason, and the subject is
sensuous nature; with love, the object is sensuous, and the
subject is moral nature; with desire, the object and the
subject are purely sensuous.
With love alone is sentiment free, because it is pure in its
principle, and because it draws its source from the seat of
liberty, from the breast of our divine nature. Here, it is not
the weak and base part of our nature that measures itself
with the greater and more noble part; it is not the sensibility,
a prey to vertigo, which gazes up at the law of
reason. It is absolute greatness which is reflected in beauty
and in grace, and satisfied in morality; it becomes the
legislator even, the god in us who plays with his own
image in the world of sense. Thus love consoles and
225dilates the heart, whilst esteem strains it; because here
there is nothing which could limit the heart and compress
its impulses, there being nothing higher than absolute
greatness; and sensibility, from which alone hinderance
could come, is reconciled, in the breast of beauty and of
grace, with the ideas even of the mind. Love has but to
descend; esteem aspires with effort towards an object
placed above it. This is the reason that the wicked love
nothing, though they are obliged to esteem many things.
This is why the well-disposed man can hardly esteem
without at once feeling love for the object. Pure spirit
can only love, but not esteem; the senses know only
esteem, but not love.
The culpable man is perpetually a prey to fear, that he
may meet in the world of sense the legislator within
himself; and sees an enemy in all that bears the stamp of
greatness, of beauty, and of perfection: the man, on the
contrary, in whom a noble soul breathes, knows no greater
pleasure than to meet out of himself the image or realization
of the divine that is in him; and to embrace in the
world of sense a symbol of the immortal friend he loves.
Love is at the same time the most generous and the most
egotistical thing in nature; the most generous, because it
receives nothing and gives all—pure mind being only
able to give and not receive; the most egotistical, for
that which he seeks in the subject, that which he enjoys
in it, is himself and never anything else.
But precisely because he who loves receives from the
beloved object nothing but that which he has himself
given, it often happens that he gives more than he has
received.
The exterior senses believe to have discovered in the
object that which the internal sense alone contemplates in
it, in the end believing what is desired with ardor, and
the riches belonging to the one who loves hide the poverty
of the object loved. This is the reason why love is subject
to illusion, whilst esteem and desire are never deceived.
As long as the super-excitement of the internal senses
overcomes the internal senses, the soul remains under the
charm of this Platonic love, which gives place only in duration
to the delights enjoyed by the immortals. But as
226soon as internal sense ceases to share its visions with the
exterior sense, these take possession of their rights and
imperiously demand that which is its due—matter. It is
the terrestrial Venus who profits by the fire kindled by the
celestial Venus, and it is not rare to find the physical instinct,
so long sacrificed, revenge itself by a rule all the
more absolute. As external sense is never a dupe to illusion,
it makes this advantage felt with a brutal insolence
over its noble rival; and it possesses audacity to the point
of asserting that it has settled an account that the spiritual
nature had left under sufferance.
Dignity prevents love from degenerating into desire, and
grace, from esteem turning into fear. True beauty, true
grace, ought never to cause desire. Where desire is mingled,
either the object wants dignity, or he who considers
it wants morality in his sentiments. True greatness ought
never to cause fear. If fear finds a place, you may hold
for certain either that the object is wanting in taste and
grace, or that he who considers it is not at peace with his
conscience.
Attraction, charm, grace: words commonly employed as
synonyms, but which are not, or ought not to be so, the
idea they express being capable of many determinations,
requiring different designations.
There is a kind of grace which animates, and another
which calms the heart. One touches nearly the sphere of
the senses, and the pleasure which is found in these, if not
restrained by dignity, would easily degenerate into concupiscence;
we may use the word attraction [Reiz] to designate
this grace. A man with whom the feelings have little
elasticity does not find in himself the necessary force to
awaken his affections: he needs to borrow it from without
and to seek from impressions which easily exercise the
phantasy, by rapid transition from sentiment to action, in
order to establish in himself the elasticity he had lost. It
is the advantage that he will find in the society of an attractive
person, who by conversation and look would stir
his imagination and agitate this stagnant water.
The calming grace approaches more nearly to dignity,
inasmuch as it manifests itself through the moderation
which it imposes upon the impetuosity of the movements.
227It is to this the man addresses himself whose imagination
is over-excited; it is in this peaceful atmosphere that the
heart seeks repose after the violence of the storm. It is
to this that I reserve especially the appellation of grace.
Attraction is not incompatible with laughter, jest, or the
sting of raillery; grace agrees only with sympathy and love.
Dignity has also its degrees and its shades. If it approaches
grace and beauty, it takes the name of nobleness;
if, on the contrary, it inclines towards the side of fear, it
becomes haughtiness.
The utmost degree of grace is ravishing charm. Dignity,
in its highest form, is called majesty. In the ravishing
we love our Ego, and we feel our being fused with the
object. Liberty in its plenitude and in its highest enjoyment
tends to the complete destruction of liberty, and the
excitement of the mind to the delirium of the voluptuousness
of the senses. Majesty, on the contrary, proposes to
us a law, a moral ideal, which constrains us to turn back
our looks upon ourselves. God is there, and the sentiment
we have of His presence makes us bend our eyes
upon the ground. We forget all that is without ourselves,
and we feel but the heavy burden of our own existence.
Majesty belongs to what is holy. A man capable of
giving us an idea of holiness possesses majesty, and if we
do not go so far as to kneel, our mind at least prostrates
itself before him. But the mind recoils at once upon the
slightest trace of human imperfection which he discovers
in the object of his adoration, because that which is only
comparatively great cannot subdue the heart.
Power alone, however terrible or without limit we may
suppose it to be, can never confer majesty. Power imposes
only upon the sensuous being; majesty should act
upon the mind itself, and rob it of its liberty. A man
who can pronounce upon me a sentence of death has neither
more nor less of majesty for me the moment I am
what I ought to be. His advantage over me ceases as
soon as I insist on it. But he who offers to me in his person
the image of pure will, before him I would prostrate
myself, if it is possible, for all eternity.
Grace and dignity are too high in value for vanity and
stupidity not to be excited to appropriate them by imitation.
228There is only one means of attaining this: it is to
imitate the moral state of which they are the expression.
All other imitation is but to ape them, and would be recognized
directly through exaggeration.
Just as exaggeration of the sublime leads to inflation,
and affectation of nobleness to preciosity, in the same manner
affectation of grace ends in coquetry, and that of dignity
to stiff solemnity, false gravity.
There where true grace simply used ease and prévenance,
affected grace becomes effeminacy. One is content to use
discreetly the voluntary movements, and not thwart unnecessarily
the liberty of nature; the other has not even the
heart to use properly the organs of will, and, not to fall
into hardness and heaviness, it prefers to sacrifice something
of the aim of movement, or else it seeks to reach it
by cross ways and indirect means. An awkward and stiff
dancer expends as much force as if he had to work a
windmill; with his feet and arms he describes lines as angular
as if he were tracing figures with geometrical precision;
the affected dancer, on the other hand, glides with
an excess of delicacy, as if he feared to injure himself on
coming in contact with the ground, and his feet and hands
describe only lines in sinuous curves. The other sex,
which is essentially in possession of true grace, is also that
one which is more frequently culpable of affected grace,
but this affectation is never more distasteful than when
used as a bait to desire. The smile of true grace thus
gives place to the most repulsive grimace; the fine play
of look, so ravishing when it displays a true sentiment, is
only contortion; the melodious inflections of the voice, an
irresistible attraction from candid lips, are only a vain cadence,
a tremulousness which savors of study: in a word,
all the harmonious charms of woman become only deception,
an artifice of the toilet.
If we have many occasions to observe the affected grace
in the theatre and in the ball-room, there is also often occasion
of studying the affected dignity in the cabinet of
ministers and in the study-rooms of men of science (notably
at universities). True dignity is content to prevent
the domination of the affections, to keep the instinct within
just limits, but there only where it pretends to be master
229in the involuntary movements; false dignity regulates
with an iron sceptre even the voluntary movements, it oppresses
the moral movements, which were sacred to true
dignity as well as the sensual movements, and destroys
all the mimic play of the features by which the soul gleams
forth upon the face. It arms itself not only against rebel
nature, but against submissive nature, and ridiculously
seeks its greatness in subjecting nature to its yoke, or, if
this does not succeed, in hiding it. As if it had vowed
hatred to all that is called nature, it swathes the body in
long, heavy-plaited garments, which hide the human structure;
it paralyzes the limbs in surcharging them with vain
ornaments, and goes even the length of cutting the hair to
replace this gift of nature by an artificial production. True
dignity does not blush for nature, but only for brute nature;
it always has an open and frank air; feeling gleams
in its look; calm and serenity of mind is legible upon the
brow in eloquent traits. False gravity, on the contrary,
places its dignity in the lines of its visage; it is close,
mysterious, and guards its features with the care of an
actor; all the muscles of its face are tormented, all natural
and true expression disappears, and the entire man is like
a sealed letter.
But false dignity is not always wrong to keep the mimic
play of its features under sharp discipline, because it
might betray more than would be desired, a precaution
true dignity has not to consider. True dignity wishes only
to rule, not to conceal nature; in false dignity, on the contrary,
nature rules the more powerfully within because it
is controlled outwardly.[9]
230
The abuse of the beautiful and the encroachments of
imagination, when, having only the casting vote, it seeks
to grasp the law-giving sceptre, has done great injury
alike in life and in science. It is therefore highly expedient
to examine very closely the bounds that have been
assigned to the use of beautiful forms. These limits are
embodied in the very nature of the beautiful, and we have
only to call to mind how taste expresses its influence to be
able to determine how far it ought to extend it.
The following are the principal operations of taste; to
bring the sensuous and spiritual powers of man into harmony,
and to unite them in a close alliance. Consequently,
whenever such an intimate alliance between reason and
the senses is suitable and legitimate, taste may be allowed
influence. But taste reaches the bounds which it is not
permitted to pass without defeating its end or removing
us from our duty, in all cases where the bond between
mind and matter is given up for a time, where we must act
for the time as purely creatures of reason, whether it be to
attain an end or to perform a duty. Cases of this kind do
really occur, and they are even incumbent on us in carrying
out our destiny.
For we are destined to obtain knowledge and to act
from knowledge. In both cases a certain readiness is
required to exclude the senses from that which the spirit
does, because feelings must be abstracted from knowledge,
and passion or desire from every moral act of the
will.
When we know, we take up an active attitude, and our
attention is directed to an object, to a relation between
different representations. When we feel, we have a passive
attitude, and our attention—if we may call that so, which
is no conscious operation of the mind—is only directed
to our own condition, as far as it is modified by the
impression received. Now, as we only feel and do not
231know the beautiful, we do not distinguish any relation
between it and other objects, we do not refer its representation
to other representations, but to ourselves who have
experienced the impression. We learn or experience
nothing in the beautiful object, but we perceive a change
occasioned by it in our own condition, of which the
impression produced is the expression. Accordingly our
knowledge is not enlarged by judgments of taste, and no
knowledge, not even that of beauty, is obtained by the
feeling of beauty. Therefore, when knowledge is the
object, taste can give us no help, at least directly and
immediately; on the contrary, knowledge is shut out as
long as we are occupied with beauty.
But it may be objected, What is the use then of a graceful
embodiment of conceptions, if the object of the discussion
or treatise, which is simply and solely to produce
knowledge, is rather hindered than benefited by ornament?
To convince the understanding this gracefulness of clothing
can certainly avail as little as the tasteful arrangement of
a banquet can satisfy the appetite of the guests, or the
outward elegance of a person can give a clue to his intrinsic
worth. But just as the appetite is excited by the beautiful
arrangement of the table, and attention is directed to
the elegant person in question, by the attractiveness of the
exterior, so also we are placed in a favorable attitude to
receive truth by the charming representation given of it;
we are led to open our souls to its reception, and the
obstacles are removed from our minds which would have
otherwise opposed the difficult pursuit of a long and strict
concatenation of thought. It is never the contents, the
substance, that gains by the beauty of form; nor is it the
understanding that is helped by taste in the act of
knowing. The substance, the contents, must commend
themselves to the understanding directly, of themselves;
whilst the beautiful form speaks to the imagination, and
flatters it with an appearance of freedom.
But even further limitations are necessary in this innocent
subserviency to the senses, which is only allowed in
the form, without changing anything in the substance.
Great moderation must be always used, and sometimes
the end in view may be completely defeated according to
232the kind of knowledge and degree of conviction aimed at
in imparting our views to others. There is a scientific
knowledge, which is based on clear conceptions and known
principles; and a popular knowledge, which is founded on
feelings more or less developed. What may be very useful
to the latter is quite possibly adverse to the former.
When the object in view is to produce a strict conviction
on principles, it is not sufficient to present the truth only
in respect to its contents or subject; the test of the truth
must at the same time be contained in the manner of its
presentation. But this can mean nothing else than that
not only the contents, but also the mode of stating them,
must be according to the laws of thought. They must be
connected in the presentation with the same strict logical
sequence with which they are chained together in the reasonings
of the understanding; the stability of the representation
must guarantee that of the ideas. But the strict
necessity with which the understanding links together reasonings
and conclusions, is quite antagonistic to the freedom
granted to imagination in matters of knowledge. By
its very nature, the imagination strives after perceptions,
that is, after complete and completely determinate representations,
and is indefatigably active to represent the
universal in one single case, to limit it in time and space,
to make of every conception an individual, and to give a
body to abstractions. Moreover, the imagination likes
freedom in its combinations, and admits no other law in
them than the accidental connection with time and space;
for this is the only connection that remains to our representations,
if we separate from them in thought all that is
conception, all that binds them internally and substantially
together. The understanding, following a diametrically
opposite course, only occupies itself with part representations
or conceptions, and its effort is directed to distinguish
features in the living unity of a perception. The
understanding proceeds on the same principles in putting
together and taking to pieces, but it can only combine
things by part representations, just as it can separate them;
for it only unites, according to their inner relations,
things that first disclosed themselves in their separation.
233The understanding observes a strict necessity and conformity
with laws in its combinations, and it is only the
consistent connection of ideas that satisfies it. But this
connection is destroyed as often as the imagination insinuates
entire representations (individual cases) in this chain
of abstractions, and mixes up the accidents of time with
the strict necessity of a chain of circumstances. Accordingly,
in every case where it is essential to carry out a
rigidly accurate sequence of reasoning, imagination must
forego its capricious character; and its endeavor to obtain
all possible sensuousness in conceptions, and all freedom
in their combination, must be made subordinate and sacrificed
to the necessity of the understanding. From this it
follows that the exposition must be so fashioned as to
overthrow this effort of the imagination by the exclusion
of all that is individual and sensuous. The poetic impulse
of imagination must be curbed by distinctness of expression,
and its capricious tendency to combine must be
limited by a strictly legitimate course of procedure. I
grant that it will not bend to this yoke without resistance;
but in this matter reliance is properly placed on a certain
amount of self-denial, and on an earnest determination of
the hearer or reader not to be deterred by the difficulties
accompanying the form, for the sake of the subject-matter.
But in all cases where no sufficient dependence can be
placed on this self-denial, or where the interest felt in the
subject-matter is insufficient to inspire courage for such an
amount of exertion, it is necessary to resign the idea of
imparting strictly scientific knowledge; and to gain instead
greater latitude in the form of its presentation. In such
a case it is expedient to abandon the form of science,
which exercises too great violence over the imagination,
and can only be made acceptable through the importance
of the object in view. Instead of this, it is proper to
choose the form of beauty, which, independent of the contents
or subject, recommends itself by its very appearance.
As the matter cannot excuse the form in this case,
the form must trespass on the matter.
Popular instruction is compatible with this freedom. By
the term popular speakers or popular writers I imply all
those who do not direct their remarks exclusively to the
234learned. Now, as these persons do not address any carefully
trained body of hearers or readers, but take them as
they find them, they must only assume the existence of the
general conditions of thought, only the universal impulses
that call attention, but no special gift of thinking, no acquaintance
with distinct conceptions, nor any interest in
special subjects. These lecturers and authors must not
be too particular as to whether their audience or readers
assign by their imagination a proper meaning to their abstractions,
or whether they will furnish a proper subject-matter
for the universal conceptions to which the scientific
discourse is limited. In order to pursue a safer, easier
course, these persons will present along with their ideas
the perceptions and separate cases to which they relate,
and they leave it to the understanding of the reader to
form a proper conception impromptu. Accordingly, the
faculty of imagination is much more mixed up with a popular
discourse, but only to reproduce, to renew previously
received representations, and not to produce, to express its
own self-creating power. Those special cases or perceptions
are much too certainly calculated for the object on
hand, and much too closely applied to the use that is to be
made of them, to allow the imagination ever to forget that
it only acts in the service of the understanding. It is
true that a discourse of this popular kind holds somewhat
closer to life and the world of sense, but it does not become
lost in it. The mode of presenting the subject is still
didactic; for in order to be beautiful it is still wanting in
the two most distinguished features of beauty, sensuousness
of expression and freedom of movement.
The mode of presenting a theme may be called free when
the understanding, while determining the connection of
ideas, does so with so little prominence that the imagination
appears to act quite capriciously in the matter, and to
follow only the accident of time. The presentation of a
subject becomes sensuous when it conceals the general in
the particular, and when the fancy gives the living image
(the whole representation), where attention is merely concerned
with the conception (the part representation). Accordingly,
sensuous presentation is viewed in one aspect,
rich, for in cases where only one condition is desired, a
235complete picture, an entirety of conditions, an individual
is offered. But viewed in another aspect it is limited and
poor, because it only confines to a single individual and a
single case what ought to be understood of a whole sphere.
It therefore curtails the understanding in the same proportion
that it grants preponderance to the imagination; for
the completer a representation is in substance, the smaller
it is in compass.
It is the interest of the imagination to change objects
according to its caprice; the interest of the understanding
is to unite its representations with strict logical necessity.
To satisfy the imagination, a discourse must have a material
part, a body; and these are formed by the perceptions,
from which the understanding separates distinct
features or conceptions. For though we may attempt to
obtain the highest pitch of abstraction, something sensuous
always lies at the ground of the thought. But imagination
strives to pass unfettered and lawless from one
conception to another conception, and seeks not to be
bound by any other connection than that of time. So
when the perceptions that constitute the bodily part of a
discourse have no concatenation as things, when they appear
rather to stand apart as independent limbs and separate
unities, when they betray the utter disorder of a
sportive imagination, obedient to itself alone, then the
clothing has æsthetic freedom and the wants of the fancy
are satisfied. A mode of presentation such as this might
be styled an organic product, in which not only the whole
lives, but also each part has its individual life. A merely
scientific presentation is a mechanical work, when the
parts, lifeless in themselves, impart by their connection an
artificial life to the whole.
On the other hand, a discourse, in order to satisfy the
understanding and to produce knowledge, must have a
spiritual part, it must have significance, and it receives
this through the conceptions, by means of which those
perceptions are referred to one another and united into a
whole. The problem of satisfying the understanding by
conformity with law, while the imagination is flattered by
being set free from restrictions, is solved thus: by obtaining
the closest connection between the conceptions forming
236the spiritual part of the discourse, while the perceptions,
corresponding to them and forming the sensuous part of
the discourse, appear to cohere merely through an arbitrary
play of the fancy.
If an inquiry be instituted into the magic influence of a
beautiful diction, it will always be found that it consists in
this happy relation between external freedom and internal
necessity. The principal features that contribute to this
freedom of the imagination are the individualizing of objects
and the figurative or inexact expression of a thing;
the former employed to give force to its sensuousness, the
latter to produce it where it does not exist. When we express
a species or kind by an individual, and portray a
conception in a single case, we remove from fancy the
chains which the understanding has placed upon her and
give her the power to act as a creator. Always grasping
at completely determinate images, the imagination obtains
and exercises the right to complete according to her wish
the image afforded to her, to animate it, to fashion it, to
follow it in all the associations and transformations of
which it is capable. She may forget for a moment her
subordinate position, and act as an independent power,
only self-directing, because the strictness of the inner
concatenation has sufficiently guarded against her breaking
loose from the control of the understanding. An inexact
or figurative expression adds to the liberty, by associating
ideas which in their nature differ essentially from one
another, but which unite in subordination to the higher
idea. The imagination adheres to the concrete object, the
understanding to this higher idea, and thus the former
finds movement and variety even where the other verifies
a most perfect continuity. The conceptions are developed
according to the law of necessity, but they pass before the
imagination according to the law of liberty.
Thought remains the same; the medium that represents
it is the only thing that changes. It is thus that an eloquent
writer knows how to extract the most splendid order
from the very centre of anarchy, and that he succeeds in
erecting a solid structure on a constantly moving ground,
on the very torrent of imagination.
If we compare together scientific statement or address,
237popular address, and fine language, it is seen directly that
all three express the idea with an equal faithfulness as regards
the matter, and consequently that all three help us
to acquire knowledge, but that as regards the mode and
degree of this knowledge a very marked difference exists
between them. The writer who uses the language of the
beautiful rather represents the matter of which he treats
as possible and desirable than indulges in attempts to convince
us of its reality, and still less of its necessity. His
thought does in fact only present itself as an arbitrary
creation of the imagination, which is never qualified, in itself,
to guarantee the reality of what it represents. No
doubt the popular writer leads us to believe that the matter
really is as he describes it, but does not require anything
more firm; for, though he may make the truth of a proposition
credible to our feelings, he does not make it absolutely
certain. Now, feeling may always teach us what is,
but not what must be. The philosophical writer raises
this belief to a conviction, for he proves by undeniable
reasons that the matter is necessarily so.
Starting from the principle that we have just established,
it will not be difficult to assign its proper part and sphere
to each of the three forms of diction. Generally it may
be laid down as a rule that preference ought to be given
to the scientific style whenever the chief consideration is
not only the result, but also the proofs. But when the result
merely is of the most essential importance the advantage
must be given to popular elocution and fine language.
But it may be asked in what cases ought popular elocution
to rise to a fine, a noble style? This depends on the degree
of interest in the reader, or which you wish to excite
in his mind.
The purely scientific statement may incline either to
popular discourse or to philosophic language, and according
to this bias it places us more or less in possession of
some branch of knowledge. All that popular elocution
does is to lend us this knowledge for a momentary pleasure
or enjoyment. The first, if I may be allowed the comparison,
gives us a tree with its roots, though with the
condition that we wait patiently for it to blossom and bear
fruit. The other, or fine diction, is satisfied with gathering
238its flowers and fruits, but the tree that bore them does
not become our property, and when once the flowers are
faded and the fruit is consumed our riches depart. It
would therefore be equally unreasonable to give only the
flower and fruit to a man who wishes the whole tree to be
transplanted into his garden, and to offer the whole tree
with its fruit in the germ to a man who only looks for the
ripe fruit. The application of the comparison is self-evident,
and I now only remark that a fine ornate style is
as little suited to the professor’s chair as the scholastic
style to a drawing-room, the pulpit, or the bar.
The student accumulates in view of an ulterior end
and for a future use; accordingly the professor ought to
endeavor to transmit the full and entire property of the
knowledge that he communicates to him. Now, nothing
belongs to us as our own but what has been communicated
to the understanding. The orator, on the other hand, has
in view an immediate end, and his voice must correspond
with an immediate want of the public. His interest is
to make his knowledge practically available as soon as
possible; and the surest way is to hand it over to the
senses, and to prepare it for the use of sensation. The
professor, who only admits hearers on certain conditions,
and who is entitled to suppose in his hearers the dispositions
of mind in which a man ought to be to receive
the truth, has only in view in his lecture the object of
which he is treating; while the orator, who cannot make
any conditions with his audience, and who needs above
everything sympathy, to secure it on his side, must
regulate his action and treatment according to the subjects
on which he turns his discourse. The hearers of the
professor have already attended his lectures, and will
attend them again; they only want fragments that will
form a whole after having been linked to the preceding
lectures. The audience of the orator is continually
renewed; it comes unprepared, and perhaps will not return;
accordingly in every address the orator must finish what
he wishes to do; each of his harangues must form a whole
and contain expressly and entirely his conclusion.
It is not therefore surprising that a dogmatic composition
or address, however solid, should not have any
239success either in conversation or in the pulpit, nor that
a fine diction, whatever wit it may contain, should not bear
fruit in a professor’s chair. It is not surprising that the
fashionable world should not read writings that stand out
in relief in the scientific world, and that the scholar and
the man of science are ignorant of works belonging to
the school of worldly people that are devoured greedily
by all lovers of the beautiful. Each of these works may
be entitled to admiration in the circle to which it belongs;
and more than this, both, fundamentally, may be
quite of equal value; but it would be requiring an impossibility
to expect that the work which demands all
the application of the thinker should at the same time
offer an easy recreation to the man who is only a fine
wit.
For the same reason I consider that it is hurtful to
choose for the instruction of youth books in which scientific
matters are clothed in an attractive style. I do not
speak here of those in which the substance is sacrificed to
the form, but of certain writings really excellent, which are
sufficiently well digested to stand the strictest examination,
but which do not offer their proofs by their very
form. No doubt books of this kind attain their end, they
are read; but this is always at the cost of a more important
end, the end for which they ought to be read. In
this sort of reading the understanding is never exercised
save in as far as it agrees with the fancy; it does not
learn to distinguish the form from the substance, nor to
act alone as pure understanding. And yet the exercise of
the pure understanding is in itself an essential and capital
point in the instruction of youth; and very often the exercise
itself of thought is much more important than
the object on which it is exercised. If you wish for a
matter to be done seriously, be very careful not to announce
it as a diversion. It is preferable, on the contrary,
to secure attention and effort by the very form that is employed,
and to use a kind of violence to draw minds over
from the passive to an active state. The professor ought
never to hide from his pupil the exact regularity of the
method; he ought rather to fix his attention on it, and if
possible to make him desire this strictness. The student
240ought to learn to pursue an end, and in the interest of that
end to put up with a difficult process. He ought early to
aspire to that loftier satisfaction which is the reward of
exertion. In a scientific lecture the senses are altogether
set aside; in an æsthetic address it is wished to interest
them. What is the result? A writing or conversation
of the æsthetic class is devoured with interest; but questions
are put as to its conclusions; the hearer is scarcely
able to give an answer. And this is quite natural, as here
the conceptions reach the mind only in entire masses, and
the understanding only knows what it analyzes. The
mind during a lecture of this kind is more passive than
active, and the intellect only possesses what it has produced
by its own activity.
However, all this applies only to the vulgarly beautiful,
and to a vulgar fashion of perceiving beauty. True beauty
reposes on the strictest limitation, on the most exact definition,
on the highest and most intimate necessity. Only
this limitation ought rather to let itself be sought for
than be imposed violently. It requires the most perfect
conformity to law, but this must appear quite natural.
A product that unites these conditions will fully satisfy
the understanding as soon as study is made of it. But
exactly because this result is really beautiful, its conformity
is not expressed; it does not take the understanding
apart to address it exclusively; it is a harmonious
unity which addresses the entire man—all his faculties
together; it is nature speaking to nature.
A vulgar criticism may perhaps find it empty, paltry,
and too little determined. He who has no other knowledge
than that of distinguishing, and no other sense than
that for the particular, is actually pained by what is
precisely the triumph of art, this harmonious unity where
the parts are blended in a pure entirety. No doubt it is
necessary, in a philosophical discourse, that the understanding,
as a faculty of analysis, find what will satisfy it;
it must obtain single concrete results; this is the essential
that must not by any means be lost sight of. But if the
writer, while giving all possible precision to the substance
of his conceptions, has taken the necessary measures to
enable the understanding, as soon as it will take the
241trouble, to find of necessity these truths, I do not see that
he is a less good writer because he has approached more
to the highest perfection. Nature always acts as a harmonious
unity, and when she loses this in her efforts after
abstraction, nothing appears more urgent to her than to
re-establish it, and the writer we are speaking of is not
less commendable if he obeys nature by attaching to the
understanding what had been separated by abstraction,
and when, by appealing at the same time to the sensuous
and to the spiritual faculties, he addresses altogether the
entire man. No doubt the vulgar critic will give very
scant thanks to this writer for having given him a double
task. For vulgar criticism has not the feeling for this
harmony, it only runs after details, and even in the Basilica
of St. Peter would exclusively attend to the pillars
on which the ethereal edifice reposes. The fact is that
this critic must begin by translating it to understand
it—in the same way that the pure understanding, left to
itself, if it meets beauty and harmony, either in nature
or in art, must begin by transferring them into its own
language—and by decomposing it, by doing in fact what
the pupil does who spells before reading. But it is not
from the narrow mind of his readers that the writer who
express his conceptions in the language of the beautiful
receives his laws. The ideal which he carries in himself
is the goal at which he aims without troubling himself as
to who follows and who remains behind. Many will stay
behind; for if it be a rare thing to find readers simply
capable of thinking, it is infinitely more rare to meet any
who can think with imagination. Thus our writer, by the
force of circumstances, will fall out, on the one hand, with
those who have only intuitive ideas and feelings, for he
imposes on them a painful task by forcing them to think;
and, on the other hand, he aggravates those who only
know how to think, for he asks of them what is absolutely
impossible—to give a living, animated form to conception.
But as both only represent true humanity very imperfectly—that
normal humanity which requires the absolute
harmony of these two operations—their contradictory
objections have no weight, and if their judgments prove
anything, it is rather that the author has succeeded in
242attaining his end. The abstract thinker finds that the
substance of the work is solidly thought; the reader of
intuitive ideas finds his style lively and animated; both
consequently find and approve in him what they are able
to understand, and that alone is wanting which exceeds
their capacity.
But precisely for this very reason a writer of this class
is not adapted to make known to an ignorant reader the
object of what he treats, or, in the most proper sense of
the word, to teach. Happily also, he is not required for
that, for means will not be wanting for the teaching of
scholars. The professor in the strictest acceptation is
obliged to bind himself to the needs of his scholars; the
first thing he has to presuppose is the ignorance of those
who listen to him; the other, on the other hand, demands
a certain maturity and culture in his reader or audience.
Nor is his office confined to impart to them dead ideas; he
grasps the living object with a living energy, and seizes at
once on the entire man—his understanding, his heart, and
his will.
We have found that it is dangerous for the soundness
of knowledge to give free scope to the exigencies of taste
in teaching, properly so called. But this does not mean by
any means that the culture of this faculty in the student is
a premature thing. He must, on the contrary, be encouraged
to apply the knowledge that he has appropriated in
the school to the field of living development. When once
the first point has been observed, and the knowledge acquired,
the other point, the exercise of taste, can only have
useful results. It is certain that it is necessary to be
quite the master of a truth to abandon without danger the
form in which it has been found; a great strength of understanding
is required not to lose sight of your object
while giving free play to the imagination. He who transmits
his knowledge under a scholastic form persuades me,
I admit, that he has grasped these truths properly and that
he knows how to support them. But he who besides this
is in a condition to communicate them to me in a beautiful
form not only proves that he is adapted to promulgate
them, he shows moreover that he has assimilated them and
that he is able to make their image pass into his productions
243and into his acts. There is for the results of thought
only one way by which they can penetrate into the will and
pass into life; that is, by spontaneous imagination, only
what in ourselves was already a living act can become so
out of us; and the same thing happens with the creations
of the mind as with those of organic nature, that the fruit
issues only from the flower. If we consider how many
truths were living and active as interior intuitions before
philosophy showed their existence, and how many truths
most firmly secured by proofs often remain inactive on the
will and the feelings, it will be seen how important it is for
practical life to follow in this the indications of nature,
and when we have acquired a knowledge scientifically to
bring it back again to the state of a living intuition. It
is the only way to enable those whose nature has forbidden
them to follow the artificial path of science to share in the
treasures of wisdom. The beautiful renders us here in
relation with knowledge what, in morals, it does in relation
with conduct; it places men in harmony on results,
and on the substance of things, who would never have
agreed on the form and principles.
The other sex, by its very nature and fair destiny, cannot
and ought not to rival ours in scientific knowledge;
but it can share truth with us by the reproduction of
things. Man agrees to have his taste offended, provided
compensation be given to his understanding by the increased
value of its possessions. But women do not forgive
negligence in form, whatever be the nature of the conception;
and the inner structure of all their being gives
them the right to show a strict severity on this point. The
fair sex, even if it did not rule by beauty, would still be
entitled to its name because it is ruled by beauty, and
makes all objects presented to it appear before the tribunal
of feeling, and all that does not speak to feeling or belies
it is lost in the opinion of women. No doubt through this
medium nothing can be made to reach the mind of woman
save the matter of truth, and not truth itself, which is inseparable
from its proofs. But happily woman only needs
the matter of truth to reach her highest perfection, and
the few exceptions hitherto seen are not of a nature to
make us wish that the exception should become the rule.
244As, therefore, nature has not only dispensed but cut off
the other sex from this task, man must give a double attention
to it if he wishes to vie with woman and be equal
to her in what is of great interest in human life. Consequently
he will try to transfer all that he can from the field
of abstraction, where he is master, to that of imagination,
of feeling, where woman is at once a model and a judge.
The mind of woman being a ground that does not admit
of durable cultivation, he will try to make his own ground
yield as many flowers and as much fruit as possible, so as
to renew as often as possible the quick-fading produce
on the other ground, and to keep up a sort of artificial
harvest where natural harvests could not ripen. Taste
corrects or hides the natural differences of the two sexes.
It nourishes and adorns the mind of woman with the productions
of that of man, and allows the fair sex to feel
without being previously fatigued by thought, and to enjoy
pleasures without having bought them with labors. Thus,
save the restrictions I have named, it is to the taste that
is intrusted the care of form in every statement by which
knowledge is communicated, but under the express condition
that it will not encroach on the substance of things.
Taste must never forget that it carries out an order emanating
elsewhere, and that it is not its own affairs it is
treating of. All its parts must be limited to place our
minds in a condition favorable to knowledge; over all that
concerns knowledge itself it has no right to any authority.
For it exceeds its mission, it betrays it, it disfigures the
object that it ought faithfully to transmit, it lays claim to
authority out of its proper province; if it tries to carry
out there, too, its own law, which is nothing but that of
pleasing the imagination and making itself agreeable to
the intuitive faculties; if it applies this law not only to the
operation, but also to the matter itself; if it follows this
rule not only to arrange the materials, but also to choose
them. When this is the case the first consideration is not the
things themselves, but the best mode of presenting them
so as to recommend them to the senses. The logical sequence
of conceptions of which only the strictness should
have been hidden from us is rejected as a disagreeable impediment.
Perfection is sacrificed to ornament, the truth
245of the parts to the beauty of the whole, the inmost nature
of things to the exterior impression. Now, directly the
substance is subordinated to form, properly speaking it
ceases to exist; the statement is empty, and instead of
having extended our knowledge we have only indulged in
an amusing game.
The writers who have more wit than understanding and
more taste than science, are too often guilty of this deception;
and readers more accustomed to feel than to think
are only too inclined to forgive them. In general it is unsafe
to give to the æsthetical sense all its culture before
having exercised the understanding as the pure thinking
faculty, and before having enriched the head with conceptions;
for as taste always looks at the carrying out and
not at the basis of things, wherever it becomes the only
arbiter, there is an end of the essential difference between
things. Men become indifferent to reality, and they finish
by giving value to form and appearance only.
Hence arises that superficial and frivolous bel esprit that
we often see hold sway in social conditions and in circles
where men pride themselves, and not unreasonably, on the
finest culture. It is a fatal thing to introduce a young
man into assemblies where the Graces hold sway before
the Muses have dismissed him and owned his majority.
Moreover, it can hardly be prevented that what completes
the external education of a young man whose mind is ripe
turns him who is not ripened by study into a fool. I admit
that to have a fund of conceptions, and not form, is
only a half possession. For the most splendid knowledge
in a head incapable of giving them form is like a treasure
buried in the earth. But form without substance is a
shadow of riches, and all possible cleverness in expression
is of no use to him who has nothing to express.
Thus, to avoid the graces of education leading us in a
wrong road, taste must be confined to regulating the
external form, while reason and experience determine the
substance and the essence of conceptions. If the impression
made on the senses is converted into a supreme
criterion, and if things are exclusively referred to sensation,
man will never cease to be in the service of matter;
he will never clear a way for his intelligence; in short,
246reason will lose in freedom in proportion as it allows
imagination to usurp undue influence.
The beautiful produces its effect by mere intuition; the
truth demands study. Accordingly, the man who among
all his faculties has only exercised the sense of the beautiful
is satisfied even when study is absolutely required,
with a superficial view of things; and he fancies he can
make a mere play of wit of that which demands a serious
effort. But mere intuition cannot give any result. To
produce something great it is necessary to enter into the
fundamental nature of things, to distinguish them strictly,
to associate them in different manners, and study them
with a steady attention. Even the artist and the poet,
though both of them labor to procure us only the pleasure
of intuition, can only by most laborious and engrossing
study succeed in giving us a delightful recreation by their
works.
I believe this to be the test to distinguish the mere
dilettante from the artist of real genius. The seductive
charm exercised by the sublime and the beautiful, the fire
which they kindle in the young imagination, the apparent
ease with which they place the senses under an illusion,
have often persuaded inexperienced minds to take in hand
the palette or the harp, and to transform into figures or to
pour out in melody what they felt living in their heart.
Misty ideas circulate in their heads, like a world in formation,
and make them believe that they are inspired. They
take obscurity for depth, savage vehemence for strength,
the undetermined for the infinite, what has not senses for
the super-sensuous. And how they revel in these creations
of their brain! But the judgment of the connoisseur does
not confirm this testimony of an excited self-love. With
his pitiless criticism he dissipates all the prestige of the
imagination and of its dreams, and carrying the torch
before these novices he leads them into the mysterious
depths of science and life, where, far from profane eyes,
the source of all true beauty flows ever towards him who
is initiated. If now a true genius slumbers in the young
aspirant, no doubt his modesty will at first receive a shock;
but soon the consciousness of real talent will embolden
him for the trial. If nature has endowed him with gifts
247for plastic art, he will study the structure of man with the
scalpel of the anatomist; he will descend into the lowest
depths to be true in representing surfaces, and he will
question the whole race in order to be just to the individual.
If he is born to be a poet, he examines humanity
in his own heart to understand the infinite variety of scenes
in which it acts on the vast theatre of the world. He
subjects imagination and its exuberant fruitfulness to the
discipline of taste, and charges the understanding to mark
out in its cool wisdom the banks that should confine the
raging waters of inspiration. He knows full well that the
great is only formed of the little—from the imperceptible.
He piles up, grain by grain, the materials of the wonderful
structure, which, suddenly disclosed to our eyes, produces
a startling effect and turns our head. But if nature
has only intended him for a dilettante, difficulties damp
his impotent zeal, and one of two things happens: either
he abandons, if he is modest, that to which he was diverted
by a mistaken notion of his vocation; or, if he has no
modesty, he brings back the ideal to the narrow limits of
his faculties, for want of being able to enlarge his faculties
to the vast proportions of the ideal. Thus the true genius
of the artist will be always recognized by this sign—that
when most enthusiastic for the whole, he preserves a coolness,
a patience defying all obstacles, as regards details.
Moreover, in order not to do any injury to perfection, he
would rather renounce the enjoyment given by the completion.
For the simple amateur, it is the difficulty of means
that disgusts him and turns him from his aim; his dreams
would be to have no more trouble in producing than he had
in conception and intuition.
I have spoken hitherto of the dangers to which we are
exposed by an exaggerated sensuousness and susceptibility
to the beautiful in the form, and from too extensive æsthetical
requirements; and I have considered these dangers
in relation to the faculty of thinking and knowing. What,
then, will be the result when these pretensions of the æsthetical
taste bear on the will? It is one thing to be
stopped in your scientific progress by too great a love of
the beautiful, another to see this inclination become a cause
of degeneracy in character itself, and make us violate the
248law of duty. In matters of thought the caprices of
“taste” are no doubt an evil, and they must of necessity
darken the intelligence; but these same caprices applied to
the maxims of the will become really pernicious and infallibly
deprave the heart. Yet this is the dangerous extreme
to which too refined an æsthetic culture brings us directly
we abandon ourselves exclusively to the feelings for the
beautiful, and directly we raise taste to the part of absolute
lawgiver over our will.
The moral destination of man requires that the will
should be completely independent of all influence of sensuous
instincts, and we know that taste labors incessantly
at making the link between reason and the senses continually
closer. Now this effort has certainly as its result
the ennobling of the appetites, and to make them more
conformable with the requirements of reason; but this very
point may be a serious danger for morality.
I proceed to explain my meaning. A very refined æsthetical
education accustoms the imagination to direct
itself according to laws, even in its free exercise, and leads
the sensuous not to have any enjoyments without the
concurrence of reason; but it soon follows that reason, in
its turn, is required to be directed, even in the most serious
operations of its legislative power, according to the
interests of imagination, and to give no more orders to
the will without the consent of the sensuous instincts.
The moral obligation of the will, which is, however, an
absolute and unconditional law, takes unperceived the
character of a simple contract, which only binds each of
the contracting parties when the other fulfils its engagement.
The purely accidental agreement of duty with
inclination ends by being considered a necessary condition,
and thus the principle of all morality is quenched in its
source.
How does the character become thus gradually depraved?
The process may be explained thus: So long as man is
only a savage, and his instincts only bear on material
things and a coarse egotism determines his actions, sensuousness
can only become a danger to morality by its blind
strength, and does not oppose reason except as a force.
The voice of justice, moderation, and humanity is stifled
249by the appetites, which make a stronger appeal. Man is
then terrible in his vengeance, because he is terribly sensitive
to insults. He robs, he kills, because his desires are
still too powerful for the feeble guidance of reason. He is
towards others like a wild beast, because the instinct of
nature still rules him after the fashion of animals.
But when to the savage state, to that of nature, succeeds
civilization; when taste ennobles the instincts, and holds
out to them more worthy objects taken from the moral
order; when culture moderates the brutal outbursts of the
appetites and brings them back under the discipline of
the beautiful, it may happen that these same instincts,
which were only dangerous before by their blind power,
coming to assume an air of dignity and a certain assumed
authority, may become more dangerous than before to the
morality of the character; and that, under the guise of
innocence, nobleness, and purity, they may exercise
over the will a tyranny a hundred times worse than the
other.
The man of taste willingly escapes the gross thraldom
of the appetites. He submits to reason the instinct which
impels him to pleasure, and he is willing to take counsel
from his spiritual and thinking nature for the choice of
the objects he ought to desire. Now, reason is very apt to
mistake a spiritualized instinct for one of its own instincts,
and at length to give up to it the guidance of the will, and
this in proportion as moral judgment and æsthetic judgment,
the sense of the good and the sense of the
beautiful, meet in the same object and in the same
decision.
So long as it remains possible for inclination and duty
to meet in the same object and in a common desire, this
representation of the moral sense by the æsthetic sense
may not draw after it positively evil consequences, though,
if the matter be strictly considered, the morality of particular
actions does not gain by this agreement. But the
consequences will be quite different when sensuousness
and reason have each of them a different interest. If, for
example, duty commands us to perform an action that
revolts our taste, or if taste feels itself drawn towards an
object which reason as a moral judge is obliged to condemn,
250then, in fact, we suddenly encounter the necessity
of distinguishing between the requirements of the moral
sense and those of the æsthetic sense, which so long an
agreement had almost confounded to such a degree that
they could not be distinguished. We must now determine
their reciprocal rights, and find which of them is the real
master in our soul. But such a long representation of the
moral sense by the sense of the beautiful has made us
forget this master. When we have so long practised this
rule of obeying at once the suggestions of taste, and when
we have found the result always satisfactory, taste ends
by assuming a kind of appearance of right. As taste has
shown itself irreproachable in the vigilant watch it has
kept over the will, we necessarily come to grant a certain
esteem to its decisions; and it is precisely to this esteem
that inclination, with captious logic, gives weight against
the duties of conscience.
Esteem is a feeling that can only be felt for law, and
what corresponds to it. Whatever is entitled to esteem
lays claim to an unconditional homage. The ennobled
inclination which has succeeded in captivating our esteem
will, therefore, no longer be satisfied with being subordinate
to reason; it aspires to rank alongside it. It does
not wish to be taken for a faithless subject in revolt
against his sovereign; it wishes to be regarded as a queen;
and, treating reason as its peer, to dictate, like reason,
laws to the conscience. Thus, if we listen to her, she
would weigh by right equally in the scale; and then have
we not good reason to fear that interest will decide?
Of all the inclinations that are decided from the feeling
for the beautiful and that are special to refined minds, none
commends itself so much to the moral sense as the ennobled
instinct of love; none is so fruitful in impressions which
correspond to the true dignity of man. To what an elevation
does it raise human nature! and often what divine
sparks does it kindle in the common soul! It is a sacred
fire that consumes every egotistical inclination, and the very
principles of morality are scarcely a greater safeguard of
the soul’s chastity than love is for the nobility of the heart.
How often it happens while the moral principles are still
struggling that love prevails in their favor, and hastens by
251its irresistible power the resolutions that duty alone would
have vainly demanded from weak human nature! Who,
then, would distrust an affection that protects so powerfully
what is most excellent in human nature, and which fights
so victoriously against the moral foe of all morality,
egotism?
But do not follow this guide till you have secured a
better. Suppose a loved object be met that is unhappy,
and unhappy because of you, and that it depends only on
you to make it happy by sacrificing a few moral scruples.
You may be disposed to say, “Shall I let this loved being
suffer for the pleasure of keeping our conscience pure? Is
this resistance required by this generous, devoted affection,
always ready to forget itself for its object? I grant it is
going against conscience to have recourse to this immoral
means to solace the being we love; but can we be said to
love if in presence of this being and of its sorrow we
continue to think of ourselves? Are we not more taken up
with ourselves than with it, since we prefer to see it unhappy
rather than consent to be so ourselves by the reproaches
of our conscience?” These are the sophisms that the
passion of love sets against conscience (whose voice thwarts
its interests), making its utterances despicable as suggestions
of selfishness, and representing our moral dignity as one
of the components of our happiness that we are free to
alienate. Then, if the morality of our character is not
strongly backed by good principles, we shall surrender,
whatever may be the impetus of our exalted imagination,
to disgraceful acts; and we shall think that we gain a
glorious victory over our self-love, while we are only the
despicable victims of this instinct. A well-known French
romance, “Les Liaisons Dangereuses,” gives us a striking
example of this delusion, by which love betrays a soul
otherwise pure and beautiful. The Presidente de Tourvel
errs by surprise, and seeks to calm her remorse by the
idea that she has sacrificed her virtue to her generosity.
Secondary and imperfect duties, as they are styled, are
those that the feeling for the beautiful takes most willingly
under its patronage, and which it allows to prevail on many
occasions over perfect duties. As they assign a much
larger place to the arbitrary option of the subject, and at
252the same time as they have the appearance of merit, which
gives them lustre, they commend themselves far more
to the æsthetic taste than perfect or necessary duties,
which oblige us strictly and unconditionally. How many
people allow themselves to be unjust that they may be
generous! How many fail in their duties to society that
they may do good to an individual, and reciprocally!
How many people forgive a lie sooner than a rudeness, a
crime against humanity rather than an insult to honor!
How many debase their bodies to hasten the perfection of
their minds, and degrade their character to adorn their
understanding! How many do not scruple to commit a
crime when they have a laudable end in view, pursue an
ideal of political happiness through all the terrors of
anarchy, tread under foot existing laws to make way for
better ones, and do not scruple to devote the present
generation to misery to secure at this cost the happiness
of future generations! The apparent unselfishness of
certain virtues gives them a varnish of purity, which
makes them rash enough to break and run counter to the
moral law; and many people are the dupes of this strange
illusion, to rise higher than morality and to endeavor to
be more reasonable than reason.
The man of a refined taste is susceptible, in this respect,
of a moral corruption, from which the rude child of nature
is preserved by his very coarseness. In the latter, the
opposite of the demands of sense and the decrees of the
moral law is so strongly marked and so manifest, and
the spiritual element has so small a share in his desires,
that although the appetites exercise a despotic sway over
him, they cannot wrest his esteem from him. Thus, when
the savage, yielding to the superior attraction of sense,
gives way to the committal of an unjust action, he may
yield to temptation, but he will not hide from himself that
he is committing a fault, and he will do homage to reason
even while he violates its mandates. The child of civilization,
on the contrary, the man of refinement, will not
admit that he commits a fault, and to soothe his conscience
he prefers to impose on it by a sophism. No doubt he
wishes to obey his appetite, but at the same time without
falling in his own esteem. How does he manage this?
253He begins by overthrowing the superior authority that
thwarts his inclination, and before transgressing the law
he calls in question the competence of the lawgiver.
Could it be expected that a corrupt will should so corrupt
the intelligence? The only dignity that an inclination can
assume accrues to it from its agreement with reason; yet
we find that inclination, independent as well as blind,
aspires, at the very moment she enters into contest with
reason, to keep this dignity which she owes to reason
alone. Nay, inclination even aspires to use this dignity
she owes to reason against reason itself.
These are the dangers that threaten the morality of the
character when too intimate an association is attempted
between sensuous instincts and moral instincts, which can
never perfectly agree in real life, but only in the ideal. I
admit that the sensuous risks nothing in this association,
because it possesses nothing except what it must give up
directly duty speaks and reason demands the sacrifice.
But reason, as the arbiter of the moral law, will run the
more risk from this union if it receives as a gift from
inclination what it might enforce; for, under the appearance
of freedom, the feeling of obligation may be easily lost, and
what reason accepts as a favor may quite well be refused
it when the sensuous finds it painful to grant it. It is,
therefore, infinitely safer for the morality of the character
to suspend, at least for a time, this misrepresentation
of the moral sense by the sense of the beautiful. It is
best of all that reason should command by itself without
mediation, and that it should show to the will its true
master. The remark is, therefore, quite justified, that
true morality only knows itself in the school of adversity,
and that a continual prosperity becomes easily a rock of
offence to virtue. I mean here by prosperity the state
of a man who, to enjoy the goods of life, need not commit
injustice, and who to conform to justice need not renounce
any of the goods of life. The man who enjoys a continual
prosperity never sees moral duty face to face, because his
inclinations, naturally regular and moderate, always anticipate
the mandate of reason, and because no temptation
to violate the law recalls to his mind the idea of law.
Entirely guided by the sense of the beautiful, which
254represents reason in the world of sense, he will reach the
tomb without having known by experience the dignity of
his destiny. On the other hand, the unfortunate man, if he
be at the same time a virtuous man, enjoys the sublime
privilege of being in immediate intercourse with the
divine majesty of the moral law; and as his virtue is not
seconded by any inclination, he bears witness in this
lower world, and as a human being, of the freedom of
pure spirits!
I call vulgar (common) all that does not speak to the
mind, of which all the interest is addressed only to the
senses. There are, no doubt, an infinite number of things
vulgar in themselves from their material and subject. But
as the vulgarity of the material can always be ennobled by
the treatment, in respect of art the only question is that
relating to the vulgarity in form. A vulgar mind will
dishonor the most noble matter by treating it in a common
manner. A great and noble mind, on the contrary, will
ennoble even a common matter, and it will do so by superadding
to it something spiritual and discovering in it some
aspect in which this matter has greatness. Thus, for example,
a vulgar historian will relate to us the most insignificant
actions of a hero with a scrupulousness as great
as that bestowed on his sublimest exploit, and will dwell
as lengthily on his pedigree, his costume, and his household
as on his projects and his enterprises. He will relate
those of his actions that have the most grandeur in
such wise that no one will perceive that character in them.
On the contrary, a historian of genius, himself endowed
with nobleness of mind, will give even to the private life
and the least considerable actions of his hero an interest
and a value that will make them considerable. Thus,
again, in the matter of the plastic arts, the Dutch and
255Flemish painters have given proof of a vulgar taste; the
Italians, and still more the ancient Greeks, of a grand
and noble taste. The Greeks always went to the ideal;
they rejected every vulgar feature, and chose no common
subject.
A portrait painter can represent his model in a common
manner or with grandeur; in a common manner if he reproduce
the merely accidental details with the same care
as the essential features, if he neglect the great to carry
out the minutiæ curiously. He does it grandly if he
know how to find out and place in relief what is most
interesting, and distinguish the accidental from the necessary;
if he be satisfied with indicating what is paltry,
reserving all the finish of the execution for what is great.
And the only thing that is great is the expression of the
soul itself, manifesting itself by actions, gestures, or
attitudes.
The poet treats his subject in a common manner when in
the execution of his theme he dwells on valueless facts
and only skims rapidly over those that are important. He
treats his theme with grandeur when he associates with it
what is great. For example, Homer treated the shield of
Achilles grandly, though the making of a shield, looking
merely at the matter, is a very commonplace affair.
One degree below the common or the vulgar is the element
of the base or gross, which differs from the common
in being not only something negative, a simple lack of inspiration
or nobleness, but something positive, marking
coarse feelings, bad morals, and contemptible manners.
Vulgarity only testifies that an advantage is wanting,
whereof the absence is a matter of regret; baseness indicates
the want of a quality which we are authorized to require
in all. Thus, for example, revenge, considered in
itself, in whatever place or way it manifests itself, is something
vulgar, because it is the proof of a lack of generosity.
But there is, moreover, a base vengeance, when the
man, to satisfy it, employs means exposed to contempt.
The base always implies something gross, or reminds one
of the mob, while the common can be found in a well-born
and well-bred man, who may think and act in a common
manner if he has only mediocre faculties. A man acts in
256a common manner when he is only taken up with his own
interest, and it is in this that he is in opposition with the
really noble man, who, when necessary, knows how to forget himself to procure some enjoyment for others. But
the same man would act in a base manner if he consulted
his interests at the cost of his honor, and if in such a case
he did not even take upon himself to respect the laws of
decency. Thus the common is only the contrary of the
noble; the base is the contrary both of the noble and the
seemly. To give yourself up, unresisting, to all your
passions, to satisfy all your impulses, without being
checked even by the rules of propriety, still less by those
of morality, is to conduct yourself basely, and to betray
baseness of the soul.
The artist also may fall into a low style, not only by
choosing ignoble subjects, offensive to decency and good
taste, but moreover by treating them in a base manner.
It is to treat a subject in a base manner if those sides are
made prominent which propriety directs us to conceal, or
if it is expressed in a manner that incidentally awakens
low ideas. The lives of the greater part of men can present
particulars of a low kind, but it is only a low imagination
that will pick out these for representation.
There are pictures describing sacred history in which
the Apostles, the Virgin, and even the Christ, are depicted
in such wise that they might be supposed to be taken
from the dregs of the populace. This style of execution
always betrays a low taste, and might justly lead to the
inference that the artist himself thinks coarsely and like
the mob.
No doubt there are cases where art itself may be allowed
to produce base images: for example, when the aim is to
provoke laughter. A man of polished manners may also
sometimes, and without betraying a corrupt taste, be
amused by certain features when nature expresses herself
crudely but with truth, and he may enjoy the contrast between
the manners of polished society and those of the
lower orders. A man of position appearing intoxicated
will always make a disagreeable impression on us; but a
drunken driver, sailor, or carter will only be a risible object.
Jests that would be insufferable in a man of education
257amuse us in the mouth of the people. Of this kind
are many of the scenes of Aristophanes, who unhappily
sometimes exceeds this limit, and becomes absolutely condemnable.
This is, moreover, the source of the pleasure
we take in parodies, when the feelings, the language, and
the mode of action of the common people are fictitiously
lent to the same personages whom the poet has treated
with all possible dignity and decency. As soon as the
poet means only to jest, and seeks only to amuse, we can
overlook traits of a low kind, provided he never stirs up
indignation or disgust.
He stirs up indignation when he places baseness where it
is quite unpardonable, that is in the case of men who are
expected to show fine moral sense. In attributing baseness
to them he will either outrage truth, for we prefer to
think him a liar than to believe that well-trained men can
act in a base manner; or his personages will offend our
moral sense, and, what is worse, excite our imagination.
I do not mean by this to condemn farces; a farce implies
between the poet and the spectator a tacit consent that no
truth is to be expected in the piece. In a farce we exempt
the poet from all faithfulness in his pictures; he has a
kind of privilege to tell us untruths. Here, in fact, all the
comic consists exactly in its contrast with the truth, and
so it cannot possibly be true.
This is not all: even in the serious and the tragic there
are certain places where the low element can be brought
into play. But in this case the affair must pass into the
terrible, and the momentary violation of our good taste
must be masked by a strong impression, which brings our
passion into play. In other words, the low impression
must be absorbed by a superior tragic impression. Theft,
for example, is a thing absolutely base, and whatever arguments
our heart may suggest to excuse the thief, whatever
the pressure of circumstances that led him to the
theft, it is always an indelible brand stamped upon him,
and, æsthetically speaking, he will always remain a base
object. On this point taste is even less forgiving than
morality, and its tribunal is more severe; because an
æsthetical object is responsible even for the accessory ideas
that are awakened in us by such an object, while moral
258judgment eliminates all that is merely accidental. According
to this view a man who robs would always be an
object to be rejected by the poet who wishes to present
serious pictures. But suppose this man is at the same
time a murderer, he is even more to be condemned than
before by the moral law. But in the æsthetic judgment
he is raised one degree higher and made better adapted to
figure in a work of art. Continuing to judge him from the
æsthetic point of view, it may be added that he who abases
himself by a vile action can to a certain extent be raised
by a crime, and can be thus reinstated in our æsthetic estimation.
This contradiction between the moral judgment
and the æsthetical judgment is a fact entitled to attention
and consideration. It may be explained in different ways.
First, I have already said that, as the æsthetic judgment
depends on the imagination, all the accessory ideas
awakened in us by an object and naturally associated with
it, must themselves influence this judgment. Now, if these
accessory ideas are base, they infallibly stamp this character
on the principal object.
In the second place, what we look for in the æsthetic
judgment is strength; whilst in a judgment pronounced in
the name of the moral sense we consider lawfulness. The
lack of strength is something contemptible, and every
action from which it may be inferred that the agent lacks
strength is, by that very fact, a contemptible action.
Every cowardly and underhand action is repugnant to us,
because it is a proof of impotence; and, on the contrary,
a devilish wickedness can, æsthetically speaking, flatter our
taste, as soon as it marks strength. Now, a theft testifies
to a vile and grovelling mind: a murder has at least on its
side the appearance of strength; the interest we take in
it æsthetically is in proportion to the strength that is manifested
in it.
A third reason is, because in presence of a deep and
horrible crime we no longer think of the quality but the
awful consequences of the action. The stronger emotion
covers and stifles the weaker one. We do not look back
into the mind of the agent: we look onward into his destiny,
we think of the effects of his action. Now, directly
we begin to tremble all the delicacies of taste are reduced
259to silence. The principal impression entirely fills our
mind: the accessory and accidental ideas, in which chiefly
dwell all impressions of baseness, are effaced from it. It
is for this reason that the theft committed by young Ruhberg,
in the “Crime through Ambition,”[10] far from displeasing
on the stage, is a real tragic effect. The poet
with great skill has managed the circumstances in such
wise that we are carried away; we are left almost breathless.
The frightful misery of the family, and especially
the grief of the father, are objects that attract our attention,
turn it aside, from the person of the agent, towards
the consequences of his act. We are too much moved to
tarry long in representing to our minds the stamp of infamy
with which the theft is marked. In a word, the base element
disappears in the terrible. It is singular that this
theft, really accomplished by young Ruhberg, inspires us
with less repugnance than, in another piece, the mere suspicion
of a theft, a suspicion which is actually without
foundation. In the latter case it is a young officer who is
accused without grounds of having abstracted a silver
spoon, which is recovered later on. Thus the base element
is reduced in this case to a purely imaginary thing, a mere
suspicion, and this suffices nevertheless to do an irreparable
injury, in our æsthetical appreciation, to the hero of
the piece, in spite of his innocence. This is because a man
who is supposed capable of a base action did not apparently
enjoy a very solid reputation for morality, for the
laws of propriety require that a man should be held to be
a man of honor as long as he does not show the opposite.
If therefore anything contemptible is imputed to him, it
seems that by some part of his past conduct he has given
rise to a suspicion of this kind, and this does him injury,
though all the odious and the base in an undeserved suspicion
are on the side of him who accuses. A point that
does still greater injury to the hero of the piece of which
I am speaking is the fact that he is an officer, and the
lover of a lady of condition brought up in a manner suitable
to her rank. With these two titles, that of thief
makes quite a revolting contrast, and it is impossible for
us, when we see him near his lady, not to think that perhaps
260at that very moment he had the silver spoon in his
pocket. Lastly, the most unfortunate part of the business
is, that he has no idea of the suspicion weighing over him,
for if he had a knowledge of it, in his character of officer,
he would exact a sanguinary reparation. In this case the
consequences of the suspicion would change to the
terrible, and all that is base in the situation would disappear.
We must distinguish, moreover, between the baseness
of feeling and that which is connected with the mode of
treatment and circumstance. The former in all respects is
below æsthetic dignity; the second in many cases may perfectly
agree with it. Slavery, for example, is a base thing;
but a servile mind in a free man is contemptible. The
labors of the slave, on the contrary, are not so when his
feelings are not servile. Far from this, a base condition,
when joined to elevated feelings, can become a source of
the sublime. The master of Epictetus, who beat him,
acted basely, and the slave beaten by him showed a sublime
soul. True greatness, when it is met in a base condition,
is only the more brilliant and splendid on that
account: and the artist must not fear to show us his heroes
even under a contemptible exterior as soon as he is sure
of being able to give them, when he wishes, the expression
of moral dignity.
But what can be granted to the poet is not always
allowed in the artist. The poet only addresses the imagination;
the painter addresses the senses directly. It follows
not only that the impression of the picture is more
lively than that of the poem, but also that the painter, if
he employ only his natural signs, cannot make the minds
of his personages as visible as the poet can with the arbitrary
signs at his command: yet it is only the sight of the
mind that can reconcile us to certain exteriors. When
Homer causes his Ulysses to appear in the rags of a
beggar,[11] we are at liberty to represent his image to our
mind more or less fully, and to dwell on it as long as we
like. But in no case will it be sufficiently vivid to excite
our repugnance or disgust. But if a painter, or even a
tragedian, try to reproduce faithfully the Ulysses of Homer,
261we turn away from the picture with repugnance. It is
because in this case the greater or less vividness of the
impression no longer depends on our will: we cannot help
seeing what the painter places under our eyes; and it is
not easy for us to remove the accessory repugnant ideas
which the picture recalls to our mind.
All the properties by which an object can become æsthetic,
can be referred to four classes, which, as well according to
their objective differences as according to their different
relation with the subject, produce on our passive and
active faculties pleasures unequal not only in intensity but
also in worth; classes which also are of an unequal use for
the end of the fine arts: they are the agreeable, the good,
the sublime, and the beautiful.
Of these four categories, the sublime and the beautiful
only belong properly to art. The agreeable is not worthy
of art, and the good is at least not its end; for the aim of
art is to please, and the good, whether we consider it in
theory or in practice, neither can nor ought to serve as a
means of satisfying the wants of sensuousness. The
agreeable only satisfies the senses, and is distinguished
thereby from the good, which only pleases the reason.
The agreeable only pleases by its matter, for it is only
matter that can affect the senses, and all that is form can
only please the reason. It is true that the beautiful only
pleases through the medium of the senses, by which it is
distinguished from the good; but it pleases reason, on
account of its form, by which it is essentially distinguished
from the agreeable. It might be said that the good pleases
only by its form being in harmony with reason; the
beautiful by its form having some relation of resemblance
with reason, and that the agreeable absolutely does not
262please by its form. The good is perceived by thought,
the beautiful by intuition, and the agreeable only by the
senses. The first pleases by the conception, the second by
the idea, and the third by material sensation.
The distance between the good and the agreeable is that
which strikes the eyes the most. The good widens our
understanding, because it procures and supposes an idea of
its object; the pleasure which it makes us perceive rests
on an objective foundation, even when this pleasure itself
is but a certain state in which we are situated. The
agreeable, on the contrary, produces no notion of its object,
and, indeed, reposes on no objective foundation. It is
agreeable only inasmuch as it is felt by the subject, and the
idea of it completely vanishes the moment an obstruction
is placed on the affectibility of the senses, or only when it
is modified. For a man who feels the cold the agreeable
would be a warm air; but this same man, in the heat of
summer, would seek the shade and coolness; but we must
agree that in both cases he has judged well.
On the other hand, that which is objective is altogether
independent of us, and that which to-day appears to us
true, useful, reasonable, ought yet (if this judgment of
to-day be admitted as just) to seem to us the same twenty
years hence. But our judgment of the agreeable changes
as soon as our state, with regard to its object, has changed.
The agreeable is therefore not a property of the object; it
springs entirely from the relations of such an object with
our senses, for the constitution of our senses is a necessary
condition thereof.
The good, on the contrary, is good in itself, before being
represented to us, and before being felt. The property by
which it pleases exists fully in itself without being in
want of our subject, although the pleasure which we take
in it rests on an aptitude for feeling that which is in us.
Thus we can say that the agreeable exists only because
it is experienced, and that the good, on the contrary, is
experienced because it exists.
The distinction between the beautiful and the agreeable,
great as it is, moreover, strikes the eye less. The beautiful
approaches the agreeable in this—that it must always be
proposed to the senses, inasmuch as it pleases only as a
263phenomenon. It comes near to it again in as far as it
neither procures nor supposes any notion of its object. But,
on the other hand, it is widely separated from the agreeable,
because it pleases by the form under which it is
produced, and not by the fact of the material sensation.
No doubt it only pleases the reasonable subject in so far as
it is also a sensuous subject; but also it pleases the sensuous
subject only inasmuch as it is at the same time a reasonable
subject. The beautiful is not only pleasing to the individual
but to the whole species; and although it draws its
existence but from its relation with creatures at the same
time reasonable and sensuous, it is not less independent
of all empirical limitations of sensuousness, and it remains
identical even when the particular constitution of the
individual is modified. The beautiful has exactly in
common with the good that by which it differs from the
agreeable, and it differs from the good exactly in that in
which it approximates to the agreeable.
By the good we must understand that in which reason
recognizes a conformity with her theoretical and practical
laws. But the same object can be perfectly conformable
to the theoretical reason, and not be the less in contradiction
in the highest degree with the practical reason. We can
disapprove of the end of an enterprise, and yet admire the
skill of the means and their relation with the end in view.
We can despise the pleasures which the voluptuous man
makes the end of his life, and nevertheless praise the skill
which he exhibits in the choice of his means, and the logical
result with which he carries out his principles. That
which pleases us only by its form is good, absolutely good,
and without any conditions, when its form is at the same
time its matter. The good is also an object of sensuousness,
but not of an immediate sensuousness, as the agreeable,
nor moreover of a mixed sensuousness, as the beautiful.
It does not excite desire as the first, nor inclination as the
second. The simple idea of the good inspires only
esteem.
The difference separating the agreeable, the good, and
the beautiful being thus established, it is evident that the
same object can be ugly, defective, even to be morally
rejected, and nevertheless be agreeable and pleasing to the
264senses; that an object can revolt the senses, and yet be
good, i.e., please the reason; that an object can from its
inmost nature revolt the moral senses, and yet please the
imagination which contemplates it, and still be beautiful.
It is because each one of these ideas interests different
faculties, and interests differently.
But have we exhausted the classification of the æsthetic
attributes? No, there are objects at the same time ugly,
revolting, and horrifying to the senses, which do not please
the understanding, and of no account to the moral
judgment, and these objects do not fail to please; certainly
to please to such a degree, that we would willingly sacrifice
the pleasure of these senses and that of the understanding
to procure for us the enjoyment of these objects. There is
nothing more attractive in nature than a beautiful landscape,
illuminated by the purple light of evening. The
rich variety of the objects, the mellow outlines, the play
of lights infinitely varying the aspect, the light vapors
which envelop distant objects,—all combine in charming
the senses; and add to it, to increase our pleasure, the
soft murmur of a cascade, the song of the nightingales, an
agreeable music. We give ourselves up to a soft sensation
of repose, and whilst our senses, touched by the harmony
of the colors, the forms, and the sounds, experience the
agreeable in the highest, the mind is rejoiced by the
easy and rich flow of the ideas, the heart by the sentiments
which overflow in it like a torrent. All at once
a storm springs up, darkening the sky and all the landscape,
surpassing and silencing all other noises, and
suddenly taking from us all our pleasures. Black clouds
encircle the horizon; the thunder falls with a deafening
noise. Flash succeeds flash. Our sight and hearing is
affected in the most revolting manner. The lightning
only appears to render to us more visible the horrors
of the night: we see the electric fluid strike, nay, we
begin to fear lest it may strike us. Well, that does not
prevent us from believing that we have gained more than
lost by the change; I except, of course, those whom fear
has bereft of all liberty of judgment. We are, on the one
hand, forcibly drawn towards this terrible spectacle, which
on the other wounds and repulses our senses, and we pause
265before it with a feeling which we cannot properly call a
pleasure, but one which we often like much more than
pleasure. But still, the spectacle that nature then offers to
us is in itself rather destructive than good (at all events we
in no way need to think of the utility of a storm to take
pleasure in this phenomenon), is in itself rather ugly than
beautiful, for the darkness, hiding from us all the images
which light affords, cannot be in itself a pleasant thing;
and those sudden crashes with which the thunder shakes
the atmosphere, those sudden flashes when the lightning
rends the cloud—all is contrary to one of the essential
conditions of the beautiful, which carries with it nothing
abrupt, nothing violent. And moreover this phenomenon,
if we consider only our senses, is rather painful than
agreeable, for the nerves of our sight and those of our
hearing are each in their turn painfully strained, then not
less violently relaxed, by the alternations of light and
darkness, of the explosion of the thunder, and silence.
And in spite of all these causes of displeasure, a storm is
an attractive phenomenon for whomsoever is not afraid
of it.
Another example. In the midst of a green and smiling
plain there rises a naked and barren hillock, which hides
from the sight a part of the view. Each one would wish
that this hillock were removed which disfigures the beauty
of all the landscape. Well, let us imagine this hillock
rising, rising still, without indeed changing at all its shape,
and preserving, although on a greater scale, the same proportions
between its width and height. To begin with,
our impression of displeasure will but increase with the
hillock itself, which will the more strike the sight, and
which will be the more repulsive. But continue; raise it
up twice as high as a tower, and insensibly the displeasure
will efface itself to make way for quite another feeling.
The hill has at last become a mountain, so high a mountain
that it is quite impossible for our eyes to take it in at
one look. There is an object more precocious than all this
smiling plain which surrounds it, and the impression that
it makes on us is of such a nature that we should regret to
exchange it for any other impression, however beautiful it
might be. Now, suppose this mountain to be leaning, and
266of such an inclination that we could expect it every minute
to crash down, the previous impression will be complicated
with another impression: terror will be joined to it: the
object itself will be but still more attractive. But suppose
it were possible to prop up this leaning mountain with
another mountain, the terror would disappear, and with it
a good part of the pleasure we experienced. Suppose that
there were beside this mountain four or five other mountains,
of which each one was a fourth or a fifth part lower
than the one which came immediately after; the first impression
with which the height of one mountain inspired
us will be notably weakened. Something somewhat analogous
would take place if the mountain itself were cut into
ten or twelve terraces, uniformly diminishing; or again if
it were artificially decorated with plantations. We have
at first subjected one mountain to no other operation than
that of increasing its size, leaving it otherwise just
as it was, and without altering its form; and this simple
circumstance has sufficed to make an indifferent or even
disagreeable object satisfying to the eyes. By the second
operation, this enlarged object has become at the same
time an object of terror; and the pleasure which we have
found in contemplating it has but been the greater. Finally,
by the last operation which we have made, we have
diminished the terror which its sight occasioned, and the
pleasure has diminished as much. We have diminished
subjectively the idea of its height, whether by dividing the
attention of the spectator between several objects, or in
giving to the eyes, by means of these smaller mountains,
placed near to the large one, a measure by which to master
the height of the mountain all the more easily. The great
and the terrible can therefore be of themselves in certain
cases a source of æsthetic pleasure.
There is not in the Greek mythology a more terrible,
and at the same time more hideous, picture than the Furies,
or Erinyes, quitting the infernal regions to throw themselves
in the pursuit of a criminal. Their faces frightfully
contracted and grimacing, their fleshless bodies, their
heads covered with serpents in the place of hair—revolt
our senses as much as they offend our taste. However,
when these monsters are represented to us in the pursuit
267of Orestes, the murderer of his mother, when they are
shown to us brandishing the torches in their hands, and
chasing their prey, without peace or truce, from country to
country, until at last, the anger of justice being appeased,
they engulf themselves in the abyss of the infernal regions;
then we pause before the picture with a horror mixed with
pleasure. But not only the remorse of a criminal which
is personified by the Furies, even his unrighteous acts:
nay, the real perpetration of a crime, are able to please us
in a work of art. Medea, in the Greek tragedy; Clytemnestra,
who takes the life of her husband; Orestes, who
kills his mother, fill our soul with horror and with pleasure.
Even in real life, indifferent and even repulsive or frightful
objects begin to interest us the moment that they
approach the monstrous or the terrible. An altogether
vulgar and insignificant man will begin to please us the
moment that a violent passion, which indeed in no way
upraises his personal value, makes him an object of fear
and terror, in the same way that a vulgar, meaningless
object becomes to us the source of æsthetic pleasure the
instant we have enlarged it to the point where it threatens
to overstep our comprehension. An ugly man is
made still more ugly by passion, and nevertheless it is in
bursts of this passion, provided that it turns to the terrible
and not to the ridiculous, that this man will be to us of
the most interest. This remark extends even to animals.
An ox at the plow, a horse before a carriage, a dog, are
common objects; but excite this bull to the combat, enrage
this horse who is so peaceable, or represent to yourself
this dog a prey to madness; instantly these animals are
raised to the rank of æsthetic objects, and we begin to
regard them with a feeling which borders on pleasure and
esteem. The inclination to the pathetic—an inclination
common to all men—the strength of the sympathetic sentiment—this
force which in nature makes us wish to see
suffering, terror, dismay, which has so many attractions
for us in art, which makes us hurry to the theatre, which
makes us take so much pleasure in the picturing of great
misfortune,—all this bears testimony to a fourth source
of æsthetic pleasure, which neither the agreeable, nor
the good, nor the beautiful are in a state to produce.
268All the examples that I have alleged up to the present
have this in common—that the feeling they excite in us
rests on something objective. In all these phenomena we
receive the idea of something “which oversteps, or which
threatens to overstep, the power of comprehension of our
senses, or their power of resistance”; but not, however,
going so far as to paralyze these two powers, or so far as
to render us incapable of striving, either to know the
object, or to resist the impression it makes on us. There
is in the phenomena a complexity which we cannot retrace
to unity without driving the intuitive faculty to its furthest
limits.
We have the idea of a force in comparison with which
our own vanishes, and which we are nevertheless compelled
to compare with our own. Either it is an object which at
the same time presents and hides itself from our faculty
of intuition, and which urges us to strive to represent it
to ourselves, without leaving room to hope that this aspiration
will be satisfied; or else it is an object which appears
to upraise itself as an enemy, even against our existence—which
provokes us, so to say, to combat, and makes us
anxious as to the issue. In all the alleged examples there
is visible in the same way the same action on the faculty
of feeling. All throw our souls into an anxious agitation
and strain its springs. A certain gravity which can even
raise itself to a solemn rejoicing takes possession of our
soul, and whilst our organs betray evident signs of internal
anxiety, our mind falls back on itself by reflection, and
appears to find a support in a higher consciousness of its
independent strength and dignity. This consciousness
of ourselves must always dominate in order that the great
and the horrible may have for us an æsthetic value. It is
because the soul before such sights as these feels itself
inspired and lifted above itself that they are designated
under the name of sublime, although the things themselves
are objectively in no way sublime; and consequently it
would be more just to say that they are elevating than to
call them in themselves elevated or sublime.
For an object to be called sublime it must be in opposition
with our sensuousness. In general it is possible to
conceive but two different relations between the objects
269and our sensuousness, and consequently there ought to be
two kinds of resistance. They ought either to be considered
as objects from which we wish to draw a knowledge,
or else they should be regarded as a force with which we
compare our own. According to this division there are
two kinds of the sublime, the sublime of knowledge and
the sublime of force. Moreover, the sensuous faculties
contribute to knowledge only in grasping a given matter,
and putting one by the other its complexity in time and in
space.
As to dissecting this complex property and assorting it,
it is the business of the understanding and not of the
imagination. It is for the understanding alone that the
diversity exists: for the imagination (considered simply as
a sensuous faculty) there is but an uniformity, and consequently
it is but the number of the uniform things (the
quantity and not the quality) which can give origin to any
difference between the sensuous perception of phenomena.
Thus, in order that the faculty of picturing things sensuously
may be reduced to impotence before an object, necessarily
it is imperative that this object exceeds in its
quantity the capacity of our imagination.
There are moments in life when nature inspires us with
a sort of love and respectful emotion, not because she is
pleasing to our senses, or because she satisfies our mind or
our taste (it is often the very opposite that happens), but
merely because she is nature. This feeling is often elicited
when nature is considered in her plants, in her mineral
kingdom, in rural districts; also in the case of human
nature, in the case of children, and in the manners of
country people and of the primitive races. Every man of
refined feeling, provided he has a soul, experiences this
feeling when he walks out under the open sky, when he
lives in the country, or when he stops to contemplate the
monuments of early ages; in short, when escaping from
270factitious situations and relations, he finds himself suddenly
face to face with nature. This interest, which is
often exalted in us so as to become a want, is the explanation
of many of our fancies for flowers and for animals,
our preference for gardens laid out in the natural style,
our love of walks, of the country and those who live there,
of a great number of objects proceeding from a remote antiquity,
etc. It is taken for granted that no affectation
exists in the matter, and moreover that no accidental
interest comes into play. But this sort of interest which
we take in nature is only possible under two conditions.
First the object that inspires us with this feeling must be
really nature, or something we take for nature; secondly
this object must be in the full sense of the word simple,
that is, presenting the entire contrast of nature with art,
all the advantage remaining on the side of nature.
Directly this second condition is united to the first, but no
sooner, nature assumes the character of simplicity.
Considered thus, nature is for us nothing but existence
in all its freedom; it is the constitution of things taken in
themselves; it is existence itself according to its proper
and immutable laws.
It is strictly necessary that we should have this idea of
nature to take an interest in phenomena of this kind. If
we conceive an artificial flower so perfectly imitated that
it has all the appearance of nature and would produce the
most complete illusion, or if we imagine the imitation of
simplicity carried out to the extremest degree, the instant
we discover it is only an imitation, the feeling of which I
have been speaking is completely destroyed. It is, therefore,
quite evident that this kind of satisfaction which
nature causes us to feel is not a satisfaction of the æsthetical
taste, but a satisfaction of the moral sense; for it is
produced by means of a conception and not immediately
by the single fact of intuition: accordingly it is by no
means determined by the different degrees of beauty in
forms. For, after all, is there anything so specially
charming in a flower of common appearance, in a spring,
a moss-covered stone, the warbling of birds, or the buzzing
of bees, etc.? What is that can give these objects a claim
to our love? It is not these objects in themselves; it is
271an idea represented by them that we love in them. We
love in them life and its latent action, the effects peacefully
produced by beings of themselves, existence under its
proper laws, the inmost necessity of things, the eternal
unity of their nature.
These objects which captivate us are what we were,
what we must be again some day. We were nature as they
are; and culture, following the way of reason and of
liberty, must bring us back to nature. Accordingly, these
objects are an image of our infancy irrevocably past—of
our infancy which will remain eternally very dear to us,
and thus they infuse a certain melancholy into us; they
are also the image of our highest perfection in the ideal
world, whence they excite a sublime emotion in us.
But the perfection of these objects is not a merit that
belongs to them, because it is not the effect of their free
choice. Accordingly they procure quite a peculiar pleasure
for us, by being our models without having any thing
humiliating for us. It is like a constant manifestation of
the divinity surrounding us, which refreshes without
dazzling us. The very feature that constitutes their
character is precisely what is lacking in ours to make it
complete; and what distinguishes us from them is precisely
what they lack to be divine. We are free and they are
necessary; we change and they remain identical. Now it
is only when these two conditions are united, when the
will submits freely to the laws of necessity, and when, in
the midst of all the changes of which the imagination is
susceptible, reason maintains its rule—it is only then that
the divine or the ideal is manifested. Thus we perceive
eternally in them that which we have not, but which we are
continually forced to strive after; that which we can never
reach, but which we can hope to approach by continual
progress. And we perceive in ourselves an advantage
which they lack, but in which some of them—the beings
deprived of reason—cannot absolutely share, and in which
the others, such as children, can only one day have a share
by following our way. Accordingly, they procure us the
most delicious feeling of our human nature, as an idea,
though in relation to each determinate state of our nature
they cannot fail to humble us.
272As this interest in nature is based on an idea, it can
only manifest itself in a soul capable of ideas, that is, in a
moral soul. For the immense majority it is nothing more
than pure affectation; and this taste of sentimentality so
widely diffused in our day, manifesting itself, especially
since the appearance of certain books, by sentimental
excursions and journeys, by sentimental gardens, and other
fancies akin to these—this taste by no means proves that
true refinement of sense has become general. Nevertheless,
it is certain that nature will always produce something of
this impression, even on the most insensible hearts, because
all that is required for this is the moral disposition
or aptitude, which is common to all men. For all men,
however contrary their acts may be to simplicity and to
the truth of nature, are brought back to it in their ideas.
This sensibility in connection with nature is specially and
most strongly manifested, in the greater part of persons,
in connection with those sorts of objects which are closely
related to us, and which, causing us to look closer into
ourselves, show us more clearly what in us departs from
nature; for example, in connection with children, or with
nations in a state of infancy. It is an error to suppose
that it is only the idea of their weakness that, in certain
moments, makes us dwell with our eyes on children with
so much emotion. This may be true with those who, in
the presence of a feeble being, are used to feel nothing but
their own superiority. But the feeling of which I speak
is only experienced in a very peculiar moral disposition,
nor must it be confounded with the feeling awakened in us
by the joyous activity of children. The feeling of which
I speak is calculated rather to humble than to flatter our
self-love; and if it gives us the idea of some advantage,
this advantage is at all events not on our side.
We are moved in the presence of childhood, but it is
not because from the height of our strength and of our
perfection we drop a look of pity on it; it is, on the contrary,
because from the depths of our impotence, of which
the feeling is inseparable from that of the real and determinate
state to which we have arrived, we raise our eyes
to the child’s determinableness and pure innocence. The
feeling we then experience is too evidently mingled with
273sadness for us to mistake its source. In the child, all is
disposition and destination; in us, all is in the state of a
completed, finished thing, and the completion always remains
infinitely below the destination. It follows that the
child is to us like the representation of the ideal; not,
indeed, of the ideal as we have realized it, but such as our
destination admitted; and, consequently, it is not at all
the idea of its indigence, of its hinderances, that makes us
experience emotion in the child’s presence; it is, on the
contrary, the idea of its pure and free force, of the integrity,
the infinity of its being. This is the reason why, in
the sight of every moral and sensible man, the child will
always be a sacred thing; I mean an object which, by the
grandeur of an idea, reduces to nothingness all grandeur
realized by experience; an object which, in spite of all it
may lose in the judgment of the understanding, regains
largely the advantage before the judgment of
reason.
Now it is precisely this contradiction between the judgment
of reason and that of the understanding which produces
in us this quite special phenomenon, this mixed
feeling, called forth in us by the sight of the simple—I
mean the simple in the manner of thinking. It is at once
the idea of a childlike simplicity and of a childish simplicity.
By what it has of childish simplicity it exposes a
weak side to the understanding, and provokes in us that
smile by which we testify our superiority (an entirely speculative
superiority). But directly we have reason to think
that childish simplicity is at the same time a childlike
simplicity—that it is not consequently a want of intelligence,
an infirmity in a theoretical point of view, but a
superior force (practically), a heart-full of truth and innocence,
which is its source, a heart that has despised the
help of art because it was conscious of its real and internal
greatness—directly this is understood, the understanding
no longer seeks to triumph. Then raillery,
which was directed against simpleness, makes way for the
admiration inspired by noble simplicity. We feel ourselves
obliged to esteem this object, which at first made us smile,
and directing our eyes to ourselves, to feel ourselves
unhappy in not resembling it. Thus is produced that very
274special phenomenon of a feeling in which good-natured
raillery, respect, and sadness are confounded. It is the
condition of the simple that nature should triumph over
art, either unconsciously to the individual and against his
inclination, or with his full and entire cognizance. In the
former case it is simplicity as a surprise, and the impression
resulting from it is one of gayety; in the second case,
it is simplicity of feeling, and we are moved.
With regard to simplicity as a surprise, the person must
be morally capable of denying nature. In simplicity of
feeling the person may be morally incapable of this, but
we must not think him physically incapable, in order that
it may make upon us the impression of the simple. This
is the reason why the acts and words of children only
produce the impression of simplicity upon us when we forget
that they are physically incapable of artifice, and in
general only when we are exclusively impressed by the
contrast between their natural character and what is artificial
in us. Simplicity is a childlike ingenuousness which
is encountered when it is not expected; and it is for this
very reason that, taking the word in its strictest sense,
simplicity could not be attributed to childhood properly
speaking.
But in both cases, in simplicity as a surprise and simplicity
as a feeling, nature must always have the upper
hand, and art succumb to her.
Until we have established this distinction we can only form
an incomplete idea of simplicity. The affections are also
something natural, and the rules of decency are artificial;
yet the triumph of the affections over decency is anything
but simple. But when affection triumphs over artifice,
over false decency, over dissimulation, we shall have no
difficulty in applying the word simple to this. Nature
must therefore triumph over art, not by its blind and brutal
force as a dynamical power, but in virtue of its form
as a moral magnitude; in a word, not as a want, but as
an internal necessity. It must not be insufficiency, but
the inopportune character of the latter that gives nature
her victory; for insufficiency is only a want and a defect,
and nothing that results from a want or defect could produce
esteem. No doubt in the simplicity resulting from
275surprise, it is always the predominance of affection and a
want of reflection that causes us to appear natural. But
this want and this predominance do not by any means
suffice to constitute simplicity; they merely give occasion
to nature to obey without let or hinderance her moral constitution,
that is, the law of harmony.
The simplicity resulting from surprise can only be encountered
in man and that only in as far as at the moment
he ceases to be a pure and innocent nature. This sort of
simplicity implies a will that is not in harmony with that
which nature does of her own accord. A person simple
after this fashion, when recalled to himself, will be the first
to be alarmed at what he is; on the other hand, a person
in whom simplicity is found as a feeling, will only wonder
at one thing, that is, at the way in which men feel astonishment.
As it is not the moral subject as a person, but
only his natural character set free by affection, that confesses
the truth, it follows from this that we shall not
attribute this sincerity to man as a merit, and that we shall
be entitled to laugh at it, our raillery not being held in
check by any personal esteem for his character. Nevertheless,
as it is still the sincerity of nature which, even in
the simplicity caused by surprise, pierces suddenly through
the veil of dissimulation, a satisfaction of a superior order
is mixed with the mischievous joy we feel in having caught
any one in the act. This is because nature, opposed to
affectation, and truth, opposed to deception, must in every
case inspire us with esteem. Thus we experience, even in
the presence of simplicity originating in surprise, a really
moral pleasure, though it be not in connection with a moral
object.
I admit that in simplicity proceeding from surprise we
always experience a feeling of esteem for nature, because
we must esteem truth; whereas in the simplicity of
feeling we esteem the person himself, enjoying in this
way not only a moral satisfaction, but also a satisfaction
of which the object is moral. In both cases nature is
right, since she speaks the truth; but in the second case
not only is nature right, but there is also an act that does
honor to the person. In the first case the sincerity of
nature always puts the person to the blush, because it is
276involuntary; in the second it is always a merit which
must be placed to the credit of the person, even when
what he confesses is of a nature to cause a blush.
We attribute simplicity of feeling to a man, when, in
the judgments he pronounces on things, he passes, without
seeing them, over all the factitious and artificial sides of
an object, to keep exclusively to simple nature. We
require of him all the judgments that can be formed of
things without departing from a sound nature; and we
only hold him entirely free in what presupposes a departure
from nature in his mode of thinking or feeling.
If a father relates to his son that such and such a person
is dying of hunger, and if the child goes and carries the
purse of his father to this unfortunate being, this is a
simple action. It is in fact a healthy nature that acts in
the child; and in a world where healthy nature would be
the law, he would be perfectly right to act so. He only
sees the misery of his neighbor and the speediest means
of relieving him. The extension given to the right of
property, in consequence of which part of the human race
might perish, is not based on mere nature. Thus the act
of this child puts to shame real society, and this is acknowledged
by our heart in the pleasure it experiences
from this action.
If a good-hearted man, inexperienced in the ways of the
world, confides his secrets to another, who deceives him,
but who is skilful in disguising his perfidy, and if by his
very sincerity he furnishes him with the means of doing
him injury, we find his conduct simple. We laugh at
him, yet we cannot avoid esteeming him, precisely on
account of his simplicity. This is because his trust in
others proceeds from the rectitude of his own heart; at
all events, there is simplicity here only as far as this is
the case.
Simplicity in the mode of thinking cannot then ever be
the act of a depraved man; this quality only belongs to
children, and to men who are children in heart. It often
happens to these in the midst of the artificial relations of
the great world to act or to think in a simple manner.
Being themselves of a truly good and humane nature,
they forget that they have to do with a depraved world;
277and they act, even in the courts of kings, with an ingenuousness
and an innocence that are only found in the world
of pastoral idyls.
Nor is it always such an easy matter to distinguish
exactly childish candor from childlike candor, for there
are actions that are on the skirts of both. Is a certain act
foolishly simple, and must we laugh at it? or is it nobly
simple, and must we esteem the actors the higher on that
account? It is difficult to know which side to take in
some cases. A very remarkable example of this is found
in the history of the government of Pope Adrian VI.,
related by Mr. Schröckh with all the solidity and the
spirit of practical truth which distinguish him. Adrian,
a Netherlander by birth, exerted the pontifical sway at
one of the most critical moments for the hierarchy—at a
time when an exasperated party laid bare without any
scruple all the weak sides of the Roman Church, while the
opposite party was interested in the highest degree in
covering them over. I do not entertain the question how
a man of a truly simple character ought to act in such
a case, if such a character were placed in the papal
chair. But, we ask, how could this simplicity of feeling
be compatible with the part of a pope? This question
gave indeed very little embarrassment to the predecessors
and successors of Adrian. They followed uniformly the
system adopted once for all by the court of Rome, not to
make any concessions anywhere. But Adrian had preserved
the upright character of his nation and the innocence
of his previous condition. Issuing from the humble
sphere of literary men to rise to this eminent position, he
did not belie at that elevation the primitive simplicity of
his character. He was moved by the abuses of the Roman
Church, and he was much too sincere to dissimulate publicly
what he confessed privately. It was in consequence
of this manner of thinking that, in his instruction to his
legate in Germany, he allowed himself to be drawn into
avowals hitherto unheard of in a sovereign pontiff, and
diametrically contrary to the principles of that court:
“We know well,” he said, among other things, “that for
many years many abominable things have taken place in
this holy chair; it is not therefore astonishing that the
278evil has been propagated from the head to the members,
from the pope to the prelates. We have all gone astray
from the good road, and for a long time there is none of
us, not one, who has done anything good.” Elsewhere he
orders his legate to declare in his name “that he, Adrian,
cannot be blamed for what other popes have done before
him; that he himself, when he occupied a comparatively
mediocre position, had always condemned these excesses.”
It may easily be conceived how such simplicity in a pope
must have been received by the Roman clergy. The
smallest crime of which he was accused was that of betraying
the church and delivering it over to heretics.
Now this proceeding, supremely imprudent in a pope,
would yet deserve our esteem and admiration if we could
believe it was real simplicity; that is, that Adrian, without
fear of consequences, had made such an avowal, moved by
his natural sincerity, and that he would have persisted in
acting thus, though he had understood all the drift of his
clumsiness. Unhappily we have some reason to believe
that he did not consider his conduct as altogether impolitic,
and that in his candor he went so far as to flatter
himself that he had served very usefully the interests of
his church by his indulgence to his adversaries. He did
not even imagine that he ought to act thus in his quality
as an honest man; he thought also as a pope to be able to
justify himself, and forgetting that the most artificial of
structures could only be supported by continuing to deny
the truth, he committed the unpardonable fault of having
recourse to means of safety, excellent perhaps, in a natural
situation, but here applied to entirely contrary circumstances.
This necessarily modifies our judgment very
much, and although we cannot refuse our esteem for the
honesty of heart in which the act originates, this esteem
is greatly lessened when we reflect that nature on this
occasion was too easily mistress of art, and that the heart
too easily overruled the head.
True genius is of necessity simple, or it is not genius.
Simplicity alone gives it this character, and it cannot
belie in the moral order what it is in the intellectual
and æsthetical order. It does not know those rules, the
crutches of feebleness, those pedagogues which prop up
279slippery spirits; it is only guided by nature and instinct,
its guardian angel; it walks with a firm, calm step across
all the snares of false taste, snares in which the man
without genius, if he have not the prudence to avoid them
the moment he detects them, remains infallibly imbedded.
It is therefore the part only of genius to issue from the
known without ceasing to be at home, or to enlarge the
circle of nature without overstepping it. It does indeed
sometimes happen that a great genius oversteps it; but
only because geniuses have their moments of frenzy, when
nature, their protector, abandons them, because the force
of example impels them, or because the corrupt taste of
their age leads them astray.
The most intricate problems must be solved by genius
with simplicity, without pretension, with ease; the egg of
Christopher Columbus is the emblem of all the discoveries
of genius. It only justifies its character as genius by
triumphing through simplicity over all the complications
of art. It does not proceed according to known principles,
but by feelings and inspiration; the sallies of genius
are the inspirations of a God (all that healthy nature produces
is divine); its feelings are law’s for all time, for all
human generations.
This childlike character imprinted by genius on its
works is also shown by it in its private life and manners.
It is modest, because nature is always so; but it is not
decent, because corruption alone is decent. It is intelligent,
because nature cannot lack intelligence; but it is not
cunning, because art only can be cunning. It is faithful
to its character and inclinations, but this is not so much
because it has principles as because nature, notwithstanding
all its oscillations, always returns to its equilibrium,
and brings back the same wants. It is modest
and even timid, because genius remains always a secret
to itself; but it is not anxious, because it does not know
the dangers of the road in which it walks. We know
little of the private life of the greatest geniuses; but
the little that we know of it—what tradition has preserved,
for example, of Sophocles, of Archimedes, of
Hippocrates, and in modern times of Ariosto, of Dante,
of Tasso, of Raphael, of Albert Dürer, of Cervantes, of
280Shakespeare, of Fielding, of Sterne, etc.—confirms this
assertion.
Nay, more; though this admission seems more difficult
to support, even the greatest philosophers and great commanders,
if great by their genius, have simplicity in their
character. Among the ancients I need only name Julius
Cæsar and Epaminondas; among the moderns Henry IV.
in France, Gustavus Adolphus in Sweden, and the Czar
Peter the Great. The Duke of Marlborough, Turenne,
and Vendôme all present this character. With regard to
the other sex, nature proposes to it simplicity of character
as the supreme perfection to which it should reach. Accordingly,
the love of pleasing in women strives after
nothing so much as the appearance of simplicity; a sufficient
proof, if it were the only one, that the greatest
power of the sex reposes in this quality. But, as the
principles that prevail in the education of women are
perpetually struggling with this character, it is as difficult
for them in the moral order to reconcile this magnificent
gift of nature with the advantages of a good
education as it is difficult for men to preserve them
unchanged in the intellectual order: and the woman who
knows how to join a knowledge of the world to this sort
of simplicity in manners is as deserving of respect as a
scholar who joins to the strictness of scholastic rules the
freedom and originality of thought.
Simplicity in our mode of thinking brings with it of
necessity simplicity in our mode of expression, simplicity
in terms as well as movement; and it is in this that grace
especially consists. Genius expresses its most sublime and
its deepest thoughts with this simple grace; they are the
divine oracles that issue from the lips of a child; while
the scholastic spirit, always anxious to avoid error, tortures
all its words, all its ideas, and makes them pass
through the crucible of grammar and logic, hard and rigid,
in order to keep from vagueness, and uses few words in
order not to say too much, enervates and blunts thought
in order not to wound the reader who is not on his guard—genius
gives to its expression, with a single and happy
stroke of the brush, a precise, firm, and yet perfectly free
form. In the case of grammar and logic, the sign and the
281thing signified are always heterogeneous and strangers to
each other: with genius, on the contrary, the expression
gushes forth spontaneously from the idea, the language
and the thought are one and the same; so that even
though the expression thus gives it a body the spirit
appears as if disclosed in a nude state. This fashion of
expression, when the sign disappears entirely in the thing
signified, when the tongue, so to speak, leaves the thought
it translates naked, whilst the other mode of expression
cannot represent thought without veiling it at the same
time: this is what is called originality and inspiration in
style.
This freedom, this natural mode by which genius expresses
itself in works of intellect, is also the expression
of the innocence of heart in the intercourse of life. Every
one knows that in the world men have departed from
simplicity, from the rigorous veracity of language, in
the same proportion as they have lost the simplicity of
feelings. The guilty conscience easily wounded, the
imagination easily seduced, made an anxious decency
necessary. Without telling what is false, people often
speak differently from what they think; we are obliged
to make circumlocutions to say certain things, which
however, can never afflict any but a sickly self-love, and
that have no danger except for a depraved imagination.
The ignorance of these laws of propriety (conventional
laws), coupled with a natural sincerity which despises all
kinds of bias and all appearance of falsity (sincerity I
mean, not coarseness, for coarseness dispenses with forms
because it is hampered), gives rise in the intercourse of life
to a simplicity of expression that consists in naming things
by their proper name without circumlocution. This is
done because we do not venture to designate them as they
are, or only to do so by artificial means. The ordinary
expressions of children are of this kind. They make us
smile because they are in opposition to received manners;
but men would always agree in the bottom of their hearts
that the child is right.
It is true that simplicity of feeling cannot properly be
attributed to the child any more than to the man,—that
is, to a being not absolutely subject to nature, though there
282is still no simplicity, except on the condition that it is pure
nature that acts through him. But by an effort of the
imagination, which likes to poetise things, we often carry
over these attributes of a rational being to beings destitute
of reason. It is thus that, on seeing an animal, a landscape,
a building, and nature in general, from opposition
to what is arbitrary and fantastic in the conceptions of
man, we often attribute to them a simple character. But
that implies always that in our thought we attribute a
will to these things that have none, and that we are
struck to see it directed rigorously according to the laws
of necessity. Discontented as we are that we have ill employed
our own moral freedom, and that we no longer find
moral harmony in our conduct, we are easily led to a
certain disposition of mind, in which we willingly address
ourselves to a being destitute of reason, as if it were a
person. And we readily view it as if it had really had to
struggle against the temptation of acting otherwise, and
proceed to make a merit of its eternal uniformity, and to
envy its peaceable constancy. We are quite disposed to
consider in those moments reason, this prerogative of the
human race, as a pernicious gift and as an evil; we feel so
vividly all that is imperfect in our conduct that we forget
to be just to our destiny and to our aptitudes.
We see, then, in nature, destitute of reason, only a sister
who, more fortunate than ourselves, has remained under
the maternal roof, while in the intoxication of our freedom
we have fled from it to throw ourselves into a stranger
world. We regret this place of safety, we earnestly long to
come back to it as soon as we have begun to feel the bitter
side of civilization, and in the totally artificial life in which
we are exiled we hear in deep emotion the voice of our
mother. While we were still only children of nature we
were happy, we were perfect: we have become free, and
we have lost both advantages. Hence a twofold and very
unequal longing for nature: the longing for happiness and
the longing for the perfection that prevails there. Man,
as a sensuous being, deplores sensibly the loss of the
former of these goods; it is only the moral man who can
be afflicted at the loss of the other.
Therefore, let the man with a sensible heart and a loving
283nature question himself closely. Is it your indolence that
longs for its repose, or your wounded moral sense that longs
for its harmony? Ask yourself well, when, disgusted
with the artifices, offended by the abuses that you discover
in social life, you feel yourself attracted towards inanimate
nature, in the midst of solitude ask yourself what impels
you to fly the world. Is it the privation from which you
suffer, its loads, its troubles? or is it the moral anarchy,
the caprice, the disorder that prevail there? Your heart
ought to plunge into these troubles with joy, and to find
in them the compensation in the liberty of which they are
the consequence. You can, I admit, propose as your aim,
in a distant future, the calm and the happiness of nature;
but only that sort of happiness which is the reward of
your dignity. Thus, then, let there be no more complaint
about the loads of life, the inequality of conditions, or
the hampering of social relations, or the uncertainty of
possession, ingratitude, oppression, and persecution. You
must submit to all these evils of civilization with a free
resignation; it is the natural condition of good, par excellence,
of the only good, and you ought to respect it under
this head. In all these evils you ought only to deplore
what is morally evil in them, and you must do so not
with cowardly tears only. Rather watch to remain pure
yourself in the midst of these impurities, free amidst this
slavery, constant with yourself in the midst of these capricious
changes, a faithful observer of the law amidst this
anarchy. Be not frightened at the disorder that is without
you, but at the disorder which is within; aspire after
unity, but seek it not in uniformity; aspire after repose,
but through equilibrium, and not by suspending the
action of your faculties. This nature which you envy in
the being destitute of reason deserves no esteem: it is not
worth a wish. You have passed beyond it; it ought to
remain for ever behind you. The ladder that carried you
having given way under your foot, the only thing for you
to do is to seize again on the moral law freely, with a free
consciousness, a free will, or else to roll down, hopeless of
safety, into a bottomless abyss.
But when you have consoled yourself for having lost the
happiness of nature, let its perfection be a model to your
284heart. If you can issue from the circle in which art keeps
you enclosed and find nature again, if it shows itself to you
in its greatness and in its calm, in its simple beauty, in its
childlike innocence and simplicity, oh! then pause before
its image, cultivate this feeling lovingly. It is worthy of
you, and of what is noblest in man. Let it no more come
into your mind to change with it; rather embrace it,
absorb it into your being, and try to associate the infinite
advantage it has over you with that infinite prerogative
that is peculiar to you, and let the divine issue from this
sublime union. Let nature breathe around you like a
lovely idyl, where far from artifice and its wanderings you
may always find yourself again, where you may go to draw
fresh courage, a new confidence, to resume your course,
and kindle again in your heart the flame of the ideal, so
readily extinguished amidst the tempests of life.
If we think of that beautiful nature which surrounded
the ancient Greeks, if we remember how intimately that
people, under its blessed sky, could live with that free
nature; how their mode of imagining, and of feeling, and
their manners, approached far nearer than ours to the simplicity
of nature, how faithfully the works of their poets
express this; we must necessarily remark, as a strange
fact, that so few traces are met among them of that sentimental
interest that we moderns ever take in the scenes of
nature and in natural characters. I admit that the Greeks
are superiorly exact and faithful in their descriptions of
nature. They reproduce their details with care, but we
see that they take no more interest in them and more heart
in them than in describing a vestment, a shield, armor,
a piece of furniture, or any production of the mechanical
arts. In their love for the object it seems that they make
no difference between what exists in itself and what
owes its existence to art, to the human will. It seems that
nature interests their minds and their curiosity more than
moral feeling. They do not attach themselves to it with
that depth of feeling, with that gentle melancholy, that
characterize the moderns. Nay, more, by personifying
nature in its particular phenomena, by deifying it, by
representing its effects as the acts of free being, they take
from it that character of calm necessity which is precisely
285what makes it so attractive to us. Their impatient
imagination only traverses nature to pass beyond it to
the drama of human life. It only takes pleasure in the
spectacle of what is living and free; it requires characters,
acts, the accidents of fortune and of manners; and whilst
it happens with us, at least in certain moral dispositions,
to curse our prerogative, this free will, which exposes us
to so many combats with ourselves, to so many anxieties
and errors, and to wish to exchange it for the condition of
beings destitute of reason, for that fatal existence that no
longer admits of any choice, but which is so calm in its
uniformity;—while we do this, the Greeks, on the contrary,
only have their imagination occupied in retracing
human nature in the inanimate world, and in giving to
the will an influence where blind necessity rules.
Whence can arise this difference between the spirit of
the ancients and the modern spirit? How comes it that,
being, for all that relates to nature, incomparably below
the ancients, we are superior to them precisely on this
point, that we render a more complete homage to nature;
that we have a closer attachment to it; and that we are
capable of embracing even the inanimate world with
the most ardent sensibility. It is because nature, in our
time, is no longer in man, and that we no longer encounter
it in its primitive truth, except out of humanity, in
the inanimate world. It is not because we are more conformable
to nature—quite the contrary; it is because in our
social relations, in our mode of existence, in our manners,
we are in opposition with nature. This is what leads us,
when the instinct of truth and of simplicity is awakened—this
instinct which, like the moral aptitude from which it
proceeds, lives incorruptible and indelible in every human
heart—to procure for it in the physical world the satisfaction
which there is no hope of finding in the moral
order. This is the reason why the feeling that attaches
us to nature is connected so closely with that which makes
us regret our infancy, forever flown, and our primitive
innocence. Our childhood is all that remains of nature in
humanity, such as civilization has made it, of untouched,
unmutilated nature. It is, therefore, not wonderful, when
we meet out of us the impress of nature, that we are
always brought back to the idea of our childhood.
286It was quite different with the Greeks in antiquity.
Civilization with them did not degenerate, nor was it
carried to such an excess that it was necessary to break
with nature. The entire structure of their social life reposed
on feelings, and not on a factitious conception, on a
work of art. Their very theology was the inspiration of
a simple spirit, the fruit of a joyous imagination, and not
like the ecclesiastical dogmas of modern nations, subtle
combinations of the understanding. Since, therefore, the
Greeks had not lost sight of nature in humanity, they had
no reason, when meeting it out of man, to be surprised at
their discovery, and they would not feel very imperiously
the need of objects in which nature could be retraced. In
accord with themselves, happy in feeling themselves men,
they would of necessity keep to humanity as to what
was greatest to them, and they must needs try to make all
the rest approach it; while we, who are not in accord with
ourselves—we who are discontented with the experience
we have made of our humanity—have no more pressing
interest than to fly out of it and to remove from our
sight a so ill-fashioned form. The feeling of which we
are treating here is, therefore, not that which was known
by the ancients; it approaches far more nearly that which
we ourselves experience for the ancients. The ancients felt
naturally; we, on our part, feel what is natural. It was
certainly a very different inspiration that filled the soul
of Homer, when he depicted his divine cowherd[12] giving
hospitality to Ulysses, from that which agitated the soul
of the young Werther at the moment when he read the
“Odyssey”[13] on issuing from an assembly in which he had
only found tedium. The feeling we experience for nature
resembles that of a sick man for health.
As soon as nature gradually vanishes from human life—that
is, in proportion as it ceases to be experienced as a
subject (active and passive)—we see it dawn and increase
in the poetical world in the guise of an idea and as an
object. The people who have carried farthest the want
of nature, and at the same time the reflections on that
matter, must needs have been the people who at the
287same time were most struck with this phenomenon of the
simple, and gave it a name. If I am not mistaken, this
people was the French. But the feeling of the simple,
and the interest we take in it, must naturally go much
farther back, and it dates from the time when the moral
sense and the æsthetical sense began to be corrupt. This
modification in the manner of feeling is exceedingly
striking in Euripides, for example, if compared with his
predecessors, especially Æschylus; and yet Euripides was
the favorite poet of his time. The same revolution is
perceptible in the ancient historians. Horace, the poet of
a cultivated and corrupt epoch, praises, under the shady
groves of Tibur, the calm and happiness of the country,
and he might be termed the true founder of this sentimental
poetry, of which he has remained the unsurpassed
model. In Propertius, Virgil, and others, we find also
traces of this mode of feeling; less of it is found in Ovid,
who would have required for that more abundance of
heart, and who in his exile at Tomes sorrowfully regrets
the happiness that Horace so readily dispensed with in his
villa at Tibur.
It is in the fundamental idea of poetry that the poet
is everywhere the guardian of nature. When he can no
longer entirely fill this part, and has already in himself
suffered the deleterious influence of arbitrary and factitious
forms, or has had to struggle against this influence,
he presents himself as the witness of nature and as its
avenger. The poet will, therefore, be the expression of
nature itself, or his part will be to seek it, if men have
lost sight of it. Hence arise two kinds of poetry, which
embrace and exhaust the entire field of poetry. All poets—I
mean those who are really so—will belong, according
to the time when they flourish, according to the accidental
circumstances that have influenced their education generally,
and the different dispositions of mind through
which they pass, will belong, I say, to the order of the
sentimental poetry or to simple poetry.
The poet of a young world, simple and inspired, as also
the poet who at an epoch of artificial civilization approaches
nearest to the primitive bards, is austere and prudish, like
the virginal Diana in her forests. Wholly unconfiding, he
288hides himself from the heart that seeks him, from the
desire that wishes to embrace him. It is not rare for the
dry truth with which he treats his subject to resemble
insensibility. The whole object possesses him, and to
reach his heart it does not suffice, as with metals of little
value, to stir up the surface; as with pure gold, you must
go down to the lowest depths. Like the Deity behind this
universe, the simple poet hides himself behind his work; he
is himself his work, and his work is himself. A man must
be no longer worthy of the work, nor understand it,
or be tired of it, to be even anxious to learn who is its
author.
Such appears to us, for instance, Homer in antiquity,
and Shakespeare among moderns: two natures infinitely
different and separated in time by an abyss, but perfectly
identical as to this trait of character. When, at a very
youthful age, I became first acquainted with Shakespeare,
I was displeased with his coldness, with his insensibility,
which allows him to jest even in the most pathetic moments,
to disturb the impression of the most harrowing
scenes in “Hamlet,” in “King Lear,” and in “Macbeth,”
etc., by mixing with them the buffooneries of a madman.
I was revolted by his insensibility, which allowed him to
pause sometimes at places where my sensibility would bid
me hasten and bear me along, and which sometimes carried
him away with indifference when my heart would be so
happy to pause. Though I was accustomed, by the practice
of modern poets, to seek at once the poet in his works,
to meet his heart, to reflect with him in his theme—in a
word, to see the object in the subject—I could not bear
that the poet could in Shakespeare never be seized, that he
would never give me an account of himself. For some
years Shakespeare had been the object of my study and of
all my respect before I had learned to love his personality.
I was not yet able to comprehend nature at first hand.
All that my eyes could bear was its image only, reflected
by the understanding and arranged by rules: and on this
score the sentimental poetry of the French, or that of the
Germans of 1750 to 1780, was what suited me best. For
the rest, I do not blush at this childish judgment: adult
critics pronounced in that day in the same way, and carried
289their simplicity so far as to publish their decisions to
the world.
The same thing happened to me in the case of Homer,
with whom I made acquaintance at a later date. I remember
now that remarkable passage of the sixth book
of the “Iliad,” where Glaucus and Diomed meet each
other in the strife, and then, recognizing each other as host
and guest, exchange presents. With this touching picture
of the piety with which the laws of hospitality were observed
even in war, may be compared a picture of chivalrous
generosity in Ariosto. The knights, rivals in love,
Ferragus and Rinaldo—the former a Saracen, the latter a
Christian—after having fought to extremity, all covered
with wounds, make peace together, and mount the same
horse to go and seek the fugitive Angelica. These two
examples, however different in other respects, are very
similar with regard to the impression produced on our
heart: both represent the noble victory of moral feeling
over passion, and touch us by the simplicity of feeling displayed
in them. But what a difference in the way in which
the two poets go to work to describe two such analogous
scenes! Ariosto, who belongs to an advanced epoch, to a
world where simplicity of manners no longer existed, in
relating this trait, cannot conceal the astonishment, the
admiration, he feels at it. He measures the distance from
those manners to the manners of his own age, and this
feeling of astonishment is too strong for him. He abandons
suddenly the painting of the object, and comes himself on
the scene in person. This beautiful stanza is well known,
and has been always specially admired at all times:—
“Oh nobleness, oh generosity of the ancient manners
of chivalry! These were rivals, separated by their faith,
suffering bitter pain throughout their frames in consequence
of a desperate combat; and, without any suspicion, behold
them riding in company along dark and winding paths.
Stimulated by four spurs, the horse hastens his pace till
they arrive at the place where the road divides.”[14]
Now let us turn to old Homer. Scarcely has Diomed
learned by the story of Glaucus, his adversary, that the
latter has been, from the time of their fathers, the host
and friend of his family, when he drives his lance into the
290and friend of his family, when he drives his lance into the
ground, converses familiarly with him, and both agree
henceforth to avoid each other in the strife. But let us
hear Homer himself:—
“Thus, then, I am for thee a faithful host in Argos, and
thou to me in Lycia, when I shall visit that country. We
shall, therefore, avoid our lances meeting in the strife.
Are there not for me other Trojans or brave allies to kill
when a god shall offer them to me and my steps shall
reach them? And for thee, Glaucus, are there not enough
Achæans, that thou mayest immolate whom thou wishest?
But let us exchange our arms, in order that others may
also see that we boast of having been hosts and guests at
the time of our fathers.” Thus they spoke, and, rushing
from their chariots, they seized each other’s hands, and
swore friendship the one to the other.[15]
It would have been difficult for a modern poet (at least
to one who would be modern in the moral sense of the
term) even to wait as long as this before expressing his
joy in the presence of such an action. We should pardon
this in him the more easily, because we also, in reading it,
feel that our heart makes a pause here, and readily turns
aside from the object to bring back its thoughts on itself.
But there is not the least trace of this in Homer. As if
he had been relating something that is seen every day—nay,
more, as if he had no heart beating in his breast—he
continues, with his dry truthfulness:—
“Then the son of Saturn blinded Glaucus, who, exchanging
his armor with Diomed, gave him golden arms
of the value of one hecatomb, for brass arms only worth
nine beeves.”[16]
The poets of this order,—the genuinely simple poets,
are scarcely any longer in their place in this artificial age.
Accordingly they are scarcely possible in it, or at least
they are only possible on the condition of traversing their
age, like scared persons, at a running pace, and of being
preserved by a happy star from the influence of their age,
which would mutilate their genius. Never, for ay and
forever, will society produce these poets; but out of
society they still appear sometimes at intervals, rather, I
291admit, as strangers, who excite wonder, or as ill-trained
children of nature, who give offence. These apparitions,
so very comforting for the artist who studies them, and
for the real connoisseur, who knows how to appreciate
them, are, as a general conclusion, in the age when they
are begotten, to a very small degree preposterous. The
seal of empire is stamped on their brow, and we,—we ask
the Muses to cradle us, to carry us in their arms. The
critics, as regular constables of art, detest these poets as
disturbers of rules or of limits. Homer himself may
have been only indebted to the testimony of ten centuries
for the reward these aristarchs are kindly willing to concede
him. Moreover, they find it a hard matter to maintain
their rules against his example, or his authority against
their rules.
I have previously remarked that the poet is nature, or
he seeks nature. In the former case, he is a simple poet,
in the second case, a sentimental poet.
The poetic spirit is immortal, nor can it disappear from
humanity; it can only disappear with humanity itself, or
with the aptitude to be a man, a human being. And
actually, though man by the freedom of his imagination
and of his understanding departs from simplicity, from
truth, from the necessity of nature, not only a road always
remains open to him to return to it, but, moreover, a
powerful and indestructible instinct, the moral instinct,
brings him incessantly back to nature; and it is precisely
the poetical faculty that is united to this instinct by the
ties of the closest relationship. Thus man does not lose
the poetic faculty directly he parts with the simplicity
of nature; only this faculty acts out of him in another
direction.
Even at present nature is the only flame that kindles
and warms the poetic soul. From nature alone it obtains
all its force; to nature alone it speaks in the artificial culture-seeking
man. Any other form of displaying its activity
is remote from the poetic spirit. Accordingly it may
be remarked that it is incorrect to apply the expression
292poetic to any of the so-styled productions of wit, though
the high credit given to French literature has led people
for a long period to class them in that category. I repeat
that at present, even in the existing phase of culture, it is
still nature that powerfully stirs up the poetic spirit, only
its present relation to nature is of a different order from
formerly.
As long as man dwells in a state of pure nature (I mean
pure and not coarse nature), all his being acts at once like
a simple sensuous unity, like a harmonious whole. The
senses and reason, the receptive faculty and the spontaneously
active faculty, have not been as yet separated in
their respective functions: à fortiori they are not yet in
contradiction with each other. Then the feelings of man
are not the formless play of chance; nor are his thoughts
an empty play of the imagination, without any value.
His feelings proceed from the law of necessity; his thoughts
from reality. But when man enters the state of civilization,
and art has fashioned him, this sensuous harmony
which was in him disappears, and henceforth he can only
manifest himself as a moral unity, that is, as aspiring to
unity. The harmony that existed as a fact in the former
state, the harmony of feeling and thought, only exists now
in an ideal state. It is no longer in him, but out of him;
it is a conception of thought which he must begin by realizing
in himself; it is no longer a fact, a reality of his life.
Well, now let us take the idea of poetry, which is nothing
else than expressing humanity as completely as possible,
and let us apply this idea to these two states. We shall
be brought to infer that, on the one hand, in the state of
natural simplicity, when all the faculties of man are exerted
together, his being still manifests itself in a harmonious
unity, where, consequently, the totality of his nature expresses
itself in reality itself, the part of the poet is necessarily
to imitate the real as completely as is possible. In
the state of civilization, on the contrary, when this harmonious
competition of the whole of human nature is no
longer anything but an idea, the part of the poet is
necessarily to raise reality to the ideal, or, what amounts
to the same thing, to represent the ideal. And, actually,
these are the only two ways in which, in general, the
293poetic genius can manifest itself. Their great difference
is quite evident, but though there be great opposition between
them, a higher idea exists that embraces both, and
there is no cause to be astonished if this idea coincides
with the very idea of humanity.
This is not the place to pursue this thought any further,
as it would require a separate discussion to place it in its
full light. But if we only compare the modern and ancient
poets together, not according to the accidental forms which
they may have employed, but according to their spirit, we
shall be easily convinced of the truth of this thought.
The thing that touches us in the ancient poets is nature;
it is the truth of sense, it is a present and a living reality:
modern poets touch us through the medium of ideas.
The path followed by modern poets is moreover that
necessarily followed by man generally, individuals as well
as the species. Nature reconciles man with himself; art
divides and disunites him; the ideal brings him back to
unity. Now, the ideal being an infinite that he never
succeeds in reaching, it follows that civilized man can
never become perfect in his kind, while the man of nature
can become so in his. Accordingly in relation to perfection
one would be infinitely below the other, if we only
considered the relation in which they are both to their
own kind and to their maximum. If, on the other hand,
it is the kinds that are compared together, it is ascertained
that the end to which man tends by civilization is infinitely
superior to that which he reaches through nature. Thus
one has his reward, because having for object a finite magnitude,
he completely reaches this object; the merit of the
other is to approach an object that is of infinite magnitude.
Now, as there are only degrees, and as there is
only progress in the second of these evolutions, it follows
that the relative merit of the man engaged in the ways of
civilization is never determinable in general, though this
man, taking the individuals separately, is necessarily at a
disadvantage, compared with the man in whom nature acts
in all its perfection. But we know also that humanity cannot
reach its final end except by progress, and that the
man of nature cannot make progress save through culture,
and consequently by passing himself through the way of
294civilization. Accordingly there is no occasion to ask with
which of the two the advantage must remain, considering
this last end.
All that we say here of the different forms of humanity
may be applied equally to the two orders of poets who
correspond to them.
Accordingly it would have been desirable not to compare
at all the ancient and the modern poets, the simple
and the sentimental poets, or only to compare them by referring
them to a higher idea (since there is really only
one) which embraces both. For, sooth to say, if we begin
by forming a specific idea of poetry, merely from the
ancient poets, nothing is easier, but also nothing is more
vulgar, than to depreciate the moderns by this comparison.
If persons wish to confine the name of poetry to that
which has in all times produced the same impression in
simple nature, this places them in the necessity of contesting
the title of poet in the moderns precisely in that
which constitutes their highest beauties, their greatest
originality and sublimity; for precisely in the points where
they excel the most, it is the child of civilization whom
they address, and they have nothing to say to the simple
child of nature.
To the man who is not disposed beforehand to issue
from reality in order to enter the field of the ideal, the
richest and most substantial poetry is an empty appearance,
and the sublimest flights of poetic inspiration are an
exaggeration. Never will a reasonable man think of
placing alongside Homer, in his grandest episodes, any of
our modern poets; and it has a discordant and ridiculous
effect to hear Milton or Klopstock honored with the name
of a “new Homer.” But take in modern poets what
characterizes them, what makes their special merit, and
try to compare any ancient poet with them in this point,
they will not be able to support the comparison any better,
and Homer less than any other. I should express it
thus: the power of the ancients consists in compressing
objects into the finite, and the moderns excel in the art of
the infinite.
What we have said here may be extended to the fine
arts in general, except certain restrictions that are self-evident.
295If, then, the strength of the artists of antiquity
consists in determining and limiting objects, we must no
longer wonder that in the field of the plastic arts the
ancients remain so far superior to the moderns, nor especially
that poetry and the plastic arts with the moderns,
compared respectively with what they were among the
ancients, do not offer the same relative value. This is because
an object that addresses itself to the eyes is only
perfect in proportion as the object is clearly limited in it;
whilst a work that is addressed to the imagination can also
reach the perfection which is proper to it by means of the
ideal and the infinite. This is why the superiority of the
moderns in what relates to ideas is not of great aid to
them in the plastic arts, where it is necessary for them to
determine in space, with the greatest precision, the image
which their imagination has conceived, and where they
must therefore measure themselves with the ancient artist
just on a point where his superiority cannot be contested.
In the matter of poetry it is another affair, and if the advantage
is still with the ancients on that ground, as respects
the simplicity of forms—all that can be represented
by sensuous features, all that is something bodily—yet,
on the other hand, the moderns have the advantage over
the ancients as regards fundamental wealth, and all that
can neither be represented nor translated by sensuous
signs, in short, for all that is called mind and idea in the
works of art.
From the moment that the simple poet is content to follow
simple nature and feeling, that he is contented with
the imitation of the real world, he can only be placed,
with regard to his subject, in a single relation. And in
this respect he has no choice as to the manner of treating
it. If simple poetry produces different impressions—I
do not, of course, speak of the impressions that are connected
with the nature of the subject, but only of those
that are dependent on poetic execution—the whole difference
is in the degree; there is only one way of feeling,
which varies from more to less; even the diversity of external
forms changes nothing in the quality of æsthetic
impressions. Whether the form be lyric or epic, dramatic
or descriptive, we can receive an impression either stronger
296or weaker, but if we remove what is connected with the
nature of the subject, we shall always be affected in the
same way. The feeling we experience is absolutely identical;
it proceeds entirety from one single and the same
element to such a degree that we are unable to make any
distinction. The very difference of tongues and that of
times does not here occasion any diversity, for their strict
unity of origin and of effect is precisely a characteristic
of simple poetry.
It is quite different with sentimental poetry. The sentimental
poet reflects on the impression produced on him
by objects; and it is only on this reflection that his poetic
force is based. It follows that the sentimental poet is
always concerned with two opposite forces, has two modes
of representing objects to himself, and of feeling them;
these are, the real or limited, and the ideal or infinite; and
the mixed feeling that he will awaken will always testify
to this duality of origin. Sentimental poetry thus admitting
more than one principle, it remains to know which of
the two will be predominant in the poet, both in his fashion
of feeling and in that of representing the object; and
consequently a difference in the mode of treating it is possible.
Here, then, a new subject is presented: shall the
poet attach himself to the real or the ideal? to the real as
an object of aversion and of disgust, or to the ideal as an
object of inclination? The poet will therefore be able to
treat the same subject either in its satirical aspect or in its
elegiac aspect,—taking these words in a larger sense,
which will be explained in the sequel: every sentimental
poet will of necessity become attached to one or the other
of these two modes of feeling.
The poet is a satirist when he takes as subject the distance
at which things are from nature, and the contrast
between reality and the ideal: as regards the impression
received by the soul, these two subjects blend into the
same. In the execution, he may place earnestness and
passion, or jests and levity, according as he takes pleasure
297in the domain of the will or in that of the understanding.
In the former case it is avenging and pathetic satire; in
the second case it is sportive, humorous, and mirthful
satire.
Properly speaking, the object of poetry is not compatible
either with the tone of punishment or that of amusement.
The former is too grave for play, which should be
the main feature of poetry; the latter is too trifling for
seriousness, which should form the basis of all poetic
play. Our mind is necessarily interested in moral contradictions,
and these deprive the mind of its liberty.
Nevertheless, all personal interest, and reference to a personal
necessity, should be banished from poetic feeling.
But mental contradictions do not touch the heart, nevertheless
the poet deals with the highest interests of the
heart—nature and the ideal. Accordingly it is a hard
matter for him not to violate the poetic form in pathetic
satire, because this form consists in the liberty of movement;
and in sportive satire he is very apt to miss the
true spirit of poetry, which ought to be the infinite. The
problem can only be solved in one way: by the pathetic
satire assuming the character of the sublime, and the
playful satire acquiring poetic substance by enveloping the
theme in beauty.
In satire, the real as imperfection is opposed to the
ideal, considered as the highest reality. In other respects
it is by no means essential that the ideal should be expressly
represented, provided the poet knows how to
awaken it in our souls, but he must in all cases awaken it,
otherwise he will exert absolutely no poetic action. Thus
reality is here a necessary object of aversion; but it is
also necessary, for the whole question centres here, that
this aversion should come necessarily from the ideal, which
is opposed to reality. To make this clear—this aversion
might proceed from a purely sensuous source, and repose
only on a want of which the satisfaction finds obstacles in
the real. How often, in fact, we think we feel against
society a moral discontent, while we are simply soured by
the obstacles that it opposes to our inclination. It is this
entirely material interest that the vulgar satirist brings
into play; and as by this road he never fails to call forth
298in us movements connected with the affections, he fancies
that he holds our heart in his hand, and thinks he has
graduated in the pathetic. But all pathos derived from
this source is unworthy of poetry, which ought only to
move us through the medium of ideas, and reach our heart
only by passing through the reason. Moreover, this impure
and material pathos will never have its effect on
minds, except by over-exciting the affective faculties and
by occupying our hearts with painful feelings: in this it
differs entirely from the truly poetic pathos, which raises
in us the feeling of moral independence, and which is recognized
by the freedom of our mind persisting in it even
while it is in the state of affection. And, in fact, when
the emotion emanates from the ideal opposed to the real,
the sublime beauty of the ideal corrects all impression of
restraint; and the grandeur of the idea with which we are
imbued raises us above all the limits of experience. Thus
in the representation of some revolting reality, the essential
thing is that the necessary be the foundation on which
the poet or the narrator places the real: that he know how
to dispose our mind for ideas. Provided the point from
which we see and judge be elevated, it matters little if the
object be low and far beneath us. When the historian
Tacitus depicts the profound decadence of the Romans of
the first century, it is a great soul which from a loftier position
lets his looks drop down on a low object; and the
disposition in which he places us is truly poetic, because
it is the height where he is himself placed, and where he
has succeeded in raising us, which alone renders so perceptible
the baseness of the object.
Accordingly the satire of pathos must always issue from
a mind deeply imbued with the ideal. It is nothing but
an impulsion towards harmony that can give rise to
that deep feeling of moral opposition and that ardent
indignation against moral obliquity which amounted to
the fulness of enthusiasm in Juvenal, Swift, Rousseau,
Haller, and others. These same poets would have succeeded
equally well in forms of poetry relating to all that
is tender and touching in feeling, and it was only the
accidents of life in their early days that diverted their
minds into other walks. Nay, some amongst them actually
299tried their hand successfully in these other branches of
poetry. The poets whose names have been just mentioned
lived either at a period of degeneracy, and had scenes of
painful moral obliquity presented to their view, or personal
troubles had combined to fill their souls with bitter feelings.
The strictly austere spirit in which Rousseau, Haller, and
others paint reality is a natural result, moreover, of the
philosophical mind, when with rigid adherence to laws of
thought it separates the mere phenomenon from the substance
of things. Yet these outer and contingent influences,
which always put restraint on the mind, should never be
allowed to do more than decide the direction taken by
enthusiasm, nor should they ever give the material for
it. The substance ought always to remain unchanged,
emancipated from all external motion or stimulus, and
it ought to issue from an ardent impulsion towards the
ideal, which forms the only true motive that can be put
forth for satirical poetry, and indeed for all sentimental
poetry.
While the satire of pathos is only adapted to elevated
minds, playful satire can only be adequately represented
by a heart imbued with beauty. The former is preserved
from triviality by the serious nature of the theme; but the
latter, whose proper sphere is confined to the treatment of
subjects of morally unimportant nature, would infallibly
adopt the form of frivolity, and be deprived of all poetic
dignity, were it not that the substance is ennobled by the
form, and did not the personal dignity of the poet compensate
for the insignificance of the subject. Now, it is
only given to mind imbued with beauty to impress its
character, its entire image, on each of its manifestations,
independently of the object of its manifestations. A sublime
soul can only make itself known as such by single
victories over the rebellion of the senses, only in certain
moments of exaltation, and by efforts of short duration.
In a mind imbued with beauty, on the contrary, the ideal
acts in the same manner as nature, and therefore continuously;
accordingly it can manifest itself in it in a state
of repose. The deep sea never appears more sublime
than when it is agitated; the true beauty of a clear stream
is in its peaceful course.
300The question has often been raised as to the comparative
preference to be awarded to tragedy or comedy. If the
question is confined merely to their respective themes, it is
certain that tragedy has the advantage. But if our inquiry
be directed to ascertain which has the more important
personality, it is probable that a decision may be given in
favor of comedy. In tragedy the theme in itself does
great things; in comedy the object does nothing and
the poet all. Now, as in the judgments of taste no
account must be kept of the matter treated of, it follows
naturally that the æsthetic value of these two kinds will
be in an inverse ratio to the proper importance of their
themes.
The tragic poet is supported by the theme, while the
comic poet, on the contrary, has to keep up the æsthetic
character of his theme by his own individual influence.
The former may soar, which is not a very difficult matter,
but the latter has to remain one and the same in tone; he
has to be in the elevated region of art, where he must be
at home, but where the tragic poet has to be projected and
elevated by a bound. And this is precisely what distinguishes
a soul of beauty from a sublime soul. A soul of
beauty bears in itself by anticipation all great ideas; they
flow without constraint and without difficulty from its
very nature—an infinite nature, at least in potency, at
whatever point of its career you seize it. A sublime soul
can rise to all kinds of greatness, but by an effort; it can
tear itself from all bondage, to all that limits and constrains
it, but only by strength of will. Consequently the sublime
soul is only free by broken efforts; the other with ease
and always.
The noble task of comedy is to produce and keep up
in us this freedom of mind, just as the end of tragedy is
to re-establish in us this freedom of mind by æsthetic
ways, when it has been violently suspended by passion.
Consequently it is necessary that in tragedy the poet, as
if he made an experiment, should artificially suspend our
freedom of mind, since tragedy shows its poetic virtue by
re-establishing it; in comedy, on the other hand, care
must be taken that things never reach this suspension of
freedom.
301It is for this reason that the tragic poet invariably treats
his theme in a practical manner, and the comic poet in a
theoretic manner, even when the former, as happened with
Lessing in his “Nathan,” should have the curious fancy
to select a theoretical, and the latter should have that
of choosing a practical subject. A piece is constituted a
tragedy or a comedy not by the sphere from which the
theme is taken, but by the tribunal before which it is
judged. A tragic poet ought never to indulge in tranquil
reasoning, and ought always to gain the interest of the
heart; but the comic poet ought to shun the pathetic and
bring into play the understanding. The former displays
his art by creating continual excitement, the latter by
perpetually subduing his passion; and it is natural that
the art in both cases should acquire magnitude and strength
in proportion as the theme of one poet is abstract and that
of the other pathetic in character. Accordingly, if tragedy
sets out from a more exalted place, it must be allowed, on
the other hand, that comedy aims at a more important
end; and if this end could be actually attained it would
make all tragedy not only unnecessary, but impossible.
The aim that comedy has in view is the same as that of
the highest destiny of man, and this consists in liberating
himself from the influence of violent passions, and taking
a calm and lucid survey of all that surrounds him, and
also of his own being, and of seeing everywhere occurrence
rather than fate or hazard, and ultimately rather smiling
at the absurdities than shedding tears and feeling anger
at sight of the wickedness of man.
It frequently happens in human life that facility of
imagination, agreeable talents, a good-natured mirthfulness
are taken for ornaments of the mind. The same
fact is discerned in the case of poetical displays.
Now, public taste scarcely if ever soars above the sphere
of the agreeable, and authors gifted with this sort of elegance
of mind and style do not find it a difficult matter to
usurp a glory which is or ought to be the reward of so
much real labor. Nevertheless, an infallible text exists
to enable us to discriminate a natural facility of manner
from ideal gentleness, and qualities that consist in nothing
more than natural virtue from genuine moral worth of
302character. This test is presented by trials such as those
presented by difficulty and events offering great opportunities.
Placed in positions of this kind, the genius
whose essence is elegance is sure infallibly to fall into
platitudes, and that virtue which only results from natural
causes drops down to a material sphere. But a mind
imbued with true and spiritual beauty is in cases of the
kind we have supposed sure to be elevated to the highest
sphere of character and of feeling. So long as Lucian
merely furnishes absurdity, as in his “Wishes,” in the
“Lapithas,” in “Jupiter Tragœdus,” etc., he is only a
humorist, and gratifies us by his sportive humor; but he
changes character in many passages in his “Nigrinus,”
his “Timon,” and his “Alexander,” when his satire
directs its shafts against moral depravity. Thus he begins
in his “Nigrinus” his picture of the degraded corruption
of Rome at that time in this way: “Wretch, why didst
thou quit Greece, the sunlight, and that free and happy
life? Why didst thou come here into this turmoil of
splendid slavery, of service and festivals, of sycophants,
flatterers, poisoners, orphan-robbers, and false friends?”
It is on such occasions that the poet ought to show the
lofty earnestness of soul which has to form the basis of all
plays, if a poetical character is to be obtained by them.
A serious intention may even be detected under the malicious
jests with which Lucian and Aristophanes pursue Socrates.
Their purpose is to avenge truth against sophistry,
and to do combat for an ideal which is not always prominently
put forward. There can be no doubt that Lucian
has justified this character in his Diogenes and Demonax.
Again, among modern writers, how grave and beautiful is
the character depicted on all occasions by Cervantes in
his Don Quixote! How splendid must have been the ideal
that filled the mind of a poet who created a Tom Jones and
a Sophonisba! How deeply and strongly our hearts are
moved by the jests of Yorick when he pleases! I detect
this seriousness also in our own Wieland: even the wanton
sportiveness of his humor is elevated and impeded by the
goodness of his heart; it has an influence even on his
rhythm; nor does he ever lack elastic power, when it is his
wish, to raise us up to the most elevated planes of beauty
and of thought.
303The same judgment cannot be pronounced on the satire
of Voltaire. No doubt, also, in his case, it is the truth
and simplicity of nature which here and there makes us
experience poetic emotions, whether he really encounters
nature and depicts it in a simple character, as many times
in his “Ingénu;” or whether he seeks it and avenges it as
in his “Candide” and elsewhere. But when neither one
nor the other takes place, he can doubtless amuse us with
his fine wit, but he assuredly never touches us as a poet.
There is always rather too little of the serious under his
raillery, and this is what makes his vocation as poet justly
suspicious. You always meet his intelligence only; never
his feelings. No ideal can be detected under this light
gauze envelope; scarcely can anything absolutely fixed be
found under this perpetual movement. His prodigious
diversity of externals and forms, far from proving anything
in favor of the inner fulness of his inspiration, rather
testifies to the contrary; for he has exhausted all forms
without finding a single one on which he has succeeded in
impressing his heart. We are almost driven to fear that
in the case of his rich talent the poverty of heart alone
determined his choice of satire. And how could we otherwise
explain the fact that he could pursue so long a road
without ever issuing from its narrow rut? Whatever may
be the variety of matter and of external forms, we see
the inner form return everywhere with its sterile and eternal
uniformity, and in spite of his so productive career,
he never accomplished in himself the circle of humanity,
that circle which we see joyfully traversed throughout by
the satirists previously named.
When the poet opposes nature to art, and the ideal to
the real, so that nature and the ideal form the principal
object of his pictures, and that the pleasure we take in
them is the dominant impression, I call him an elegiac
poet. In this kind, as well as in satire, I distinguish two
classes. Either nature and the ideal are objects of sadness,
when one is represented as lost to man and the other as
304unattained; or both are objects of joy, being represented
to us as reality. In the first case it is elegy in the narrower
sense of the term; in the second case it is the idyl in
its most extended acceptation.
Indignation in the pathetic and ridicule in mirthful satire
are occasioned by an enthusiasm which the ideal has
excited; and thus also sadness should issue from the same
source in elegy. It is this, and this only, that gives poetic
value to elegy, and any other origin for this description
of poetical effusion is entirely beneath the dignity of
poetry. The elegiac poet seeks after nature, but he strives
to find her in her beauty, and not only in her mirth; in her
agreement with conception, and not merely in her
facile disposition towards the requirements and demands
of sense. Melancholy at the privation of joys, complaints
at the disappearance of the world’s golden age, or at the
vanished happiness of youth, affection, etc., can only
become the proper themes for elegiac poetry if those conditions
implying peace and calm in the sphere of the senses
can moreover be portrayed as states of moral harmony.
On this account I cannot bring myself to regard as poetry
the complaints of Ovid, which he transmitted from his place
of exile by the Black Sea; nor would they appear so to me
however touching and however full of passages of the
highest poetry they might be. His suffering is too devoid
of spirit, and nobleness. His lamentations display a want
of strength and enthusiasm; though they may not reflect
the traces of a vulgar soul, they display a low and sensuous
condition of a noble spirit that has been trampled into
the dust by its hard destiny. If, indeed, we call to mind
that his regrets are directed to Rome, in the Augustan age,
we forgive him the pain he suffers; but even Rome in all
its splendor, except it be transfigured by the imagination,
is a limited greatness, and therefore a subject unworthy
of poetry, which, raised above every trace of the actual,
ought only to mourn over what is infinite.
Thus the object of poetic complaint ought never to be
an external object, but only an internal and ideal object;
even when it deplores a real loss, it must begin by making
it an ideal loss. The proper work of the poet consists in
bringing back the finite object to the proportions of the
305infinite. Consequently the external matter of elegy, considered
in itself, is always indifferent, since poetry can
never employ it as it finds it, and because it is only by
what it makes of it that it confers on it a poetic dignity.
The elegiac poet seeks nature, but nature as an idea, and
in a degree of perfection that it has never reached in reality,
although he weeps over this perfection as something
that has existed and is now lost. When Ossian speaks to
us of the days that are no more, and of the heroes that
have disappeared, his imagination has long since transformed
these pictures represented to him by his memory
into a pure ideal, and changed these heroes into gods.
The different experiences of such or such a life in particular
have become extended and confounded in the universal
idea of transitoriness, and the bard, deeply moved, pursued
by the increase of ruin everywhere present, takes his flight
towards heaven, to find there in the course of the sun an
emblem of what does not pass away.
I turn now to the elegiac poets of modern times.
Rousseau, whether considered as a poet or a philosopher,
always obeys the same tendency; to seek nature or to
avenge it by art. According to the state of his heart,
whether he prefers to seek nature or to avenge it, we see
him at one time roused by elegiac feelings, at others showing
the tone of the satire of Juneval; and again, as in his
Julia, delighting in the sphere of the idyl. His compositions
have undoubtedly a poetic value, since their object
is ideal; only he does not know how to treat it in a poetic
fashion. No doubt his serious character prevents him
from falling into frivolity; but this seriousness also does
not allow him to rise to poetic play. Sometimes absorbed
by passion, at others by abstractions, he seldom if ever
reaches æsthetic freedom, which the poet ought to maintain
in spite of his material before his object, and in which he
ought to make the reader share. Either he is governed by
his sickly sensibility and his impressions become a torture,
or the force of thought chains down his imagination and
destroys by its strictness of reasoning all the grace of his
pictures. These two faculties, whose reciprocal influence
and intimate union are what properly make the poet, are
found in this writer in an uncommon degree, and he only
306lacks one thing—it is that the two qualities should manifest
themselves actually united; it is that the proper activity
of thought should show itself mixed more with feeling,
and the sensuous more with thought. Accordingly, even
in the ideal which he has made of human nature, he is too
much taken up with the limits of this nature, and not
enough with its capabilities; he always betrays a want of
physical repose rather than want of moral harmony. His
passionate sensuousness must be blamed when, to finish as
quickly as possible that struggle in humanity which offends
him, he prefers to carry man back to the unintelligent uniformity
of his primitive condition, rather than see that
struggle carried out in the intellectual harmony of perfect
cultivation, when, rather than await the fulfilment of art
he prefers not to let it begin; in short, when he prefers to
place the aim nearer the earth, and to lower the ideal in
order to reach it the sooner and the safer.
Among the poets of Germany who belong to this class,
I shall only mention here Haller, Kleist, and Klopstock.
The character of their poetry is sentimental; it is by the
ideal that they touch us, not by sensuous reality; and that
not so much because they are themselves nature, as because
they know how to fill us with enthusiasm for nature.
However, what is true in general, as well of these three
poets as of every sentimental poet, does not evidently exclude
the faculty of moving us, in particular, by beauties
of the simple genus; without this they would not be poets.
I only mean that it is not their proper and dominant characteristic
to receive the impression of objects with a calm
feeling, simple, easy, and to give forth in like manner the
impression received. Involuntarily the imagination in them
anticipates intuition, and reflection is in play before the
sensuous nature has done its function; they shut their eyes
and stop their ears to plunge into internal meditations.
Their souls could not be touched by any impression without
observing immediately their own movements, without
placing before their eyes and outside themselves what
takes place in them. It follows from this that we never
see the object itself, but what the intelligence and reflection
of the poet have made of the object; and even if this
object be the person itself of the poet, even when he wishes
307to represent to us his own feelings, we are not informed
of his state immediately or at first hand; we only see how
this state is reflected in his mind and what he has thought
of it in the capacity of spectator of himself. When Haller
deplores the death of his wife—every one knows this
beautiful elegy—and begins in the following manner:—
“If I must needs sing of thy death,
O Marian, what a song it would be!
When sighs strive against words,
And idea follows fast on idea,” etc.,
we feel that this description is strictly true, but we feel
also that the poet does not communicate to us, properly
speaking, his feelings, but the thoughts that they suggest
to him. Accordingly, the emotion we feel on hearing him
is much less vivid! people remark that the poet’s mind
must have been singularly cooled down to become thus a
spectator of his own emotion.
Haller scarcely treated any subjects but the super-sensuous,
and part of the poems of Klopstock are also of
this nature: this choice itself excludes them from the
simple kind. Accordingly, in order to treat these super-sensuous
themes in a poetic fashion, as no body could be
given to them, and they could not be made the objects of
sensuous intuition, it was necessary to make them pass
from the finite to the infinite, and raise them to the state
of objects of spiritual intuition. In general, it may be
said, that it is only in this sense that a didactic poetry can
be conceived without involving contradiction; for, repeating
again what has been so often said, poetry has only two
fields, the world of sense and the ideal world, since in the
sphere of conceptions, in the world of the understanding,
it cannot absolutely thrive. I confess that I do not know
as yet any didactic poem, either among the ancients or
among the moderns, where the subject is completely brought
down to the individual, or purely and completely raised to
the ideal. The most common case, in the most happy
essays, is where the two principles are used together; the
abstract idea predominates, and the imagination, which
ought to reign over the whole domain of poetry, has
merely the permission to serve the understanding. A
didactic poem in which thought itself would be poetic,
308and would remain so, is a thing which we must still wait
to see.
What we say here of didactic poems in general is true
in particular of the poems of Haller. The thought itself
of these poems is not poetical, but the execution becomes
so sometimes, occasionally by the use of images, at other
times by a flight towards the ideal. It is from this last
quality only that the poems of Haller belong to this class.
Energy, depth, a pathetic earnestness—these are the
traits that distinguish this poet. He has in his soul an
ideal that enkindles it, and his ardent love of truth seeks
in the peaceful valleys of the Alps that innocence of the
first ages that the world no longer knows. His complaint
is deeply touching; he retraces in an energetic and almost
bitter satire the wanderings of the mind and of the heart,
and he lovingly portrays the beautiful simplicity of nature.
Only, in his pictures as well as in his soul, abstraction
prevails too much, and the sensuous is overweighted
by the intellectual. He constantly teaches
rather than paints; and even in his paintings his brush
is more energetic than lovable. He is great, bold, full
of fire, sublime; but he rarely and perhaps never attains
to beauty.
For the solidity and depth of ideas, Kleist is far inferior
to Haller; in point of grace, perhaps, he would have the
advantage—if, as happens occasionally, we did not impute
to him as a merit, on the one side, that which really
is a want on the other. The sensuous soul of Kleist takes
especial delight at the sight of country scenes and manners;
he withdraws gladly from the vain jingle and rattle
of society, and finds in the heart of inanimate nature the
harmony and peace that are not offered to him by the
moral world. How touching is his “Aspiration after
Repose”! how much truth and feeling there is in these
verses!—
“O world, thou art the tomb of true life!
Often a generous instinct attracts me to virtue;
My heart is sad, a torrent of tears bathes my cheeks
But example conquers, and thou, O fire of youth!
Soon you dry these noble tears.
A true man must live far from men!”
309But if the poetic instinct of Kleist leads him thus far
away from the narrow circle of social relations, in solitude
and among the fruitful inspirations of nature, the image
of social life and of its anguish pursues him, and also,
alas! its chains. What he flees from he carries in himself,
and what he seeks remains entirely outside him: never
can he triumph over the fatal influence of his time. In
vain does he find sufficient flame in his heart and enough
energy in his imagination to animate by painting the cold
conceptions of the understanding; cold thought each time
kills the living creations of fancy, and reflection destroys
the secret work of the sensuous nature. His poetry, it
must be admitted, is of as brilliant color and as variegated
as the spring he celebrated in verse; his imagination is
vivid and active; but it might be said that it is more
variable than rich, that it sports rather than creates, that
it always goes forward with a changeful gait, rather than
stops to accumulate and mould things into shape. Traits
succeed each other rapidly, with exuberance, but without
concentrating to form an individual, without completing
each other to make a living whole, without rounding to a
form, a figure. Whilst he remains in purely lyrical
poetry, and pauses amidst his landscapes of country life,
on the one hand the greater freedom of the lyrical form,
and on the other the more arbitrary nature of the subject,
prevent us from being struck with this defect; in these
sorts of works it is in general rather the feelings of the
poet, than the object in itself, of which we expect the
portraiture. But this defect becomes too apparent when
he undertakes, as in Cisseis and Paches, or in his Seneca,
to represent men and human actions; because here the
imagination sees itself kept in within certain fixed and
necessary limits, and because here the effect can only be
derived from the object itself. Kleist becomes poor, tiresome,
jejune, and insupportably frigid; an example full
of lessons for those who, without having an inner vocation,
aspire to issue from musical poetry, to rise to the regions
of plastic poetry. A spirit of this family, Thomson, has
paid the same penalty to human infirmity.
In the sentimental kind, and especially in that part of
the sentimental kind which we name elegiac, there are but
310few modern poets, and still fewer ancient ones, who can
be compared to our Klopstock. Musical poetry has produced
in this poet all that can be attained out of the limits
of the living form, and out of the sphere of individuality,
in the region of ideas. It would, no doubt, be doing him
a great injustice to dispute entirely in his case that individual
truth and that feeling of life with which the simple
poet describes his pictures. Many of his odes, many separate
traits in his dramas, and in his “Messiah,” represent
the object with a striking truth, and mark the outline
admirably; especially, when the object is his own heart,
he has given evidence on many occasions of a great
natural disposition and of a charming simplicity. I mean
only that it is not in this that the proper force of Klopstock
consists, and that it would not perhaps be right to
seek for this throughout his work. Viewed as a production
of musical poetry, the “Messiah” is a magnificent
work; but in the light of plastic poetry, where we look
for determined forms and forms determined for the intuition,
the “Messiah” leaves much to be desired. Perhaps
in this poem the figures are sufficiently determined, but
they are not so with intuition in view. It is abstraction
alone that created them, and abstraction alone can discern
them. They are excellent types to express ideas, but they
are not individuals nor living figures. With regard to the
imagination, which the poet ought to address, and which
he ought to command by putting before it always perfectly
determinate forms, it is left here much too free to represent
as it wishes these men and these angels, these divinities
and demons, this paradise and this hell. We see
quite well the vague outlines in which the understanding
must be kept to conceive these personages; but we do not
find the limit clearly traced in which the imagination must
be enclosed to represent them. And what I say here of
characters must apply to all that in this poem is, or ought
to be, action and life, and not only in this epopœia, but
also in the dramatic poetry of Klopstock. For the understanding
all is perfectly determined and bounded in them—I
need only here recall his Judas, his Pilate, his Philo,
his Solomon in the tragedy that bears that name—but for
the imagination all this wants form too much, and I must
311readily confess I do not find that our poet is at all in his
sphere here. His sphere is always the realm of ideas;
and he knows how to raise all he touches to the infinite.
It might be said that he strips away their bodily envelope,
to spiritualize them from all the objects with which he is
occupied, in the same way that other poets clothe all that
is spiritual with a body. The pleasure occasioned by his
poems must almost always be obtained by an exercise of the
faculty of reflection; the feelings he awakens in us, and that
so deeply and energetically, flow always from super-sensuous
sources. Hence the earnestness, the strength, the
elasticity, the depth, that characterize all that comes from
him; but from that also issues that perpetual tension of
mind in which we are kept when reading him. No poet—except
perhaps Young, who in this respect exacts even
more than Klopstock, without giving us so much compensation—no
poet could be less adapted than Klopstock to
play the part of favorite author and guide in life, because
he never does anything else than lead us out of life, because
he never calls to arms anything save spirit, without giving
recreation and refreshment to sensuous nature by the calm
presence of any object. His muse is chaste, it has nothing
of the earthly, it is immaterial and holy as his religion;
and we are forced to admit with admiration that if he
wanders sometimes on these high places, it never happened
to him to fall from them. But precisely for this
reason, I confess in all ingenuousness, that I am not free
from anxiety for the common sense of those who quite
seriously and unaffectedly make Klopstock the favorite
book, the book in which we find sentiments fitting all situations,
or to which we may revert at all times: perhaps
even—and I suspect it—Germany has seen enough results
of his dangerous influence. It is only in certain dispositions
of the mind, and in hours of exaltation, that recourse can
be had to Klopstock, and that he can be felt. It is for
this reason that he is the idol of youth, without, however,
being by any means the happiest choice that they could
make. Youth, which always aspires to something beyond
real life, which avoids all stiffness of form, and finds all
limits too narrow, lets itself be carried away with love,
with delight, into the infinite spaces opened up to them by
312this poet. But wait till the youth has become a man, and
till, from the domain of ideas, he comes back to the world
of experience, then you will see this enthusiastic love of
Klopstock decrease greatly, without, however, a riper age
changing at all the esteem due to this unique phenomenon,
to this so extraordinary genius, to these noble sentiments—the
esteem that Germany in particular owes to his high
merit.
I have said that this poet was great specially in the
elegiac style, and it is scarcely necessary to confirm this
judgment by entering into particulars. Capable of
exercising all kinds of action on the heart, and having
graduated as master in all that relates to sentimental
poetry, he can sometimes shake the soul by the most sublime
pathos, at others cradle it with sweet and heavenly
sensations. Yet his heart prefers to follow the direction
of a lofty spiritual melancholy; and, however sublime be
the tones of his harp and of his lyre, they are always
the tender notes of his lute that resound with most truth
and the deepest emotion. I take as witnesses all those
whose nature is pure and sensuous: would they not be
ready to give all the passages where Klopstock is strong,
and bold; all those fictions, all the magnificent descriptions,
all the models of eloquence which abound in the
“Messiah,” all those dazzling comparisons in which our
poet excels,—would they not exchange them for the
pages breathing tenderness, the “Elegy to Ebert” for
example, or that admirable poem entitled “Bardalus,” or
again, the “Tombs Opened before the Hour,” the “Summer’s
Night,” the “Lake of Zurich,” and many other
pieces of this kind? In the same way the “Messiah” is
dear to me as a treasure of elegiac feelings and of ideal
paintings, though I am not much satisfied with it as the
recital of an action and as an epic.
I ought, perhaps, before quitting this department, to
recall the merits in this style of Uz, Denis, Gessner—in
the “Death of Abel”—Jacobi, Gerstenberg, Hölty, De
Göckingk, and several others, who all knew how to touch
by ideas, and whose poems belong to the sentimental kind
in the sense in which we have agreed to understand the
word. But my object is not here to write a history of
313German poetry; I only wished to clear up what I said
further back by some examples from our literature. I
wished to show that the ancient and the modern poets,
the authors of simple poetry and of sentimental poetry,
follow essentially different paths to arrive at the same
end: that the former move by nature, individuality, a very
vivid sensuous element; while the latter do it by means
of ideas and a high spirituality, exercising over our minds
an equally powerful though less extensive influence.
It has been seen, by the examples which precede, how
sentimental poetry conceives and treats subjects taken
from nature; perhaps the reader may be curious to know
how also simple poetry treats a subject of the sentimental
order. This is, as it seems, an entirely new question, and
one of special difficulty; for, in the first place, has a subject
of the sentimental order ever been presented in primitive
and simple periods? And in modern times, where is the
simple poet with whom we could make this experiment?
This has not, however, prevented genius from setting this
problem, and solving it in a wonderfully happy way. A
poet in whose mind nature works with a purer and more
faithful activity than in any other, and who is perhaps of
all modern poets the one who departs the least from the
sensuous truth of things, has proposed this problem to
himself in his conception of a mind, and of the dangerous
extreme of the sentimental character. This mind and this
character have been portrayed by the modern poet we
speak of, a character which with a burning sensuousness
embraces the ideal and flies the real, to soar up to an infinite
devoid of being, always occupied in seeking out of himself
what he incessantly destroys in himself; a mind that only
finds reality in his dreams, and to whom the realities of
life are only limits and obstacles; in short, a mind that
sees only in its own existence a barrier, and goes on, as
it were, logically to break down this barrier in order to
penetrate to true reality.
It is interesting to see with what a happy instinct all
that is of a nature to feed the sentimental mind is gathered
together in Werther: a dreamy and unhappy love, a very
vivid feeling for nature, the religious sense coupled with
the spirit of philosophic contemplation, and lastly, to omit
314nothing, the world of Ossian, dark, formless, melancholy.
Add to this the aspect under which reality is presented,
all is depicted which is least adapted to make it lovable,
or rather all that is most fit to make it hated; see how all
external circumstances unite to drive back the unhappy
man into his ideal world; and now we understand that it
was quite impossible for a character thus constituted to
save itself, and issue from the circle in which it was
enclosed. The same contrast reappears in the “Torquato
Tasso” of the same poet, though the characters are very
different. Even his last romance presents, like his first,
this opposition between the poetic mind and the common
sense of practical men, between the ideal and the real,
between the subjective mode and the objective mode of
seeing and representing things; it is the same opposition,
I say, but with what a diversity! Even in “Faust” we
still find this contrast, rendered, I admit—as the subject
required—much more coarsely on both hands, and materialized.
It would be quite worth while if a psychological
explanation were attempted of this character, personified
and specified in four such different ways.
It has been observed further back that a mere disposition
to frivolity of mind, to a merry humor, if a certain
fund of the ideal is not joined to it, does not suffice to
constitute the vocation of a satirical poet, though this
mistake is frequently made. In the same way a mere
disposition for tender sentiments, softness of heart, and
melancholy do not suffice to constitute a vocation for
elegy. I cannot detect the true poetical talent, either
on one side or the other; it wants the essential, I mean
the energetic and fruitful principle that ought to enliven
the subject, and produce true beauty. Accordingly the
productions of this latter nature, of the tender nature, do
nothing but enervate us; and without refreshing the
heart, without occupying the mind, they are only able
to flatter in us the sensuous nature. A constant disposition
to this mode of feeling ends necessarily, in the long
run, by weakening the character, and makes it fall into a
state of passivity from which nothing real can issue, either
for external or for internal life. People have, therefore,
been quite right to persecute by pitiless raillery this fatal
315mania of sentimentality and of tearful melancholy which
possessed Germany eighteen years since, in consequence
of certain excellent works that were ill understood and
indiscreetly imitated. People have been right, I say, to
combat this perversity, though the indulgence with which
men are disposed to receive the parodies of these elegiac
caricatures—that are very little better themselves—the
complaisance shown to bad wit, to heartless satire and
spiritless mirth, show clearly enough that this zeal against
false sentimentalism does not issue from quite a pure
source. In the balance of true taste one cannot weigh
more than the other, considering that both here and there
is wanting that which forms the æsthetic value of a work
of art, the intimate union of spirit with matter, and the
twofold relation of the work with the faculty of perception
as well as with the faculty of the ideal.
People have turned Siegwart[17] and his convent story
into ridicule, and yet the “Travels into the South of
France” are admired; yet both works have an equal claim
to be esteemed in certain respects, and as little to be
unreservedly praised in others. A true, though excessive,
sensuousness gives value to the former of these two
romances; a lively and sportive humor, a fine wit, recommends
the other: but one totally lacks all sobriety of
mind that would befit it, the other lacks all æsthetic dignity.
If you consult experience, one is rather ridiculous; if
you think of the ideal, the other is almost contemptible.
Now, as true beauty must of necessity accord both with
nature and with the ideal, it is clear that neither the one
nor the other of these two romances could pretend to pass
for a fine work. And notwithstanding all this, it is
natural, as I know it by my own experience, that the
romance of Thummel should be read with much pleasure.
As a fact it only wounds those requirements which have
their principle in the ideal, and which consequently do not
exist for the greater part of readers; requirements that,
even in persons of most delicate feeling, do not make
themselves felt at the moments when we read romances.
With regard to the other needs of the mind, and especially
to those of the senses, this book, on the other hand, affords
316unusual satisfaction. Accordingly, it must be, and will
be so, that this book will remain justly one of the favorite
works of our age, and of all epochs when men only
write æsthetic works to please, and people only read to get
pleasure.
But does not poetical literature also offer, even in its
classical monuments, some analogous examples of injuries
inflicted or attempted against the ideal and its superior
purity? Are there not some who, by the gross, sensuous
nature of their subject, seem to depart strangely from the
spiritualism I here demand of all works of art? If this is
permitted to the poet, the chaste nursling of the muses,
ought it not to be conceded to the novelist, who is only
the half-brother of the poet, and who still touches by so
many points? I can the less avoid this question because
there are masterpieces, both in the elegiac and in the
satirical kind, where the authors seek and preach up a
nature quite different from that I am discussing in this
essay, and where they seem to defend it, not so much
against bad as against good morals. The natural conclusion
would be either that this sort of poem ought to be
rejected, or that, in tracing here the idea of elegiac
poetry, we have granted far too much to what is
arbitrary.
The question I asked was, whether what was permitted
by the poet might not be tolerated in a prose narrator too?
The answer is contained in the question. What is allowed
in the poet proves nothing about what must be allowed in
one who is not a poet. This tolerancy in fact reposes on
the very idea which we ought to make to ourselves of the
poet, and only on this idea; what in his case is legitimate
freedom, is only a license worthy of contempt as soon as it
no longer takes its source in the ideal, in those high and
noble inspirations which make the poet.
The laws of decency are strangers to innocent nature;
the experience of corruption alone has given birth to
them. But when once this experience has been made, and
natural innocence has disappeared from manners, these
laws are henceforth sacred laws that man, who has a
moral sense, ought not to infringe upon. They reign in
an artificial world with the same right that the laws of
317nature reign in the innocence of primitive ages. But by
what characteristic is the poet recognized? Precisely by
his silencing in his soul all that recalls an artificial world,
and by causing nature herself to revive in him with her
primitive simplicity. The moment he has done this he is
emancipated by this alone from all the laws by which a
depraved heart secures itself against itself. He is pure,
he is innocent, and all that is permitted to innocent nature
is equally permitted to him. But you who read him or
listen to him, if you have lost your innocence, and if you
are incapable of finding it again, even for a moment, in a
purifying contact with the poet, it is your own fault, and
not his: why do not you leave him alone? it is not for you
that he has sung!
Here follows, therefore, in what relates to these kinds
of freedoms, the rules that we can lay down.
Let us remark in the first place that nature only can
justify these licenses; whence it follows that you could
not legitimately take them up of your own choice, nor
with a determination of imitating them; the will, in fact,
ought always to be directed according to the laws of
morality, and on its part all condescending to the sensuous
is absolutely unpardonable. These licenses must, therefore,
above all, be simplicity. But how can we be convinced
that they are actually simple? We shall hold them
to be so if we see them accompanied and supported by all
the other circumstances which also have their spring of
action in nature; for nature can only be recognized by the
close and strict consistency, by the unity and uniformity
of its effects. It is only a soul that has on all occasions
a horror of all kinds of artifice, and which consequently
rejects them even where they would be useful—it is only
that soul which we permit to be emancipated from them
when the artificial conventionalities hamper and hinder it.
A heart that submits to all the obligations of nature has
alone the right to profit also by the liberties which it authorizes.
All the other feelings of that heart ought consequently
to bear the stamp of nature: it will be true,
simple, free, frank, sensible, and straightforward; all disguise,
all cunning, all arbitrary fancy, all egotistical pettiness,
will be banished from his character, and you will see
no trace of them in his writings.
318Second rule: beautiful nature alone can justify freedoms
of this kind; whence it follows that they ought not to be
a mere outbreak of the appetites; for all that proceeds
exclusively from the wants of sensuous nature is contemptible.
It is, therefore, from the totality and the fullness
of human nature that these vivid manifestations must
also issue. We must find humanity in them. But how
can we judge that they proceed in fact from our whole
nature, and not only from an exclusive and vulgar want
of the sensuous nature? For this purpose it is necessary
that we should see—that they should represent to us—this
whole of which they form a particular feature. This
disposition of the mind to experience the impressions of
the sensuous is in itself an innocent and an indifferent
thing. It does not sit well on a man only because of its
being common to animals with him; it augurs in him the
lack of true and perfect humanity. It only shocks us in
the poem because such a work having the pretension to
please us, the author consequently seems to think us capable,
us also, of this moral infirmity. But when we see in
the man who has let himself be drawn into it by surprise
all the other characteristics that human nature in general
embraces; when we find in the work where these liberties
have been taken the expression of all the realities of human
nature, this motive of discontent disappears, and we can
enjoy, without anything changing our joy, this simple expression
of a true and beautiful nature. Consequently
this same poet who ventures to allow himself to associate
us with feelings so basely human, ought to know, on the
other hand, how to raise us to all that is grand, beautiful,
and sublime in our nature.
We should, therefore, have found there a measure to
which we could subject the poet with confidence, when he
trespasses on the ground of decency, and when he does
not fear to penetrate as far as that in order freely to paint
nature. His work is common, base, absolutely inexcusable,
from the moment it is frigid, and from the
moment it is empty, because that shows a prejudice, a
vulgar necessity, an unhealthy appeal to our appetites.
His work, on the other hand, is beautiful and noble, and
we ought to applaud it without any consideration for all
319the objections of frigid decency, as soon as we recognize
in it simplicity, the alliance of spiritual nature and of the
heart.
Perhaps I shall be told that if we adopt this criterion,
most of the recitals of this kind composed by the French,
and the best imitations made of them in Germany, would
not perhaps find their interest in it; and that it might be
the same, at least in part, with many of the productions
of our most intellectual and amiable poets, without even
excepting his masterpieces. I should have nothing to
reply to this. The sentence after all is anything but new,
and I am only justifying the judgment pronounced long
since on this matter by all men of delicate perceptions.
But these same principles which, applied to the works of
which I have just spoken, seem perhaps in too strict a
spirit, might also be found too indulgent when applied to
some other works. I do not deny, in fact, that the same
reasons which make me hold to be quite inexcusable the
dangerous pictures drawn by the Roman Ovid and the
German Ovid, those of Crebillon, of Voltaire, of Marmontel,
who pretends to write moral tales!—of Lacroix,
and of many others—that these same reasons, I say, reconcile
me with the elegies of the Roman Propertius and
of the German Propertius, and even with some of the
decried productions of Diderot. This is because the former
of those works are only witty, prosaic, and voluptuous,
while the others are poetic, human, and simple.
It remains for me to say a few words about this third
kind of sentimental poetry—some few words and no
more, for I propose to speak of it at another time with
the developments particularly demanded by the theme.
This kind of poetry generally presents the idea and
description of an innocent and happy humanity. This
innocence and bliss seeming remote from the artificial
refinements of fashionable society, poets have removed
the scene of the idyl from crowds of worldly life to the
simple shepherd’s cot, and have given it a place in the
320infancy of humanity before the beginning of culture.
These limitations are evidently accidental; they do not
form the object of the idyl, but are only to be regarded as
the most natural means to attain this end. The end is
everywhere to portray man in a state of innocence: which
means a state of harmony and peace with himself and the
external world.
But a state such as this is not merely met with before
the dawn of civilization; it is also the state to which civilization
aspires, as to its last end, if only it obeys a determined
tendency in its progress. The idea of a similar
state, and the belief of the possible reality of this state, is
the only thing that can reconcile man with all the evils to
which he is exposed in the path of civilization; and if this
idea were only a chimera, the complaints of those who
accuse civil life and the culture of the intelligence as an
evil for which there is no compensation, and who represent
this primitive state of nature that we have renounced as
the real end of humanity—their complaints, I say, would
have a perfectly just foundation. It is, therefore, of infinite
importance for the man engaged in the path of
civilization to see confirmed in a sensuous manner the
belief that this idea can be accomplished in the world of
sense, that this state of innocence can be realized in it;
and as real experience, far from keeping up this belief, is
rather made incessantly to contradict it, poetry comes here,
as in many other cases, in aid of reason, to cause this idea
to pass into the condition of an intuitive idea, and to
realize it in a particular fact. No doubt this innocence
of pastoral life is also a poetic idea, and the imagination
must already have shown its creative power in that.
But the problem, with this datum, becomes infinitely
simpler and easier to solve; and we must not forget that
the elements of these pictures already existed in real life,
and that it was only requisite to gather up the separate
traits to form a whole. Under a fine sky, in a primitive
society, when all the relations are still simple, when
science is limited to so little, nature is easily satisfied, and
man only turns to savagery when he is tortured by want.
All nations that have a history have a paradise, an age of
innocence, a golden age. Nay, more than this, every man
321has his paradise, his golden age, which he remembers with
more or less enthusiasm, according as he is more or less
poetical. Thus experience itself furnishes sufficient traits
to this picture which the pastoral idyl executes. But
this does not prevent the pastoral idyl from remaining
always a beautiful and an encouraging fiction; and poetic
genius, in retracing these pictures, has really worked in
favor of the ideal. For, to the man who has once departed
from simple nature, and who has been abandoned
to the dangerous guidance of his reason, it is of the greatest
importance to find the laws of nature expressed in a faithful
copy, to see their image in a clear mirror, and to reject
all the stains of artificial life. There is, however, a circumstance
which remarkably lessens the æsthetic value of
these sorts of poetry. By the very fact that the idyl is
transported to the time that precedes civilization, it also
loses the advantages thereof; and by its nature finds itself
in opposition to itself. Thus, in a theoretical sense, it takes
us back at the same time that in a practical sense it leads us
on and ennobles us. Unhappily it places behind us the end
towards which it ought to lead us, and consequently it can
only inspire us with the sad feeling of a loss, and not the
joyous feeling of a hope. As these poems can only attain
their end by dispensing with all art, and by simplifying
human nature, they have the highest value for the heart,
but they are also far too poor for what concerns the mind,
and their uniform circle is too quickly traversed. Accordingly
we can only seek them and love them in moments
in which we need calm, and not when our faculties aspire
after movement and exercise. A morbid mind will find
its cure in them, a sound soul will not find its food in them.
They cannot vivify, they can only soften. This defect,
grounded in the essence of the pastoral idyll, has not
been remedied by the whole art of poets. I know that
this kind of poem is not without admirers, and that there
are readers enough who prefer an Amyntus and a Daphnis
to the most splendid masterpieces of the epic or the
dramatic muse; but in them it is less the æsthetical taste
than the feeling of an individual want that pronounces
on works of art; and their judgment, by that very fact,
could not be taken into consideration here. The reader
322who judges with his mind, and whose heart is sensuous
without being blind to the merit of these poems, will
confess that he is rarely affected by them, and that they
tire him most quickly. But they act with so much the
more effect in the exact moment of need. But must the
truly beautiful be reduced to await our hours of need? and
is it not rather its office to awaken in our soul the want
that it is going to satisfy?
The reproaches I here level against the bucolic idyl
cannot be understood of the sentimental. The simple
pastoral, in fact, cannot be deprived of æsthetic value,
since this value is already found in the mere form. To
explain myself: every kind of poetry is bound to possess
an infinite ideal value, which alone constitutes it a true
poetry; but it can satisfy this condition in two different
ways. It can give us the feeling of the infinite
as to form, by representing the object altogether limited
and individualizing it; it can awaken in us the feeling of
the infinite as to matter, in freeing its object from all limits
in which it is enclosed, by idealizing this object; therefore
it can have an ideal value either by an absolute representation
or by the representation of an absolute. Simple
poetry takes the former road, the other is that of sentimental
poetry. Accordingly the simple poet is not exposed
to failure in value so long as he keeps faithfully to
nature, which is always completely circumscribed, that is,
is infinite as regards form. The sentimental poet, on the
contrary, by that very fact, that nature only offers him
completely circumscribed objects, finds in it an obstruction
when he wishes to give an absolute value to a particular
object. Thus the sentimental poet understands his interests
badly when he goes along the trail of the simple
poet, and borrows his objects from him—objects which by
themselves are perfectly indifferent, and which only become
poetical by the way in which they are treated. By
this he imposes on himself without any necessity the same
limits that confine the field of the simple poet, without,
however, being able to carry out the limitation properly,
or to vie with his rival in absolute definiteness of representation.
He ought rather, therefore, to depart from
the simple poet, just in the choice of object; because,
323the latter having the advantage of him on the score of
form, it is only by the nature of the objects that he can
resume the upper hand.
Applying this to the pastoral idylls of the sentimental
poet, we see why these poems, whatever amount of art and
genius be displayed in them, do not fully satisfy the heart
or the mind. An ideal is proposed in it, and, at the same
time, the writer keeps to this narrow and poor medium
of pastoral life. Would it not have been better, on the
contrary, to choose for the ideal another frame, or for the
pastoral world another kind of picture? These pictures
are just ideal enough for painting to lose its individual
truth in them, and, again, just individual enough for the
ideal in them to suffer therefrom. For example, a shepherd
of Gessner can neither charm by the illusion of nature
nor by the beauty of imitation; he is too ideal a being
for that, but he does not satisfy us any more as an ideal
by the infinity of the thought; he is a far too limited
creature to give us this satisfaction. He will, therefore,
please up to a certain point all classes of readers, without
exception, because he seeks to unite the simple with the
sentimental, and he thus gives a commencement of satisfaction
to the two opposite exigencies that may be brought
to bear on any particular part of a poem; but the author,
in trying to unite the two points, does not fully satisfy
either one or the other exigency, as you do not find in him
either pure nature or the pure ideal; he cannot rank
himself as entirely up to the mark of a stringent critical
taste, for taste does not accept anything equivocal or
incomplete in æsthetical matters. It is a strange thing
that, in the poet whom I have named, this equivocal
character extends to the language, which floats undecided
between poetry and prose, as if he feared either to depart
too far from nature, by speaking rhythmical language, or if
he completely freed himself from rhythm, to lose all poetic
flight. Milton gives a higher satisfaction to the mind, in
the magnificent picture of the first human pair, and of the
state of innocence in paradise;—the most beautiful idyl I
know of the sentimental kind. Here nature is noble,
inspired, simple, full of breadth, and, at the same time, of
depth; it is humanity in its highest moral value, clothed
in the most graceful form.
324Thus, even in respect to the idyl, as well as to all
kinds of poetry, we must once for all declare either for
individuality or ideality; for to aspire to give satisfaction
to both exigencies is the surest means, unless you have
reached the terminus of perfection, to miss both ends. If
the modern poet thinks he feels enough of the Greeks’
mind to vie with them, notwithstanding all the indocility
of his matter, on their own ground, namely that of simple
poetry, let him do it exclusively, and place himself apart
from all the requirements of the sentimental taste of his
age. No doubt it is very doubtful if he come up to his
models; between the original and the happiest imitation
there will always remain a notable distance; but, by
taking this road, he is at all events secure of producing a
really poetic work. If, on the other hand, he feels himself
carried to the ideal by the instinct of sentimental
poetry, let him decide to pursue this end fully; let him
seek the ideal in its purity, and let him not pause till he
has reached the highest regions without looking behind
him to know if the real follows him, and does not leave
him by the way. Let him not lower himself to this
wretched expedient of spoiling the ideal to accommodate
himself to the wants of human weakness, and to turn out
mind in order to play more easily with the heart. Let
him not take us back to our infancy, to make us buy, at
the cost of the most precious acquisitions of the understanding,
a repose that can only last as long as the slumber
of our spiritual faculties; but let him lead us on to
emancipation, and give us this feeling of higher harmony
which compensates for all his troubles and secures the happiness
of the victor! Let him prepare as his task an idyl
that realizes the pastoral innocence, even in the children
of civilization, and in all the conditions of the most militant
and excited life; of thought enlarged by culture; of
the most refined art; of the most delicate social conventionalities—an
idyl, in short, that is made, not to bring
back man to Arcadia, but to lead him to Elysium.
This idyl, as I conceive it, is the idea of humanity
definitely reconciled with itself, in the individual as well as
in the whole of society; it is union freely re-established
between inclination and duty; it is nature purified, raised
325to its highest moral dignity; in short, it is no less than
the ideal of beauty applied to real life. Thus, the character
of this idyl is to reconcile perfectly all the contradictions
between the real and the ideal, which formed the
matter of satirical and elegiac poetry, and, setting aside
their contradictions, to put an end to all conflict between
the feelings of the soul. Thus, the dominant expression
of this kind of poetry would be calm; but the calm that
follows the accomplishment, and not that of indolence—the
calm that comes from the equilibrium re-established
between the faculties, and not from the suspending of their
exercise; from the fulness of our strength, and not from
our infirmity; the calm, in short, which is accompanied in
the soul by the feeling of an infinite power. But precisely
because idyl thus conceived removes all idea of struggle,
it will be infinitely more difficult than it was in two
previously-named kinds of poetry to express movement;
yet this is an indispensable condition, without which
poetry can never act on men’s souls. The most perfect
unity is required, but unity ought not to wrong variety;
the heart must be satisfied, but without the inspiration
ceasing on that account. The solution of this problem
is properly what ought to be given us by the theory of
the idyl.
Now, what are the relations of the two poetries to one
another, and their relations to the poetic ideal? Here are
the principles we have established.
Nature has granted this favor to the simple poet, to act
always as an indivisible unity, to be at all times identical
and perfect, and to represent, in the real world, humanity
at its highest value. In opposition, it has given a powerful
faculty to the sentimental poet, or, rather, it has imprinted
an ardent feeling on him; this is to replace out of
himself this first unity that abstraction has destroyed in
him, to complete humanity in his person, and to pass from
a limited state to an infinite state. They both propose to
represent human nature fully, or they would not be poets;
but the simple poet has always the advantage of sensuous
reality over the sentimental poet, by setting forth as a
real fact what the other aspires only to reach. Every one
experiences this in the pleasure he takes in simple poetry.
326We there feel that the human faculties are brought into
play; no vacuum is felt; we have the feeling of unity,
without distinguishing anything of what we experience;
we enjoy both our spiritual activity and also the fulness
of physical life. Very different is the disposition of mind
elicited by the sentimental poet. Here we feel only a
vivid aspiration to produce in us this harmony of which
we had in the other case the consciousness and reality; to
make of ourselves a single and same totality; to realize
in ourselves the idea of humanity as a complete expression.
Hence it comes that the mind is here all in movement,
stretched, hesitating between contrary feelings; whereas
it was before calm and at rest, in harmony with itself, and
fully satisfied.
But if the simple poet has the advantage over the sentimental
poet on the score of reality; if he causes really to
live that of which the other can only elicit a vivid instinct,
the sentimental poet, in compensation, has this great advantage
over the simple poet: to be in a position to offer
to this instinct a greater object than that given by his
rival, and the only one he could give. All reality, we
know, is below the ideal; all that exists has limits, but
thought is infinite. This limitation, to which everything is
subject in sensuous reality, is, therefore, a disadvantage
for the simple poet, while the absolute, unconditional freedom
of the ideal profits the sentimental poet. No doubt
the former accomplishes his object, but this object is limited;
the second, I admit, does not entirely accomplish
his, but his object is infinite. Here I appeal to experience.
We pass pleasantly to real life and things from the
frame of mind in which the simple poet has placed us.
On the other hand, the sentimental poet will always disgust
us, for a time, with real life. This is because the infinite
character has, in a manner, enlarged our mind beyond
its natural measure, so that nothing it finds in the
world of sense can fill its capacity. We prefer to fall
back in contemplation on ourselves, where we find food
for this awakened impulse towards the ideal world; while,
in the simple poet, we only strive to issue out of ourselves,
in search of sensuous objects. Sentimental poetry
is the offspring of retirement and science, and invites to
327it; simple poetry is inspired by the spectacle of life, and
brings back life.
I have styled simple poetry a gift of nature to show
that thought has no share in it. It is a first jet, a happy
inspiration, that needs no correction, when it turns out
well, and which cannot be rectified if ill turned out. The
entire work of the simple genius is accomplished by feeling;
in that is its strength, and in it are its limits. If,
then, he has not felt at once in a poetic manner—that is,
in a perfectly human manner—no art in the world can
remedy this defect. Criticism may help him to see
the defect, but can place no beauty in its stead. Simple
genius must draw all from nature; it can do nothing, or
almost nothing, by its will; and it will fulfil the idea of
this kind of poetry provided nature acts in it by an inner
necessity. Now, it is true that all which happens by nature
is necessary, and all the productions, happy or not,
of the simple genius, which is disassociated from nothing
so much as from arbitrary will, are also imprinted with
this character of necessity; momentary constraint is one
thing, and the internal necessity dependent on the totality
of things another. Considered as a whole, nature is independent
and infinite; in isolated operations it is poor
and limited. The same distinction holds good in respect
to the nature of the poet. The very moment when he is
most happily inspired depends on a preceding instant, and
consequently only a conditional necessity can be attributed
to him. But now the problem that the poet ought to
solve is to make an individual state similar to the human
whole, and consequently to base it in an absolute and
necessary manner on itself. It is therefore necessary that
at the moment of inspiration every trace of a temporal
need should be banished, and that the object itself, however
limited, should not limit the flight of the poet. But
it may be conceived that this is only possible in so far as
the poet brings to the object an absolute freedom, an absolute
fulness of faculties, and in so far as he is prepared
by an anterior exercise to embrace all things with all his
humanity. Now he cannot acquire this exercise except by
the world in which he lives, and of which he receives the
impressions immediately. Thus simple genius is in a
328state of dependence with regard to experience, while the
sentimental genius is forced from it. We know that the
sentimental genius begins its operation at the place where
the other finishes its own: its virtue is to complete by the
elements which it derives from itself a defective object,
and to transport itself by its own strength from a limited
state to one of absolute freedom. Thus the simple poet
needs a help from without, while the sentimental poet
feeds his genius from his own fund, and purifies himself
by himself. The former requires a picturesque nature, a
poetical world, a simple humanity which casts its eyes
around; for he ought to do his work without issuing from
the sensuous sphere. If external aid fails him, if he be
surrounded by matter not speaking to mind, one of two
things will happen: either, if the general character of the
poet-race is what prevails in him, he issues from the
particular class to which he belongs as a poet, and becomes
sentimental to be at any rate poetic; or, if his particular
character as simple poet has the upper hand, he
leaves his species and becomes a common nature, in order
to remain at any rate natural. The former of these two
alternatives might represent the case of the principal
poets of the sentimental kind in Roman antiquity and in
modern times. Born at another period of the world,
transplanted under another sky, these poets who stir us
now by ideas, would have charmed us by individual truth
and simple beauty. The other alternative is the almost unavoidable
quicksand for a poet who, thrown into a vulgar
world, cannot resolve to lose sight of nature.
I mean, to lose sight of actual nature; but the greatest
care must be given to distinguish actual nature from true
nature, which is the subject of simple poetry. Actual
nature exists everywhere; but true nature is so much the
more rare because it requires an internal necessity that
determines its existence. Every eruption of passion, however
vulgar, is real—it may be even true nature; but it
is not true human nature, for true human nature requires
that the self-directing faculty in us should have a share
in the manifestation, and the expression of this faculty is
always dignified. All moral baseness is an actual human
phenomenon, but I hope not real human nature, which
329is always noble. All the faults of taste cannot be surveyed
that have been occasioned in criticism or the practice of art
by this confusion between actual human nature and true
human nature. The greatest trivialities are tolerated and
applauded under the pretext that they are real nature.
Caricatures not to be tolerated in the real world are carefully
preserved in the poetic world and reproduced according
to nature! The poet can certainly imitate a lower
nature, and it enters into the very definition of a satirical
poet: but then a beauty by its own nature must sustain and
raise the object, and the vulgarity of the subject must
not lower the imitator too much. If at the moment he
paints he is true human nature himself, the object of his
paintings is indifferent; but it is only on this condition we
can tolerate a faithful reproduction of reality. Unhappy
for us readers when the rod of satire falls into hands that
nature meant to handle another instrument, and when,
devoid of all poetic talent, with nothing but the ape’s
mimicry, they exercise it brutally at the expense of our
taste!
But vulgar nature has even its dangers for the simple
poet; for the simple poet is formed by this fine harmony
of the feeling and thinking faculty, which yet is only an
idea, never actually realized. Even in the happiest geniuses
of this class, receptivity will always more or less
carry the day over spontaneous activity. But receptivity
is always more or less subordinate to external impressions,
and nothing but a perpetual activity of the creative faculty
could prevent matter from exercising a blind violence
over this quality. Now, every time this happens the feeling
becomes vulgar instead of poetical.
No genius of the simple class, from Homer down to Bodmer,
has entirely steered clear of this quicksand. It is
evident that it is most perilous to those who have to struggle
against external vulgarity, or who have parted with
their refinement owing to a want of proper restraint. The
first-named difficulty is the reason why even authors of
high cultivation are not always emancipated from platitudes—a
fact which has prevented many splendid talents
from occupying the place to which they were summoned
by nature. For this reason, a comic poet whose genius
330has chiefly to deal with scenes of real life, is more liable
to the danger of acquiring vulgar habits of style and expression—a
fact evidenced in the case of Aristophanes,
Plautus, and all the poets who have followed in their track.
Even Shakspeare, with all his sublimity, suffers us to fall
very low now and then. Again, Lope De Vega, Molière,
Regnard, Goldoni worry us with frequent trifling. Holberg
drags us down into the mire. Schlegel, a German
poet, among the most remarkable for intellectual talent,
with genius to raise him to a place among poets of the
first order; Gellert, a truly simple poet, Rabener, and
Lessing himself, if I am warranted to introduce his name
in this category—this highly-cultivated scholar of criticism
and vigilant examiner of his own genius—all these
suffer in different degrees from the platitudes and uninspired
movements of the natures they chose as the theme
of their satire. With regard to more recent authors of
this class, I avoid naming any of them, as I can make no
exceptions in their case.
But not only is simple genius exposed to the danger of
coming too near to vulgar reality; the ease of expression,
even this too close approximation to reality, encourages
vulgar imitators to try their hand in poetry. Sentimental
poetry, though offering danger enough, has this advantage,
to keep this crowd at a distance, for it is not for the first
comer to rise to the ideal; but simple poetry makes them
believe that, with feeling and humor, you need only imitate
real nature to claim the title of poet. Now nothing
is more revolting than platitude when it tries to be simple
and amiable, instead of hiding its repulsive nature under
the veil of art. This occasions the incredible trivialities
loved by the Germans under the name of simple and facetious
songs, and which give them endless amusement round
a well-garnished table. Under the pretext of good humor
and of sentiment people tolerate these poverties: but this
good humor and this sentiment ought to be carefully proscribed.
The Muses of the Pleisse, in particular, are
singularly pitiful; and other Muses respond to them, from
the banks of the Seine, and the Elbe. If these pleasantries
are flat, the passion heard on our tragic stage is equally
pitiful, for, instead of imitating true nature, it is only an
331insipid and ignoble expression of the actual. Thus, after
shedding torrents of tears, you feel as you would after
visiting a hospital or reading the “Human Misery” of
Saltzmann. But the evil is worse in satirical poetry and
comic romance, kinds which touch closely on everyday
life, and which consequently, as all frontier posts, ought
to be in safer hands. In truth, he less than any other is
called on to become the painter of his century, who is
himself the child and caricature of his century. But as,
after all, nothing is easier than to take in hand, among our
acquaintances, a comic character—a big, fat man—and
draw a coarse likeness of him on paper, the sworn enemies
of poetic inspiration are often led to blot some paper in
this way to amuse a circle of friends. It is true that a
pure heart, a well-made mind, will never confound these
vulgar productions with the inspirations of simple genius.
But purity of feeling is the very thing that is wanting, and
in most cases nothing is thought of but satisfying a want
of sense, without spiritual nature having any share. A
fundamentally just idea, ill understood, that works of bel
esprit serve to recreate the mind, contributes to keep up
this indulgence, if indulgence it may be called when nothing
higher occupies the mind, and reader as well as writer
find their chief interest therein. This is because vulgar
natures, if overstrained, can only be refreshed by vacuity;
and even a higher intelligence, when not sustained by a
proportional culture, can only rest from its work amidst
sensuous enjoyments, from which spiritual nature is absent.
Poetic genius ought to have strength enough to rise
with a free and innate activity above all the accidental hinderances
which are inseparable from every confined condition,
to arrive at a representation of humanity in the
absolute plenitude of its powers; it is not, however, permitted,
on the other hand, to emancipate itself from the
necessary limits implied by the very idea of human nature:
for the absolute only in the circle of humanity is its true
problem. Simple genius is not exposed to overstep this
sphere, but rather not to fill it entirely, giving too much
scope to external necessity, to accidental wants, at the
expense of the inner necessity. The danger for the sentimental
332genius is, on the other hand, by trying to remove
all limits, of nullifying human nature absolutely, and not
only rising, as is its right and duty, beyond finite and
determinate reality, as far as absolute possibility, or in
other terms to idealize; but of passing even beyond possibility,
or, in other words, dreaming. This fault—overstraining—is
precisely dependent on the specific property
of the sentimental process, as the opposite defect, inertia,
depends on the peculiar operation of the simple genius.
The simple genius lets nature dominate, without restricting
it; and as nature in her particular phenomena is always
subject to some want, it follows that the simple sentiment
will not be always exalted enough to resist the accidental
limitations of the present hour. The sentimental genius,
on the contrary, leaves aside the real world, to rise to the
ideal and to command its matter with free spontaneity.
But while reason, according to law, aspires always to the
unconditional, so the sentimental genius will not always
remain calm enough to restrain itself uniformly and without
interruption within the conditions implied by the idea of
human nature, and to which reason must always, even in
its freest acts, remain attached. He could only confine
himself in these conditions by help of a receptivity proportioned
to his free activity; but most commonly the activity
predominates over receptivity in the sentimental poet,
as much as receptivity over activity in the simple poet.
Hence, in the productions of simple genius, if sometimes
inspiration is wanting, so also in works of sentimental
poetry the object is often missed. Thus, though they proceed
in opposite ways, they will both fall into a vacuum,
for before the æsthetic judgment an object without inspiration,
and inspiration without an object, are both negations.
The poets who borrow their matter too much from
thought, and rather conceive poetic pictures by the internal
abundance of ideas than by the suggestions of feeling, are
more or less likely to be addicted to go thus astray. In
their creations reason makes too little of the limits of the
sensuous world, and thought is always carried too far for
experience to follow it. Now, when the idea is carried so
far that not only no experience corresponds to it—as is
333the case in the beau ideal—but also that it is repugnant
to the conditions of all possible experience, so that, in
order to realize it, one must leave human nature altogether,
it is no longer a poetic but an exaggerated thought; that
is, supposing it claims to be representable and poetical,
for otherwise it is enough if it is not self-contradictory.
If thought is contradictory it is not exaggeration, but
nonsense; for what does not exist cannot exceed. But
when the thought is not an object proposed to the fancy,
we are just as little justified in calling it exaggerated.
For simple thought is infinite, and what is limitless also
cannot exceed. Exaggeration, therefore, is only that
which wounds, not logical truth, but sensuous truth, and
what pretends to be sensuous truth. Consequently, if a
poet has the unhappy chance to choose for his picture certain
natures that are merely superhuman and cannot possibly
be represented, he can only avoid exaggeration by
ceasing to be a poet, and not trusting the theme to his
imagination. Otherwise one of two things would happen:
either imagination, applying its limits to the object, would
make a limited and merely human object of an absolute
object—which happened with the gods of Greece—or the
object would take away limits from fancy, that is, would
render it null and void, and this is precisely exaggeration.
Extravagance of feeling should be distinguished from
extravagance of portraiture; we are speaking of the
former. The object of the feeling may be unnatural, but
the feeling itself is natural, and ought accordingly to be
shadowed forth in the language of nature. While extravagant
feelings may issue from a warm heart and a really
poetic nature, extravagance of portraiture always displays
a cold heart, and very often a want of poetic capacity.
Therefore this is not a danger for the sentimental poet,
but only for the imitator, who has no vocation; it is therefore
often found with platitude, insipidity, and even baseness.
Exaggeration of sentiment is not without truth,
and must have a real object; as nature inspires it, it admits
of simplicity of expression and coming from the heart it
goes to the heart. As its object, however, is not in
nature, but artificially produced by the understanding, it
334has only a logical reality, and the feeling is not purely
human. It was not an illusion that Heloise had for
Abelard, Petrarch for Laura, Saint Preux for his Julia,
Werther for his Charlotte; Agathon, Phanias, and Peregrinus—in
Wieland—for the object of their dreams: the
feeling is true, only the object is factitious and outside
nature. If their thought had kept to simple sensuous
truth, it could not have taken this flight; but on the other
hand a mere play of fancy, without inner value, could not
have stirred the heart: this is only stirred by reason.
Thus this sort of exaggeration must be called to order,
but it is not contemptible: and those who ridicule it would
do well to find out if the wisdom on which they pride themselves
is not want of heart, and if it is not through want
of reason that they are so acute. The exaggerated delicacy
in gallantry and honor which characterizes the chivalrous
romances, especially of Spain, is of this kind; also
the refined and even ridiculous tenderness of French and
English sentimental romances of the best kind. These
sentiments are not only subjectively true, but also objectively
they are not without value; they are sound sentiments
issuing from a moral source, only reprehensible as
overstepping the limits of human truth. Without this
moral reality how could they stir and touch so powerfully?
The same remark applies to moral and religious fanaticism,
patriotism, and the love of freedom when carried up to
exaltation. As the object of these sentiments is always
a pure idea, and not an external experience, imagination
with its proper activity has here a dangerous liberty, and
cannot, as elsewhere, be called back to bounds by the
presence of a visible object. But neither the man nor the
poet can withdraw from the law of nature, except to submit
to that of reason. He can only abandon reality for the
ideal; for liberty must hold to one or the other of these
anchors. But it is far from the real to the ideal; and between
the two is found fancy, with its arbitrary conceits
and its unbridled freedom. It must needs be, therefore,
that man in general, and the poet in particular, when he
withdraws by liberty of his understanding from the dominion
of feeling, without being moved to it by the laws of
reason—that is, when he abandons nature through pure
335liberty—he finds himself freed from all law, and therefore
a prey to the illusions of phantasy.
It is testified by experience that entire nations, as well
as individual men, who have parted with the safe direction
of nature, are actually in this condition; and poets have
gone astray in the same manner. The true genius of sentimental
poetry, if its aim is to raise itself to the rank of
the ideal, must overstep the limits of the existing nature;
but false genius oversteps all boundaries without any discrimination,
flattering itself with the belief that the wild
sport of the imagination is poetic inspiration. A true
poetical genius can never fall into this error, because it
only abandons the real for the sake of the ideal, or, at all
events, it can only do so at certain moments when the poet
forgets himself; but his main tendencies may dispose him
to extravagance within the sphere of the senses. His
example may also drive others into a chase of wild conceptions,
because readers of lively fancy and weak understanding
only remark the freedom which he takes with
existing nature, and are unable to follow him in copying
the elevated necessities of his inner being. The same
difficulties beset the path of the sentimental genius in this
respect, as those which afflict the career of a genius of the
simple order. If a genius of this class carries out every
work, obedient to the free and spontaneous impulses of
his nature, the man devoid of genius who seeks to imitate
him is not willing to consider his own nature a worse
guide than that of the great poet. This accounts for the
fact that masterpieces of simple poetry are commonly
followed by a host of stale and unprofitable works in print,
and masterpieces of the sentimental class by wild and
fanciful effusions,—a fact that may be easily verified on
questioning the history of literature.
Two maxims are prevalent in relation to poetry, both of
them quite correct in themselves, but mutually destructive
in the way in which they are generally conceived. The
first is, that “poetry serves as a means of amusement and
recreation,” and we have previously observed that this
maxim is highly favorable to aridity and platitudes in
poetical fictions. The other maxim, that “poetry is conducive
to the moral progress of humanity,” takes under
336its shelter theories and views of the most wild and extravagant
character. It may be profitable to examine more
attentively these two maxims, of which so much is heard,
and which are so often imperfectly understood and falsely
applied.
We say that a thing amuses us when it makes us pass
from a forced state to the state that is natural to us. The
whole question here is to know in what our natural state
ought to consist, and what a forced state means. If our
natural state is made to consist merely in the free development
of all our physical powers, in emancipation from all
constraint, it follows that every act of reason by resisting
what is sensuous, is a violence we undergo, and rest of
mind combined with physical movement will be a recreation
par excellence. But if we make our natural state consist
in a limitless power of human expression and of freely disposing
of all our strength, all that divides these forces will
be a forced state, and recreation will be what brings all our
nature to harmony. Thus, the first of these ideal recreations
is simply determined by the wants of our sensuous
nature; the second, by the autonomous activity of human
nature. Which of these two kinds of recreation can be
demanded of the poet? Theoretically, the question is
inadmissible, as no one would put the human ideal beneath
the brutal. But in practice the requirements of a poet
have been especially directed to the sensuous ideal, and
for the most part favor, though not the esteem, for these
sorts of works is regulated thereby. Men’s minds are
mostly engaged in a labor that exhausts them, or an
enjoyment that sets them asleep. Now labor makes rest
a sensible want, much more imperious than that of the
moral nature; for physical nature must be satisfied before
the mind can show its requirements. On the other hand,
enjoyment paralyzes the moral instinct. Hence these two
dispositions common in men are very injurious to the
feeling for true beauty, and thus very few even of the best
judge soundly in æsthetics. Beauty results from the
harmony between spirit and sense; it addresses all the
faculties of man, and can only be appreciated if a man
employs fully all his strength. He must bring to it an
open sense, a broad heart, a spirit full of freshness. All
337a man’s nature must be on the alert, and this is not the
case with those divided by abstraction, narrowed by formulas,
enervated by application. They demand, no doubt,
a material for the senses; but not to quicken, only to
suspend, thought. They ask to be freed from what?
From a load that oppressed their indolence, and not a rein
that curbed their activity.
After this can one wonder at the success of mediocre
talents in æsthetics? or at the bitter anger of small minds
against true energetic beauty? They reckon on finding
therein a congenial recreation, and regret to discover that
a display of strength is required to which they are unequal.
With mediocrity they are always welcome; however
little mind they bring, they want still less to exhaust the
author’s inspiration. They are relieved of the load of
thought; and their nature can lull itself in beatific nothings
on the soft pillow of platitude. In the temple of Thalia
and Melpomene—at least, so it is with us—the stupid
savant and the exhausted man of business are received
on the broad bosom of the goddess, where their intelligence
is wrapped in a magnetic sleep, while their sluggish senses
are warmed, and their imagination with gentle motions
rocked.
Vulgar people may be excused what happens to the best
capacities. Those moments of repose demanded by nature
after lengthy labor are not favorable to æsthetic judgment,
and hence in the busy classes few can pronounce
safely on matters of taste. Nothing is more common than
for scholars to make a ridiculous figure, in regard to a
question of beauty, besides cultured men of the world;
and technical critics are especially the laughing-stock of
connoisseurs. Their opinion, from exaggeration, crudeness,
or carelessness guides them generally quite awry,
and they can only devise a technical judgment, and not an
æsthetical one, embracing the whole work, in which feeling
should decide. If they would kindly keep to technicalities
they might still be useful, for the poet in moments
of inspiration and readers under his spell are little inclined
to consider details. But the spectacle which they afford
us is only the more ridiculous inasmuch as we see these
crude natures—with whom all labor and trouble only
338develop at the most a particular aptitude,—when we see
them set up their paltry individualities as the representation
of universal and complete feeling, and in the sweat of
their brow pronounce judgment on beauty.
We have just seen that the kind of recreation poetry
ought to afford is generally conceived in too restricted a
manner, and only referred to a simple sensuous want.
Too much scope, however, is also given to the other idea,
the moral ennobling the poet should have in view, inasmuch
as too purely an ideal aim is assigned.
In fact, according to the pure ideal, the ennobling goes
on to infinity, because reason is not restricted to any
sensuous limits, and only finds rest in absolute perfection.
Nothing can satisfy whilst a superior thing can be conceived;
it judges strictly and admits no excuses of infirmity
and finite nature. It only admits for limits those of
thought, which transcends time and space. Hence the
poet could no more propose to himself such an ideal of
ennobling (traced for him by pure (didactic) reason) any
more than the coarse ideal of recreation of sensuous
nature. The aim is to free human nature from accidental
hinderances, without destroying the essential ideal of our
humanity, or displacing its limits. All beyond this is
exaggeration, and a quicksand in which the poet too easily
suffers shipwreck if he mistakes the idea of nobleness.
But, unfortunately, he cannot rise to the true ideal of
ennobled human nature without going some steps beyond
it. To rise so high he must abandon the world of reality,
for, like every ideal, it is only to be drawn from its inner
moral source. He does not find it in the turmoil of
worldly life, but only in his heart, and that only in calm
meditation. But in this separation from real life he is
likely to lose sight of all the limits of human nature, and
seeking pure form he may easily lose himself in arbitrary
and baseless conceptions. Reason will abstract itself too
much from experience, and the practical man will not be
able to carry out, in the crush of real life, what the contemplative
mind has discovered on the peaceful path of
thought. Thus, what makes a dreamy man is the very
thing that alone could have made him a sage; and the
advantage for the latter is not that he has never been a
dreamer, but rather that he has not remained one.
339We must not, then, allow the workers to determine
recreation according to their wants, nor thinkers that
of nobleness according to their speculations, for fear of
either a too low physical poetry, or a poetry too given
to hyperphysical exaggeration. And as these two ideas
direct most men’s judgments on poetry, we must seek a
class of mind at once active, but not slavishly so, and
idealizing, but not dreamy; uniting the reality of life within
as few limits as possible, obeying the current of human
affairs, but not enslaved by them. Such a class of men
can alone preserve the beautiful unity of human nature,
that harmony which all work for a moment disturbs, and
a life of work destroys; such alone can, in all that is purely
human, give by its feelings universal rules of judgment.
Whether such a class exists, or whether the class now
existing in like conditions answers to this ideal conception,
I am not concerned to inquire. If it does not respond to
the ideal it has only itself to blame. In such a class—here
regarded as a mere ideal—the simple and sentimental
would keep each other from extremes of extravagance and
relaxation. For the idea of a beautiful humanity is not
exhausted by either, but can only be presented in the
union of both.
Sulzer has remarked that the stage has arisen from an
irresistible longing for the new and extraordinary. Man,
oppressed by divided cares, and satiated with sensual,
pleasure, felt an emptiness or want. Man, neither altogether
satisfied with the senses, nor forever capable of
thought, wanted a middle state, a bridge between the two
states, bringing them into harmony. Beauty and æsthetics
supplied that for him. But a good lawgiver is not satisfied
with discovering the bent of his people—he turns
it to account as an instrument for higher use; and hence
he chose the stage, as giving nourishment to the soul,
without straining it, and uniting the noblest education of
the head and heart.
340The man who first pronounced religion to be the strongest
pillar of the state, unconsciously defended the stage,
when he said so, in its noblest aspect. The uncertain
nature of political events, rendering religion a necessity,
also demands the stage as a moral force. Laws only prevent
disturbances of social life; religion prescribes positive
orders sustaining social order. Law only governs actions;
religion controls the heart and follows thought to
the source.
Laws are flexible and capricious; religion binds forever.
If religion has this great sway over man’s heart,
can it also complete his culture? Separating the political
from the divine element in it, religion acts mostly on the
senses; she loses her sway if the senses are gone. By
what channel does the stage operate? To most men religion
vanishes with the loss of her symbols, images, and
problems; and yet they are only pictures of the imagination,
and insolvable problems. Both laws and religion
are strengthened by a union with the stage, where virtue
and vice, joy and sorrow, are thoroughly displayed in a
truthful and popular way; where a variety of providential
problems are solved; where all secrets are unmasked, all
artifice ends, and truth alone is the judge, as incorruptible
as Rhadamanthus.
Where the influence of civil laws ends that of the stage
begins. Where venality and corruption blind and bias
justice and judgment, and intimidation perverts its ends,
the stage seizes the sword and scales and pronounces a
terrible verdict on vice. The fields of fancy and of history
are open to the stage; great criminals of the past
live over again in the drama, and thus benefit an indignant
posterity. They pass before us as empty shadows
of their age, and we heap curses on their memory while
we enjoy on the stage the very horror of their crimes.
When morality is no more taught, religion no longer received,
or laws exist, Medea would still terrify us with
her infanticide. The sight of Lady Macbeth, while it
makes us shudder, will also make us rejoice in a good conscience,
when we see her, the sleep-walker, washing her
hands and seeking to destroy the awful smell of murder.
Sight is always more powerful to man than description;
341hence the stage acts more powerfully than morality or
law.
But in this the stage only aids justice. A far wider
field is really open to it. There are a thousand vices unnoticed
by human justice, but condemned by the stage;
so, also, a thousand virtues overlooked by man’s laws are
honored on the stage. It is thus the handmaid of religion
and philosophy. From these pure sources it draws
its high principles and the exalted teachings, and presents
them in a lovely form. The soul swells with noblest emotions
when a divine ideal is placed before it. When
Augustus offers his forgiving hand to Cinna, the conspirator,
and says to him: “Let us be friends, Cinna!” what
man at the moment does not feel that he could do the
same. Again, when Francis von Sickingen, proceeding
to punish a prince and redress a stranger, on turning sees
the house, where his wife and children are, in flames, and
yet goes on for the sake of his word—how great humanity
appears, how small the stern power of fate!
Vice is portrayed on the stage in an equally telling
manner. Thus, when old Lear, blind, helpless, childless,
is seen knocking in vain at his daughters’ doors, and in
tempest and night he recounts by telling his woes to the
elements, and ends by saying: “I have given you all,”—how
strongly impressed we feel at the value of filial
piety, and how hateful ingratitude seems to us!
The stage does even more than this. It cultivates the
ground where religion and law do not think it dignified to
stop. Folly often troubles the world as much as crime;
and it has been justly said that the heaviest loads often
hang suspended by the slightest threads. Tracing actions
to their sources, the list of criminals diminish, and we
laugh at the long catalogue of fools. In our sex all forms
of evil emanate almost entirely from one source, and all
our excesses are only varied and higher forms of one
quality, and that a quality which in the end we smile at
and love; and why should not nature have followed this
course in the opposite sex too? In man there is only one
secret to guard against depravity; that is, to protect his
heart against wickedness.
Much of all this is shown up on the stage. It is a
342mirror to reflect fools and their thousand forms of folly,
which are there turned to ridicule. It curbs vice by terror,
and folly still more effectually by satire and jest. If
a comparison be made between tragedy and comedy,
guided by experience, we should probably give the palm
to the latter as to effects produced. Hatred does not
wound the conscience so much as mockery does the pride
of man. We are exposed specially to the sting of satire
by the very cowardice that shuns terrors. From sins we
are guarded by law and conscience, but the ludicrous is
specially punished on the stage. Where we allow a friend
to correct our morals, we rarely forgive a laugh. We
may bear heavy judgment on our transgressions, but our
weaknesses and vulgarities must not be criticised by a
witness.
The stage alone can do this with impunity, chastising
us as the anonymous fool. We can bear this rebuke without
a blush, and even gratefully.
But the stage does even more than this. It is a great
school of practical wisdom, a guide for civil life, and a key
to the mind in all its sinuosities. It does not, of course,
remove egoism and stubbornness in evil ways; for a
thousand vices hold up their heads in spite of the stage,
and a thousand virtues make no impression on cold-hearted
spectators. Thus, probably, Molière’s Harpagon
never altered a usurer’s heart, nor did the suicide in Beverley
save any one from the gaming-table. Nor, again, is
it likely that the high roads will be safer through Karl
Moor’s untimely end. But, admitting this, and more than
this, still how great is the influence of the stage! It has
shown us the vices and virtues of men with whom we have
to live. We are not surprised at their weaknesses, we are
prepared for them. The stage points them out to us, and
their remedy. It drags off the mask from the hypocrite,
and betrays the meshes of intrigue. Duplicity and cunning
have been forced by it to show their hideous features
in the light of day. Perhaps the dying Sarah may not
deter a single debauchee, nor all the pictures of avenged
seduction stop the evil; yet unguarded innocence has been
shown the snares of the corrupter, and taught to distrust
his oaths.
343The stage also teaches men to bear the strokes of fortune.
Chance and design have equal sway over life. We
have to bow to the former, but we control the latter. It
is a great advantage if inexorable facts do not find us unprepared
and unexercised, and if our breast has been
steeled to bear adversity. Much human woe is placed before
us on the stage. It gives us momentary pain in the
tears we shed for strangers’ troubles, but as a compensation
it fills us with a grand new stock of courage and endurance.
We are led by it, with the abandoned Ariadne,
through the Isle of Naxos, and we descend the Tower of
Starvation in Ugolino; we ascend the terrible scaffold,
and we are present at the awful moment of execution.
Things remotely present in thought become palpable realities
now. We see the deceived favorite abandoned by
the queen. When about to die, the perfidious Moor is
abandoned by his own sophistry. Eternity reveals the
secrets of the unknown through the dead, and the hateful
wretch loses all screen of guilt when the tomb opens to
condemn him.
Then the stage teaches us to be more considerate to the
unfortunate, and to judge gently. We can only pronounce
on a man when we know his whole being and circumstances.
Theft is a base crime, but tears mingle with
our condemnation, when we read what obliged Edward
Ruhberg to do the horrid deed. Suicide is shocking; but
the condemnation of an enraged father, her love, and the
fear of a convent, lead Marianne to drink the cup, and
few would dare to condemn the victim of a dreadful
tyranny. Humanity and tolerance have begun to prevail
in our time at courts of princes and in courts of law. A
large share of this may be due to the influence of the stage
in showing man and his secret motives.
The great of the world ought to be especially grateful
to the stage, for it is here alone that they hear the truth.
Not only man’s mind, but also his intellectual culture,
has been promoted by the higher drama. The lofty mind
and the ardent patriot have often used the stage to spread
enlightenment.
Considering nations and ages, the thinker sees the
masses enchained by opinion and cut off by adversity
344from happiness; truth only lights up a few minds,
who perhaps have to acquire it by the trials of a lifetime.
How can the wise ruler put these within the reach of
his nation.
The thoughtful and the worthier section of the people
diffuse the light of wisdom over the masses through the
stage. Purer and better principles and motives issue from
the stage and circulate through society; the night of barbarism
and superstition vanishes. I would mention two
glorious fruits of the higher class of dramas. Religious
toleration has latterly become universal. Before Nathan
the Jew and Saladin the Saracen put us to shame, and
showed that resignation to God’s will did not depend on a
fancied belief of His nature—even before Joseph II.
contended with the hatred of a narrow piety—the stage
had sown seeds of humanity and gentleness: pictures of
fanaticism had taught a hatred of intolerance, and Christianity,
seeing itself in this awful mirror, washed off its
stains. It is to be hoped that the stage will equally combat
mistaken systems of education. This is a subject of
the first political importance, and yet none is so left to
private whims and caprice. The stage might give stirring
examples of mistaken education, and lead parents to
juster, better views of the subject. Many teachers are led
astray by false views, and methods are often artificial and
fatal.
Opinions about governments and classes might be reformed
by the stage. Legislation could thus justify itself
by foreign symbols, and silence doubtful aspersions without
offence.
Now, if poets would be patriotic they could do much on
the stage to forward invention and industry. A standing
theatre would be a material advantage to a nation. It
would have a great influence on the national temper and
mind by helping the nation to agree in opinions and inclinations.
The stage alone can do this, because it commands
all human knowledge, exhausts all positions, illumines all
hearts, unites all classes, and makes its way to the heart
and understanding by the most popular channels.
If one feature characterized all dramas; if the poets
were allied in aim—that is, if they selected well and from
345national topics—there would be a national stage, and we
should become a nation. It was this that knit the
Greeks so strongly together, and this gave to them the
all-absorbing interest in the republic and the advancement
of humanity.
Another advantage belongs to the stage; one which
seems to have become acknowledged even by its censurers.
Its influence on intellectual and moral culture, which we
have till now been advocating, may be doubted; but its
very enemies have admitted that it has gained the palm
over all other means of amusement. It has been of much
higher service here than people are often ready to allow.
Human nature cannot bear to be always on the rack of
business, and the charms of sense die out with their gratification.
Man, oppressed by appetites, weary of long
exertion, thirsts for refined pleasure, or rushes into dissipations
that hasten his fall and ruin, and disturb social
order. Bacchanal joys, gambling, follies of all sorts to
disturb ennui, are unavoidable if the lawgiver produces
nothing better. A man of public business, who has made
noble sacrifices to the state, is apt to pay for them with
melancholy, the scholar to become a pedant, and the people
brutish, without the stage. The stage is an institution
combining amusement with instruction, rest with exertion,
where no faculty of the mind is overstrained, no pleasure
enjoyed at the cost of the whole. When melancholy gnaws
the heart, when trouble poisons our solitude, when we are
disgusted with the world, and a thousand worries oppress
us, or when our energies are destroyed by over-exercise,
the stage revives us, we dream of another sphere, we recover
ourselves, our torpid nature is roused by noble passions,
our blood circulates more healthily. The unhappy
man forgets his tears in weeping for another. The happy
man is calmed, the secure made provident. Effeminate
natures are steeled, savages made man, and, as the supreme
triumph of nature, men of all ranks, zones, and conditions,
emancipated from the chains of conventionality and fashion,
fraternize here in a universal sympathy, forget the
world, and come nearer to their heavenly destination. The
individual shares in the general ecstacy, and his breast has
now only space for an emotion: he is a man.
346
The state of passion in itself, independently of the good
or bad influence of its object on our morality, has something
in it that charms us. We aspire to transport ourselves
into that state, even if it costs us some sacrifices.
You will find this instinct at the bottom of all our most
habitual pleasures. As to the nature itself of the affection,
whether it be one of aversion or desire, agreeable or painful,
this is what we take little into consideration. Experience
teaches us that painful affections are those which
have the most attraction for us, and thus that the pleasure
we take in an affection is precisely in an inverse ratio to
its nature. It is a phenomenon common to all men, that
sad, frightful things, even the horrible, exercise over us
an irresistible seduction, and that in presence of a scene
of desolation and of terror we feel at once repelled and
attracted by two equal forces. Suppose the case be an
assassination. Then every one crowds round the narrator
and shows a marked attention. Any ghost story, however
embellished by romantic circumstances, is greedily devoured
by us, and the more readily in proportion as the
story is calculated to make our hair stand on end.
This disposition is developed in a more lively manner
when the objects themselves are placed before our eyes.
A tempest that would swallow up an entire fleet would be,
seen from shore, a spectacle as attractive to our imagination
as it would be shocking to our heart. It would be
difficult to believe with Lucretius that this natural pleasure
results from a comparison between our own safety and the
danger of which we are witnesses. See what a crowd
accompanies a criminal to the scene of his punishment!
This phenomenon cannot be explained either by the pleasure
of satisfying our love of justice, nor the ignoble joy
of vengeance. Perhaps the unhappy man may find excuses
in the hearts of those present; perhaps the sincerest pity
takes an interest in his reprieve: this does not prevent a
347lively curiosity in the spectators to watch his expressions
of pain with eye and ear. If an exception seems to exist
here in the case of a well-bred man, endowed with a
delicate sense, this does not imply that he is a complete
stranger to this instinct; but in his case the painful
strength of compassion carries the day over this instinct,
or it is kept under by the laws of decency. The man of
nature, who is not chained down by any feeling of human
delicacy, abandons himself without any sense of shame to
this powerful instinct. This attraction must, therefore,
have its spring of action in an original disposition, and it
must be explained by a psychological law common to the
whole species.
But if it seems to us that these brutal instincts of nature
are incompatible with the dignity of man, and if we hesitate,
for this reason, to establish on this fact a law common
to the whole species, yet no experiences are required to
prove, with the completest evidence, that the pleasure we
take in painful emotions is real, and that it is general.
The painful struggle of a heart drawn asunder between its
inclinations or contrary duties, a struggle which is a cause
of misery to him who experiences it, delights the person
who is a mere spectator. We follow with always heightening
pleasure the progress of a passion to the abyss into
which it hurries its unhappy victim. The same delicate
feeling that makes us turn our eyes aside from the sight
of physical suffering, or even from the physical expression
of a purely moral pain, makes us experience a pleasure
heightened in sweetness, in the sympathy for a purely moral
pain. The interest with which we stop to look at the
painting of these kinds of objects is a general phenomenon.
Of course this can only be understood of sympathetic
affections, or those felt as a secondary effect after their
first impression; for commonly direct and personal affections
immediately call into life in us the instinct of our
own happiness, they take up all our thoughts, and seize
hold of us too powerfully to allow any room for the feeling
of pleasure that accompanies them, when the affection is
freed from all personal relation. Thus, in the mind that
is really a prey to painful passion, the feeling of pain
348commands all others notwithstanding all the charm that
the painting of its moral state may offer to the hearers
and the spectators. And yet the painful affection is not
deprived of all pleasure, even for him who experiences it
directly; only this pleasure differs in degree according to
the nature of each person’s mind. The sports of chance
would not have half so much attraction for us were there
not a kind of enjoyment in anxiety, in doubt, and in fear;
danger would not be encountered from mere foolhardiness;
and the very sympathy which interests us in the trouble of
another would not be to us that pleasure which is never
more lively than at the very moment when the illusion is
strongest, and when we substitute ourselves most entirely
in the place of the person who suffers. But this does not
imply that disagreeable affections cause pleasure of themselves,
nor do I think any one will uphold this view; it
suffices that these states of the mind are the conditions
that alone make possible for us certain kinds of pleasure.
Thus the hearts particularly sensitive to this kind of
pleasure, and most greedy of them, will be more easily led
to share these disagreeable affections, which are the condition
of the former; and even in the most violent storms
of passion they will always preserve some remains of
their freedom.
The displeasure we feel in disagreeable affections comes
from the relation of our sensuous faculty or of our moral
faculty with their object. In like manner, the pleasure
we experience in agreeable affections proceeds from the
very same source. The degree of liberty that may prevail
in the affections depends on the proportion between the
moral nature and the sensuous nature of a man. Now it
is well known that in the moral order there is nothing
arbitrary for us, that, on the contrary, the sensuous instinct
is subject to the laws of reason and consequently depends
more or less on our will. Hence it is evident that we can
keep our liberty full and entire in all those affections that
are concerned with the instinct of self-love, and that we
are the masters to determine the degree which they ought
to attain. This degree will be less in proportion as the
moral sense in a man will prevail over the instinct of
happiness, and as by obeying the universal laws of reason
349he will have freed himself from the selfish requirements
of his individuality, his Ego. A man of this kind must
therefore, in a state of passion, feel much less vividly the
relation of an object with his own instinct of happiness,
and consequently he will be much less sensible of the
displeasure that arises from this relation. On the other
hand, he will be perpetually more attentive to the relation
of this same object with his moral nature, and for this
very reason he will be more sensible to the pleasure which
the relation of the object with morality often mingles
with the most painful affections. A mind thus constituted
is better fitted than all others to enjoy the pleasure
attaching to compassion, and even to regard a personal
affection as an object of simple compassion. Hence the
inestimable value of a moral philosophy, which, by raising
our eyes constantly towards general laws, weakens in us
the feeling of our individuality, teaches us to plunge our
paltry personality in something great, and enables us
thus to act to ourselves as to strangers. This sublime
state of the mind is the lot of strong philosophic minds,
which by working assiduously on themselves have learned
to bridle the egotistical instinct. Even the most cruel
loss does not drive them beyond a certain degree of
sadness, with which an appreciable sum of pleasure can
always be reconciled. These souls, which are alone
capable of separating themselves from themselves, alone
enjoy the privilege of sympathizing with themselves and
of receiving of their own sufferings only a reflex, softened
by sympathy.
The indications contained in what precedes will suffice
to direct our attention to the sources of the pleasure that
the affection in itself causes, more particularly the sad
affection. We have seen that this pleasure is more energetic
in moral souls, and it acts with greater freedom in
proportion as the soul is more independent of the egotistical
instinct. This pleasure is, moreover, more vivid
and stronger in sad affections, when self-love is painfully
disquieted, than in gay affections, which imply a satisfaction
of self-love. Accordingly this pleasure increases
when the egotistical instinct is wounded, and diminishes
when that instinct is flattered. Now we only know of
350two sources of pleasure—the satisfaction of the instinct
of happiness, and the accomplishment of the moral laws.
Therefore, when it is shown that a particular pleasure
does not emanate from the former source, it must of
necessity issue from the second. It is therefore from our
moral nature that issues the charm of the painful affections
shared by sympathy, and the pleasure that we sometimes
feel even where the painful affection directly affects
ourselves.
Many attempts have been made to account for the
pleasure of pity, but most of these solutions had little
chance of meeting the problem, because the principle of
this phenomenon was sought for rather in the accompanying
circumstances than in the nature of the affection
itself. To many persons the pleasure of pity is simply
the pleasure taken by the mind in exercising its own
sensibility. To others it is the pleasure of occupying
their forces energetically, of exercising the social faculty
vividly—in short, of satisfying the instinct of restlessness.
Others again make it derived from the discovery of
morally fine features of character, placed in a clear light
by the struggle against adversity or against the passions.
But there is still the difficulty to explain why it should be
exactly the very feeling of pain,—suffering properly so
called,—that in objects of pity attracts us with the
greatest force, while, according to those elucidations, a
less degree of suffering ought evidently to be more favorable
to those causes to which the source of the emotion is
traced. Various matters may, no doubt, increase the
pleasure of the emotion without occasioning it. Of this
nature are: the vividness and force of the ideas awakened
in our imagination, the moral excellence of the suffering
persons, the reference to himself of the person feeling pity.
I admit that the suffering of a weak soul, and the pain
of a wicked character, do not procure us this enjoyment.
But this is because they do not excite our pity
to the same degree as the hero who suffers, or the virtuous
man who struggles. Thus we are constantly brought
back to the first question: why is it precisely the degree
of suffering that determines the degree of sympathetic
pleasure which we take in an emotion? and one answer
351only is possible; it is because the attack made on our
sensibility is precisely the condition necessary to set in
motion that quality of mind of which the activity produces
the pleasure we feel in sympathetic affections.
Now this faculty is no other than the reason; and
because the free exercise of reason, as an absolutely independent
activity, deserves par excellence the name of
activity; as, moreover, the heart of man only feels itself
perfectly free and independent in its moral acts, it follows
that the charm of tragic emotions is really dependent on
the fact that this instinct of activity finds its gratification
in them. But, even admitting this, it is neither the great
number nor the vivacity of the ideas that are awakened
then in our imagination, nor in general the exercise of the
social faculty, but a certain kind of ideas and a certain
activity of the social faculty brought into play by reason,
which is the foundation of this pleasure.
Thus the sympathetic affections in general are for us
a source of pleasure because they give satisfaction to our
instinct of activity, and the sad affections produce this
effect with more vividness because they give more satisfaction
to this instinct. The mind only reveals all its
activity when it is in full possession of its liberty, when it
has a perfect consciousness of its rational nature, because
it is only then that it displays a force superior to all
resistance.
Hence the state of mind which allows most effectually
the manifestation of this force, and awakens most successfully
its activity, is that state which is most suitable to a
rational being, and which best satisfies our instincts of
activity: whence it follows that a greater amount of
pleasure must be attached necessarily to this state. Now
it is the tragic states that place our soul in this state, and
the pleasure found in them is necessarily higher than the
charm produced by gay affections, in the same degree that
moral power in us is superior to the power of the senses.
Points that are only subordinate and partial in a system
of final causes may be considered by art independently of
that relation with the rest, and may be converted into
principal objects. It is right that in the designs of
nature pleasure should only be a mediate end, or a
352means; but for art it is the highest end. It is therefore
essentially important for art not to neglect this high enjoyment
attaching to the tragic emotion. Now, tragic art,
taking this term in its widest acceptation, is that among
the fine arts which proposes as its principal object the
pleasure of pity.
Art attains its end by the imitation of nature, by satisfying
the conditions which make pleasure possible in
reality, and by combining, according to a plan traced by
the intelligence, the scattered elements furnished by nature,
so as to attain as a principal end to that which, for
nature, was only an accessory end. Thus tragic art ought
to imitate nature in those kinds of actions that are specially
adapted to awaken pity.
It follows that, in order to determine generally the system
to be followed by tragic art, it is necessary before all
things to know on what conditions in real life the pleasure
of the emotion is commonly produced in the surest and
the strongest manner; but it is necessary at the same time
to pay attention to the circumstances that restrict or absolutely
extinguish this pleasure.
After what we have established in our essay “On the
Cause of the Pleasure we derive from Tragic Objects,” it
is known that in every tragic emotion there is an idea of
incongruity, which, though the emotion may be attended
with charm, must always lead on to the conception of a
higher consistency. Now it is the relation that these two
opposite conceptions mutually bear which determines in
an emotion if the prevailing impression shall be pleasurable
or the reverse. If the conception of incongruity
be more vivid than that of the contrary, or if the end sacrificed
is more important than the end gained, the prevailing
impression will always be displeasure, whether this be
understood objectively of the human race in general, or
only subjectively of certain individuals.
If the cause that has produced a misfortune gives us too
much displeasure, our compassion for the victim is diminished
thereby. The heart cannot feel simultaneously, in a
high degree, two absolutely contrary affections. Indignation
against the person who is the primary cause of the
suffering becomes the prevailing affection, and all other
353feeling has to yield to it. Thus our interest is always enfeebled
when the unhappy man whom it would be desirable
to pity had cast himself into ruin by a personal and an
inexcusable fault; or if, being able to save himself, he did
not do so, either through feebleness of mind or pusillanimity.
The interest we take in unhappy King Lear, ill-treated
by two ungrateful daughters, is sensibly lessened
by the circumstance that this aged man, in his second
childhood, so weakly gave up his crown, and divided his
love among his daughters with so little discernment. In
the tragedy of Kronegk, “Olinda and Sophronia,” the
most terrible suffering to which we see these martyrs to
their faith exposed only excites our pity feebly, and all
their heroism only stirs our admiration moderately, because
madness alone can suggest the act by which Olinda
has placed himself and all his people on the brink of the
precipice.
Our pity is equally lessened when the primary cause of
a misfortune, whose innocent victim ought to inspire us
with compassion, fills our mind with horror. When the
tragic poet cannot clear himself of his plot without introducing
a wretch, and when he is reduced to derive the
greatness of suffering from the greatness of wickedness,
the supreme beauty of his work must always be seriously
injured. Iago and Lady Macbeth in Shakspeare, Cleopatra
in the tragedy of “Rodogune,” or Franz Moor in
“The Robbers,” are so many proofs in support of this assertion.
A poet who understands his real interest will not
bring about the catastrophe through a malicious will which
proposes misfortune as its end; nor, and still less, by
want of understanding: but rather through the imperious
force of circumstances. If this catastrophe does not
come from moral sources, but from outward things, which
have no volition and are not subject to any will, the pity
we experience is more pure, or at all events it is not weakened
by any idea of moral incongruity. But then the
spectator cannot be spared the disagreeable feeling of an
incongruity in the order of nature, which can alone save
in such a case moral propriety. Pity is far more excited
when it has for its object both him who suffers and him
who is the primary cause of the suffering. This can only
354happen when the latter has neither elicited our contempt
nor our hatred, but when he has been brought against his
inclination to become the cause of this misfortune. It is
a singular beauty of the German play of “Iphigenia”
that the King of Tauris, the only obstacle who thwarts
the wishes of Orestes and of his sister, never loses our
esteem, and that we love him to the end.
There is something superior even to this kind of emotion;
this is the case when the cause of the misfortune
not only is in no way repugnant to morality, but only becomes
possible through morality, and when the reciprocal
suffering comes simply from the idea that a fellow-creature
has been made to suffer. This is the situation of Chimene
and Rodrigue in “The Cid” of Pierre Corneille, which is
undeniably in point of intrigue the masterpiece of the
tragic stage. Honor and filial love arm the hand of Rodrigue
against the father of her whom he loves, and his
valor gives him the victory. Honor and filial love rouse
up against him, in the person of Chimene, the daughter
of his victim, an accuser and a formidable persecutor.
Both act in opposition to their inclination, and they tremble
with anguish at the thought of the misfortune of the
object against which they arm themselves, in proportion
as zeal inspires them for their duty to inflict this misfortune.
Accordingly both conciliate our esteem in the highest
sense, as they accomplish a moral duty at the cost of
inclination; both inflame our pity in the highest degree,
because they suffer spontaneously for a motive that renders
them in the highest degree to be respected. It results
from this that our pity is in this case so little modified
by any opposite feeling that it burns rather with a
double flame; only the impossibility of reconciling the
idea of misfortune with the idea of a morality so deserving
of happiness might still disturb our sympathetic pleasure,
and spread a shade of sadness over it. It is besides a
great point, no doubt, that the discontent given us by this
contradiction does not bear upon our moral being, but is
turned aside to a harmless place, to necessity only; but
this blind subjection to destiny is always afflicting and
humiliating for free beings, who determine themselves.
This is the cause that always leaves something to be
355wished for even in the best Greek pieces. In all these
pieces, at the bottom of the plot it is always fatality that
is appealed to, and in this there is a knot that cannot be
unravelled by our reason, which wishes to solve everything.
But even this knot is untied, and with it vanishes every
shade of displeasure, at the highest and last step to which
man perfected by morality rises, and at the highest point,
which is attained by the art which moves the feelings.
This happens when the very discontent with destiny becomes
effaced, and is resolved in a presentiment or rather
a clear consciousness of a teleological concatenation of
things, of a sublime order, of a beneficent will. Then,
to the pleasure occasioned in us by moral consistency is
joined the invigorating idea of the most perfect suitability
in the great whole of nature. In this case the thing that
seemed to militate against this order, and that caused us
pain, in a particular case, is only a spur that stimulates
our reason to seek in general laws for the justification of
this particular case, and to solve the problem of this separate
discord in the centre of the general harmony. Greek
art never rose to this supreme serenity of tragic emotion,
because neither the national religion, nor even the philosophy
of the Greeks, lighted their step on this advanced road.
It was reserved for modern art, which enjoys the privilege
of finding a purer matter in a purer philosophy, to satisfy
also this exalted want, and thus to display all the moral
dignity of art.
If we moderns must resign ourselves never to reproduce
Greek art because the philosophic genius of our
age, and modern civilization in general are not favorable
to poetry, these influences are at all events less hurtful to
tragic art, which is based rather on the moral element.
Perhaps it is in the case of this art only that our civilization
repairs the injury that it has caused to art in general.
In the same manner as the tragic emotion is weakened
by the admixture of conflicting ideas and feelings, and the
charm attaching to it is thus diminished, so this emotion
can also, on the contrary, by approaching the excess of
direct and personal affection, become exaggerated to the
point where pain carries the day over pleasure. It has
356been remarked that displeasure, in the affections, comes
from the relation of their object with our senses, in the
same way as the pleasure felt in them comes from the relation
of the affection itself to our moral faculty. This
implies, then, between our senses and our moral faculty a
determined relation, which decides as regards the relation
between pleasure and displeasure in tragic emotions. Nor
could this relation be modified or overthrown without
overthrowing at the same time the feelings of pleasure and
displeasure which we find in the emotions, or even without
changing them into their opposites. In the same ratio
that the senses are vividly roused in us, the influence of
morality will be proportionately diminished; and reciprocally,
as the sensuous loses, morality gains ground. Therefore
that which in our hearts gives a preponderance to the
sensuous faculty, must of necessity, by placing restrictions
on the moral faculty, diminish the pleasure that we take in
tragic emotions, a pleasure which emanates exclusively
from this moral faculty. In like manner, all that in our
heart impresses an impetus on this latter faculty, must
blunt the stimulus of pain even in direct and personal
affections. Now our sensuous nature actually acquires
this preponderance, when the ideas of suffering rise to a
degree of vividness that no longer allows us to distinguish
a sympathetic affection from a personal affection, or our
own proper Ego from the subject that suffers,—reality, in
short, from poetry. The sensuous also gains the upper
hand when it finds an aliment in the great number of its
objects, and in that dazzling light which an over-excited
imagination diffuses over it. On the contrary, nothing is
more fit to reduce the sensuous to its proper bounds than
to place alongside it super-sensuous ideas, moral ideas, to
which reason, oppressed just before, clings as to a kind of
spiritual props, to right and raise itself above the fogs of
the sensuous to a serener atmosphere. Hence the great
charm which general truths or moral sentences, scattered
opportunely over dramatic dialogue, have for all cultivated
nations, and the almost excessive use that the Greeks made
of them. Nothing is more agreeable to a moral soul than
to have the power, after a purely passive state that has
lasted too long, of escaping from the subjection of the
357senses, and of being recalled to its spontaneous activity,
and restored to the possession of its liberty.
These are the remarks I had to make respecting the
causes that restrict our pity and place an obstacle to our
pleasure in tragic emotions. I have next to show on what
conditions pity is solicited and the pleasure of the emotion
excited in the most infallible and energetic manner.
Every feeling of pity implies the idea of suffering, and
the degree of pity is regulated according to the degree
more or less of vividness, of truth, of intensity, and of
duration of this idea.
1st. The moral faculty is provoked to reaction in proportion
to the vividness of ideas in the soul, which incites
it to activity and solicits its sensuous faculty. Now the
ideas of suffering are conceived in two different manners,
which are not equally favorable to the vividness of the
impression. The sufferings that we witness affect us
incomparably more than those that we have through a
description or a narrative. The former suspend in us the
free play of the fancy, and striking our senses immediately
penetrate by the shortest road to our heart. In the narrative,
on the contrary, the particular is first raised to the
general, and it is from this that the knowledge of the
special case is afterwards derived; accordingly, merely by
this necessary operation of the understanding, the impression
already loses greatly in strength. Now a weak impression
cannot take complete possession of our mind,
and it will allow other ideas to disturb its action and to
dissipate the attention. Very frequently, moreover, the
narrative account transports us from the moral disposition,
in which the acting person is placed, to the state of mind
of the narrator himself, which breaks up the illusion so
necessary for pity. In every case, when the narrator in
person puts himself forward, a certain stoppage takes
place in the action, and, as an unavoidable result, in our
sympathetic affection. This is what happens even when
the dramatic poet forgets himself in the dialogue, and
puts in the mouth of his dramatic persons reflections that
could only enter the mind of a disinterested spectator.
It would be difficult to mention a single one of our modern
tragedies quite free from this defect; but the French alone
358have made a rule of it. Let us infer, then, that the immediate
vivid and sensuous presence of the object is necessary
to give to the ideas impressed on us by suffering that strength
without which the emotion could not rise to a high degree.
2d. But we can receive the most vivid impressions of
the idea of suffering without, however, being led to a
remarkable degree of pity, if these impressions lack truth.
It is necessary that we should form of suffering an idea
of such a nature that we are obliged to share and take
part in it. To this end there must be a certain agreement
between this suffering and something that w?e have already
in us. In other words, pity is only possible inasmuch as
we can prove or suppose a resemblance between ourselves
and the subject that suffers. Everywhere where this
resemblance makes itself known, pity is necessary; where
this resemblance is lacking, pity is impossible. The more
visible and the greater is the resemblance, the more vivid
is our pity; and they mutually slacken in dependence on
each other. In order that we may feel the affections of
another after him, all the internal conditions demanded by
this affection must be found beforehand in us, in order
that the external cause which, by meeting with the internal
conditions, has given birth to the affection, may also
produce on us a like effect. It is necessary that, without
doing violence to ourselves, we should be able to exchange
persons with another, and transport our Ego by an instantaneous
substitution in the state of the subject. Now, how
is it possible to feel in us the state of another, if we have
not beforehand recognized ourselves in this other.
This resemblance bears on the totality of the constitution
of the mind, in as far as that is necessary and universal.
Now, this character of necessity and of universality
belongs especially to our moral nature. The faculty
of feeling can be determined differently by accidental
causes: our cognitive faculties themselves depend on variable
conditions: the moral faculty only has its principle
in itself, and by that very fact it can best give us a general
measure and a certain criterion of this resemblance.
Thus an idea which we find in accord with our mode of
thinking and of feeling, which offers at once a certain relationship
with the train of our own ideas, which is easily
359grasped by our heart and our mind, we call a true idea.
If this relationship bears on what is peculiar to our heart,
on the private determinations that modify in us the common
fundamentals of humanity, and which may be withdrawn
without altering this general character, this idea is then
simply true for us. If it bears on the general and necessary
form that we suppose in the whole species, the truth
of this idea ought to be held to be equal to objective truth.
For the Roman, the sentence of the first Brutus and the
suicide of Cato are of subjective truth. The ideas and
the feelings that have inspired the actions of these two
men are not an immediate consequence of human nature
in general, but the mediate consequence of a human nature
determined by particular modifications. To share with
them these feelings we must have a Roman soul, or at
least be capable of assuming for a moment a Roman soul.
It suffices, on the other hand, to be a man in general, to
be vividly touched by the heroic sacrifice of Leonidas, by
the quiet resignation of Aristides, by the voluntary death
of Socrates, and to be moved to tears by the terrible
changes in the fortunes of Darius. We attribute to these
kinds of ideas, in opposition to the preceding ones, an
objective truth because they agree with the nature of all
human subjects, which gives them a character of universality
and of necessity as strict as if they were independent
of every subjective condition.
Moreover, although the subjectively true description is
based on accidental determinations, this is no reason for
confounding it with an arbitrary description. After all,
the subjectively true emanates also from the general constitution
of the human soul, modified only in particular
directions by special circumstances; and the two kinds of
truth are equally necessary conditions of the human mind.
If the resolution of Cato were in contradiction with the
general laws of human nature, it could not be true, even
subjectively. The only difference is that the ideas of the
second kind are enclosed in a narrower sphere of action;
because they imply, besides the general modes of the
human mind, other special determinations. Tragedy can
make use of it with a very intense effect, if it will renounce
the extensive effect; still the unconditionally true, what
360is purely human in human relations, will be always the
richest matter for the tragic poet, because this ground is
the only one on which tragedy, without ceasing to aspire
to strength of expression can be certain of the generality
of this impression.
3d. Besides the vividness and the truth of tragic
pictures, there must also be completeness. None of the
external data that are necessary to give to the soul the
desired movement ought to be omitted in the representation.
In order that the spectator, however Roman his sentiments
may be, may understand the moral state of Cato—that he
may make his own the high resolution of the republican,
this resolution must have its principle, not only in the
mind of the Roman, but also in the circumstances of the
action. His external situation as well as his internal
situation must be before our eyes in all their consequences
and extent: and we must, lastly, have unrolled before us,
without omitting a single link, the whole chain of determinations
to which are attached the high resolution of the
Roman as a necessary consequence. It may be said in
general that without this third condition, even the truth
of a painting cannot be recognized; for the similarity of
circumstances, which ought to be fully evident, can alone
justify our judgment on the similarity of the feelings,
since it is only from the competition of external conditions
and of internal conditions that the affective phenomenon
results. To decide if we should have acted like Cato, we
must before all things transport ourselves in thought to
the external situation in which Cato was placed, and then
only we are entitled to place our feelings alongside his,
to pronounce if there is or is not likeness, and to give a
verdict on the truth of these feelings.
A complete picture, as I understand it, is only possible
by the concatenation of several separate ideas, and of
several separate feelings, which are connected together as
cause and effect, and which, in their sum total, form one
single whole for our cognitive faculty. All these ideas, in
order to affect us closely, must make an immediate impression
on our senses; and, as the narrative form always
weakens this impression, they must be produced by a
present action. Thus, in order that a tragic picture may
361be complete, a whole series is required of particular
actions, rendered sensuous and connected with the tragic
action as to one whole.
4th. It is necessary, lastly, that the ideas we receive of
suffering should act on us in a durable manner, to excite
in us a high degree of emotion. The affection created in
us by the suffering of another is to us a constrained state,
from which we hasten to get free; and the illusion so necessary
for pity easily disappears in this case. It is, therefore,
a necessity to fasten the mind closely to these ideas, and
not to leave it the freedom to get rid too soon of the
illusion. The vividness of sudden ideas and the energy
of sudden impressions, which in rapid succession affect our
senses, would not suffice for this end. For the power of
reaction in the mind is manifested in direct proportion to
the force with which the receptive faculty is solicited, and
it is manifested to triumph over this impression. Now,
the poet who wishes to move us ought not to weaken this
independent power in us, for it is exactly in the struggle
between it and the suffering of our sensuous nature that
the higher charm of tragic emotions lies. In order that
the heart, in spite of that spontaneous force which reacts
against sensuous affections, may remain attached to the
impressions of sufferings, it is, therefore, necessary that
these impressions should be cleverly suspended at intervals,
or even interrupted and intercepted by contrary impressions,
to return again with twofold energy and renew
more frequently the vividness of the first impression.
Against the exhaustion and languor that result from habit,
the most effectual remedy is to propose new objects to the
senses; this variety retempers them, and the gradation
of impressions calls forth the innate faculty, and makes it
employ a proportionately stronger resistance. This faculty
ought to be incessantly occupied in maintaining its independence
against the attacks of the senses, but it must
not triumph before the end, still less must it succumb in
the struggle. Otherwise, in the former case, suffering,
and, in the latter, moral activity is set aside; while it is
the union of these two that can alone elicit emotion. The
great secret of the tragic art consists precisely in managing
this struggle well; it is in this that it shows itself in
the most brilliant light.
362For this, a succession of alternate ideas is required;
therefore a suitable combination is wanted of several particular
actions corresponding with these different ideas;
actions round which the principal action and the tragic
impression which it is wished to produce through it unroll
themselves like the yarn from the distaff, and end by
enlacing our souls in nets, through which they cannot
break. Let me be permitted to make use of a simile, by
saying that the artist ought to begin by gathering up with
parsimonious care all the separate rays that issue from
the object by aid of which he seeks to produce the tragic
effect that he has in view, and these rays, in his hands,
become a lightning flash, setting the hearts of all on fire.
The tyro casts suddenly and vainly all the thunderbolts
of horror and fear into the soul; the artist, on the contrary,
advances step by step to his end; he only strikes with
measured strokes, but he penetrates to the depth of our
soul, precisely because he has only stirred it by degrees.
If we now form the proper deductions from the previous
investigation, the following will be the conditions that
form bases of the tragic art. It is necessary, in the first
place, that the object of our pity should belong to our own
species—I mean belong in the full sense of the term—and
that the action in which it is sought to interest us be
a moral action; that is, an action comprehended in the
field of free will. It is necessary, in the second place,
that suffering, its sources, its degrees, should be completely
communicated by a series of events chained together. It
is necessary, in the third place, that the object of the
passion be rendered present to our senses, not in a mediate
way and by description, but immediately and in action.
In tragedy art unites all these conditions and satisfies
them.
According to these principles tragedy might be defined
as the poetic imitation of a coherent series of particular
events (forming a complete action): an imitation which
shows us man in a state of suffering, and which has for its
end to excite our pity.
I say first that it is the imitation of an action; and this
idea of imitation already distinguishes tragedy from the
other kinds of poetry, which only narrate or describe. In
363tragedy particular events are presented to our imagination
or to our senses at the very time of their accomplishment;
they are present, we see them immediately, without the
intervention of a third person. The epos, the romance,
simple narrative, even in their form, withdraw action to a
distance, causing the narrator to come between the acting
person and the reader. Now what is distant and past
always weakens, as we know, the impressions and the
sympathetic affection; what is present makes them
stronger. All narrative forms make of the present something
past; all dramatic form makes of the past a present.
Secondly, I say that tragedy is the imitation of a succession
of events, of an action. Tragedy has not only
to represent by imitation the feelings and the affections of
tragic persons, but also the events that have produced
these feelings, and the occasion on which these affections
are manifested. This distinguishes it from lyric poetry,
and from its different forms, which no doubt offer, like
tragedy, the poetic imitation of certain states of the mind,
but not the poetic imitation of certain actions. An elegy,
a song, an ode, can place before our eyes, by imitation,
the moral state in which the poet actually is—whether he
speaks in his own name, or in that of an ideal person—a
state determined by particular circumstances; and up to
this point these lyric forms seem certainly to be incorporated
in the idea of tragedy; but they do not complete that
idea, because they are confined to representing our
feelings. There are still more essential differences, if the
end of these lyrical forms and that of tragedy are kept in
view.
I say, in the third place, that tragedy is the imitation of
a complete action. A separate event, though it be ever so
tragic, does not in itself constitute a tragedy. To do this,
several events are required, based one on the other, like
cause and effect, and suitably connected so as to form a
whole; without which the truth of the feeling represented,
of the character, etc.—that is, their conformity with the
nature of our mind, a conformity which alone determines
our sympathy—will not be recognized. If we do not feel
that we ourselves in similar circumstances should have
experienced the same feelings and acted in the same
364way, our pity would not be awakened. It is, therefore,
important that we should be able to follow in all its
concatenation the action that is represented to us, that
we should see it issue from the mind of the agent by a
natural gradation, under the influence and with the
concurrence of external circumstances. It is thus that we
see spring up, grow, and come to maturity under our eyes,
the curiosity of Œdipus and the jealousy of Iago. It is
also the only way to fill up the great gap that exists
between the joy of an innocent soul and the torments of
a guilty conscience, between the proud serenity of the
happy man and his terrible catastrophe; in short, between
the state of calm, in which the reader is at the beginning,
and the violent agitation he ought to experience at the end.
A series of several connected incidents is required to
produce in our souls a succession of different movements
which arrest the attention, which, appealing to all the
faculties of our minds, enliven our instinct of activity
when it is exhausted, and which, by delaying the satisfaction
of this instinct, do not kindle it the less. Against
the suffering of sensuous nature the human heart has
only recourse to its moral nature as counterpoise. It is,
therefore, necessary, in order to stimulate this in a more
pressing manner, for the tragic poet to prolong the torments
of sense, but he must also give a glimpse to the latter of
the satisfaction of its wants, so as to render the victory of
the moral sense so much the more difficult and glorious.
This twofold end can only be attained by a succession of
actions judiciously chosen and combined to this end.
In the fourth place, I say that tragedy is the poetic
imitation of an action deserving of pity, and, therefore,
tragic imitation is opposed to historic imitation. It would
only be a historic imitation if it proposed a historic end,
if its principal object were to teach us that a thing has
taken place, and how it took place. On this hypothesis it
ought to keep rigorously to historic accuracy, for it would
only attain its end by representing faithfully that which
really took place. But tragedy has a poetic end, that is to
say, it represents an action to move us, and to charm our
souls by the medium of this emotion. If, therefore, a
matter being given, tragedy treats it conformably with
365this poetic end, which is proper to it, it becomes, by
that very thing, free in its imitation. It is a right—nay,
more, it is an obligation—for tragedy to subject historic
truth to the laws of poetry; and to treat its matter in
conformity with requirements of this art. But as it
cannot attain its end, which is emotion, except on the
condition of a perfect conformity with the laws of nature,
tragedy is, notwithstanding its freedom in regard to
history, strictly subject to the laws of natural truth,
which, in opposition to the truth of history, takes the
name of poetic truth. It may thus be understood how
much poetic truth may lose, in many cases by a strict
observance of historic truth, and, reciprocally, how much
it may gain by even a very serious alteration of truth
according to history. As the tragic poet, like poets in
general, is only subject to the laws of poetic truth, the
most conscientious observance of historic truth could
never dispense him from his duties as poet, and could
never excuse in him any infraction of poetic truth or lack
of interest. It is, therefore, betraying very narrow ideas
on tragic art, or rather on poetry in general, to drag the
tragic poet before the tribunal of history, and to require
instruction of the man who by his very title is only bound
to move and charm you. Even supposing the poet, by a
scrupulous submission to historic truth, had stripped
himself of his privilege of artist, and that he had tacitly
acknowledged in history a jurisdiction over his work, art
retains all her rights to summon him before its bar; and
pieces such as “The Death of Hermann,” “Minona,”
“Fust of Stromberg,” if they could not stand the test on
this side, would only be tragedies of mediocre value,
notwithstanding all the minuteness of costume—of national
costume—and of the manners of the time.
Fifthly, tragedy is the imitation of an action that lets
us see man suffering. The word man is essential to mark
the limits of tragedy. Only the suffering of a being like
ourselves can move our pity. Thus, evil genii, demons—or
even men like them, without morals—and again pure
spirits, without our weaknesses, are unfit for tragedy.
The very idea of suffering implies a man in the full sense
of the term. A pure spirit cannot suffer, and a man
366approaching one will never awaken a high degree of
sympathy. A purely sensuous being can indeed have
terrible suffering; but without moral sense it is a prey to
it, and a suffering with reason inactive is a disgusting
spectacle. The tragedian is right to prefer mixed characters,
and to place the ideal of his hero half way between
utter perversity and entire perfection.
Lastly, tragedy unites all these requisites to excite pity.
Many means the tragic poet takes might serve another
object; but he frees himself from all requirements not
relating to this end, and is thereby obliged to direct
himself with a view to this supreme object.
The final aim to which all the laws tend is called the end
of any style of poetry. The means by which it attains
this are its form. The end and form are, therefore,
closely related. The form is determined by the end, and
when the form is well observed the end is generally
attained. Each kind of poetry having a special end must
have a distinguishing form. What it exclusively produces
it does in virtue of this special nature it possesses. The
end of tragedy is emotion; its form is the imitation of an
action that leads to suffering. Many kinds may have the
same object as tragedy, of emotion, though it be not their
principal end. Therefore, what distinguishes tragedy is
the relation of its form to its end, the way in which it
attains its end by means of its subject.
If the end of tragedy is to awaken sympathy, and its
form is the means of attaining it, the imitation of an action
fit to move must have all that favors sympathy. Such is
the form of tragedy.
The production of a kind of poetry is perfect when the
form peculiar to its kind has been used in the best way.
Thus, a perfect tragedy is that where the form is best
used to awaken sympathy. Thus, the best tragedy is that
where the pity excited results more from the treatment of
the poet than the theme. Such is the ideal of a tragedy.
A good number of tragedies, though fine as poems, are
bad as dramas, because they do not seek their end by
the best use of tragic form. Others, because they use
the form to attain an end different from tragedy. Some
very popular ones only touch us on account of the subject,
367and we are blind enough to make this a merit in the poet.
There are others in which we seem to have quite forgotten
the object of the poet, and, contented with pretty plays of
fancy and wit, we issue with our hearts cold from the
theatre. Must art, so holy and venerable, defend its cause
by such champions before such judges? The indulgence
of the public only emboldens mediocrity: it causes genius
to blush, and discourages it.
Whatever pains some modern æsthetics give themselves
to establish, contrary to general belief, that the arts of
imagination and of feeling have not pleasure for their
object, and to defend them against this degrading accusation,
this belief will not cease: it reposes upon a solid
foundation, and the fine arts would renounce with a bad
grace the beneficent mission which has in all times been
assigned to them, to accept the new employment to
which it is generously proposed to raise them. Without
troubling themselves whether they lower themselves in
proposing our pleasure as object, they become rather
proud of the advantages of reaching immediately an aim
never attained except mediately in other routes followed
by the activity of the human mind. That the aim of
nature, with relation to man, is the happiness of man,—although
he ought of himself, in his moral conduct,
to take no notice of this aim, —is what, I think, cannot
be doubted in general by any one who admits that nature
has an aim. Thus the fine arts have the same aim as
nature, or rather as the Author of nature, namely, to
spread pleasure and render people happy. It procures
for us in play what at other more austere sources of good
to man we extract only with difficulty. It lavishes as a
pure gift that which elsewhere is the price of many hard
efforts. With what labor, what application, do we not
pay for the pleasures of the understanding; with what
368painful sacrifices the approbation of reason; with what
hard privations the joys of sense! And if we abuse these
pleasures, with what a succession of evils do we expiate
excess! Art alone supplies an enjoyment which requires
no appreciable effort, which costs no sacrifice, and which
we need not repay with repentance. But who could class
the merit of charming in this manner with the poor merit
of amusing? who would venture to deny the former of
these two aims of the fine arts solely because they have a
tendency higher than the latter.
The praiseworthy object of pursuing everywhere moral
good as the supreme aim, which has already brought forth
in art so much mediocrity, has caused also in theory a
similar prejudice. To assign to the fine arts a really elevated
position, to conciliate for them the favor of the
State, the veneration of all men, they are pushed beyond
their true domain, and a vocation is imposed upon them
contrary to their nature. It is supposed that a great service
is awarded them by substituting for a frivolous aim—that
of charming—a moral aim; and their influence
upon morality, which is so apparent, necessarily militates
in favor of this pretension. It is found illogical that the
art which contributes in so great a measure to the development
of all that is most elevated in man, should produce
but accessorily this effect, and make its chief object
an aim so vulgar as we imagine pleasure to be. But this
apparent contradiction it would be very easy to conciliate
if we had a good theory of pleasure, and a complete system
of æsthetic philosophy.
It would result from this theory that a free pleasure, as
that which the fine arts procure for us, rests wholly upon
moral conditions, and all the moral faculties of man are
exercised in it. It would further result that this pleasure
is an aim which can never be attained but by moral means,
and consequently that art, to tend and perfectly attain to
pleasure, as to a real aim, must follow the road of healthy
morals. Thus it is perfectly indifferent for the dignity of
art whether its aim should be a moral aim, or whether it
should reach only through moral means; for in both cases
it has always to do with the morality, and must be rigorously
in unison with the sentiment of duty; but for the
369perfection of art, it is by no means indifferent which of
the two should be the aim and which the means. If it is
the aim that is moral, art loses all that by which it is powerful,—I
mean its freedom, and that which gives it so
much influence over us—the charm of pleasure. The
play which recreates is changed into serious occupation,
and yet it is precisely in recreating us that art can the
better complete the great affair—the moral work. It
cannot have a salutary influence upon the morals but in
exercising its highest æsthetic action, and it can only produce
the æsthetic effect in its highest degree in fully exercising
its liberty.
It is certain, besides, that all pleasure, the moment it
flows from a moral source, renders man morally better,
and then the effect in its turn becomes cause. The pleasure
we find in what is beautiful, or touching, or sublime,
strengthens our moral sentiments, as the pleasure we find
in kindness, in love, etc., strengthens these inclinations.
And just as contentment of mind is the sure lot of the
morally excellent man, so moral excellence willingly accompanies
satisfaction of heart. Thus the moral efficacy
of art is, not only because it employs moral means in order
to charm us, but also because even the pleasure which it
procures us is a means of morality.
There are as many means by which art can attain its
aim as there are in general sources from which a free
pleasure for the mind can flow. I call a free pleasure that
which brings into play the spiritual forces—reason and
imagination—and which awakens in us a sentiment by
the representation of an idea, in contradistinction to physical
or sensuous pleasure, which places our soul under
the dependence of the blind forces of nature, and where
sensation is immediately awakened in us by a physical
cause. Sensual pleasure is the only one excluded from
the domain of the fine arts; and the talent of exciting
this kind of pleasure could never raise itself to the dignity
of an art, except in the case where the sensual impressions
are ordered, reinforced or moderated, after a
plan which is the production of art, and which is recognized
by representation. But, in this case even, that
alone here can merit the name of art which is the object
370of a free pleasure—I mean good taste in the regulation,
which pleases our understanding, and not physical charms
themselves, which alone flatter our sensibility.
The general source of all pleasure, even of sensual
pleasure, is propriety, the conformity with the aim.
Pleasure is sensual when this propriety is manifested by
means of some necessary law of nature which has for
physical result the sensation of pleasure. Thus the movement
of the blood, and of the animal life, when in conformity
with the aim of nature, produces in certain
organs, or in the entire organism, corporeal pleasure with
all its varieties and all its modes. We feel this conformity
by the means of agreeable sensation, but we arrive at no
representation of it, either clear or confused.
Pleasure is free when we represent to ourselves the conformability,
and when the sensation that accompanies this
representation is agreeable. Thus all the representations
by which we have notice that there is propriety and harmony
between the end and the means, are for us the
sources of free pleasure, and consequently can be employed
to this end by the fine arts. Thus, all the representations
can be placed under one of these heads: the
good, the true, the perfect, the beautiful, the touching, the
sublime. The good especially occupies our reason; the
true and perfect, our intelligence; the beautiful interests
both the intelligence and the imagination; the touching
and the sublime, the reason and the imagination. It is
true that we also take pleasure in the charm (Reiz) or the
power called out by action from play, but art uses charm
only to accompany the higher enjoyments which the idea
of propriety gives to us. Considered in itself the charm
or attraction is lost amid the sensations of life, and art
disdains it together with all merely sensual pleasures.
We could not establish a classification of the fine arts
only upon the difference of the sources from which each
of them draws the pleasure which it affords us; for in the
same class of the fine arts many sorts of pleasures may
enter, and often all together. But in as far as a certain
sort of pleasure is pursued as a principal aim, we can
make of it, if not a specific character of a class properly
so called, at least the principle and the tendency of a class
371in the works of art. Thus, for example, we could take
the arts which, above all, satisfy the intelligence and imagination—consequently
those which have as chief object
the true, the perfect, and the beautiful—and unite them
under the name of fine arts (arts of taste, arts of intelligence);
those, on the other hand, which especially occupy
the imagination and the reason, and which, in consequence,
have for principal object the good, the sublime,
and the touching, could be limited in a particular class
under the denomination of touching arts (arts of sentiment,
arts of the heart). Without doubt it is impossible
to separate absolutely the touching from the beautiful, but
the beautiful can perfectly subsist without the touching.
Thus, although we are not authorized to base upon this
difference of principle a rigorous classification of the liberal
arts, it can at least serve to determine with more
of precision the criterion, and prevent the confusion in
which we are inevitably involved, when, drawing up
laws of æsthetic things, we confound two absolutely
different domains, as that of the touching and that of the
beautiful.
The touching and the sublime resemble in this point,
that both one and the other produce a pleasure by a feeling
at first of displeasure, and that consequently (pleasure
proceeding from suitability, and displeasure from the
contrary) they give us a feeling of suitability which presupposes
an unsuitability.
The feeling of the sublime is composed in part of the
feeling of our feebleness, of our impotence to embrace
an object; and, on the other side, of the feeling of our
moral power—of this superior faculty which fears no obstacle,
no limit, and which subdues spiritually that even
to which our physical forces give way. The object of
the sublime thwarts, then, our physical power; and this
contrariety (impropriety) must necessarily excite a displeasure
in us. But it is, at the same time, an occasion to
recall to our conscience another faculty which is in us—a
faculty which is even superior to the objects before which
our imagination yields. In consequence, a sublime object,
precisely because it thwarts the senses, is suitable with
relation to reason, and it gives to us a joy by means of a
372higher faculty, at the same time that it wounds us in an
interior one.
The touching, in its proper sense, designates this mixed
sensation, into which enters at the same time suffering
and the pleasure that we find in suffering. Thus we can
only feel this kind of emotion in the case of a personal
misfortune, only when the grief that we feel is sufficiently
tempered to leave some place for that impression
of pleasure that would be felt by a compassionate spectator.
The loss of a great good prostrates for the time, and the
remembrance itself of the grief will make us experience
emotion after a year. The feeble man is always the prey
of his grief; the hero and the sage, whatever the misfortune
that strikes them, never experience more than emotion.
Emotion, like the sentiment of the sublime, is composed
of two affections—grief and pleasure. There is, then, at
the bottom a propriety, here as well as there, and under
this propriety a contradiction. Thus it seems that it is a
contradiction in nature that man, who is not born to suffer,
is nevertheless a prey to suffering, and this contradiction
hurts us. But the evil which this contradiction does us is
a propriety with regard to our reasonable nature in general,
insomuch as this evil solicits us to act: it is a propriety
also with regard to human society; consequently, even
displeasure, which excites in us this contradiction, ought
necessarily to make us experience a sentiment of pleasure,
because this displeasure is a propriety. To determine in
an emotion if it is pleasure or displeasure which triumphs,
we must ask ourselves if it is the idea of impropriety or
that of propriety which affects us the more deeply. That
can depend either on the number of the aims reached or
abortive, or on their connection with the final aim of all.
The suffering of the virtuous man moves us more painfully
than that of the perverse man, because in the first
case there is contradiction not only to the general destiny
of man, which is happiness, but also to this other particular
principle, viz., that virtue renders happy; whilst in the
second case there is contradiction only with regard to
the end of man in general. Reciprocally, the happiness of
the wicked also offends us much more than the misfortune
of the good man, because we find in it a double contradiction:
373in the first place vice itself, and in the second place,
the recompense of vice.
There Is also this other consideration, that virtue is
much more able to recompense itself than vice, when it
triumphs, is to punish itself; and it is precisely for this
that the virtuous man in misfortune would much more
remain faithful to the cultus of virtue than the perverse
man would dream of converting himself in prosperity.
But what is above all important in determining in the
emotions the relation of pleasure and displeasure, is to
compare the two ends—that which has been fulfilled and
that which has been ignored—and to see which is the
most considerable. There is no propriety which touches
us so nearly as moral propriety, and no superior pleasure
to that which we feel from it. Physical propriety could
well be a problem, and a problem forever unsolvable.
Moral propriety is already demonstrated. It alone is
founded upon our reasonable nature and upon internal
necessity. It is our nearest interest, the most considerable,
and at the same time, the most easily recognized,
because it is not determined by any external element but
by an internal principle of our reason: it is the palladium
of our liberty.
This moral propriety is never more vividly recognized
than when it is found in conflict with another propriety,
and still keeps the upper hand; then only the moral law
awakens in full power, when we find it struggling against
all the other forces of nature, and when all those forces
lose in its presence their empire over a human soul. By
these words, “the other forces of nature,” we must
understand all that is not moral force, all that is not
subject to the supreme legislation of reason: that is to say,
feelings, affections, instincts, passions, as well as physical
necessity and destiny. The more redoubtable the adversary,
the more glorious the victory; resistance alone brings
out the strength of the force and renders it visible. It
follows that the highest degree of moral consciousness can
only exist in strife, and the highest moral pleasure is
always accompanied by pain.
Consequently, the kind of poetry which secures us a
high degree of moral pleasure, must employ mixed feelings,
374and please us through pain or distress,—this is what
tragedy does specially; and her realm embraces all that
sacrifices a physical propriety to a moral one; or one
moral propriety to a higher one. It might be possible,
perhaps, to form a measure of moral pleasure, from the
lowest to the highest degree, and to determine by this
principle of propriety the degree of pain or pleasure experienced.
Different orders of tragedy might be classified
on the same principle, so as to form a complete exhaustive
tabulation of them. Thus, a tragedy being given, its place
could be fixed, and its genus determined. Of this subject
more will be said separately in its proper place.
A few examples will show how far moral propriety commands
physical propriety in our souls.
Theron and Amanda are both tied to the stake as martyrs,
and free to choose life or death by the terrible ordeal of
fire—they select the latter. What is it which gives such
pleasure to us in this scene? Their position so conflicting
with the smiling destiny they reject, the reward of misery
given to virtue—all here awakens in us the feeling of
impropriety: it ought to fill us with great distress. What
is nature, and what are her ends and laws, if all this
impropriety shows us moral propriety in its full light.
We here see the triumph of the moral law, so sublime an
experience for us that we might even hail the calamity
which elicits it. For harmony in the world of moral
freedom gives us infinitely more pleasure than all the
discords in nature give us pain.
When Coriolanus, obedient to duty as husband, son, and
citizen, raises the siege of Rome, then almost conquered,
withdrawing his army, and silencing his vengeance, he
commits a very contradictory act evidently. He loses all
the fruit of previous victories, he runs spontaneously to
his ruin; yet what moral excellence and grandeur he offers!
How noble to prefer any impropriety rather than wound
moral sense; to violate natural interests and prudence in
order to be in harmony with the higher moral law! Every
sacrifice of a life is a contradiction, for life is the condition
of all good; but in the light of morality the sacrifice of
life is in a high degree proper, because life is not great
in itself, but only as a means of accomplishing the moral
375law. If then the sacrifice of life be the way to do this,
life must go. “It is not necessary for me to live, but
it is necessary for Rome to be saved from famine,” said
Pompey, when the Romans embarked for Africa, and his
friends begged him to defer his departure till the gale
was over.
But the sufferings of a criminal are as charming to us
tragically as those of a virtuous man; yet here is the idea
of moral impropriety. The antagonism of his conduct to
moral law, and the moral imperfection which such conduct
presupposes, ought to fill us with pain. Here there is no
satisfaction in the morality of his person, nothing to compensate
for his misconduct. Yet both supply a valuable
object for art; this phenomenon can easily be made to agree
with what has been said.
We find pleasure not only in obedience to morality, but
in the punishment given to its infraction. The pain
resulting from moral imperfection agrees with its opposite,
the satisfaction at conformity with the law. Repentance,
even despair, have nobleness morally, and can only exist
if an incorruptible sense of justice exists at the bottom of
the criminal heart, and if conscience maintains its ground
against self-love. Repentance comes by comparing our
acts with the moral law, hence in the moment of repenting
the moral law speaks loudly in man. Its power must be
greater than the gain resulting from the crime as the
infraction poisons the enjoyment. Now, a state of mind
where duty is sovereign is morale proper, and therefore a
source of moral pleasure. What, then, sublimer than the
heroic despair that tramples even life underfoot, because it
cannot bear the judgment within? A good man sacrificing
his life to conform to the moral law, or a criminal taking
his own life because of the morality he has violated: in
both cases our respect for the moral law is raised to the
highest power. If there be any advantage it is in the case
of the latter; for the good man may have been encouraged
in his sacrifice by an approving conscience, thus detracting
from his merit. Repentance and regret at past crimes
show us some of the sublimest pictures of morality in
active condition. A man who violates morality comes
back to the moral law by repentance.
376But moral pleasure is sometimes obtained only at the
cost of moral pain. Thus one duty may clash with another.
Let us suppose Coriolanus encamped with a Roman army
before Antium or Corioli, and his mother a Volscian; if
her prayers move him to desist, we now no longer admire
him. His obedience to his mother would be at strife with
a higher duty, that of a citizen. The governor to whom
the alternative is proposed, either of giving up the town
or of seeing his son stabbed, decides at once on the latter,
his duty as father being beneath that of citizen. At first
our heart revolts at this conduct in a father, but we soon
pass to admiration that moral instinct, even combined with
inclination, could not lead reason astray in the empire
where it commands. When Timoleon of Corinth puts to
death his beloved but ambitious brother, Timophanes, he
does it because his idea of duty to his country bids him
to do so. The act here inspires horror and repulsion as
against nature and the moral sense, but this feeling is
soon succeeded by the highest admiration for his heroic
virtue, pronouncing, in a tumultuous conflict of emotions,
freely and calmly, with perfect rectitude. If we differ
with Timoleon about his duty as a republican, this does
not change our view. Nay, in those cases, where our
understanding judges differently, we see all the more
clearly how high we put moral propriety above all other.
But the judgments of men on this moral phenomenon are
exceedingly various, and the reason of it is clear. Moral
sense is common to all men, but differs in strength. To
most men it suffices that an act be partially conformable
with the moral law to make them obey it; and to make
them condemn an action it must glaringly violate the law.
But to determine the relation of moral duties with the
highest principle of morals requires an enlightened intelligence
and an emancipated reason. Thus an action
which to a few will be a supreme propriety, will seem to
the crowd a revolting impropriety, though both judge
morally; an hence the emotion felt at such actions is by
no means uniform. To the mass the sublimest and highest
is only exaggeration, because sublimity is perceived by
reason, and all men have not the same share of it. A
vulgar soul is oppressed or overstretched by those sublime
377ideas, and the crowd sees dreadful disorder where a thinking
mind sees the highest order.
This is enough about moral propriety as a principle of
tragic emotion, and the pleasure it elicits. It must be
added that there are cases where natural propriety also
seems to charm our mind even at the cost of morality.
Thus we are always pleased by the sequence of machinations
of a perverse man, though his means and end are
immoral. Such a man deeply interests us, and we tremble
lest his plan fail, though we ought to wish it to do so.
But this fact does not contradict what has been advanced
about moral propriety, and the pleasure resulting from it.
Propriety, the reference of means to an end, is to us,
in all cases, a source of pleasure; even disconnected with
morality. We experience this pleasure unmixed, so long
as we do not think of any moral end which disallows
action before us. Animal instincts give us pleasure—as
the industry of bees—without reference to morals; and
in like manner human actions are a pleasure to us when
we consider in them only the relation of means to ends.
But if a moral principle be added to these, and impropriety
be discovered, if the idea of moral agent comes in, a deep
indignation succeeds our pleasure, which no intellectual
propriety can remedy. We must not call to mind too
vividly that Richard III., Iago, and Lovelace are men;
otherwise our sympathy for them infallibly turns into an
opposite feeling. But, as daily experience teaches, we
have the power to direct our attention to different sides
of things; and pleasure, only possible through this abstraction,
invites us to exercise it, and to prolong its exercise.
Yet it is not rare for intelligent perversity to secure our
favor by being the means of procuring us the pleasure
of moral propriety. The triumph of moral propriety will
be great in proportion as the snares set by Lovelace for
the virtue of Clarissa are formidable, and as the trials of
an innocent victim by a cruel tyrant are severe. It is a
pleasure to see the craft of a seducer foiled by the omnipotence
of the moral sense. On the other hand, we reckon
as a sort of merit the victory of a malefactor over his
moral sense, because it is the proof of a certain strength
of mind and intellectual propriety.
378Yet this propriety in vice can never be the source of a
perfect pleasure, except when it is humiliated by morality.
In that case it is an essential part of our pleasure, because
it brings moral sense into stronger relief. The last
impression left on us by the author of Clarissa is a proof
of this. The intellectual propriety in the plan of Lovelace
is greatly surpassed by the rational propriety of Clarissa.
This allows us to feel in full the satisfaction caused by both.
When the tragic poet has for object to awaken in us the
feeling of moral propriety, and chooses his means skilfully
for that end, he is sure to charm doubly the connoisseur,
by moral and by natural propriety. The first satisfies the
heart, the second the mind. The crowd is impressed
through the heart without knowing the cause of the magic
impression. But, on the other hand, there is a class of
connoisseurs on whom that which affects the heart is
entirely lost, and who can only be gained by the appropriateness
of the means; a strange contradiction resulting
from over-refined taste, especially when moral culture
remains behind intellectual. This class of connoisseurs
seek only the intellectual side in touching and sublime
themes. They appreciate this in the justest manner, but
you must beware how you appeal to their heart! The
over-culture of the age leads to this shoal, and nothing
becomes the cultivated man so much as to escape by a
happy victory this twofold and pernicious influence. Of
all other European nations, our neighbors, the French,
lean most to this extreme, and we, as in all things, strain
every nerve to imitate this model.
SCHILLER’S PHILOSOPHICAL LETTERS. — PREFATORY REMARKS. — Letter I. Julius to Raphael. — Letter II. Julius to Raphael. — Letter III. Raphael to Julius. — Letter IV. Julius to Raphael. — THEOSOPHY OF JULIUS. The World and the Thinking Being. — Idea. — Love. — Sacrifice. — God. — Letter V. Raphael to Julius. — ON THE CONNECTION BETWEEN THE ANIMAL AND THE SPIRITUAL NATURE IN MAN. — Introduction. — § 1. — PHYSICAL CONNECTION. The Animal Nature Strengthens the Action of the Spirit. — § 2.— Organism of the Operations of the Soul—of its Maintenance and Support—of Generation. — § 3.— The Body. — § 4.— Animal Life. — § 5.— Animal Sensations. — § 6.— Objections against the Connection of the Two Natures, drawn from Ideas of Morality. — PHILOSOPHICAL CONNECTION. Animal Impulses Awaken and Develop the Impulses of the Soul. — § 7.— The Method — § 8.— The Soul viewed as out of connection with the Body. — § 9.— The Soul viewed in connection with the Body. — § 10.— Out of the History of the Individual. — § 11.— From the History of Humanity. — Animal Sensations accompany Mental Sensations. — Physical Phenomena express the Emotions of the Mind.
379
The reason passes, like the heart, through certain epochs
and transitions, but its development is not so often portrayed.
Men seem to have been satisfied with unfolding
the passions in their extremes, their aberration, and their
results, without considering how closely they are bound
up with the intellectual constitution of the individual.
Degeneracy in morals roots in a one-sided and wavering
philosophy, doubly dangerous, because it blinds the beclouded
intellect with an appearance of correctness, truth,
and conviction, which places it less under the restraining
influence of man’s instinctive moral sense. On the other
hand, an enlightened understanding ennobles the feelings,—the
heart must be formed by the head.
The present age has witnessed an extraordinary increase
of a thinking public, by the facilities afforded to the diffusion
of reading; the former happy resignation to ignorance
begins to make way for a state of half-enlightenment,
and few persons are willing to remain in the condition in
which their birth has placed them. Under these circumstances
it may not be unprofitable to call attention to certain
periods of the awakening and progress of the reason,
to place in their proper light certain truths and errors,
closely connected with morals, and calculated to be a
source of happiness or misery, and, at all events, to
point out the hidden shoals on which the reason of man
has so often suffered shipwreck. Rarely do we arrive at
the summit of truth without running into extremes; we
have frequently to exhaust the part of error, and even of
folly, before we work our way up to the noble goal of
tranquil wisdom.
Some friends, inspired by an equal love of truth and
380moral beauty, who have arrived at the same conviction by
different roads, and who view with serener eye the ground
over which they have travelled, have thought that it might
be profitable to present a few of these resolutions and
epochs of thought. They propose to represent these and
certain excesses of the inquiring reason in the form of two
young men, of unequal character, engaged in epistolary
correspondence. The following letters are the beginning
of this essay.
The opinions that are offered in these letters can only
be true and false relatively, and in the form in which the
world is mirrored in the soul of the correspondent, and
of him only. But the course of the correspondence will
show that the one-sided, often exaggerated and contradictory
opinions at length issue in a general, purified, and
well-established truth.
Scepticism and free-thinking are the feverish paroxysms
of the human mind, and must needs at length confirm the
health of well-organized souls by the unnatural convulsion
which they occasion. In proportion to the dazzling
and seducing nature of error will be the greatness of the
triumphs of truth: the demand for conviction and firm
belief will be strong and pressing in proportion to the
torment occasioned by the pangs of doubt. But doubt
was necessary to elicit these errors; the knowledge of the
disease had to precede its cure. Truth suffers no loss if a
vehement youth fails in finding it, in the same way that
virtue and religion suffer no detriment if a criminal denies
them.
It was necessary to offer these prefatory remarks to
throw a proper light on the point of view from which the
following correspondence has to be read and judged.
You are gone, Raphael,—and the beauty of nature departs:
the sere and yellow leaves fall from the trees, while
a thick autumn fog hangs suspended like a bier over the
381lifeless fields. Solitary, I wander through the melancholy
country. I call aloud your name, and am irritated that
my Raphael does not answer me.
I had received your last embrace. The mournful sound
of the carriage wheels that bore you away had at length
died upon my ear. In happier moments I had just succeeded
in raising a tumulus over the joys of the past, but
now again you stand up before me, as your departed
spirit, in these regions, and you accompany me to each
favorite haunt and pleasant walk. These rocks I have
climbed by your side: by your side have my eyes wandered
over this immense landscape. In the dark sanctuary
of this beech-grove we first conceived the bold ideal of our
friendship. It was here that we unfolded the genealogical
tree of the soul, and that we found that Julius was so
closely related to Raphael. Not a spring, not a thicket,
or a hill exists in this region where some memory of departed
happiness does not come to destroy my repose. All
things combine to prevent my recovery. Wherever I go,
I repeat the painful scene of our separation.
What have you done to me, Raphael? What am I become?
Man of dangerous power! would that I had never
known or never lost you! Hasten back; come on the
wings of friendship, or the tender plant, your nursling,
shall have perished. How could you, endowed with such
tender feelings, venture to leave the work you had begun,
but still so incomplete. The foundations that your proud
wisdom tried to establish in my brain and heart are tottering;
all the splendid palaces which you erected are crumbling,
and the worm crushed to earth is writhing under the
ruins.
Happy, heavenly time, when I groped through life, with
bandaged eyes, like a drunken man,—when all my knowledge
and my wishes were confined to the narrow horizon
of my childhood’s teachings! Blessed time, when a cheerful
sunset raised no higher aspiration in my soul than the
wish of a fine day on the morrow; when nothing reminded
me of the world save the newspaper; nothing spoke of
eternity save the passing bell; only ghost-stories brought
to mind the thought of death and judgment; when I
trembled at the thought of the devil, and was proportionately
382drawn to the Godhead! I felt and was happy.
Raphael has taught me to think I am on the way to regret
that I was ever created.
Creation? No, that is only a sound lacking all meaning,
which my reason cannot receive. There was a time
when I knew nothing, when no one knew me: accordingly,
it is usual to say, I was not. That time is past: therefore
it is usual to say that I was created. But also of the
millions who existed centuries ago nothing more is now
known, and yet men are wont to say, they are. On what
do we found the right to grant the beginning and to deny
the end? It is assumed that the cessation of thinking
beings contradicts Infinite Goodness. Did, then, Infinite
Goodness come first into being at the creation of the
world? If there was a period when there were no spirits,
Infinite Goodness must have been imperative for a whole
eternity. If the fabric of the universe is a perfection of
the Creator, He, therefore, lacked a perfection before the
creation of the world. But an assumption like this contradicts
the idea of perfect goodness, therefore there is no
creation. To what have I arrived, Raphael? Terrible
fallacy of my conclusions! I give up the Creator as soon
as I believe in a God. Wherefore do I require a God, if
I suffice without the Creator?
You have robbed me of the thought that gave me peace.
You have taught me to despise where I prayed before. A
thousand things were venerable in my sight till your dismal
wisdom stripped off the veil from them. I saw a
crowd of people streaming to church, I heard their enthusiastic
devotion poured forth in a common act of prayer
and praise; twice did I stand beside a deathbed, and saw—wonderful
power of religion!—the hope of heaven
triumphant over the terror of annihilation, and the serene
light of joy beaming from the eyes of those departing.
“Surely that doctrine must be divine,” I exclaimed,
“which is acknowledged by the best among men, which
triumphs and comforts so wondrously!” Your coldblooded
wisdom extinguished my enthusiasm. You
affirmed that an equal number of devotees streamed formerly
round the Irmensäule and to Jupiter’s temple; an
equal number of votaries, with like exultation, ascended
383the stake kindled in honor of Brahma. “Can the very
feeling,” you added, “which you found so detestable in
heathenism prove the truth of your doctrine?”
You proceeded to say: “Trust nothing but your own
reason. There is nothing holy, save truth.” I have
obeyed you: I have sacrificed all my opinions, I have set
fire to all my ships when I landed on this island, and
I have destroyed all my hopes of return. Never can I
become reconciled to a doctrine which I joyfully welcomed
once. My reason is now all to me—my only
warrant for God, virtue, and immortality. Woe to me if
I catch this, my only witness, in a contradiction! if my
esteem for its conclusions diminishes! if a broken vessel
in my brain diverts its action! My happiness is henceforth
intrusted to the harmonious action of my sensorium: woe
to me if the strings of this instrument give a false note in
the critical moments of my life—if my convictions vary
with my pulsations!
Your doctrine has flattered my pride. I was a prisoner:
you have led me out into the daylight; the golden
shimmer and the measureless vault have enraptured my
eye. Formerly, I was satisfied with the modest reputation
of being a good son of my father’s house, a friend of my
friends, a useful member of society. You have changed
me into a citizen of the universe. At that time my wishes
had not aspired to infringe on the rights of the great: I
tolerated these fortunate people because beggars tolerated
me. I did not blush to envy a part of the human race,
because there was a still larger part of humanity that
I was obliged to pity. Meeting you, I learned for the first
time that my claims on enjoyment were as well founded
as those of my brethren. Now, for the first time, I learned
that, raised one stratum above this atmosphere, I weighed
just as much and as little as the rulers of this world.
Raphael severed all bonds of agreement and of opinion.
I felt myself quite free; for reason, as Raphael declared,
384is the only monarchy in the world of spirits, and I carried
my imperial throne in my brain. All things in heaven and
earth have no value, no estimation, except that which my
reason grants them. The whole creation is mine, for I
possess an irresistible omnipotence, and am empowered to
enjoy it fully. All spirits—one degree below the most
perfect Spirit—are my brethren, because we all obey one
rule, and do homage to one supremacy.
How magnificent and sublime this announcement sounds!
What a field for my thirst of knowledge! But—unlucky
contradiction of nature—this free and soaring spirit is
woven together with the rigid, immovable clockwork of a
mortal body, mixed up with its little necessities, and
yoked to its fate—this god is banished into a world of
worms. The immense space of nature is opened to his
research, but he cannot think two ideas at the same time.
With his eyes he reaches up to the sunny focus of the
Godhead, but he himself is obliged to creep after Him
slowly and wearily through the elements of time. To
absorb one enjoyment he must give up all others: two
unlimited desires are too great for his little heart. Every
fresh joy costs him the sum of all previous joys. The
present moment is the sepulchre of all that went before it.
An idyllic hour of love is an intermittent pulsation of
friendship.
Wherever I look, Raphael, how limited man appears!
How great the distance between his aims and their fulfilment!—yet
do not begrudge him his soothing slumber.
Wake him not! He was so happy before he began to
inquire whither he was to go and whence he came!
Reason is a torch in a prison. The prisoner knew nothing
of the light, but a dream of freedom appeared over him
like a flash in the night which leaves the darkness deeper
than before. Our philosophy is the unhappy curiosity of
Œdipus, who did not cease to inquire till the dreadful
oracle was unravelled. Mayest thou never learn who thou
art!
Does your wisdom replace what it has set aside? If you
had no key to open heaven, why did you lead me away
from earth? If you knew beforehand that the way to
wisdom leads through the frightful abyss of doubt, why
385did you venture the innocence of your friend Julius on
this desperate throw?—
If to the good, which I propose to do,
Something very bad borders far too near,
I prefer not to do this good.
You have pulled down a shelter that was inhabited, and
founded a splendid but lifeless palace on the spot.
Raphael, I claim my soul from you! I am unhappy.
My courage is gone. I despair of my own strength.
Write to me soon!—your healing hand alone can pour
balm on my burning wounds.
Julius, happiness such as ours, if unbroken, would be
too much for human lot. This thought often haunted me
even in the full enjoyment of our friendship. This
thought, then darkening our happiness, was a salutary
foretaste, intended to mitigate the pain of my present
position. Hardened in the stern school of resignation, I
am still more susceptible of the comfort of seeing in our
separation a slight sacrifice whose merit may win from
fate the reward of our future reunion. You did not yet
know what privation was. You suffer for the first time.
And yet it is perhaps an advantage for you that I have
been torn from you exactly at this time. You have to
endure a malady, from which you can only perfectly recover
by your own energy, so as not to suffer a relapse. The
more deserted you feel, the more you will stir up all
healing power in yourself, and in proportion as you derive
little or no benefit from temporary and deceptive palliatives,
the more certainly will you succeed in eradicating
the evil fundamentally.
I do not repent that I roused you from your dream,
though your present position is painful. I have done
nothing more than hasten a crisis, which every soul like
yours has sooner or later to pass through, and where the
essential thing is, at what time of life it is endured.
386There are times and seasons when it is terrible to doubt
truth and virtue. Woe to the man who has to fight
through the quibbles of a self-sufficient reason while he is
immersed in the storms of the passions. I have felt in its
fulness all that is expressed by this, and, to preserve you
from similar troubles I could devise no means but to ward
off the pestilence by timely inoculation.
Nor could I, my dear Julius, choose a more propitious
time? I met you in the full and glorious bloom of
youthful intelligence and bodily vigor; before you had
been oppressed by care or enchained by passion; fully
prepared, in your freedom and strength, to stand the great
fight, of which a sublime tranquillity, produced by conviction,
is the prize. Truth and error had not yet been
interwoven with your interests. Your enjoyments and
virtues were independent of both. You required no images
of terror to tear you from low dissipation. The feeling
for nobler joys had made these odious to you. You were
good from instinct and from unconsecrated moral grace.
I had nothing to fear for your morality, if a building
crumbled down on which it was not founded. Nor do
your anxieties alarm me, though you may conjure up many
dark anticipations in your melancholy mood. I know you
better, Julius!
You are ungrateful, too! You despise the reason, and
forget what joys it has procured you. Though you might
have escaped the dangers of doubt all your life, still it
was my duty not to deprive you of the pleasures which
you were capable of enjoying. The height at which you
were was not worthy of you. The way up which you
climbed gave you compensation for all of which I deprived
you. I still recall the delight—with what delight you
blessed the moment when the bandage dropped from your
eyes! The warmth with which you grasped the truth
possibly may have led your all-devouring imagination to
an abyss at sight of which you draw back shuddering.
I must follow the course of your inquiries to discover the
sources of your complaints. You have written down the
results of your thoughts: send me these papers and then
I will answer you.
387
I have been looking over my papers this morning.
Among them I have found a lost memorandum written
down in those happy hours when I was inspired with a
proud enthusiasm. But on looking over it how different
seem all the things treated of! My former views look like
the gloomy boarding of a playhouse when the lights have
been removed. My heart sought a philosophy, and imagination
substituted her dreams. I took the warmest for
the truest coloring.
I seek for the laws of spirits—I soar up to the infinite,
but I forget to prove that they really exist. A bold attack
of materialism overthrows my creation.
You will read through this fragment, my dear Raphael.
Would that you could succeed in kindling once again the
extinct flames of my enthusiasm, to reconcile me again to
my genius! but my pride has sunk so low that even
Raphael’s friendly hand can hardly raise me up again.
The universe is a thought of God. After this ideal
thought-fabric passed out into reality, and the new-born
world fulfilled the plan of its Creator—permit me to use
this human simile—the first duty of all thinking beings
has been to retrace the original design in this great
reality; to find the principle in the mechanism, the unity
in the compound, the law in the phenomenon, and to pass
back from the structure to its primitive foundation.
Accordingly to me there is only one appearance in nature—the
thinking being. The great compound called the
world is only remarkable to me because it is present to
shadow forth symbolically the manifold expressions of that
being. All in me and out of me is only the hieroglyph of
388a power which is like to me. The laws of nature are the
cyphers which the thinking mind adds on to make itself
understandable to intelligence—the alphabet by means of
which all spirits communicate with the most perfect Spirit
and with one another. Harmony, truth, order, beauty,
excellence, give me joy, because they transport me into
the active state of their author, of their possessor, because
they betray the presence of a rational and feeling Being,
and let me perceive my relationship with that Being. A
new experience in this kingdom of truth: gravitation, the
circulation of the blood, the natural system of Linnæus,
correspond essentially in my mind to the discovery of an
antique dug up at Herculaneum—they are both only the
reflections of one spirit, a renewed acquaintance with a
being like myself. I speak with the Eternal through the
instrument of nature,—through the world’s history: I
read the soul of the artist in his Apollo.
If you wish to be convinced, my dear Raphael, look
back. Each state of the human mind has some parable
in the physical creation by which it is shadowed forth;
nor is it only artists and poets, but even the most abstract
thinkers that have drawn from this source. Lively activity
we name fire; time is a stream that rolls on, sweeping all
before it; eternity is a circle; a mystery is hid in midnight
gloom, and truth dwells in the sun. Nay, I begin to
believe that even the future destiny of the human race is
prefigured in the dark oracular utterances of bodily creation.
Each coming spring, forcing the sprouts of plants out of
the earth, gives me explanations of the awful riddle of
death, and contradicts my anxious fears about an everlasting
sleep. The swallow that we find stiffened in winter,
and see waking up to life after; the dead grub coming to
life again as the butterfly and rising into the air,—all
these give excellent pictures of our immortality.
How strange all seems to me now, Raphael! Now all
seems peopled round about me. To me there is no solitude
in nature. Wherever I see a body I anticipate a spirit.
Wherever I trace movement I infer thought.
Where no dead lie buried, where no resurrection will be,
Omnipotence speaks to me this through His works, and
thus I understand the doctrine of the omnipresence of God.
389
All spirits are attracted by perfection. There may be
deviations, but there is no exception to this, for all strive
after the condition of the highest and freest exercise of
their powers; all possess the common instinct of extending
their sphere of action; of drawing all, and centring all
in themselves; of appropriating all that is good, all that
is acknowledged as charming and excellent. When the
beautiful, the true, and the excellent are once seen, they
are immediately grasped at. A condition once perceived
by us, we enter into it immediately. At the moment when
we think of them, we become possessors of a virtue,
authors of an action, discoverers of a truth, possessors
of a happiness. We ourselves become the object perceived.
Let no ambiguous smile from you, dear Raphael, disconcert
me here,—this assumption is the basis on which I
found all that follows, and we must be agreed before I
take courage to complete the structure.
His inner feeling or innate consciousness tells every man
almost the same thing. For example, when we admire an
act of magnanimity, of bravery and wisdom, does not a
secret feeling spring up in our heart that we are capable
of doing the same? Does not the rush of blood coloring
our cheeks on hearing narratives of this kind proclaim
that our modesty trembles at the admiration called forth
by such acts? that we are confused at the praise which
this ennobling of our nature must call down upon us?
Even our body at such moments agrees with the attitude
of the man, and shows clearly that our soul has passed into
the state we admire. If you were ever present, Raphael,
when a great event was related to a large assembly, did you
not see how the relater waited for the incense of praise,
how he devoured it, though it was given to the hero of his
story,—and if you were ever a relater did you not trace
how your heart was subject to this pleasing deception?
You have had examples, my dear Raphael, of how easily
I can wrangle with my best friend respecting the reading
aloud of a pleasing anecdote or of a beautiful poem, and
my heart told me truly on these occasions that I was only
390displeased at your carrying off the laurels because these
passed from the head of author to that of the reader. A
quick and deep artistic appreciation of virtue is justly
held to be a great aptitude for virtue, in the same way as
it is usual to have no scruple in distrusting the heart of a
man whose intelligence is slow to take in moral beauty.
You need not advance as an objection that, frequently,
coupled with a lively perception of a perfection, the
opposite failing is found to co-exist, that evil-doers are
often possessed with strong enthusiasm for what is excellent,
and that even the weak flame up into enthusiasm of
herculean growth. I know, for example, that our admired
Haller, who unmasked in so manly a spirit the sickly
nothingness of vain honors; a man whose philosophical
greatness I so highly appreciated, that he was not great
enough to despise the still greater vanity of an order of
knighthood, which conferred an injury on his greatness.
I am convinced that in the happy moment of their ideal
conceptions, the artist, the philosopher, and the poet are
really the great and good man whose image they throw
out; but with many this ennobling of the mind is only
an unnatural condition occasioned by a more active stirring
of the blood, or a more rapid vibration of the fancy: it is
accordingly very transient, like every other enchantment,
disappearing rapidly and leaving the heart more exhausted
than before, and delivered over to the despotic caprice of
low passions. I expressly said more exhausted than
before, for universal experience teaches that a relapsing
criminal is always the most furious, and that the renegades
of virtue seek additional sweets in the arms of crime to
compensate for the heavy pressure of repentance.
I wished to establish, my Raphael, that it is our own
condition, when we feel that of another, that perfection
becomes ours for the moment during which we raise in
ourselves the representation of it; that the delight we take
in truth, beauty, and virtue shows itself when closely
analyzed to be the consciousness of our individual ennobling
and enriching; and I think I have proved this.
We have ideas of the wisdom of the highest Being, of
His goodness, of His justice, but none of His omnipotence.
To describe His omnipotence, we help ourselves by the
391graduated representation of three successions: Nothing,
His Will, and Something. It is waste and empty; God
calls on light; and there is light. If we had a real idea
of His operative omnipotence we should be creators, as He.
Accordingly, every perfection which I perceive becomes
my own; it gives me joy, because it is my own; I desire
it, because I love myself. Perfection in nature is no
property of matter, but of spirits. All spirits are happy
through their perfection. I desire the happiness of all
souls, because I love myself. The happiness which I represent
to myself becomes my happiness; accordingly I
am interested in awakening these representations, to
realize them, to exalt them; I am interested in diffusing
happiness around me. Whenever I produce beauty, excellence,
or enjoyment beyond myself, I produce myself;
when I neglect or destroy anything, I neglect, I destroy
myself. I desire the happiness of others, because I desire
my own; and the desire of the happiness of others
we call benevolence and love.
Now, my most worthy Raphael, let me look round.
The height has been ascended, the mist is dissipated; I
stand in the midst of immensity, as in the middle of a
glowing landscape. A purer ray of sunlight has clarified
all my thoughts. Love is the noblest phenomenon in the
world of souls, the all-powerful magnet in the spiritual
sphere, the source of devotion and of the sublimest virtue.
Yet love is only the reflection of this single original
power, an attraction of the excellent, based upon an instantaneous
permutation of individuality, an interchange
of being.
When I hate, I take something from myself; when I
love, I become richer by what I love. To pardon is to
recover a property that has been lost. Misanthropy is a
protracted suicide: egotism is the supremest poverty of a
created being.
When Raphael tore himself from my embrace my soul
was rent in twain, and I weep over the loss of my nobler
392half. On that holy evening—you must remember it—when
our souls first communed together in ardent sympathy,
all your great emotions became my own, and I only
entered into my unvarying right of property over your
excellence; I was prouder to love you than to be loved by
you, for my own affection had changed me into Raphael.
Was it not this almighty instinct
That forced our hearts to meet
In the eternal bond of love?
Raphael! enraptured, resting on your arm,
I venture, joyful, the march towards perfection,
That leadeth to the spiritual sun.
Happy! happy! I have found thee,
Have secured thee ’midst millions,
And of all this multitude thou art mine!
Let the wild chaos return;
Let it cast adrift the atoms!
Forever our hearts fly to meet each other.
Must I not draw reflections of my ecstasy
From thy radiant, ardent eyes?
In thee alone do I wonder at myself.
The earth in brighter tints appears,
Heaven itself shines in more glowing light,
Seen through the soul and action of my friend.
Sorrow drops the load of tears;
Soothed, it rests from passion’s storms,
Nursed upon the breast of love.
Nay, delight grows torment, and seeks
My Raphael, basking in thy soul,
Sweetest sepulchre! impatiently.
If I alone stood in the great All of things,
Dreamed I of souls in the very rocks,
And, embracing, I would have kissed them.
I would have sighed my complaints into the air;
The chasms would have answered me.
O fool! sweet sympathy was every joy to me.
Love does not exist between monotonous souls, giving
out the same tone; it is found between harmonious souls.
With pleasure I find again my feelings in the mirror of
yours, but with more ardent longing I devour the higher
emotions that are wanting in me. Friendship and love
are led by one common rule. The gentle Desdemona loves
Othello for the dangers through which he has passed; the
manly Othello loves her for the tears that she shed hearing
of his troubles.
393There are moments in life when we are impelled to press
to our heart every flower, every remote star, each worm,
and the sublimest spirit we can think of. We are impelled
to embrace them, and all nature, in the arms of our
affection, as things most loved. You understand me,
Raphael. A man who has advanced so far as to read off
all the beauty, greatness, and excellence in the great and
small of nature, and to find the great unity for this manifold
variety, has advanced much nearer to the Divinity.
The great creation flows into his personality. If each
man loved all men, each individual would possess the
whole world.
I fear that the philosophy of our time contradicts this
doctrine. Many of our thinking brains have undertaken
to drive out by mockery this heavenly instinct from the
human soul, to efface the effigy of Deity in the soul, and
to dissolve this energy, this noble enthusiasm, in the
cold, killing breath of a pusillanimous indifference. Under
the slavish influence of their own unworthiness they have
entered into terms with self-interest, the dangerous foe of
benevolence; they have done this to explain a phenomenon
which was too godlike for their narrow hearts. They have
spun their comfortless doctrine out of a miserable egotism,
and they have made their own limits the measure of the
Creator; degenerate slaves decrying freedom amidst the
rattle of their own chains. Swift, who exaggerated the
follies of men till he covered the whole race with infamy,
and wrote at length his own name on the gallows which
he had erected for it—even Swift could not inflict such
deadly wounds on human nature as these dangerous
thinkers, who, laying great claim to penetration, adorn
their system with all the specious appearance of art, and
strengthen it with all the arguments of self-interest.
Why should the whole species suffer for the shortcomings
of a few members?
I admit freely that I believe in the existence of a disinterested
love. I am lost if I do not exist; I give up the
Deity, immortality, and virtue. I have no remaining proof
of these hopes if I cease to believe in love. A spirit that
loves itself alone is an atom giving out a spark in the
immeasurable waste of space.
394
But love has produced effects that seem to contradict
its nature.
It can be conceived that I increase my own happiness
by a sacrifice which I offer for the happiness of others;
but suppose this sacrifice is my life? History has examples
of this kind of sacrifice, and I feel most vividly that
it would cost me nothing to die in order to save Raphael.
How is it possible that we can hold death to be a means
of increasing the sum of our enjoyments? How can the
cessation of my being be reconciled with the enriching of
my being?
The assumption of immortality removes this contradiction;
but it also displaces the supreme gracefulness of this
act of sacrifice. The consideration of a future reward
excludes love. There must be a virtue which even without
the belief in immortality, even at the peril of annihilation,
suffices to carry out this sacrifice.
I grant it is ennobling to the human soul to sacrifice
present enjoyment for a future eternal good; it is the
noblest degree of egotism; but egotism and love separate
humanity into two very unlike races, whose limits are
never confounded.
Egotism erects its centre in itself; love places it out of
itself in the axis of the universal whole. Love aims at
unity, egotism at solitude. Love is the citizen ruler of a
flourishing republic, egotism is a despot in a devastated
creation. Egotism sows for gratitude, love for the ungrateful.
Love gives, egotism lends; and love does this
before the throne of judicial truth, indifferent if for the
enjoyment of the following moment, or with the view to a
martyr’s crown—indifferent whether the reward is in this
life or in the next.
Think, O Raphael, of a truth that benefits the whole
human race to remote ages; add that this truth condemns
its confessor to death; that this truth can only be proved
and believed if he dies. Conceive this man gifted with
the clear all-embracing and illumining eye of genius, with
the flaming torch of enthusiasm, with all the sublime
395adaptations for love; let the grand ideal of this great effect
be presented to his soul; let him have only an obscure
anticipation of all the happy beings he will make; let the
present and future crowd at the same time into his soul;
and then answer me,—does this man require to be referred
to a future life?
The sum of all these emotions will become confounded
with his personality; will flow together in his personal
identity, his I or Ego. The human race he is thinking of
is himself. It is a body, in which his life swims forgotten
like a blood-drop, forgotten, but essential to the welfare
of the economy; and how quickly and readily he will shed
it to secure his health.
All perfections in the universe are united in God. God
and nature are two magnitudes which are quite alike. The
whole sum of harmonic activity which exists together in
the divine substance, is in nature the antitype of this substance,
united to incalculable degrees, and measures, and
steps. If I may be allowed this expressive imagery,
nature is an infinitely divided God.
Just as in the prism a white ray of light is split up into
seven darker shades of color, so the divine personality or
Ego has been broken into countless susceptible substances.
As seven darker shades melt together in one clear pencil
of light, out of the union of all these substances a divine
being would issue. The existing form of nature’s fabric
is the optical glass, and all the activities of spirits are only
an endless play of colors of that simple divine ray. If it
pleased Omnipotence some day to break up this prism, the
barrier between it and the world would fall down, all spirits
would be absorbed in one infinite spirit, all accords would
flow together in one common harmony, all streams would
find their end in the ocean.
The bodily form of nature came to pass through the
attractive force of the elements. The attraction of spirits,
varied and developed infinitely, would at length lead to
the cessation of that separation (or may I venture the expression)
would produce God. An attraction of this kind
is love.
396Accordingly, my dear Raphael, love is the ladder by
which we climb up to likeness to God. Unconsciously to
ourselves, without laying claim to it, we aim at this.
Lifeless masses are we, when we hate;
Gods, when we cling in love to one another,
Rejoicing in the gentle bond of love.
Upwards this divinest impulse holdeth sway
Through the thousandfold degrees of creation
Of countless spirits who did not create.
Arm-in-arm, higher and still higher,
From the savage to the Grecian seer,
Who is linked to the last seraph of the ring,
We turn, of one mind, in the same magic dance,
Till measure, and e’en time itself,
Sink at death in the boundless, glowing sea.
Friendless was the great world’s Master;
And feeling this, he made the spirit world
Blessed mirrors of his own blessedness!
And though the Highest found no equal,
Yet infinitude foams upward unto Him
From the vast basin of creation’s realm.
Love is, Raphael, the great secret that can restore the
dishonored king of gold from the flat, unprofitable chalk;
that can save the eternal from the temporal and transient,
and the great oracle of duration from the consuming conflagration
of time.
What does all that has been said amount to?
If we perceive excellence, it is ours. Let us become
intimate with the high ideal unity, and we shall be drawn
to one another in brotherly love. If we plant beauty and
joy we shall reap beauty and joy. If we think clearly we
shall love ardently. “Be ye perfect, as your Father in
heaven is perfect,” says the Founder of our Faith. Weak
human nature turned pale at this command, therefore He
explained himself in clearer terms: “Love one another!”
Wisdom, with thy sunlike look,
Awful goddess! turn thee back,
And give way to Love;
Who before thee went, with hero heart,
Up the steep and stormy path
To the Godhead’s very throne;
Who, unveiling the Holiest,
Showed to thee Elysium
Through the vaulted sepulchre.
397Did it not invite us in?
Could we reach immortality—
Or could we seek the spirit
Without Love, the spirit’s master?
Love, Love leadeth only to Nature’s Father,
Only love the spirits.
I have now given you, Raphael, my spirit’s confession
of faith—a flying outline of the creation I have undertaken.
As you may perceive, the seed which you scattered
in my soul took root. Mock, or rejoice, or blush at your
scholar, as you please. Certain it is this philosophy has
ennobled my heart, and extended and beautified the perspective
of my life. It is possible, my excellent friend,
that the entire structure of my conclusions may have been
a baseless and visionary edifice. Perhaps the world, as I
depicted it, nowhere exists, save in the brain of your
Julius. Perhaps, after the lapse of thousands on thousands
of years, when the wiser Judge promised in the future,
sits on the judgment-seat, at the sight of the true original,
filled with confusion, I should tear in pieces my schoolboy’s
design. All this may happen—I expect it; and even if
not a vestige of reality is found in my dream, the reality
will fill me with proportionately greater delight and wonder.
Ought my ideas to be more beautiful than those of the
Creator? How so? Could we tolerate that His exalted
artistic structure should fall beneath the expectations of a
mortal connoisseur? This is exactly the fiery probation
of His great perfection, and the sweetest triumph for the
Exalted Spirit, that false conclusions and deception do not
injure His acknowledgment; that all tortuous deviations
of the wandering reason at length strike into the straight
road of everlasting truth; that all diverging arms and
currents ultimately meet in the main stream. What an
idea, Raphael, I form of the Great Artist, who, differently
travestied in a thousand copies, still retains identical features
in all this diversity, from which even the depreciating
hand of a blunderer cannot remove admiration.
Moreover, my representation may certainly be fallacious,
wholly an invention,—nay, I am persuaded that it must
necessarily be so; and yet it is possible that all results of
this may come to pass. All great sages are agreed that
our whole knowledge moves on ultimately to a conventional
398deception, with which, however, the strictest truth
can co-exist. Our purest ideas are by no means images
of things, but only their signs or symbols determined by
necessity, and co-existing with them.
Neither God, nor the human soul, nor the world, are
really what we consider them. Our thoughts of these are
only the endemic forms in which the planet we inhabit
hands them to us. Our brain belongs to this planet;
accordingly, also, the idioms of our ideas, which are
treasured up in it. But the power of the soul is peculiar,
necessary, and always consistent: the capricious nature
of the materials through which it finds expression changes
nothing in the eternal laws, as long as this capriciousness
does not stand in contradiction with itself, and so long as
the sign remains true to the thing it designates. As the
thinking power develops the relations of the idioms,
these relations of things must also really be present in
them. Therefore, truth is no property of the idioms,
but of the conclusion; it is not the likeness of the sign
with the thing signified, of the conception with the object;
but the agreement of this conception with the laws of
thought. In a similar manner, the doctrine of quantity
makes use of cyphers which are nowhere present, except
upon paper, and yet it finds with them what is present in
the world of reality. For example, what resemblance is
there between the letters A and B, the signs: and =,
+, and -, and the fact that has to be ascertained? Yet
the comet, foretold centuries before, advances from a
remote corner of the heavens, and the expected planet
eclipses the disk at the proper time. Trusting to the infallibility
of his calculation, the discoverer Columbus
plunges into unknown regions of the sea to seek the
missing other half of the known hemisphere—the great
island of Atlantis—to fill up a blank in his geographical
map. He found this island of his paper calculation, and
his calculation was right. Would it have been less great
if a hostile storm had shattered his fleet or driven it back?
The human mind makes a similar calculation when it
measures the supersensual by means of the sensible, and
when mathematics applies its conclusions to the hidden
physics of the superhuman. But the last test of its calculations
399is still wanting, for no traveller has come back
from that land to relate his discovery. Human nature has
its proper bounds, and so also has the individual. We
will give each other mutual comfort respecting the former:
Raphael will concede this to the boyish age of his Julius.
I am poor in conceptions, a stranger in many branches of
knowledge which are thought to be essential in inquiries
of this nature. I have not belonged to any philosophical
school, nor have I read many printed books. It may quite
well be that I occasionally substitute my fancies in the
place of stricter logical proofs, that I mistake the rush of
my blood or the hopes of my heart for sound wisdom; yet,
my dear friend, you must not grudge me the moments I
have thus lost. It is a real gain for universal perfection:
it was the provision of the Wisest Spirit that the erring
reason should also people the chaotic world of dreams,
and make fruitful even the barren ground of contradiction.
It is not only the mechanical artist who polishes the rough
diamond into a brilliant whom we ought to value, but also
that one who ennobles mere ordinary stones by giving
them the apparent dignity of the diamond. The industry
displayed in the forms may sometimes make us forget the
massive truth of the substance. Is not every exercise of
the thinking power, every sharpening of the edge of the
spirit, a little step towards its perfection; and every perfection
has to obtain a being and substantial existence in
a complete and perfect world. Reality is not confined to
the absolutely necessary; it also embraces the conditionally
necessary: every offspring of the brain, every work elaborated
by the wit, has an irresistible right of citizenship
in this wider acceptation of creation. In the measureless
plan of nature no activity was to be left out, no degree
of enjoyment was to be wanting in universal happiness.
The great Inventive Spirit would not even permit error to
be wasted, nor allow this wide world of thought to remain
empty and chaotic in the mind of man. For the Great
Ruler of His world does not even allow a straw to fall
without use, leaves no space uninhabited where life may
be enjoyed; for He converts the very poison of man into
the food of vipers; He even raises plants from the realm
of corruption, and hospitably grants the little glimmer of
400pleasure that can co-exist with madness. He turns crime
and folly into excellence, and weaves out of the very vices
of a Tarquin the great idea of the universal monarchy of
Rome. Every facility of the reason, even in error,
increases its readiness to accept truth.
Dear friend of my soul, suffer me to add my contribution
to the great woof of human wisdom. The image of
the sun is reflected differently in the dewdrop and in the
majestic mirror of the wide-stretching ocean. Shame to
the turbid, murky swamp, which never receives and never
reflects this image! Millions of plants drink from the
four elements of nature; a magazine of supplies is open
for all: but they mix their sap in a thousand different
ways, and return it in a thousand new forms. The most
beautiful variety proclaims a rich Lord of this house.
There are four elements from which all spirits draw their
supplies: their Ego or individuality, Nature, God, and
the Future. All intermingle in millions of ways and offer
themselves in a million differences of result: but one truth
remains which, like a firm axis, goes through all religions
and systems—draw nigh to the Godhead of whom you
think!
It would be very unfortunate, my dear Julius, if there
were no other way of quieting you than by restoring the
first fruits of your belief in you. I found with delight
these ideas, which I saw gaining in you, written down in
your papers. They are worthy of a soul like yours, but
you could not remain stationary in them. There are joys
for every age and enjoyments for each degree of spirits.
It must have been a difficult thing for you to sever yourself
from a system that was entirely made to meet the
wants of your heart. I would wager that no other system
will strike such deep roots in you, and, possibly, if left
quite to your own direction, you would sooner or later
become reconciled to your favorite ideas. You would
soon remark the weakness of the opposite system, and
401then, if both systems appeared equally deficient in proof,
you would prefer the most desirable one, or, perhaps, you
would find new arguments to preserve at least the essential
features of your former theory, even if a few more
doubtful points had to be given up.
But all this is remote from my plan. You must arrive
at a higher freedom of mind, where you no longer require
support. I grant that this is not the affair of a moment.
The first aim of the earliest teaching is commonly the
subjugation of the mind, and among all the artifices of the
art of education this generally succeeds the first. Even
you, though endowed with great elasticity of character,
yet appear destined to submit readily to the sway of
opinions, and even more inclined to this than thousands;
and this state of infancy might last very long with you, as
you do not readily feel the oppression of it. Your head
and heart are in very close connection. A doctrine is
sweet to you on account of the teacher. You soon succeeded
in finding an interesting side in this doctrine, you
ennobled it according to the wants of your heart, and you
suffered your mind to be resigned to other points that
must needs appear strange to you. You regarded attacks
on this doctrine as boyish revenge taken by a slavish soul
against the rod of its tutor. You played with your
chains, which you thought you carried by your own free
will.
I found you in this situation, and the sight gave me
pain—how, in the midst of the enjoyment of your glowing
life, and while giving expression to your noblest powers,
you were hemmed in by narrow considerations. The very
logical consistency with which you acted according to your
convictions, and the strength of soul that made every sacrifice
light to you, were twofold hinderances to your activity
and to your joys. I then resolved to set aside these
clumsy efforts by which it had been endeavored to cramp
a soul like yours in the measure of ordinary natures. The
result of your first exertions favored my intentions. I
admit that your imagination was more actively employed
upon the work than was your penetration. The loss of
your fondest convictions was more than atoned for by your
presentiments, which gathered results much more rapidly
402than the tortoise pace of cold scientific inquiry, passing
from the known to the unknown. Your kind of inspired
system gave you your first enjoyment in this new field of
activity, and I was very careful not to destroy a welcome
enthusiasm which was very favorable to the development
of your excellent disposition. The scene is now changed.
A return into the restrictions of infancy is closed forever.
Your way leads onwards, and you require no further
precautions.
You must not be surprised to find that a system such as
yours cannot resist the searching of a severe criticism.
All essays of this kind, equal in breadth and boldness to
yours, have had no other fate. It was also most natural
that your philosophical progress began with you individually,
as with the human race in general. The first object
on which man’s spirit of inquiry first attempted its strength
was, at all times, the universe. Hypotheses relating to
the origin of the world, and the combination of its parts,
had occupied the greatest thinkers for ages, when Socrates
called down the philosophy of his day from heaven to
earth. But the limits of human wisdom were too narrow
for the proud intellect of his followers. New systems
arose on the ruins of the former ones. The penetrating
mind of subsequent ages explored the immeasurable field
of possible answers to those ever-recurring questions,
bearing on the mysterious interior of nature, which could
not be disclosed by any human intellect. Some, indeed,
succeeded in giving a certain coloring of distinctness,
completeness, and evidence to their views. There are
many conjuring tricks by which the pride of reason seeks
to avoid the disgrace of not being able to exceed the
bounds of human nature in extending the circle of its
knowledge. It is a frequent conceit with men to believe
that they have discovered new truths, when they have dissected
a conception into the separate elements out of which
it was first compounded by an act of caprice. Not unfrequently
an imperceptible assumption lies at the basis of a
chain of consequences, whose breaks and deficiencies are
cunningly concealed, while the false conclusions are admired
as sublime wisdom. In other cases, partial experiences
are accumulated to found a hypothesis, and all
403contradictory phenomena are either ignored, or the meaning
of words is changed according to the requirements of
the reasoning. Nor is it only the philosophical quack who
employs these conjuring tricks to deceive the public;
without being conscious of it, the most upright and the
least prejudiced thinker uses analogous means to satisfy
his thirst for knowledge directly that he issues from the
only sphere where reason can legitimately enjoy the fruit
of its activity.
After what you have heard me say on former occasions,
Julius, these expressions must cause you no little astonishment;
yet they are not the product of a sceptical
caprice. I could lay before you the foundations on which
they rest, but this would require, as prelude, a somewhat
dry examination into the nature of human knowledge,—and
I prefer to reserve this for a time when you will feel
the want of it. You have not yet arrived at that state of
mind when humiliating truths on the limits of human
knowledge can have any interest for you. Make a first
essay with the system which has supplanted your own in
your mind. Examine it with the same impartiality as
severity. Proceed in the same manner with other theories
with which you have recently become acquainted; and if
none of them can fully satisfy your requirements, you will
ask yourself if, after all, these requirements are reasonable.
Perhaps you will tell me this is a poor consolation.
You will infer that resignation is your only refuge after
so many brilliant hopes had been raised. “Was it worth
while,” you will say, “to challenge me to a full exercise
of my reason in order to set bounds to it at the very
moment when it was beginning to bear the noblest fruit?
Was I only to become acquainted with a higher enjoyment
in order to feel with a double keenness how painful it is to
be thus bounded?”
Nevertheless, it is this very feeling of discouragement
that I expressly wish to banish from your soul. My aim
is this: to remove all that places an obstacle to the free
enjoyment of your being, to bring to life in you the germ
of all lofty inspiration—the consciousness of the nobility
of your soul. You have been awakened from the slumber
404in which you were rocked by the slavery of others’ opinions;
but you would never reach the degree of grandeur
to which you are called if you dissipated your strength in
the pursuit of an unattainable end. This course was all
proper up to the present time; it was the natural consequence
of your recently acquired freedom. It was necessary
that the ideas which had most engaged you previously
should give the first impulse to the activity of your mind.
Among all possible directions that your mind could take,
is its present course the most fertile in results? The
answer would be given, sooner or later, by your own experience.
My part was confined to hastening, if possible,
this crisis.
It is a common prejudice to take as a measure of the
greatness of man that matter on which he works, and not
the manner of his work. But it is certain that a superior
Being honors the stamp of perfection even in the most
limited sphere, whilst He casts an eye of pity on the vain
attempts of the insect which seeks to overlook the universe.
It follows from this that I am especially unwilling to agree
to the proposition in your papers, which assumes that the
high destiny of man is to detect the spirit of the Divine
Artist in the work of creation. To express the activity
of infinite perfection, I admit that I do not know any sublimer
image than art; but you appear to have overlooked
an important distinction. The universe is not the pure
expression of an ideal, like the accomplished work of a
human artist. The latter governs despotically the inanimate
matter which he uses to give a body to his ideas.
But in the divine work the proper value of each one of its
parts is respected, and this conservative respect with which
the Great Architect honors every germ of activity, even
in the lowliest creature, glorifies it as much as the harmony
of the immeasurable whole. Life and liberty to all possible
extent are the seal of divine creation; nowhere is it
more sublime than where it seems to have departed most
widely from its ideal. But it is precisely this highest perfection
that prevents us from grasping the limits in which
we are at present confined. We embrace only too small a
part of the universe, and the explanation of most of its
discords is inaccessible to our faculties. Each step we
405climb in the scale of being will make us more susceptible
of these enjoyments of art; but even then their only
value will be that of means, and to excite us to an analogous
exercise of our activity. The idle admiration of a
greatness foreign to ourselves can never be a great merit.
A superior man is never wanting in matter for his activity,
nor in the forces necessary to become himself a creator in
his sphere. This vocation is yours also, Julius; when you
have recognized this you will never have a thought of complaining
of the limits that your desire of knowledge cannot
overstep.
When you have arrived at this conviction I expect to find
you wholly reconciled to me. You must first know fully
the extent of your strength before you can appreciate the
value of its freest manifestation. Till then, continue to
be dissatisfied with me, but do not despair of yourself.
406
“It behooves us to clearly realize, as the broad facts which have
most wide-reaching consequences in mental physiology and pathology,
that all parts of the body, the highest and the lowest, have a
sympathy with one another more intelligent than conscious intelligence
can yet, or perhaps ever will, conceive; that there is not an
organic motion, visible or invisible, sensible or insensible, ministrant
to the noblest or to the most humble purposes, which does not work
its appointed effect in the complex recesses of the mind, and that
the mind, as the crowning achievement of organization, and the
consummation and outcome of all its energies, really comprehends
the bodily life.”—Mawdesley, Body and Mind.
“It is an indisputable truth that what we call the material world
is only known to us under the forms of the ideal world, and, as
Descartes tells us, our knowledge of the soul is more intimate and
certain than our knowledge of the body.”—Huxley.
Many philosophers have asserted that the body is, as it
were, the prison-house of the spirit, holding it only too
firmly to what is earthly, and checking its so-called flight
towards perfection. On the other hand, it has been held
by another philosophic school that knowledge and virtue
are not so much an end as a means towards happiness,
and that the whole perfection of man culminates in the
amelioration of his body.
Both opinions,[18] methinks, are one-sided. The latter
system has almost entirely disappeared from our schemes
407of ethics and philosophy, and is, I am inclined to think,
not seldom cast out with over-fanatical zeal—(nothing
assuredly is so dangerous to truth as when one-sided
opinions meet with one-sided opponents). The former
system has on the whole been more patiently endured, since
it has the greatest capacity for warming the heart towards
virtue, and has already justified its value in the case of
truly great souls. Who is there that does not admire the
strength of mind of a Cato, the lofty virtue of a Brutus
and Aurelius, the equanimity of an Epictetus and a Seneca?
But, in spite of all this, the system in question is nothing
more than a beautiful aberration of the understanding, a
real extreme, which in its wild enthusiasm underrates one
part of our human nature, and desires to raise us into the
order of ideal beings without at the same time relieving
us of our humanity,—a system which runs directly contrary
to all that we historically know or philosophically
can explain either of the evolution of the single man or
of that of the entire race, and can in no way be reconciled
with the limitations of our human soul. It is therefore
here, as ever, the wisest plan to hold the balance between
the two opinions, and thus reach with greater certainty
the middle line of truth. But, inasmuch as a mistake has
very often been committed by treating the mental powers
408in an exclusive way, that is, in so far as they can be considered
in independence of the body, and through an
intentional subordination of this same body, the aim of
this present essay will be to bring into a clearer light the
remarkable contributions made by the body to the workings
of the soul, and the great and real influence of the animal
system of sensations upon the spiritual. But this is as
like the philosophy of Epicurus as the holding of virtue
to be the summum bonum is stoicism.
Before we seek to discover those higher moral ends
which the animal nature assists us in attaining to, we
must establish their physical necessity, and come to an
agreement as to some fundamental conceptions.
All those conditions which we accept as requisite to the
perfection of man in the moral and material world may be
included in one fundamental sentence: The perfection of
man consists in his ability to exercise his powers in the
observation of the plan of the world; and since between
the measure of the power and the end towards which it
works there must exist the completest harmony, perfection
will consist in the highest possible activity of his powers,
and, at the same time, in their mutual subordination.
But the action of the human soul is—from a necessity
which I do not understand—bound fast to the action of
matter. The changes in the world of matter must be
modified and, so to speak, refined by a peculiar class of
secondary powers—I mean the senses—before they can
produce in me any corresponding ideas; while, on the
other hand, a fresh set of organic powers, the agents of
voluntary movements, must come into play between the
409inner spirit and the outward world in order to make the
changes of the former tell upon the latter; thus must the
operations of thinking and sensation alike correspond to
certain movements of the internal sensorium. All this
goes to make up the organism of the soul’s activities.
But matter is spoil stolen from the eternal change, and
wears itself away, even as it works; in its movement its
very element is driven from its grooves, chased away and
lost. Because now, on the contrary, that simple essence,
the soul, possesses in itself permanence and stability, and
in its essence neither gains nor loses aught,—matter cannot
keep step with the activity of the spirit, and there
would thus soon be an end of the organism of spiritual
life, and therewith of all action of the soul. To prevent
which there must be added to the first system of organic
powers a second one, which shall make good the losses sustained,
and sustain the decay by a chain of new creations
ready to take the place of those that have gone. This is
the organism of maintenance.
Still further. After a short period of activity, when the
equal balance of loss and reparation is once removed, man
quits the stage of life, and the law of mortality depopulates
the earth. There is not room enough for the multitude
of sentient beings, whom eternal love and wisdom
seemed to have called to a happy existence, to live side by
side within the narrow boundaries of our world, and the
life of one generation shuts out the life of another. Therefore
was it necessary that new men should appear, to take
the place of those who had departed, and that life should
be kept up in unbroken succession. But of creation there
is no longer any trace; what now becomes new becomes
so only by development. The development of man must
come to pass through man, if it is to bear a proportion to
the original number, if man is to be cultivated into man.
On this account a new system of organic powers was
added to the two that had preceded it, which had for its
object to quicken and to develop the seed of humanity.
This is the organism of generation.
These three organisms, brought into the most thorough
connection, local and real, go to form the human body.
410
The organic powers of the human body naturally divide
themselves into two principal classes. The first class embraces
those which no known laws and phenomena of the
physical world enable us to comprehend; and to these belong
the sensibility of the nerves and the irritability of the
muscles. Inasmuch as it has hitherto been impossible to
penetrate the economy of the invisible, men have sought
to interpret this unknown mechanism through that with
which they were already familiar, and have considered the
nerves as a canal conducting an excessively fine, volatile,
and active fluid, which in rapidity of motion and fineness
was held to excel ether and the electric spark. This fluid
was held to be the principle and author of our sensibility
and power of motion, and hence received the name of the
spirit of life. Further, the irritability of the muscles was
held to consist in a certain effort to contract themselves
on the touch of some external provocation. These two
principles go to form the specific character of animal
organism.
The second class of powers embraces those which we
can account for by the universally-known laws of physics.
Among these I reckon the mechanism of motion, and the
chemistry of the human body, the source of vegetable
life. Vegetation, then, and animal mechanism, thoroughly
mingled, form the proper physical life of the human body.
This is not yet all. Since loss or misfortune, when it
occurs, falls more or less within the will-power of the
spirit, the spirit must be able to make some compensation
for it. Further, since the body is subjected to all the
consequences of this connection, and in the circle of circumstances
is exposed to countless hostile forces, it must
be within the power of the soul to protect the body against
these harmful influences, and to bring it into such relations
with the physical world as shall tend most to its
411preservation. The soul must therefore be conscious of the
present evil or good state of its organs; from a bad state
it must draw dissatisfaction, from a good state satisfaction,
so that it may either retain or remove the condition, seek
it or fly from it. Here then we have the organism at once
and closely linked to the sensational capacity, and the
soul drawn into the service of the body. We have now
something more than vegetation, something more than a
dead model and the mechanism of nerves and muscles.
Now we have animal life.[19]
A healthy condition of our animal life is, as we know,
most important for the healthy condition of our spiritual
life; and we dare never ignore the animal life so long as
we are not quit of it. It must therefore possess a firm
foundation, not easily moved; that is, the soul must be
fitted and prepared for the actions of our bodily life by an
irresistible power. Were then the sensations of our animal
loss or well-being to become spiritual perceptions, and
had they to be created by thought, how often would the
soul be obscured by the overwhelming blaze of passion;
how often stifled by laziness and stupidity; how often
overlooked in the absorptions and distractions of business!
Further, would not, in this case, the most perfect knowledge
of his economy be demanded of the animal man—would
not the child need to be a master in a branch of
knowledge in which, after fifty years of investigation,
Harvey, Boerhaave, and Haller were only beginners? The
soul could thus have positively no idea of the condition
she was called upon to alter. How shall she become acquainted
with it? how shall she begin to act at all?
412
So far we have met with such sensations only as they
take their rise in an antecedent operation of the understanding;
but we have now to deal with sensations in
which the understanding bears no part. These sensations,
if they are not exactly the expression of the present state
of our organs, mark it out specifically, or, better, accompany
it. These sensations have quickly and forcibly to
determine the will to aversion or desire; but, on the other
hand, they are ever to float on the surface of the soul, and
never to extend to the province of the reason. The part,
accordingly, played by thought, in the case of a mental
perception, is here taken up by that modification in the
animal parts of us which either threatens the destruction
of the sensation or insures its duration: that is, an eternal
law of wisdom has combined with that condition of the
machine which confirms its welfare, a pleasant emotion of
the soul; and, on the other hand, with that condition
which undermines it and threatens ruin, an unpleasant
emotion is connected; and this in such a manner that the
sensation itself has not the faintest resemblance to the
state of the organs of which it is the mark. Animal sensations
have, on this showing, a double origin: (1) in the
present state of the machine; (2) in the capacity or faculty
(of sensation).
We are now able to understand how it is that the animal
sensations have the power to drive the soul with an
irresistible tyranny in the direction of passionate action,
and not seldom gain the upper hand in a struggle with
those sensations which are most purely intellectual. For
these last the soul has produced by means of thought, and
therefore they can by thought be solved or even destroyed.
Abstraction and philosophy have this power over the passions,
over opinions—in short, over all the situations of
life; but the animal sensations are forced upon the soul
by a blind necessity, by a stern mechanical law. The
understanding, which did not create them, likewise cannot
dissolve them and make them as if they were not, though
by giving an opposite direction to our attention it can do
413much to weaken their power and obscure their pretensions.
The most stubborn stoic, lying in the agony of the stone,
will never be able to boast that he did not feel its pain;
but, lost in the consideration of the end of his existence,
he will be able to divide his whole power of sensation and
perception, and the preponderating pleasure of a great
achievement, which can subordinate even pain to the general
welfare, will be victorious over the present discomfort.
It was neither absence of nor annihilation of sensation
that enabled Mucius, while he was roasting his hand in the
fire, to gaze upon the foe with the Roman look of proud
repose, but the thought of great Rome in admiration of
his deed. This it was that ruled in his soul, and kept it
grandly self-possessed, so that the terrible provocation of
the animal pain was too slight to disturb the equal balance
of his nature. But not on this account was the pain the
Roman suffered less than it would have been in the case
of the most effeminate voluptuary. True enough, the
man who is accustomed to pass his days in a state of confused
ideas will be less capable of manly action, in the
critical moment of sensuous pain, than he who lives persistently
among ideas distinct and clear; but, for all that,
neither the loftiest virtue, nor the profoundest philosophy,
nor even divine religion, can save a man from the result
of a necessary law, though religion can bless her servants
even at the stake, and make them happy as the pile gives
way.
The wisest purpose is served by the power which the
animal sensations possess over the perceptive faculty of
the soul. The spirit once initiated in the mysteries of a
higher pleasure would look with disdain upon the motions
of its companion, and would pay no heed to the poor necessities
of physical life, were it not that the animal
feeling compelled it to do so. The mathematician, soaring
in the region of the infinite, and dreaming away reality in
a world of abstractions, is roused by the pang of hunger
from his intellectual slumber; the natural philosopher,
dismembering the solar system, accompanying through
immeasurable space the wanderings of the planets, is
restored by the prick of a needle to his mother earth; the
philosopher who unfolds the nature of the Deity, and
414fancies himself to have broken through the fetters of mortality,
returns to himself and everyday life when the bleak
north wind whistles through his crazy hut, and teaches
him that he stands midway between the beast and the angel.
Against an excess of the animal sensations the severest
mental exertion in the end possesses no influence; as they
continue to grow stronger, reason closes her ears, and the
fettered soul moves but to subserve the purposes of the
bodily organization. To satisfy hunger or to quench thirst
man will do deeds at which humanity will shudder: against
his will he turns traitor or murderer—even cannibal:—
Tiger! in the bosom of thy mother wilt thou set thy teeth?
—so violent is the influence of the animal sensation over
the mind. Such watchful care has the Creator shown for
the preservation of the machine that the pillars on which
it rests are the firmest, and experience has taught us that
it is rather the over-abundance than the want of animal
sensations that has carried destruction with it.
The animal sensations therefore may be said to further
the welfare of the animal nature, just as the moral and
intellectual perceptions promote spiritual progress or perfection.
The system of animal sensations and motions,
then, comprises the conception of the animal nature.
This is the ground on which all the activities of the soul
depend, and the conformation of this fabric determines the
duration of the spiritual activity itself, and the degree of
ease with which it works. Here, then, we find ourselves
in possession of the first member of the connection between
the two natures.
There is no doubt that thus much will be conceded; but
the next remark will be: “Here ends, too, any determining
influence the body may possess; beyond this point the
body is but the soul’s inert companion, with whom she must
sustain a constant battle, attendance on whose necessities
robs her of all leisure, whose attacks and interruptions
415break the thread of the most intricate speculation, and
drive the spirit from the clearest and plainest conceptions
into a chaotic complexity of the senses, whose pleasures
remove the greatest part of our fellow-creatures far from
their high original, and reduce them to the level of the
beasts, which, in a word, entangles them in a slavery
from which death only can deliver them. Is it not senseless
and injust,” our complainer might go on to say, “to mix
up a being, simple, necessary, that has its subsistence in
itself, with another being that moves in an eternal whirl,
exposed to every chance and change, and becomes the
victim of even external necessity?” On cooler afterthought
we shall perhaps see a great beauty take its rise
out of this apparent confusion and want of plan.
The surest way, perhaps, to throw some light upon this
matter is the following: Let us detach from man all idea
of what can be called organization,—that is, let the body
be separated from the spirit, without, however, depriving
the latter of the power to attain to representations of,
and to produce actions in, the corporeal world; and let us
then inquire how the spirit would set to work, would
develop its powers, what steps it would take towards its
perfection: the result of this investigation must be founded
upon facts. The actual culture of the individual man is
thus surveyed, while we at the same time obtain a view of
the development of the whole race. In the first place,
then, we have this abstract case: the power of representation
and will are present, a sphere of action is present,
and a free way opened from the soul to the world, from
the world to the soul. The question then is, How will the
spirit act?
416
We can form no conception without the antecedent
will to form it; no will, unless by experience of a better
condition thereby induced, without [some] sensation; no
sensation without an antecedent idea (for along with the
body we excluded bodily sensations), therefore no idea
without an idea.
Let us consider now the case of a child; that is,
according to our hypothesis, a spirit conscious in itself of
the power to form ideas, but which for the first time is
about to exercise this power. What will determine him
to think, unless it be the pleasant sensation thereby arising,
and what can have procured for him the experience of
this pleasurable sensation? We have just seen that this,
again, could be nothing but thinking, and he is now for
the first time to think. Further, what shall invite him to
a consideration of the [external] world? Nothing but the
experience of its perfection in so far as it satisfies his
instinct of activity, and as this satisfaction affords him
pleasure. What, then, can determine him to an exercise
of his powers? Nothing but the experience of their
existence; and all these experiences are now to be made
for the first time. He must therefore have been active
from all eternity—which is contrary to the case as stated—or
he will to all eternity be inactive, just as the machine
without a touch from without remains idle and motionless.
Now let the animal be added to the spirit. Weave these
two natures so closely together as they really are closely
woven, and cause an unknown something, born of the
economy of the animal body, to be assailed by the power
of sensation,—let the soul be placed in the condition of
physical pain. That was the first touch, the first ray to
light up the night of slumbering powers, a touch as from a
golden finger upon nature’s lute. Now is sensation there,
and sensation only was it that before we missed. This
417kind of sensation seems to have been made on purpose to
remove all these difficulties. In the first case none could
be produced because we were not allowed to presuppose
an idea; here a modification of the bodily organs becomes
a substitute for the ideas that were lacking, and thus does
animal sensation come to the help of the spirits inward
mechanism, if I may so call it, and puts the same in
motion. The will is active, and the action of a single
power is sufficient to set all the rest to work. The
following operations are self-developed and do not belong
to this chapter.
Let us follow now the growth of the soul in the individual
man in relation to what I am trying to demonstrate,
and let us observe how all his spiritual capacities grow out
of motive powers of sense.
a. The child. Still quite animal; or, rather more and
at the same time less than animal—human animal (for
that being which at some time shall be called man can at
no time have been only animal). More wretched than an
animal, because he has not even instinct—the animal-mother
may with less danger leave her young than the
mother abandon her child. Pain may force from him a
cry, but will never direct him to the source from which it
comes. The milk may give him pleasure, but he does not
seek it. He is altogether passive.
His thinking rises only to sensation.
His knowledge is but pain, hunger—and what binds these together.
b. The boy. Here we have already reflection, but only
in so far as it bears upon the satisfaction of the animal
impulse. “He learns to value,” says Garve,[20] “the things
of others, and his actions in respect of others, first of all
through the fact of their affording him [sensuous] pleasure.”
A love of work, the love to his parents, to friends, yea
even love to God, must go along the pathway of physical
sense [Sinnlichkeit] to reach his soul. “That only is the
418sun,” as Garve elsewhere observes, “which in itself
enlightens and warms: all other objects are dark and cold;
but they too can be warmed and illumined when they enter
into such a connection with the same as to become partakers
of its rays.”[21] The good things of the spirit
possess a value with the boy only by transference—they
are the spiritual means to an animal end.
c. Youth and man. The frequent repetition of this
process of induction at last brings about a readiness, and
the transference begins to discover a beauty in what at
first was regarded simply as a means. The youth begins
to linger in the process without knowing why. Without
observing it, he is often attracted to think about this
means. Now is the time when the beams of spiritual
beauty in itself begin to fall upon his open soul; the feeling
of exercising his powers delights him, and infuses an
inclination to the object which, up to this time, was a
means only: the first end is forgotten. His enlightened
mind and the richer store of his ideas at last reveal to him
the whole worth of spiritual pleasures—the means has
become the highest end.
Such is the teaching more or less of the history of each
individual man—whose means of education have been
fairly good; and wisdom could hardly choose a better
road along which to lead mankind. Is not the mass of
the people even to this day in leading-strings?—much like
our boy. And has not the prophet from Medina left us an
example of striking plainness how to bridle the rude nature
of the Saracens?
On this subject nothing more excellent can be said than
what Garve remarked in his translation of Ferguson’s
“Moral Philosophy,” in the chapter upon the Natural
Impulses, and has developed as follows: “The impulse
of self-preservation and the attraction of sensual pleasure
first bring both man and beast to the point of action: he
first comes to value the things of others and his own
actions in reference to them according as they procure him
pleasure. In proportion as the number of things under
whose influence he comes increases do his desires cover a
wider circle; as the road by which he reaches the objects
419of his wishes lengthens, so do his desires become more
artificial. Here we come to the first line of separation
between man and the mere animal, and herein we may even
discover a difference between one species of animal and
another. With few animals does the act of feeding follow
immediately upon the sensation of hunger; the heat of the
chase, or the industry of collection must come first. But
in the case of no animal does the satisfaction of this want
follow so late upon the preparations made in reference
thereto as in the case of man; with no animal does the
endeavor wind through so long a chain of means and intentions
before it arrives at the last link. How far removed
from this end, though in reality they have no other, are
the labors of the artisan or the ploughman. But even this
is not all. When the means of human subsistence have
become richer and more various through the institutions
of society; when man begins to discover that without a
full expenditure of time and labor a surplus remains to
him; when at the same time by the communication of
ideas he becomes more enlightened; then he begins to find
a last end for all his actions in himself; he then remarks
that, even when his hunger is thoroughly satisfied, a good
supply of raiment, a roof above him, and a sufficiency of
furniture within doors, there still remains something over
and above for him to do. He goes a step further, he
becomes conscious that in those very actions by which he
has procured for himself food and comfort—in so far as
they have their origin in certain powers of a spirit, and in
so far as they exercise these powers—there lies a higher
good than in the external ends which thereby are attained.
From this moment on he works, indeed—in company
with the rest of the human race, and along with the whole
animal kingdom—to keep himself alive, and to provide
for himself and his friends the necessaries of physical
existence;—for what else could he do? What other
sphere of action could he create for himself, if he were to
leave this? But he knows now that nature has not so much
awakened in him these various impulses and desires for the
purpose of affording so many particular pleasures,—but,
and far more, places before him the attraction of those
pleasures and advantages, in order that these impulses may
420be put in motion—and with this end, that to a thinking
being there may be given matter for thought, to a sensitive
spirit matter for sensations, to the benevolent means of
beneficence, and to the active opportunity for work.
Thus does everything, living or lifeless, assume to him a
new form. All the facts and changes of life were formerly
estimated by him only in so far as they caused him
pleasure or pain: now, in so far as they offer occasion for
expression of his desire of perfection. In the first case,
events are now good, now bad; in the latter, all are
equally good. For there is no chance or accident which
does not give scope for the exercise of some virtue, or for
the employment of a special faculty. At first he loved
his fellows because he believed that they could be of use
to him; he loves them now far more—because he looks
upon benevolence as the condition of the perfect mind.”
Yet once more, a glance at the universal history of the
whole human race—from its cradle to the maturity of
full-grown man—and the truth of what has been said up
to this point will stand forth in clearest relief.
Hunger and nakedness first made of man a hunter, a
fisher, a cowherd, a husbandman, and a builder. Sensual
pleasure founded families, and the defencelessness of single
men was the origin of the tribe. Here already may the
first roots of the social duties be discovered. The soil
would soon become too poor for the increasing multitude
of men; hunger would drive them to other climates and
countries that would discover their wealth to the necessity
that forced men to seek it; in the process they would
learn many improvements in the cultivation of the soil,
and perhaps some means to escape the hurtful influence
of many things they would necessarily encounter. These
separate experiences passed from grandfather to grandson,
and their number was always on the increase. Man learned
to use the powers of nature against herself; these powers
were brought into new relations and the first invention was
made. Here we have the first roots of the simple and
421healing arts—always, we admit, art and invention for the
behoof of the animal, but still an exercise of power, an
addition to knowledge; and at the very fire in whose embers
the savage roasted his fish, Boerhaave afterwards made his
inquiries into the composition of bodies; through the very
knife which this wild man used to cut up his game, Lionet
invented what led to his discovery of the nerves of insects;
with the very circle wherewith at first hoofs were measured,
Newton measures heaven and earth. Thus did the
body force the mind to pay attention to the phenomena
around it; thus was the world made interesting and important,
through being made indispensable. The inward
activity of their nature, and the barrenness of their native
soil, combined in teaching our forefathers to form bolder
plans, and invented for them a house wherein, under conduct
of the stars, they could safely move upon rivers and
seas, and sail toward regions new:—
Fluctibus ignotis insultavere carinæ.
(Their keels danced upon waves unknown.)
Here again they met with new productions of nature, new
dangers, new needs that called for new exertions. The
collision of animal instincts drives hordes against hordes,
forges a sword out of the raw metal, begets adventurers,
heroes, and despots. Towns are fortified, states are
founded: with the states arise civic duties and rights, arts,
figures, codes of law, subtle priests—and gods.
And now, when necessities have degenerated into luxury,
what a boundless field is opened to our eyes! Now are
the veins of the earth burrowed through, the foot of man
is planted on the bottom of the sea, commerce and travel
flourish:—
Latet sub classibus æquor.
(The sea is hid beneath the fleets.)
The West wonders at the East, the East at the West; the
productions of foreign countries accustom themselves to
grow under other skies, and the art of gardening shows
the products of three-quarters of the world in one garden.
Artists learn her works from nature, music soothes the
savage breast, beauty and harmony ennoble taste and
manners, and art leads the way to science and virtue
422“Man,” says Schlözer,[22] “this mighty demigod, clears
rocks from his path, digs out lakes, and drives his plough
where once the sail was seen. By canals he separates
quarters of the globe and provinces from one another;
leads one stream to another and discharges them upon a
sandy desert, changed thereby into smiling meadow; three-quarters
of the globe he plunders and transplants them
into a fourth. Even climate, air, and weather acknowledge
his sway. While he roots out forests and drains the
swamp, the heaven grows clear above his head, moisture
and mist are lost, winter becomes milder and shorter,
because rivers are no longer frozen over.” And the mind
of man is refined with the refining of his clime.
The state occupies the citizen in the necessities and
comforts of life. Industry gives the state security and
rest from without; from within, granting to thinker and
artist that fruitful leisure through which the age of
Augustus came to be called the Golden Age. The arts
now take a more daring and untrammelled flight, science
wins a light pure and dry, natural history and physical
science shatter superstition, history extends a mirror of
the times that were, and philosophy laughs at the follies
of mankind. But when luxury grows into effeminacy and
excess, when the bones begin to ache, and the pestilence
to spread and the air becomes infected, man hastens in
his distress from one realm of nature to another, that he
may at least find means for lessening his pains. Then he
finds the divine plant of China; from the bowels of the
earth he digs out the mightily-working mercury, and from
the poppy of the East learns to distil its precious juice.
The most hidden corners of nature are investigated;
chemistry separates material objects into their ultimate
elements, and creates worlds of her own; alchemists enrich
the province of physical science; the microscopic glance
of a Schwammerdam surprises nature in her most secret
operations. Man goes still further; necessity or curiosity
transcends the boundaries set by superstition: he seizes the
knife, takes courage, and the masterpiece of nature is
discovered, even man. Thus did it behoove the least, the
poorest, to help us to reach the highest; disease and death
423must lend their aid to man in teaching him Γνῶθι σεαύτον
(“Know thyself!”). The plague produced and formed
our Hippocrates, our Sydenhams, as war is the mother of
generals; and we owe to the most devastating disease
that ever visited humanity an entire reformation of our
medical system.
Our intention was to show the influence upon the perfecting
of the soul through the temperate enjoyment of the
pleasures held out by the senses; and how marvellously
has the matter changed, even while under our hands! We
found that even excess and abuse in this direction have
furthered the real demands of humanity; the deflections
from the primitive end of nature—merchants, conquerors,
and luxury—have, undoubtedly, tended to hasten a progress
which had otherwise been more regular, but very
slow. Let us compare the old world with the new! In
the first, desire was simple, its satisfaction easy; but how
mistaken, how painful was the judgment passed on nature
and her laws! Now, the road is made more difficult by a
thousand windings, but how full the light that has been
shed upon all our conceptions!
We may, then, repeat: Man needed to be an animal
before he knew that he was a spirit; he needed to crawl
in the dust before he ventured on a Newtonian flight
through the universe. The body, therefore, is the first
spur to action; sense the first step on the ladder to
perfection.
§ 12.—Law.
The understanding of man is extremely limited, and,
therefore, all sensations resulting from its action must of
necessity be also limited. In order, therefore, to give
these sensations greater impulse, and with redoubled force
to attract the will to good and restrain it from evil, both
natures, the spiritual and the animal, are so intimately
connected with each other that their modifications, being
mutually interchanged, impart strength to one another.
424Hence arises a fundamental law of mixed natures, which,
being reduced to its primary divisions, runs thus: the
activities of the body correspond to the activities of the
mind; that is, any overstraining of a mental activity is
necessarily followed by an overstraining of certain bodily
actions,—just as the equilibrium, or harmonious action,
of the mental powers is associated with that of the bodily
powers in perfect accord. Further: mental indolence
induces indolence in the bodily actions; mental inaction
causes them to cease altogether. Thus, as perfection is
ever accompanied by pleasure, imperfection by the absence
of pleasure, this law may be thus expressed: Mental
pleasure is invariably attended by animal pleasure, mental
pain by animal pain.[23]
§ 13.—Mental Pleasure furthers the Welfare of the Human Frame.
Thus, a sensation which embraces within its range the
whole spiritual being agitates in the same measure the
whole framework of the organic body,—heart, veins and
blood, muscles and nerves, all, from those mighty nerves
that give to the heart its living impulse of motion down
to the tiny and unimportant nerves by which hairs are
attached to the skin, share equally its influence. Everything
tends to a more violent motion. If the sensation be
an agreeable one, all these parts will acquire a higher
degree of harmonious activity; the heart’s beat will be
free, lively, uniform, the blood will flow unchecked, gently
or with fiery speed, according as the affection is of a gentle
or violent description; digestion, secretion, and excretion
will follow their natural course; the excitable membranes
will pliantly play in a gentle vapor-bath, and excitability
as well as sensitiveness will increase. Therefore the condition
of the greatest momentary mental pleasure is at the
same time the condition of the greatest bodily well-being.
As many as there may be of these partial activities (and
is not every beat of the pulse the result perhaps of thousands?)
425so many will be the obscure sensations crowding
upon the soul, each one of which indicates perfection.
Out of this confused complexity arises entire sensation of
the animal harmonies, that is, the highest possible combined
sensation of animal pleasure, which ranges itself, as it
were, alongside of the original intellectual or moral sensation,
which this addition infinitely increases. Thus is every
agreeable affection the source of countless bodily pleasures.
This is most evidently confirmed by the examples of
sick persons who have been cured by joy. Let one whom
a terrible home-sickness has wasted to a skeleton be brought
back to his native land, and the bloom of health will soon
be his again; or let us enter a prison in which miserable
men have for ten or twenty years inhabited filthy dungeons
and possess at last barely strength to move,—and let us
tell them suddenly they are free; the single word of freedom
will endow their limbs with the strength of youth,
and cause dead eyes to sparkle with life. Sailors, whom
thirst and famine have made their prey during a long voyage,
are half cured by the steersman’s cry of “Land!”
and he would certainly greatly err who ascribed the whole
result to a prospect of fresh food. The sight of a dear
one, whom the sufferer has long desired to see, sustains
the life that was about to go, and imparts strength and
health. It is a fact, that joy can quicken the nervous
system more effectually than all the cordials of the apothecary,
and can do wonders in the case of inveterate internal
disorders denied to the action of rhubarb and even mercury.
Who then does not perceive that the constitution of the
soul which knows how to derive pleasure from every event
and can dissipate every ache in the perfection of the universe,
must be the most beneficial to the whole organism?
and this constitution of the soul is—virtue.
§ 14.—Mental pain undermines the Welfare of the Whole Organisms.
In the very same way, the opposite result is brought
about by a disagreeable affection of the mind. The ideas
which rule so intensely the angry or terrified man may, as
426rightly as Plato called the passions a fever of the soul, be
regarded as convulsions of the organ of thought. These
convulsions quickly extend through the nervous system,
and so disturb the vital powers that they lose their perfection,
and all organic actions lose their equilibrium. The
heart beats violently and irregularly; the blood is so
confined to the lungs that the failing pulse has barely
enough to sustain it. The internal chemical processes are
at cross-purposes; beneficent juices lose their way and
work harm in other provinces, while what is malignant
may attack the very core of our organism. In a word,
the condition of the greatest mental distress becomes the
condition of the greatest bodily sickness.
The soul is informed of the threatened ruin of the organs
that should have been her good and willing servants by a
thousand obscure sensations, and is filled with an entire
sensation of pain, associating itself to the primary mental
suffering, and giving to this a sharper sting.
§ 15.—Examples.
Deep, chronic pains of the soul, especially if accompanied
by a strong exertion of thought—among which I
would give a prominent place to that lingering anger
which men call indignation—gnaw the very foundations
of physical life, and dry up the sap that nourish it.
Sufferers of this kind have a worn and pale appearance,
and the inward grief betrays itself by the hollow, sunken
eyes. “Let me,” says Cæsar, “have men about me that
are fat”:—
Sleek-headed men, and such as sleep o’ nights;
Yond’ Cassius has a lean and hungry look;
He thinks too much—such men are dangerous.
Fear, trouble, distress of conscience, despair, are little
less powerful in their effects than the most violent fevers.
Richard, when in deepest anxiety, finds his former cheerfulness
is gone, and thinks to bring it back with a glass of
wine. But it is not mental sorrow only that has banished
comfort, it is a sensation of discomfort proceeding from
the very root of his physical organism, the very same
427sensation that announces a malignant fever. The Moor,
heavily burdened with crimes, and once crafty enough in
absolving all the sensations of humanity—by his skeleton-process—into
nothing, now rises from a dreadful dream,
pale and breathless, with a cold sweat upon his brow.
All the images of a future judgment which he had perhaps
believed in as a boy, and blotted out from his remembrance
as a man, assail his dream-bewildered brain. The sensations
are far too confused for the slower march of reason
to overtake and unravel them. Reason is still struggling
with fancy, the spirit with the horrors of the corporeal
frame.[24]
Moor.—No! I am not shaking. It was but a dream. The dead are
not beginning to rise. Who says I tremble and turn pale? I am quite
well, quite well.
Bed.—You are pale as death; your voice is frightened and hesitating.
Moor.—I am feverish. I will be bled to-morrow. Say only, when the
priest comes, that I have fever.
Bed.—But you are very ill.
Moor.—Yes truly; that is all. And sickness disturbs the brain and
breeds strange mad dreams. Dreams mean nothing. Fie on womanish
cowardice! Dreams mean nothing. I have just had a pleasant dream.
[He falls down in a faint.
Here we have the whole image of the dream suddenly
forcing itself upon a man, and setting in motion the entire
system of obscure ideas, stirring up from the foundation
the organ of thought. From all these causes arises an
intense sensation of pain in its utmost concentration, which
shatters the soul from its depth, and lames per consensum
the whole structure of the nerves.
The cold horror that seizes on the man who is about to
commit some crime, or who has just committed one, is
nothing else than the horror which agitates the feverish
man, and which is felt on taking nauseous medicines. The
nightly tossings of those who are troubled by remorse,
always accompanied by a high pulse, are veritable fevers,
induced by the connection between the physical organism
with the soul; and Lady Macbeth, walking in her sleep, is
an instance of brain delirium. Even the imitation of a
passion makes the actor for the moment ill; and after
428Garrick had played Lear or Othello he spent some hours
in convulsions on his bed. Even the illusion of the spectator,
through sympathy with acted passion, has brought
on shivering, gout, and fits of fainting.
Is not he, then, who is plagued with an evil temper, and
draws gall and bitterness from every situation in life: is
not the vicious man, who lives in a chronic state of hatred
and malevolence; is not the envious man, who finds torture
in every excellence of his neighbor,—are not these, all of
them, the greatest foes to their own health? Has vice not
enough of the horrible in it, when it destroys not only
happiness but health.
§ 16.—Exceptions.
But a pleasant affection has sometimes been a fatal one,
and an unpleasant one has sometimes worked a marvellous
cure. Both facts rest upon experience: should they remove
the limits of the law we have expounded?
Joy is fatal when it rises into ecstacy: nature cannot
support the strain which in one moment is thrown upon
the whole nervous system. The motion of the brain is no
longer harmony, but convulsion, an extremely sudden and
momentary force which soon changes into the ruin of the
organism, since it has transgressed the boundary line of
health (for into the very idea of health there enters and is
essentially interwoven the idea of a certain moderation of
all natural motions). The joy as well as the grief of
finite beings is limited, and dare not pass beyond a certain
point without ruin.
As far as the second part is concerned, we have many
examples of cure, through a moderate fit of anger, of inveterate
dyspepsia; and through fright—as in the case of
a fire—of rheumatic pains and lameness apparently incurable.
But even dysentery has sometimes resolved an internal
stoppage, and the itch has been a cure for melancholy
madness and insanity: is the itch, for this, less a disease?—is
dysentery therefore health.
429
§ 17.—Indolence of Mind brings about greater Indolence in the Organic Movements.
As, according to the testimony of Herr von Haller, activity
of mind during the day tends to quicken the pulse
towards evening, will not indolence of mind make it more
sluggish, and absolute inactivity completely stop it? For,
although the circulation of the blood does not seem to be
so very dependent on the mind, is it altogether unreasonable
to suppose that the heart, which, in any case, borrows
from the brain the larger portion of its strength, must
necessarily, when the soul ceases to maintain the action of
the brain, suffer thereby a great loss of power? A condition
of phlegm is accompanied by a sluggish pulse, the
blood is thin and watery, and the circulation defective in
the abdomen. The idiots, whom Muzell has described
for us,[25] breathed slowly and with difficulty, had no inclination
to eat and drink, nor to the natural functions; the
pulse was slow, all bodily movements slumberous and indicative
of weariness. The mental numbness which is
the result of terror or wonder is sometimes accompanied
by a general suspension of all natural physical activity.
Was the mind the origin of this condition, or was it the
body which brought about this torpid state of mind? But
these considerations lead to subtleties and intricate questions,
and, besides, must not be discussed in this place.
§ 18.—Second Law.
All that has been said of the transferrence of the mental
sensations to the animal holds true of the transferrence of
animal affections to the mental. Bodily sickness—for the
most part the natural result of intemperance—brings its
punishment in the form of bodily pain; but the mind also
cannot escape a radical attack, in order that a twofold
pain may more powerfully impress upon it the necessity
of restraint in the desires. In like manner the feeling of
bodily health is accompanied by a more lively consciousness
430of mental improvement, and man is thus the more
spurred on to maintain his body in good condition. We
arrive thus at a second law of mixed natures—that, with
the free action of the bodily organism, the sensations and
ideas gain a freer flow; and learn that, with a corrupted
organism, corruption of the thinking faculty and of the
sensations inevitably follows. Or, more shortly, that the
general sensation of a harmonious animal life is the fountain
of mental pleasure, and that animal pain and sickness
is the fountain of mental pain.
In these different respects, or from their consideration,
soul and body may not unaptly be compared with two
stringed instruments tuned by the same hand, and placed
alongside of one another. When a string of one of them
is touched and a certain tone goes forth, the corresponding
string of the other will sound of itself and give the same
tone, only somewhat weaker. And, using this comparison,
we may say that the string of gladness in the body wakes
the glad string in the soul, and the sad string the string
of sadness. This is that wonderful and noteworthy sympathy
which unites the heterogeneous principles in man so
as to form one being. Man is not soul and body—but
the most inward and essential blending of the two.
§ 19.—Moods of Mind result from Moods of Body.
Hence the heaviness, the incapacity of thought, the discontented
temper, which are the consequence of excess in
physical indulgence; hence the wonderful effects of wine
upon those who always drink in moderation. “When you
have drunk wine,” says Brother Martin, “you see everything
double, you think doubly easily, you are doubly
ready for any undertaking, and twice as quickly bring it
to a conclusion.” Hence the comfort and good humor experienced
in fine weather, proceeding partly from association
of ideas, but mostly from the increased feeling of
bodily health that goes along with it, extending over all
the functions of our organism. Then it is that people use
such expressions as, “I feel that I am well,” and at such
a season they are more disposed towards all manner of
431mental labor, and have a heart more open to the humaner
feelings, and more prompt to the practice of moral duties.
The same may be seen in the national character of different
peoples. Those who dwell in gloomy regions mourn
along with the dismal scenery: in wild and stormy zones
man grows wild: where his lot is cast in friendly climates
he laughs with the sky that is bright above him. Only
under the clear heaven of Greece lived a Homer, a Plato,
a Phidias; there were born the Muses and the Graces,
while the Lapland mists can hardly bring forth men, and
never a genius. While our Germany was yet a wild forest
or morass, the German was a hunter as wild as the beast
whose skin he slung about his shoulders. As soon as industry
had changed the aspect of his country began the
epoch of moral progress. I will not maintain that character
takes its rise in climate only, but it is certain that
towards the civilization of a people one main means is the
improvement of their skies.
The disorders of the body may disorder the whole range
of our moral perceptions, and prepare the way for an outburst
of the most evil passions. A man whose constitution
is ruined by a course of dissipation is more easily led
to extremes than one who has kept his body as it should
be kept. This is, indeed, the horrible plan of those who
destroy our youths, and that father of robbers must have
known man well, who said, “We must destroy both body
and soul.” Catiline was a profligate before he became a
conspirator, and Doria greatly erred when he thought he
had no cause to fear a voluptuary like Fiesco. On the
whole, it is very often remarked that an evil spirit dwells
in a sick body.
In diseases this sympathy is still more striking. All
severe illnesses, especially those of malignant nature and
arising from the economy of the abdominal regions, announce
themselves, more or less, by a strange revolution
in the character. Even while the disease is still silently
stealing through the hidden corners of our mechanism, and
undermining the strength of nerve, the mind begins to anticipate
by dark forebodings the fall of her companion.
This is a main element in that condition which a great
physician described in a masterly manner under the name
432of “Horrores.” Hence their moroseness of disposition,
which none can account for, their wavering fancies and
inclinations, their disgust at what used to give them
pleasure. The amiable man grows quarrelsome, the merry
man cross, and he who used to lose himself, and gladly, in
the bustle of the world, flies the face of man and retires
into a gloomy melancholy. But underneath this treacherous
repose the enemy is making ready for a deadly onslaught.
The universal disturbance of the entire mechanism,
when the disease once breaks forth, is the most
speaking proof of the wonderful dependence of the soul
on the body. The feeling, springing from a thousand
painful sensations, of the utter ruin of the organism,
brings about a frightful mental confusion. The most horrible
ideas and fancies rise from their graves. The villain
whom nothing could move yields under the dominant power
of mere animal terror. Winchester, in dying, yells in the
anguish of despair. The soul is under a terrible necessity,
it would seem, of snatching at whatever will drag it deeper
into darkness, and rejects with obstinate madness every
ray of comfort. The string, the tone of pain is in the
ascendant, and just as the spiritual misery rose in the
bodily disorder, so now it turns and renders the disorder
more universal and more intense.
§ 20.—Limitations of the foregoing.
But there are daily examples of sufferers who courageously
lift themselves above bodily ills: of dying men who,
amidst the distressful struggles of the frame, ask, “Where
is thy sting, O death?” Should not wisdom, one might
urge, avail to combat the blind terrors of the organic
nature? Nay, much more than wisdom, should religion
have so little power to protect her friends against the assaults
springing from the dust? Or, what is the same
thing, does it not depend upon the preceding condition
of the soul, as to how she accepts the alterations of the
processes of life?
Now, this is an irrefragable truth. Philosophy, and
still more a mind courageous and elevated by religion, are
433capable of completely weakening the influence of the
animal sensations which assault the soul of one in pain,
and able, as it were, to withdraw it from all coherence
with the material. The thought of God, which is interwoven
with death, as with all the universe, the harmony
of past life, the anticipation of an ever-happy future,
spread a bright light over all its ideas; while night is
drawn round the soul of him who departs in folly and in
unbelief. If even involuntary pangs force themselves upon
the Christian and wise man (for is he less a human being?),
yet will he resolve the sensations of his dissolving frame
into happiness:—
The soul, secured in her existence, smiles
At the drawn dagger and defies its point.
The stars shall fade away, the sun himself
Grow dim with age, and nature sink in years;
But thou shalt flourish in immortal youth,
Unhurt amidst the war of elements,
The wreck of matter, and the crash of worlds.
It is precisely this unwonted cheerfulness on the part
of those who are mortally sick which has often a physical
reason at the basis, and which has the most express significance
for the practical physician. It is often found in
conjunction with the most fatal symptoms of Hippocrates,
and without being attributable to any bygone crisis. Such
a cheerfulness is of bad import. The nerves, which during
the height of the fever have been most sharply assailed,
have now lost sensation; the inflamed members, it is well
known, cease to smart as soon as they are destroyed; but
it would be a hapless thought to rejoice that the time of
burning pain were passed and gone. Stimulus fails before
the dead nerves, and a deathly indolence belies future
healing. The soul finds herself under the illusion of a
pleasant sensation, because she is free from a long-enduring
painful one. She is free from pain, not because the tone
of her instrument is restored, but because she no more
experiences the discord. Sympathy ceases as soon as the
connection is lost.
434
§ 21.—Further Aspects of the Connection.
If I might now begin to go deeper—if I might speak
of delirium, of slumber, of stupor, of epilepsy and catalepsy,
and such like, wherein the free and rational spirit is
subjected to the despotism of the body—if I might enlarge
especially on the wide field of hysteria and hypochondria—if
it were allowed me to speak of temperaments, idiosyncrasies,
and constitutions, which for physicians and
philosophers are an abyss—in one word, should I attempt
to demonstrate truth of the foregoing from the bed of
sickness, which is ever a chief school of psychology—my
matter would be extended to an endless length. We have,
it seems to me, enough to prove that the animal nature is
throughout mingled with the spiritual, and that this combination
is perfection.
§ 22.—Physiognomy of Sensations.
It is just this close correspondence between the two
natures which is the basis of the whole science of physiognomy.
By means of this nervous connection (which,
as we have seen, lies at the bottom of the communication
of feelings) the most secret movements of the soul are
revealed on the exterior of the body, and passion penetrates
even through the veil of the hypocrite. Each
passion has its specific expressions, its peculiar dialect,
so to speak, by which one knows it. And, indeed, it is
an admirable law of Supreme Wisdom, that every passion
which is noble and generous beautifies the body, while
those that are mean and hateful distort it into animal
forms. The more the mind departs from the likeness of
the Deity, the nearer does the outward form seem to
approach the animal, and always that animal which has a
kindred proclivity. Thus, the mild expression of the
philanthropist attracts the needy, whom the insolent look
of the angry man repels. This is an indispensable guide
435in social life. It is astonishing what an accordance bodily
appearance has with the passions; heroism and fearlessness
pour life and strength through the veins and muscles,
the eyes sparkle, the breast heaves, all the limbs arm
themselves alike for combat—the man has the appearance
of a war-horse. Fright and fear extinguish the fire in the
eyes, the limbs sink powerless and heavy, the marrow in
the bones seems frozen, the blood falls back on the heart
like a stone, a general weakness cripples the powers of
life.
A great, bold, lofty thought compels us to stand on tiptoe,
to hold up the head, to expand the mouth and nose.
The feeling of eternity, the outlook on a wide open horizon,
the sea, etc., make us stretch out our arms—we
would merge ourselves into the eternal: with the mountains,
we would grow towards the heavens, rush thither on
storms and waves: yawning abysses throw us down in
giddiness. In like manner, hate is expressed in the body
by a repelling force; while, on the contrary, in every
pressure of the hand, in every embrace, our body will
merge into that of our friend, in the same manner as the
souls are in harmonious combination. Pride makes the
body erect as the soul rises; pettiness bends the head, the
limbs hang down; servile fear is expressed in the cringing
walk; the thought of pain distorts our face, if pleasurable
aspects spread a grace over the whole body; anger, on the
other hand, will break through every strong opposing
cord, and need will almost overcome the impossible. I
would now ask through what mechanism it happens that
exactly these movements result from these feelings, that
just these organs are affected by these passions? Might I
not just as well want to know why a certain wounding of
the ligament should stiffen the lower jaw?
If the passion which sympathetically awakened these
movements of the frame be often renewed, if this sensation
of soul become habitual, then these movements of the
body will become so also. If this matured passion be
of a lasting character, then these constitutional features
of the frame become deeply engraved: they become, if I
may borrow the pathologist’s word, “deuteropathetic,”
and are at last organic. Thus, at last, the firm perennial
436physiognomy of man is formed, so that it is almost easier
afterwards to change the soul than the form. In this
sense, one may also say, without being a “Stahlian,” that
the soul forms the body; and perhaps the earliest years
of youth decide the features of a man for life, as they certainly
are the foundation of his moral character. An inert
and weak soul, which never overflows in passions, has no
physiognomy at all; and want of expression is the leading
characteristic of the countenance of the imbecile. The
original features which nature gave him continue unaltered;
the face is smooth, for no soul has played upon it;
the eyebrows retain a perfect arch, for no wild passion has
distorted them; the whole form retains its roundness, for
the fat reposes in its cells; the face is regular, perhaps
even beautiful, but I pity the soul of it!
A physiognomy of (perfect) organic parts, e.g., as to
the form and size of the nose, eyes, mouth, ears, etc., the
color of the hair, the height of the neck, and such like,
may perhaps possibly be found, but certainly not very
easily, however much Lavater should continue to rave
about it through ten quarto volumes. He who would reduce
to order the capricious play of nature, and classify
the forms which she has punished like a stepmother, or
endowed as a mother, would venture more than Linnæus,
and should be very careful lest he become one with the
original presented to him, through its monstrous sportive
variety.
Yet one more kind of sympathy deserves to be noticed,
since it is of great importance in physiology. I mean the
sympathy of certain sensations for the organs from which
they sprang. A certain cramp in the stomach causes a
feeling of disgust; the reproduction of this sensation
brings back the cramp. How is this?
§ 23.—The Remains of the Animal Nature is also a Source of Perfection.
Although the animal part of man preserves for him the
many great advantages of which we have already spoken,
still, one may say that, in another aspect, it remains always
437despicable; viz., the soul thus depends, slave-like, on the
activity of its tools; the periodical relaxation of these prescribes
to the soul an inactive pause and annihilation at
periods. I mean sleep, which, one cannot deny, robs us
at least of the third part of our life. Further, our mind
is completely dependent on the laws of the body, so that
the cessation of the latter puts a sudden stop to the continuance
of thoughts, even though we be on the straight,
open path towards truth. If the reason have ever so
little fixed upon an idea, when the lazy matter refuses to
carry it out, the strings of the thinking organs grow
weary, if they have been but slightly strained; the body
fails us where we need it most. What astonishing steps,
one may infer, would man make in the use of his powers
if he could continue to think in a state of unbroken intensity!
How he would unravel every idea to its final elements;
how he would trace every appearance to its most
hidden sources, if he could keep them uninterruptedly before
his mind! But, alas! it is not thus. Why is it not so?
§ 24.—Necessity for Relaxation.
The following will lead us on the track of truth:—
1. Pleasant sensation was necessary to lead man to
perfection, and he can only be perfect when he feels
comfortable.
2. The nature of a mortal being makes unpleasant feeling
unavoidable. Evil does not shut man out from the
best world, and the worldly-wise find their perfection
therein.
3. Thus pain and pleasure are necessary. It seems
harder, but it is no less true.
4. Every pain, as every pleasure, grows according to its
nature, and would continue to do so.
5. Every pain and every pleasure of a mixed being tend
to their own dissolution.
438
§ 25.—Explanation.
It is a well-known law of the connection between ideas
that every sensation, of whatever kind, immediately seizes
another of its kind, and enlarges itself through this addition.
The larger and more manifold it becomes, so much
the more does it awaken similar sensations in all directions
through the organs of thought, until, by degrees, it becomes
universally predominant, and occupies the whole soul.
Consequently, every sensation grows through itself; every
present condition of the feeling power contains the root
of a feeling to follow, similar, but more intense. This is
evident. Now, every mental sensation is, as we know,
allied to a similar animal one; in other words, each one
is connected with more or less movement of the nerves,
which take a direction according to the measure of their
strength and extension. Thus, as mental sensations grow,
must the movements in the nervous system increase also.
This is no less clear. Now, pathology teaches us that a
nerve never suffers alone: and to say, “Here is a superfluity
of strength,” is as much as to say, “There is want
of strength.” Thus, every nervous movement grows
through itself. Now, we have remarked that the movements
of the nervous system react upon the mind, and
strengthen the mental sensations;[26] vice versa, the strengthened
sensation of the mind increase and strengthen the
motions of the nerves. Thus we have a circle, in which
sensation must always increase, and nervous movements
every moment become more powerful and universal.
Now, we know that the movements of the bodily frame
which cause the feeling of pain run counter to the harmony
by which it would exist in well-being; that is, that
they are diseased. But disease cannot grow unceasingly,
439therefore they end in the total destruction of the frame.
In relation to pain, it is thus proved that it aims at the
death of the subject.
But, the motions of the nerves under pleasant sensations
being so harmonious to the continuance of the
machinery that the condition of mind which constitutes
pleasure is that of the greatest bodily well-being, should
not rather, then, pleasant sensation prolong the bloom of
the body eternally? This inference is too hasty. In a
certain stage of moderation, these nervous motions are
wholesome, and really a sign of health. But if they
outgrow this stage, they may be the highest activity, the
highest momentary perfection; but, thus, they are excess
of health, no longer health itself.
We only call that condition of the natural motions
health in which the root of similar ones for the future lies,
viz., those which confirm the perfection of succeeding
motions; thus, the destiny of continuance is essentially
contained in the idea of health. Thus, for example, the
body of the most debilitated profligate attains to its
greatest harmony at the moment of excess; but it is only
momentarily, and a so much deeper abatement shows sufficiently
that overstraining was not health. Therefore one
may justly accept that an overstrained vigor of physical
action hastens death as much as the greatest disorder or
the worst illness. Both pain and pleasure draw us towards
an unavoidable death, unless something be present which
limits their advance.
§ 26.—Excellence of this Abatement.
It is just this (the limit to their growth) which the abatement
of the animal nature causes. It must be no other
than this limitation of our fragile frame (that appeared to
have lent to our opponents so strong a proof against its
perfection) which ameliorates all the evil consequences
that the mechanism otherwise makes unavoidable. It is
exactly this sinking, this lassitude of the organs, over
which tinkers complain so much, that prevents our own
strength destroying us in a short time; that does not
440permit our positions to be always increasing towards our
destruction. This limitation shows each passion the period
of its growth, its height and decline (if indeed the passion
does not die out in a total relaxation of the body), which
leaves the excited spirits time to resume their harmony,
and the organs to recover. Hence, the highest pitch of
rapture, of fear, and of anger, are the same as weariness,
weakness, or fainting. But sleep vouchsafes more, for
as Shakspeare says:—
Sleep, that knits up the ravelled sleeve of care,
The death of each day’s life, sore labor’s bath,
Balm of hurt minds, great Nature’s sweet restorer.
—Macbeth.
During sleep, the vital forces restore themselves to that
healthy balance which the continuance of our being so
much requires; all the cramped ideas and feelings, the
overstrained actions which have troubled us through the
day, are solved in the entire relaxation of the sensorium;
the harmony of the motions of the mind are resumed, and
the newly-awakened man greets the coming day more
calmly.
In relation to the arrangement of the whole, also, we
cannot sufficiently admire the worth and importance of this
limitation. The arrangement necessarily causes many,
who should be no less happy, to be sacrificed to the general
order and to bear the lot of oppression. Likewise, many,
whom we perhaps unjustly envy, must expend their mental
and bodily strength in restless exertion, so that the repose
of the whole be preserved. The same with sick persons,
the same with unreasoning animals. Sleep seals the eye
of care, takes from the prince and statesman the heavy
weight of governing; pours new force into the veins of
the sick man, and rest into his harassed soul; the day-laborer
no longer hears the voice of the oppressor, and
the ill-used beast escapes from the tyranny of man. Sleep
buries all cares and troubles, balances everything, equips
every one with new-born powers to bear the joys and
sorrows of the next day.
441
§ 27.—Severing of the Connection.
At length arrived at the point in the circle where the
mind has fulfilled the aim of its being, an internal, unaccountable
mechanism has, at the same time, made the body
incapable of being any longer its instrument. All care for
the well-being of the bodily state seems to reach but to
this epoch. It appears to me that, in the formation of
our physical nature, wisdom has shown such parsimony,
that notwithstanding constant compensations, decline must
always keep in the ascendancy, so that freedom misuses
the mechanism, and death is germinated in life as out of
its seed. Matter dissolves again into its last elements,
which travel through the kingdom of nature in other forms
and relations, to serve other purposes. The mind continues
to practise its thinking powers in other circles, and
to observe the universe from other sides.
We may truly say that it has not by any means exhausted
this actual sphere, that it might have left this
sphere itself more perfect; but do we know that this
sphere is lost to it? We lay many a book aside which we
do not understand, but perhaps in a few years we shall
understand it better.
- Silently corrected obvious typographical errors and variations in spelling.
- Retained archaic, non-standard, and uncertain spellings as printed.