CHAPTER I THE PROBLEM OF UNBELIEF — 1. Whirl is King — 2. False Prophecies — 3. Sorties and Retreats — 4. Deep Dissolution
Among those who no longer believe in the religion of
their fathers, some are proudly defiant, and many are indifferent.
But there are also a few, perhaps an increasing
number, who feel that there is a vacancy in their lives.
This inquiry deals with their problem. It is not intended
to disturb the serenity of those who are unshaken in the
faith they hold, and it is not concerned with those who are
still exhilarated by their escape from some stale orthodoxy.
It is concerned with those who are perplexed by the consequences
of their own irreligion. It deals with the problem
of unbelief, not as believers are accustomed to deal
with it, in the spirit of men confidently calling the lost
sheep back into the fold, but as unbelievers themselves
must, I think, face the problem if they face it candidly
and without presumption.
When such men put their feelings into words they are
likely to say that, having lost their faith, they have lost the
certainty that their lives are significant, and that it matters
what they do with their lives. If they deal with young
people they are likely to say that they know of no compelling
reason which certifies the moral code they adhere
to, and that, therefore, their own preferences, when tested
by the ruthless curiosity of their children, seem to have no
sure foundation of any kind. They are likely to point to
the world about them, and to ask whether the modern man
possesses any criterion by which he can measure the value
of his own desires, whether there is any standard he really
believes in which permits him to put a term upon that
pursuit of money, of power, and of excitement which has
created so much of the turmoil and the squalor and the
explosiveness of modern civilization.
These are, perhaps, merely the rationalizations of the
modern man’s discontent. At the heart of it there are
likely to be moments of blank misgiving in which he finds
that the civilization of which he is a part leaves a dusty
taste in his mouth. He may be very busy with many
things, but he discovers one day that he is no longer sure
they are worth doing. He has been much preoccupied;
but he is no longer sure he knows why. He has become
involved in an elaborate routine of pleasures; and they
do not seem to amuse him very much. He finds it
hard to believe that doing any one thing is better than
doing any other thing, or, in fact, that it is better
than doing nothing at all. It occurs to him that it is a
great deal of trouble to live, and that even in the best of
lives the thrills are few and far between. He begins more
or less consciously to seek satisfactions, because he is no
longer satisfied, and all the while he realizes that the pursuit
of happiness was always a most unhappy quest. In
the later stages of his woe he not only loses his appetite,
but becomes excessively miserable trying to recover it.
And then, surveying the flux of events and the giddiness
of his own soul, he comes to feel that Aristophanes must
have been thinking of him when he declared that “Whirl
is King, having driven out Zeus.”
The modern age has been rich both in prophecies that
men would at last inherit the kingdoms of this world,
and in complaints at the kind of world they inherited.
Thus Petrarch, who was an early victim of modernity,
came to feel that he would “have preferred to be born
in any other period” than his own; he tells us that he
sought an escape by imagining that he lived in some
other age. The Nineteenth Century, which begat us,
was forever blowing the trumpets of freedom and providing
asylums in which its most sensitive children could
take refuge. Wordsworth fled from mankind to rejoice
in nature. Chateaubriand fled from man to rejoice in
savages. Byron fled to an imaginary Greece, and William
Morris to the Middle Ages. A few tried an imaginary
India. A few an equally imaginary China. Many fled to
Bohemia, to Utopia, to the Golden West, and to the Latin
Quarter, and some, like James Thomson, to hell where
they were
gratified to gain
That positive eternity of pain
Instead of this insufferable inane.
They had all been disappointed by the failure of a
great prophecy. The theme of this prophecy had been
that man is a beautiful soul who in the course of history
had somehow become enslaved by
Scepters, tiaras, swords, and chains, and tomes
Of reasoned wrong, glozed on by ignorance,
and they believed with Shelley that when “the loathsome
mask has fallen,” man, exempt from awe, worship, degree,
the king over himself, would then be “free from guilt or
pain.” This was the orthodox liberalism to which men
turned when they had lost the religion of their fathers.
But the promises of liberalism have not been fulfilled.
We are living in the midst of that vast dissolution of
ancient habits which the emancipators believed would
restore our birthright of happiness. We know now that
they did not see very clearly beyond the evils against which
they were rebelling. It is evident to us that their prophecies
were pleasant fantasies which concealed the greater
difficulties that confront men, when having won the freedom
to do what they wish—that wish, as Byron said:
which ages have not yet subdued
In man—to have no master save his mood,
they are full of contrary moods and do not know what
they wish to do. We have come to see that Huxley was
right when he said that “a man’s worst difficulties begin
when he is able to do as he likes.”
The evidences of these greater difficulties lie all about
us: in the brave and brilliant atheists who have defied the
Methodist God, and have become very nervous; in the
women who have emancipated themselves from the
tyranny of fathers, husbands, and homes, and with the intermittent
but expensive help of a psychoanalyst, are now
enduring liberty as interior decorators; in the young men
and women who are world-weary at twenty-two; in the
multitudes who drug themselves with pleasure; in the
crowds enfranchised by the blood of heroes who cannot
be persuaded to take an interest in their destiny; in the
millions, at last free to think without fear of priest or
policeman, who have made the moving pictures and the
popular newspapers what they are.
These are the prisoners who have been released. They
ought to be very happy. They ought to be serene and
composed. They are free to make their own lives. There
are no conventions, no tabus, no gods, priests, princes,
fathers, or revelations which they must accept. Yet the
result is not so good as they thought it would be. The
prison door is wide open. They stagger out into trackless
space under a blinding sun. They find it nerve-wracking.
“My sensibility,” said Flaubert, “is sharper than a razor’s
edge; the creaking of a door, the face of a bourgeois, an
absurd statement set my heart to throbbing and completely
upset me.” They must find their own courage for
battle and their own consolation in defeat. They complain,
like Renan after he had broken with the Church,
that the enchanted circle which embraced the whole of
life is broken, and that they are left with a feeling of
emptiness “like that which follows an attack of fever or
an unhappy love affair.” Where is my home? cried
Nietzsche: “For it do I ask and seek, and have sought,
but have not found it. O eternal everywhere, O eternal
nowhere, O eternal in vain.”
To more placid temperaments the pangs of freedom are
no doubt less acute. It is possible for multitudes in time
of peace and security to exist agreeably—somewhat incoherently,
perhaps, but without convulsions—to dream a
little and not unpleasantly, to have only now and then a
nightmare, and only occasionally a rude awakening. It is
possible to drift along not too discontentedly, somewhat
nervously, somewhat anxiously, somewhat confusedly,
hoping for the best, and believing in nothing very much.
It is possible to be a passable citizen. But it is not possible
to be wholly at peace. For serenity of soul requires
some better organization of life than a man can attain by
pursuing his casual ambitions, satisfying his hungers, and
for the rest accepting destiny as an idiot’s tale in which
one dumb sensation succeeds another to no known end.
And it is not possible for him to be wholly alive. For
that depends upon his sense of being completely engaged
with the world, with all his passions and all the faculties
in rich harmonies with one other, and in deep rhythm
with the nature of things.
These are the gifts of a vital religion which can bring
the whole of a man into adjustment with the whole of his
relevant experience. Our forefathers had such a religion.
They quarrelled a good deal about the details, but they
had no doubt that there was an order in the universe which
justified their lives because they were a part of it. The
acids of modernity have dissolved that order for many of
us, and there are some in consequence who think that the
needs which religion fulfilled have also been dissolved.
But however self-sufficient the eugenic and perfectly educated
man of the distant future may be, our present experience
is that the needs remain. In failing to meet
them, it is plain that we have succeeded only in substituting
trivial illusions for majestic faiths. For while the
modern emancipated man may wonder how anyone ever
believed that in this universe of stars and atoms and multitudinous
life, there is a drama in progress of which the
principal event was enacted in Palestine nineteen hundred
years ago, it is not really a stranger fable than many which
he so readily accepts. He does not believe the words
of the Gospel but he believes the best advertised notion.
The older fable may be incredible to-day, but when it
was credible it bound together the whole of experience
upon a stately and dignified theme. The modern man
has ceased to believe in it but he has not ceased to be
credulous, and the need to believe haunts him. It is no
wonder that his impulse is to turn back from his freedom,
and to find someone who says he knows the truth and can
tell him what to do, to find the shrine of some new god, of
any cult however newfangled, where he can kneel and be
comforted, put on manacles to keep his hands from trembling,
ensconce himself in some citadel where it is safe
and warm.
For the modern man who has ceased to believe, without
ceasing to be credulous, hangs, as it were, between heaven
and earth, and is at rest nowhere. There is no theory of
the meaning and value of events which he is compelled to
accept, but he is none the less compelled to accept the
events. There is no moral authority to which he must turn
now, but there is coercion in opinions, fashions and fads.
There is for him no inevitable purpose in the universe, but
there are elaborate necessities, physical, political, economic.
He does not feel himself to be an actor in a great
and dramatic destiny, but he is subject to the massive
powers of our civilization, forced to adopt their pace,
bound to their routine, entangled in their conflicts. He
can believe what he chooses about this civilization. He
cannot, however, escape the compulsion of modern events.
They compel his body and his senses as ruthlessly as ever
did king or priest. They do not compel his mind. They
have all the force of natural events, but not their majesty,
all the tyrannical power of ancient institutions, but none
of their moral certainty. Events are there, and they overpower
him. But they do not convince him that they have
that dignity which inheres in that which is necessary and
in the nature of things.
In the old order the compulsions were often painful,
but there was sense in the pain that was inflicted by the
will of an all-knowing God. In the new order the compulsions
are painful and, as it were, accidental, unnecessary,
wanton, and full of mockery. The modern man does
not make his peace with them. For in effect he has replaced
natural piety with a grudging endurance of a series
of unsanctified compulsions. When he believed that the
unfolding of events was a manifestation of the will of God,
he could say: Thy will be done.... In His will is
our peace. But when he believes that events are determined
by the votes of a majority, the orders of his
bosses, the opinions of his neighbors, the laws of supply
and demand, and the decisions of quite selfish men,
he yields because he has to yield. He is conquered
but unconvinced.
It might seem as if, in all this, men were merely going
through once again what they have often gone through
before. This is not the first age in which the orthodox
religion has been in conflict with the science of the day.
Plato was born into such an age. For two centuries the
philosophers of Greece had been critical of Homer and of
the popular gods, and when Socrates faced his accusers,
his answer to the accusation of heresy must certainly have
sounded unresponsive. “I do believe,” he said, “that
there are gods, and in a higher sense than that in which
my accusers believe in them.” That is all very well. But
to believe in a “higher sense” is also to believe in a different
sense.
There is nothing new in the fact that men have ceased
to believe in the religion of their fathers. In the history
of Catholic Christianity, there has always existed a tradition,
extending from the authors of the Fourth Gospel
through Origen to the neo-Platonists of modern times,
which rejects the popular idea of God as a power acting
upon events, and of immortality as everlasting life, and
translates the popular theology into a symbolic statement
of a purely spiritual experience. In every civilized age
there have been educated and discerning men who could
not accept literally and simply the traditions of the ancient
faith. We are told that during the Periclean Age
“among educated men everything was in dispute: political
sanctions, literary values, moral standards, religious convictions,
even the possibility of reaching any truth about
anything.” When the educated classes of the Roman
world accepted Christianity they had ceased to believe in
the pagan gods, and were much too critical to accept the
primitive Hebraic theories of the creation, the redemption,
and the Messianic Kingdom which were so central in the
popular religion. They had to do what Socrates had
done; they had to take the popular theology in a “higher”
and therefore in a different sense before they could use it.
Indeed, it is so unusual to find an age of active-minded
men in which the most highly educated are genuinely
orthodox in the popular sense, that the Thirteenth Century,
the age of Dante and St. Thomas Aquinas, when
this phenomenon is reputed to have occurred, is regarded
as a unique and wonderful period in the history of the
world. It is not at all unlikely that there never was
such an age in the history of civilized men.
And yet, the position of modern men who have broken
with the religion of their fathers is in certain profound
ways different from that of other men in other ages.
This is the first age, I think, in the history of mankind
when the circumstances of life have conspired with the
intellectual habits of the time to render any fixed and
authoritative belief incredible to large masses of men.
The dissolution of the old modes of thought has gone so
far, and is so cumulative in its effect, that the modern
man is not able to sink back after a period of prophesying
into a new but stable orthodoxy. The irreligion of the
modern world is radical to a degree for which there
is, I think, no counterpart. For always in the past it
has been possible for new conventions to crystallize, and
for men to find rest and surcease of effort in accepting
them.
We often assume, therefore, that a period of dissolution
will necessarily be followed by one of conformity, that the
heterodoxy of one age will become the orthodoxy of the
next, and that when this orthodoxy decays a new period of
prophesying will begin. Thus we say that by the time
of Hosea and Isaiah the religion of the Jews had become
a system of rules for transacting business with Jehovah.
The Prophets then revivified it by thundering against the
conventional belief that religion was mere burnt offering
and sacrifice. A few centuries passed and the religion
based on the Law and the Prophets had in its turn become
a set of mechanical rites manipulated by the Scribes and
the Pharisees. As against this system Jesus and Paul
preached a religion of grace, and against the “letter” of
the synagogues the “spirit” of Christ. But the inner light
which can perceive the spirit is rare, and so shortly after
the death of Paul, the teaching gradually ceased to appeal
to direct inspiration in the minds of the believers and
became a body of dogma, a “sacred deposit” of the faith
“once for all delivered to the saints.” In the succeeding
ages there appeared again many prophets who thought
they had within them the revealing spirit. Though some
of the prophets were burnt, much of the prophesying was
absorbed into the canon. In Luther this sense of revelation
appeared once more in a most confident form. He
rejected the authority not only of the Pope and the clergy,
but even of the Bible itself, except where in his opinion
the Bible confirmed his faith. But in the establishment
of a Lutheran Church the old difficulty reappeared: the
inner light which had burned so fiercely in Luther did not
burn brightly or steadily in all Lutherans, and so the right
of private judgment, even in Luther’s restricted use of the
term, led to all kinds of heresies and abominations. Very
soon there came to be an authoritative teaching backed by
the power of the police. And in Calvinism the revolt of
the Reformation became stabilized to the last degree.
“Everything,” said Calvin, “pertaining to the perfect rule
of a good life the Lord has so comprehended in His law
that there remains nothing for man to add to that summary.”
Men fully as intelligent as the most emancipated among
us once believed that, and I have no doubt that the successors
of Mr. Darrow and Mr. Mencken would come to
believe something very much like it if conditions permitted
them to obey the instinct to retreat from the chaos
of modernity into order and certainty. It is all very well
to talk about being the captain of your soul. It is hard,
and only a few heroes, saints, and geniuses have been the
captains of their souls for any extended period of their
lives. Most men, after a little freedom, have preferred
authority with the consoling assurances and the economy
of effort which it brings. “If, outside of Christ, you wish
by your own thoughts to know your relation to God, you
will break your neck. Thunder strikes him who examines.”
Thus spoke Martin Luther, and there is every
reason to suppose that the German people thought he was
talking the plainest commonsense. “He who is gifted
with the heavenly knowledge of faith,” said the Council
of Trent, “is free from an inquisitive curiosity.” These
words are rasping to our modern ears, but there is no
occasion to doubt that the men who uttered them had
made a shrewd appraisal of average human nature. The
record of experience is one of sorties and retreats. The
search for moral guidance which shall not depend upon
external authority has invariably ended in the acknowledgment
of some new authority.
This same tendency manifests itself in the midst of our
modern uneasiness. We have had a profusion of new
cults, of revivals, and of essays in reconstruction. But
there is reason for thinking that a new crystallization of
an enduring and popular religion is unlikely in the modern
world. For analogy drawn from the experience of the
past is misleading.
When Luther, for example, rebelled against the authority
of the Church, he did not suppose the way of life for
the ordinary man would be radically altered. Luther
supposed that men would continue to behave much as
they had learned to behave under the Catholic discipline.
The individual for whom he claimed the right of private
judgment was one whose prejudgments had been well
fixed in a Catholic society. The authority of the Pope
was to be destroyed and certain evils abolished, but
there was to remain that feeling for objective moral
certainties which Catholicism had nurtured. When the
Anabaptists carried the practice of his theory beyond this
point, Luther denounced them violently. For what he
believed in was Protestantism for good Catholics. The
reformers of the Eighteenth Century made a similar
assumption. They really believed in democracy for men
who had an aristocratic training. Jefferson, for example,
had an instinctive fear of the urban rabble, that most
democratic part of the population. The society of free men
which he dreamed about was composed of those who had
the discipline, the standards of honor and the taste, without
the privileges or the corruptions, that are to be found
in a society of well-bred country gentlemen.
The more recent rebels frequently betray a somewhat
similar inability to imagine the consequences of their
own victories. For the smashing of idols is in itself such
a preoccupation that it is almost impossible for the iconoclast
to look clearly into a future when there will not
be many idols left to smash. Yet that future is beginning
to be our present, and it might be said that men
are conscious of what modernity means insofar as they
realize that they are confronted not so much with the
necessity of promoting rebellion as of dealing with the
consequences of it. The Nineteenth Century, roughly
speaking the time between Voltaire and Mencken, was
an age of terrific indictments and of feeble solutions.
The Marxian indictment of capitalism is a case in point.
The Nietzschean transvaluation of values is another; it
is magnificent, but who can say, after he has shot his
arrow of longing to the other shore, whether he will find
Caesar Borgia, Henry Ford, or Isadora Duncan? Who
knows, having read Mr. Mencken and Mr. Sinclair Lewis,
what kind of world will be left when all the boobs and
yokels have crawled back in their holes and have died of
shame?
The rebel, while he is making his attack, is not likely
to feel the need to answer such questions. For he moves
in an unreal environment, one might almost say a parasitic
environment. He goes forth to destroy Caesar, Mammon,
George F. Babbitt, and Mrs. Grundy. As he wrestles
with these demons, he leans upon them. By inversion
they offer him much the same kind of support which the
conformer enjoys. They provide him with an objective
which enables him to know exactly what he thinks he
wants to do. His energies are focussed by his indignation.
He does not suffer from emptiness, doubt, and division of
soul. These are the maladies which come later when the
struggle is over. While the rebel is in conflict with the
established nuisances he has an aim in life which absorbs
all his passions. He has his own sense of righteousness
and his own feeling of communion with a grand purpose.
For in attacking idols there is a kind of piety, in overthrowing
tyrants a kind of loyalty, in ridiculing stupidities
an imitation of wisdom. In the heat of battle the rebel
is exalted by a whole-hearted tension which is easily mistaken
for a taste of the freedom that is to come. He is
under the spell of an illusion. For what comes after the
struggle is not the exaltation of freedom but a letting
down of the tension that belongs solely to the struggle
itself. The happiness of the rebel is as transient as the
iconoclasm which produced it. When he has slain the
dragon and rescued the beautiful maiden, there is usually
nothing left for him to do but write his memoirs and
dream of a time when the world was young.
What most distinguishes the generation who have
approached maturity since the debacle of idealism at the
end of the War is not their rebellion against the religion
and the moral code of their parents, but their disillusionment
with their own rebellion. It is common for young
men and women to rebel, but that they should rebel sadly
and without faith in their own rebellion, that they should
distrust the new freedom no less than the old certainties—that
is something of a novelty. As Mr. Canby once said,
at the age of seven they saw through their parents and
characterized them in a phrase. At fourteen they saw
through education and dodged it. At eighteen they saw
through morality and stepped over it. At twenty they
lost respect for their home towns, and at twenty-one they
discovered that our social system is ridiculous. At twenty-three
the autobiography ends because the author has run
through society to date and does not know what to do
next. For, as Mr. Canby might have added, the idea of
reforming that society makes no appeal to them. They
have seen through all that. They cannot adopt any of
the synthetic religions of the Nineteenth Century. They
have seen through all of them.
They have seen through the religion of nature to which
the early romantics turned for consolation. They have
heard too much about the brutality of natural selection
to feel, as Wordsworth did, that pleasant landscapes are
divine. They have seen through the religion of beauty
because, for one thing, they are too much oppressed by
the ugliness of Main Street. They cannot take refuge in
an ivory tower because the modern apartment house, with
a radio loudspeaker on the floor above and on the floor
below and just across the courtyard, will not permit it.
They cannot, like Mazzini, make a religion of patriotism,
because they have just been demobilized. They cannot
make a religion of science like the post-Darwinians
because they do not understand modern science. They
never learned enough mathematics and physics. They do
not like Bernard Shaw’s religion of creative evolution
because they have read enough to know that Mr. Shaw’s
biology is literary and evangelical. As for the religion
of progress, that is pre-empted by George F. Babbitt and
the Rotary Club, and the religion of humanity is utterly
unacceptable to those who have to ride in the subways
during the rush hour.
Yet the current attempts to modernize religious creeds
are inspired by the hope that somehow it will be possible
to construct a form of belief which will fit into this
vacuum. It is evident that life soon becomes distracted
and tiresome if it is not illuminated by communion with
what William James called “a wider self through which
saving experiences come.” The eager search for new religions,
the hasty adherence to cults, and the urgent appeals
for a reconciliation between religion and science are confessions
that to the modern man his activity seems to
have no place in any rational order. His life seems mere
restlessness and compulsion, rather than conduct lighted
by luminous beliefs. He is possessed by a great deal of
excitement amidst which, as Mr. Santayana once remarked,
he redoubles his effort when he has forgotten his aim.
For in the modern age, at first imperceptibly with the
rise of the towns, and then catastrophically since the
mechanical revolution, there have gone into dissolution
not only the current orthodoxy, but the social order and
the ways of living which supported it. Thus rebellion
and emancipation have come to mean something far more
drastic than they have ever meant before. The earlier
rebels summoned men from one allegiance to another,
but the feeling for certainty in religion and for decorum
in society persisted. In the modern world it is this very
feeling of certainty itself which is dissolving. It is dissolving
not merely for an educated minority but for everyone
who comes within the orbit of modernity.
Yet there remain the wants which orthodoxy of some
sort satisfies. The natural man, when he is released from
restraints, and has no substitute for them, is at sixes and
sevens with himself and the world. For in the free play
of his uninhibited instincts he does not find any natural
substitute for those accumulated convictions which, however
badly they did it, nevertheless organized his soul,
economized his effort, consoled him, and gave him dignity
in his own eyes because he was part of some greater whole.
The acids of modernity are so powerful that they do not
tolerate a crystallization of ideas which will serve as a
new orthodoxy into which men can retreat. And so the
modern world is haunted by a realization, which it
becomes constantly less easy to ignore, that it is impossible
to reconstruct an enduring orthodoxy, and impossible to
live well without the satisfactions which an orthodoxy
would provide.
CHAPTER II GOD IN THE MODERN WORLD — 1. Imago Dei — 2. An Indefinite God — 3. God in More Senses Than One — 4. The Protest of the Fundamentalists — 5. In Man’s Image
By the dissolution of their ancestral ways men have
been deprived of their sense of certainty as to why they
were born, why they must work, whom they must love,
what they must honor, where they may turn in sorrow
and defeat. They have left to them the ancient codes
and the modern criticism of these codes, guesses, intuitions,
inconclusive experiments, possibilities, probabilities,
hypotheses. Below the level of reason, they may have unconscious
prejudice, they may speak with a loud cocksureness,
they may act with fanaticism. But there is gone that
ineffable certainty which once made God and His Plan
seem as real as the lamppost.
I do not mean that modern men have ceased to believe
in God. I do mean that they no longer believe in him
simply and literally. I mean that they have defined and
refined their ideas of him until they can no longer honestly
say that he exists, as they would say that their neighbor
exists. Search the writings of liberal churchmen, and
when you come to the crucial passages which are intended
to express their belief in God, you will find, I think, that
at just this point their uncertainty is most evident.
The Reverend Harry Emerson Fosdick has written an
essay, called “How Shall We Think of God?”, which illustrates
the difficulty. He begins by saying that “believing
in God without considering how one shall picture him is
deplorably unsatisfactory.” Yet the old ways of picturing
him are no longer credible. We cannot think of him as
seated upon a throne, while around him are angels playing
on harps and singing hymns. “God as a king on high—our
fathers, living under monarchy, rejoiced in that image
and found it meaningful. His throne, his crown, his
scepter, his seraphic retinue, his laws, rewards, and punishments—how
dominant that picture was and how persistent
is the continuance of it in our hymns and prayers! It was
always partly poetry, but it had a prose background: there
really had been at first a celestial land above the clouds
where God reigned and where his throne was in the
heavens.”
Having said that this picture is antiquated, Dr. Fosdick
goes on to state that “the religious man must have imaginations
of God, if God is to be real to him.” He must
“picture his dealing with the Divine in terms of personal
relationship.” But how? “The place where man vitally
finds God ... is within his own experience of goodness,
truth, and beauty, and the truest images of God are
therefore to be found in man’s spiritual life.” I should
be the last to deny that a man may, if he chooses, think
of God as the source of all that seems to him worthy in
human experience. But certainly this is not the God of
the ancient faith. This is not God the Father, the Lawgiver,
the Judge. This is a highly sophisticated idea of
God, employed by a modern man who would like to say,
but cannot say with certainty, that there exists a personal
God to whom men must accommodate themselves.
It may be that clear and unambiguous statements are
not now possible in our intellectual climate. But at least
we should not forget that the religions which have dominated
human history have been founded on what the
faithful felt were undeniable facts. These facts were
mysterious only in the sense that they were uncommon,
like an eclipse of the sun, but not in the sense that they
were beyond human experience. No doubt there are passages
in the Scriptures written by highly cultivated men
in which the Divine nature is called mysterious and
unknowable. But these passages are not the rock upon
which the popular churches are founded. No one, I
think, has truly observed the religious life of simple
people without understanding how plain, how literal,
how natural they take their supernatural personages to be.
The popular gods are not indefinite and unknowable.
They have a definite history and their favorite haunts,
and they have often been seen. They walk on earth, they
might appear to anyone, they are angered, they are
pleased, they weep and they rejoice, they eat and they
may fall in love. The modern man uses the word ‘supernatural’
to describe something that seems to him not quite
so credible as the things he calls natural. This is not
the supernaturalism of the devout. They do not distinguish
two planes of reality and two orders of certainty.
For them Jesus Christ was born of a Virgin and was
raised from the dead as literally as Napoleon was Emperor
of the French and returned from Elba.
This is the kind of certainty one no longer finds in the
utterances of modern men. I might cite, for example,
a typically modern assertion about the existence of God,
made by Mr. W. C. Brownell, a critic who could not be
reproached with insensitiveness to the value of traditional
beliefs. He wrote that “the influence of the Holy Spirit,
exquisitely called the Comforter, is a matter of actual
experience, as solid a reality as that of electro-magnetism.”
I do not suppose that Mr. Brownell meant to admit the
least possible doubt. But he was a modern man, and
surreptitiously doubt invaded his certainty. For electro-magnetism
is not an absolutely solid reality to a layman’s
mind. It has a questionable reality. I suspect that is why
Mr. Brownell chose this metaphor; it would have seemed
a little too blunt to his modern intelligence to say that
his faith was founded not on electro-magnetism, but as
men once believed, on a rock.
The attempts to reconstruct religious creeds are beset
by the modern man’s inability to convince himself that
the constitution of the universe includes facts which in
our skeptical jargon we call supernatural. Yet as William
James once said, “religion, in her fullest exercise of function,
is not a mere illumination of facts already elsewhere
given, not a mere passion, like love, which views things
in a rosier light.... It is something more, namely, a
postulator of new facts as well.” James himself was
strongly disposed toward what he so candidly described
as “overbeliefs”; he had sympathy with the beliefs of
others which was as large and charitable as any man’s
can be. There was no trace of the intellectual snob in
William James; he was in the other camp from those thin
argumentative rationalists who find so much satisfaction
in disproving what other men hold sacred. James loved
cranks and naifs and sought them out for the wisdom
they might have. But withal he was a modern man who
lived toward the climax of the revolutionary period. He
had the Will to Believe, he argued eloquently for the
Right to Believe. But he did not wholly believe. The
utmost that he could honestly believe was something
which he confessed would “appear a sorry underbelief”
to some of his readers. “Who knows,” he said, “whether
the faithfulness of individuals here below to their own
poor overbeliefs may not actually help God in turn to
be more effectively faithful to his own greater tasks?”
Who knows? And on that question mark he paused and
could say no more.
But even if there was some uncertainty as to the existence
of the God whom William James described, he was
at least the kind of God with whom human beings could
commune. If they could jump the initial doubt they
found themselves in an exciting world where they might
live for a God who, like themselves, had work to do.
James wrote the passage I have quoted in 1902. A
quarter of a century later Alfred North Whitehead came
to Harvard to deliver the Lowell Lectures. He undertook
to define God for modern men.
Mr. Whitehead, like William James, is a compassionate
man and on the side of the angels. But his is a wholly
modernized mind in full command of all the conceptual
instruments of scientific logic. By contrast with the
austerity of Mr. Whitehead’s thinking, James, with his
chivalrous offer of fealty to God, seems like one of the
last of the great romantics. There is a God in Mr. Whitehead’s
philosophy, and a very necessary God at that.
Unhappily, I am not enough of a logician to say that I
am quite sure I understand what it means to say that
“God is not concrete, but He is the ground for concrete
actuality.” There have been moments when I imagined
I had caught the meaning of this, but there have been
more moments when I knew that I had not. I have never
doubted, however, that the concept had meaning, and
that I missed it because it was too deep for me. Why
then, it may be asked, do I presume to discuss it? My
answer is that a conception of God, which is incomprehensible
to all who are not highly trained logicians, is
a possible God for logicians alone. It is not presumptuous
to say of Mr. Whitehead’s God what he himself says
of Aristotle’s God: that it does “not lead him very far
toward the production of a God available for religious
purposes.”
For while this God may satisfy a metaphysical need in
the thinker, he does not satisfy the passions of the believer.
This God does not govern the world like a king nor
watch over his children like a father. He offers them
no purposes to which they can consecrate themselves; he
exhibits no image of holiness they can imitate. He does
not chastise them in sin nor console them in sorrow. He
is a principle with which to explain the facts, if you can
understand the explanation. He is not himself a personality
who deals with the facts. For the purposes of
religion he is no God at all; his universe remains stonily
unaware of man. Nothing has happened by accepting
Mr. Whitehead’s definition which changes the inexorable
character of that destiny which Bertrand Russell depicted
when he wrote that
we see, surrounding the narrow raft illumined by the flickering
light of human comradeship, the dark ocean on whose
rolling waves we toss for a brief hour; from the great
night without, a chill blast breaks in upon our refuge; all
the loneliness of humanity amid hostile forces is concentrated
upon the individual soul, which must struggle alone,
with what of courage it can command, against the whole
weight of a universe that cares nothing for its hopes and
fears.
It is a nice question whether the use of God’s name
is not misleading when it is applied by modernists to
ideas so remote from the God men have worshiped.
Plainly the modernist churchman does not believe in the
God of Genesis who walked in the garden in the cool
of the evening and called to Adam and his wife who had
hidden themselves behind a tree; nor in the God of
Exodus who appeared to Moses and Aaron and seventy
of the Elders of Israel, standing with his feet upon a
paved walk as if it were a sapphire stone; nor even in
the God of the fifty-third chapter of Isaiah who in his
compassion for the sheep who have gone astray, having
turned everyone to his own way, laid on the Man of
Sorrows the iniquity of us all.
This, as Kirsopp Lake says, is the God of most, if not
all, the writings in the Bible. Yet “however much our
inherited sentiments may shrink from the admission, the
scientists are to-day almost unanimous in saying that the
universe as they see it contains no evidence of the existence
of any anthropomorphic God whatever. The experimentalist
(i.e., modernist) wholly agrees that this is so.
Nevertheless he refuses as a rule, and I think rightly—to
abandon the use of the word ‘God.’” In justification
of this refusal to abandon the word ‘God,’ although he
has abandoned the accepted meaning of the word, Dr.
Lake appeals to a tradition which reaches back at least
to Origen who, as a Christian neo-platonist, used the word
‘God’ to mean, not the King and Father of creation, but
the sum of all ideal values. It was this redefinition of the
word ‘God,’ he says, which “made Christianity possible
for the educated man of the third century.” It is this
same redefinition which still makes Christianity possible
for educated churchmen like Dr. Lake and Dean Inge.
Dr. Lake admits that although this attractive bypath
of tradition “is intellectually adorned by many princes of
thought and lords of language” it is “ecclesiastically not
free from reproach.” He avows another reason for his
use of the word ‘God’ which, if not more compelling, is
certainly more worldly. “Atheist” has meant since Roman
times an enemy of society; it gives a wholly false impression
of the real state of mind of those who adhere to the
platonic tradition. They have been wholly without the
defiance which “atheism” connotes; on the contrary they
have been a few individuals in each age who lived peaceably
within the shelter of the church, worshiping a somewhat
different God inwardly and in their own way, and
often helping to refresh the more mundane spirit of the
popular church. The term “agnostic” is almost as unavailable.
It was invented to describe a tolerant unbelief in
the anthropomorphic God. In popular usage it has come
to mean about the same thing as atheist, for the instinct
of the common man is sound in these matters. He feels
that those who claim to be open-minded about God have
for all practical purposes ceased to believe in him. The
agnostic’s reply that he would gladly believe if the evidence
would confirm it, does not alter the fact that he
does not now believe. And so Dr. Lake concludes that
the modernist must use the word ‘God’ in his own sense,
“endeavoring partly to preserve Origen’s meaning of the
word, and partly shrinking from any other policy as open
to misconstruction.”
I confess that the notion of adopting a policy about
God somehow shocks me as intruding a rather worldly
consideration which would seem to be wholly out of
place. But this feeling is, I am sure, an injustice to
Dr. Lake who is plainly and certainly not a worldling.
He is moved, no doubt, by the conviction that in letting
‘God’ mean one thing to the mass of the devout and
another to the educated minority, the loss of intellectual
precision is more than compensated by the preservation
of a community of feeling. This is not mere expediency.
It may be the part of wisdom, which is profounder than
mere reasoning, to wish that intellectual distinctions shall
not divide men too sharply.
But if it is wisdom, it is an aristocratic wisdom. And
in Dean Inge’s writings this is frankly avowed. “The
strength of Christianity,” he says, “is in transforming the
lives of individuals—of a small minority, certainly, as
Christ clearly predicted, but a large number in the aggregate.
To rescue a little flock, here and there, from
materialism, selfishness, and hatred, is the task of the
Church of Christ in all ages alike, and there is no likelihood
that it will ever be otherwise.”
But in other ages, one thing was otherwise. And in
this one thing lies the radical peculiarity of the modern
difficulty. In other ages there was no acknowledged
distinction between the ultimate beliefs of the educated
and the uneducated. There were differences in learning,
in religious genius, in the closeness of a chosen few to God
and his angels. Inwardly there were even radical differences
of meaning. But critical analysis had not made
them overt and evident, and the common assumption was
that there was one God for all, for the peasant who saw
him dimly and could approach him only through his
patron saint, and for the holy man who had seen God
and talked with him face to face. It has remained for
churchmen of our era to distinguish two or more different
Gods, and openly to say that they are different. This
may be a triumph of candor and of intelligence. But
this very consciousness of what they are doing, these very
honest admissions that the God of Dean Inge, for example,
is only in name the God of millions of other protestants—that
is an admission, when they understand it,
which makes faith difficult for modern men.
Fundamentalism is a protest against all these definitions
and attenuations which the modern man finds it necessary
to make. It is avowedly a reaction within the Protestant
communions against what the President of the World’s
Christian Fundamentalist Association rather accurately
described as “that weasel method of sucking the meaning
out of words, and then presenting the empty shells in an
attempt to palm them off as giving the Christian faith
a new and another interpretation.” In actual practice
this movement has become entangled with all sorts of
bizarre and barbarous agitations, with the Ku Klux Klan,
with fanatical prohibition, with the “anti-evolution laws,”
and with much persecution and intolerance. This in
itself is significant. For it shows that the central truth,
which the fundamentalists have grasped, no longer appeals
to the best brains and the good sense of a modern community,
and that the movement is recruited largely from
the isolated, the inexperienced, and the uneducated.
Into the politics of the heated controversy between
modernists and fundamentalists I do not propose here to
enter. That it is not merely a dispute in the realm of
the spirit is made evident by the President of the Fundamentalist
Association when he avers that “nothing” holds
modernists and fundamentalists together except “the billions
of dollars invested. Nine out of ten of these dollars,
if not ninety-nine out of every hundred of them, spent
to construct the great denominational universities, colleges,
schools of second grade, theological seminaries,
great denominational mission stations, the multiplied hospitals
that bear denominational names, the immense publication
societies and the expensive societies were given
by fundamentalists and filched by modernists. It took
hundreds of years to collect this money and construct
these institutions. It has taken only a quarter of a century
for the liberal bandits to capture them....”
Not all the fundamentalist argument, however, is
pitched at this level. There is also a reasoned case against
the modernists. Fortunately this case has been stated in
a little book called Christianity and Liberalism by a man
who is both a scholar and a gentleman. The author is
Professor J. Gresham Machen of the Princeton Theological
Seminary. It is an admirable book. For its acumen, for
its saliency, and for its wit this cool and stringent defense
of orthodox Protestantism is, I think, the best popular
argument produced by either side in the current controversy.
We shall do well to listen to Dr. Machen.
Modernism, he says, “is altogether in the imperative
mood,” while the traditional religion “begins with a triumphant
indicative.” I do not see how one can deny
the force of this generalization. “From the beginning
Christianity was certainly a way of life. But how was the
life to be produced? Not by appealing to the human will,
but by telling a story; not by exhortation, but by the narration
of an event.” Dr. Machen insists, rightly I think,
that the historic influence of Christianity on the mass of
men has depended upon their belief that an historic drama
was enacted in Palestine nineteen hundred years ago during
the reign of the Emperor Tiberius. The veracity of
that story was fundamental to the Christian Church. For
while all the ideal values may remain if you impugn the
historic record set forth in the Gospels, these ideal values
are not certified to the common man as inherent in the
very nature of things. Once they are deprived of their
root in historic fact, their poetry, their symbolism, their
ethical significance depend for their sanction upon the
temperament and experience of the individual believer.
There is gone that deep, compulsive, organic faith in an
external fact which is the essence of religion for all but
that very small minority who can live within themselves
in mystical communion or by the power of their understanding.
For the great mass of men, if the history of
religions is to be trusted, religious experience depends
upon a complete belief in the concrete existence, one
might almost say the materialization, of their God. The
fundamentalist goes to the very heart of the matter, therefore,
when he insists that you have destroyed the popular
foundations of religion if you make your gospel a symbolic
record of experience, and reject it as an actual record
of events.
The liberals have yet to answer Dr. Machen when he
says that “the Christian movement at its inception was
not just a way of life in the modern sense, but a way of
life founded upon a message. It was based, not upon
mere feeling, not upon a mere program of work, but on
an account of facts.” It was based on the story of the
birth, the life, the ministry, the death, and the resurrection
of Jesus Christ. That story set forth the facts which
certify the Christian experience. Modernism, which in
varying degree casts doubt upon the truth of that story,
may therefore be defined as an attempt to preserve selected
parts of the experience after the facts which inspired it
have been rejected. The orthodox believer may be mistaken
as to the facts in which he believes. But he is not
mistaken in thinking that you cannot, for the mass of men,
have a faith of which the only foundation is their need
and desire to believe. The historic churches, without
any important exceptions, I think, have founded faith
on clear statements about matters of fact, historic events,
or physical manifestations. They have never been content
with a symbolism which the believer knew was
merely symbolic. Only the sophisticated in their private
meditations and in esoteric writing have found satisfaction
in symbolism as such.
Complete as was Dr. Machen’s victory over the Protestant
liberals, he did not long remain in possession of
the field. There is a deeper fundamentalism than his,
and it is based on a longer continuous experience. This
is the teaching of the Roman Catholic Church. From a
priest of that church, Father Riggs, has come the most
searching criticism of Dr. Machen’s case. Writing in the
Commonweal Father Riggs points out that “the fundamentalists
are well-nigh powerless. They are estopped,
so to speak, from stemming the ravaging waters of agnosticism
because they cannot, while remaining loyal to the
(Protestant) reformers ... set limits to destructive
criticism of the Bible without making an un-Protestant
appeal to tradition.” Father Riggs, in other words, is
asking the Protestant fundamentalists, like Dr. Machen,
how they can be certain that they know these facts upon
which they assert that the Christian religion is founded.
They must reply that they know them from reading the
Bible. The reply is, however, unsatisfying. For obviously
there are many ways of reading the Bible, and therefore
the Protestant who demands the right of private judgment
can never know with absolute certainty that his
reading is the correct one. His position in a skeptical
age is, therefore, as Father Riggs points out, a weak one,
because a private judgment is, after all, only a private
judgment. The history of Protestantism shows that the
exercise of private judgment as to the meaning of Scripture
leads not to universal and undeniable dogma, but
to schism within schism and heresy within heresy. From
the point of view, then, of the oldest fundamentalism of
the western world the error of the modernists is that
they deny the facts on which religious faith reposes; the
error of the orthodox Protestants is that although they
affirm the facts, they reject all authority which can verify
them; the virtue of the Catholic system is that along with
a dogmatic affirmation of the central facts, it provides a
living authority in the Church which can ascertain and
demonstrate and verify these facts.
The long record of clerical opposition to certain kinds
of scientific inquiry has a touch of dignity when it is
realized that at the core of that opposition there is a very
profound understanding of the religious needs of ordinary
men. For once you weaken the belief that the central
facts taught by the churches are facts in the most literal
and absolute sense, the disintegration of the popular
religion begins. We may confidently declare that Mr.
Santayana is speaking not as a student of human nature,
but as a cultivated unbeliever, when he writes that “the
idea that religion contains a literal, not a symbolic, representation
of truth and life is simply an impossible idea.”
The idea is impossible, no doubt, for the children of the
great emancipation. But because it is impossible, religion
itself, in the traditional popular meaning of the term, has
become impossible for them.
If it is true that man creates God in his own image, it
is no less true that for religious devotion he must remain
unconscious of that fact. Once he knows that he has
created the image of God, the reality of it vanishes like
last night’s dream. It may be that to anyone who is
impregnated with the modern spirit it is almost self-evident
that the truths of religion are truths of human
experience. But this knowledge does not tolerate an
abiding and absorbing faith. For when the truths of
religion have lost their connection with a superhuman
order, the cord of their life is cut. What remains is a
somewhat archaic, a somewhat questionable, although a
very touching, quaint medley of poetry, rhetoric, fable,
exhortation, and insight into human travail. When
Mr. Santayana says that “matters of religion should never
be matters of controversy” because “we never argue with
a lover about his taste, nor condemn him, if we are just,
for knowing so human a passion,” he expresses an ultimate
unbelief.
For what would be the plight of a lover, if we told him
that his passion was charming?—though, of course, there
might be no such lady as the one he loved.
CHAPTER III THE LOSS OF CERTAINTY — 1. Ways of Reading the Bible — 2. Modernism: Immortality as an Example — 3. What Modernism Leaves Out
It is important to an understanding of this matter that
we should not confuse the modern practice of redefining
God with the ancient use of allegory.
From the earliest days the words of the Bible have been
embroidered with luxuriant and often fantastic meanings.
In Leviticus it says, for example, that the meal offering
may be baked in an oven, fried in a pan, or toasted on a
plate. This passage, says Origen, proves that Scripture
must have three meanings. It came to have any number
of meanings. Thus St. Augustine explained that Eden
meant the life of the blessed, and its four rivers the four
virtues; farther on in the same chapter he declares that
Eden is the Church, and that its four rivers are the four
Gospels.
In the same manner Wyclif in a later age preached a
sermon explaining the parable of the Good Samaritan.
The man who went down from Jerusalem to Jericho represents
Adam and Eve; the robbers are the fiends of hell;
the priest and Levite who went by on the other side are
the patriarchs, saints, and prophets who failed to bring
salvation; the Good Samaritan is Jesus; the wine which
he pours into his wounds is sharp words to prick men
from sin, and the oil is hope.... Savonarola, we are
told, preached during the whole of Lent, 1492, taking as
his text Noah’s Ark and “giving each day a different interpretation
of the ten planks of which the Ark was composed.”
By this method of interpretation the devout adapted
the Bible to their own uses, smoothing away its contradictions
and explaining away passages, like the command
in Genesis to kill uncircumcised children, which, read literally,
would have seemed to them barbarous and
immoral. We must be careful, however, not to misunderstand
this method of thought. When they said that the
beautiful woman in the Song of Solomon was the Church,
they were not conscious, as we are, that this is a figure
of speech. There had not entered into their habits of
thought the kind of analytical precision in which one
thing can mean only one thing. It is no contradiction to
say that the allegory was taken literally; certainly there
was no sense of unreality about it, as there is for us.
“These and similar allegorical interpretations may be suitably
put ...” says St. Augustine, speaking here to the
educated minority, “without giving offense to anyone,
while yet we believe the strict truth of the history confirmed
by its circumstantial narrative of facts.”
But at last men became too analytical and too self-conscious
to accept the naive use of allegory. They
realized that allegory was a loose method of interpretation
which lent itself easily to the citing of scripture in
order to justify heresy. If the ten planks in Noah’s Ark
could mean a different set of truths on each day in Lent,
there was no telling what they might come to mean in
the end. It was clear, therefore, that allegory was dangerous
and might, as Luther said, “degenerate into a mere
monkey game”; it was wanton, like “a sort of beautiful
harlot who proves herself spiritually seductive to idle
men.”
This danger was a result of the general loosening of
organic faith which was already evident in Luther’s day.
To men who had the unconscious certainties about God
and his universe, allegory was a perfectly safe method of
interpreting the Bible because all the interpretations, however
fantastic, were inspired by the same pre-judgments
and tended therefore to confirm the same convictions.
The allegories of simple men are like many-colored
flowers in one garden, growing from the same soil,
watered by the same rains, turning their faces toward the
same sun. But as men became emancipated from their
ancestral way of life, their convictions about God and
destiny and human morality changed. Then the method
of allegory ceased to be the merely exuberant expression
of the same ancient truths, and became a confusing
method of rationalizing all kinds of new experiments.
It promoted heresy because men had become heretical,
where once, while men were devout, it had only embroidered
their devotions.
“To allegorize is to juggle with Scripture,” said Luther.
The Protestant Reformers could not tolerate that. For
they lived in an age when faith was already disintegrating,
and they had themselves destroyed the authority of
an infallible source of religion. “We must,” wrote
Calvin, “entirely reject the allegories of Origen, and of
others like him, which Satan, with the deepest subtlety,
has endeavored to introduce into the Church, for the
purpose of rendering the doctrine of Scripture ambiguous
and destitute of all certainty and firmness.”
The insistence of the Reformers on a literal interpretation
of the Bible had, as Dr. Fosdick points out, two
unforeseen results. It led to the so-called Higher Criticism
which in substance is nothing but a scientific attempt to
find out what the Bible did mean literally to those who
wrote it. And this in turn made it practically impossible
for modern men to believe all that the Bible literally
says. When they read the Bible as allegory they found
in it unending confirmation of what they already believed.
But when they read it literally, as history, as astronomy,
and biology, and as a code of laws, it contradicted at
many crucial points the practical working convictions of
their daily lives. “The consequence is,” says Dr. Fosdick,
“that we face the Biblical world made historically vivid
over against the modern world presently experienced, and
we cannot use the old method (i.e. allegory) of accommodating
one to the other.”
This predicament forced modern churchmen to seek
what Dr. Fosdick calls “a new solution.” They could
not believe that the Bible was taken down, as John Donne
put it, by “the Secretaries of the Holy Ghost.” Yet they
believed, as every sane man does, that the Bible contains
wisdom which bears deeply upon the conduct of human
life. Their problem was to find a way of picking and
choosing passages in the Scriptures, and then of interpreting
those which were chosen in such a way as to make
them credible to modern men. They had to find some
way of setting aside the story that God made Eve out
of Adam’s rib, that God commanded the massacre of
whole populations, and that he enjoyed the slaughter of
animals at the sacrifice; but they had at the same time to
find a way of preserving for the use of modern men the
lessons of the ministry of Jesus and the promise of life
everlasting.
The method they employ is based on a theory. It is a
theory that the Bible contains “abiding messages” placed
in a “transient setting.” The Bible, for example, is full
of stories about devils and angels. Now, modern men do
not believe in devils and angels. These are “categories”
which they have outgrown. But what the devils and
angels stood for are evils and blessings which modern
men still encounter. We have, therefore, only to “decode”
the Bible, and where it speaks of devils to see temptations,
sin, disease, pain, and suffering, which have a psychic
origin; where it speaks of angels to remember that sense
of unseen friendliness which may help us at a crisis in
our lives. The old wine is still good, but it needs to be
put in new bottles. “The modern preacher’s responsibility
is thus to decode the abiding meanings of Scripture
from outgrown phraseology.”
This is not so difficult a thing to do for the devils and
the angels. But a little reflection will show, I think, that
in dealing with the major themes of religion, the solution is
not so easy. The real difficulty appears when Dr. Fosdick
attempts to decode the biblical promise of immortal life.
He begins by rejecting completely the resurrection of
the flesh and any kind of immortality which is imagined
as the survival of the physical person. Yet he believes
in “the persistence of personality through death.” For
he maintains that without this belief the final victory of
death would signify “the triumphant irrationality of existence”;
not to believe in immortality is to submit to
“mental confusion.” Speaking quite frankly, however, he
cannot easily imagine “a completely disembodied existence.”
Yet it is obviously not easy to imagine the persistence
of personality through death once you have made up
your mind not to imagine a concrete heaven inhabited by
well-defined persons.
Modern churchmen, like Dean Inge for example, who
have faced the difficulty more boldly than Dr. Fosdick
does, arrive at an intelligible explanation of what they
mean by immortality. But they mean something which
is not only very difficult to understand, but extremely
difficult for most men to enjoy when they have understood
it. They inject intelligible meaning into the word
“eternal” by employing it in a sense which is wholly
different from that which the common man employs.
By immortality he means life that goes on age after age
without stopping. But the modern churchmen who have
really clarified their minds are platonists. They apply
the word “eternal” to that which is independent of time
and existence. Between the two conceptions there is the
profoundest difference, for in the commonsense of the
worldling existence is so precious that he wishes it to
continue for ever and ever. But to the platonist existence,
or embodiment, is transient, accidental, irrational;
only that is permanent which is timeless. Commonsense
demands that if we are immortal we should meet our
friend again later and continue our friendship; the platonist
loves the memory of his friend after death as he
loved an ideal image of him during his life. In communing
with his memories and his ideals he knows himself
to be in touch with eternal things. For not even the
gods, says Homer, can undo the past; no accident of
mortality can destroy anything which can be represented
in the mind. Heroes die, but that such heroic deeds were
done is a chapter forever, as Mr. Santayana says, in any
complete history of the universe. The thinker dies, but
his thoughts are beyond the reach of destruction. Men
are mortal; but ideas are immortal.
I do not know whether I have known how to state
clearly what is meant by this platonic view to which, in
varying degrees of clarity, all emancipated minds turn
when they talk of immortality. But, at least, it is clear
that it is a conception which calls for a radically different
adjustment to life than that to which the worldling is
accustomed. He desires objects to love, goods and successes
that are perishable, and he wishes them not to
perish. Before he can enter the platonic world, before
he can even attain to a hint of its meaning, he must
abandon the very desires of which his hope of immortality
is the expression. He must detach himself from
his wish to acquire and possess objects that die; he must
learn what it means to possess things not by holding
them, but by understanding them, and to enjoy them as
objects of reflection. He must not only cease to desire
immortality as he conceives it, but the material embodiment
of things as well. Then only, when he has
renounced his love of existence, can he begin to love the
forms of existence, and to live among imperishable ideas.
Then, and in this sense only, does he enter into eternal
life.
The ordinary man, when he hears this doctrine
expounded, is almost certain to say with the Indian sage:
“the worship of the Impersonal laid no hold upon my
heart.” His heart is set on the enjoyment of worldly
goods, and the doctrine, for all but a few exceptional
spirits, requires a radical change of heart. It is forbidding
except to the few in whom “the intellect (is) passionate
and the passions cold.” For it demands a conversion
of their natural desire to possess tangible things
into a passion to understand intangible and abstract
things. This philosophy is ascetic, unworldly, and profoundly
disinterested.
Now it can be argued that this is precisely what the
Gospels teach as to the meaning of salvation. Excellent
authority can be cited from the Gospel of John and the
Epistles of St. Paul to justify this form of the Christian
tradition: “Flesh and blood cannot inherit the kingdom
of God” ... “the things that are seen are temporal,
but the things that are not seen are eternal” ... “I see
another law in my members, warring against the law of
my mind.” It can hardly be denied, as Dean Inge says,
that “we are able to carry back to the fountain-head that
Christian tradition” which may quite accurately be
described as the religion of the spirit. But mixed with
it in the Scripture, there is the other tradition, the popular
tradition which may be called the religion of commonsense.
Out of this latter have grown the institutions of
the church and the faith of the mass of men. The religion
of the spirit has been reserved for a few, “a succession
of lives which have been sheltered rather than inspired by
the machinery and statecraft of a mighty institution,” and
while the few who lived the life of the spirit have
undoubtedly done much to inspire the popular religion
with new insight, they have been, on the whole, a group
apart.
Yet those who belonged to these two distinct traditions
did use the same churches and the same symbolism.
There was an even deeper bond of unity between them.
Both believed that renunciation and self-discipline are the
way of salvation—in the religion of the spirit as the way
to enter now into love of eternal things; in the religion
of commonsense as a rather heavy price paid to God in
return for everlasting happiness after death. It may be
argued, therefore, by churchmen like Dr. Fosdick, that
the “abiding message” of the Bible about immortality is
that men must renounce the world in order to win eternity.
That some men mean by eternity a kind of perpetual
motion and others a kind of abstraction is merely
a difference in their habits of thought, and does not impair
the validity or the importance of the central experience.
If they will renounce their worldly passions, they will find
what the idea of eternity has to give, no matter what they
imagine it to mean.
But although Dr. Fosdick implies that this solves the
difficulty, it can be shown, I believe, that it does not.
What he has succeeded in doing is to disentangle from
the Bible a meaning for immortality which has a noble
tradition behind it and is at the same time intellectually
possible for a modern man. But the history of religion
ought to put us on guard against assuming too easily
that a statement of the purest truth is in itself capable
of affecting the lives of any considerable number of
people. Dean Inge, who is a very much more clear-headed
churchman, says quite frankly that “a religion succeeds,
not because it is true, but because it suits the
worshippers.” Merely to tell men, however fervently,
that they may conquer mortality by renouncing the
flesh, will not go far toward persuading many of them
to renounce the flesh. There must be, as there has been
in all the historic religions, something more than a statement
of the moral law. There must be a psychological
machinery for enforcing the moral law.
For those who are suited to the religion of the spirit
no machinery is needed. But for the mass of men who
are not naturally suited to it, a machinery which compels
this conversion is indispensable. Jesus in his time, and
Gautama Buddha before him, taught a moral law which
was addressed to those who could receive it. They were
not many. Buddhism and Christianity became world
religions centuries after the death of their founders, and
only when there had been added to the central message
a great organized method of teaching it.
The essence of such an organization is the title to say
with apostolic certainty that the message is true. Churchmen,
like Dr. Fosdick, can make no such claim about
their message. They reject revelation. They reject the
authority of any church to speak directly for God. They
reject the literal inspiration of the Bible. They reject
altogether many parts of the Bible as not only uninspired,
but false and misleading. They do not believe in God
as a lawgiver, judge, father, and spectator of human life.
When they say that this or that message in the Bible is
“permanently valid,” they mean only that in their judgment,
according to their reading of human experience,
it is a well-tested truth. To say this is not merely to
deny that the Bible is authoritative in astronomy and
biology; it is to deny equally that it is authoritative as
to what is good and bad for men. The Bible thus becomes
no more than a revered collection of hypotheses which
each man may reject or accept in the light of his own
knowledge.
The lessons may still be true. But they are robbed
of their certainty. Each man is thrown back upon his
own resources; he is denied the support which all popular
religion offers him, the conviction that outside himself
there is a power on which he can and must lean for
guidance. In the ancient faith a man said: “I believe
this on the authority of an all-wise God.” In the new
faith he is in effect compelled to say: “I have examined
the alleged pronouncements of an all-knowing God; some
of them are obviously untrue, some are rather repulsive,
others, however, if they are properly restated, I find to be
exceedingly good.”
Something quite fundamental is left out of the modernist
creeds. At least something which has hitherto been
quite fundamental is left out. That something is the
most abiding of all the experiences of religion, namely,
the conviction that the religion comes from God. Suppose
it were true, which it plainly is not, that Dr. Fosdick
by his process of selection and decoding has retained “precisely
the thing at which the Bible was driving.” Still
he would be without the thing on which popular religion
has been founded. For the Bible to our ancestors was
not simply, as he implies, a book of wisdom. It was a
book of wisdom backed by the power of God himself.
That is not an inconsiderable difference. It is all the
difference there is between a pious resolution and a moral
law.
The Bible, as men formerly accepted it, contained wisdom
certified by the powers that govern the universe. It
did not merely contain many well-tested truths, similar in
kind to those which are to be found in Plato, Aristotle,
Montaigne, and Bernard Shaw. It contained truths which
could not be doubted because they had been spoken by
God through his prophets and his Son. They could not
be wrong. But once it is allowed that each man may
select from the Bible as he sees fit, judging each passage
by his own notions of what is “abiding,” you have stripped
the Scriptures of their authority to command men’s confidence
and to compel their obedience. The Scriptures
may still inspire respect. But they are disarmed.
Many reasons have been adduced to explain why people
do not go to church as much as they once did. Surely
the most important reason is that they are not so certain
that they are going to meet God when they go to church.
If they had that certainty they would go. If they really
believed that they were being watched by a Supreme
Being who is more powerful than all the kings of earth
put together, if they really believed that not only their
actions but their secret thoughts were known and would
be remembered by the creator and ultimate judge of the
universe, there would be no complaint whatever about
church attendance. The most worldly would be in the
front pews, and preachers would not have to resort so
often to their rather desperate expedients to attract an
audience. If the conviction were there that the creed
professed was invincibly true, the modern congregation
would not come to church, as they usually do to-day, to
hear the preacher and to listen to the music. They would
come to worship God.
Religious professions will not work when they rest
merely on a kind of passive assent; or on intricate reasoning,
or on fierce exhortation, or on a good-natured conspiracy
to be vague and highflown. A man cannot cheat
about faith. Either he has it in the marrow of his bones,
or in a crisis, when he is distracted and in sorrow, there
is no conviction there to support him. Without complete
certainty religion does not offer genuine consolation. It
is without the strength to compensate our weakness. Nor
can it sanction the rules of morality. Ethical codes cannot
lay claim to unhesitating obedience when they are based
upon the opinions of a majority, or on the notions of
wise men, or on estimates of what is socially useful, or
on an appeal to patriotism. For they depend then on
the force which happens to range itself behind them
at a particular time; or on their convenience for a moment.
They are felt to be the outcome of human, and therefore
quite fallible, decisions. They are no necessary part of
the government of the universe. They were not given
by God to Moses on Sinai. They are not the commandments
of God speaking through his Infallible Church.
A human morality has no such sanction as a divine.
The sanction of a divine morality is the certainty of the
believer that it originated with God. But if he has once
come to think that the rule of conduct has a purely
human, local, and temporal origin, its sanction is gone.
His obedience is transformed, as ours has been by knowledge
of that sort, from conviction to conformity or calculated
expediency.
Without certainty there can be no profound sense that
a man’s own purpose has become part of the purpose of
the whole creation. It is necessary to believe in a God
who is active in the world before a man can feel himself
to be, as St. Paul said, “a fellow laborer” with God. Yet
this sense of partnership with a Person who transcends
the individual’s own life, his own ego, and his own
capacities, is fundamental in all popular religion. It
underlies all the other elements of religion. For in the
certainty that he is enlisted with God, man finds not only
comfort in defeat, not only an ideal of holiness which
persuades him to renounce his immediate desires, but an
ecstatic mobilizing of all his scattered energies in one
triumphant sense of his own infinite importance.
CHAPTER IV THE ACIDS OF MODERNITY — 1. The Kingly Pattern — 2. Landmarks — 3. Barren Ground — 4. Sophisticated Violence — 5. Rulers
What I have said thus far can be reduced to the statement
that it is difficult for modern men to conceive a
God whom they can worship. Yet it would be a crude
misunderstanding of religious experience to assume that it
depends upon a clear conception of God. In truly religious
men the experience of God is much more intensely
convincing than any definition of his nature which they
can put into words. They do not insist on understanding
that which they believe, for their belief gives them a consciousness
of divinity which transcends any conviction they
could reach by the understanding. They are not oppressed
by the conflict between reason and faith because the testimony
of faith is irresistible. It may become so irresistible
that any attempt to understand is finally held, as
it was by John Chrysostom, to be an impertinence.
St. Chrysostom, who is described by the Catholic Encyclopedia
as the most prominent doctor of the Greek
Church and the greatest preacher ever heard in a Christian
pulpit, is a striking example of how in other ages
a man who was both learned and devout was able to
surmount the intellectual difficulties which to-day cause
so much trouble for modernists and fundamentalists alike.
Chrysostom was born at Antioch in the middle of the
Fourth Century and grew up in a time when the intellectual
foundations of Christianity were intensely disputed.
The Catholic theology had not yet emerged victoriously,
and Antioch was the theatre of fierce struggles between
Pagans, Manichæans, Gnostics, Arians, Jews, and others.
These struggles turned in considerable measure upon just
such attempts to define and comprehend God as now
confuse the teaching of the Protestant Church. Among
the sectarians there were some who claimed that it was
possible “to know God exactly” and it was against them
that Chrysostom preached that “he insults God who seeks
to apprehend His essential being.” For “the difference
between the being of God and the being of man is of
such a kind that no word can express it and no thought
can appraise it.... He dwells, says St. Paul, in an
unapproachable light.” Even the angels in heaven are
stupefied by the glory and majesty of God: “Tell me,”
he says, “wherefore do they cover their faces and hide
them with their wings? Why but that they cannot endure
the dazzling radiance and its rays that pour from the
Throne?”
Here in language so eloquent that the author became
known as Chrysostom, “the golden-mouthed,” we have the
doctrine that “a comprehended God is no God,” that
“God is incomprehensible because He is blessed and
blessed because He is incomprehensible.” But if we look
more closely at what Chrysostom actually says, it is apparent
that he has a much clearer idea of God than he knows.
He conceives of God as the creator, the ruler, and the
judge of the universe. When he says that God is incomprehensible
he means that it is impossible for a human
being to imagine what it would be like to be God. But
that does not prevent Chrysostom from knowing what
it is like to be the creature of the incomprehensible God.
He is very definitely on his knees before the throne of
a divine king whose radiance is so dazzling that he cannot
look his Lord in the face.
There is thus a very solid intellectual conception
embedded in the faith of this great teacher who staked
everything on the assertion that it is impossible to conceive
God. The conception is there but it has not been
isolated and realized. It is unconsciously assumed. We
find the same thing in Luther when he said: “I venture
to put my trust in the one God alone, the invisible and
incomprehensible, who hath created Heaven and Earth
and is alone above all creatures.” For in spite of the
fact that Luther calls God incomprehensible, he is able
to make a number of extremely important statements
about him. He is able to say that God is the only God,
that he created the earth, that there is a heaven, that God
created heaven, and that God alone is above all his creatures.
To know that much about God is to comprehend
the function of God if not his nature.
Now if we examine the religious difficulty of modern
men, we find, I think, that they do not lack the sense of
mystery, of majesty, of terror, and of wonder which overwhelm
Chrysostom and Luther. The emotional disposition
is there. But it is somehow inhibited from possessing
them utterly. The will to believe is checked by something
in their experience which Chrysostom did not have.
That something is the sense that the testimony of faith
is not wholly credible, that the feeling of sanctity is no
assurance of the existence of sacred powers, that awe and
wonder and terror in the breast of the believer are not
guarantees that there exist real objects that are awful and
wonderful. The modern man is not incapable of faith,
but he has within him a contrary passion, as instinctive
and often as intense as faith, which makes incredible the
testimony of his faith.
It is that contrary passion, and not the thin argumentation
of atheists and agnostics, which lies, I think, at the
root of what churchmen call modern irreligion. It is
that passion which they must understand if they are ever
to understand the modern religious difficulty. For just
as men could surmount any intellectual difficulty when
their passion to believe was whole-hearted, so to-day,
when the passion to disbelieve is so strong, they are unable
to believe no matter how perfectly their theological dilemmas
are resolved.
We must ask ourselves, then, what there is in modern
men which makes the testimony of faith seem more or
less incredible to them. We have seen in the citations
from Chrysostom and Luther that the testimony of faith
really contains a large number of unconscious statements
of fact about the universe and how it is governed. It is
these statements of fact which we are no longer able to
assume unconsciously, and having become conscious of
them they are rather incredible. But why are they no
longer unconsciously assumed and why are they incredible?
The answer is, I think, that they have ceased to
be consistent with our normal experience in ordinary
affairs.
The faith of Chrysostom and Luther is entangled with,
and supported upon, the assumption that the universe
was created and is governed by a father and king. They
had projected upon the universe an imaginary picture
which reflected their own daily experience of government
among men. These pictures of how the universe is governed
change with men’s political experience. Thus it
would not have been easy for an Asiatic people to imagine
the divine government in any other way but as a despotism,
and Yahveh, as he appears in many famous portraits
in the Old Testament, is very evidently an Oriental monarch
inclined to be somewhat moody and very vain. He
governs as he chooses, constrained by no law, and often
without mercy, justice, or righteousness. The God of
mediæval Christianity, on the other hand, is more like
a great feudal lord, supreme and yet bound by covenants
to treat his vassals on earth according to a well-established
system of reciprocal rights and duties. The God of the
Enlightenment in the Eighteenth Century is a constitutional
monarch who reigns but does not govern. And
the God of Modernism, who is variously pictured as the
élan vital within the evolutionary process, or as the sum
total of the laws of nature, is really a kind of constitutionalism
deified.
Provided that the picture is so consistent with experience
that it is taken utterly for granted, it will serve as
a background for the religious experience. But when
daily experience for one reason or another provides no
credible analogy by which men can imagine that the universe
is governed by a supernatural king and father, then
the disposition to believe, however strong it may be at
the roots, is like a vine that reaches out and can find
nothing solid upon which to grow. It cannot support
itself. If faith is to flourish, there must be a conception
of how the universe is governed to support it.
It is these supporting conceptions—the unconscious
assumption that we are related to God as creatures to
creator, as vassals to a king, as children to a father—that
the acids of modernity have eaten away. The modern
man’s daily experience of modernity makes instinctively
incredible to him these unconscious ideas which are at
the core of the great traditional and popular religions.
He does not wantonly reject belief, as so many churchmen
assert. His predicament is much more serious. With the
best will in the world, he finds himself not quite believing.
In the last four hundred years many influences have
conspired to make incredible the idea that the universe is
governed by a kingly person. An account of all of these
influences would be a history of the growth of modern
civilization. I am attempting nothing so comprehensive
or so ambitious. I should like merely to note certain
aspects of that revolutionary change which, as Lord Acton
says, came “unheralded” and “founded a new order of
things ... sapping the ancient reign of continuity.”
For that new order of things has made it impossible for
us to believe, as plainly and literally as our forefathers
did, that the universe is a monarchy administered on this
planet through divinely commissioned, and, therefore,
unimpeachably authoritative ministers.
In a famous passage at the beginning of Heretics,
Mr. Chesterton says that “nothing more strangely indicates
the enormous and silent evil of modern society than
the extraordinary use which is made nowadays of the
word ‘orthodox.’ In former days the heretic was proud
of not being a heretic. It was the kingdom of the world
and the police and the judges who were heretics. He
was orthodox. All the tortures born out of forgotten
hells could not make him admit that he was heretical.
But a few modern phrases have made him boast of it.
He says with a conscious laugh, ‘I suppose I am very
heretical,’ and looks around for applause. The word
‘heresy’ not only means no longer being wrong; it practically
means being clear-headed and courageous.”
Mr. Chesterton goes on to explain that this change of
attitude has come about because “people care less for
whether they are philosophically right than they used to
care.” It may be so. But if they cared as much or more,
it would not help them. To be orthodox is to believe
in the right doctrines and to follow the ancient rules of
living deduced from a divine revelation. The modern
man finds that the doctrines do not fit what he believes
to be true, and that the rules do not show him how to
conduct his life. For he is confronted at every turn with
radical novelties about which his inherited dogma teaches
him something which is plainly unworkable, or, as is even
more often the case, teaches him nothing at all.
In the old world there were, of course, novelties, too.
But the pace of change was so slow that it did not seem
to cause radical change. There was ample time to make
subtle and necessary revisions of the fundamental assumptions
of right and wrong without seeming to challenge
the distinction between right and wrong. Looking back
at it in long perspective we can see now that there was
a constant evolution of the Christian faith from the
Apostles to the later councils of the Church. But in
relation to the life of any individual the change was so
slow that men could honestly believe that the Catholicism
of Hildebrand was identical with the Christianity of Paul.
Men had few means of reconstructing the past, and few
ways of knowing how great was the variety of belief at
any one time within the frontiers of Christendom. Within
their horizon, change came too slowly to seem like change,
because only that seems to move which moves rather fast.
For that reason the large changes which took place were
not vividly realized. The small, quick changes, of which
men were conscious, could therefore easily be made to
seem, especially since men were not too exact and observant,
as inevitable deductions from unchanging premises.
Even in the great arguments over the nature of Christ,
the rights of Church and Empire, the meaning of grace
and transubstantiation, both sides appealed in theory to
the same premises. Each side asserted that it was following
the true revelation. And since ordinary men for the
most part never heard the other side, except from their
own priests and doctors, they had no reason for doubting
that the side on which they happened to find themselves
was absolutely right. They did not have to choose
between competing creeds; they had merely to defend
their creed, which was the true one, against the enemies
of God. And so if they were disturbed by the quarrel,
they were not disturbed much by doubt.
The grand adjustments were taken for granted, and
within that framework men could make the minor adjustments
patiently and elaborately, letting them become
habitual and well-worn. This, perhaps, is the secret of
the charm that an old civilization has for us to-day. We
feel that here is a way of life which men have had time
to refine and to embellish. The modern man in a progressive
community has neither the time nor the energy
for this delightful superficiality. He is too busy solving
fundamental problems. He is so free to question his
premises that he is no longer free to work out his conclusions.
His philosophy of life is like the skyscraper;
it is nine-tenths structure. So much effort has gone into
constructing it, and making it fit to bear the strains, it
is so new and yet it will so soon be out of date, that
nobody is much interested in the character of it. But a
mediæval cathedral, like the mediæval philosophy, was
built slowly over generations and was to last forever; it
is decorated inside and out, where it can be seen and
where it cannot be seen, from the crypt to the roof.
The modern man is an emigrant who lives in a revolutionary
society and inherits a protestant tradition. He
must be guided by his conscience. But when he searches
his conscience, he finds no fixed point outside of it by
which he can take his bearings. He does not really believe
that there is such a point, because he himself has moved
about too fast to fix any point long enough in his mind.
For the sense of authority is not established by argument.
It is acquired by deep familiarity and indurated association.
The ancient authorities were blended with the
ancient landmarks, with fields and vineyards and patriarchal
trees, with ancient houses and chests full of heirlooms,
with churchyards near at hand and their ancestral
graves, with old men who remembered wise sayings they
had heard from wise old men. In that kind of setting it
is natural to believe that the great truths are known and
the big questions settled, and to feel that the dead themselves
are still alive and are watching over the ancient
faith.
But when creeds have to be proved to the doubting
they are already blighted; arguments are for the unbelievers
and the wavering, for those who have never had,
and for those who have lost these primordial attachments.
Faith is not a formula which is agreed to if the weight
of evidence favors it. It is a posture of man’s whole
being which predisposes him to assimilate, not merely
to believe, his creed. When the posture is native to him,
in tune with the rhythm of his surroundings, his faith is
not dependent upon intellectual assent. It is a serene and
whole-hearted absorption, like that of the infant to its
mother, in the great powers outside which govern his
world. When that union of feeling is no longer there,
as it is not there for a large part of our talkative fundamentalist
sects, we may be sure that corrosive doubting
has begun. The unlovely quality of much modern religiosity
is due to these doubts. So much of its belief is
synthetic. It is forced, made, insisted upon, because it
is no longer simple and inevitable. The angry absurdities
which the fundamentalists propound against “evolution”
are not often due to their confidence in the inspiration of
the Bible. They are due to lack of confidence, to doubt
resisted like an annoying tune which a man cannot shake
out of his head. For if the militant fundamentalists were
utterly sure they are right, they would exhibit some of
that composure which the truly devout display. Did they
really trust their God, they would trust laws, politicians,
and policemen less. But because their whole field of consciousness
is trembling with uncertainties they are in a
state of fret and fuss; and their preaching is frousy, like
the seductions of an old coquette.
The American people, more than any other people, is
composed of individuals who have lost association with
their old landmarks. They have crossed an ocean, they
have spread themselves across a new continent. The
American who still lives in his grandfather’s house feels
almost as if he were living in a museum. There are few
Americans who have not moved at least once since their
childhood, and even if they have staid where they were
born, the old landmarks themselves have been carted away
to make room for progress. That, perhaps, is one reason
why we have so much more Americanism than love of
America. It takes time to learn to love the new gas
station which stands where the wild honeysuckle grew.
Moreover, the great majority of Americans have risen in
the world. They have moved out of their class, lifting
the old folks along with them perhaps, so that together
they may sit by the steam pipes, and listen to the crooning
of the radio. But more and more of them have moved
not only out of their class, but out of their culture; and
then they leave the old folks behind, and the continuity
of life is broken. For faith grows well only as it is passed
on from parents to their children amidst surroundings
that bear witness, because nothing changes radically, to a
deep permanence in the order of the world. It is true,
no doubt, that in this great physical and psychic migration
some of the old household gods are carefully packed
up and put with the rest of the luggage, and then
unpacked and set up on new altars in new places. But
what can be taken along is at best no more than the tree
which is above the ground. The roots remain in the soil
where first they grew.
The sidewalks of a city would in any case be a stony
soil in which to transplant religion. Throughout history,
as Spengler points out, the large city has bred heresies,
new cults, and irreligion. Now when we speak of modern
civilization we mean a civilization dominated by the culture
of the great metropolitan centers. Our own civilization
in America is perhaps the most completely urbanized
of all. For even the American farmers, though they live
in the country, tend to be suburban rather than rural. I
am aware of how dominating a role the population outside
the great cities plays in American life. Yet it is in the
large cities that the tempo of our civilization is determined,
and the tendency of mechanical inventions as well
as economic policy is to create an irresistible suction of
the country towards the city.
The deep and abiding traditions of religion belong to
the countryside. For it is there that man earns his daily
bread by submitting to superhuman forces whose behavior
he can only partially control. There is not much he can
do when he has ploughed the ground and planted his
seed except to wait hopefully for sun and rain from the
sky. He is obviously part of a scheme that is greater than
himself, subject to elements that transcend his powers and
surpass his understanding. The city is an acid that dissolves
this piety. How different it is from an ancient
vineyard where men cultivate what their fathers have
planted. In a modern city it is not easy to maintain that
“reverent attachment to the sources of his being and the
steadying of his life by that attachment.” It is not natural
to form reverent attachments to an apartment on a two-year
lease, and an imitation mahogany desk on the thirty-second
floor of an office building. In such an environment
piety becomes absurd, a butt for the facetious, and
the pious man looks like a picturesque yokel or a stuffy
fool.
Yet without piety, without a patriotism of family
and place, without an almost plant-like implication in
unchangeable surroundings, there can be no disposition to
believe in an external order of things. The omnipotence
of God means something to men who submit daily to the
cycles of the weather and the mysterious power of nature.
But the city man puts his faith in furnaces to keep out
the cold, is proudly aware of what bad sewage his ancestors
endured, and of how ignorantly they believed that
God, who made Adam at 9 A.M. on October 23 in the
year 4004 B.C., was concerned with the behavior of Adam’s
children.
Much effort goes into finding substitutes for this radical
loss of association. There is the Americanization
movement, for example, which in some of its public
manifestations has as much resemblance to patriotism as
the rape of the Sabine women had to the love of Dante
for Beatrice. There is the vociferous nationalism of the
hundred percenters which is always most eloquent when
it is about to be most rowdy. There are the anxious outcries
of the sectarians who in their efforts to revive the
religion of their fathers show the utmost contempt for
the aspirations of their sons. There is Mr. Henry Ford
hastily collecting American antiques before his cars
destroy the whole culture which produced them. There
is Mr. Lothrop Stoddard looking every man in the eye
to see whether it is Nordic blue. There are a thousand
and one patently artificial, sometimes earnest, often fantastic
fundamentalist agitations. They are all attempts
to impose quickly by one kind of sophisticated violence
or another a posture of faith which can be genuine only
when it belongs to the unquestioned memories of the soul.
They are a shrill insistence that men ought to feel that
which no man can feel who does not already feel it in the
marrow of his bones.
Novelties crowd the consciousness of modern men.
The machinery of intelligence, the press, the radio, the
moving picture, have enormously multiplied the number
of unseen events and strange people and queer doings
with which he has to be concerned. They compel him
to pay attention to facts that are detached from their
backgrounds, their causes and their consequences, and are
only half known because they are not seen or touched
or actually heard. These experiences come to him having
no beginning, no middle, and no end, mere flashes of
publicity playing fitfully upon a dark tangle of circumstances.
I pick up a newspaper at the start of the day
and I am depressed and rejoiced to learn that: anthracite
miners have struck in Pennsylvania; that a price boost
plot is charged; that Mr. Ziegfeld has imported a blonde
from England who weighs 112 pounds and has pretty
legs; that the Pope, on the other hand, has refused to
receive women in low-necked dress and with their arms
bare; that airplanes are flying to Hawaii; and that the
Mayor says that the would-be Mayor is a liar....
Now in an ordered universe there ought to be place
for all human experiences. But it is not strange that the
modern newspaper reader finds it increasingly difficult
to believe that through it all there is order, permanence,
and connecting principle. Such experience as comes to
him from the outside is a dissonance composed of a thousand
noises. And amidst these noises he has for inner
guidance only a conscience which consists, as he half suspects,
of the confused echoes of earlier tunes.
He cannot look to his betters for guidance. The
American social system is migratory, revolutionary, and
protestant. It provides no recognized leaders and no
clear standards of conduct. No one is recognized as the
interpreter of morals and the arbiter of taste. There is
no social hierarchy, there is no acknowledged ruling class,
no well-known system of rights and duties, no code of
manners. There are smart sets, first families, and successful
people, to whom a good deal of deference is paid
and a certain tribute of imitation. But these leaders have
no real authority in morals or in matters of taste because
they themselves have few standards that are not the
fashions of a season. They exercise, therefore, an almost
autocratic power over deportment at the country club.
But what they believe about God, salvation, or the destiny
of America nobody knows, not even they themselves.
There have been perhaps three ruling classes in America,
the Puritan merchants, the Knickerbocker gentry, and
the Cavalier planters of the South. Each presided for a
few generations over an ordered civilization. But the
New Englanders uprooted themselves and went west, and
those who have been left behind are marooned in a flood
of aliens. The Knickerbocker squirearchy dissolved in the
commercial greatness of New York, and the southern
aristocracy was overthrown and ruined by a social revolution
which culminated in the Civil War. They have
left no successors, and unless and until American society
becomes stabilized once more somewhere for a few generations,
they are not likely to have any successors.
Our rulers to-day consist of random collections of successful
men and their wives. They are to be found in the
inner circles of banks and corporations, in the best clubs,
in the dominant cliques of trade unions, among the political
churchmen, the higher manipulating bosses, the leading
professional Catholics, Baptists, Methodists, Irish,
Germans, Jews, and the grand panjandrums of the
secret societies. They give orders. They have to be consulted.
They can more or less effectively speak for, and
lead some part of, the population. But none of them is
seated on a certain throne, and all of them are forever
concerned as to how they may keep from being toppled
off. They do not know how they happen to be where
they are, although they often explain what are the secrets
of success. They have been educated to achieve success;
few of them have been educated to exercise power. Nor
do they count with any confidence upon retaining their
power, nor of handing it on to their sons. They live,
therefore, from day to day, and they govern by ear. Their
impromptu statements of policy may be obeyed, but
nobody seriously regards them as having authority.
CHAPTER V THE BREAKDOWN OF AUTHORITY — 1. God’s Government — 2. The Doctrine of the Keys — 3. The Logic of Toleration — 4. A Working Compromise — 5. The Effect of Patriotism — 6. The Dissolution of a Sovereignty
The dissolution of the ancestral order is still under
way, and much of our current controversy is between
those who hope to stay the dissolution and those who
would like to hasten it. The prime fact about modernity,
as it presents itself to us, is that it not merely denies the
central ideas of our forefathers but dissolves the disposition
to believe in them. The ancestral tradition still lives in
many corners of the world. But it no longer represents
for us, as it did for Dante and for St. Thomas Aquinas
seven hundred years ago, the triumphant wisdom of the
age. A child born in a modern city may still learn to use
the images of the theological drama, but more or less
consciously he is made to feel that in using them he is
not speaking of things that are literally and exactly true.
Its dogma, as Mr. Santayana once said, is insensibly
understood to be nothing but myth, its miracles nothing
but legend, its sacraments mere symbols, its bible pure
literature, its liturgy just poetry, its hierarchy an administrative
convenience, its ethics an historical accident, and
its whole function simply to lend a warm mystical aureole
to human culture and ignorance. The modern man does
not take his religion as a real account of the constitution,
the government, the history, and the actual destiny of the
universe. With rare exceptions his ancestors did. They
believed that all their activities on this earth had a sequel
in other activities hereafter, and that they themselves in
their own persons would be alive through all the stretches
of infinite time to experience this fulfilment. The sense
of actuality has gone out of this tremendous conception
of life; only the echoes of it persist, and in our memories
they create a world apart from the world in which we do
our work, a noble world perhaps in which it is refreshing
to dwell now and then, and in anxiety to take refuge.
But the spaces between the stars are so great; the earth
is now so small a planet in the skies; man is so close, as
St. Francis said, to his brother the ass, that in the daylight
he does not believe that a great cosmic story is being
unfolded of which his every thought and act is a significant
part. The universe may have a conscious purpose,
but he does not believe he knows just what it is; humanity
may be acting out a divine drama, but he is not certain
that he knows the plot.
There has gone out of modern life a working conviction
that we are living under the dominion of one supreme
ideal, the attainment of eternal happiness by obedience
to God’s will on earth. This conviction found its most
perfect expression in the period which begins with St.
Augustine’s City of God and culminates in the Divine
Comedy of Dante. But the underlying intuitions are to
be found in nearly all popular religion; they are the
creature’s feeling of dependence upon his creator, a sense
that his destiny is fixed by a being greater than himself.
At the bottom of it there is a conviction that the universe
is governed by superhuman persons, that the daily visible
life of the world is constitutionally subject to the laws
and the will of an invisible government. What the
thinkers of the Middle Ages did was to work out in
elaborate detail and in grandiose style the constitutional
system under which supernatural government operates. It
is not fanciful, and I hope not irreverent, to suggest that
the great debates about the nature of the Trinity and the
Godhead were attempts to work out a theory of divine
sovereignty; that the debates about election and predestination
and grace are attempts to work out a theory of
citizenship in a divine society. The essential idea which
dominates the whole speculation is man’s relation to a
heavenly king.
As this idea was finally worked out by the legists and
canonists and scholastics
every ordering of a human community must appear as a
component part of that ordering of the world which exists
because God exists, and every earthly group must appear
as an organic member of that Civitas Dei, that God-State,
which comprehends the heavens and the earth. Then, on
the other hand, the eternal and other-worldly aim and
object of every individual man must, in a directer or an
indirecter fashion, determine the aim and object of every
group into which he enters.
But as there must, of necessity, be connection between
the various groups, and as all of them must be connected
with the divinely ordered Universe, we come by the further
notion of a divinely instituted Harmony which pervades the
Universal Whole and every part thereof. To every Being
is assigned its place in that whole, and to every link between
Beings corresponds a divine decree....
There is no need to suppose that everyone in the Middle
Ages understood the theory, as Gierke describes it here,
in all its architectural grandeur. Nevertheless, the theory
is implicit in the feeling of simple men. It is the logical
elaboration of the fundamental belief that the God who
governs the world is no mere abstraction made up of hazy
nouns and a vague adoration, but that, as Henry Adams
says, he is the feudal seigneur to whom Roland, when he
was dying, could proffer “his right-hand glove” as a last
act of homage, such as he might have made to Charlemagne,
and could pray:
O God the Father who has never lied,
Who raised up Saint Lazarus from death,
And Daniel from the lions saved,
Save my soul from all the perils
For the sins that in my life I did!
The theory of divine government has always presented
some difficulties to human reason, as we can see even
in St. Augustine, who never clearly made up his mind
whether the City of God was the actual church presided
over by the Bishop of Rome or whether it was an ideal
and invisible congregation of the saved. But we may be
sure that to plainer minds it was necessary to believe that
God governs mankind through the agency of the visible
church. The unsophisticated man may not be realistic,
but he is literal; he would be quite incapable, we may
be sure, of understanding what St. Thomas meant when
he asked “why should not the same sacred letter ...
contain several senses founded on the literal?” He would
accept all the senses but he would accept them all literally.
And taking them literally he would have to believe that
if God governs the world, he governs it, not in some obscure
meaning of the term, but that he actually governs
it, as a king who is mightier than Charlemagne, but not
essentially unlike Charlemagne.
The disposition to believe in the rule of God depended,
therefore, upon the capacity to believe in a visible church
upon earth which holds its commission from God. In
some form or another all simple people look to a priestly
caste who make visible the divine power. Without some
such actualization the human imagination falters and becomes
vagrant. The Catholic Church by its splendor and
its power and its universality during the Middle Ages must
have made easily credible the conception of God the
Ruler. It was a government exercising jurisdiction over
the known world, powerful enough to depose princes, and
at its head was the Pope who could prove by the evidence
of scripture that he was the successor to Peter and was the
Vice-gerent of God. To ask whether this grandiose claim
was in fact true is, from the point of view of this argument,
to miss the point. It was believed to be true in the
Middle Ages. Because it was believed, the Church
flourished. Because the Church flourished, it was ever so
much easier to be certain that the claim was true. When
men said that God ruled the world, they had evidence as
convincing as we have when we say that the President is
head of the United States Government; they were convinced
because they came into daily contact with God’s
appointees administering God’s laws.
It is this concrete sense of divine government which
modern men have lost, and it may well be that this is
where the Reformation has exercised its most revolutionary
effect. What Luther did was to destroy the pretensions
not only of the Roman Catholic Church, but of any
church and of any priestly class to administer God’s government
on earth. The Protestant reformers may not have
intended to destroy as deeply as they did; the theocracies
established by Calvin and Knox imply as much. But,
nevertheless, when Luther succeeded in defying the Holy
See by rejecting its claim that it was the exclusive agent of
God, he made it impossible for any other church to set up
the same claim and sustain it for any length of time.
Now Christ says that not alone in the Church is there
forgiveness of sins, but that where two or three are gathered
together in His name, they shall have the right and
the liberty to proclaim and promise to each other comfort
and the forgiveness of sins.... We are not only kings
and the freest of all men, but also priests forever, a dignity
far higher than kingship, because by that priesthood we are
worthy to appear before God, to pray for others, and to teach
one another mutually the things which are of God.
This denial of the special function of the priesthood did
not, of course, originate with Luther. Its historical antecedents
go back to the primitive Christians; there is quotable
authority for it in St. Augustine. It was anticipated
by Wyclif and Huss and by many of the mystics of the
Middle Ages. But Luther, possibly because the times
were ripe for it, translated the denial of the authority of
the priesthood into a political revolution which divided
Christendom. When the Reformation was an accomplished
fact, men looked out upon the world and no
longer saw a single Catholic Apostolic Church as the visible
embodiment of God’s government. A large part of
mankind, and that an economically and politically powerful
part, no longer believed that Christ gave to Simon
Peter and his successors at the Roman See the Keys of the
Kingdom of Heaven with the promise that “whatsoever
thou shalt bind on earth shall be bound in heaven: and
whatsoever thou shalt loose on earth shall be loosed in
heaven.”
As a result of the great religious wars the governing
classes were forced to realize that unless they consented
to the policy of toleration they would be ruined. There
is no reason to suppose that except among a few idealists
toleration has ever been much admired as a principle. It
was originally, and in large measure it still is, nothing but
a practical necessity. For in its interior life no church can
wholly admit that its rivals may provide an equally good
vehicle of salvation.
Martin Luther certainly had none of the modern notion
that one church is about as good as the next. To be sure
he appealed to the right of private judgment, but he made
it plain nevertheless that in his opinion “pagans or Turks
or Jews or fake Christians” would “remain under eternal
wrath and an everlasting damnation.” John Calvin let it
be known in no uncertain tone that he did not wish any
new sects in Geneva. Milton, writing his beautiful essay
on liberty, drew the line at Papists. And in our own day
the Catholic Encyclopedia says in the course of an eloquent
argument for practical civic toleration that “as the
true God can tolerate no strange gods, the true Church
of Christ can tolerate no strange churches beside herself,
or, what amounts to the same, she can recognize none
as theoretically justified.” This is the ancient dogma that
outside the church there is no salvation—extra ecclesiam
nulla salus. Like many another dogma of the Roman
church, it is not even in theory absolutely unbending.
Thus it appears from the allocution of Pope Pius IX,
Singulari quadam (1854), that “those who are ignorant
of the true religion, if their ignorance is invincible (which
means, if they have never had a chance to know the true
religion) are not, in this matter, guilty of any fault in the
sight of God.”
As a consequence of the modern theory of religious
freedom the churches find themselves in an anomalous
position. Inwardly, to their communicants, they continue
to assert that they possess the only complete version of the
truth. But outwardly, in their civic relations with other
churches and with the civil power, they preach and practice
toleration. The separation of church and state involves
more than a mere logical difficulty for the churchman.
It involves a deep psychological difficulty for the
members of the congregation. As communicants they are
expected to believe without reservation that their church
is the only true means of salvation; otherwise the multitude
of separate sects would be meaningless. But as citizens
they are expected to maintain a neutral indifference
to the claims of all the sects, and to resist encroachments
by any one sect upon the religious practices of the others.
This is the best compromise which human wisdom has as
yet devised, but it has one inevitable consequence which
the superficial advocates of toleration often overlook. It
is difficult to remain warmly convinced that the authority
of any one sect is divine, when as a matter of daily experience
all sects have to be treated alike.
The human soul is not so divided in compartments that
a man can be indifferent in one part of his soul and firmly
believing in another. The existence of rival sects, the
visible demonstration that none has a monopoly, the habit
of neutrality, cannot but dispose men against an unquestioning
acceptance of the authority of one sect. So many
faiths, so many loyalties, are offered to the modern man
that at last none seems to him wholly inevitable and fixed
in the order of the universe. The existence of many
churches in one community weakens the foundation of all
of them. And that is why every church in the heyday of
its power proclaims itself to be catholic and intolerant.
But when there are many churches in the same community,
none can make wholly good the claim that it is
catholic. None has that power to discipline the individual
which a universal church exercises. For, as Dr. Figgis
puts it, when many churches are tolerated, “excommunication
has ceased to be tyrannical by becoming futile.”
If the rival churches were not compelled to tolerate
each other, they could not, consistently with their own
teaching, accept the prevailing theory of the public school.
Under that theory the schools are silent about matters
of faith, and teachers are supposed to be neutral on the
issues of history and science which bear upon religion.
The churches permit this because they cannot agree on the
dogma they would wish to have taught. The Catholics
would rather have no dogma in the schools than
Protestant dogma; the fundamentalists would rather have
none than have modernist. This situation is held to be a
good one. But that is only because all the alternatives
are so much worse. No church can sincerely subscribe to
the theory that questions of faith do not enter into the
education of children.
Wherever churches are rich enough to establish their
own schools, or powerful enough to control the public
school, they make short work of the “godless” school.
Either they establish religious schools of their own, as
the Catholics and Lutherans have done, or they impose
their views on the public schools as the fundamentalists
have done wherever they have the necessary voting
strength. The last fight of Mr. Bryan’s life was made on
behalf of the theory that if a majority of voters in Tennessee
were fundamentalists then they had the right to
make public education in Tennessee fundamentalist too.
One of the standing grievances of the Catholic Church
in America is that Catholics are taxed to support schools
to which they cannot conscientiously send their children.
As a matter of fact non-sectarianism is a useful political
phrase rather than an accurate description of what goes on
in the schools. If there is teaching of science, that teaching
is by implication almost always agnostic. The fundamentalists
point this out, and they are quite right. The
teaching of history, under a so-called non-sectarian policy,
is usually, in this country, a rather diluted Protestant version
of history. The Catholics are quite right when they
point this out. Occasionally, it may be, a teacher of
science appears who has managed to assimilate his science
to his theology; now and then a Catholic history teacher
will depart from the standard textbooks to give the Catholic
version of disputed events during the last few hundred
years. But the chief effect of the non-sectarian policy is
to weaken sectarian attachment, to wean the child from
the faith of his fathers by making him feel that patriotism
somehow demands that he shall not press his convictions
too far, that commonsense and good fellowship mean
that he must not be too absolute. The leaders of the
churches are aware of this peril. Every once in a while
they make an effort to combat it. Committees composed
of parsons, priests, and rabbis appear before the school
boards and petition that a non-sectarian God be worshipped
and the non-controversial passages of the Bible
be read. They always agree that the present godless
system of education diminishes the sanctions of morality
and the attendance at their respective churches. But they
disagree when they try to agree on the nature of a neutral
God, and they have been known to dispute fiercely about
a non-controversial text of the Ten Commandments. So,
if the sects are evenly balanced, the practical sense of
the community turns in the end against the reform.
Modern governments are not merely neutral as between
rival churches. They draw to themselves much of the
loyalty which once was given to the churches. In fact it
has been said with some truth that patriotism has many
of the characteristics of an authoritative religion. Certainly
it is true that during the last few hundred years
there has been transferred to government a considerable
part of the devotion which once sustained the
churches.
In the older world the priest was a divinely commissioned
agent and the prince a divinely tolerated power.
But by the Sixteenth Century Melanchthon, a friend of
Luther’s, had denied that the church could make laws
binding the conscience. Only the prince, he said, could
do that. Out of this view developed the much misunderstood
but essentially modern doctrine of the divine right
of kings. In its original historic setting this doctrine was
a way of asserting that the civil authority, embodied in
the king, derived its power not from the Pope, as God’s
viceroy on earth, but by direct appointment from God
himself. The divine right of kings was a declaration of
independence as against the authority of the church.
This heresy was challenged not only by the Pope, but by
the Presbyterians as well. And it was to combat the
Presbyterian preachers who insisted on trying to dictate
to the government that King James I wrote his True Law
of Free Monarchy, asserting the whole doctrine of the
Divine Right of Kings.
In the Religious Peace of Augsburg an even more destructive
blow was struck at the ancient claim of the
church that it is a universal power. It was agreed that
the citizen of a state must adopt the religion of his king.
Cuius regio ejus religio. This was not religious liberty
as we understand it, but it was a supreme assertion of the
civil power. Where once the church had administered
religion for the multitude, and had exercised the right to
depose an heretical king, it now became the prerogative
of the king to determine the religious duties of his subjects.
The way was open for the modern absolute state,
a conception which would have been entirely incomprehensible
to men who lived in the ages of faith.
We must here avoid using words ambiguously. When
I speak of the absolute state, I do not refer to the constitutional
arrangement of powers within the state. It is
of no importance in this connection whether the absolute
power of the state is exercised by a king, a landed aristocracy,
bankers and manufacturers, professional politicians,
soldiers, or a random majority of voters. It does
not matter whether the right to govern is hereditary or
obtained with the consent of the governed. A state is
absolute in the sense which I have in mind when it claims
the right to a monopoly of all the force within the community,
to make war, to make peace, to conscript life,
to tax, to establish and disestablish property, to define
crime, to punish disobedience, to control education, to
supervise the family, to regulate personal habits, and to
censor opinions. The modern state claims all these
powers, and in the matter of theory there is no real difference
in the size of the claim between communists,
fascists, and democrats. There are lingering traces in the
American constitutional system of the older theory that
there are inalienable rights which government may not
absorb. But these rights are really not inalienable because
they can be taken away by constitutional amendment.
There is no theoretical limit upon the power of the ultimate
majorities which create civil government. There
are only practical limits. They are restrained by inertia,
and by prudence, even by good will. But ultimately
and theoretically they claim absolute authority as against
all foreign states, as against all churches, associations,
and persons within their jurisdiction.
The victory of the civil power was not achieved everywhere
at the same time. Spasmodically, with occasional
setbacks, but in the long run irresistibly, the state has
attained supremacy. In the feudal age the monarch was
at no time sovereign. The Pope was the universal lawgiver,
not only in what we should call matters of faith,
but in matters of business and politics as well. As late as
the beginning of the Seventeenth Century, Pope Paul V
insisted that the Doge of the Venetian Republic had no
right to arrest a canon of the church on the charge of flagrant
immorality. When, nevertheless, the canon was
arrested, the Pope laid Venice under an interdict and
excommunicated the Doge and the Senate. But the
Venetian Government answered that it was founded on
Divine Right; its title to govern did not come from the
church. In the end the Pope gave way, and “the reign
of the Pope,” says Dr. Figgis, “as King of Kings was
over.”
It was as a result of the loss of its civil power that the
Roman Church evolved the modern doctrine of infallibility.
This claim, as Dr. Figgis points out, is not the
culmination but the (implicit) surrender of the notions
embodied in the famous papal bull, Unam Sanctam. The
Pope could no longer claim the political sovereignty of
the world; he then asserted supreme rights as the religious
teacher of the Catholic communion. “The Pope, from
being the Lord of Lords, has become the Doctor of Doctors.
From being the mother of states, the Curia
has become the authoritative organ of a teaching
society.”
Thus there has gradually been dissolving the conception
that the government of human affairs is a subordinate part
of a divine government presided over by God the King.
In place of one church which is sovereign over all men,
there are now many rival churches, rival states, voluntary
associations, and detached individuals. God is no longer
believed to be a universal king in the full meaning of the
word king, and religious obedience is no longer the central
loyalty from which all other obligations are derived. Religion
has become for most modern men one phase in a
varied experience; it no longer regulates their civic duties,
their economic activities, their family life, and their opinions.
It has ceased to have universal dominion, and is now
held to be supreme only within its own domain. But there
is much uncertainty as to what that domain is. In actual
affairs, the religious obligations of modern men are often
weaker than their social interests and generally weaker
than the fiercer claims of patriotism. The conduct of the
churches and of churchmen during the War demonstrated
that fact overwhelmingly. They submitted willingly or
unwillingly to the overwhelming force of the civil power.
Against this force many men claim the right of revolution,
or at least the right of passive resistance and conscientious
objection. Sometimes they base their claims upon a religious
precept which they hold sacred. But even in their
disobedience to Caesar they are forced to acknowledge that
loyalty in the modern world is complex, that it has become
divided and uncertain, and that the age of faith which was
absolute is gone for them. However reverent they may be
when they are in their churches, they no longer feel wholly
assured when they listen to the teaching that these are the
words of the ministers of a heavenly king.
CHAPTER VI LOST PROVINCES — 1. Business — 2. The Family — 3. Art
In any scheme of things where the churches, as agents
of God, assert the right to speak with authority about the
conduct of life they should be able to lay down rules about
the way business shall be carried on. The churches once
did just that. In some degree they still attempt to do it.
But the attempts have grown feebler and feebler. In the
last six hundred years the churches have fought a losing
battle against the emancipation of business from religious
control.
The early Christian writers looked upon business as a
peril to the soul. Although the church was in itself,
among other things, a large business corporation, they did
not countenance business enterprise. Money-making they
called avarice and money-lending usury, just as they spoke
of lust when they meant sexual desire. They had sound
reasons of their own for this attitude. They knew from
observation, perhaps even from introspection, that the desire
for riches is so strong a passion that men possessed by
it will devote only their odd moments to God. The objection
to a business career was like the objection to fornication;
it diverted the energies of the soul.
There were, no doubt, worldly reasons as well which
account for the long resistance of the mediæval Church
to what we now regard as the highest form of capitalistic
endeavor. The Church belonged to the feudal system.
The Pope and his bishops were in fact great feudal lords.
They thrived best in a social order where men lived upon
the land. They had a premonition that the rise of capitalism,
with its large cities, its financiers, merchants, and proletarian
workers, was bound to weaken the secular authority
of the church and to dissolve the influence of religion
in men’s lives. They failed in their resistance, but surely
one can hardly say that their vision was not prophetic.
The drastic legislation of the church against business
was enacted in the early days of capitalism; it was
inspired, like the English corn laws and many another
agrarian measure, by a determination to preserve a landed
order of society. Thus in discussing whether money might
properly be loaned out at interest Pope Innocent IV argued
that if this were permitted “men would not give
thought to the cultivation of their land, except when they
could do naught else ... even if they could get land to
cultivate, they would not be able to get the beasts and implements
for cultivating it, since the poor themselves
would not have them, and the rich, both for the sake of
profit and security, would put their money into usury
rather than into smaller and more risky investments.” The
argument is the same as that which the American farmer
makes when he complains that the bankers in Wall Street
prefer to lend money to business men and to speculators
rather than to farmers.
But the solid reasons which once inspired the church’s
opposition to business do not concern us here. The opposition
was unsuccessful, the reasons were forgotten, and
the old pronouncements against usury were looked upon
as quaint and unworldly. For the new economic order
which displaced feudalism, the Catholic Church, at least,
had no program. It did not adapt itself readily to the
spirit of commercial enterprise which captured the active
minds of Northern Europe. The Protestant churches did
adapt themselves and contrived to preach a gospel which
encouraged, where Roman Catholicism had discouraged,
the enterprising business man. They preached the divine
duty of labor. “At the day of doom,” said John Bunyan,
“men shall be judged according to their fruits. It will not
be said then, Did you Believe? But, were you Doers, or
Talkers only?” As this preaching became more concrete,
to be a doer meant to do work and make money. Baxter
in his Christian Directory wrote that “if God show you a
way in which you may lawfully get more than in another
way (without wrong to your soul or to any other), if you
refuse this, and choose the less gainful way, you cross one
of the ends of your calling, and you refuse to be God’s
steward.” Richard Steele in The Tradesman’s Calling
pointed out that the virtues enjoined on Christians—diligence,
moderation, sobriety, and thrift—are the very qualities
which are most needed for commercial success. For
“godly wisdom ... comes in and puts due bounds” to
his expenses, “and teaches the tradesman to live rather
somewhat below than at all above his income.”
However edifying such doctrine may have been, it was
clearly an abandonment of the right, once so eloquently
asserted by the church, that it had the authority to regulate
business in the interest of man’s spiritual welfare.
That right is still sometimes asserted. Sermons are still
preached about business ethics; there are programs of
Christian socialism and Christian capitalism. Churchmen
still interest themselves, often very effectively, to reform
some flagrant industrial abuse like the sweating of
women and children. But the modern efforts to moralize
business and to subordinate profit-seeking to humane ends
are radically different from those of the mediæval church.
They are admittedly experimental—that is to say, debatable—since
they do not derive their authority from revelation.
And they are presented as an appeal to reason, to
conscience, to generosity, not as the commandments of
God. The Council of Vienna in 1312 declared that any
ruler or magistrate who sanctioned usury and compelled
debtors to observe usurious contracts would be excommunicated;
all laws which sanctioned money-lending at interest
were to be repealed within three months. The
churches do not speak in that tone of voice to-day.
Thus if an organization like the Federal Council of
Churches of Christ is distressed by, let us say, the labor
policy of a great corporation, it inquires courteously of
the president’s secretary whether it would not be possible
for him to confer with a delegation about the matter.
If the churchmen are granted an interview, which is
never altogether certain, they have to argue with the business
man on secular grounds. Were they to say that the
eight-hour day was the will of God, he would conclude
they were cranks, he would surreptitiously press the buzzer
under his desk, and in a few moments his secretary
would appear summoning him to an important board
meeting. They have to argue with him, if they are to obtain
a hearing, about the effect on health, efficiency, turnover,
and other such matters which are worked up for them
by economists. As churchmen they have kindly impulses,
but there is no longer a body of doctrine in the churches
which enables them to speak with authority.
The emancipation of business from religious control is
perhaps even more threatening to the authority of the
churches than the rivalry of sects or the rise of the civil
power. Business is a daily occupation; government meets
the eye of the ordinary men only now and then. That the
main interest in the waking life of most people should be
carried on wholly separated from the faith they profess
means that the churches have lost one of the great provinces
of the human soul. The sponsors of the Broadway
Temple in New York City put the matter in a thoroughly
modern, even if it was a rather coarse, way when they proclaimed
a campaign to sell bonds as “a five percent investment
in your Fellow Man’s Salvation—Broadway Temple
is to be a combination of Church and Skyscraper, Religion
and Revenue, Salvation and 5 Percent—and the 5 percent
is based on ethical Christian grounds.” The five percent,
they hastened to add, was also based on a gilt-edged real-estate
mortgage; the salvation, however, was, we may
suppose, a speculative profit.
The family is the inner citadel of religious authority
and there the churches have taken their most determined
stand. Long after they had abandoned politics to Caesar
and business to Mammon, they continued to insist upon
their authority to fix the ideal of sexual relations. But
here, too, the dissolution of their authority has proceeded
inexorably. They have lost their exclusive right
to preside over marriages. They have not been able to
maintain the dogma that marriage is indissoluble. They
are not able to prevent the remarriage of divorced persons.
Although in many jurisdictions fornication and adultery
are still crimes, there is no longer any serious attempt to
enforce the statutes. The churches have failed in their insistence
that sexual intercourse by married persons is a sin
unless it is validated by the willingness to beget a child.
Except to the poorest and most ignorant the means of preventing
conception are available to all. There is no longer
any compulsion to regard the sexual life as within the
jurisdiction of the commissioners of the Lord.
Religious teachers knew long ago what modern psychologists
have somewhat excitedly rediscovered: that there is
a very intimate connection between the sexual life and the
religious life. Only men living in a time when religion
has lost so much of its inward vitality could be shocked at
this simple truth, for the churches, when their inspiration
was fresh, have always known it. That is why they have
laid such tremendous emphasis upon the religious control
of sexual experience, have extolled chastity, have preached
continence after marriage except where parenthood was in
view, have inveighed against fornication, adultery, divorce,
and all unprocreative indulgence, have insisted that marriages
be celebrated within the communion, have upheld
the parental authority over children. They were not prudish.
That is a state of mind which marks the decay of
vigorous determination to control the sexual life. The
early teachers did not avert their eyes. They did not mince
their words. For they knew what they were doing.
Men like St. Paul and St. Augustine knew in the most
direct way what sexual desire can do to distract the religious
life; how if it is not sternly regulated, and if it is
allowed to run wild, it intoxicates the whole personality
to the exclusion of spiritual interests. They knew, too,
although perhaps not quite so explicitly, that these same
passions, if they are repressed and redirected, may come
forth as an ecstasy of religious devotion. They were not
reformers. They did not think of progress. They did not
suppose that the animal in man could somehow be refined
until it was no longer animal. When Paul spoke of the
law of his members warring against the law of his mind,
and bringing him into captivity to the law of sin, he had
made a realistic observation which any candid person can
verify out of his own experience. There was no vague
finical nonsense about this war of the members against the
inward man seeking delight in the law of God.
If the sexual impulse were not deeply related to the religious
life, the preoccupation of churchmen with it throughout
the ages would be absurd. They have not been preoccupied
in any comparable degree with the other physiological
functions of the body. They have concerned
themselves somewhat with eating and drinking, for gluttony
and drunkenness can also distract men from religion.
But hunger and thirst are minor passions, far more easily
satisfied than lust, and in no way so pervasive and imperious.
The world, the flesh, and the devil may usually be
taken to mean sexual desire. Around it, then, the churches
have built up a ritual, to dominate it lest they be dominated
by it. Tenaciously and with good reason they have
fought against surrendering their authority.
With equally great insight they have kept the closest
possible association with family life especially during the
childhood of the offspring. Here again they anticipated
by many long ages the discoveries of modern psychologists.
They have always known that it is in the earliest years,
before puberty, that tradition is transmitted. Much is
learned after puberty, but in childhood education is more
than mere learning. There education is the growth of the
disposition, the fixing of the prejudices to which all later
experience is cumulative. In childhood men acquire the
forms of their seeing, the prototypes of their feeling, the
style of their character. There presumably the very pattern
of authority itself is implanted by habit, fitted to the
model presented by the child’s parents. There the assumption
is fixed that there are wiser and stronger beings
whom, in the nature of things, one must obey. There the
need to obey is fixed. There the whole drift of experience
is such as to make credible the idea that above the child
there is the father, above the father a king and the wise
men, above them all a heavenly Father and King.
It is plain that any change which disturbs the constitution
of the home will tend profoundly to alter the
child’s sense of what he may expect the constitution of
the universe to be. There are many disturbing changes
of which none is more important surely than the emancipation
of women. The God of popular religion has
usually been an elderly male. There have been some female
divinities worshipped in different parts of the world
as there have been matriarchal societies. But by and
large the imagination of men has conceived God as a
father. They have magnified to a cosmic scale what they
had seen at home. It was the male who created the child.
It was his seed that the mother cherished in her womb.
It was the male who provided for the needs of the family,
even if the woman did the hard work. It was the
male who fended off enemies. It was the male who laid
down the law. It was the name of the male parent which
was preserved and passed on from generation to generation.
Everything conspired to fix the belief that the true
order of life was a hierarchy with a man at the apex.
This general notion becomes less and less credible as
women assert themselves. The child of the modern
household is soon made to see that there are at least two
persons who can give him orders, and that they do not
always give him the same ones. This does not educate
him to believe that there is one certain guide to conduct
in the universe. There are likely to be two guides to
conduct in his universe, as women insist that they are independent
personalities with minds of their own. This
insistence, moreover, tends rather to disarrange the notion
that the father is the creator of the child. An observant
youngster, especially in these days of frank talk about sex,
soon becomes aware of the fact that the role of the male
in procreation is a relatively minor one. But most disturbing
of all is the very modern household in which the
woman earns her own living. For here the child is deprived
of the opportunity, which is so conducive to belief
in authority, of seeing daily that even his mother is dependent
upon a greater person for the good things in life.
Although women, by and large, are by no means able
to earn as much money as men, the fact which counts is
that they can earn enough to support themselves. They
may not actually support themselves. But the knowledge
that they could, as it becomes an accepted idea in society,
has revolutionary consequences. In former times the
woman was dependent upon her husband for bed, board,
shelter, and clothing. Her whole existence was determined
by her mating; her sexual experience was an integral
part of her livelihood and her social position. But
once it had become established that a woman could live
without a husband, the intimate connection between her
sex and her career began to dissolve.
The invention of dependable methods of preventing
conception has carried this dissolution much further.
Birth control has separated the sexual act from the whole
series of social consequences which were once probable
if not inevitable. For with the discovery that children
need be born only when they are wanted, the sexual experience
has become increasingly a personal and private
affair. It was once an institutional affair—for the woman.
For the man, from time immemorial, there have been two
sorts of sexual experience—one which had no public consequences,
and one which entailed the responsibilities of a
family. The effect of the modern changes, particularly of
woman’s economic independence and of birth control, is to
equalize the freedom and the obligations of men and
women.
That the sexual life has become separated from parenthood
and that therefore it is no longer subject to external
regulation, is evident. While the desires of men and
women for each other were links in a chain which included
the family and the household and children, authority, and
by that token religious authority, could hope to fix the sexual
ideal. When the chain broke, and love had no consequences
which were not too subtle for the outsider to
measure, the ideal of love was fixed not by the church
in the name of God, but by prudence, convention, the
prevailing rules of hygiene, by taste, circumstances, and
personal sensibility.
(a) The Disappearance of Religious Painting
To walk through a museum of Western European art is
to behold a peculiarly vivid record of how the great
themes of popular religion have ceased to inspire the imagination
of modern men. One can visualize there the whole
story of the dissolution of the ancestral order and of our
present bewilderment. One can see how toward the close
of the Fifteenth Century the great themes illustrating the
reign of a heavenly king and of the drama of man’s salvation
had ceased to be naively believed; how at the close
of the next century which witnessed the Reformation and
the Counter-Reformation, the beginnings of modern
science, the growth of cities, and the rise of capitalism,
religious painting ceased to be the concern of the best
painters; and finally how in the last hundred years
painters have illustrated by feverish experimentation the
modern man’s effort to find an adequate substitute for the
organizing principle of the religion which he has lost.
It has been said by way of explanation that painters
must sell their work, and they must, therefore, paint what
the rich and powerful will buy. Thus it is pointed out that
in the Middle Ages they worked under the patronage of
the Church; in the Renaissance their patrons were paganized
princes and popes, and artists made pictures which,
even when the theme was religious, were no longer Christian
in spirit. Later in the north of Europe the bourgeoisie
acquired money and station, and the Dutch painters did
their portraits, and made faithful representations of their
kitchens and their parlors. A little later French painters
at the Court of Versailles made pictures for courtiers, and
in our time John Sargent painted the wives of millionaires.
To say all this is to say that the ruling classes in
the modern world are no longer interested in pictures
which illustrate or are inspired by the religion they profess.
This attempt at an explanation in terms of supply and
demand may or may not be sound for the ordinary run of
painters. It leaves out of account, however, those very
painters who are the most significant and interesting. It
leaves out of account the painters who, by heroic refusal
to supply the existing market, deserve universal respect,
and in many cases have won an ultimate public vindication.
These men do not fit into the theory of supply and
demand, for they endured poverty and derision in order
to paint what they most wanted to paint. They are not of
the tribe, which Mr. Walter Pach calls Ananias, who betray
the truth that is in them. But for that truth they did
not draw upon the themes nor the sense of life which
almost all of them must have been taught when they were
children. They did not paint religious pictures. They
painted landscapes, streets, interiors, still life, heads, persons,
nudes. Whatever else they perceived and tried to
express, they did not see their objects in the perspective of
human destiny and divine government. There is no
reason, then, to say that religious painting, even in the
broadest sense of the term, has disappeared because there
is no effective demand for it. Obviously it has disappeared
because the will to produce it has disappeared.
(b) The Loss of a Heritage
In setting the religious tradition aside as something
with which they are not concerned when they are at work,
artists are merely behaving like modern men. It is plain
that the religious tradition has become progressively less
relevant to anyone who as painter or sculptor is engaged in
making images. This is a direct result of that increasing
sophistication of religious thought which was signalized
in Europe by the iconoclasm of the Protestant reformers
and the puritanism of the Catholic Counter-Reformation.
Before the acids of modernity had begun to dissolve the
organic reality of the ancient faith, there was no difficulty
about picturing God the Father as a patriarch and the Virgin
Mary as a young blonde Tuscan mother. There was
no disposition to disbelieve, and so the imagination was
at once nourished by a great heritage of ideas and yet
free to elaborate it. But when the authority of the old
beliefs was challenged, a great literature of controversy
and definition was let loose upon the world. And from
the point of view of the artist the chief effect of this effort
to argue and to state exactly, to defend and to rebut, was
to substitute concepts for pictorial ideas. When the nature
of God became a matter of definition, it was obviously
crude and illiterate to represent him as a benign old man.
Thus the more the theologians refined the dogmas of their
religion the more impossible they made it for painters to
express its significance. No painter who ever lived could
make a picture which expressed the religion of the Rev.
Harry Emerson Fosdick. There is nothing there which
the visual imagination can use.
Painters have, therefore, a rather better reason than
most men for having turned their backs upon the religious
tradition. They can say with a clear conscience that the
contemporary churches have removed from that tradition
those very qualities which once made it an inexhaustible
source of artistic inspiration. They need only point to
modern religious writing in their own support: at its best
it has the qualities of an impassioned argument and more
often it is intolerably flat and vague because in our intellectual
climate skepticism dissolves the concreteness of the
imagery and leaves behind sonorous adjectives and opaque
nouns.
The full effects of this separation of the artist from the
ancient traditions of Christendom have been felt only in
the last two or three generations. It is no doubt true that
the modern disbelief had its beginnings many generations
ago, perhaps in the Fifteenth Century, but the momentum
of the ancient faith was so great that it took a long time,
even after corrosive doubt had started, before its influence
came to an end. The artists of the Seventeenth and Eighteenth
Centuries may not have been devout, but they lived
in a society in which the forms of the old order, the hierarchy
of classes, the sense of authority, and the general
fund of ideas about human destiny, still had vast prestige.
But in the Nineteenth Century that old order was almost
completely dissolved and the prestige of its ideas destroyed.
The artist of the last two or three generations has
confronted the world without any accepted understanding
of human life. He has had to improvise his own understanding
of life. That is a new thing in the experience of
artists.
(c) The Artist Formerly
In 787 the Second Council of Nicæa laid down the
rule which for nearly five hundred years was binding upon
the artists of Christendom:
The substance of religious scenes is not left to the initiative
of the artists: it derives from the principles laid down
by the Catholic Church and religious tradition.... His
art alone belongs to the painter, its organization and
arrangement belong to the clergy.
This was a reasonable rule, since the Church and not the
individual was held to be the guardian of those sacred
truths upon which depended the salvation of souls and the
safety of society. The notion had occurred to nobody that
the artist was divinely inspired and knew more than the
doctors of the church. Therefore, the artist was given
careful specifications as to what he was to represent.
Thus when the Church of St. Urban of Troyes decided
to order a set of tapestries illustrating the story of St.
Valerian and of his wife, St. Cecilia, a learned priest was
deputed to draw up the contract for the artist. In it he
wrote among other specifications that: “there shall be portrayed
a place and a tabernacle in the manner of a beautiful
room, in which there shall be St. Cecilia, humbly on
her knees with her hands joined, praying to God. And
beside her shall be Valerian expressing great admiration
and watching an angel which, being above their heads,
should be holding two crowns made of lilies and of roses,
which he will be placing the one on the head of St. Cecilia
and the other on the head of Valerian, her husband....”
The rest, one might suppose, was left to the artist’s
imagination. But it was not. Having been given his subject
matter and his theme, he was bound further by strict
conventions as to how sacred subjects were to be depicted.
Jesus on the Cross had to be shown with his mother on
the right and St. John on the left. The centurion pierced
his left side. His nimbus contained a cross, as the mark
of divinity, whereas the saints had the nimbus without a
cross. Only God, the angels, Jesus Christ, and the Apostles
could be represented with bare feet; it was heretical to depict
the Virgin or the Saints with bare feet. The purpose
of these conventions was to help the spectator identify the
figures in the picture. Thus St. Peter was given a short
beard and a tonsure; St. Paul was bald and had a long
beard. It is possible that these conventions, which were
immensely intricate, were actually codified in manuals
which were passed on from master to apprentice in the
workshops.
As a general rule the ecclesiastics who drew up specifications
did not invent the themes. Thus the learned priest
who drafted the contract for the tapestry of St. Cecilia drew
his material from the encyclopedia of Vincent de Beauvais.
This was a compendium of universal knowledge
covering the whole of history from Creation to the Last
Judgment. It was a source book to which any man could
turn in order to find the truth he happened to need. It
contained all of human knowledge and the answer to all
human problems. By the Thirteenth Century there were
a number of these encyclopedias, of which the greatest was
the Summa of St. Thomas Aquinas. From these books
churchmen took the themes which they employed their
artists to embellish. The artist himself had no concern as
to what he would paint, nor even as to how he would paint
it. That was given, and his energies could be employed
without the travail of intellectual invention, upon the task
of expressing a clear conception in well-established forms.
It must not be supposed, of course, that either doctrines,
lore, or symbolism were uniformly standardized and
exactly enforced. In an age of faith, contradictions and
discrepancies are not evident; they are merely variations
on the same theme. Thus, while it may be true that enthusiastic
mediævalists like M. Mâle have exaggerated
the order and symmetry of the mediæval tradition, they
are right, surely, on the main point, which is that the organic
character of the popular religion provided a consensus
of feeling about human destiny which, in conjunction
with the resources of the popular lore, sustained and
organized the imagination of mediæval artists. Because
religious faith was simple and genuine, it could absorb
and master almost anything. Thus the clergy ruled the
artists with a relatively light hand, and they were not
disturbed if, in illuminating the pages of a Book of Hours,
the artist adorned the margins with a picture of Bacchus
or the love of Pyramus and Thisbe.
It was only when the clergy had been made self-conscious
by the controversies which raged around the Reformation
that they began in any strict and literally-minded
modern sense to enforce the rule laid down at Nicæa in
787. At the Council of Trent in 1563 the great liberty of
the artist within the Christian tradition came to an end:
The Holy Council forbids the placing in a church of any
image which calls to mind an erroneous dogma which might
mislead the simple-minded. It desires that all impurity be
avoided, that provocative qualities be not given to images.
In order to insure respect for its decisions, the Holy Council
forbids anyone to place or to have placed anywhere, and
even in churches which are not open to the public, any
unusual image unless the bishop has approved it.
In theory this decree at Trent is not far removed from
the decree at Nicæa nearly one thousand years earlier.
But in fact it is a whole world removed from it. For the
dogmas at Nicæa rested upon naive faith and the dogmas
at Trent rested upon definition. The outcome showed the
difference, for within a generation Catholic scholars made
a critical survey of the lore which mediæval art had employed,
and on grounds of taste, doctrine, and the like,
condemned the greater part of it. After that, as M.
Mâle says, there might still be artists who were Christians
but there was no longer a Christian art.
(d) The Artist as Prophet
Whether the necessity of creating his own tradition is a
good or a bad thing for the artist, there can be no doubt
that it is a novel thing and a burdensome one. Artists
have responded to it by proclaiming one of two theories:
they have said that the artist, being a genius, was a
prophet; when they did not say that, they said that religion,
morality, and philosophy were irrelevant, and that
art should be practiced for art’s sake. Both theories are
obviously attempts to find some personal substitute for
those traditions upon which artists in all other ages have
been dependent.
The theory of the artist as prophet has this serious defect:
there is practically no evidence to support it. Why
should there be? What connection is there between the
capacity to make beautiful objects and the capacity to discover
truth? Surely experience shows that it is something
of a marvel when a great artist appears who, like Leonardo
or Goethe, is also an original and important thinker. Indeed,
it is reasonable to ask whether the analysis and abstraction
which thinking involves are not radically different
psychological processes from the painter’s passionate
appreciation of the appearance of things. Certainly to
think as physicists think is to strip objects of all their secondary
characters, not alone of their emotional significance,
but of their color, their texture, their fragrance, and
even of their superficial forms. The world as we know it
through our senses has completely disappeared before the
physicist begins to think about it. And in its place there
is a collection of concepts which have no pictorial value
whatsoever. These concepts are by definition incapable
of being visualized, and when as a concession to human
weakness, his own or his pupil’s, the scientist constructs a
mechanical model to illustrate an idea, this model is at
best a crude analogy, and in no real sense the portrait of
that idea.
Thus when Shelley made Earth say:
I spin beneath my pyramid of night,
Which points into the heavens ...
he borrowed an image from astronomy. But this image,
which is, I think, superb poetry, radically alters the original
scientific idea, for it introduces into a realm of purely
physical relations the notion of a gigantic spectator with a
vastly magnified human eye. There are, no doubt, many
other concepts in science which, if poets knew more
science, would lend themselves to translation into equally
noble images. But these images would not state the scientific
truth.
The current belief that artists are prophets is an inheritance
from the time when science had no critical method
of its own, and poets, being reflective persons, had at
least as good a chance as anyone else of stumbling upon
truths which were subsequently verified. It is due in some
measure also to the human tendency to remember the
happy guesses of poets and to forget their unhappy ones,
a tendency which has gone far to sustain the reputations
of fortune-tellers, oracles, and stockbrokers. But above
all, the reputation of the artist as one who must have wisdom
is sustained by a rather genial fallacy: he finds expression
for the feelings of the spectator, and the spectator
rather quickly assumes that the artist has found an explanation
for the world.
Yet unless I am greatly mistaken the modern painter
has ceased not only to depict any theory of destiny but has
ceased to express any important human mood in the presence
of destiny. One goes to a museum and comes out
feeling that one has beheld an odd assortment of nude
bodies, copper kettles, oranges, tomatoes, and zinnias,
babies, street corners, apple trees, bathing beaches, bankers,
and fashionable ladies. I do not say that this person
or that may not find a picture immensely significant to
him. But the general impression for anyone, I think, is
of a chaos of anecdotes, perceptions, fantasies, and little
commentaries, which may be all very well in their way,
but are not sustaining and could readily be dispensed
with.
The conclusive answer to the romantic theory of the
artist as prophet is a visit to a collection of modern
paintings.
(e) Art for Art’s Sake
This brings us to the other theory, which is that art has
nothing to do with prophecy, wisdom, and the meaning
of life, but has to do only with art. This theory must
command an altogether different kind of respect than the
sentimental theory of the artist as prophet. This indeed
is the theory which most artists now hold. “I am convinced,”
says Mr. R. H. Wilenski in his book The Modern
Movement in Art, “that all the most intelligent artists
of Western Europe in recent centuries have been tormented
by this search for a justification of their work and
a criterion of its value; and that almost all such artists
have attempted to solve the problem by some consciously-held
idea of art; or in other words that in place of art
justified by service to a religion they have sought to evolve
an art justified by service to an idea of art itself.”
The instinct of artists in this matter is, I think, much
sounder than the rationalizations which they have constructed.
As working artists they do not think of themselves
as seers, philosophers, or moralists. They do not
wish to be judged as thinkers, but as painters, and they
are justifiably impatient with the Philistines who are interested
primarily in the subject matter and its human significance.
The painter knows quite well that in the
broadly human sense he has no special qualifications as
story-teller or wise man. What he is driving at, therefore,
in his expression of contempt for the subject matter
of art is the wish that he might again be in the position
of the mediæval artist who did not have to concern himself
as artist with the significance of his themes. The intuition
behind the theory of art for art’s sake is the artist’s
wish to be free of a responsibility which he has never
before had put upon him. The peculiar circumstances of
modernity have thrust upon him, much against his will
and regardless of his aptitudes, the intolerably heavy burden
of doing for himself what in other ages was done
for him by tradition and authority.
The philosophy which he has invented is an attempt to
prove that no philosophy is necessary. Carried to its conclusion,
this theory eventuates in the belief that painting
must become an arrangement of forms and colors which
have no human connotation whatsoever for the artist or
the spectator. These arrangements represent nothing in
the real world. They signify nothing. They are an
esthetic artifice in the same sense that the more esoteric
geometries are logical artifices. This much can at least
be said of them: they are a consistent effort to practice
the arts in a world where there is no human tradition
upon which the representative arts can draw.
This absolute estheticism is not, however, art without
philosophy. Some sort of philosophy is implied in all
human activity. The artist who says that it is delightful
above all other things to realize the pure form of objects,
regardless of whether this object is a saint, a lovely
woman, or a dish of fruit, has made a very important
statement about life. He has said that the ordinary
meanings which men attach to objects are of no consequence,
that their order of moral values is ultimately a
delusion, that all facts are equally good and equally bad,
and that to contemplate anything, it does not matter what,
under the aspect of its esthetic form, is to realize all that
the artist can give.
This, too, is a philosophy and a very radical philosophy
at that. It is in fact just the philosophy which men were
bound to construct for themselves in an age when the
traditional theory of the purpose of life had lost its meaning
for them. For they are saying that experience has
no meaning beyond that which each man can find in the
intense realization of each passing moment. He must
fail, they would feel, if he attempts to connect these passing
moments into a coherent story of his whole experience,
let alone the whole experience of the human race. For
experience has no underlying significance, man himself
has no station in the universe, and the universe has no
plan which is more than a drift of circumstances, illuminated
here and there by flashes of self-consciousness.
(f) The Burden of Originality
As a matter of fact this doctrine is merely the esthetic
version of the rather crude mechanistic materialism which
our grandfathers thought was the final conclusion of science.
The connection is made evident in the famous
“Conclusions” to “The Renaissance” which Walter Pater
wrote in 1868, and then omitted from the second edition
because “it might possibly mislead some of those
young men into whose hands it might fall.” In this
essay there was the startling, though it is now hackneyed,
assertion that “to burn always with this hard, gem-like
flame, to maintain this ecstasy, is success in life,” and
that “of this wisdom, the poetic passion, the desire of
beauty, the love of art for art’s sake, has most; for art
comes to you professing frankly to give nothing but the
highest quality to your moments as they pass, and simply
for those moments’ sake.” What is never quoted, and is
apparently forgotten, is the reasoning by which Pater
arrived at the conclusion that momentary ecstasy is the
end and aim of life. It is, if we turn back a few pages,
that scientific analysis has reduced everything to a mere
swarm of whirling atoms, upon which consciousness discerns
impressions that are “unstable, flickering, inconsistent.”
It was out of this misunderstanding of the
nature of scientific concepts that Pater developed his
theory of art for the moment’s sake.
I dwell upon this only in order to show that what
appeared to be an estheticism divorced from all human
concern was really a somewhat casual by-product of a
fashionable misunderstanding at the time Pater was writing.
We should find that to-day equally far-reaching
conclusions are arrived at by half-understood popularizations
of Bergson or Freud. I venture to believe that any
theory of art is inevitably implicated in some philosophy
of life, and that the only question is whether the artist
is conscious or unconscious of the theory he is acting upon.
For unless the artist deals with purely logical essences,
provided he observes and perceives anything in the outer
world, no matter how he represents it or symbolizes it or
comments upon it, there must be implicit in it some attitude
toward the meaning of existence. If his conclusion
is that human existence has no meaning, that, too, is an
attitude toward the meaning of existence. The mediæval
artist worked on much less tangled premises. He painted
pictures which illustrated the great hopes and fears of
Christendom. But he did not himself attempt to formulate
those hopes and fears. He accepted them more or
less ready made, understanding them and believing in
them because, as a child of his age, they were his hopes
and fears. But because they existed and were there for
him to work upon, he could put his whole energy into
realizing them passionately. The modern artist would
like to have the same freedom from preoccupation, but
he cannot have it. He has first to decide what it is that
he shall passionately realize.
In effect the mediæval artist was reproducing a story
that had often been told before. But the modern artist
has to undergo a whole preliminary labor of inventing,
creating, formulating, for which there was almost no
counterpart in the life of a mediæval artist. The modern
artist has to be original. That is to say, he has to seize
experience, pick it over, and drag from it his theme. It
is a very exhausting task, as anyone can testify who has
tried it.
That surely is why we hear so much of the storm and
stress in the soul of a modern artist. The craftsman
does not go through agonies over the choice of words,
images, and rhythms. The agony of the modern artist
lies in the effort to give birth to the idea, to bring some
intuition of order out of the chaos of experience, to
create the idea with which his art can deal. We assume,
quite falsely I think, that this act of ‘creation’ is an inherent
part of the artist’s task. But if we refrain from using
words loosely, and reserve the word creation to mean the
finding of the original intuition and idea, then creation
is plainly not a necessary part of the artist’s equipment.
Creation is an obligation which the artist has had thrust
upon him as a result of the dissolution of the great
accepted themes. He is compelled to be creative because
his world is chaotic.
This labor of creation has no connection with his gifts
as a painter. There is no more reason why a painter
should be able to extemporize a satisfactory interpretation
of life than that he should be able to govern a city or
write a treatise on chemistry. Giotto surely was as profoundly
original a painter as the world is likely to see;
it has been said of him by Mr. Berenson, who has full title
to speak, that he had “a thoroughgoing sense for the
significant in the visible world.” But with all his genius,
what would have been Giotto’s plight if, in addition to
exercising his sense of the significant, he had had to
create for himself all his standards of significance? For
Giotto those standards existed in the Catholic Christianity
of the Thirteenth Century, and it was by the measure of
these standards, within the framework of a great accepted
tradition, that he followed his own personal sense of the
significant. But the modern artist, though he had Giotto’s
gifts, would not have Giotto’s freedom to use them. A
very large part of his energies, consciously or unconsciously,
would have to be spent in devising some sort of
substitute for the traditional view of life which Giotto took
for granted. For there is no longer an accepted view of
life organized in stories which all men know and understand.
There is instead a profusion of creeds and philosophies,
fads and intellectual experiments among which the modern
painter, like every other modern man, finds himself
trying to choose a philosophy of life. Everybody is somewhat
dithered by these choices: the business of being a
Shavian one year, a Nietzschean the next, a Bergsonian
the third, then of being a patriot for the duration of the
war, and after that a Freudian, is not conducive to the
serene exercise of a painter’s talents. For these various
philosophies which the artist picks up here and there, or
by which he is oftener than not picked up and carried
along, are immensely in dispute. They are not clear.
They are rather personal and somewhat accidental visions
of the world. They are essentially unpictorial because
they originate in science and are incompleted, abstracted
teachings for the meaning of things. As a result the art
in which they are implicit is often uninteresting, and
usually unintelligible, to those who do not happen to
belong to the same cult.
The painter can hardly expect to invent for himself a
view of life which will bring order out of the chaos of
modernity. Yet he is compelled to try, for he is engaged
in setting down a vision of the world, and every vision
of the world implies some sort of philosophy. The effects
of the modern emancipation are more clearly evident in
the history of painting during the last hundred years than
in almost any other activity, because in the galleries
hang in frames the successive attempts of men, who are
deeply immersed in the modern scene, to set down their
statements about life. Mr. Wilenski, who is an astute and
well-informed critic, has estimated that during the last
hundred years in Paris a new movement in painting has
been inaugurated every ten years. That would correspond
fairly accurately to the birth and death of new philosophies
in the advanced and most emancipated circles.
What was happening to painting is precisely what has
happened to all the other separated activities of men.
Each activity has its own ideal, indeed a succession of
ideals, for with the dissolution of the supreme ideal of
service to God, there is no ideal which unites them all, and
sets them in order. Each ideal is supreme within a sphere
of its own. There is no point of reference outside which
can determine the relative value of competing ideals.
The modern man desires health, he desires money, he
desires power, beauty, love, truth, but which he shall
desire the most since he cannot pursue them all to their
logical conclusions, he no longer has any means of deciding.
His impulses are no longer parts of one attitude
toward life; his ideals are no longer in a hierarchy under
one lordly ideal. They have become differentiated. They
are free and they are incommensurable.
The religious synthesis has dissolved. The modern
man no longer holds a belief about the universe which
sustains a pervasive emotion about his destiny; he no
longer believes genuinely in any idea which organizes his
interests within the framework of a cosmic order.
CHAPTER VII THE DRAMA OF DESTINY — 1. The Soul in the Modern World — 2. The Great Scenario — 3. Earmarks of Truth — 4. On Reconciling Religion and Science — 5. Gospels of Science — 6. The Deeper Conflict — 7. Theocracy and Humanism
The effect of modernity, then, is to specialize and thus
to intensify our separated activities. Once all things were
phases of a single destiny: the church, the state, the family,
the school were means to the same end; the rights
and duties of the individual in society, the rules of morality,
the themes of art, and the teachings of science were
all of them ways of revealing, of celebrating, of applying
the laws laid down in the divine constitution of the universe.
In the modern world institutions are more or less
independent, each serving its own proximate purpose, and
our culture is really a collection of separate interests each
sovereign within its own realm. We do not put shrines
in our workshops, and we think it unseemly to talk business
in the vestibule of a church. We dislike politics
in the pulpit and preaching from politicians. We do not
look upon our scholars as priests or upon our priests as
learned men. We do not expect science to sustain
theology, nor religion to dominate art. On the contrary
we insist with much fervor on the separation of church
and state, of religion and science, of politics and historical
research, of morality and art, of business and love. This
separation of activities has its counterpart in a separation
of selves; the life of a modern man is not so much the
history of a single soul; it is rather a play of many characters
within a single body.
That may be why the modern autobiographical novel
usually runs to two volumes; the author requires more
space to explain how his various personalities came to
be what they were at each little crisis of adolescence and
of middle age than St. Augustine, St. Thomas à Kempis,
and St. Francis put together needed in order to describe
their whole destiny in this world and the next. No doubt
we are rather long-winded and tiresome about the complexities
of our souls. But from the knowledge that we
are complex there is no escape.
The modern man is unable any longer to think of himself
as a single personality approaching an everlasting
judgment. He is one man to-day and another to-morrow,
one person here and another there. He does not feel
he knows himself. He is sure that no one else knows
him at all. His motives are intricate, and not wholly
what they seem. He is moved by impulses which he feels
but cannot describe. There are dark depths in his nature
which no one has ever explored. There are splendors
which are unreleased. He has become greatly interested
in his moods. The precise nuances of his likes and dislikes
have become very important. There is no telling
just what he is or what he may become, but there is a
certain breathless interest in having one of his selves
watch and comment upon the mischief and the frustrations
of his other selves. The problems of his character
have become dissociated from any feeling that they involve
his immortal destiny. They have become dissociated from
the feeling that they deeply matter. From the feeling that
they are deeply his own. From the feeling that there is
any personality to own them. There they are: his inferiority
complex and mine, your sadistic impulse and
Tom Jones’s, Anna’s father fixation, and little Willie’s
pyromania.
The thoroughly modern man has really ceased to believe
that there is an immortal essence presiding like a king
over his appetites. The word ‘soul’ has become a figure
of speech, which he uses loosely, sometimes to mean his
tenderer aspirations, sometimes to mean the whole collection
of his impulses, sometimes, when he is in a hurry,
to mean nothing at all. It is certainly not the fashion
any longer to think of the soul as a little lord ruling the
turbulent rabble of his carnal passions; the constitutional
form in popular psychology to-day is republican. Each
impulse may invoke the Bill of Rights, and have its way
if the others will let it. As Bertrand Russell has put it:
“A single desire is no better and no worse, considered in
isolation, than any other; but a group of desires is better
than another group if all of the first group can be satisfied,
while in the second group some are inconsistent with
others,” but since, unhappily as is usually the case, desires
are extremely inconsistent, the uttermost that the modern
man can say is that the victory must go to the strongest
desires. Morality thus becomes a traffic code designed
to keep as many desires as possible moving together without
too many violent collisions. When men insist that
morality is more than that, they are quickly denounced,
in general correctly, as Meddlesome Matties, as enemies
of human liberty, or as schemers trying to get the better
of their fellow men. Morality, conceived as a discipline
to fit men for heaven, is resented; morality, conceived as
a discipline for happiness, is understood by very few.
The objective moral certitudes have dissolved, and in the
liberal philosophy there is nothing to take their place.
The modern world is like a stage on which a stupendous
play has just been presented. Many who were in the
audience are still spellbound, and as they pass out into
the street, the scenario of the drama still seems to them
the very clue and plan of life. In the prologue the earth
was without form and void, and darkness was upon the
face of the deep. Then at the command of God the sun,
the moon, the stars, the earth, its plants and its animals,
then man, and after him woman, were created. And in
the epilogue the blessed were living in the New Jerusalem,
a city of pure gold like clear glass, with walls laid on
foundations of precious stones. Between the darkness
that preceded creation and the glory of this heavenly city
which had no need of the sun, a plot was unfolded which
constitutes the history of mankind. In the beginning man
was perfect. But the devil tempted him to eat the forbidden
fruit, and as a punishment God banished him from
paradise, and laid upon him and his descendants the curse
of labor and of death.
But in meting out this punishment, God in his mercy
promised ultimately to redeem the children of Adam.
From among them he chose one tribe who were to be the
custodians of this promise. And then in due time he
sent his Son, born of a Virgin, to teach the gospel of
salvation, and to expiate the sin of Adam upon a cross.
Those who believed in this gospel and followed its commandments,
would at the final day of reckoning enter into
the heavenly Jerusalem; the rest would be consigned to
the devil and his everlasting torments.
Into this marvelous story the whole of human history
and of human knowledge could be fitted, and only in
accordance with it could they be understood. This was
the key to existence, the answer to doubt, the solace
for pain, and the guarantee of happiness. But to many
who were in the audience it is now evident that they
have seen a play, a magnificent play, one of the most
sublime ever created by the human imagination, but nevertheless
a play, and not a literal account of human destiny.
They know it was a play. They have lingered long
enough to see the scene shifters at work. The painted
drop is half rolled up; some of the turrets of the celestial
city can still be seen, and part of the choir of angels.
But behind them, plainly visible, are the struts and gears
which held in place what under a gentler light looked
like the boundaries of the universe. They are only human
fears and human hopes, and bits of antique science and
half-forgotten history, and symbols here and there of
experiences through which some in each generation pass.
Conceivably men might once again imagine another
drama which was as great as the epic of the Christian
Bible. But like Paradise Lost or Faust, it would remain
a work of the imagination. While the intellectual climate
in which we live is what it is, while we continue to be
as conscious as we are of how our own minds work, we
could not again accept naively such a gorgeous fable of
our destiny. Yet only five hundred years ago the whole
of Christendom believed that this story was literally and
objectively true. God was not another name for the evolutionary
process, or for the sum total of the laws of
nature, or for a compendium of all noble things, as he is
in modernist accounts of him; he was the ruler of the
universe, an omnipotent, magical King, who felt, who
thought, who remembered and issued his commands.
And because there was such a God, whose plan was
clearly revealed in all its essentials, human life had a
definite meaning, morality had a certain foundation, men
felt themselves to be living within the framework of a
universe which they called divine because it corresponded
with their deepest desires.
If we ask ourselves why it is impossible for us to sum
up the meaning of existence in a great personal drama,
we have to begin by remembering that every great story
of this kind must assume that the universe is governed
by forces which are essentially of the same order as the
promptings of the human heart. Otherwise it would not
greatly interest us. A story, however plausible, about
beings who had no human qualities, a plot which unfolded
itself as utterly indifferent to our own personal fate,
would not serve as a substitute for the Christian epic.
This is the trouble with the so-called religion of creative
evolution: even if it is true, which is far from certain,
it is so profoundly indifferent to our individual fate, that
it leaves most men cold. For there are very few who are
so mystical as to be able to sink themselves wholly in
the hidden purposes of an unconscious natural force.
This, too, as the Catholic Church has always insisted, is
the trouble with pantheistic religion, for if everything is
divine, then nothing is peculiarly divine, and all the distinctions
of good and evil are meaningless.
The story must not only assume that human ideals
inspire the whole creation, but it must contain guarantees
that this is so. There must be no doubt about it. Science
must confirm the moral assumptions; the highest and
most certain available knowledge must clinch the conviction
that the story unfolded is the secret of life.
Religious teachers who were close to the people have
always understood that they must perform wonders if they
were to make their God convincing and their own title
to speak for him valid. The writer of Exodus, for example,
was quite clear in his mind about this:
And Moses answered and said, But, behold, they will not
believe me, nor hearken unto my voice: for they will say,
The Lord hath not appeared unto thee.
And the Lord said unto him, What is that in thine hand?
And he said, A rod.
And he said, Cast it on the ground. And he cast it on
the ground, and it became a serpent; and Moses fled from
before it.
And the Lord said unto Moses, Put forth thine hand, and
take it by the tail. And he put forth his hand, and caught
it, and it became a rod in his hand:
That they may believe that the Lord God of their fathers,
the God of Abraham, the God of Isaac, and the God of
Jacob, hath appeared unto thee.
Even in the wildest flights of his fancy the common
man is almost always primarily interested in the prosaic
consequences. If he believes in fairies he is not likely
to imagine them as spirits inhabiting a world apart, but
as little people who do things which affect his own affairs.
The common man is an unconscious pragmatist: he
believes because he is satisfied that his beliefs change the
course of events. He would not be inspired to worship a
god who merely contemplates the universe, or a god who
created it once, and then rested, while its destiny unfolds
itself inexorably. To the plain people religion is not
disinterested speculation but a very practical matter. It
is concerned with their well-being in this world and in
an equally concrete world hereafter. They have wanted
to know the will of God because they had to know it if
they were to put themselves right with the king of
creation.
Those who professed to know God’s will had to demonstrate
that they knew it. This was the function of miracles.
They were tangible evidence that the religious
teacher had a true commission. “Then those men, when
they had seen the miracle (of the loaves and the fishes)
that Jesus did, said, This is of a truth that prophet that
should come into the world.” When Jesus raised the dead
man at the gate of the city of Nain, “there came a fear
on all: and they glorified God, saying, That a great
prophet is risen up among us; and, That God hath visited
his people.” The most authoritative Catholic theologians
teach that miracles “are not wrought to show the internal
truth of the doctrines, but only to give manifest reasons
why we should accept the doctrines.” They are “essentially
an appeal to knowledge,” demonstrations, one might
almost say divine experiments, by which men are enabled
to know the glory and the providence of God.
The Catholic apologists maintain that God can be
known by the exercise of reason, but the miracle helps,
as it were, to clinch the conviction. The persistent attachment
of the Catholic Church to miracles is significant. It
has a longer unbroken experience with human nature
than any other institution in the western world. It has
adapted itself to many circumstances, and under the profession
of an unalterable creed it has abandoned and then
added much. But it has never ceased to insist upon the
need of a physical manifestation of the divine power.
For with an unerring instinct for realities, Catholic churchmen
have understood that there is a residuum of prosaic,
matter-of-factness, of a need to touch and to see, which
verbal proofs can never quite satisfy. They have resolutely
responded to that need. They have not preached
God merely by praising him; they have brought God
near to men by revealing him to the senses, as one who
is great enough and good enough and sufficiently interested
in them to heal the sick and to make the floods
recede.
But to-day scientists are ever so much superior to churchmen
at this kind of demonstration. The miracles which
are recounted from the pulpit were, after all, few and far
between. There are even theologians who teach that
miracles ceased with the death of the Apostles. But the
miracles of science seem to be inexhaustible. It is not
surprising, then, that men of science should have acquired
much of the intellectual authority which churchmen once
exercised. Scientists do not, of course, speak of their
discoveries as miracles. But to the common man they
have much the same character as miracles. They are
wonderful, they are inexplicable, they are manifestations
of a great power over the forces of nature.
It cannot be said, I think, that the people at large,
even the moderately educated minority, understand the
difference between scientific method and revelation, or
that they have decided upon reflection to trust science.
There is at least as much mystery in science for the common
man as there ever was in religion; in a sense there
is more mystery, for the logic of science is still altogether
beyond his understanding, whereas the logic of revelation
is the logic of his own feelings. But if men at large do
not understand the method of science, they can appreciate
some of its more tangible results. And these results are
so impressive that scientific men are often embarrassed by
the unbounded popular expectations which they have so
unintentionally aroused.
Their authority in the realm of knowledge has become
virtually irresistible. And so when scientists teach one
theory and the Bible another, the scientists invariably
carry the greater conviction.
The conflicts between scientists and churchmen are
sometimes ascribed to a misunderstanding on both sides.
But when we examine the proposals for peace, it is plain,
I think, that they are in effect proposals for a truce.
There is, for example, the suggestion first put out, I
believe, in the Seventeenth Century that God made the
universe like a clock, and that having started it running
he will let it alone till it runs down. By this ingenious
metaphor, which can neither be proved nor disproved,
it was possible to reconcile for a time the scientific notion
of natural law with the older notion of God as creator
and as judge. The religious conception was held to be
true for the beginning of the world and for the end, the
scientific conception was true in between. Later, when
the theatre of the difficulty was transferred from physics
and astronomy to biology and history, a variation was
propounded. God, it was said, created the world and
governs it; the way he creates and governs is the way
described by scientists as ‘evolution.’
Attempts at reconciliations like these are based on a
theory that it is feasible somewhere in the field of knowledge
to draw a line and say that on one side the methods
of science shall prevail, on the other the methods of
traditional religion. It is acknowledged that where
experiment and observation are possible, the field belongs
to the scientists; but it is argued that there is a vast field
of great interest to mankind which is beyond the reach
of practical scientific inquiry, and that here, touching
questions like the ultimate destiny of man, the purpose
of life, and immortality, the older method of revelation,
inspired and verified by intuition, is still reliable.
In any truce of this sort there is bound to be aggression
from both sides. For it is a working policy rather
than an inwardly accepted conviction. Scientists cannot
really believe that there are fields of possible knowledge
which they can never enter. They are bound to enter all
fields and to explore everything. And even if they fail,
they cannot believe that other scientists must always fail.
Their essays, moreover, create disturbance and doubt
which orthodox churchmen are forced to resent. For in
any division of authority, there must be some ultimate
authority to settle questions of jurisdiction. Shall scientists
determine what belongs to science, or shall
churchmen? The question is insoluble as long as both
claim that they have the right to expound the nature of
existence.
And so while the policy of toleration may be temporarily
workable, it is inherently unstable. Therefore,
among men who are at once devoted to the method of
science and sensitive to the human need of religion, the
hope has arisen that something better can be worked out
than a purely diplomatic division of the mind into spheres
of influence. Mr. Whitehead, for example, in his book
called Science and the Modern World, argues “there are
wider truths and finer perspectives within which a reconciliation
of a deeper religion and a more subtle science
will be found.” He illustrates what he means in this
fashion. Galileo said the earth moves and the sun is
fixed; the Inquisition said the earth is fixed and the sun
moves; the Newtonian astronomers said that both the
sun and the earth move. “But now we say that any one
of these three statements is equally true, provided you
have fixed your sense of ‘rest’ and ‘motion’ in the way
required by the statement adopted. At the date of Galileo’s
controversy with the Inquisition, Galileo’s way of
stating the facts was beyond question the fruitful procedure
for the sake of scientific research. But at that
time the concepts of relative motion were in nobody’s
mind; so that the statements were made in ignorance of
the qualifications required for the more perfect truth....
All sides had got hold of important truths....
But with the knowledge of those times, the truths
appeared to be inconsistent.”
This is reconciliation through a higher synthesis. But
I cannot help feeling that the scientist has here produced
the synthesis, and that the churchmen have merely provided
one of the ideas which are to be synthesized. Mr.
Whitehead argues in effect that a subtler science would
confirm many ideas that were once taken on faith. But
he holds unswervingly to the belief of the scientist that
his method contains the criterion of truth. In his illustration
the reconciliation between Galileo, the Inquisition,
and the Newtonian physicists is reached if all three parties
accept “the modern concept of relative motion.” But the
modern concept of relative motion was reached by scientific
thought, and not by apostolic revelation. To Mr.
Whitehead, therefore, the ultimate arbiter is science, and
what he means by reconciliation is a scientific view of the
universe sufficiently wide and sufficiently subtle to justify
many of the important, but hitherto unverified, claims of
traditional religion. Mr. Whitehead, it happens, is an
Englishman as well as a great logician, and it is difficult
to resist the suspicion that he conceives the church of
the future as enjoying the dignities of an Indian Maharajah,
with a resident scientist behind the altar.
A reconciliation of this kind may soften the conflict
for a while. But it cannot for long disguise the fact that
it is based on a denial of the premises of faith. If the
method of science has the last word, then revelation is
reduced from a means of arriving at absolute certainty to
a flash of insight which can be trusted if and when it is
verified by science. Under such terms of peace, the religious
experiences of mankind become merely one of the
instruments of knowledge, like the microscope and the
binomial theorem, usable now and then, but subject to
correction, and provisional. They no longer yield complete,
ultimate, invincible truths. They yield an hypothesis.
But the religious life of most men has not, until this
day at least, been founded upon hypotheses which, when
accurately stated, included a coefficient of probable error.
Because its prestige is so great, science has been
acclaimed as a new revelation. Cults have attached themselves
to scientific hypotheses as fortune-tellers to a circus.
A whole series of pseudo-religions have been hastily
constructed upon such dogmas as the laws of nature,
mechanism, Darwinian evolution, Lamarckian evolution,
and psychoanalysis. Each of these cults has had its own
Decalogue of Science founded at last, it was said, upon
certain knowledge.
These cults are an attempt to fit the working theories
of science to the ordinary man’s desire for personal salvation.
They do violence to the integrity of scientific
thought and they cannot satisfy the layman’s need to
believe. For the essence of the scientific method is a
determination to investigate phenomena without conceding
anything to naive human prejudices. Therefore, genuine
men of science shrink from the attempts of poets,
prophets, and popular lecturers to translate the current
scientific theory into the broad and passionate dogmas of
popular faith. As a matter of common honesty they
know that no theory has the kind of absolute verity which
popular faith would attribute to it. As a matter of prudence
they fear these popular cults, knowing quite well
that freedom of inquiry is endangered when men become
passionately loyal to an idea, and stake their personal
pride and hope of happiness upon its vindication. In
the light of human experience, men of science have learned
what happens when investigators are not free to discard
any theory without breaking some dear old lady’s heart.
Their theories are not the kind of revelation which the
old lady is seeking, and their beliefs are relative and provisional
to a degree which must seem utterly alien and
bewildering to her.
Here, for example, is the conclusion of some lectures
by one of the greatest living astronomers. I have italicized
the words which the dear old lady would not be
likely to hear in a sermon:
I have dealt mainly with two salient points—the problem
of the source of a star’s energy, and the change of mass
which must occur if there is any evolution of faint stars
from bright stars. I have shown how these appear to meet
in the hypothesis of the annihilation of matter. I do not
hold this as a secure conclusion. I hesitate even to advocate
it as probable, because there are many details which seem
to me to throw considerable doubt on it, and I have formed
a strong impression that there must be some essential point
which has not yet been grasped. I simply tell it you as the
clue which at the moment we are trying to follow up—not
knowing whether it is false scent or true. I should have
liked to have closed these lectures by leading up to some
great climax. But perhaps it is more in accordance with
the true conditions of scientific progress that they should
fizzle out with a glimpse of the obscurity which marks the
frontiers of present knowledge. I do not apologize for the
lameness of the conclusion, for it is not a conclusion. I
wish I could feel confident that it is even a beginning.
This great climax, to which Dr. Eddington was unable
to lead up, is what the layman is looking for. We know
quite well what the nature of that great climax would be:
it would be a statement of fact which related the destiny
of each individual to the destiny of the universe. That
is the kind of truth which is found in revelation. It is
the kind of truth which men would like to find in science.
But it is the kind of truth which science does not afford.
The difficulty is deeper than the provisional character of
scientific hypothesis; it is not due merely to the inability
of the scientist to say that his conclusion is absolutely
secure. The layman in search of a dogma upon which to
organize his destiny might be willing to grant that the
conclusions of science to-day are as yet provisional. What
he tends to misunderstand is that even if the conclusions
were guaranteed by all investigators now and for all time
to come, those conclusions would still fail to provide him
with a conception of the world of which the great climax
was a prophecy of the fate of creation in terms of his hopes
and fears.
The radical novelty of modern science lies precisely in
the rejection of the belief, which is at the heart of all
popular religion, that the forces which move the stars
and atoms are contingent upon the preferences of the
human heart. The science of Aristotle and of the Schoolmen,
on the other hand, was a truly popular science. It
was in its inspiration the instinctive science of the unscientific
man. “They read into the cause and goal of the
universe,” as Dr. Randall has said, “that which alone
justifies it for man, its service of the good.” They provided
a conception of the universe which was available for
the religious needs of ordinary men, and in the Divine
Comedy we can see the supreme example of what science
must be like if it is to satisfy the human need to believe.
The purpose of the whole poem, said Dante himself, “is
to remove those who are living in this life from the state
of wretchedness, and to lead them to the state of blessedness.”
Mediæval science, which follows the logic of
human desire, was such that Dante could without violence
either to its substance or its spirit say at the summit of
Paradise:
To the high fantasy here power failed; but already my
desire and will were rolled—even as a wheel that moveth
equally—by the Love that moves the sun and the other stars.
This is the great climax which men instinctively expect:
the ability to say with perfect assurance that when the
truth is fully evident it will be seen that their desire and
will are rolled by the love that moves the sun and the
other stars. They hope not only to find the will of God
in the universe but to know that his will is fundamentally
like their own. Only if they could believe that on the
basis of scientific investigation would they really feel that
science had ‘explained’ the world.
Explanation, in this sense, cannot come from modern
science because it is not in this sense that modern science
attempts to explain the universe. It is wholly misleading
to say, for example, that the scientific picture of the world
is mechanical. All that can properly be said is that many
scientists have found it satisfying to think about the universe
as if it were built on a mechanical model. “If I
can make a mechanical model,” said Lord Kelvin, “I can
understand it. As long as I cannot make a mechanical
model all the way through, I cannot understand it.” But
what does the scientist mean by “understanding it”? He
means, says Professor Bridgman, that he has “reduced
a situation to elements with which we are so familiar that
we accept them as a matter of course, so that our curiosity
rests.” Modern men are familiar with machines. They
can take them apart and put them together, so that even
though we should all be a little flustered if we had to
tell just what we mean by a machine, our curiosity tends
to be satisfied if we hear that the phenomenon, say, of
electricity or of human behavior, is like a machine.
The place at which curiosity rests is not a fixed point
called ‘the truth.’ The unscientific man, like the Schoolmen
of the Middle Ages, really means by the truth an
explanation of the universe in terms of human desire.
What modern science means by the truth has been stated
most clearly perhaps by the late Charles S. Peirce when
he said that “the opinion which is fated to be ultimately
agreed to by all those who investigate, is what we mean
by the truth, and the object represented in this opinion
is the real.” When we say that something has been
‘explained’ by science, we really mean only that our own
curiosity is satisfied. Another man, whose mind was
more critical, who commanded a greater field of experience,
might not be satisfied at all. Thus “the savage is
satisfied by explaining the thunderstorm as the capricious
act of an angry God.... (But) even if the physicist
believed in the existence of the angry god, he would not
be satisfied with this explanation of the thunderstorm
because he is not so well acquainted with angry gods as
to be able to predict when anger is followed by a storm.
He would have to know why the god had become angry,
and why making a thunderstorm eased his ire.” But even
carrying the explanation to this point would not be carrying
it to its limit. For there is no formal limit. The
next scientist might wish to know what a god was and
what anger is. And when he had been told what their
elements are, the next man might be dissatisfied until he
had found the elements of these elements.
The man who says that the world is a machine has
really advanced no further than to say that he is so well
satisfied with this analogy that he is through with searching
any further. That is his business, as long as he does
not insist that he has reached a clear and ultimate picture
of the universe. For obviously he has not. A machine
is something in which the parts push and pull each other.
But why are they pushing and pulling, and how do they
work? Do they push and pull because of the action of
the electrons in their orbits within the atoms? If that
is true, then how does an electron work? Is it, too, a
machine? Or is it something quite different from a
machine? Shall we attempt to explain machines electrically,
or shall we attempt to explain electricity mechanically?
It becomes plain, therefore, that scientific explanation
is altogether unlike the explanations to which the common
man is accustomed. It does not yield a certain
picture of anything which can be taken naively as a representation
of reality. And therefore the philosophies
which have grown up about science, like mechanism or
creative evolution, are in no way guaranteed by science
as the account of creation in Genesis is guaranteed by
the authority of Scripture. They are nothing but provisional
dramatizations which are soon dissolved by the
progress of science itself.
That is why nothing is so dead as the scientific religion
of yesterday. It is far more completely dead than any
revealed religion, because the revealed religion, whatever
may be the defects of its cosmology or its history, has
some human experience at its core which we can recognize
and to which we may respond. But a religion like
scientific materialism has nothing in it, except the pretension
that it is a true account of the world. Once that
pretension is exploded, it is wholly valueless as a religion.
It has become a collection of discarded concepts.
It follows from the very nature of scientific explanation,
then, that it cannot give men such a clue to a plan
of existence as they find in popular religion. For that
plan must suppose that existence is explained in terms
of human destiny. Now conceivably existence might
again be explained, as it was in the Middle Ages, as the
drama of human destiny. It does not seem probable to
us; yet we cannot say that it is impossible. But even
if science worked out such an explanation, it would still
be radically different from the explanations which popular
religion employs.
For if it were honestly stated, it would be necessary
to say first, that it is tentative, and subject to disproof
by further experiment; second, that it is relative, in that
the same facts seen from some other point and with some
other purpose in mind could be explained quite differently;
third, that it is not a picture of the world, as God
would see it, and as all men must see it, but that it is
simply one among many possible creations of the mind
into which most of the data of experience can be fitted.
When the scientist had finished setting down his qualifications,
the essence of the matter as a simple, devout man
sees it, would have evaporated. Certainty, as the devout
desire it, would be gone; verity, as they understand it,
would be gone; objectivity, as they imagine it, would be
gone. What would remain would be a highly abstracted,
logical fiction, suited to disinterested inquiry, but utterly
unsuited to be the vehicle of his salvation.
The difficulty of reconciling popular religion with science
is far deeper than that of reconciling Genesis with
Darwin, or any statement of fact in the Bible with any
discovery by scientists. It is the difficulty of reconciling
the human desire for a certain kind of universe with a
method of explaining the world which is absolutely
neutral in its intention. One can by twisting language
sufficiently “reconcile” Genesis with “evolution.” But
what no one can do is to guarantee that science will not
destroy the doctrine of evolution the day after it has been
triumphantly proved that Genesis is compatible with the
theory of evolution. As a matter of fact, just that has
happened. The Darwinian theory, which theologians are
busily accepting, is so greatly modified already by science
that some of it is almost as obsolete as the Babylonian
myth in Genesis. The reconciliation which theologians
are attempting is an impossible one, because one of the
factors which has to be reconciled—namely, the scientific
theory, changes so rapidly that the layman is never sure
at any one moment what the theory is which he has to
reconcile with religious dogma.
Yet the purpose of these attempts at reconciliation is
evident enough. It is to find a solid foundation for human
ideals in the facts of existence. Authority based on revelation
once provided that foundation. It gave an account
of how the world began, of how it is governed, and of
how it will end, which made pain and joy, hope and fear,
desire and the denial of desire the central motives in the
cosmic drama. This account no longer satisfies our curiosity
as to the nature of things; the authority which
certifies it no longer commands our complete allegiance.
The prestige, which once adhered to those who spoke by
revelation, has passed to scientists. But science, though
it is the most reliable method of knowledge we now
possess, does not provide an account of the world in
which human destiny is the central theme. Therefore,
science, though it has displaced revelation, is not a substitute
for it. It yields a radically different kind of knowledge.
It explains the facts. But it does not pretend to
justify the ways of God to man. It enables us to realize
some of our hopes. But it offers no guarantees that they
can be fulfilled.
There is a revolution here in the realm of the spirit.
We may describe it briefly by saying that whereas men
once felt they were living under the eye of an all-powerful
spectator, to-day they are watched only by their neighbors
and their own consciences. A few, perhaps, act as if
posterity were aware of them; the great number feel
themselves accountable only to their own consciences or
to the opinion of the society in which they live. Once
men believed that they would be judged at the throne of
God. They believed that he saw not only their deeds
but their motives; there was no hole deep enough into
which a man could crawl to hide himself from the sight
of God; there was no mood, however fleeting, which
escaped his notice.
The moral problem for each man, therefore, was to
make his will conform to the will of God. There were
differences of opinion as to how this could be done.
There were differing conceptions of the nature of God,
and of what he most desired. But there was no difference
of opinion on the main point that it was imperative to
obey him. Whether they thought they could serve God
best by burnt offerings or a contrite heart, by slaying
the infidel or by loving their neighbors, by vows of poverty
or by the magnificence of their altars, they never
doubted that the chief duty of man, and his ultimate
chance of happiness, was to discover and then to cultivate
a right relationship to a supreme being.
This was the major premise upon which all human
choices hinged. There followed from it certain necessary
conclusions. In determining what was a right relationship
to God, the test of rightness lay in a revelation of
the putative experience of God and not in the actual
experience of His creatures. It was God alone, therefore,
who really understood the reasons for righteousness and
its nature. “The procedure of Divine Justice,” said
Calvin, “is too high to be scanned by human measure
or comprehended by the feebleness of human intellect.”
That was good which man understood was good in the
eyes of God, regardless of how it seemed to men.
Thus the distinction between good and evil, including
not only all rules of personal conduct but the whole
arrangement of rights and duties in society, were laws
established not by the consent of the governed, but by a
king in heaven. They were his commandments. By
obedience men could obtain happiness. But they obtained
it not because virtue is the cause of happiness but because
God rewarded with happiness those who obeyed his commandments.
Men did not really know why God preferred
certain kinds of conduct; they merely professed
to know what kind of conduct he preferred. They could
not really ask themselves what the difference was between
good and evil. That was a secret locked in the nature
of a being whose choices were ultimately inscrutable.
The only question was what he willed. Even Job had
to be content without fathoming his reasons.
The moral commandments based upon divine authority
were, in the nature of things, rather broad generalizations.
Obviously there could not be special revelation as to the
unique aspects of each human difficulty. The divine law,
like our ordinary human law, was addressed to typical
rather than to individual cases. Nevertheless, for much
the greater part of recorded history men have accepted
such law without questioning its validity. They could
not have done so if the rules of morality had not, at least
in some rough way, worked. It is not difficult to see why
they worked. They were broad rules of conduct imposed
upon people living close to the soil, upon people, therefore,
whose ways of living changed little in the course
of generations. The same situations were so nearly and
so often repeated that a typical solution would on the
whole be satisfactory.
These typical solutions, such as we find in the Mosaic
law or the code of Hammurabi, were no doubt the deposits
of custom. They had, therefore, become perfected in
practice, and were solidly based upon human experience.
In the society in which they originated, there was nothing
arbitrary or alien about them. When, therefore, the lawgiver
carried these immemorial usages up with him on to
Sinai, and brought them down again graven on tablets
of stone, the rationality of the revelation was self-evident.
It appeared to be arbitrary only when a
radical change in the way of life dissolved the premises
and the usages upon which the authoritative code was
established.
That dissolution has proceeded to great lengths within
the centuries which we call modern. The crisis was
reached, it seems, during the Eighteenth Century, and in
the teaching of Immanuel Kant it was made manifest to
the educated classes of the western world. Kant argued
in the Critique of Pure Reason that the existence of God
cannot be demonstrated. He then insisted that without
belief in God, freedom, and immortality, there was no
valid and true morality. So he insisted that God must
exist to justify morality. This highly sophisticated doctrine
marks the end of simple theism in modern thought.
For Kant’s proof of the existence of God was nothing
but a plea that God ought to exist, and the whole temper
of the modern intellect is to deny that what ought to be
true necessarily is true.
Insofar as men have now lost their belief in a heavenly
king, they have to find some other ground for their moral
choices than the revelation of his will. It follows necessarily
that they must find the tests of righteousness wholly
within human experience. The difference between good
and evil must be a difference which men themselves recognize
and understand. Happiness cannot be the reward
of virtue; it must be the intelligible consequence of it.
It follows, too, that virtue cannot be commanded; it must
be willed out of personal conviction and desire. Such
a morality may properly be called humanism, for it is
centered not in superhuman but in human nature. When
men can no longer be theists, they must, if they are
civilized, become humanists. They must live by the
premise that whatever is righteous is inherently desirable
because experience will demonstrate its desirability. They
must live, therefore, in the belief that the duty of man
is not to make his will conform to the will of God but
to the surest knowledge of the conditions of human
happiness.
It is evident that a morality of humanism presents far
greater difficulties than a morality premised on theism.
For one thing, it is put immediately to a much severer
test. When Kant, for example, argued that theism was
necessary to morality, his chief reason was that since the
good man is often defeated on earth, he must be permitted
to believe in a superhuman power which is “able
to connect happiness and morality in exact harmony with
each other.” Humanism is not provided with such
reserves of moral credit; it cannot claim all eternity in
which its promises may be fulfilled. Unless its wisdom
in any sphere of life is demonstrated within a reasonable
time in actual experience, there is nothing to commend it.
A morality of humanism labors under even greater
difficulties. It appears in a complex and changing society;
it is an attitude toward life to which rational men necessarily
turn whenever their circumstances have rendered a
theistic view incredible. It is just because the simpler
rules no longer work that the subtler choices of humanism
present themselves. These choices have to be made under
conditions, like those which prevail in modern urban
societies, where the extreme complexity of rapidly changing
human relations makes it very difficult to foresee all
the consequences of any moral decision. The men who
must make their decisions are skeptical by habit and
unsettled amidst the novelties of their surroundings.
The teachers of a theistic morality, when the audience
is devout, have only to fortify the impression that the
rules of conduct are certified by God the invisible King.
The ethical problem for the common man is to recognize
the well-known credentials of his teachers. In practice
he has merely to decide whether the priest, the prince,
and the elders, are what they claim to be. When he has
done that, there are no radical questions to be asked. But
the teachers of humanism have no credentials. Their
teaching is not certified. They have to prove their case
by the test of mundane experience. They speak with no
authority, which can be scrutinized once and for all, and
then forever accepted. They can proclaim no rule of
conduct with certainty, for they have no inherent personal
authority and they cannot be altogether sure they
are right. They cannot command. They cannot truly
exhort. They can only inquire, infer, and persuade. They
have only human insight to guide them and those to whom
they speak must in the end themselves accept the full
responsibility for the consequences of any advice they
choose to accept.
Yet with all its difficulties, it is to a morality of humanism
that men must turn when the ancient order of things
dissolves. When they find that they no longer believe
seriously and deeply that they are governed from heaven,
there is anarchy in their souls until by conscious effort
they find ways of governing themselves.
PART II THE FOUNDATIONS OF HUMANISM
The stone which the builders rejected,
The same is become the head of the corner?
Luke XX, 17.
INTRODUCTION
The upshot of the discussion to this point is that
modernity destroys the disposition to believe that behind
the visible world of physical objects and human institutions
there is a supernatural kingdom from which ultimately
all laws, all judgments, all rewards, all punishments,
and all compensations are derived. To those who
believe that this kingdom exists the modern spirit is nothing
less than treason to God.
The popular religion rests on the belief that the kingdom
is an objective fact, as certain, as definite, and as
real, in spite of its invisibility, as the British Empire; it
holds that this faith is justified by overwhelming evidence
supplied by revelation, unimpeachable testimony, and
incontrovertible signs. To the modern spirit, on the
other hand, the belief in this kingdom must necessarily
seem a grandiose fiction projected by human needs and
desires. The humanistic view is that the popular faith
does not prove the existence of its objects, but only the
presence of a desire that such objects should exist. The
popular religion, in short, rests on a theory which, if true,
is an extension of physics and of history; the humanistic
view rests on human psychology and an interpretation of
human experience.
It follows, then, that in exploring the modern problem
it is necessary consciously and clearly to make a choice
between these diametrically opposite points of view. The
choice is fundamental and exclusive, and it determines
all the conclusions which follow. For obviously to one
who believes that the world is a theocracy, the problem
is how to bring the strayed and rebellious masses of mankind
back to their obedience, how to restore the lost
provinces of God the invisible King. But to one who
takes the humanistic view the problem is how mankind,
deprived of the great fictions, is to come to terms with
the needs which created those fictions.
In this book I take the humanistic view because, in the
kind of world I happen to live in, I can do no other.
CHAPTER VIII GOLDEN MEMORIES
It will be granted, I suppose, that there would be no
need for certainty about the plan and government of the
universe if, as a matter of course, all our desires were
regularly fulfilled. In a world where no man desired
what he could not have, there would be no need to regulate
human conduct and therefore no need for morality.
In a world where each man could have what he desired,
there would be no need for consolation and for reassuring
guarantees that justice, mercy, and love will ultimately
prevail. In a world where there was perfect adjustment
between human desires and their environment,
there would be no problem of evil: we should not know
the meaning of sin, sorrow, crime, fear, frustration, pain,
and emptiness. We do not live in such a well-ordered
world. But we can imagine it by making either of two
assumptions: that we have ceased to desire anything which
causes evil, or that omnipotence fulfills all our desires.
The first of these assumptions leads to the Nirvana of the
Buddhists, where all craving has ceased and there is perfect
peace. The second leads to the heaven of all popular
religions, to some paradise like that of Mohammed perhaps
where, as Mr. Santayana says, men may “sit in well-watered
gardens, clad in green silks, drinking delicious
sherbets, and transfixed by the gazelle-like glance of some
young girl, all innocence and fire.”
Among educated men it has always been difficult to
imagine a heaven of fulfilled desires. For since no two
persons have exactly the same desires, one man’s imagination
of heaven may not suit another man’s. In general,
the attempts which have been made to picture the Christian
heaven reflect the temperaments of highly contemplative
spirits, and it is customary nowadays to say that
this heaven would be a most uninteresting place. No
doubt it would be to those who are not contemplative.
But the objectors have missed the main point, which is
that no one is supposed to pass through the pearly gates
who is not suited to dwell in Paradise. That is what St.
Peter is there for, to see that the unfit do not enter; the
other places, Purgatory and the Inferno, are available to
those spirits who could not be happy in Heaven. There
are, by definition, no uncongenial spirits in Heaven.
There were once, but Satan and his followers were thrown
out headlong, and they now live in places which are suited
to their temperaments. A devout man may quite properly,
therefore, advise those who do not think they would
enjoy Heaven to go to Hell.
The attempt to imagine a heaven is an attempt to conceive
a world in which the disorders of human desire no
longer exist. Now it is in their prayers that men have
sought to come to terms with their disorders, and their
prayers reveal most concretely how much the hunger for
certainty and for help is a hunger for the fulfillment of
desire. For prayer, says Father Wynne, is “the expression
of our desires to God whether for ourselves or for others.”
In the higher reaches of religion “the expression is not
intended to instruct or direct God what to do, but to
appeal to His goodness for the things we need; and the
appeal is necessary, not because He is ignorant of our
needs or sentiments, but to give definite form to our desires,
to concentrate our whole attention on what we have
to recommend to Him, to help us appreciate our close
personal relation with Him.” But in order to know what
to pray for, we need grace, that is to say, God Himself
must teach us what to ask Him for. We can be sure that
we should pray for salvation, but in particular we need
guidance from God “to know the special means that will
most help us in any particular need.” But besides the
spiritual objects of prayer “we are to ask also for temporal
things, our daily bread and all that it implies, health,
strength, and other worldly or temporal goods ...”; we
are to pray also for escape from evils, “the penalty of our
sins, the dangers of temptation, and every manner of physical
or spiritual affliction.”
There has, however, always been a logical difficulty
about offering petitions to an all-wise and all-powerful
Providence. Thus in the Dialogue of Dives and Pauper,
which was published in 1493, the question is put: “Why
pray we to God with oure mouth sithe he knowyth alle
oure thoughte, all our desire, al our wyl and what us
nedeth?” To this question the only answer which was
not evasive came from the mystics who led a life of contemplation.
Prayer, they said, is not mere petition; it is
communion with God. It is not because prayer gives a
man what he wants, but because it “ones the soul to
God,” that it is rational and necessary. This, too, is the
conception of prayer held by a liberal pastor like Dr. Fosdick
who looks with scorn upon “clamorous petition to an
anthropomorphic God” and says that “true prayer ...
is to assimilate ... (the) spirit which is God (that)
... surrounds our lives.” The same idea, stated in somewhat
more precise language, is set down by Mr. Santayana
when he says that “in rational prayer the soul may
be said to accomplish three things important to its welfare:
it withdraws within itself and defines its good, it accommodates
itself to destiny, and it grows like the ideal which
it conceives.”
But, of course, this is not the way the common man
through the ages has conceived prayer. In fact he must
have prayed before he had any clear conception of what a
prayer is or of whom it is addressed to. Thus we are
told that in Arcadia the girls invoked Hera by the title
of “Hera the Girl,” the married women prayed to “Hera
the Married One,” and the widows prayed to “Hera the
Widow.” Sometimes the prayer is a spontaneous expression
of sorrow or of delight, a lyrical cry which has no
ulterior purpose and is addressed to no one. Sometimes
prayer is a magical formula which compels the deity to
listen and to obey. The subject is both complicated and
obscure. But this much at least is clear: along with elements
which can be described only as spontaneous and
lyrical, with traces of magic, and at times with a purely
disinterested desire to commune with God, simple people
have looked upon prayer as “an instrument for applying
God’s illimitable power to daily life.”
Popular discussion of prayer has often been extremely
practical: “How can prayer be made most efficient? Is it
by ordinary Masses or by other offices? Is it by the elaboration
or the multiplication of services?” Lady Alice
West who died in 1395 ordered 4400 Masses “in the most
haste that it may be do, withynne xiiii nyght next after
my deces.” Thomas Walwayn who died in 1415 left
orders for 10,000 Masses “with oute pompe whyche may
not profyt myn soule.” John Plot, however, wished his
Masses said “with solempne seruise that ys for to sayn
wyth Belle Ryngyng.” There was debate as to whether
prayers were most effective if said in Rome or in the Holy
Land ... by certain priests rather than by others ...
by the friars rather than by the priests ... whether there
were more potent prayers than the Pater ... whether
prayers should be addressed to the Father, the Son, or to
St. Mary ... whether St. Mary could be approached best
through her mother, St. Anne....
It is not necessary to dogmatize by saying that prayer
is magic, or soliloquy, or communion, or petition for this
and that, in order to see that it is the expression of a human
need. The quality of the need varies. It may be
anything from a desire for rain to a desire for friendship
with unseen spirits, but always it illustrates the saying that
“all men stand in need of God.”
If we ask ourselves what we mean by ‘need,’ we must
answer, I suppose, that the resources of our own natures
and the power we are able to exercise over events are insufficient
to satisfy the cravings of our natures. We must
eat, but we cannot be sure that drought will not destroy
the crops. We are beset by enemies, and we are not sure
we can conquer them. We are threatened by earthquake,
storm, and disease against which we cannot wholly protect
ourselves. We become deeply attached to other persons.
But they must die and we must die, and we cannot stay
the doom. In brief, we find ourselves in a world in which
our hopes are defeated.
Somehow we are so constituted that we demand the
impossible. There is in us somewhere an intimation that
we ought not to be defeated. But where did this intimation
come from? How is it that we are not born satisfied
with our mortality, content with our fate? Why is it that
the normal fate of man seems to us abnormal? What
is there in the back of our heads which keeps telling us
that life as we find it is not what it ought to be?
The biologist might answer, I suppose, that this craving
for a different kind of world is simply our own consciousness
of that blind push of natural forces which create the
variations on which natural selection works to produce
the survival of the fittest. Nature, he might say, is wholly
indifferent to the outcries of the individual; this vast
process of which each of us is so insignificant a part,
keeps going because there is in all the parts a superabundant
urging to go on. There is no human economy in it
and no human order. Man, for example, has far more
sexual desire than is needed for the rational propagation
of the species. But there is no rational plan in nature.
It works here, and everywhere, on the principle that by
having too much there will surely be enough; the seeds
which do not germinate, the seedlings which perish, the
desires which are left over, are no concern of nature’s.
For nature has no concern. There is no concern except
that which we ourselves feel, and that is a mere flicker
on the stream of time, and will soon go out.
While there is no way of gainsaying that this explanation
is true, it is true only if we look at life from the particular
point of view which the biologist adopts. If, however,
we look inwardly upon ourselves, instead of surveying
our species from the outside, we find, I think, that this
sense that the world ought not to be what it is seems to
originate in a kind of dim memory that it once was what
we feel it ought to be. Indeed, so vivid is this memory
that for ages men took it to be an account of historical
events; in absolute good faith they constituted for themselves
the picture of a Golden Age which existed before
evil came into the world. Hope was, therefore, a kind of
memory; the ideal was to achieve something which had
been lost. The memory of an age of innocence has
haunted the whole of mankind. It has been a light behind
their present experience which cast shadows upon it, and
made it seem insubstantial and not inevitable. Before
this life, there had been another which was happier. And
so they reasoned that what once was possible must somehow
be possible again. Having once known the good, it
was unbelievable that evil should be final.
Even after criticism has dissolved the beautiful legends
in which it was embodied, this memory of a Golden Age
persists. It persists as an intimation of our own inward
experience, and like an uneasy spirit it intrudes itself upon
our most realistic efforts to accept the world as we find it.
For it takes many shapes, which sometimes deceive us,
appearing then not as the memory of a happiness we have
lost, but as the anticipation of utopia to come.
It is an intimation that man is entitled to live in the
land of heart’s desire. It is a deep conviction that happiness
is possible, and all inquiry into the foundations of
morals turns ultimately upon whether man can achieve
this happiness by pursuing his desires, or whether he must
first learn to desire the kind of happiness which is possible.
CHAPTER IX THE INSIGHT OF HUMANISM — 1. The Two Approaches to Life — 2. Freedom and Restraint — 3. The Ascetic Principle — 4. Oscillation between Two Principles — 5. The Golden Mean and Its Difficulties — 6. The Matrix of Humanism — 7. The Career of the Soul — 8. The Passage into Maturity — 9. The Function of High Religion
The land of heart’s desire is a place in which no man
desires what he cannot have and each man can have what
he desires. There have been great differences of opinion
among men as to how they could best enter this happy
land.
If they thought their natural impulses were by way of
being lecherous, greedy, and cruel, they have accepted
some form of the classical and Christian doctrine that man
must subdue his naive impulses, and by reason, grace, or
renunciation, transform his will. If they thought that man
was naturally innocent and good, they have accepted some
one of the many variants of liberalism, and concerned
themselves not with the reform of desire but with the
provision of opportunities for its fulfilment.
There are differences of emphasis among liberals, but
they all accept the same premise, which is that if only
external circumstances are favorable the internal life of
man will adjust itself successfully. So completely does
this theory of human nature dominate the field of contemporary
thought that modern men are rarely reminded,
and then only by those whom it is the fashion to ignore,
that they are challenging the testimony not merely of their
maiden aunts, but of all the greatest teachers of wisdom.
Yet if the modern man is an optimist on the subject of his
impulses, the reason is to be found less in his own self-confidence
than in his distrust of men and in his intoxication
over things.
Owing to the dissolution of the ancestral order he has
learned to distrust those who exercise authority. Owing
to the progress of science he has acquired an unbounded
confidence in his capacity to create desirable objects. He
is so rebellious and so constructive that he has still to ask
himself whether the free and naive pursuit of desirable
objects can really produce a desirable world. Yet in all
the books of wisdom that is the question which confronts
him. There it is written in many languages and in the
idiom of many different cultures that if man is to find happiness,
he must reconstruct not merely his world, but,
first of all, himself.
Is this wisdom dead and done with, or has it a bearing
upon the deep uneasiness of the modern man? The answer
depends upon what we must conceive to be the
nature of man.
It is significant that fashions in human nature are continually
changing. There are, as it were, two extremes:
at the one is the belief that our naive passions are evil, at
the other that they are good, and between these two poles,
the prevailing opinion oscillates. One might suppose that
somewhere, perhaps near the center, there would be a
point which was the truth, and that on that point men
would reach an agreement. But experience shows that
there is no agreement, and that there is no known point
where the two views are perfectly balanced. The fact is
that the prevailing view is invariably a rebound from the
excesses of the other, and one can understand it only by
knowing what it is a reaction from.
It is impossible, for example, to do justice to Rousseau
and the romantics without understanding the dead
classicism, the conventionalities, and the tyrannies of the
Eighteenth Century. It is equally impossible to do justice
to the Eighteenth Century without understanding the
licentiousness of the High Renaissance and the political
disorders resulting from the Reformation. These in their
turn become intelligible only when we have understood
the later consequences of the mediæval view of life. No
particular view endures. When human nature is wholly
distrusted and severely repressed, sooner or later it asserts
itself and bursts its bonds; and when it is naively trusted,
it produces so much disorder and corruption that men
once again idealize order and restraint.
We happen to be living in an age when there is a severe
reaction against the distrust and repression practiced by
those whom it is customary to describe as Puritans. It is,
in fact, a reaction against a degenerate form of Puritanism
which manifested itself as a disposition to be prim,
prudish, and pedantic. For latter-day Puritanism had become
a rather second-rate notion that less obvious things
are more noble than grosser ones and that spirituality is
the pursuit of rarefied sensations. It had embraced the
idea that a man had advanced in the realm of the spirit
in proportion to his concern with abstractions, and cults
of grimly spiritual persons devoted themselves to the worship
of sonorous generalities. All this associated itself
with a rather preposterous idealism which insisted that
maidens should be wan and easily frightened, that
draperies and decorations should conceal the essential
forms of objects, and that the good life had something
to do with expurgated speech, with pale colors, and
shadows and silhouettes, with the thin music of harps
and soprano voices, with fig leaves and a general conspiracy
to tell lies to children, with philosophies that denied
the reality of evil, and with all manner of affectation
and self-deception.
Yet in these many attempts to grow wings and take off
from the things that are of the earth earthy, it is impossible
not to recognize a resemblance, somewhat in the nature of
a caricature, to the teaching of the sages. There is no
doubt that in one form or another, Socrates and Buddha,
Jesus and St. Paul, Plotinus and Spinoza, taught that the
good life is impossible without asceticism, that without renunciation
of many of the ordinary appetites, no man can
really live well. Prejudice against the human body and
a tendency to be disgusted with its habits, a contempt for
the ordinary concerns of daily experience is to be found
in all of them, and it is not surprising that men, living in
an age of moral confusion like that associated with the
name of the good Queen Victoria, should have come to
believe that if only they covered up their passions they had
conquered them. It was a rather ludicrous mistake as
the satirists of the anti-Victorian era have so copiously
pointed out. But at least there was a dim recognition in
this cult of the genteel that the good life does involve
some kind of conquest of the carnal passions.
That conception of the good life has become so repulsive
to the present generation that it is almost incapable of
understanding and appreciating the original insight of
which the works of Dr. Bowdler and Mrs. Grundy are a
caricature. Yet it is a fact, and a most arresting one, that
in all the great religions, and in all the great moral
philosophies from Aristotle to Bernard Shaw, it is taught
that one of the conditions of happiness is to renounce
some of the satisfactions which men normally crave. This
tradition as to what constitutes the wisdom of life is supported
by testimony from so many independent sources
that it cannot be dismissed lightly. With minor variations
it is a common theme in the teaching of an Athenian
aristocrat like Plato, an Indian nobleman like Buddha, and
a humble Jew like Spinoza; in fact, wherever men have
thought at all carefully about the problem of evil and of
what constitutes a good life, they have concluded that an
essential element in any human philosophy is renunciation.
They cannot all have been so foolish as Anthony Comstock.
They must have had some insight into experience
which led them to that conclusion.
If asceticism in all its forms were as stupid and cruel as
it is now the fashion to think it is, then the traditions of
saintliness and of heroism are monstrously misleading.
For in the legends of heroes, of sages, of explorers, inventors
and discoverers, of pioneers and patriots, there is
almost invariably this same underlying theme of sacrifice
and unworldliness. They are poor. They live dangerously.
By ordinary standards they are extremely uncomfortable.
They give up ease, property, pleasure, pride,
place, and power to attain things which are transcendent
and rare. They live for ends which seem to yield them
no profit, and they are ready to die, if need be, for that
which the dead can no longer enjoy. And yet, though
there is nothing in our current morality to justify their
unworldliness, we continue to admire them greatly.
In saying all this I am not trying to clinch an argument
by appealing to great names. There is much in the teaching
of all the spiritual leaders of the past which is wholly
obsolete to-day, and there is no compulsive authority in
any part of their teaching. They may have been as mistaken
in their insight into the human soul as they usually
were in their notions of physics and history. To say, then,
that there is an ascetic element in all the great philosophies
of the past is not proof that there must be one in modern
philosophy. But it creates a presumption, I think, which
cannot be ignored, for we must remember that the least
perishable part of the literature and thought of the past is
that which deals with human nature. Scientific method
and historical scholarship have enormously increased our
competence in the whole field of physics and history. But
for an understanding of human nature we are still very
largely dependent, as they were, upon introspection, general
observation, and intuition. There has been no revolutionary
advance here since the hellenic philosophers. That
is why Aristotle’s ethics is still as fresh for anyone who
accustoms himself to the idiom as Nietzsche, or Freud,
or Bertrand Russell, whereas Aristotle’s physics, his biology,
or his zoology is of interest only to antiquarians.
It is, then, as an insight into human nature, and not as
a rule authoritatively imposed or highly sanctioned by
the prestige of great men, that I propose now to inquire
what meaning there is for us in the fact that men in the
past have so persistently associated the good life with
some form of ascetic discipline and renunciation. The
modern world, as it has emancipated itself from its ancestral
regime, has assumed almost as a matter of course that
the human passions, if thoroughly liberated from all tyrannies
and distortions, would by their fulfilment achieve
happiness. All those who teach asceticism, deny this
major premise of modernity, and the result is that the
prevailing philosophy is at odds on the most fundamental
of all issues with the wisdom of the past.
The average man to-day, when he hears the word
asceticism, is likely to think of St. Simeon Stylites who sat
on top of a pillar, of hermits living in caves, of hair-shirts,
of long fasts, chastity, strange vigils, and even of tattooing,
self-mutilation, and flagellation. Or if he does not
think of such examples, which the modern man regards
as pathological and for the psychiatrist to explain, the
word asceticism may connote some such attitude of mind
as Herbert Asbury has recorded in the biography of his
kinsman, Bishop Asbury, the founder of American
Methodism, of whom a friend, who knew him well, wrote:
“I never saw him indulge in even innocent pleasantry.
His was the solemnity of an apostle; it was so interwoven
with his conduct that he could not put off the gravity of
the bishop either in the parlour or the dining-room. He
was a rigid enemy to ease; hence the pleasures of study
and the charms of recreation he alike sacrificed to the more
sublime work of saving souls.... He knew nothing
about pleasing the flesh at the expense of duty; flesh
and blood were enemies with whom he never took
counsel.”
If asceticism meant only this sort of thing, it might be
interesting only as a curiosity. But apart from the
asceticism of primitive peoples and of the pathological,
there is a sane and civilized asceticism which presents a
quite different face. There is, for example, the argument
of Socrates in the Phædo that the body is a nuisance to a
philosopher in search of truth. It is, he says, “a source of
endless trouble to us by reason of the mere requirement
of food; and is liable also to diseases which overtake and
impede us in the search after true being: it fills us full of
loves, and lusts, and fears, and fancies of all kinds, and
endless foolery, and in fact, as men say, takes away from
us the power of thinking at all. Whence come wars,
and fightings, and factions? Whence but from the body
and the lusts of the body? Wars are occasioned by the
love of money, and money has to be acquired for the sake
and in the service of the body; and by reason of all these
impediments we have no time to give to philosophy; and,
last and worst of all, even if we are at leisure and betake
ourselves to some speculation, the body is always breaking
in upon us, causing us turmoil and confusion in our inquiries,
and so amazing us that we are prevented from
seeing the truth.”
Plato, in pursuing the argument in this particular dialogue,
concludes that because the body is such a nuisance
the only pure philosopher is a dead one. It is, perhaps, a
logical conclusion. But in other places, particularly in
the Republic, Plato described a system of education which
he thought would produce philosophers: the neophytes
were put through a stern discipline of hard living and
gymnastics and learning, were compelled to live in tents,
to own nothing which they could call their own, and to cut
themselves off from all family ties.
When the description of this regime provokes Adeimantus
to remark that “you are not making the men of
this class particularly happy,” Socrates is made to reply
that while it is not his object to make any class particularly
happy, yet it would not surprise him if in the given circumstances
even this class were very happy. When we
look further for his meaning, we find it to be that the
guardians are trained by their ascetic discipline to abandon
all private aims and to find their happiness in an
appreciation of a perfectly ordered commonwealth. If we
understand this we shall, I believe, understand what
civilized asceticism means. We shall have come back to the
original meaning of the word itself, which is derived from
the Greek ἀσκέω, “I practice,” and “embodies a metaphor
taken from the ancient wrestling place or palæstra, where
victory rewarded those who had best trained their bodies.”
An ascetic in the original meaning of the term is an athlete;
and it was in this spirit that the early Christians
trained themselves deliberately as “athletes of Christ” to
bear without flinching the tortures of their martyrdom.
When asceticism is irrational, it is a form of totemism
or fetich worship and derives from a belief that certain
things are tabu or that evil spirits can be placated by
human suffering. Or without any coherent belief whatsoever
asceticism may be merely a perversion arising out
of that ambivalence of the human passions which often
makes pain, inflicted on others or self-inflicted, an exquisite
pleasure. But when asceticism is rational, it is a
discipline of the mind and body to fit men for the service
of an ideal. Its purpose is to harden and to purify, to
suppress contrary passions, and thus to intensify the passion
for the ideal. “I chastise my body,” said St. Paul,
“and bring it into subjection.” The Church, especially
in the earlier centuries, was compelled to fight continually
against irrational asceticism, and as late as the Middle
Ages, the Inquisition pursued sects which regarded
marriage as the “greater adultery” and practiced self-emasculation.
The rational view was the view of St.
Jerome: “Be on your guard when you begin to mortify
your body by abstinence and fasting, lest you imagine
yourself to be perfect and a saint; for perfection does
not consist in this virtue. It is only a help; a disposition;
a means, though a fitting one, for the attainment of true
perfection.”
Now when St. Paul said that he had to bring his body
into subjection, when Aristotle defined the barbarians’
ideal as “the living as one likes,” when Plato made
Socrates say that the soul is infected by the body, when
Buddha preached the extinction of all craving, when
Spinoza wrote that because we rejoice in virtue we are
able to control our lusts, they accepted a view of human
nature which is quite diametrically opposed to one which
has had wide currency in our civilization since the
Renaissance.
This contrary view was undoubtedly provoked by the
evils which came from the attempt to put the ascetic principle
extensively into practice. Rabelais is by all odds
the most convincing of the moderns who revolted, for
Rabelais not only talked about the natural man but actually
knew him and delighted in him. Thus when Villers
writes to Madame de Staël that in her work “primitive,
incorruptible, naive, passionate nature” is “in conflict with
the barriers and shackles of conventional life,” we feel, I
think, that neither Villers nor the lady would really have
cared very much for primitive nature in all its naivete.
The natural man that they were talking about lived in
Arcady and his passions were as violent as those of a lapdog;
throughout the romantic movement, with rare exceptions,
the talk about passion and impulse and instinct
has this air of unreality and of neurotic confusion. There
is not in it, as there is in Rabelais, for example, an honest
gusto for the passions that are to be liberated from the
restraints imposed by that “rabble of squint-minded fellows,
dissembling and counterfeit saints, demure lookers,
hypocrites, pretended zealots, tough friars, buskin-monks,
and other such sects of men, who disguise themselves like
masquers to deceive the world.”
Rabelais advised his readers that if they desired to become
good Pantagruelists, “that is to say, to live in peace,
joy, health, making yourself always merry—never trust
those men that always peep out through a little hole.”
And in establishing the Abbey of Theleme, Gargantua
furnished it magnificently and barred the gates against
bigots, hypocrites, dissemblers, attorneys, barristers, usurers,
drunkards, and cannibals; he invited in all noble
blades and brisk and handsome people, faithful expounders
of the Scripture, and lovely ladies, proper, fair, and
mirthful. “Their life,” he says, “was spent not in laws,
statutes, or rules, but at their own free will and pleasure.
They rose from bed when they thought good, drank, ate,
worked, slept, when the desire came to them. None did
awaken them, none constrained them either to drink or
eat, nor to do any other thing: for so had Gargantua established
it. The Rule of their order had but one clause:
Do What Thou Wilt.”
But there was a catch in this rule. Not only had
drunkards and cannibals been excluded in the first place,
but Rabelais assures us that those who were admitted, because
they were “free, well born, well educated, and accustomed
to good company, have by nature an instinct
and spur which prompts them to virtuous acts and withdraws
them from vice. This they call honor.” And in
another passage Rabelais limits the propensities of the
natural man even more radically when he speaks of “a
certain gaiety of spirit cured in contempt of chance and
fortune.”
There is always a catch in any doctrine of the natural
goodness of man. For mere passive obedience to impulse
as it comes and goes, without effort to check it or direct
it, ends in something like Alfred de Musset’s Rolla, of
whom it was said:
It was not Rolla who ruled his life,
It was his passions; he let them go
As a drowsy shepherd watches the water flow.
So even Dora Russell at the crisis of her assault upon
the Christian tradition advises us to “live by instinct and
intelligence,” which must mean, if it means anything, that
intelligence is to be in some respects the master as well as
the servant of instinct. That this is what Mrs. Russell
means is abundantly plain by her fury at capitalists, imperialists,
conservatives, and churchmen, whose instincts
lead them to do things of which she does not approve.
For like her distinguished husband she trusts those impulses
which are creative and beneficent, and distrusts
those which are possessive and destructive. That is to say,
like every other moralist, she trusts those parts of human
nature which she trusts.
These cycles of action and reaction are disastrous to the
establishment of a stable humanism. A theocratic culture
depends upon an assured view of the way in which God
governs the universe, and as long as that view suits the
typical needs of a society made stable by custom, the theocratic
culture is stable. But humanism arises in complex
and changing societies, and if it is to have any power to
make life coherent and orderly, it must hold an assured
view of how man can govern himself. If he oscillates
aimlessly between the belief that he must distrust his
impulses and the belief that he may naively obey them,
it is impossible for him to fix any point of reference for
the development of his moral code, his educational plans,
his human relationships, his politics, and his personal
ideals.
It is not hard to see, I think, why he oscillates in this
fashion between trust and distrust. He cannot obey every
impulse, for he has conflicting impulses within himself.
There are also his neighbors with their impulses. They
cannot all be satisfied, for the very simple reason that the
sum of their demands far outruns the available supply of
satisfactions. There is not room enough, there are not objects
enough in the world to fulfill all human desires. Desires
are, for all practical purposes, unlimited and insatiable,
and therefore any ethics which does not recognize the
necessity of putting restraint upon naive desire is inherently
absurd. On the other hand, it is impossible to distrust
every impulse, for the only conclusion then is to commit
suicide. Buddha did, to be sure, teach that craving
was the source of all misery, and that it must be wholly
extinguished. But it is evident from an examination of
what he actually advised his disciples to renounce, that
while they were to be poor, chaste, unworldly, and incurious
about the nature of things, they were to be rewarded
with the highest of all satisfactions, and were to be “like
the broad earth, unvexed; like the pillar of the city gate,
unmoved; like a pellucid lake, unruffled.” For Nirvana
meant, as Rhys Davids says, the extinction of a sinful,
grasping condition of mind.
Confronted by two opposed views of human nature,
neither of which can be taken unreservedly, moralists have
had to pick and choose, deciding how much or how little
they would trust the different impulses. But there is no
measure by which they could decide how much of an impulse
is virtuous, how much more is intemperate, and how
much more than that is utterly sinful. The attempts to
regulate the sexual impulse illustrate the difficulty. Shall
the moralist call the complete absence of all conscious
sexual desire virtue? Then he disobeys the commandment
to be fruitful and multiply and replenish the earth. Shall
he then limit virtuous desire to that which is felt for a lawful
mate? That implies that man and woman must mate
with the first person for whom they feel any sexual desire.
But this cannot always be arranged. The first person may
be otherwise engaged. It becomes necessary then to permit
a certain amount of promiscuous, though unfulfilled,
sexual desire in the process of sexual selection. And then
having somehow gotten past that difficulty, and with two
persons safely mated, a whole new series of problems arise
out of the question of how far sexual satisfaction depends
for its virtue upon its being the successful means to, or
more subtly still, the intended means to, procreation. I
shall not pursue the matter further. The attempt to
measure the degree in which impulse is to be permitted to
express itself is obviously full of difficulties.
The moral problem remains utterly insoluble as long as
men regard it as an attempt to separate their good impulses
from their bad ones, and to decide how much their good
impulses are to be encouraged. Morality, if it is not fixed
by custom and authority, becomes a mere matter of taste
determined by the idiosyncrasies of the moralist.
Aristotle faced this fundamental difficulty of humanism
in the Ethics. He had expounded the theory that happiness
is due to virtue, and that virtue is a mean between
two extremes. There must, he said, be neither defect nor
excess of any quality. We must, in brief, go so far but no
further in obedience to our impulses. Thus between rashness
and cowardice the mean is courage; between prodigality
and niggardliness it is liberality; between incontinence
and total abstinence it is temperateness; between ostentation
and meanness it is magnificence; between empty
boasting and little-mindedness it is magnanimity; between
flattery and moroseness it is friendliness; between bashfulness
and impudence it is modesty; between arrogance
and false modesty, it is truthfulness.
So runs the Aristotelian catalogue, and probably no code
ever described so well the ideal of a gentleman. But having
laid down his general precepts, Aristotle, unlike most
moralists, faced the difficulty of applying them. He recognized
that it is one thing to accept the theory of a golden
mean, and quite another to know where that mean lies.
“For in each case it is difficult to find the mean ... thus
it is easy, and in every man’s power to be angry, and to
give and spend money; but to determine the person to
whom, and the quantity, and the time, and the motive,
and the manner, is no longer in every man’s power, nor is
it easy; therefore excellence is rare, and praiseworthy and
honorable.” For while the mean between excess and
defect is excellent, “it is easy to miss a mark, but difficult
to hit it.”
If we look at the matter more closely in order to find out
why moral codes are, as Aristotle says, so hit and miss, we
must, I think, come to the conclusion that there is an undetected
fallacy in most moral thinking which renders moral
insight abortive. It is that fallacy which I now propose to
examine.
A moral code like Aristotle’s, which we may fairly regard
as the rational prototype of all humanistic codes, consists
of an inventory of good and bad appetites and of good
and bad satisfactions. All conventional moralizing, which
does not rest on the sheer fiat of public opinion, custom,
or God, assumes the existence of some such inventory of
permissible desires and permissible fulfilments. But what
does the making of such inventories mean? It means that
good and evil are believed to be objective qualities of the
natural world like weight, dimension, and motion, that
certain desires are inherently good, certain others are inherently
bad, and that the same is true of the different objects
of desire. But this is nothing but what is known as
the pathetic fallacy. For surely each desire and each object
as such, taken separately without relation to anything
else, is as innocent and as neutral as the forces that move
the planets.
The categories of good and evil would not apply if there
were no sentient being to experience good and evil. In
such a world no object would be any better or any worse
than any other object; nobody talks about good and bad
electrons. All electrons are morally alike because no sentient
being can tell them apart. Nor would the categories
of good and evil apply to a world in which each impulse
was in a vacuum of its own. In such a world all our impulses
would be like our digestive tracts on a day when we
do not know we have a stomach. If our impulses did not
impinge upon each other and upon objects there would be
no problem of good and evil. Therefore the quality of
good and evil lies not in impulses as such, nor in objects as
such, but in the relationship between impulses and objects.
Therefore the making of inventories is fundamentally misleading.
There is another fallacy which is closely associated with
this one. We make lists of our impulses. A standard list
which is much used comprises the following: flight, repulsion,
curiosity, pugnacity, self-abasement, self-assertion,
parental, reproductive, gregarious, acquisitive, constructive.
Whether this is a good list or not is neither here nor
there. Through the ages men have been making such lists
in the fond belief that they were analyzing the human character.
No doubt these terms describe something; we all
recognize that these words are the names of impulses that
move us. But if we consider them further, we must also
recognize that these impulses do not move all persons the
same way, nor any one person the same way at all times in
his life and under all circumstances.
It is hardly necessary, I am sure, to labor the point very
much. There is the instinct to be curious: it disposes one
man to measure the diameter of Betelgeuse when he is
forty years old; when he was a child it disposed him to
find out whether he could hang up a cat by its tail; that
curious child’s companion in the experiment on the cat
was disposed, when he grew up, to take much trouble in
finding out how much income tax his neighbor paid and
whether his employer was faithful to his wife. The parental
instinct of one man is to launch his child on the
world as an independent human being; in another man the
instinct manifests itself as a determination to have children
who will depend upon him and cater to him all his days
long. So when we make lists of our impulses we really do
not know enough about them to pass judgment. For
desires are complex, and their greatest complexity lies in
the fact that they change.
The objects of desire are no less complex. Take, for example,
a jade goddess. To a Chinese coolie it is an object
with mysterious powers, a part of the mechanism which
governs the universe. But the jade goddess is now in a
Fifth Avenue shop window, and a policeman on his beat
sees it. It is a green stone figure to him. The dealer
inside knows that it is rare and is worth a thousand dollars.
The collector could enjoy it immensely if he possessed
it. The connoisseur finds intricate pleasure in it as
a work of art and an elaborate interest in it as a memento
of a whole culture. The objects of desire, then, are not
simple things. We help to create them. We say that this
man desires that woman. But what, in fact, does he
desire? A few moments of ecstasy from her body, something
which a thousand women could give him equally
well, or an intimate union with so much of her whole
being that for that very reason she is unique to him? The
quality of his passion and the character of his mistress will
depend in a very large degree on how much of her being
he takes into account. It depends also, I hasten to add, on
how much there is to take into account.
At any moment in our lives we desire only those objects
which we are then capable of desiring and in the way we
are then capable of desiring them. But our desires do not
remain fixed from the cradle to the grave. They change.
And as they change the desirability of objects about us
changes too. It is impossible, then, to make lists of good
and evil desires and of good and evil objects. For good
and evil are qualities in the relationship between variable
desires and variable objects of desire.
The attempt to construct moral codes on the basis of
an inventory is an attempt to understand something
which is always in process of change by treating it as a
still life and taking snapshots of it. That is what moralists
have almost always attempted to do. They have tried
to capture the essence of a changing thing in a collection
of fixed concepts. It cannot be done. The reality of
human nature is bound to elude us if we look only at a
momentary cross-section of it. To understand it, therefore,
for the purposes of moralizing, we have to revise
our intellectual apparatus, and learn to look upon each
moment of behavior not as the manifestation of certain
fixed elements in human nature, but as a stage in the evolution
of human nature. We grow up, mature, and decline;
being endowed with memory and the capacity to
form habits, our conduct is cumulative. We drag our past
along with us and it pushes us on. We do not make a new
approach to each new experience. We approach new
experiences with the expectations and habits developed by
previous experience, and under the impact of novelty these
expectations and habits become modified.
The conception of human nature as developing behavior
is, of course, accepted by all modern psychologists.
If they study the child they are bound to consider
him as potentially an adult. If they study the adult they
are bound to regard him as originally a child. Abnormal
psychology makes sense only insofar as it can be understood
as an abnormal development of the personality, regardless
of whether that abnormality is traceable to pre-natal
variations, to organic disease, or to functional disturbance.
Folk psychology, whether or not one accepts
the interesting but speculative hypothesis that there is a
parallel between the development of the individual and
the development of the race, is another mode of investigating
the evolution of behavior. The concept of development
is thoroughly established in psychology as the
major clue to the understanding of human nature.
The moralist, since he is concerned with human nature,
is compelled to employ this concept. But he employs it
somewhat differently than the scientist. Being a moralist,
he is interested in understanding the principles of
behavior in order that he may understand the principles of
right behavior. The psychologist, as such, is interested in
the development of behavior, regardless of whether that
development leads to misery or to happiness. He studies
the various processes no matter where they lead. For in
science the concept of development implies no judgment
as to whether there is a good or a bad development. The
development of an idiot and of a genius are on the same
footing, and are theoretically of equal interest. But to the
moralist the study of development is focussed on the effort
to discover those processes of development which
can be made to produce right relationships between the
individual and his environment, and by a right relationship
he is bound to mean one in which there is an harmonious
adjustment between desires and the objects of
desire. How often, and how nearly, it is possible for human
beings to approximate such perfection is an unanswerable
question. The proof of that pudding lies in the
eating of it, and it is not the function of the moralist under
humanism to guarantee the outcome. His function is
to point out as clearly as it is possible to do so the path
which presumably leads toward the good life.
In describing that path he is bound to depend upon the
best available insight into the processes by which good
and bad adjustments are made. In the present state of
our knowledge this means that he must rely to a very
large degree upon his own intuitions, commonsense, and
sense of life. Great progress has been made in scientific
psychology within the last generation, enough progress, I
think, to supplement in important ways our own unanalyzed
and intuitive wisdom about life. But it would be
idle to suppose that the science of psychology is in a stage
where it can be used as a substitute for experienced and
penetrating imaginative insight. We can be confident
that on the whole a good meteorologist can tell us more
about the weather than even the most weather-wise old
sea captain. But we cannot have that kind of confidence
in even the best of psychologists. Indeed, an acquaintance
with psychologists will, I think, compel anyone to admit
that, if they are good psychologists, they are almost certain
to possess a gift of insight which is unaccounted for by
their technical apparatus. Doubtless it is true that in all
the sciences the difference between a good scientist and a
poor one comes down at last, after all the technical and
theoretical procedure has been learned, to some sort of
residual flair for the realities of that subject. But in
the study of human nature that residual flair, which seems
to be composed of intuition, commonsense, and unconsciously
deposited experience, plays a much greater role
than it does in the more advanced sciences.
The uses of psychology to the moralist are, therefore, in
confirming and correcting, in broadening and organizing,
his insight into human nature. He is confronted, of
course, with a great deal of confusion. There is, to begin
with, no agreed terminology, and therefore it is often
almost impossible to know whether two psychologists
using the same word mean the same thing. Anyone who
has stumbled about amidst words like instinct, impulse,
consciousness, the unconscious, will know how confusing
it all is. Psychologists are still using a literary language
in which the connotations of words tend to overwhelm
their precise signification. To make the confusion greater
there is the elaborate system-making, the headstrong generalizing,
and the fierce dogmatism which have produced
the psychological sects. But all of this is characteristic of
a young science, and if that is borne in mind, there is
nothing disconcerting about it. The Eighteenth Century
in dealing with the Newtonian physics, and the Nineteenth
in dealing with the Darwinian biology, went through a
hullabaloo similar to that which we are now going
through in connection with behaviorism, psychoanalysis,
and the so-called gestalt-theorie. Our only concern here
is to ask whether underneath all the controversy there is
not some trustworthy common ground on which the
moralist can stand.
I have already said that there was common ground in
the concept of development. We can go further than
that, however, and say, I think, that with the help of
psychology we are in position now to construct reliable
and useful pictures, which confirm and correct our own
intuitive understanding, of the infantile and of the mature
approach to experience. We can, as it were, fix these
two poles and regard the history of each soul as the history
of its progress from infantilism to maturity. We are
by no means able as yet to describe all the phases of development
between these two poles; we know that progress
is often temporarily interrupted, often completely
arrested, and sometimes turned into a rout. But insofar
as we are able to realize clearly what a fully matured
character is like, the word progress has a meaning because
we know what we mean by the goal of moral effort. That
goal is maturity. If we knew all the stages in the development
to maturity, and how to control them, we should
have an adequate science of education, we could deal successfully
with functional disorders, we should have a very
great mastery of the art of life. For the problems of education
are at bottom problems in how to lead the child
from one stage of development to another until at last
he becomes an harmonious and autonomous personality;
the functional disorders of the character are problems in
the fixations and repressions on the path to maturity; the
art of living is to pass gracefully from youth to old age,
and, at last, as Montaigne said, to learn to die.
It is this progress which we have to understand and
imaginatively to conceive. For in conceiving it we conceive
the matrix of humanism. In this conception is to
be found, I believe, the substitute for that conception of
divine government which gives shape and form to the
theocratic culture. To replace the conception of man as
the subject of a heavenly king, which dominates the
whole ancestral order of life, humanism takes as its dominant
pattern the progress of the individual from helpless
infancy to self-governing maturity.
If our scientific knowledge of human nature were adequate,
we could achieve in the humanistic culture that
which all theologies have tried to achieve: we could found
our morality on tested truths. They would be truths about
the development of human nature, and not, as in the
popular religions, truth of physics and of history. But
our knowledge of human nature is inadequate, and therefore,
like the teachers of popular religion, we have in place
of exact knowledge to invent imaginative fictions in the
hope that the progress of science will confirm and correct,
but will not utterly contradict, our hypotheses. We can
claim no more than this: for our understanding of human
nature we are compelled to use our insight and the best
available psychological science of our age, exactly as
Dante, for his understanding of the divine constitution of
the universe, had to use the accepted astronomy of his
day. If our psychology turns out to be wrong, the only
difference will be that we shall have to discard an hypothesis
whereas our forefathers had to discard a revealed
dogma.
The sketch which I am about to make of the progress
from infancy to maturity is to be taken, then, not as tested
scientific truth, but as an imaginative construction. It will
be, if you like, a modern fable which symbolizes rather
than describes, as the primitive legends of the sun god
symbolized, rather than described, the observed facts. Because
it is an imaginative construction, the same meaning
might be expressed in other ways and with many variations
of detail. But though the fiction itself is of no consequence,
the meaning it conveys is of the highest consequence,
and it is confirmed, as I shall attempt to show,
not only by ordinary insight but by the deepest wisdom
of the greatest teachers.
Freud, in a famous paper, has described the passage
from infancy to maturity as a transition from the dominion
of momentary pleasure and pain to the dominion of
reality. This theory is not peculiar to psychoanalysis in
any of its several schools, and it does not depend upon
the controverted points of doctrine. It is, in fact, more
or less of a commonplace in psychological thought. I am
employing it here because a distinguished colleague of
Freud’s, Dr. S. Ferenczi of Budapest, has made an attempt
to indicate the chief stages in the development between
these two poles of experience. It is a most useful
bit of speculation, and while I believe it could be duplicated
in terms either of behaviorism or of the gestalt-theorie,
I do not happen to have come across any portrait
of the idea which is as vivid as Dr. Ferenczi’s.
The first stage of human development, says Ferenczi,
takes place in the womb where the embryo lives as a parasite
of the mother’s body. An outer world exists for it
only in a very restricted degree; all it needs for protection,
warmth, and nourishment is assured by the mother. Because
everything is there which is necessary for the satisfaction
of the instincts, Ferenczi calls this the Period of
Unconditional Omnipotence.
It is, therefore, rather disagreeable and perhaps terrifying
to be born, for with the detachment from the mother
and the “rude disturbance of the wish-less tranquillity he
had enjoyed in the womb,” the trouble of living begins,
and evokes feelings which might perhaps be described as
a longing to recover the perfect pre-natal adjustment.
Nurses instinctively recognize this longing, says Ferenczi,
and as soon as the infant expresses his discomfort by
struggling and crying, they deliberately create a situation
which resembles as closely as possible the one he has just
left. They lay him down by the warm body of the mother,
or wrap him up in soft, warm coverings, shield his eyes
from the light and his ears from noise. The illusion is
more or less complete, for, of course, the infant is unaware
of the activities of the nurse. For all he knows
“his wishes are realized simply by imagining the satisfaction
of them.” Ferenczi calls this the Period of Magical-Hallucinatory
Omnipotence.
But this period does not last very long, since the nurse
is unable to anticipate every desire that the growing infant
feels. “The hallucinatory representation of the wish-fulfilment
soon proves inadequate to bring about any longer
a real wish-fulfilment.” So the infant has to give signals,
and the more complicated his wishes become the
more signals he has to give. He begins to use a gesture-language,
and if there is a willing nurse always at hand
without too many new-fangled notions, the child gets
what he wants for the mere trouble of expressing his
wants. Ferenczi calls this the Period of Omnipotence by
the Help of Magic Gestures.
But as time goes on and as the number of his wants
increase these gestures lose some of their magic. The
number of the conditions increase to which he has to
submit. “The outstretched hand must often be drawn
back empty.... Indeed, an invincible hostile power
may forcibly oppose itself to this gesture and compel the
hand to resume its former position.” At this point his
sense of reality begins; the sense, that is to say, of something
outside himself which does not submit to his
wishes. “Till now the ‘all-powerful’ being has been able
to feel himself one with the world that obliged him and
followed his every nod, but gradually there appears a
painful discordance in his experiences.” Because all experiences
are no longer incorporated in the ego, Ferenczi
calls this the Projection Phase.
But though the child has now begun to discern the
existence of reality, his sense of that reality is still quite
imperfect. At first, perhaps, he regards this outer world,
though it opposes his wishes, as having qualities like his
own. Ferenczi calls this the Animistic Period. The child
then begins to talk and to substitute for gestures actual
statements of what he desires. Provided he lives in a
household bent on fulfilling his wants as soon as possible,
he retains to a very great degree the illusion that his
wishes are sovereign. Ferenczi calls this the Period of
Magic Thoughts and Magic Words.
Finally, if he matures successfully, he passes into the
last period where he is no longer under the domination
of the pleasure-principle: the feeling of omnipotence gives
way to the full appreciation of the force of circumstances.
Now unfortunately neither Freud nor Ferenczi, nor, so
far as I know, any other psychoanalyst, devotes much attention
to this last phase of maturity in which the sense
of reality has become perfected. They are preoccupied
with pathology; that is to say, with the problems which
arise out of a failure to attain this last stage in which the
adult makes a complete adjustment with his world because
his wishes are matured to accept the conditions which
reality imposes.
Yet it is this last stage which plainly constitutes the
goal of moral effect, for here alone the adult once again
recovers that harmony between himself and his environment
which he lost in that period of infancy when he first
discovered that his wishes were no longer sovereign. It
is the memory of that earliest harmony which he carries
with him all his days. This is his memory of a golden
age, his intimation, as Wordsworth says, of immortality.
But insofar as he expects by an infantile philosophy to
recover that heaven which lay about him in his infancy,
he is doomed to disappointment. In the womb, and for a
few years of his childhood, happiness was the gratification
of his naive desires. His family arranged the world to
suit his wishes. But as he grows up, and begins to be an
independent personality, this providence ministering to his
wishes disappears. He can then no longer hope that the
world will be adjusted to his wishes, and he is compelled
by a long and difficult process of learning and training to
adjust his wishes to the world. If he succeeds he is mature.
If he is mature, he is once again harmonious with
the nature of things. He has virtue. And he is happy.
The process of maturing consists then of a revision of
his desires in the light of an understanding of reality.
When he is completely infantile there is nothing in the
world but his wishes. Therefore, he does not need and
does not have an understanding of the outer world. It
exists for him merely as gratification or denial. But as
he begins to learn that the universe is not composed of
his wishes, he begins to see his wishes in a context and in
perspective. He begins to acquire a sense of space and to
learn how much there is beyond his reach, until at last he
realizes how small a figure he is on this earth, and how
small a part of the universe is the solar system of which
ours is one of the smaller planets. He has learned a lot
from the days when he put out his hand and reached for
the moon. He begins, also, to acquire a sense of time and
to realize that the moment in which he feels the intense
desire to seize something is an instant in a lifetime, an
infinitesimal point in the history of the race. He acquires
a sense of birth and decay and death, a knowledge that
that which he craves, his craving itself, and he himself
who feels that craving, did not have this craving yesterday
and will no longer have it to-morrow. He acquires a
sense of cause and effect, a knowledge, that is to say, that
the sequences of events are not to be interrupted by his
preferences. He begins to discern the existence of other
beings beside himself, and to understand that they too
have their preferences and their wishes, that these wishes
are often contrary to his own, and that there is not room
enough in the world, nor are there things enough, to
gratify all the wishes of everybody.
Thus to learn the lessons of experience is to undergo
a transvaluation of the values we bring with us from the
womb and to transmute our naive impulses. The breakdown
of the infantile adjustment in which providential
powers ministered to every wish compels us either to flee
from reality or to understand it. And by understanding
it we create new objects of desire. For when we know a
good deal about a thing, know how it originated, how
it is likely to behave, what it is made of, and what is its
place amidst other things, we are dealing with something
quite different from the simple object naively apprehended.
The understanding creates a new environment. The
more subtle and discriminating, the more informed and
sympathetic the understanding is, the more complex and
yet ordered do the things about us become. To most of
us, as Mr. Santayana once said, music is a pleasant noise
which produces a drowsy revery relieved by nervous
thrills. But the trained musician hears what we do not
hear at all; he hears the form, the structure, the pattern,
and the significance of an ideal world. A naturalist out
of doors perceives a whole universe of related life which
the rest of us do not even see. A world which is ordinarily
unseen has become visible through the understanding.
When the mind has fetched it out of the flux of
dumb sensations, defined it and fixed it, this unseen world
becomes more real than the dumb sensations it supplants.
When the understanding is at work, it is as if circumstance
had ceased to mutter strange sounds and had begun
to speak our language. When experience is understood,
it is no longer what it is wholly to the infant, very largely
to youth, and in great measure to most men, a succession
of desirable objects at which they instinctively grasp, interspersed
with undesirable ones from which they instinctively
shrink. If objects are seen in their context, in the
light of their origin and destiny, with sympathy for their
own logic and their own purposes, they become interesting
in themselves, and are no longer blind stimuli to
pleasant and unpleasant sensations.
For when our desires come into contact with the world
created by the understanding, their character is altered.
They are confronted by a much more complex stimulus
which evokes a much more complex response. Instead
of the naive and imperious lust of our infantile natures
which is to seize, to have and to hold, our lusts are offset
by other lusts and a balance between them is set up.
That is to say, they are made rational by the ordered
variety with which the understanding confronts them.
We learn that there are more things in heaven and
earth than we dreamed of in our immature philosophy,
that there are many choices and that none is absolute,
that beyond the mountains, as the Chinese say, there are
people also. The obviously pleasant or unpleasant thus
becomes less obviously what we felt it was before our
knowledge of it became complicated by anticipation and
memory. The immediately desirable seems not quite so
desirable and the undesirable less intolerable. Delight is
perhaps not so intense nor pain so poignant as youth and
the romantics would have them. They are absorbed into
a larger experience in which the rewards are a sustained
and more even enjoyment, and serenity in the presence
of inescapable evil. In place of a world, where like
children we are ministered to by a solicitous mother, the
understanding introduces us into a world where delight
is reserved for those who can appreciate the meaning
and purpose of things outside ourselves, and can make
these meanings and purposes their own.
The critical phase of human experience, then, is the
passage from childhood to maturity; the critical question
is whether childish habits and expectations are to persist
or to be transformed. We grow older. But it is by no
means certain that we shall grow up. The human character
is a complicated thing, and its elements do not necessarily
march in step. It is possible to be a sage in some
things and a child in others, to be at once precocious and
retarded, to be shrewd and foolish, serene and irritable.
For some parts of our personalities may well be more
mature than others; not infrequently we participate in
the enterprises of an adult with the mood and manners
of a child.
The successful passage into maturity depends, therefore,
on a breaking up and reconstruction of those habits
which were appropriate only to our earliest experience.
In a certain larger sense this is the essence of education.
For unless a man has acquired the character of an adult,
he is a lost soul no matter how good his technical equipment.
The world unhappily contains many such lost
souls. They are often in high places, men trained to
manipulate the machinery of civilization, but utterly
incapable of handling their own purposes in any civilized
fashion. For their purposes are merely the relics of an
infancy when their wishes were law, and they knew
neither necessity nor change.
When a childish disposition is carried over into an
adult environment the result is a radically false valuation
of that environment. The symptoms are fairly evident.
They may appear as a disposition to feel that everything
which happens to a man has an intentional relation to
himself; life becomes a kind of conspiracy to make him
happy or to make him miserable. In either case it is
thought to be deeply concerned with his destiny. The
childish pattern appears also as a deep sense that life
owes him something, that somehow it is the duty of the
universe to look after him, and to listen sharply when
he speaks to it. The notion that the universe is full of
purposes utterly unknown to him, utterly indifferent to
him, is as outrageous to one who is imperfectly matured
as would be the conduct of a mother who forgot to give
a hungry child its lunch. The childish pattern appears
also as a disposition to believe that he may reach out
for anything in sight and take it, and that having gotten
it nobody must ever under any circumstances take it away.
Death and decay are, therefore, almost an insult, a kind
of mischief in the nature of things, which ought not to be
there, and would not be there, if everything only behaved
as good little boys believe it should. There is indeed
authority for the belief that we are all being punished
for the naughtiness of our first grandmother; that work
and trouble and death would not really be there to plague
us but for her unhappy transgression; that by rights we
ought to live in paradise and have everything we want
for ever and ever.
Here, too, is the source of that common complaint of
the world-weary that they are tired of their pleasures.
They have what they yearned for; yet having it they are
depressed at finding that they do not care. Their inability
to enjoy what they can have is the obverse of the desire to
possess the unattainable: both are due to carrying over the
expectations of youth into adult life. They find themselves
in a world unlike the world of their youth; they
themselves are no longer youths. But they retain the
criteria of youth, and with them measure the world and
their own deserts.
Here, too, is the origin of the apparent paradox that as
men grow older they grow wiser but sadder. It is not a
paradox at all if we remember that this wisdom which
makes them sadder is, after all, an incompleted wisdom.
They have grown wiser as to the character of the world,
wiser too about their own powers, but they remain naive
as to what they may expect of the world and themselves.
The expectations which they formed in their youth persist
as deeply ingrained habits to worry them in their maturity.
They are only partially matured; they have become only
partially wise. They have acquired skill and information,
but the parts of them which are adult are embedded in
other parts of their natures which are childish. For men
do not necessarily mature altogether and in unison; they
learn to do this and that more easily than they learn what
to like and what to reject. Intelligence is often more
completely educated than desire; our outward behavior
has an appearance of being grown up which our inner
vanities and hopes, our dim but powerful cravings, often
belie. In a word, we learn the arts and the sciences long
before we learn philosophy.
If we ask ourselves what is this wisdom which experience
forces upon us, the answer must be that we discover
the world is differently constituted than we had supposed
it to be. It is not that we learn more about its physical
elements, or its geography, or the variety of its inhabitants,
or the ways in which human society is governed. Knowledge
of this sort can be taught to a child without in any
fundamental way disturbing his childishness. In fact, all
of us are aware that we once knew a great many things
which we have since forgotten. The essential discovery
of maturity has little if anything to do with
information about the names, the locations, and the
sequences of facts; it is the acquiring of a different sense
of life, a different kind of intuition about the nature
of things.
A boy can take you into the open at night and show
you the stars; he might tell you no end of things about
them, conceivably all that an astronomer could teach.
But until and unless he feels the vast indifference of the
universe to his own fate, and has placed himself in the
perspective of cold and illimitable space, he has not
looked maturely at the heavens. Until he has felt this,
and unless he can endure this, he remains a child, and in
his childishness he will resent the heavens when they are
not accommodating. He will demand sunshine when he
wishes to play, and rain when the ground is dry, and he
will look upon storms as anger directed at him, and the
thunder as a personal threat.
The discovery that our wishes have little or no authority
in the world brings with it experience of the necessity
that is in the nature of things. The lesson of this experience
is one from which we shrink and to which few ever
wholly accommodate themselves. The world of the child
is a kind of enchanted island. The labor that went into
procuring his food, his clothes, his toys, is wholly invisible
at first. His earliest expectations are, therefore, that
somehow the Lord will provide. Only gradually does
the truth come home to him how much effort it costs
to satisfy his wants. It takes even longer for him to
understand that not only does he not get what he wants
by asking for it but he cannot be sure to get what he
wants by working for it. It is not easy to accept the
knowledge that desire, that prayer, that effort can be
and often are frustrated, that in the nature of things
there is much fumbling, trial and error, deadlock and
defeat.
The sense of evil is acquired late; by many persons it
is never acquired at all. Children suffer, and childhood
is by no means so unreservedly happy as some make it
out to be. But childish suffering is not inherently tragic.
It is not stamped with the irrevocability which the adult
feels to be part of the essence of evil. Evil for the child
is something which can be explained away, made up for,
done away with. Pretentious philosophies have been
built on this fancy purporting somehow to absorb the
evil of the world in an all-embracing goodness, as a
child’s tears are dried by its mother’s kisses. The discovery
that there is evil which is as genuine as goodness,
that there is ugliness and violence which are no less real
than joy and love, is one of those discoveries that the
adult is forced somehow to accept in his valuation of
experience.
And then there is the knowledge, which only experience
can give, that everything changes and that everything
comes to an end. It is possible to tell a child about
mortality, but to realize it he must live long enough to
experience it. This knowledge does not come from
words; it comes in feeling, in the feeling that he himself
is older, in the death of kin and friends, in seeing well-known
objects wear out, in discarding old things, in
awakening to the sense that there is a whole new generation
in the world which looks upon him as old. There
is an intimation of immortality in our youth because we
have not yet had experience of mortality. The persons
and the things which surround us seem eternal because
we have known them too briefly to realize that they
change. We have seen neither their beginning nor their
end.
In the last analysis we have no right to say that the
world of youth is an illusion. For the child it is a true
picture of the world in that it corresponds to, and is
justified in, his experience. If he did not have to grow
older, it would be quite sufficient because nothing in his
experience would contradict it. Our sense of life as we
mature is quite different, but there is no reason to think
that it has any absolute finality. Perhaps if we lived
several hundred years we should acquire a wholly different
sense of life, compared with which all our adult philosophy
would seem quite callow.
The child’s sense of life can be called an illusion only
if it is carried over into manhood, for then it ceases to
fit his experience and to be justified by events. The
habits formed in a childish environment become progressively
unworkable and contradictory as the youth is thrust
out from the protection of his family into an adult environment.
Then the infantile conviction that his wants will
somehow be met collides with the fact that he must provide
for himself. The world begins to seem out of joint.
The child’s notion that things are to be had for the asking
becomes a vast confusion in which words are treated as
laws, and rhetoric as action. The childish belief that each
of us is the center of an adoring and solicitous universe
becomes the source of endless disappointments because
we cannot reconcile what we feel is due us with what
we must resign ourselves to. The sense of the unreality
of evil, which our earliest experience seemed to justify,
becomes a deep preference for not knowing the truth,
an habitual desire to think of the world as we should
prefer it to be; out of this rebellion against truth, out
of this determination that the facts shall conform to our
wishes, are born all manner of bigotry and uncharitableness.
The child’s sense that things do not end, that they
are there forever, becomes, once it is carried over into
maturity, a vain and anxious effort to possess things forever.
The incapacity to realize that the objects of desire
will last only a little while makes us put an extravagant
value upon them, and to care for them, not as they are
and for what they can actually give us, but for what
we foolishly insist they ought to be and ought always
to give us.
The child’s philosophy rests upon the assumption that
the world outside is in gear with his own appetites. For
this reason an adult with a childish character will ascribe
an authority to his appetites which may easily land him
in fanaticism or frustration, in a crazy indulgence or a
miserable starvation. And to the environment he will
ascribe a willingness to conform to him, a capacity to be
owned by him, which land him in all sorts of delusions
of grandeur. Only the extreme cases are in the asylums.
The world is full of semi-adult persons who secretly nurse
the notion that they are, or that by rights they ought to
be, Don Juan, Crœsus, Napoleon, or the Messiah.
They have brought with them the notion that they
are still as intimately attached to nature and to society
as the child is to its household. The adult has to break
this attachment to persons and things. His world does
not permit him to remain fused with it, but compels him
to stand away from things. For things no longer obey
his wishes. And therefore he cannot let his wishes become
too deeply involved in things. He can no longer count
on possessing whatever he may happen to want. And
therefore he must learn to want what he can possess. He
can no longer hold forever the things at which he grasps;
for they change, and slip away. And therefore he must
learn to hold on to things which do not slip away and
change, to hold on to things not by grasping them, but
by understanding them and by remembering them. Then
he is wholly an adult. Then he has conquered mortality
in the only way mortal men can conquer it. For he has
ceased to expect anything of the world which it cannot
give, and he has learned to love it under the only aspect
in which it is eternal.
In the light of this conception of maturity as the ultimate
phase in the development of the human personality,
we are, I think, in a position to understand the riddle
which we set ourselves at the beginning of this chapter.
I asked what significance there was for us in the fact
that men have so persistently associated the good life
with some form of ascetic discipline and renunciation.
The answer is that asceticism is an effort to overcome
immaturity. When men do not outgrow their childish
desires, they seek to repress them. The ascetic discipline,
if it is successful, is a form of education; if it is unsuccessful,
it is an agonized conflict due to an imperfect education
or an incapacity to grow up. By the same token,
moral regulations imposed on others, insofar as they are
at all rational, and not methods of exploitation or expressions
of jealousy, are attempts to curb the social disorders
which result from the activities of grown-up
children.
It follows that asceticisms and moralities are at best
means to an end; they are more or less inadequate substitutes
for the educational process and the natural growth
of wisdom. They are often confused with virtue, but
they are not virtue. For virtue is the quality of mature
desire, and when desire is mature the tortures of renunciations
and of prohibitions have ceased to be necessary.
“Blessedness,” says Spinoza, “is not the reward of virtue,
but virtue itself; nor should we rejoice in it for that we
restrain our lusts, but, on the contrary, because we rejoice
therein we can restrain our lusts.” The mature character
may be attained by growth and experience and insight,
or by ascetic discipline, or by that process of being reborn
which is called conversion; when it is attained, the moral
problem of whether to yield to impulse or to check it,
and how much to check it and how much to yield, has
disappeared. A mature desire is innocent. This, I think,
is the final teaching of the great sages. “To him who has
finished the Path, and passed beyond sorrow, who has
freed himself on all sides, and thrown away every fetter,
there is no more fever of grief,” says a Buddhist writer.
The Master said,
“At fifteen I had my mind bent on learning.
“At thirty, I stood firm.
“At forty, I had no doubts.
“At fifty, I knew the decrees of Heaven.
“At sixty, my ear was an obedient organ for the reception
of truth.
“At seventy, I could follow what my heart desired, without
transgressing what was right.”
To be able, as Confucius indicates, to follow what the
heart desires without coming into collision with the stubborn
facts of life is the privilege of the utterly innocent
and of the utterly wise. It is the privilege of the infant
and of the sage who stand at the two poles of experience;
of the infant because the world ministers to his heart’s
desire and of the sage because he has learned what to
desire. Perhaps this is what Jesus meant when he told
his followers that they must become like little children.
If this is what he meant, and if this is what Buddha,
Confucius, and Spinoza meant, then we have here the
clue to the function of high religion in human affairs.
I venture, at least, to suggest that the function of high
religion is to reveal to men the quality of mature experience,
that high religion is a prophecy and an anticipation
of what life is like when desire is in perfect harmony with
reality. It announces the discovery that men can enter into
the realm of the spirit when they have outgrown all childishness.
CHAPTER X HIGH RELIGION AND THE MODERN WORLD — 1. Popular Religion and the Great Teachers — 2. The Aristocratic Principle — 3. The Peculiarity of the Modern Situation — 4. The Stone Which the Builders Rejected
In popular thought it is taken for granted that to be
religious is to accept in some form or other the theocratic
view that God governs the universe. If that assumption
is correct then the orthodox who inveigh against the godlessness
of contemporary thought and the militant atheists
who rejoice in this godlessness are both right when they
insist that religion is disappearing. Insofar as religion
is identical with a belief in theocracy, it has indeed lost
much of its reality for modern men.
There is little doubt, I think, that popular religion has
been always and everywhere theocratic in principle. If,
then, we are to define as religion that which the overwhelming
majority of mankind have cherished, it would
be necessary to concede at once that the dissolution of
the belief in a supernatural government of human affairs
is a dissolution of religion itself. But if that is conceded,
then it is necessary to concede also that many whom the
world recognizes as its greatest religious teachers were
not themselves religious men. For it could be demonstrated,
I think, that in the central intuition of Aristotle,
of the author of the Fourth Gospel, of Buddha, of Spinoza,
to name only originating minds, the theocratic principle
is irrelevant. No one of these teachers held the belief,
which is at the heart of theocratic religion, that the relationship
between God and man is somehow analogous
with that of a king to his subjects, that the relationship
is in any sense a transaction between personalities involving,
however subtly, a quid pro quo, that God’s will and
the human will are interacting forces.
In place of the popular conception of religion as a matter
of commandments and obedience, reward and punishment,
in a word, as a form of government, these great
teachers placed their emphasis upon the conversion, the
education, and the discipline of the human will. Such
beliefs as they had about God were not in the nature of
oaths of allegiance to a superior; their concern was not
to placate the will of God but to alter the will of man.
This alteration of the human will they conceived as good
not because God commands it, but because it is intrinsically
good for man, because by the test of experience it
yields happiness, serenity, whole-heartedness. Belief is
not, as it is in popular religion, an act which by creating
a claim upon divinity insures man’s salvation; the force
of belief, as Mr. Whitehead has put it, is in “cleansing
the inward parts.” Thus religion becomes “the art and
the theory of the internal life of man, so far as it depends
on the man himself and on what is permanent in the
nature of things.”
The difference between religion conceived as the art
and theory of the internal life of man and religion conceived
as cosmic government is the great difference
between the religion of these great sages and the religion
of the multitude. Though in matters of this kind the
distinction is not always absolutely clear in every case,
on the whole it cannot be disputed, I believe, that the
difference is real and of fundamental importance. If we
observe popular religions as they are administered by
ecclesiastical establishments, it is overwhelmingly plain
that their main appeal rests upon the belief that through
their offices the devout are able to obtain eternal salvation,
and even earthly favors, from an invisible king. But
if we observe truly, I think, we shall see also that side
by side with the popular religion, sometimes in open conflict
with it, sometimes in outward conformity with it,
there is generally to be found in cultivated communities
a minority to whom religion is primarily a reconditioning
of their own souls. They may be mystics like Eckhart,
they may be platonists like Origen or Dean Inge, they
may be protestants like St. Augustine and Luther in
certain phases of their thought, they may be humanists
like Erasmus and Montaigne; as of Confucius, it may be
said of them that “the subjects on which the Master did
not talk were: extraordinary things, feats of strength,
disorder, and spiritual beings.” They may be inside the
churches or outside them, but in intention, in the inner
meaning of their religion, they are wholly at variance with
the popular creeds. For in one form or another they
reject the idea of attaining salvation by placating God;
in one form or another they regard salvation as a condition
of the soul which is reached only by some kind of
self-discipline.
It must be obvious that religion, conceived in this way,
“as the art and theory of the internal life of man,” is not
dissolved by what I have been calling the acids of
modernity. It is the popular religion which is dissolved.
But just because this vast dissolution is destroying the
disposition to believe in a theocratic government of the
universe, just because men no longer find it wholly credible
that their affairs are subject to the ordinances of a
heavenly king, just because they no longer vividly believe
in an invisible power which regulates their lives, judges
them, and sustains them, their only hope of salvation lies
in a religion which provides an internal discipline.
The real effect of modernity upon religion, therefore,
is to make the religion which was once the possession of
an aristocracy of the spirit the only possible kind of
religion for all modern men.
To those who want salvation cheap, and most men do,
there is very little comfort to be had out of the great
teachers. Spinoza might have been speaking for all of
them when he said:
If the way which I have pointed out ... seems
exceedingly hard, it may nevertheless be discovered. Needs
must it be hard, since it is so seldom found. How would
it be possible, if salvation were ready to our hand, and
could without great labor be found, that it should be by
almost all men neglected? But all things excellent are as
difficult as they are rare.
But why, we may ask, is salvation by almost all men
neglected? The answer is that they do not desire that
which they have never learned to desire. “One cannot,”
as Voltaire said, “desire that which one does not know.”
Can a man love good wine when he has drunk nothing
but ginger beer? Did we have naturally and instinctively
a taste for that which constitutes the happiness of the
saved, we should already be saved, and their happiness
would be ours. We lack the taste, which is, I suppose,
another way of saying what the theologians meant when
they spoke of original sin. To be saved, in the sense
which the sages had in mind, is by conversion, education,
and self-discipline to have achieved a certain quality and
harmony of the passions. Then the good life is possible.
But although men have often heard this said, and have
read about it, unless in some measure they already desire
it, the whole teaching remains mere words and abstractions
which are high, cold, and remote. As long as they
feel that the way to happiness is through a will other
than their own, and that somehow events can in this
fashion be made to yield to their unregenerate wishes, in
this world or another, the wisdom of the sages will not
touch their hearts, and the way which is pointed out will
be neglected.
Wisdom will seem inhuman. In a sense it is inhuman,
for it is so uncommon. Those who have it speak a strange
language, of which the words perhaps have a familiar
sound, but the meaning is too high and abstract; their
delights are strange delights, and unfathomable, like a
passion which we have never known. And if we encounter
them in their lives or in their writings, they seem to us
a mixture of grandeur and queerness. For they are at
once more deeply at home in the world than the transients
who make up most of mankind; yet, because of the quality
of their passions, they are not wholly of the world as the
worldling understands it. But unless the worldling is
entirely without the capacity to transcend himself, he is
bound in such an encounter to catch a glimpse now and
then of an experience where there is a serenity he himself
has never known, a peace that passes his understanding,
an ecstasy exquisite and without regret, and happiness so
clarified that it seems like brilliant and kindly light.
Yet no teacher has ever appeared in the world who
was wise enough to know how to teach his wisdom to
all mankind. In fact, the great teachers have attempted
nothing so utopian. They were quite well aware how
difficult for most men is wisdom, and they have confessed
frankly that the perfect life was for a select few. It is
arguable, in fact, that the very idea of teaching the highest
wisdom to all men is the recent notion of a humanitarian
and romantically democratic age, and that it is quite
foreign to the thought of the greatest teachers. Gautama
Buddha, for example, abolished caste within the religious
order which he founded, and declared that the path to
Nirvana was open to the lowest outcast as well as to the
proudest Brahman. But it was necessary to enter the
order and submit to its stringent discipline. It is obvious
that Buddha never believed that very many could or would
do that. Jesus, whom we are accustomed to think of as
wholly catholic in his sympathies, spoke the bitter words:
“Give not what is holy to the dogs and cast not your
pearls before swine.” In Mohammedanism that which
is mystical is esoteric: “all those emotions are meant only
for a small number of chosen ones ... even some of
the noblest minds in Islam restrict true religious life to
an aristocracy, and accept the ignorance of the multitude
as an irremediable evil.”
There is an aristocratic principle in all the religions
which have attained wide acceptance. It is significant
that Jesus was content to leave the governance of the
mass of men to Caesar, and that he created no organization
during his lifetime beyond the appointment of the
Apostles. It is significant, because it shows how much
more he was concerned with the few who could be saved
than with arranging the affairs of the mass of mankind.
Plato, who was a more systematic teacher than either
Jesus or Buddha, did work out an elaborate social order
which took account not only of the philosophers, but of
all the citizens of the state. But in that very attempt
he rested upon the premise that most men will not attain
the good life, and that for them it is necessary to institute
the laws. “The worthy disciples of philosophy will be
but a small remnant,” he said, “... the guardian ...
must be required to take the longer circuit, and toil at
learning as well as at gymnastics, or he will never reach
the highest knowledge of all which is his proper calling.”
Perhaps because they looked upon the attempts as hopeless,
perhaps because they did not know how to go about
it, perhaps because they were so wise, the greatest teachers
have never offered their full wisdom to the multitude.
Like Mr. Valiant-for-truth in The Pilgrim’s Progress they
said: “My sword I give to him that shall succeed me in
my pilgrimage, and my courage and skill to him that
can get it.”
But because the teaching of the sages was incomprehensible,
the multitude, impressed but also bewildered,
ignored them as teachers and worshipped them as gods.
In their wisdom the people were not interested, but in the
legends of their power, which rumor created, there was
something understandable. And thus, the religions which
have been organized around the names of great spiritual
teachers have been popular in proportion, one might
almost say, to the degree in which the original insight
into the necessity for conversion and self-discipline has
been reduced to a system of commands and promises
which the common man can understand.
For popular religion is suited to the capacities of the
unconverted. The adherents of a popular religion necessarily
include an enormous number of people who are
too young, or too feeble, too dull or too violent, too
unstable or too incurious, to have any comprehension
whatsoever of anything but the simplest scheme of
rewards and punishments. An organized religion cannot
neglect them if it has any pretensions to being universal.
The great ecclesiastical establishments have often sheltered
spiritual lives, and drawn new vitality from them.
But fundamentally the great churches are secular institutions;
they are governments preoccupied inevitably with
the regulation of the unregenerate appetites of mankind.
In their scriptures there is to be found the teaching that
true salvation depends upon internal reform of desire.
But since this reform is so very difficult, in practice the
churches have devoted themselves not so much to making
real conversions, as to governing the dispositions of the
unconverted multitude.
They are immensely engaged by the task of administering
their moral codes, persuading their congregations
with promises, and threatening them with punishments
if they do not keep their childish lusts within bounds.
The fact that they use rewards and punishments, and
appeal even to Caesar, is evidence enough that they are
dealing with the unconverted. The fact that they invoke
authority is in itself evidence that they are speaking to
the naive. The fact that they pretend to have certain
knowledge about the constitution of the universe is evidence
that they are interested in those who are not wise
enough to understand the limitations of knowledge. For
to the few who are converted, goodness is pleasant, and
needs no sanctions. It needs no authority, for it has been
verified by experience. But when men have to be coerced
into goodness, it is plain that they do not care for it.
Now although the great teachers saw clearly enough
the difference between the popular religion and their own
insight, they were under no great compulsion to try and
overcome it. They accepted the fact that the true
religion was esoteric and for the few. They saw that it
demanded the re-education of desire, but they had no
systematic and tested knowledge of how new habits can
be formed. Invincible as was their insight into the principle
of happiness, they were compelled to depend upon
introspection, and to generalize from a limited observation.
They understood that the good life was in some
degree an acquired disposition; they were aware that it
is not easily or naively acquired.
For those who somehow had the disposition, the
teachers instituted stern disciplines which were really
primitive experiments in the re-education of desire. But
there was no very urgent practical need which impelled
them to search for ways of making disciplines more
widely available. Those who submitted to them were
in general individuals who were already out of the ordinary.
The mass of mankind lived solidly within the
framework of custom and the psychological compulsions
of theocracy. There was no pressing reason, as there is
to-day, now that this ancestral order is dissolved, why
anyone should seek to formulate a mode of life by which
ordinary men, thrown upon their own resources, can find
their way without supernatural rules, commands, punishments,
and compensations. In the past there were a few
men here and there who had somehow, for reasons which
we do not understand, outgrown the ancestral society in
which they lived. But the society itself remained. It
sheltered them. And it ruled the many.
The peculiarity of our modern situation is that multitudes,
instead of a few, are compelled to make radical
and original adjustments. These multitudes, though they
have lost the ancient certainties, have not outgrown the
needs to which they ministered. They need to believe, but
they cannot. They need to be commanded, but they cannot
find a commander. They need support, and there is
none. Their situation is adult, but their dispositions are
not. The religion of the spirit would suit their needs,
but it would seem to be beyond their powers.
The way of life which I have called high religion has
in all ages seemed so unapproachably high that it has
been reserved for a voluntary aristocracy of the spirit.
It has, in fact, been looked upon not only as a kind of
splendid idiosyncrasy of a few men here and there, but
as incompatible, in essence, with the practical conditions
under which life is lived. It is for these reasons, no doubt,
that the practice of high religion has almost invariably
been associated either with a solitary asceticism or with a
specially organized life in monastic establishments. High
religion has been regarded as something separate from
the main concerns of mankind.
It is not difficult to see why this was so if we realize
that the insight into the value of disinterestedness, which
is the core of high religion, was not a sudden discovery
nor a complete one, anywhere or any time. Like all
other things associated with evolutionary man, this insight
must have had very crude beginnings; it would be possible
to show, I think, that there have been many tentative and
partial perceptions of it which, under the clarifying power
of men of genius, have at times become coherent. When
we remember that we are dealing with an insight into
the qualities of a matured personality, there is no reason
to suppose that the full significance of this insight has
ever been completely exhausted. It seems far more likely
that the sages demonstrated the existence of the realm
of the spirit, but that it still remains to be thoroughly
explored.
If that is true then the attempt to live by these partial
insights must necessarily have presented inordinate practical
difficulties. Pythagoras, for example, seems to have
grasped the idea that the disinterested study of mathematics
and music was cleansing to the passions and also
that in order to be disinterested it was necessary to have
purity of mind. So when he established his society in
Southern Italy he evidently attempted to combine the
serious pursuit of science with an ascetic discipline. But
the pursuit of science was too much for the mass of the
faithful who assumed that “to follow Pythagoras meant
to go barefoot and to abstain from animal flesh and
beans.” And this in turn was too much for the dignity
of the learned who proceeded to dissociate themselves
from the disciplinary aspect of the Pythagorean teaching.
It is a fair conclusion, I think, that the breakdown of
this early experiment must have been due fundamentally
to the fact that Pythagoras could not have known any
tested method either of equipping his followers to appreciate
science or anything beside a crude asceticism as a
means of moral discipline. If this is true, then the reason
for the failure lay in the fact that though the original
insight was marvelously good, it was not implemented
with the necessary technical knowledge for applying it.
Only a few, we may suppose, who were already by the
accidents of nature and nurture suited to the Pythagorean
ideal, can ever have successfully applied it.
In the Christian pursuit of the higher religious life the
practical difficulties presented themselves in a different
way. In its beginning Christianity was a sect of obscure
men and women who were out of touch with the intellectual
interests of the Roman world. They were persecuted
aliens both in Palestine and elsewhere, and they
came to the conclusion that the Roman Empire and all its
concerns was the Kingdom of Satan. This, together with
the widespread belief in the Second Coming of Christ,
dissociated the Christian life at the outset from the life
of the world. Later on, when Christianity became the
official religion of the Empire, and the Church a great
secular institution which concerned itself with government
and property and diplomacy and war, those who
wished to live as nearly as possible according to the original
meaning of the Gospels were quite evidently compelled
to withdraw and live a separated life. “If any
man love the world, the love of the Father is not in him.
For all that is in the world, the lust of the flesh, and the
lust of the eyes, and the pride of life, is not of the
Father, but is of the world. And the world passeth away,
and the lust thereof: but he that doeth the will of God
abideth forever.”
Although for some centuries the monasteries were the
centers of what learning there was, the impressions left
by monasticism on mankind seems to have been that the
highest type of religious life is not disinterested in human
affairs, but uninterested; that it requires not merely the
renunciation of worldly desires, but of the world itself.
The insight was imperfect, and therefore as an example
to mankind the practice was abortive and confusing. Yet
only an uncomprehending person can fail to see that the
vows of poverty, chastity, and obedience proceeded from
a profound, if partial, understanding of human nature
and its most perfect harmony. Plainly all manner of
disorder both in society and in the individual result from
greed, uncontrollable sexual desire, arrogance, and imperiousness.
That was so plain to the early Christians, and
on the other hand it was so little plain how those powerful
passions could be civilized, that the monastics in effect
gave up and attempted to excise them entirely from their
natures. In this they did not succeed.
Had they known any way of curing the fever of human
passion except by attempting to excise it, the insight
of high religion would have had some practicable meaning
for those who did not withdraw from the world. But
no way was known, and therefore the practice of high
religion had to mean separation from human society and
violence to human nature. But why was there no other
way known of overcoming the chaos of the passions?
Was it because there is no other way? If that were so
then the world is as hopeless as the early Christians
thought it was; indeed it is more hopeless because it does
not show any signs, as they believed, of coming to an
end. Was it because the early Christian Fathers were
not wise enough to discover a way? It is always a good
rule, I think, to discard any idea based on the premise
that the best minds of another age were congenitally
inferior to our own. My conviction is that necessity is
the mother of discovery and invention, and that the reason
why the insight of high religion and the methods of
practicing it were so imperfectly developed, is that there
was no practical necessity for developing them.
The mass of men lived in an ancestral order which was
regulated by custom and authority, and made endurable
by usage and compensatory consolations. The organic
quality of that society into which they fitted took care of
their passions; those who had outgrown such a society, or
were so constituted that they did not fit it, were the exceptions.
From them came the insight of high religion; for
them a separated life was a possible solution of their
personal problems. There was nothing in the nature of
things to compel men to work out a way of life, I won’t
say for all men, but at least for many men, by which
they could govern their own natures. Behind any such
effort there would almost certainly have to be an urgent
need. For the inertia of the human race is immense.
It is my thesis that because the acids of modernity
have dissolved the adjustments of the ancestral order,
there exists to-day on a scale never before experienced by
mankind and of an urgency without a parallel, the need
for that philosophy of life of which the insight of high
religion is a prophecy. For it is immature and unregenerate
desire which creates the disorders and the frustrations
that confound us. The preoccupation of the popular
religion has been to find a way of governing these disorders
and of compensating for their frustrations. The
preoccupation of high religion is with the regeneration of
the passions that create the disorders and the frustrations.
Insofar as modernity has dissolved the power of the popular
religion to govern and to compensate, the need for
a high religion which regenerates becomes imperative, and
what was once a kind of spiritual luxury of the few has,
under modern conditions, become an urgent necessity of
the many. The insight of high religion which has hitherto
indicated a kind of bypath into rare experiences is now
a trail which the leaders of mankind are compelled to
take.
There is implied in this a radical displacement in the
field of morals. The main interest of the practical moralist
in the past has been to interpret, administer, and
enforce a moral code. He knew what was right. The
populace acknowledged that he knew what was right.
His task was to persuade and compel them to do what
was right. There was a tacit assumption, which was
quite correct, that very often the populace and even the
moralist himself would much rather have done what was
wrong. Very often they did it. Then they were punished
in this world or in the next. But to-day the moralist
finds himself in a different position. He is no longer
absolutely sure that he knows what is right. The populace,
even if it respects him, is disinclined to believe that
a thing is right simply because he says it is. The populace
continues very frequently to prefer what was once
regarded as wrong. It no longer knows whether it is
right or wrong, and of course it gives itself the benefit
of the doubt. The result is that there no longer exists
a moral code which the moralist can interpret, administer,
and enforce. The effect of that is moral anarchy within
and without. Since there is no principle under modern
conditions which authorizes the re-establishment of a
moral code, the moralist, unless he revises his premises,
becomes entirely ineffectual. To revise his premises can,
under the circumstances, mean only one thing: that he
occupies himself with the problem of how to encourage
that growth into maturity, that outgrowing of naive
desire, that cultivation of disinterestedness, which render
passion innocent and an authoritative morality unnecessary.
The novelty of all this lies in the fact that the guardians
of morality among the people are compelled at last to
take seriously what the teachers of wisdom have taught.
The insight of high religion may be said, then, to be a
discovery in the field of human experience comparable
with those prophetic conceptions in the natural sciences
which, after being looked upon for long periods as a
curiosity, are at last, because circumstances are ripe, seen
to be the clue to otherwise insoluble perplexities. The
concept of evolution was discovered by sheer insight
innumerable times before the time of Darwin. Not much
came of it until the rapid evolution of human affairs after
the industrial revolution had somehow brought this neglected
insight into focus with men’s interests. There are
many conceptions in the science of the Greeks which are
true intimations of what modern physicists have found.
But an insight of this sort comes into its own only when
circumstances conspire to make it inevitably appropriate.
It is my contention that in the field of morals circumstances
are producing a somewhat analogous condition:
that the insight of the sages into the value of disinterestedness
has become the clue to otherwise insoluble
perplexities.
PART III THE GENIUS OF MODERNITY
Where is the way where light dwelleth?
Job 38:19.
CHAPTER XI THE CURE OF SOULS — 1. The Problem of Evil — 2. Superstition and Self-Consciousness — 3. Virtue — 4. From Clue to Practice
The greatest of all perplexities in theology has been
to reconcile the infinite goodness of God with his omnipotence.
Nothing puts a greater strain upon the faith of
the common man than the existence of utterly irrational
suffering in the universe, and the problem which tormented
Job still troubles every devout and thoughtful
man who beholds the monstrous injustices of nature. If
there were no pain in the world except that which was
felt by responsible beings who had knowingly transgressed
some law of conduct, there would, of course, be no problem
of evil. Pain would be nothing but a rational punishment.
But the pain which is suffered by those who
according to all human standards are innocent, by children
and by animals, for example, cannot be fitted into
any rational theory of reward and punishment. It never
has been. The classic attempts to solve the problem of
evil invariably falsify the premises. This falsification
may for a time satisfy the inquirer, but it does not settle
the problem. That is why the problem is forever presenting
itself again.
The solutions which have been proposed neglect one
or the other of the attributes of God: tacitly or otherwise
either his infinite power or his infinite love is denied.
In the Old Testament, at least in the older parts of it,
the power of God is exalted at the expense of his goodness.
For it is simply impossible by any human standard
and within any intelligible meaning of the words to
regard Yahveh as wholly good. His cruelty is notorious
and his capriciousness is that of an Oriental despot. It
is admitted, I believe, by all but the most literally-minded
of the fundamentalists that there are innumerable incidents
in the Old Testament which have to be expurgated
if the Bible is to be used as a source book of conduct
for impressionable children. Now for the ancient
Hebrews who conceived God in their fashion, the problem
of evil did not exist because it had not occurred to
them that a ruler should be just and good as well as
great and powerful.
As men came to believe that God must be just,
beneficent, and loving, the problem soon presented itself.
And in the Book of Job, which is supposed to date from
the Fifth or Fourth Century B.C., we have a poignant
effort to solve it. Job’s conclusion is that the goodness of
Jehovah is among the “things too wonderful for me.” He
accepts the judgments of God, and acknowledges their
goodness by attributing to God a kind of goodness which
is unlike the human conception of goodness. He holds
fast to the premise that God is omnipotent—“I know that
thou canst do all things”—and the other premise that God
is beneficent he redefines. Job’s mind was satisfied, and it
is reported that he prospered greatly thereafter. What
had really happened was that Job gave up the attempt to
prove that God was like Job, that the world was as Job
wished it to be, and so piously and with his mind at
rest he made the best of things, and went about his
affairs.
In Job the solution is reached by claiming that what
seems evil to us would really be recognized as goodness
if our minds were not so limited. To the naive this is no
solution at all, for it depends upon using the word ‘good’
in two senses; actually it was a perfect solution, for Job
had resigned himself to the fact that God and the universe
in which he was manifest are not controlled by human desires.
Those who refused to accept this solution involved
themselves in intricate theorizing. Some of them argued
that evil is an illusion. This theory has been widely held,
though it is rather difficult to see how, if evil is an illusion,
good is not also an illusion. The one seems as vividly
real as the other. It has also been argued by some that
evil is not important. This, of course, does not solve the
theoretical problem. In fact it ignores the problem and is
really a piece of advice as to how men ought to conduct
themselves in the presence of God. Many have argued,
also, that evil exists in the world to test human character,
that by bearing it and conquering it men prove their
worth. There is a core of truth in this observation as there
is in the theory that many things are not so bad as they
seem. But it does not explain why a good and all powerful
Deity chose to make men go through a school of
suffering to achieve goodness, when he might have created
them good in the first place.
These theoretical difficulties have furnished the material
for endless debate. I shall not pursue the matter in all
its intricacies, but I venture to point out that what is attempted
in all these solutions is ultimately to make plain
why the ruler of the universe does not order things as we
should order them if we had his power. Once we confess,
as Job finally did, that the plan of the universe is not
what we naively wish it would be, there is no problem of
evil. For the whole difficulty arises because of our desire
to impute to the universe itself, or to the god who rules it,
purposes like our own; failing to find them, we are disappointed,
and are plunged into elaborate and interminable
debate.
The final insight of Job, though it seems to be consistent
with the orthodox popular religion, is really wholly
inconsistent with the inwardness of popular religion. The
God of the Book of Job does not minister to human desires,
and the story of Job is really the story of a man’s
renunciation of the belief in such a God. It is the story
of how a man learned to accept life maturely. The God
whose ways Job finally acknowledges is no longer a projection
of Job’s desires. He is like the God of Spinoza
who cannot be cajoled into returning the love of his worshipper.
He is, in short, the God of an impersonal reality.
Whether God is conceived as a creator of that reality,
who administers it inexorably, or whether he is identified
with reality and is conceived as the sum total of its laws,
or whether, as in the language of modern science, the name
of God is not employed at all, is a matter of metaphysical
taste. The great divide lies between those who think
their wishes are of more than human significance and
those who do not. For these latter the problem of evil
does not arise out of the difficulty of reconciling the
existence of evil with their assumptions. They do not assume
that reality must conform to human desire. The
problem for them is wholly practical. It is the problem
of how to remove evil and of how to bear the evil which
cannot be removed.
Thus from the attempt to explain the ways of God in
the world as it now is, nature and human nature being
what they are, the center of interest is shifted to an attempt
to discover ways of equipping man to conquer evil. This
displacement has in fact taken place in the modern world.
In their actual practice men do not try to account for evil
in order that they may accept it; they do not deny evil in
order that they may not have to account for it; they explain
it in order that they may deal with it.
This change of attitude toward evil is not, as at first
perhaps it may seem, merely a new way of talking about
the same thing. It alters radically the nature of evil
itself. For evil is not a quality of things as such. It is a
quality of our relation to them. A dissonance in music is
unpleasant only to a musical ear. Pain is an evil only if
someone suffers, and there are those to whom pain is
pleasure and most men’s evil their good. For things
are neutral and evil is a certain way of experiencing
them.
To realize this is to destroy the awfulness of evil. I
use the word ‘awful’ in its exact sense, and I mean that in
abandoning the notion that evil has to be reconciled with
a theory of how the world is governed, we rob it of
universal significance. We deflate it. The psychological
consequences are enormous, for a very great part of all
human suffering lies not in the pain itself, but in the
anxiety contributed by the meaning which we attach to it.
Lucretius understood this quite well, and in his superb
argument against the fear of death he reasoned that death
has no terror because nothing can be terrible to those who
no longer exist. Before we were born, he says, “we felt
no distress when the Poeni from all sides came together to
do battle.... For he whom evil is to befall, must in his
own person exist at the very time it comes, if the misery
and suffering are haply to have any place at all.” St.
Thomas defines superstition as the vice of excess in religion,
and in this sense of the word it may be said that the
effect of the modern approach is to take evils out of the
context of superstition.
They cease to be signs and portents symbolizing the
whole of human destiny and become specific and distinguishable
situations which have to be dealt with. The
effect of this is not only to limit drastically the meaning,
and therefore the dreadfulness, of any evil, but to substitute
for a general sense of evil an analytical estimate of
particular evils. They are then seen to be of long duration
and of short, preventable, curable, or inevitable. As
long as all evils are believed somehow to fit into a divine,
if mysterious, plan, the effort to eradicate them must seem
on the whole futile, and even impious. The history of
medical progress offers innumerable instances of how
men have resisted the introduction of sanitary measures
because they dreaded to interfere with the providence of
God. It is still felt, I believe, in many quarters, even in
medical circles, that to mitigate the labor pains in childbirth
is to blaspheme against the commandment that in
pain children shall be brought forth. An aura of dread
surrounds evil as long as evil situations remain entangled
with a theory of divine government.
The realization that evil exists only because we feel it
to be painful helps us not only to dissociate it from this
aura of dread but to dissociate ourselves from our own
feelings about it. This is a momentous achievement in
the inner life of man. To be able to observe our own
feelings as if they were objective facts, to detach ourselves
from our own fears, hates, and lusts, to examine them,
name them, identify them, understand their origin, and
finally to judge them, is somehow to rob them of their
imperiousness. They are no longer the same feelings.
They no longer dominate the whole field of consciousness.
They seem no longer to command the whole energy of
our being. By becoming conscious of them we in some
fashion or other destroy their concentration and diffuse
their energy into other channels. We cease to be possessed
by one passion; contrary passions retain their vitality,
and an equilibrium tends to establish itself.
Just what the psychological mechanism of all this is I
do not pretend to say. It is something to which psychologists
are giving increasing attention. But since Hellenic
times the phenomenon which I have been describing has
been well known. It was undoubtedly what the Sophists
meant by the injunction: know thyself. It was in large
measure to achieve control through detachment that
Socrates elaborated his dialectic, for the Socratic dialectic
is an instrument for making men self-conscious, and therefore
the masters of their motives. Spinoza grasped this
principle with great clarity. “An emotion,” he says,
“which is a passion ceases to be a passion as soon as we
form a clear and distinct idea of it.” He goes on to say
that “insofar as the mind understands all things as necessary,
it has more power over the emotions, or is less passive
to them.”
The more recent discoveries in the field of psychoanalysis
are an elaboration of this principle. They are based
on the discovery of Freud and Breuer at the close of the
last century that a catharsis of emotion is often obtained if
the patient can be made to recall, and thus to relive by
describing it, the emotional situation which troubles him.
The release of the psychic poison is known technically as
an abreaction. Where the new psychology supplements
the insights of the Sophists, of Socrates, and Spinoza, is in
the demonstration that there are powerful passions affecting
our lives of which it is impossible by ordinary effort of
memory “to form a clear and distinct idea.” They are
said to be unconscious, or more accurately, I suppose, they
are out of the reach of the normal consciousness. Freud
and his school have invented an elaborate technic by
which the analyst is able frequently to help the patient
thread his way back through a chain of associations to the
buried passion and fetch it into consciousness.
The special technic of psychoanalysis can be tested only
by scientific experience. The therapeutic claims made by
psychoanalysts, and their theories of the functional disorders,
lie outside the realm of this discussion. But the
essential principle is not a technical matter. Anyone can
confirm it out of his own experience. It has been discovered
and rediscovered by shrewd observers of human nature
for at least two thousand years. To become detached
from one’s passions and to understand them consciously
is to render them disinterested. A disinterested mind is
harmonious with itself and with reality.
This is the principle by which a humanistic culture becomes
bearable. If the principle of a theocratic culture is
dependence, obedience, conformity in the presence of a
superhuman power which administers reality, the principle
of humanism is detachment, understanding, and disinterestedness
in the presence of reality itself.
It can be shown, I think, that those qualities which
civilized men, regardless of their theologies and their allegiances,
have agreed to call virtues, have disinterestedness
as their inner principle. I am not talking now about
the eccentric virtues which at some time or other have
been held in great esteem. I am not talking about the virtue
of not playing cards, or of not drinking wine, or of not
eating beef, or of not eating pork, or of not admitting that
women have legs. These little virtues are historical accidents
which may or may not once have had a rational
origin. I am talking about the central virtues which are
esteemed by every civilized people. I am talking about
such virtues as courage, honor, faithfulness, veracity, justice,
temperance, magnanimity, and love.
They would not be called virtues and held in high
esteem if there were no difficulty about them. There are
innumerable dispositions which are essential to living that
no one takes the trouble to praise. Thus it is not accounted
a virtue if a man eats when he is hungry or goes
to bed when he is ill. He can be depended upon to take
care of his immediate wants. It is only those actions which
he cannot be depended upon to do, and yet are highly
desirable, that men call virtuous. They recognize that a
premium has to be put upon certain qualities if men are
to make the effort which is required to transcend their
ordinary impulses. The premium consists in describing
these desirable and rarer qualities as virtues. For virtue is
that kind of conduct which is esteemed by God, or public
opinion, or that less immediate part of a man’s personality
which he calls his conscience.
To transcend the ordinary impulses is, therefore, the
common element in all virtue. Courage, for example, is
the willingness to face situations from which it would
be more or less natural to run away. No one thinks it is
courageous to run risks unwittingly. The drunken driver
of an automobile, the boy playing with a stick of dynamite,
the man drinking water which he does not know is polluted,
all take risks as great as those of the most renowned
heroes. But the fact that they do not know the risks, and
do not, therefore, have to conquer the fear they would
feel if they did know them, robs their conduct of all
courage. The test is not the uselessness or even the undesirability
of their acts. It is useless to go over Niagara
Falls in a barrel. But it is brave, assuming the performer
to be in his right mind. It is a wicked thing to assassinate
a king. But if it is not done from ambush, it is brave,
however wicked and however useless.
Because courage consists in transcending normal fears,
the highest kind of courage is cold courage; that is to say,
courage in which the danger has been fully realized and
there is no emotional excitement to conceal the danger.
The world instantly recognized this in Colonel Lindbergh’s
flight to Paris. He flew alone; he was not an
impetuous fool, but a man of the utmost sobriety of judgment.
He had no companion to keep his courage screwed
up; he knew exactly what he was doing, yet apparently
he did not realize the rewards which were in store for him.
The world understood that here was somebody who was
altogether braver than the average sensual man. For
Colonel Lindbergh did not merely conquer the Atlantic
Ocean; he conquered those things in himself which the
rest of us would have found unconquerable.
The cold courage of a man like Noguchi who, though
in failing health, went into one of the unhealthiest parts
of Africa to study a deadly disease, could come only from
a nature which was overwhelmingly interested in objects
outside itself. Noguchi must have known exactly how
dangerous it was for him to go to Africa, and exactly how
horrible was the disease to which he exposed himself.
To have gone anyway is really to have cared for science
in a way which very few care for anything so remote and
impersonal. But even courage like Lindbergh’s and
Noguchi’s is more comprehensible than the kind of courage
which anonymous men have displayed. I am thinking
of the four soldiers at the Walter Reed Hospital who let
themselves be used for the study of typhoid fever. They
did not even have Lindbergh’s interest in performing a
great feat or Noguchi’s interest in science to buoy them up
and carry them past the point where they might have
faltered. Their courage was as near to absolute courage
as it is possible to imagine, and I who think this cannot
even recall their names.
To understand the inwardness of courage would be, I
think, to have understood almost all the other important
virtues. It is “not only the chiefest virtue and most dignifies
the haver,” but it embodies the principle of all
virtue, which is to transcend the immediacy of desire and
to live for ends which are transpersonal. Virtuous action
is conduct which responds to situations that are more extensive,
more complicated, and take longer to reach their
fulfillment, than the situations to which we instinctively
respond. An infant knows neither vice nor virtue because
it can respond only to what touches it immediately. A
man has virtue insofar as he can respond to a larger
situation.
He has honor if he holds himself to an ideal of conduct
though it is inconvenient, unprofitable, or dangerous to
do so. He has veracity if he says and believes what he
thinks is true though it would be easier to deceive others
or himself. He is just if he acknowledges the interests
of all concerned in a transaction and not merely his own
apparent interest. He is temperate if, in the presence of
temptation, he can still prefer Philip sober to Philip drunk.
He is magnanimous if, as Aristotle says, he cares “more
for truth than for opinion,” speaks and acts openly, will
not live at the will of another, except it be a friend, does
not recollect injuries, does not care that he should be
praised or that others should be blamed, does not complain
or ask for help in unavoidable or trifling calamities.
For such a man, as the word ‘magnanimous’ itself implies,
is “conversant with great matters.”
A man who has these virtues has somehow overcome
the inertia of his impulses. Their disposition is to respond
to the immediate situation, and not merely to the situation
at the moment, but to the most obvious fragment of it, and
not only to the most obvious fragment, but to that aspect
which promises instant pleasure or pain. To have virtue
is to respond to larger situations and to longer stretches
of time and without much interest in their immediate
result in convenience and pleasure. It is to overcome the
impulses of immaturity, to detach one’s self from the objects
that preoccupy it and from one’s own preoccupations.
There are many virtues in the catalogues of the moralists,
and they have many different names. But they have a
common principle, which is detachment from that which
is apparently pleasant or unpleasant, and they have a
common quality, which is disinterestedness, and they
spring from a common source, which is maturity of
character.
Few men, if any, possess virtue in all its varieties
because few men are wholly matured to the core of their
being. We are for the most part like fruit which is partly
ripened: there is sourness and sweetness in our natures.
This may be due to the casualness of our upbringing; it
may be due to unknown congenital causes; it may be due
to functional and organic disease, to partial inferiorities of
mind and body. But it is due also to the fact that we can
give our full attention only to a few phases of our experience.
With the equipment at our disposal we are forced
to specialize and to neglect very much. Hence the mature
scientist with petty ambitions and ignoble timidities.
Hence the realistic statesman who is a peevish husband.
Hence the man who manages his affairs in masterly
fashion and bungles every personal relationship when he
is away from his office. Hence the loyal friend who is a
crooked politician, the kind father who is a merciless
employer, the champion of mankind who is an intolerable
companion. If any of these could carry over into
all their relationships the qualities which have made
them distinguished in some, they would be wholly
adult and wholly good. It would not be necessary
to imagine the ideal character, for he would already
exist.
It is out of these practical virtues that our conception of
virtue has been formed. We may be sure that no quality
is likely to have become esteemed as a virtue which did
not somewhere and sometime produce at least the appearance
of happiness. The virtues are grounded in experience;
they are not idle suggestions inadvertently adopted
because somebody took it into his head one fine day to
proclaim a new ideal. There are, to be sure, certain
residual and obsolete virtues which no longer correspond
to anything in our own experience and now seem utterly
arbitrary and capricious. But the cardinal virtues correspond
to an experience so long and so nearly universal
among men of our civilization, that when they are understood
they are seen to contain a deposited wisdom of
the race.
The wisdom deposited in our moral ideals is heavily
obscured at the present time. We continue to use the
language of morality, having no other which we can use.
But the words are so hackneyed that their meanings are
concealed, and it is very hard, especially for young people,
to realize that virtue is really good and really relevant.
Morality has become so stereotyped, so thin and verbal,
so encrusted with pious fraud, it has been so much
monopolized by the tender-minded and the sentimental,
and made so odious by the outcries of foolish men and
sour old women, that our generation has almost forgotten
that virtue was not invented in Sunday schools but derives
originally from a profound realization of the character
of human life.
This sense of unreality is, I believe, due directly to the
widespread loss of genuine belief in the premises of
popular religion. Virtue is a product of human experience:
men acquired their knowledge of the value of
courage, honor, temperance, veracity, faithfulness, and
love, because these qualities were necessary to their survival
and to the attainment of happiness. But this human
justification of virtue does not carry conviction to the immature,
and would not of itself break up the inertia of
their naive impulses. Therefore, virtue which derives
from human insight has to be imposed on the immature
by authority; what was obtained on Sinai was not the
revelation of the moral law but divine authority to
teach it.
Now the very thing which made moral wisdom convincing
to our ancestors makes it unconvincing to modern
men. We do not live in a patriarchal society. We do not
live in a world which disposes us to a belief in theocratic
government. And therefore insofar as moral wisdom is
entangled with the premises of theocracy it is unreal to us.
The very thing which gave authority to moral insight for
our forefathers obscures moral insight for us. They lived
in the kind of world which disposed them to practice
virtue if it came to them as a divine commandment. A
thoroughly modernized young man to-day distrusts moral
wisdom precisely because it is commanded.
It is often said that this distrust is merely an aspect of
the normal rebellion of youth. I do not believe it. This
distrust is due to a much more fundamental cause. It is
due not to a rebellion against authority but to an unbelief
in it. This unbelief is the result of that dissolution of the
ancient order out of which modern civilization is emerging,
and unless we understand the radical character of
this unbelief we shall never understand the moral confusion
of this age. We shall fail to see that morals taught
with authority are pervaded with a sense of unreality because
the sense of authority is no longer real. Men will
not feel that wisdom is authentic if they are asked to
believe that it derives from something which does not
seem authentic.
We may be quite certain, therefore, that we shall not
succeed in making the traditional morality convincingly
authentic to modern men. The whole tendency of the age
is to make it seem less and less authentic. The effort to
impose it, nevertheless, merely deepens the confusion by
converting the discussion of morals from an examination
of experience into a dispute over its metaphysical sanctions.
The consequence of this dispute is to drive men,
especially the most sensitive and courageous, further away
from insight into virtue and deeper and deeper into mere
negation and rebellion. What they are actually rebelling
against is the theocratic system in which they do not believe.
But because that system appears to them to claim a
vested interest in morality they empty out the baby with the
bath, and lose all sense of the inwardness of deposited
wisdom.
For that reason the recovery of moral insight depends
upon disentangling virtue from its traditional sanctions
and the metaphysical framework which has hitherto supported
it. It will be said, I know, that this would rob
virtue of its popular prestige. My answer is that in those
communities which are deeply under modern influences
the loss of belief in these very traditional sanctions and
this very metaphysical framework has robbed virtue of its
relevance. I should readily grant that for communities
and for individuals which are outside the orbit of modernity,
it is neither necessary nor desirable to disentangle
morality from its ancient associations. It is also impossible
to do so, for when the ancestral order is genuinely
alive, there is no problem of unbelief. But where the
problem exists, when the ancient premises of morality have
faded into mere verbal acknowledgments, then these
ancient premises obscure vision. They have ceased to be
the sanctions of virtue and have become obstructions to
moral insight. Only by deliberately thinking their way
past these obstructions can modern men recover that innocence
of the eye, that fresh, authentic sense of the good
in human relations on which a living morality depends.
I have tried in these pages to do that for myself. I am
under no illusion as to the present value of the conceptions
arrived at. I regard them simply as a probable clue
to the understanding of modernity. If the clue is the correct
one, the more we explore the modern world the more
coherence it will give to our understanding of it. A true
insight is fruitful; it multiplies insight, until at last it not
only illuminates a situation but provides a practical guide
to conduct. I believe the insight of high religion into the
value of disinterestedness will, if pursued resolutely, untangle
the moral confusion of the age and make plain,
as it is not now plain, what we are really driving at in our
manifold activity, what we are compelled to want, what,
rather dimly now, we do want, and how to proceed about
achieving it. To say that is to say that I believe in the
hypothesis. I do believe in it. I believe that this valuation
of human life, which was once the possession of an
élite, now conforms to the premises of a whole civilization.
The proof of that must lie in a detailed and searching
examination of the facts all about us. If the ideal of
human character which is prophesied in high religion is
really suitable and necessary in modern civilization, then
an examination ought to show that events themselves are
pregnant with it. If they are not, then all this is moonshine
and cobwebs and castles in the air. Unless circumstance
and necessity are behind it, the insight of high
religion is still, as it has always been hitherto, a noble
eccentricity of the soul. For men will not take it seriously,
they will not devote themselves to the discovery
and invention of ways of cultivating maturity, detachment,
and disinterestedness unless events conspire to drive them
to it.
The realization of this ideal is plainly a process of education
in the most inclusive sense of that term. But it will
not do much good to tell mothers that they should lead
their children away from their childishness; an actual
mother, even if she understood so abstruse a bit of advice,
and did not reject it out of hand as a reflection upon the
glory of childhood, would insist upon being told very
concretely what this good advice means and how with a
bawling infant in the cradle you go about cultivating his
capacity to be disinterested. It is not much better to
offer the advice to school teachers; they will wish to know
what they must not do that they now do, and what they
must do that they leave undone. But the answers to
these questions are no more to be had from the original
concept than are rules for breeding fine cattle to be had
from the theory of evolution and Mendel’s law. By the
use of the concept, psychologists and educators may, if the
concept is correct and if they are properly encouraged,
thread their way by dialectic and by experiment to practical
knowledge which is actually usable as a method of
education and as a personal discipline.
If they are to do that they will have to see quite clearly
just how and in what sense the ideal of disinterestedness
is inherent and inevitable in the modern world. The
remaining chapters of this book are an attempt to do that
by demonstrating that in three great phases of human
interest, in business, in government, and in sexual relations,
the ideal is now implicit and necessary.
CHAPTER XII THE BUSINESS OF THE GREAT SOCIETY — 1. The Invention of Invention — 2. The Creative Principle in Modernity — 3. Naive Capitalism — 4. The Credo of Old-Style Business — 5. Old-Style Reform and Revolution — 6. The Diffusion of the Acquisitive Instinct — 7. Ideals
One of the characteristics of the age we live in is that
we are forever trying to explain it. We feel that if we
understood it better we should know better how to live in
it, and should cease to be aliens who do not know the
landmarks of a strange country. There is, however, a
school of philosophic historians who argue that this sense
of novelty in the modern world is an illusion, and that as
a matter of fact mankind has passed before through the
same phase of the same inexorable cycle. The boldest of
them, like Oswald Spengler, cite chapter and verse to
show that there have been several of these great cycles of
development from incubation through maturity to decay,
and that our western civilization which began about 900
A.D. is now in the phase which corresponds with the century
after Pericles in the classical world.
That the analogy is striking no reader of Spengler will
deny who can endure Spengler’s procrustean determination
to make the evidence fit the theory. We can see the
growth of towns at the expense of the farms, the rise of
capitalism, the growth of international trade and finance,
a development of nationalism, of democracy, attempts at
the abolition of war through international organization,
and with it all a dissolution of the popular religion, of
the traditional morality, and vast and searching inquiry
into the meaning of life. There is little doubt that the
speculation of the Greek philosophers seems extraordinarily
fresh to us, because they were confronted with a
situation in many respects remarkably like our own.
But however nicely such analogies are worked out they
are superficial and misleading. There is something radically
new in the modern world, something for which there
is no parallel in any other civilization. This new thing is
usually described as power-driven machinery. Thus Mr.
Charles A. Beard says that “what is called Western or
modern civilization by way of contrast with the civilization
of the Orient or Mediæval times is at bottom a civilization
that rests upon machinery and science as distinguished
from one founded on agriculture or handicraft commerce.
It is in reality a technological civilization ... and ...
it threatens to overcome and transform the whole globe.”
By way of illustrating how deeply machinery affects
human life, Mr. Beard says that because they are untouched
by this machine civilization “there are more
fundamental resemblances between the culture of a peasant
in a remote village in Spain and that of a peasant in a
remote village in Japan than between the culture of a
Christian priest of the upper Pyrenees and that of a Baptist
clergyman in a thriving manufacturing town in Illinois.”
Mr. H. G. Wells uses much the same argument to
show that in spite of the apparent similarities there is an
essential difference between our civilization and the later
phases of the classical. “The essential difference,” he
says, “between the amassing of riches, the extinction of
small farmers and small business men, and the phase of
big finance in the latter centuries of the Roman republic
on the one hand, and the very similar concentration of
capital in the eighteenth and nineteenth centuries on the
other, lies in the profound difference in the character of
labor that the mechanical revolution was bringing about.
The power of the old world was human power; everything
depended ultimately upon the driving power of
human muscle, the muscle of ignorant and subjugated
men. A little animal muscle, supplied by draft oxen,
horse traction, and the like contributed. Where a weight
had to be lifted, men lifted it; where a rock had to be
quarried, men chipped it out; where a field had to be
ploughed, men and oxen ploughed it; the Roman equivalent
of the steamship was the galley with its banks of
sweating rowers.... The Roman civilization was built
upon cheap and degraded human beings; modern civilization
is being rebuilt upon cheap mechanical power.”
These differences are genuine enough, and yet it is
doubtful whether Mr. Wells has described the really
“new thing in human experience.” After all a great deal
of cheap man power is still used in conjunction with cheap
mechanical power; it is somewhat of an idealization to
talk as if the machine had supplanted the drudge. What
Mr. Wells has in mind, of course, is that in the Roman
world a vast proportion of mankind were doomed to
“purely mechanical drudgery” whereas in the modern
world there is tangible hope that they will be released
from it. They are not yet released from it, however, and
their hope of release rests upon the really new element in
human experience.
The various mechanical inventions from James Watt’s
steam engine to the electric dishwasher and vacuum
cleaner are not this new element. All these inventions,
singly or collectively, though they have revolutionized the
manner of human life, are not the ultimate reason why
men put such hope in machines. Their hope is not based
on the machines we possess. They are obviously a mixed
blessing. Their hope is based on the machines that are yet
to be made, and they have reason to hope because a really
new thing has come into the world. That thing is the
invention of invention.
Men have not merely invented the modern machines.
There have been machines invented since the earliest days,
incalculably important, like the wheel, like sailing ships,
like the windmill and the watermill. But in modern
times men have invented a method of inventing, they have
discovered a method of discovery. Mechanical progress
has ceased to be casual and accidental and has become
systematic and cumulative. We know, as no other people
ever knew before, that we shall make more and more perfect
machines. When Mr. Beard says that “the machine
civilization differs from all others in that it is highly
dynamic, containing within itself the seeds of constant reconstruction,”
he is, I take it, referring to this supreme
discovery which is the art of discovery itself.
Although the disposition to scientific thought may be
said to have originated in remote antiquity, it was not
until the Sixteenth Century of our era that it ceased to
appear spasmodically and as if by chance. The Greeks
had their schools on the shores of the Ægean, in Sicily,
and in Alexandria, and in them some of the conclusions
and much of the spirit of scientific inquiry was imaginatively
anticipated. But the conscious organized effort to
relate “general principles to irreducible and stubborn
facts,” as Mr. Whitehead puts it, began about three hundred
years ago. The first society chiefly devoted to science
seems to have been founded by della Porta at Naples in
1560, but it was closed by the ecclesiastical authorities.
Forty years later the Accademia dei Lincei was founded at
Rome with Galileo among its early members. The Royal
Society of London was chartered in 1662. The French
Academy of Sciences began its meetings in 1666, the
Berlin Academy in 1700, the American Philosophical
Association was proposed by Benjamin Franklin in 1743
and organized in 1769.
The active pursuit of science is a matter, then, of only
a few hundred years. The practical consequences in the
form of useful inventions are still more recent. Newcomen’s
air-and-steam engine dates from 1705, but it was
not until 1764 that James Watt produced a practicable
steam engine. It was not until the beginning of the Nineteenth
Century that invention really got under way and
began to transform the structure of civilization. It was
not until about 1850 that the importance of invention had
impressed itself upon the English people, yet they were
the first to experience the effects of the mechanical revolution.
They had seen the first railway, the first steamboat,
the illumination of towns by gas, and the application
of power-driven machinery to manufacture. Professor
Bury fixes the Exhibition of London in 1851 as the event
which marks the public recognition of the role of science
in modern civilization. The Prince Consort who originated
the Exhibition said in his opening speech that it
was designed “to give us a true test and a living picture
of the point of development at which the whole of mankind
has arrived in this great task, and a new starting-point
from which the nations will be able to direct their
further exertions.”
But this public recognition was at first rather sentimental
and gaping. The full realization of the place of
science in modern life came slowly, and only in our generation
can it be said that political rulers, captains of industry,
and leaders of thought have actually begun to
appreciate how central is science in our civilization, and
to act upon that realization. In our time governments
have begun to take science seriously and to promote research
and invention not only in the art of war, but in
the interest of trade, agriculture, and public hygiene.
Great corporations have established laboratories of their
own, not merely for the perfecting of their own processes,
but for the promotion of pure research. Money has become
available in great quantities for scientific work in
the universities, and the educational curriculum down to
the lowest grades has begun to be reorganized not only
in order to train a minority of the population for research
and invention, but to train the great majority to understand
and use the machines and the processes which are
available.
The motives and the habits of mind which are thus
brought into play at the very heart of modern civilization
are mature and disinterested. That may not be the primary
intention, but it is the inevitable result. No doubt
governments encourage research in order to have powerful
weapons with which to overawe their neighbors; no doubt
industries encourage research because it pays; no doubt
scientists and inventors are in some measure moved by the
desire for wealth and fame; no doubt the general public
approves of science because of the pleasures and conveniences
it provides; no doubt there is an intuitive sense in
modern communities that the prospects of survival both
for nations and for individuals are somehow related to
their command of scientific knowledge. But nevertheless,
whatever the motives which cause men to endow laboratories,
to work patiently in laboratories or to buy the
products, the fact remains that inside the laboratory, at
the heart of this whole business, the habit of disinterested
realism in dealing with the data is the indispensable habit
of mind. Unless this habit of mind exists in the actual
research, all the endowments and honorary degrees and
prize awards will not produce the results desired. This is
an original and tremendous fact in human experience:
that a whole civilization should be dependent upon technology,
that this technology should be dependent upon
pure science, and that this pure science should be dependent
upon a race of men who consciously refuse, as Mr.
Bertrand Russell has said, to regard their “own desires,
tastes, and interests as affording a key to the understanding
of the world.”
When I say that the refusal is conscious I do not mean
merely that scientists tell themselves that they must ignore
their prejudices. They have developed an elaborate
method for detecting and discounting their prejudices. It
consists of instruments of precision, an accurate vocabulary,
controlled experiment, and the submission not only
of their results but of their processes to the judgment of
their peers. This method provides a body in which the
spirit of disinterestedness can live, and it might be said
that modern science, not in its crude consequences but
in its inward principle, not, that is to say, as manifested in
automobiles, electric refrigerators, and rayon silk, but in
the behavior of the men who invent and perfect these
things, is the actual realization in a practicable mode of
conduct which can be learned and practiced, of the insight
of high religion. The scientific discipline is one way in
which this insight, hitherto lyrical and personal and apart,
is brought down to earth and into direct and decisive
contact with the concerns of mankind.
It is no exaggeration to say that pure science is high
religion incarnate. No doubt the science we have is not
the whole incarnation, but as far as it goes it translates
into a usable procedure what in the teaching of the sages
has been an esoteric insight. Scientific method can be
learned. The learning of it matures the human character.
Its value can be demonstrated in concrete results. Its importance
in human life is indisputable. But the insight of
high religion as such could be appreciated only by those
who were already mature; it corresponded to nothing in
the experience and the necessities of the ordinary man. It
could be talked about but not taught; it could inspire only
the few who were somehow already inspired. With the
discovery of scientific method the insight has ceased to be
an intangible and somewhat formless idea and has become
an organized effort which moves mankind more profoundly
than anything else in human affairs. Therefore,
what was once a personal attitude on the part of a few
who were somewhat withdrawn and disregarded has become
the central principle in the careers of innumerable,
immensely influential, men.
Because the scientific discipline is, in fact, the creative
element in that which is distinctively modern, circumstances
conspire to enhance its prestige and to extend its
acceptance. It is the ultimate source of profit and of
power, and therefore it is assured of protection and encouragement
by those who rule the modern state. They
cannot afford not to cultivate the scientific spirit: the
nation which does not cultivate it cannot hold its place
among the nations, the corporation which ignores it will
be destroyed by its competitors. The training of an ever
increasing number of pure scientists, of inventors, and of
men who can operate and repair machinery is, therefore,
a sheer practical necessity. The scientific discipline has
become, as Mr. Graham Wallas would say, an essential
part of our social heritage. For the machine technology
requires a population which in some measure partakes of
the spirit which created it.
Naturally enough, however, the influence of the scientific
spirit becomes more and more diluted the further one
goes from the work of the men who actually conceive, discover,
invent, and perfect the modern machines. From
Faraday, Maxwell, and Hertz who did the chief work
which made possible the wireless it is a long way to the
broker who sells radio stock or the householder with his
six-tube set. I have not been supposing that these latter
partake in any way of the original spirit which made the
radio possible. But it is a fact of enormous consequences,
cumulative in its effect upon the education of succeeding
generations, that the radio, and all the other contrivances
around which modern civilization is constructed, should
be possible only by the increasing use of a scientific
discipline.
The application of science to the daily affairs of men
was acclaimed at first with more enthusiasm than understanding.
“That early people,” said Buffon, speaking of
the Babylonians, “was very happy, because it was very
scientific.” Entranced with the success of the Newtonian
physics and by the dazzling effect of inventions, the intellectuals
of the Eighteenth Century persuaded themselves
that science was a messianic force which would liberate
mankind from pain, drudgery, and error. It was believed
that science would somewhat mysteriously endow mankind
with invincible power over the forces of nature,
and that men, if they were released from the bondage of
religious custom and belief, could employ the power of
science to their own consummate happiness. The mechanical
revolution, in short, was inaugurated on the theory
that the natural man must be liberated from moral conventions
and that nature must be subjugated by mechanical
instruments.
There are intelligible historical reasons why our great
grandfathers adopted this view. They found themselves
in a world regulated by the customs and beliefs of a
landed society. They could not operate their factories
successfully in such a society, and they rebelled fiercely
against the customs which restricted them. That rebellion
was rationalized in the philosophy of laissez-faire which
meant in essence that machine industry must not be interfered
with by landlords and peasants who had feudal
rights, nor by governments which protected those rights.
On the positive side this rebellion expressed itself in
declarations of the rights of man. These declarations
were a denial of the vested rights of men under the old
landed order and an assertion of the rights of men, particularly
the new middle-class men, who proposed to
make the most of the new industrial and mechanical order.
By the rights of men they meant primarily freedom of
contract, freedom of trade, freedom of occupation—those
freedoms, that is to say, which made it possible for the
new employer to buy and sell, to hire and fire without
being accountable to anyone.
The prophet of this new dispensation was Adam Smith.
In the Wealth of Nations he wrote that
All systems either of preference or of restraint ...
being thus completely taken away, the obvious and simple
system of natural liberty establishes itself of its own accord.
Every man, as long as he does not violate the laws of justice,
is left perfectly free to pursue his own interest his own way,
and to bring both his industry and capital into competition
with those of any other man, or order of men.
The employing class in the early days of capitalism
honestly believed, and indeed its less enlightened members
still believe to this very day, that somehow the general
welfare will be served by trusting naively to the
acquisitive instincts of the employing capitalist. Thus at
the outset the machine technology was applied under the
direction of men who scorned as sentimental, when they
did not regard as subversive, that disinterestedness which
alone makes possible the machine technology itself. They
did not understand science. They merely exploited certain
of the inventions which scientists produced. What
they believed, insofar as they had any philosophy, was
that there exists a preestablished harmony in the universe—an
“obvious and simple system of natural liberty,”
in Adam Smith’s language, “which establishes itself of its
own accord”—by which if each man naively pursued his
primitive impulse to have and to hold in competition with
other men, peace, prosperity, and happiness would ensue.
They did not ensue. And the social history of the last
seventy-five years has in large measure been concerned
with the birth pains of an industrial philosophy that will
really suit the machine technology and the nature of man.
For the notion that an intricate and delicately poised industrial
mechanism could be operated by uneducated men
snatching competitively at profits was soon exposed as a
simple-minded delusion.
It was discovered that if each banker was permitted to
do what seemed to him immediately most profitable, the
result was a succession of disastrous inflations and deflations
of credit; that if natural resources in oil, coal, lumber,
and the like were subjected to the competitive principle,
the result was a shocking waste of irreplaceable
wealth; that if the hiring and firing of labor were carried
on under absolute freedom of contract, a whole chain of
social evils in the form of child labor, unsuitable labor for
women, sweating, unemployment, and the importation of
cheap and unassimilable labor resulted; that if business
men were left to their own devices the consumer of necessary
goods was helpless when he was confronted with
industries in which there was an element of monopoly.
There is no need here to recount the well-known story of
how in every modern community the theory of free competition
has in the course of the last generation been modified
by legislation, by organized labor, by organized business
itself. So little has laissez-faire worked under actual
experience that all the powers of the government have
actually had to be invoked to preserve a certain amount of
compulsory “free competition.” For the industrial machine,
as soon as it passes out of the early phase of rough
exploitation in virgin territory, becomes unmanageable by
naively competitive and acquisitive men.
It was frequently pointed out by moralists like Ruskin
and William Morris, and by churchmen as well, that this
“obvious and simple system of natural liberty” by which
“every man was left perfectly free to pursue his own interest
his own way,” was not only contrary to the dogmas
of the popular religion but irreconcilable with moral wisdom.
The credo of the unregenerate business man was
utterly atheistical in its premises, for it displaced the notion
that there is any higher will than his own to which
the employer is accountable. It was more than atheistical,
however; it was, in Aristotle’s sense of the word, barbarous
in that it implied “the living as one likes” with virtually
complete acquiescence in the supremacy of the
acquisitive instinct.
There is no reason to suppose that such theoretical
comments on the credo of naive capitalism did more than
rub off a little of its unction. Capitalism may be, as Mr.
Maynard Keynes has said, “absolutely irreligious ...
often, though not always, a mere congeries of possessors
and pursuers.” Were the credo workable in practice,
some way would have been found of anointing it with
attractive phrases. The real reason for the gradual abandonment
of the credo, proclaimed by Adam Smith and
repeated so steadily since his day, is that the credo of naive
capitalism is deeply at variance with the real character of
modern industry. It rests upon false premises, is therefore
contradicted by experience, and has proved to be
unworkable.
The system of natural liberty assumes that if each man
pursues his own interest his own way, each man will promote
his interest. There is an unanalyzed fallacy in this
theory which makes it utterly meaningless. It is assumed
that each man knows his own interest and can therefore
pursue it. But that is precisely what no man is certain to
know, and what few men can possibly know if they consult
only their own impulses. There is nothing in the
natural equipment of man which enables him to know
intuitively whether it will be profitable to increase his
output or reduce it, to enter a new line of business, to buy
or to sell, or to make any of the other thousand and one
decisions on which the conduct of business depends.
Since he is not born with this wisdom, since he does not
automatically absorb it from the air, to pursue his own
interest his own way is a fairly certain way to disaster.
The fallacy of the theory of natural liberty is undetected
in a bonanza period of industrial development. Where
the business man has unexhausted natural resources to
draw upon, where there is a surplus of customers competing
for his goods, he can with naive and furious energy
pursue his own interests his own way and reap enormous
profits. There is no real resistance from the outside; there
are no stubborn and irreducible facts to which he must
adjust himself. He can proceed with an infantile philosophy
to achieve success. But this bonanza period when
the omnipotence of the capitalist is unthwarted, and his
omniscience therefore assumed, soon comes to an end. In
advanced communities the mere multiplication of industries
produces such a complicated environment that the
business man is compelled to substitute considered policies
for his intuitions, objective surveys for his guesses, and
conferences world without end for his natural liberties.
What has upset the idea of the old-style business man
that he knows what’s what is that the relevant facts are
no longer visible. The owner of a primitive factory
might have known all his working men and all his customers;
the keeper of a little neighborhood shop may still,
to a certain extent, know personally his whole business.
But for most men to-day the facts which matter vitally to
them are out of sight, beyond their personal control, intricate,
subject to more or less unpredictable changes, and
even with highly technical reporting and analysis almost
unintelligible to the average man.
It is, of course, the machine process itself which has
created these complications. Men are forced to buy and
sell in markets that for many commodities are world-wide:
they do not buy and sell in one market but in many markets,
in markets for raw materials, in markets for semi-finished
goods, in wholesale and retail markets, in labor
markets, in the money market. They employ and are
employed in corporate organizations which are owned
here, there, and everywhere. They compete not only with
their obvious competitors in the same line of business, but
with competitors in wholly different lines of business,
automobiles with railroads, railroads with ships, cotton
goods with silk and silk with artificial silk, pianos with
furs and cigarettes with chewing gum. The modern environment
is invisible, complex, without settled plan,
subtly and swiftly changing, offering innumerable choices,
demanding great knowledge and imaginative effort to
comprehend it.
It is not a social order at all as the Greek city state or
the feudal society was a social order. It is rather a field
for careers, an arena of talents, an ordeal by trial and
error, and a risky speculation. No man has an established
position in the modern world. There is no system of
rights and duties to which he is clearly subject. He moves
among these complexities which are shrouded in obscurity,
making the best he can out of what little it is possible for
him to know.
Naive capitalism—that is to say, the theory of each for
himself according to such light as he might happen to
possess—produced such monstrous evils the world over
that an anti-capitalist reaction was the inevitable result.
What had happened was that the most intricate and consequential
technology which man has ever employed on
this planet was given over to the direction of a class of
enterprising, acquisitive, uneducated, and undisciplined
men. No doubt it could not have been otherwise. The
only discipline that was known was the discipline of custom
in a society of farmers, hand-workers, and traders.
The only education available was one based on the
premises of the past. The revolution in human affairs
produced by the machine began slowly, and no one could
have anticipated its course. It would be absurd, therefore,
to complain in retrospect over the fact that no one was
prepared for the industrial changes which took place.
The only absurdity, and it is still a prevalent one, is to go
on supposing that the political philosophy and the “economic
laws” which were extemporized to justify the
behavior of the first bewildered capitalists have any real
bearing upon modern industry.
But it is almost equally absurd to take too seriously the
“reforms” and “solutions” which were devised by kindhearted
men to alleviate the pains suffered by those who
were hurt by the results of this early capitalist control of
the machine. These proposals, when they are examined,
turn out almost invariably to have been proposals for
coercing or for abolishing the then masters of industry.
I do not mean to deny the utility of the long series of legislative
enactments which began about the middle of the
Nineteenth Century and are still being elaborated. The
factory acts, the regulatory laws, the measures designed
to protect the consumers against fraud were, looked at
singly, good, bad, or indifferent. As a whole they were
a necessary attempt to police those who had been left free
to pursue their own interest their own way. But when
it has been said that they were necessary, and that they
are still necessary, it is important to realize just what they
imply. They imply that the masters of industry are unregenerate
and will remain unregenerate. The whole effort
to police capitalism assumes that the capitalist can
be civilized only by means of the police. The trouble with
this theory is that there is no way to make sure that the
policemen will themselves be civilized. It presupposes
that somehow politicians and office-holders will be wise
enough and disinterested enough to make business men
do what they would not otherwise do. The fundamental
problem, which is to find a way of directing industry
wisely, is not solved. It is merely deposited on the doorsteps
of the politician.
The revolutionary programs sponsored by the socialists
in the half century before the Great War were based on the
notion that it is impossible to police the capitalist-employers
and that, therefore, they should be abolished. In
their place functionaries were to be installed. The theory
was that these functionaries, being hired by the state and
being deprived of all incentive for personal profit, would
administer the industrial machine disinterestedly. The
trouble with this theory is in its assumption that the removal
of one kind of temptation, namely, the possibility
of direct personal pecuniary profit—will make the functionaries
mature and disinterested men.
This is nothing but a new variant of the ascetic principle
that it is possible to shut off an undesirable impulse
by thwarting it. Human nature does not work that way.
The mere frustration of an impulse like acquisitiveness
produces either some new expression of that impulse or
disorders due to its frustration. It produces, that is to say,
either corruption or the lethargy, the pedantry, and the
officiousness which are the diseases of bureaucracy the
world over. The socialists are right, as the early Christians
were right, in their profound distrust of the acquisitive
instinct as the dominant motive in society. But they
are wrong in supposing that by transferring the command
of industry from business men to socialist officials they
can in any fundamental sense alter the acquisitive instinct.
That can be done only by refining the human character
through a better understanding of the environment. I do
not mean to say that a revolution like the Russian does not
sweep away a vast amount of accumulated rubbish. I am
talking not about the salutary destruction which may accompany
a revolution, but of the problem which confronts
the successful revolutionists when they have to carry on
the necessary affairs of men.
When that time comes they are bound to find that the
administration of industry under socialism no less than
under capitalism depends upon the character of the administrators.
Corrupt, stupid, grasping functionaries will
make at least as big a muddle of socialism as stupid,
selfish, and acquisitive employers can make of capitalism.
There is no escape from this elementary truth, and all
social policies which attempt to ignore it must come to
grief. They are essentially utopian. The early doctrine of
laissez-faire was utopian because it assumed that unregenerate
men were destined somehow to muddle their way
to a harmonious result. The early socialism was utopian
because it assumed that these same unregenerate men,
once the laws of property had been altered, would somehow
muddle their way to a harmonious result. Both
ignored the chief lesson of human experience, which is
the insight of high religion, that unregenerate men can
only muddle into muddle.
A dim recognition of this truth has helped to inspire
the procedure of the two most recent manifestations of
the revolutionary spirit. I refer to bolshevism and to
fascism. It is proper, I believe, to talk of them as one
phenomenon for their fundamental similarities, as most
everyone but the bolshevists and the fascists themselves
has noted, are much greater than their superficial differences.
They were attempts to cure the evils resulting
from the breakdown of a somewhat primitive form of
capitalism. In neither Russia nor Italy had modern industrialism
passed beyond its adolescent phase. In both
countries the prevailing social order for the great mass
of people was still pre-machine and pre-industrial. In
both countries the acids of modernity had not yet eaten
deeply into the religious disposition of the people. In
both countries the natural pattern of all government was
still the primitive pattern of the hierarchy with an absolute
sovereign at the top. The bolshevik dictatorship and
the fascist dictatorship, underneath all their modernist
labels and theories, are feudal military organizations
attempting to subdue and administer the machine technology.
The theorists of the two dictatorships are, however,
men educated under modern influences, and the result is
that their theories are an attempt to explain the primitive
behavior of the two dictatorships in terms which are consistent
with modern ideas. The formula reached in both
instances is the same one. The dictatorships are said to
be temporary. Their purpose, we are told, is to put the
new social order into effect, and to keep it going long
enough by dictation from on top to give time for a new
generation to grow up which will be purged of those
vices which would make the new order unworkable. The
bolshevists and fascists regard themselves as ever so much
more realistic than the old democratic socialists and the
laissez-faire liberals whom they have executed, exiled, or
dosed with castor oil. In an important sense they are
more realistic. They have recognized that a substitute
for primitive capitalism cannot be inaugurated or administered
by a generation which has been schooled in the
ways of primitive capitalism. And therefore the oligarchy
of dictators, as a conscious, enlightened, superior, and
heavily armed minority, propose to administer the industrial
machine as trustees until there is a generation ready
to accept the responsibilities.
It would be idle to predict that they will not succeed.
But it is reasonable, I believe, to predict that if they succeed
it will be because they are administering relatively
simple industrial arrangements. It is precisely because
the economic system of Russia is still fundamentally pre-capitalist
and pre-mechanical that the feudal organization
of the bolshevists is most likely to survive. Because the
economic system of Italy is more modern than Russia’s,
the future of the fascist dictatorship is much less assured.
For insofar as the machine technology is advanced, it
becomes complex, delicate, and difficult to manage by commands
from the top.
While both the bolshevists and the fascists look upon
themselves as pathfinders of progress, it is fairly clear,
I think, that they are, in the literal meaning of the term,
reactionary. They have won their victories among the
people to whom modern large scale industrial organization
is still an unnatural and alien thing. It is no accident
that fascism or bolshevism took root in Italy and Spain,
but not in Germany and England, in Hungary but not
in Austria, in Poland but not in Czechoslovakia, in Russia
but not in Scandinavia, in China but not in Japan, in
Central America but not in Canada or the United States.
Dictatorship, based on a military hierarchy, administering
the affairs of the community on behalf of the “nation”
or of the “proletariat,” is nothing but a return to the
natural organization of society in the pre-machine age.
Some countries, like Russia, Mexico, and China, for
example, are still living in the pre-machine age. Others,
like Italy, had become only partially industrialized when
they were subjected to such strains by the War that they
reverted to the feudal pattern of behavior. Unable to
master the industrial process by methods which are appropriate
to it, the fascists and the bolshevists are attempting
to master it by methods which antedate it. That is why
military dictatorship in a country like Mexico may be
looked upon as the normal type of social control, whereas
in Italy it is regressive and neurotic. Feudal habits are
appropriate to a feudal society; in a semi-industrialized
nation they are a social disease. It is the disease of
frightened and despairing men who, having failed to
adjust themselves to the reality of the industrial process,
try, by main force and awkwardness, to adjust the machine
process to a pre-machine mentality.
The more primitive the machine process is—that is,
the more nearly it resembles the petty handicrafts of
earlier days—the better are the chances for survival of a
bolshevist or fascist dictatorship. Where the machine
technology is really established and advanced it is simply
unmanageable by militarized functionaries. For when
the process has become infinitely complicated, the subdivision
of function is carried so far, the internal adjustments
are so numerous and so varied that no collection
of oligarchs in a capital city, however much they may look
like supermen, can possibly direct the industrial system.
In its advanced stages, as it now exists in England, Germany,
or the United States, nobody comprehends the system
as a whole. One has only to glance over the financial
pages of an American newspaper, to look at the list of
corporations doing business, to try and imagine the myriad
daily decisions at a thousand points which their business
involves, in order to realize the bewildering complexity
of modern industrial society. To suppose that all that
can be administered, or even directed, from any central
point by any human brain, by any cabinet of officeholders
or cabal of revolutionists, is simply to have failed to take
it in. Here is the essential reason why bolshevism and
fascism are, as we say, un-American. They are no less
un-Belgian, un-German, un-English. For they are unindustrial.
The same reasons which make dictatorship unworkable
are rapidly rendering obsolete the attempts to reform
industry by policing it. Every year as the machine technology
becomes more elaborated, the legislative control
for which the pre-war progressives fought becomes less
effective. It becomes more and more difficult for legislatures
to make laws to protect the workers which really
fit the rapidly changing conditions of work. Hence the
tendency to put the real law-making power in the hands of
administrative officials and judges who can adjust the
general purpose of the law to the unclassifiable facts of
industry. The whole attempt to regulate public utilities in
the interest of the consumer is chaotic, for these organizations,
by their intricacies, their scale, and their constant
revolutions in technology, tend to escape the jurisdiction
of officials exercising a local jurisdiction. The current outcry
against the multiplication of laws and the meddling of
legislatures is in part, but not wholly, the outcry of old-fashioned
business men demanding their old natural liberty
to pursue their own interest their own way. The
outcry is due no less to a recognition that the industrial
process is becoming too subtly organized to be policed
successfully by the wholesale, uninformed enactments of
legislatures.
Yet the very thing which makes an advanced industrial
organization too complex to be directed by a dictatorship,
or to be policed by democratic politicians, is forcing the
leaders of industry to evolve forms of self-control. When
I say that they are being forced to do this I am not
referring to those ostentatiously benevolent things which
are done now and then as sops to Cerberus. There is a
certain amount of reform undertaken voluntarily by men
who profess to fear ‘bolshevism,’ and if not bolshevism,
then Congress. That is relatively unimportant. So also
is the discovery that it pays to cultivate the good will of
the public. What I am referring to is the fact that the
sheer complexity of the industrial system would make it
unmanageable to business men, no less than to politicians
or dictators, if business men were not learning to organize
its control.
It is the necessity of stabilizing their own business, of
directing technical processes which are beyond the understanding
of stockholders, of adjusting the supply and
demand of the multitudinous elements they deal in, which
is the compelling force behind that divorce between management
and ownership, that growing use of experts and
of statistical measurements, and that development of trade
associations, of conferences, committees, and councils,
with which modern industry is honeycombed. The captain
of industry in the romantic sense tends to disappear
in highly evolved industrial organizations. His thundering
commands are replaced by the decisions of executives
who consult with representatives of the interests involved
and check their opinions by the findings of experts. The
greater the corporation the more the shareholders and the
directors lose the actual direction of the institution. They
cannot direct the corporation because they do not really
know what it is and what it is doing. That knowledge
is subdivided among the executives and bureau chiefs and
consultants, all of them on salary; each of them is so
relatively small a factor in the whole that his personal
success is in very large degree bound up with the success
of the institution. A certain amount of jealousy, intrigue,
and destructive pushing, of office politics, in short, naturally
prevails, men being what they are. But as compared
with the old-style business man, the ordinary executive
in a great corporation is something quite strange. He is
so little the monarch of all he surveys, his experience is so
continually with stubborn and irreducible facts, he is so
much compelled to adjust his own preferences to the
preferences of others, that he becomes a relatively disinterested
person. The more clearly he realizes the nature
of his position in industry, the more he tends to submit his
desires to the discipline of objective information. And
the more he does this the less dominated he is by the
acquisitiveness of immaturity. He may on the side gamble
acquisitively in the stock market or at the race track, but
in relation to his business his acquisitive instinct tends to
become diffused and to be absorbed in the job itself.
It is my impression that when machine industry
reaches a certain scale of complexity it exerts such pressure
upon the men who run it that they cannot help
socializing it. They are subject to a kind of economic
selection under which only those men survive who are
capable of taking a somewhat disinterested view of their
work. A mature industry, because it is too subtly organized
to be run by naively passionate men, puts a premium
upon men whose characters are sufficiently matured to
make them respect reality and to discount their own
prejudices.
When the machine technology is really advanced, that
is to say when it has drawn great masses of men within
the orbit of its influence, when a corporation has become
really great, the old distinction between public and private
interest becomes very dim. I think it is destined
largely to disappear. It is difficult even to-day to say
whether the great railways, the General Electric Company,
the United States Steel Corporation, the bigger insurance
companies and banks are public or private institutions.
When institutions reach a point where the legal owners
are virtually disfranchised, when the direction is in the
hands of salaried executives, technicians, and experts who
hold themselves more or less accountable in standards of
conduct to their fellow professionals, when the ultimate
control is looked upon by the directors not as “business”
but as a trust, it is not fanciful to say, as Mr. Keynes has
said, that “the battle of socialism against unlimited private
profit is being won in detail hour by hour.”
Insofar as industry itself evolves its own control, it
will regain its liberty from external interference. To say
that is to say simply that the “natural liberty” of the
early business man was unworkable because the early
business man was unregenerate: he was immature, and
he was therefore acquisitive. The only kind of liberty
which is workable in the real world is the liberty of
the disinterested man, of the man who has transformed
his passions by an understanding of necessity. He can,
as Confucius said, follow what his heart desires without
transgressing what is right. For he has learned to desire
what is right.
The more perfectly we understand the implications
of the machine technology upon which our civilization
is based, the easier it will be for us to live with it. We
shall discern the ideals of our industry in the necessities
of industry itself. They are the direction in which it must
evolve if it is to fulfill itself. That is what ideals are.
They are not hallucinations. They are not a collection
of pretty and casual preferences. Ideals are an imaginative
understanding of that which is desirable in that which
is possible. As we discern the ideals of the machine
technology we can consciously pursue them, knowing that
we are not vainly trying to impose our casual prejudices,
but that we are in harmony with the age we live in.
CHAPTER XIII GOVERNMENT IN THE GREAT SOCIETY — 1. Loyalty — 2. The Evolution of Loyalty — 3. Pluralism — 4. Live and Let Live — 5. Government in the People — 6. Politicians and Statesmen
The difficulty of discovering an industrial philosophy
which fits machine industry on a large scale has proved
less trying than the discovery of a political philosophy
which fits the modern state. I do not know why this
should be so unless it be that, as compared with politicians,
business men have had a closer opportunity to observe and
more pressing reasons for trying to understand the transformation
wrought by machinery and scientific invention.
Certainly even the best political thinking is notably
inferior in realism and in pertinence to the economic
thinking which now plays so important a part in the
direction of industry. To a very considerable degree the
writer on politics to-day is about where the economist was
when all economic theory began and for all practical purposes
seemed to end with Robinson Crusoe and his man
Friday. Nobody takes political science very seriously, for
nobody is convinced that it is a science or that it has any
important bearing on politics.
In very considerable measure political theory in the
modern world is sterilized by its own ideas. There have
been passed down from generation to generation a collection
of concepts which are so hallowed and so dense that
their only use is to excite emotions and to obscure insight.
How many of us really know what we are talking about
when we use words like the state, sovereignty, independence,
democracy, representative government, national
honor, liberty, and loyalty? Very few of us, I think,
could define any of these terms under cross-examination,
though we are prepared to shed blood, or at least ink,
in their behalf. These terms have ceased to be intellectual
instruments for apprehending the facts we have to deal
with and have become push buttons which touch off
emotional reflexes.
As good a way as any to raise the temperature of
political debate is to talk about loyalty. Everybody
regards himself as loyal and resents any imputation upon
his loyalty, yet even a cursory inspection of this term
will show, I think, that it may mean any number of
different things. It is clearest when used in a military
sense. A loyal soldier is one who obeys his superior
officer. A loyal officer is one who obeys his commander-in-chief.
But just exactly what is a loyal commander-in-chief
cannot be told so easily. He is loyal to the nation.
He is loyal to the best interests of the nation. But what
those best interests may be, whether they mean making
peace or carrying the war into the enemy’s country, is an
exceedingly debatable question. When the citizen’s loyalty
is in question the whole matter becomes immensely
subtle. Must he be loyal to every law and every command
issued by the established authorities, kings, legislators,
and aldermen? There are many who would say
that this is the definition of civic loyalty, to obey the
law without qualifications while it is a law. But such
definition puts the taint of disloyalty on almost all citizens
of the modern state. For the fact is that all the laws on
the books are not even known, and that a considerable
portion are entirely disregarded, and many it is impossible
to obey. The definition, moreover, places outside the pale
many who rank as great patriots, men who defied the
law out of loyalty to some principle which the lawmakers
have rejected. But what makes matters even more complicated
is the fact that in modern communities the principle
is accepted that the commands of the established
authorities not only may be criticized but that they ought
to be.
At this stage of political development the military
element in loyalty has virtually disappeared. The idea
of toleration, of freedom of speech, and above all the
idea of organized opposition, alters radically the attributes
of the sovereign. For a sovereign who has to be obeyed
but not believed in, whose decisions are legitimate matters
of dispute, who may be displaced by his bitterest opponents,
has lost all semblance of omnipotence and omniscience.
“He has sovereignty,” wrote Jean Bodin, “who,
after God, acknowledges no one greater than himself.”
Our governors command only for the time being—and
within strict limits. Their authority is only such as they
can win and hold. Political loyalty under these conditions,
whatever else it may be, is certainly not unqualified
allegiance to those who hold office, to the policies they
pursue, or even to the laws they enact. Neither the
government as it exists, nor its conduct, nor even the constitution
by which it operates, exercises any ultimate claim
upon the loyalty of the citizen. The most one can say,
I think, is that the loyal citizen is one who loves his country
and regards the status quo as an arrangement which he
is at liberty to modify only by argument, according to
well-understood rules, without violence, and with due
regard for the interests and opinions of his fellow men.
If he is loyal to this ideal of political conduct he is as
loyal as the modern state can force him to be, or as it
is desirable that he should be.
Broadly speaking, the evolution of political loyalty
passes through three phases. In the earliest, the most
primitive, and for almost all men the most natural,
loyalty is allegiance to a chieftain; in the middle phase
it tends to become allegiance to an institution—that is to
say, to a corporate, rather than to a human, personality;
and in the last phase it becomes allegiance to a pattern
of conduct. The kind of government which any community
is capable of operating is very largely determined
by the kind of loyalty of which its members are
capable.
It is plain, for example, that among a people who are
capable only of loyalty to another human being the political
system is bound to take the shape of a hierarchy, in
which each man is loyal to his superior, and the man at
the top is loyal to God alone. Such a society will be
feudal, military, theocratic. If it is successfully organized
it will be an ordered despotism, culminating, as the feudal
system did, in God’s Vice-gerent on earth. If it is unsuccessfully
organized, as for example, in the more backward
countries of Central America to-day, the system of personal
allegiances will produce little factions each with its
chief, all of them contending for, without quite achieving,
absolute power. This type of organization is so fundamentally
human that it prevails even in communities
which think they have outgrown it. Thus it appears in
what Americans call a political machine, which is nothing
but a hierarchy of professional politicians held together
by profitable personal loyalties. The political boss is a
demilitarized chieftain in the direct line of descent from
his prototypes.
The modern world has come to regard organization on
the basis of human allegiances as alien and dangerous.
Yet the political machine exists even in the most advanced
communities. The reason for that is obvious. With the
enfranchisement of virtually the whole adult population,
political power has passed into the hands of a great mass
of people most of whom are altogether incapable of loyalty
to institutions, much less to ideas. They do not
understand them. For these voters the only kind of political
behavior is through allegiance to a human superior,
and modern democracies are considered fortunate if the
political leaders and bosses on whom these human allegiances
converge are relatively loyal to the institutions of
the country. This, for example, is the meaning of the
dramatic speech in which President Calles on September 1,
1928, voluntarily renounced the continuation of his own
dictatorship. “For the first time in Mexican history,”
he said, “the Republic faces a situation (owing to the
assassination of General Obregon) whose dominant note
is the lack of a military leader, which is going to make
it finally possible for us to direct the policy of the country
into truly institutional channels, striving to pass once for
all from our historical condition of one-man rule to the
higher, more dignified, more useful, and more civilized
condition of a nation of laws and institutions.” It is
hardly to be supposed that President Calles thought that
the Mexican people as a whole could pass once for all
from their historical condition of one-man rule. What
he meant was that the political chieftains to whom the
people were loyal ought thereafter to arrange the succession
and to exercise power not as seemed desirable to
them, or as they might imagine that God had privately
commanded them, but in accordance with objective rules
of political conduct.
The conceptions of sovereignty which we inherit are
derived from the primitive system of personal allegiances.
That is why the conception of sovereignty has become
increasingly confused as modern civilization has become
more complex. In the Middle Ages the theory reached
its symmetrical perfection. Mankind was conceived as a
great organism in which the spiritual and temporal
hierarchies were united as the soul is united with the body
in “an inseverable connection and an unbroken interaction
which must display itself in every part and also throughout
the whole.” But of course even in the Middle Ages
the symmetry of this conception was marred by the fierce
disputes between the Emperors and the Popes. After the
Sixteenth Century the whole conception began to disintegrate.
There appeared a congeries of monarchs each
claiming to rule in his territory by divine right. But
obviously when there are many agents of the Lord ruling
men, and when they do not agree, the theory of sovereignty
in its moral aspects is in grave difficulties.
As time went on, limitations of all kinds began to be
imposed upon sovereigns. The existence at the same time
of many sovereigns produced the need of international
law, for obviously there could have been no international
law in a world where all of mankind, barring infidels who
did not have to be considered, were under one sovereign
power. The limitations imposed by international law
from without were accompanied by limitations imposed
from within.
These limitations from within were based on quite
practical considerations. There grew up slowly in the
Middle Ages the idea that the State originated “in a
contract of Subjection made between People and Ruler.”
The first modern writer to argue effectively that government
was based not on a warrant from the Lord, but
on a “social compact” is said to have been Richard Hooker,
a clergyman of the Established Church, who held, in 1594,
that the royal authority was derived from a contract
between the king and the people. This idea soon became
popular, for it suited the needs of all those who did not
participate in the privileges of the absolute monarchy.
It suited not only the Church of England, when as in
Hooker’s time it was assailed, but also the dissenting
churches, and then the rising middle class whose ambitions
were frustrated by the landed nobles with the king
at their head. The doctrine of the social compact was
expounded in many different forms in the Seventeenth
and Eighteenth Centuries by men like Milton, Spinoza,
Hobbes, Locke, and Rousseau.
As an historical theory to explain the origin of human
society it is of course demonstrably false, but as a weapon
for breaking up the concentration of sovereign power and
distributing it, the idea has played a mighty role in history.
It is almost certain to appear wherever there is an
absolutism which men feel the need of checking. But the
theory of the social compact disappears when power has
become so widely diffused that no one can any longer
locate the sovereign. That is what is happening in the
advanced modern communities. The sovereign, whom
it was once desirable to put under contract, has become
so anonymous and diffuse that his very existence to-day is
a legal fiction rather than a political fact. And loyalty by
the same token is no longer provided with a personal superior
of indubitable prestige to which it can be attached.
The relationship between lord and vassals in which each
man attaches himself for better or worse to some superior
person tends gradually to disappear in the modern world.
Its passing was somewhat prematurely announced by the
Declaration of the Rights of Man; it did not wholly disappear
by the dissolution of the bonds which bound one
man to another, for the psychological bonds are stronger
than the legal. Nevertheless the effect of modern civilization
is to dissolve these psychological bonds, to break
up clannishness and personal dependence. Men and
women alike tend to become more or less independent
persons rather than to remain members of a social
organism.
The reason for this lies in the diversification of their
interests. Life in the ancestral order was not only simpler
and contained within narrower limits than it is to-day, but
there was a far greater unity in the activity of each individual.
Working the land, fighting, raising a family, worshipping,
were so closely related that they could be governed
by a very simple allegiance to the chief of the tribe
or the lord of the manor. In the modern world this
synthesis has disintegrated and the activities of a man
cannot be directed by a simple allegiance. Each man
finds himself the center of a complex of loyalties. He
is loyal to his government, he is loyal to his state, he
is loyal to his village, he is loyal to his neighborhood.
He has his own family. He has his wife’s family. His
wife has her family. He has his church. His wife may
have a different church. He may be an employer of
thousands of men. He may be an employee. He must
be loyal to his corporation, to his trade union, or his professional
society. He is a buyer in many different markets.
He is a seller in many different markets. He is a creditor
and a debtor. He owns shares in several industries. He
belongs to a political party, to clubs, to a social set. The
multiplicity of his interests makes it impossible for him
to give his whole allegiance to any person or to any
institution.
It may be, in fact for most men it must be, that in
each of these associations he follows a leader. In any
considerable number of people it is certain that they will
group themselves in hierarchical form. In every club, in
every social circle, in every trade union, in every stockholders’
meeting there are leaders and their lieutenants
and the led. But these allegiances are partial. Because
a man has so many loyalties each loyalty commands only
a segment of himself. They are not, therefore, whole-hearted
loyalties like that of a good soldier to his captain.
They are qualified, calculated, debatable, and they are
sanctioned not by inherent authority but by expediency
or inertia.
The outward manifestation of these complex loyalties
of the modern man is the multitude of institutions through
which the affairs of mankind are directed. Now since
each of these corporate entities represents only a part
of any man’s interest, except perhaps in the case of the
paid executive secretary, none of these institutions can
count to the bitter end upon the undivided loyalty of all
its members. The conflicts between institutions are in
considerable measure conflicts of interest within the same
individuals. There is a point where the activity of a
man’s trade union may so seriously affect the value of
the securities he owns that he does not know which way
his interest lies. The criss-crossing of loyalties is so great
in an advanced community that no grouping is self-contained.
No grouping, therefore, can maintain a military
discipline or a military character. For when men
strive too fiercely as members of any one group they
soon find that they are at war with themselves as members
of another group.
The statement that modern society is pluralistic cannot,
then, be dismissed as a newfangled notion invented by
theorists. It is a sober description of the actual facts.
Each man has countless interests through which he is
attached to a very complex social situation. The complexity
of his allegiance cannot fail to be reflected in his
political conduct.
One of the inevitable effects of being attached to many
different, somewhat conflicting, interdependent groupings
is to blunt the edges of partisanship. It is possible to
be fiercely partisan only as against those who are wholly
alien. It is a fair generalization to say that the fiercest
Democrats are to be found where there are the fewest
Republicans, the most bloodthirsty patriots in the safest
swivel chairs. Where men are personally entangled with
the groups that are in potential conflict, where Democrats
and Republicans belong to the same country club and
where Protestants and Catholics marry each other, it is
psychologically impossible to be sharply intolerant. That
is why astute directors of corporations adopt the policy
of distributing their securities as widely as they can; they
know quite well that even the most modest shareholder
is in some measure insulated against anti-corporate agitation.
It is inherent in the complex pluralism of the modern
world that men should behave moderately, and experience
amply confirms this conclusion.
There is little doubt that in the great metropolitan
centers there exists a disposition to live and let live, to
give and take, to agree and to agree to differ, which
is not to be found in simple homogeneous communities.
In complex communities life quickly becomes intolerable
if men are intolerant. For they are in daily contact with
almost everybody and everything they could conceivably
wish to persecute. Their victims would be their customers,
their employees, their landlords, their tenants
and perhaps their wives’ relations. But in a simple
community a kind of pastoral intolerance for everything
alien adds a quaint flavor to living. For the most part
it vents itself in the open air. The terrible indictments
drawn up in a Mississippi village against the Pope in
Rome, the Russian nation, the vices of Paris, and the
enormities of New York are in the main quite lyrical.
The Pope may never even know what the Mississippi
preacher thinks of him and New York continues to go
to, but never apparently to reach, hell.
When an agitator wishes to start a crusade, a religious
revival, an inquisition, or some sort of jingo excitement,
the further he goes from the centers of modern civilization
the more following he can attract. It is in the backwoods
and in the hill country, in kitchens and in old
men’s clubs, that fanaticism can be kindled. The urban
crowd, if it has been urban for any length of time and
has become used to its environment, may be fickle, faddish,
nervous, unstable, but it lacks the concentration of energy
to become fiercely excited for any length of time about
anything. At its worst it is a raging mob, but it is not
persistently fanatical. There are too many things to
attract its attention for it to remain preoccupied for long
with any one thing.
To responsible men of affairs the complexity of modern
civilization is a daily lesson in the necessity of not pressing
any claim too far, of understanding opposing points of
view, of seeking to reconcile them, of conducting matters
so that there is some kind of harmony in a plural society.
This accounts, I think, for the increasing use of political
devices which are wholly unknown in simpler societies.
There is, for example, the ideal of a civil service. It is
wholly modern and it is quite revolutionary. For it
assumes that a great deal of the business of the state
can and must be carried on by a class of men who have
no personal and no party allegiance, who are in fact
neutral in politics and concerned only with the execution
of a task. I know how imperfectly the civil service works,
but that it should exist at all, and that the ideal it embodies
should be generally acknowledged, is profound testimony
as to how inherent in the modern situation is the concept
of disinterestedness. The theory of an independent judiciary
arises out of the same need for disinterested judgment.
Even more significant, perhaps, is the use in all
political debates of the evidence of technicians, experts,
and neutral investigators. The statesman who imagined
he had thought up a solution for a social problem while
he was in his bath would be a good deal of a joke; even
if he had stumbled on a good idea, he would not dare to
commit himself to it without elaborate preliminary surveys,
investigations, hearings, conferences, and the like.
Men occupying responsible posts in the Great Society
have become aware, in short, that their guesses and their
prejudices are untrustworthy, and that successful decisions
can be made only in a neutral spirit by comparing their
hypotheses with their understanding of reality.
It has been the cause of considerable wonder to many
persons that the most complex modern communities,
where the old loyalties are most completely dissolved,
where authority has so little prestige, where moral codes
are held in such small esteem, should nevertheless have
proved to be far more impervious to the strain of war
and revolution than the older and simpler types of civilization.
It has been Russia, China, Poland, Italy, Spain,
rather than England, Germany, Belgium, and the United
States which have been most disorderly in the post-war
period. The contrary might have been expected. It
might well have been anticipated that the highly organized,
delicately poised social mechanisms would disintegrate
the most easily.
Yet it is now evident why modern civilization is so
durable. Its strength lies in its sensitiveness. The effect
of bad decisions is so quickly felt, the consequences are
so inescapably serious, that corrective action is almost
immediately set in motion. A simple society like Russia
can let its railroads go gradually to wrack and ruin, but
a complex society like London or New York is instantly
disorganized if the railroads do not run on schedule. So
many persons are at once affected in so many vitally
important ways that remedies have to be found immediately.
This does not mean that modern states are governed
as wisely as they should be, or that they do not
neglect much that they cannot really afford to neglect.
They blunder along badly enough in all conscience.
There is nevertheless a minimum of order and of necessary
services which they have to provide for themselves.
They have to keep going. They cannot afford the luxury
of prolonged disorder or of a general paralysis. Their
own necessities are dependent on such fragile structures,
and everyone is so much affected, that when a modern
state is in trouble it can draw upon incomparable reserves
of public spirit.
“I made ninety-one local committees in ninety-one local
communities to look after the Mississippi flood,” Mr.
Hoover once explained, “that’s what I principally did....
You say: ‘a couple of thousand refugees are coming.
They’ve got to have accommodations. Huts.
Water-mains. Sewers. Streets. Dining-halls. Meals.
Doctors. Everything.’... So you go away and they
go ahead and just simply do it. Of all those ninety-one
committees there was just one that fell down.” Mr.
Hard, who reports these remarks, goes on to make Mr.
Hoover say that: “No other Main Street in the world
could have done what the American Main Street did in
the Mississippi flood; and Europe may jeer as it pleases
at our mass production and our mass organization and our
mass education. The safety of the United States is its
multitudinous mass leadership.” Allowing for the fact
that these remarks appeared in a campaign biography
at a time when Mr. Hoover’s friends were rather concerned
about demonstrating the intensity of his patriotism,
there is nevertheless substantial truth in them. I am
inclined to believe that “multitudinous mass leadership”
will be found wherever industrial society is firmly established,
that is to say, wherever a people has lived with the
machine process long enough to acquire the aptitudes that
it calls for. This capacity to organize, to administer
affairs, to deal realistically with necessity, can hardly be
due to some congenital superiority in the American people.
They are, after all only transplanted Europeans. That
their aptitudes may be somewhat more highly developed
is not, however, inconceivable: the new civilization may
have developed more freely in a land where it did not
have to contend with the institutions of a military, feudal,
and clerical society.
The essential point is that as the machine technology
makes social relations complex, it dissolves the habits of
obedience and dependence; it disintegrates the centralization
of power and of leadership; it diffuses the experience
of responsible decision throughout the population, compelling
each man to acquire the habit of making judgments
instead of looking for orders, of adjusting his will
to the wills of others instead of trusting to custom and
organic loyalties. The real law under which modern
society is administered is neither the accumulated precedents
of tradition nor a set of commands originating on
high which are imposed like orders in an army upon the
rank and file below. The real law in the modern state
is the multitude of little decisions made daily by millions
of men.
Because this is so, the character of government is changing
radically. This change is obscured for us in our
theorizing by the fact that our political ideas derive from
a different kind of social experience. We think of governing
as the act of a person; for the actual king we
have tried to substitute a corporate king, which we call
the nation, the people, the majority, public opinion, or
the general will. But none of these entities has the
attributes of a king, and the failure of political thinking
to lay the ghosts of monarchy leads to endless misunderstanding.
The crucial difference between modern politics
and that to which mankind has been accustomed is that
the power to act and to compel obedience is almost never
sufficiently centralized nowadays to be exercised by one
will. The power is distributed and qualified so that
power is exerted not by command but by interaction.
The prime business of government, therefore, is not
to direct the affairs of the community, but to harmonize
the direction which the community gives to its affairs.
The Congress of the United States, for example, does not
consult the conscience and its God and then decree a
tariff law. It enacts the kind of tariff which at the
moment represents the most stable compromise among
the interests which have made themselves heard. The
law may be outrageously unfair. But if it is, that is
because those whose interests are neglected did not at that
time have the power to make themselves felt. If the law
favors manufacturers rather than farmers, it is because
the manufacturers at that time have greater weight in the
social equilibrium than the farmers. That may sound
hard. But it is doubtful whether a modern legislature
can make laws effective if those laws are not the formal
expression of what the persons actually affected can and
wish to do.
The amount of law is relatively small which a modern
legislature can successfully impose. The reason for this
is that unless the enforcement of the law is taken in hand
by the citizenry, the officials as such are quite helpless.
It is possible to enforce the law of contracts, because the
injured party will sue; it is possible to enforce the law
against burglary, because almost everybody will report
a burglary to the police. But it is not possible to enforce
the old-fashioned speed laws on the highways because
the police are too few and far between, the pedestrians
are uninterested, and motorists like to speed. There is
here a very fundamental principle of modern lawmaking:
insofar as a law depends upon the initiative of officials
in detecting violations and in prosecuting, that law will
almost certainly be difficult to enforce. If a considerable
part of the population is hostile to the law, and if the
majority has only a platonic belief in it, the law will
surely break down. For what gives law reality is not
that it is commanded by the sovereign but that it brings
the organized force of the state to the aid of those citizens
who believe in the law.
What the government really does is not to rule men,
but to add overwhelming force to men when they rule
their affairs. The passage of a law is in effect a promise
that the police, the courts, and the officials will defend
and enforce certain rights when citizens choose to exercise
them. For all practical purposes this is just as true when
what was once a private wrong to be redressed by private
action in law courts on proof of specific injury has been
made by statute a public wrong which is preventable and
punishable by administrative action. When the citizens
are no longer interested in preventing or punishing specific
instances of what the statute declares is a public wrong,
the statute becomes a dead letter. The principle is most
obviously true in the case of a sumptuary law like prohibition.
The reason prohibition is unenforceable in the
great cities is that the citizens will not report the names
and addresses of their bootleggers to the prohibition
officials. But the principle is no less true in less obvious
cases, as, for example, in tariffs or laws to regulate railroads.
Thus it is difficult to enforce the tariff law on
jewels, for they are easily smuggled. Insofar as the law
is enforced it is because jewelers find it profitable to maintain
an organization which detects smuggling. Because
they know the ins and outs of the trade, and have men
in all the jewelry markets of the world who have an
interest in catching smugglers, it is possible for the United
States Government to make a fair showing in administering
the law. The government cannot from hour to hour
inspect all the transactions of its people, and any law
which rests on the premise that government can do this
is a foolish law. The railroad laws are enforced because
shippers are vigilant. The criminal laws depend upon
how earnestly citizens object to certain kinds of crime.
In fact it may be said that laws which make certain kinds
of conduct illicit are effective insofar as the breach of
these laws arouses the citizenry to call in the police and
to take the trouble to help the police. It is not enough
that the mass of the population should be law-abiding.
A minority can stultify the law if the population as a
whole is not also law-enforcing.
This is the real sense in which it can be said that
power in the modern state resides not in the government
but in the people. As that phrase is usually employed it
alleges that ‘the people,’ as articulated by elected officials,
can govern by command as the monarch or tribal chieftain
once governed. In this sense government by the people
is a delusion. What we have among advanced communities
is something that might perhaps be described as government
in the people. The naively democratic theory
was that out of the mass of the voters there arose a cloud
of wills which ascended to heaven, condensed into a
thunderbolt, and then smote the people. It was supposed
that the opinion of masses of persons somehow became
the opinion of a corporate person called The People, and
that this corporate person then directed human affairs
like a monarch. But that is not what happens. Government
is in the people and stays there. Government is
their multitudinous decisions in concrete situations, and
what officials do is to assist and facilitate this process
of governing. Effective laws may be said to register an
understanding among those concerned by which the law-abiding
know what to expect and what is expected of
them; they are insured with all the force that the state
commands against the disruption of this understanding
by the recalcitrant minority. In the modern state a law
which does not register the inward assent of most of those
who are affected will have very little force as against the
breakers of that law. For it is only by that inward assent
that power becomes mobilized to enforce the law. The
government in the person of its officials, its paltry inspectors
and policemen, has relatively little power of its
own. It derives its power from the people in amounts
which vary with the circumstances of each law. That
is why the same government may act with invincible
majesty in one place and with ludicrous futility in
another.
The role of the leader would be easier to define if it
were agreed to give separate meanings to two very common
words. I mean the words “politician” and “statesman.”
In popular usage a vague distinction is recognized:
to call a man a statesman is eulogy, to call him a
politician is to be, however faintly, disparaging. The dictionary,
in fact, defines a politician as one who seeks to
subserve the interests of a political party merely; as an
afterthought it defines him as one skilled in political
science: a statesman. And in defining a statesman the
dictionary says that he is a political leader of distinguished
ability.
These definitions can, I think, be improved upon by
clarifying the meanings which are vaguely intended in
popular usage. When we think offhand of a politician
we think of a man who works for a partial interest.
At the worst it is his own pocket. At the best it may
be his party, his class, or an institution with which he
is identified. We never feel that he can or will take
into account all the interests concerned, and because bias
and partisanship are the qualities of his conduct, we feel,
unless we are naively afflicted with the same bias, that
he is not to be trusted too far. Now the word ‘statesman,’
when it is not mere pomposity, connotes a man whose
mind is elevated sufficiently above the conflict of contending
parties to enable him to adopt a course of action
which takes into account a greater number of interests
in the perspective of a longer period of time. It is some
such conception as this that Edmund Burke had in mind
when he wrote that the state “ought not to be considered
as nothing better than a partnership in a trade of pepper
and coffee, calico or tobacco, or some other such low
concern, to be taken up for a little temporary interest
and to be dissolved by the fancy of the parties.... It
is a partnership in a higher and more permanent sense—a
partnership in all science; a partnership in all art; a
partnership in every virtue and in all perfection. As the
ends of such a partnership cannot be obtained in many
generations it becomes a partnership not only between
those who are living, but between those who are dead
and those who are to be born.”
The politician, then, is a man who seeks to attain the
special objects of particular interests. If he is the leader
of a political party he will try either to purchase the
support of particular interests by specific pledges, or if
that is impracticable, he will employ some form of deception.
I include under the term ‘deception’ the whole art
of propaganda, whether it consists of half-truths, lies,
ambiguities, evasions, calculated silence, red herrings,
unresponsiveness, slogans, catchwords, showmanship,
bathos, hokum, and buncombe. They are, one and all,
methods of preventing a disinterested inquiry into the
situation. I do not say that any one can be elected to
office without employing deception, though I am inclined
to think that there is a new school of political reporters
in the land who with a kind of beautiful cruelty are
making it rather embarrassing for politicians to employ
their old tricks. A man may have to be a politician to
be elected when there is adult suffrage, and it may be
that statesmanship, in the sense in which I am using the
term, cannot occupy the whole attention of any public
man. It is true at least that it never does.
The reason for this is that in order to hold office a man
must array in his support a varied assortment of persons
with all sorts of confused and conflicting purposes.
When then, it may be asked, does he begin to be a statesman?
He begins whenever he stops trying merely to
satisfy or to obfuscate the momentary wishes of his constituents,
and sets out to make them realize and assent to
those hidden interests of theirs which are permanent
because they fit the facts and can be harmonized with
the interests of their neighbors. The politician says: “I
will give you what you want.” The statesman says:
“What you think you want is this. What it is possible
for you to get is that. What you really want, therefore,
is the following.” The politician stirs up a following;
the statesman leads it. The politician, in brief, accepts
unregenerate desire at its face value and either fulfills
it or perpetrates a fraud; the statesman re-educates desire
by confronting it with the reality, and so makes possible
an enduring adjustment of interests within the community.
The chief element in the art of statesmanship under
modern conditions is the ability to elucidate the confused
and clamorous interests which converge upon the seat of
government. It is an ability to penetrate from the naive
self-interest of each group to its permanent and real
interest. It is a difficult art which requires great courage,
deep sympathy, and a vast amount of information. That
is why it is so rare. But when a statesman is successful
in converting his constituents from a childlike pursuit
of what seems interesting to a realistic view of their
interests, he receives a kind of support which the ordinary
glib politician can never hope for. Candor is a bitter
pill when first it is tasted but it is full of health, and
once a man becomes established in the public mind as a
person who deals habitually and successfully with real
things, he acquires an eminence of a wholly different quality
from that of even the most celebrated caterer to the
popular favor. His hold on the people is enduring
because he promises nothing which he cannot achieve;
he proposes nothing which turns out to be a fake. Sooner
or later the politician, because he deals in unrealities, is
found out. Then he either goes to jail, or he is tolerated
cynically as a picturesque and amiable scoundrel; or he
retires and ceases to meddle with the destinies of men.
The words of a statesman prove to have value because
they express not the desires of the moment but the conditions
under which desires can actually be adjusted to
reality. His projects are policies which lay down an
ordered plan of action in which all the elements affected
will, after they have had some experience of it, find it
profitable to co-operate. His laws register what the
people really desire when they have clarified their wants.
His laws have force because they mobilize the energies
which alone can make laws effective.
It is not necessary, nor is it probable, that a statesmanlike
policy will win such assent when it is first proposed.
Nor is it necessary for the statesman to wait until he has
won complete assent. There are many things which
people cannot understand until they have lived with them
for a while. Often, therefore, the great statesman is
bound to act boldly in advance of his constituents. When
he does this he stakes his judgment as to what the people
will in the end find to be good against what the people
happen ardently to desire. This capacity to act upon
the hidden realities of a situation in spite of appearances
is the essence of statesmanship. It consists in giving the
people not what they want but what they will learn to
want. It requires the courage which is possible only in
a mind that is detached from the agitations of the moment.
It requires the insight which comes only from an objective
and discerning knowledge of the facts, and a high
and imperturbable disinterestedness.
CHAPTER XIV LOVE IN THE GREAT SOCIETY — 1. The External Control of Sexual Conduct — 2. Birth Control — 3. The Logic of Birth Control — 4. The Use of Convention — 5. The New Hedonism — 6. Marriage and Affinity — 7. The Schooling of Desire
While the changes which modernity implies affect the
premises of all human conduct, the problem as a whole
engages the attention of relatively few persons. The
larger number of men and women living within the orbit
of the Great Society are no doubt aware that their
inherited beliefs about religion, politics, business, and sex
do not square entirely with the actual beliefs upon which
they feel compelled to act. But the fundamental alterations
in political and economic ideals which the machine
technology is inducing come home to each man only indirectly
and partially. The consequences are subtle, delayed,
and what is even more important, they are outside the
scope of the ordinary man’s personal decision. There is
little that is urgent, immediate, or decisive which he can
do, even if he understands them, about the changes in the
structure and purpose of industry and the state. Most
men can manage, therefore, to live without ever attempting
to decide for themselves any fundamental question
about business or politics. But they can neither ignore
changes in sexual relations nor do they wish to. It is
possible for a man to be a socialist or an individualist
without ever having to make one responsible decision in
which his theories play any part. But what he thinks
about divorce and contraception, continence and license,
monogamy, prostitution, and sexual experience outside
of marriage, are matters that are bound at some point
in his life to affect his own happiness immediately and
directly. It is possible to be hypocritical about sex. But
it is not possible for any adult who is not anæsthetic
to be indifferent. The affairs of state may be regulated
by leaders. But the affairs of a man and a woman are
inescapably their own.
That obviously is the reason why in the popular mind
it is immediately assumed that when morals are discussed
it is sexual morals that are meant. The morals of the
politician and the voter, of the shareholder and executive
and employee, are only moderately interesting to the
general public: thus they almost never supply the main
theme of popular fiction. But the relation between boy
and girl, man and woman, husband and wife, mistress
and lover, parents and children, are themes which no
amount of repetition makes stale. The explanation is
obvious. The modern audience is composed of persons
among whom only a comparatively negligible few are
serenely happy in their personal lives. Popular fiction
responds to their longings: to the unappeased it offers
some measure of vicarious satisfaction, to the prurient an
indulgence, to the worried, if not a way out, then at least
the comfort of knowing that their secret despair is a
common, and not a unique, experience.
Yet in spite of this immense preoccupation with sex
it is extraordinarily difficult to arrive at any reliable
knowledge of what actual change in human behavior it
reflects. This is not surprising. In fact this is the very
essence of the matter. The reason it is difficult to know
the actual facts about sexual behavior in modern society
is that sexual behavior eludes observation and control.
We know that the old conventions have lost most of their
authority because we cannot know about, and therefore
can no longer regulate, the sexual behavior of others.
It may be that there is, as some optimists believe, a fine
but candid restraint practiced among modern men and
women. It may be that incredible licentiousness exists
all about us, as the gloomier prophets insist. It may be
that there is just about as much unconventional conduct
and no more than there has always been. Nobody, I
think, really knows. Nobody knows whether the conversation
about sex reflects more promiscuity or less
hypocrisy. But what everybody must know is that sexual
conduct, whatever it may be, is regulated personally and
not publicly in modern society. If there is restraint it is,
in the last analysis, voluntary; if there is promiscuity, it
can be quite secret.
The circumstances which have wrought this change
are inherent in modern ways of living. Until quite
recently the main conventions of sex were enforced first
by the parents and then by the husband through their
control over the life of the woman. The main conventions
were: first, that she must not encourage or display
any amorous inclinations except where there was practical
certainty that the young man’s intentions were serious;
second, that when she was married to the young man
she submitted to his embraces only because the Lord
somehow failed to contrive a less vile method of perpetuating
the species. All the minor conventions were
subsidiary to these; the whole system was organized on
the premise that procreation was the woman’s only sanction
for sexual intercourse. Such control as was exercised
over the conduct of men was subordinate to this control
over the conduct of women. The chastity of women
before marriage was guarded; that meant that seduction
was a crime, but that relations with “lost” or unchaste
women were tolerated. The virtuous man, by popular
standards, was one who before his marriage did not have
sexual relations with a virtuous woman. There is ample
testimony in the outcries of moralists that even in the
olden days these conventions were not perfectly administered.
But they were sufficiently well administered to
remain the accepted conventions, honored even in the
breach. It was possible, because of the way people lived,
to administer them.
The woman lived a sheltered life. That is another way
of saying that she lived under the constant inspection of
her family. She lived at home. She worked at home.
She met young men under the zealous chaperonage of
practically the whole community. No doubt, couples
slipped away occasionally and more went on than was
known or acknowledged. But even then there was a
very powerful deterrent against an illicit relationship.
This deterrent was the fear of pregnancy. That in the
end made it almost certain that if a secret affair were
consummated it could not be kept secret and that terrible
penalties would be exacted. In the modern world effective
chaperonage has become impracticable and the fear
of pregnancy has been virtually eliminated by the very
general knowledge of contraceptive methods.
The whole revolution in the field of sexual morals turns
upon the fact that external control of the chastity of
women is becoming impossible.
The Biblical account of how Jehovah slew Onan for
disobeying his father’s commandment to go to his
brother’s widow, Tamar, and “perform the duty of an
husband’s brother,” shows that the deliberate prevention
of conception is not a new discovery. Mr. Harold Cox
must be right when he says “it is fairly certain that in
all ages and in all countries men and women have practiced
various devices to prevent conception while continuing
to indulge in sexual intercourse.” For while I
know of no positive evidence to support this, it appears
to be self-evident that the human race within historical
times has not multiplied up to the limits of human fecundity.
Since it is hardly probable that this has been due
to the continence of husbands, nor wholly to infanticide,
abortion, infant mortality, and postponement of marriage,
it is safe to conclude that birth control is an ancient
practice.
Nevertheless, it was not until the Nineteenth Century
that the practice of contraception began to be publicly
advocated on grounds of public policy. Until the industrial
age the weight of opinion was overwhelmingly in
favor of very large families. Kings and nobles needed
soldiers and retainers: “As arrows in the hand of a mighty
man, so are the children of youth. Happy is the man
that hath his quiver full of them. They shall not be
ashamed, but they shall speak with the enemies in the
gate.” Fathers of families desired many sons. The early
factory owners could use abundant cheap labor. There
had been men from Plato’s time who had their doubts
about the value of an indefinitely growing population.
But the substantial opinion down to the end of the Eighteenth
Century was Adam Smith’s that: “the most decisive
mark of the prosperity of any country is the increase of
the number of its inhabitants.”
Apparently it was the sinister character of the early
factory system, and the ominous unrest which pervaded
Europe after the French Revolution, which rather suddenly
changed into pessimism this bland optimism about an
ever growing population. Malthus published the first
edition of his Essay on Population in 1798. This book
is undoubtedly one of the great landmarks of human
culture, for it focussed the attention of Europe on the
necessity of regulating the growth of population. Malthus
himself, it seems, hoped that this regulation could
be achieved by the postponement of marriage and by
continence. It is not clear whether he disapproved of
what is now called neo-Malthusianism, or whether he did
not regard it as practicable. Nevertheless, within less
than twenty-five years James Mill in the Encyclopædia
Britannica had in guarded fashion put forward the neo-Malthusian
principle, and shortly thereafter, that is in
1823, an active public propaganda was set on foot,
most probably by Francis Place, by means of what were
known as the “diabolical handbills.” These leaflets were
addressed to the working classes and contained descriptions
of methods for preventing conception. Some of
them were sent to a good lady named Mrs. Fildes, who
indignantly, but mistakenly from her point of view,
assisted the nefarious propaganda by exposing it in the
public prints. Fifty years later Mr. Bradlaugh and Mrs.
Besant had themselves indicted and tried for selling an
illustrated edition of Knowlton’s Fruits of Philosophy.
After that advertisement, neo-Malthusian principles and
practices were known and were, therefore, available to all
but the poorest and most illiterate.
No propaganda so threatening to the established moral
order ever encountered such an ineffective opposition.
I do not know how much money has been spent on the
propaganda nor how many martyrs have had to coerce
reluctant judges to try them. But it is evident that once
it was known that fairly dependable methods of contraception
exist, the people took the matter into their own
hands. For the public reasons by which neo-Malthusianism
was justified were also private reasons. The social
philosopher said that population must be adjusted to the
means of subsistence. Man and wife said that they must
have only as many children as they could afford to rear.
The eugenist said that certain stocks ought not to multiply.
Individual women decided that too many children, or
even any children, were bad for their health. But these
were not the only reasons which explain the demand for
neo-Malthusian knowledge. There was also the very
plain demand due to a desire to enjoy sexual intercourse
without social consequences.
On this aspect of birth control the liberal reformers
have, I think, been until recently more than a little disingenuous.
They have been arguing for the removal of
the prohibitory laws, and they have built their case on two
main theses. They have argued, first, that the limitation
of births was sound public policy for economic and
eugenic reasons; and second, that it was necessary to the
happiness of families, the health of mothers, and the
welfare of children. All these reasons may be unimpeachable.
I think they are. But it was idle to pretend that
the dissemination of this knowledge, even if legally confined
to the instruction of married women by licensed
physicians, could be kept from the rest of the adult population.
Obviously that which all married couples are
permitted to know every one is bound to know. Human
curiosity will make that certain. Now this is what the
Christian churches, especially the Roman Catholic, which
oppose contraception on principle, instantly recognized.
They were quite right. They were quite right, too, in
recognizing that whether or not birth control is eugenic,
hygienic, and economic, it is the most revolutionary practice
in the history of sexual morals.
For when conception could be prevented, there was an
end to the theory that woman submits to the embrace
of the male only for purposes of procreation. She had
to be persuaded to co-operate, and no possible reason
could be advanced except that the pleasure was reciprocal.
She had to understand and inwardly assent to the principle
that it is proper to have sexual intercourse with her husband
and to prevent conception. She had, therefore, to
give up the whole traditional theory which she may have
only half-believed anyway, that sexual intercourse was an
impure means to a noble end. She could no longer believe
that procreation alone mitigated the vileness of cohabiting
with a man, and so she had to change her valuation
and accept it as inherently delightful. Thus by an inevitable
process the practice of contraception led husbands
and wives to the conviction that they need not be in the
least ashamed of their desires for each other.
But this transvaluation of values within the sanctity of
the marital chamber could hardly be kept a secret. What
had happened was that married couples were indulging
in the pleasures of sex because they had learned how to
isolate them from the responsibilities of parenthood.
When we talk about the unconventional theories of the
younger generation we might in all honesty take this fact
into account. They have had it demonstrated to them
by their own parents, by those in whom the administering
of the conventions is vested, that under certain circumstances
it is legitimate and proper to gratify sexual desire
apart from any obligation to the family or to the race.
They have been taught that it is possible to do this, and
that it may be proper. Therefore, the older generation
could no longer argue that sexual intercourse as such
was evil. It could no longer argue that it was obviously
dangerous. It could only maintain that the psychological
consequences are serious if sexual gratification is not made
incidental to the enduring partnership of marriage and a
home. That may be, in fact, I think it can be shown to be,
the real wisdom of the matter. Yet if it is the wisdom
of the matter, it is a kind of wisdom which men and
women can acquire by experience alone. They do not
have it instinctively. They cannot be compelled to adopt
it. They can only learn to believe it.
That is a very different thing from submitting to a
convention upheld by all human and divine authority.
With contraception established as a more or less legitimate
idea in modern society, a vast discussion has ensued
as to how the practice of it can be rationalized. In this
discussion the pace is set by those who accept the apparent
logic of contraception and are prepared boldly to revise
the sexual conventions accordingly. They take as their
major premise the obvious fact that by contraception it
is possible to dissociate procreation from gratification, and
therefore to pursue independently what Mr. Havelock
Ellis calls the primary and secondary objects of the sexual
impulse. They propose, therefore, to sanction two distinct
sets of conventions: one designed to protect the
interests of the offspring by promoting intelligent, secure,
and cheerful parenthood; the other designed to permit
the freest and fullest expression of the erotic personality.
They propose, in other words, to distinguish between
parenthood as a vocation involving public responsibility,
and love as an art, pursued privately for the sake of
happiness.
As a preparation for the vocation of parenthood it is
proposed to educate both men and women in the care, both
physical and psychological, of children. It is proposed
further that mating for parenthood shall become an altogether
deliberate and voluntary choice: the argument here
is that the duties of parenthood cannot be successfully fulfilled
except where both parents cheerfully and knowingly
assume them. Therefore, it is proposed, in order to avert
the dangers of love at first sight and of mating under the
blind compulsion of instinct, that a period of free experimentation
be allowed to precede the solemn engagement
to produce and rear children. This engagement is regarded
as so much a public responsibility that it is even proposed,
and to some extent has been embodied in the law of certain
jurisdictions, that marriages for parenthood must be
sanctioned by medical authority. In order, too, that no
compulsive considerations may determine what ought to
be a free and intelligent choice, it is argued that women
should be economically independent before and during
marriage. As this may not be possible for women without
property of their own during the years when they are bearing
and rearing children, it is proposed in some form or
other to endow motherhood. This endowment may take
the form of a legal claim upon the earnings of the father,
or it may mean a subsidy from the state through mothers’
pensions, free medical attention, day nurseries, and kindergartens.
The principle that successful parenthood must
be voluntary is maintained as consistently as possible.
Therefore, among those who follow the logic of their idea,
it is proposed that even marriages deliberately entered into
for procreation shall be dissoluble at the will of either
party, the state intervening only to insure the economic
security of the offspring. It is proposed, furthermore, that
where women find the vocation of motherhood impracticable
for one reason or another, they may be relieved of
the duty of rearing their children.
Not all of the advanced reformers adopt the whole of
this program, but the whole of this program is logically inherent
in the conception of parenthood as a vocation
deliberately undertaken, publicly pursued, and motivated
solely by the parental instincts.
The separate set of conventions which it is proposed to
adopt for the development of love as an art have a logic
of their own. Their function is not to protect the welfare
of the child but the happiness of lovers. It is very easy
to misunderstand this conception. Mr. Havelock Ellis,
in fact, describes it as a “divine and elusive mystery,” a description
which threatens to provide a rather elusive
standard by which to fix a new set of sexual conventions.
But baffling as this sounds, it is not wholly inscrutable,
and a sufficient understanding of what is meant can be
attained by clearing up the dangerous ambiguity in the
phrase “love as an art.”
There are two arts of love and it makes a considerable
difference which one is meant. There is the art of love as
Casanova, for example, practiced it. It is the art of seduction,
courtship, and sexual gratification: it is an art which
culminates in the sexual act. It can be repeated with the
same lover and with other lovers, but it exhausts itself in
the moment of ecstasy. When that moment is reached,
the work of art is done, and the lover as artist “after an
interval, perhaps of stupor and vital recuperation” must
start all over again, until at last the rhythm is so stale it is
a weariness to start at all; or the lover must find new
lovers and new resistances to conquer. The aftermath of
romantic love—that is, of love that is consummated in
sexual ecstasy—is either tedium in middle age or the compulsive
adventurousness of the libertine.
Now this is not what Mr. Ellis means when he talks
about love as an art. “The act of intercourse,” he says,
“is only an incident, and not an essential in love.” Incident
to what? His answer is that it is an incident to an
“exquisitely and variously and harmoniously blended” activity
of “all the finer activities of the organism, physical
and psychic.” I take this to mean that when a man and
woman are successfully in love, their whole activity is
energized and victorious. They walk better, their digestion
improves, they think more clearly, their secret worries
drop away, the world is fresh and interesting, and they
can do more than they dreamed that they could do. In
love of this kind sexual intimacy is not the dead end of
desire as it is in romantic or promiscuous love, but periodic
affirmation of the inward delight of desire pervading
an active life. Love of this sort can grow: it is not, like
youth itself, a moment that comes and is gone and remains
only a memory of something which cannot be recovered.
It can grow because it has something to grow upon and
to grow with; it is not contracted and stale because it has
for its object, not the mere relief of physical tension, but
all the objects with which the two lovers are concerned.
They desire their worlds in each other, and therefore their
love is as interesting as their worlds and their worlds are
as interesting as their love.
It is to promote unions of this sort that the older liberals
are proposing a new set of sexual conventions.
There are, however, reformers in the field who take a
much less exalted view of the sexual act, who regard it,
indeed, not only as without biological or social significance,
but also as without any very impressive psychological
significance. “The practice of birth control,” says
Mr. C. E. M. Joad, for example, “will profoundly modify
our sexual habits. It will enable the pleasures of sex to
be tasted without its penalties, and it will remove the most
formidable deterrent to irregular intercourse.” For birth
control “offers to the young ... the prospect of shameless,
harmless, and unlimited pleasure.” But whether the
reformers agree with Mr. Ellis that sexual intimacy is,
as he says, a sacrament signifying some great spiritual
reality, or with Mr. Joad that it is a harmless pleasure,
they are agreed that the sexual conventions should be revised
to permit such unions without penalties and without
any sense of shame.
They ask public opinion to sanction what contraception
has made feasible. They point out that “a large number
of the men and women of to-day form sexual relationships
outside marriage—whether or not they ultimately lead to
marriage—which they conceal or seek to conceal from
the world.” These relationships, says Mr. Ellis, differ
from the extra-marital manifestations of the sexual life of
the past in that they do not derive from prostitution or seduction.
Both of these ancient practices, he adds, are
diminishing, for prostitution is becoming less attractive
and, with the education of women, seduction is becoming
less possible. The novelty of these new relations, the
prevalence of which is conceded though it cannot be
measured, lies in the fact that they are entered into voluntarily,
have no obvious social consequences, and are altogether
beyond the power of law or opinion to control.
The argument, therefore, is that they should be approved,
the chief point made being that by removing all stigma
from such unions, they will become candid, wholesome,
and delightful. The objection of the reformers to the
existing conventions is that the sense of sin poisons the
spontaneous goodness of such relationships.
The actual proposals go by a great variety of fancy
names such as free love, trial marriage, companionate
marriage. When these proposals are examined it is evident
they all take birth control as their major premise, and
then deduce from it some part or all of the logical consequences.
Companionate marriage, for example, is from
the point of view of the law, whatever it may be subjectively,
nothing but a somewhat roundabout way of
saying that childless couples may be divorced by mutual
consent. It is a proposal, if not to control, then at least
to register, publicly all sexual unions, the theory being
that this public registration will abolish shame and furtiveness
and give them a certain permanence. Companionate
marriage is frankly an attempt at a compromise
between marriages that are difficult to dissolve
and clandestine relationships which have no sanction
whatever.
The uncompromising logic of birth control has been
stated more clearly, I think, by Mr. Bertrand Russell than
by anyone else. Writing to Judge Lindsey during the
uproar about companionate marriage, Mr. Russell said:
I go further than you do: the things which your enemies
say about you would be largely true of me. My own view
is that the state and the law should take no notice of sexual
relations apart from children, and that no marriage ceremony
should be valid unless accompanied by a medical certificate
of the woman’s pregnancy. But when once there are
children, I think that divorce should be avoided except for
very grave cause. I should not regard physical infidelity as
a very grave cause and should teach people that it is to be
expected and tolerated, but should not involve the begetting
of illegitimate children—not because illegitimacy is bad in
itself, but because a home with two parents is best for children.
I do not feel that the main thing in marriage is the
feeling of the parents for each other; the main thing is
cooperation in bearing children.
In this admirably clear statement there is set forth a
plan for that complete separation between the primary
and secondary function of sexual intercourse which contraception
makes possible.
It is one thing, however, to recognize the full logic of
birth control and quite another thing to say that convention
ought to be determined by that logic. One might
as well argue that because automobiles can be driven at a
hundred miles an hour the laws should sanction driving at
the rate of a hundred miles an hour. Birth control is a
device like the automobile, and its inherent possibilities
do not fix the best uses to be made of it.
What an understanding of the logic of birth control
does is to set before us the limits of coercive control of
sexual relations. The law can, for example, make divorce
very difficult where there are children. It could, as Mr.
Bertrand Russell suggests, refuse divorce on the ground
of infidelity. On the other hand the law cannot effectively
prohibit infidelity, and as a matter of fact does not do so
to-day. It cannot effectively prohibit fornication though
there are statutes against it. Therefore, what Mr. Russell
has done is to describe accurately enough the actual limits
of effective legal control.
But sexual conventions are not statutes, and it is important
to define quite clearly just what they are. In the
older world they were rules of conduct enforceable by the
family and the community through habit, coercion, and
authority. In this sense of the word, convention tends to
lose force and effect in modern civilization. Yet a convention
is essentially a theory of conduct and all human
conduct implies some theory of conduct. Therefore, although
it may be that no convention is any longer coercive,
conventions remain, are adopted, revised, and
debated. They embody the considered results of experience:
perhaps the experience of a lonely pioneer or perhaps
the collective experience of the dominant members
of a community. In any event they are as necessary to a
society which recognizes no authority as to one which
does. For the inexperienced must be offered some kind
of hypothesis when they are confronted with the necessity
of making choices: they cannot be so utterly open-minded
that they stand inert until something collides with them.
In the modern world, therefore, the function of conventions
is to declare the meaning of experience. A good
convention is one which will most probably show the
inexperienced the way to happy experience.
Just because the rule of sexual conduct by authority is
dissolving, the need of conventions which will guide conduct
is increasing. That, in fact, is the reason for the immense
and urgent discussion of sex throughout the modern
world. It is an attempt to attain an understanding of the
bewilderingly new experiences to which few men or
women know how to adjust themselves. The true business
of the moralist in the midst of all this is not to denounce
this and to advocate that, but to see as clearly as
he can into the meaning of it, so that out of the chaos of
pain and happiness and worry he may help to deliver a
usable insight.
It is, I think, to the separation of parenthood as a vocation
from love as an end in itself that the moralist must
address himself. For this is the heart of the problem:
to determine whether this separation, which birth control
has made feasible and which law can no longer prevent,
is in harmony with the conditions of human happiness.
Among those who hold that the separation of the primary
and secondary functions of the sexual impulse is
good and should constitute the major premise of modern
sexual conventions, there are, as I have already pointed
out, two schools of thought. There are the transcendentalists
who believe with Mr. Havelock Ellis that “sexual
pleasure, wisely used and not abused, may prove the
stimulus and liberator of our finest and most exalted activities,”
and there are the unpretentious hedonists who
believe that sexual pleasure is pleasure and not the stimulus
or liberator of anything important. Both are, as we
say, emancipated: neither recognizes the legitimacy of
objective control unless a child is born, and both reject
as an evil the traditional subjective control exercised by
the sense of sin. Where they differ is in their valuation
of love.
Hedonism as an attitude toward life is, of course, not a
new thing in the world, but it has never before been tested
out under such favorable conditions. To be a successful
hedonist a man must have the opportunity to seek his
pleasures without fear of any kind. Theodorus of Cyrene,
who taught about 310 B.C., saw that clearly, and therefore
to release men from fear openly denied the Olympian
gods. But the newest hedonism has had an even better
prospect than the classical: it finds men emancipated not
only of all fear of divine authority and human custom but
of physical and social consequences as well. If the pursuit
of pleasure by carefree men were the way to happiness,
hedonism ought, then, to be proving itself triumphantly
in the modern world. Possibly it is too early to
judge, but the fact is nevertheless highly significant, I
think, that the new hedonists should already have arrived
at the same conclusion as the later hedonists in the classical
world. Hegesias, for example, wrote when hedonism
had already had a great vogue: he was called, rather
significantly, the “persuader to die.” For having started
from the premise that pleasure is the end of life, he
concluded that, since life affords at least as much pain
as pleasure, the end of life cannot be realized. There is
now a generation in the world which is approaching middle
age. They have exercised the privileges which were
won by the iconoclasts who attacked what was usually
called the Puritan or Victorian tradition. They have exercised
the privileges without external restraint and without
inhibition. Their conclusions are reported in the latest
works of fiction. Do they report that they have found
happiness in their freedom? Well, hardly. Instead of the
gladness which they were promised, they seem, like
Hegesias, to have found the wasteland.
“If love has come to be less often a sin,” says that very
discerning critic of life and letters, Mr. Joseph Wood
Krutch, “it has come also to be less often a supreme privilege.
If one turns to the smarter of those novelists who
describe the doings of the more advanced set of those who
are experimenting with life—to, for example, Mr. Aldous
Huxley or Mr. Ernest Hemingway,—one will discover in
their tragic farces the picture of a society which is at bottom
in despair because, though it is more completely absorbed
in the pursuit of love than in anything else, it has
lost the sense of any ultimate importance inherent in the
experience which preoccupies it; and if one turns to the
graver of the intellectual writers,—to, for example, Mr. D.
H. Lawrence, Mr. T. S. Eliot, or Mr. James Joyce,—one
will find both explicitly and implicitly a similar sense that
the transcendental value of love has become somehow
attenuated, and that, to take a perfectly concrete example,
a conclusion which does no more than bring a man and
woman into complete possession of one another is a mere
bathos which does nothing except legitimately provoke
the comment, ‘Well, what of it?’ One can hardly imagine
them concerned with what used to be called, in a phrase
which they have helped to make faintly ridiculous, ‘the
right to love.’ Individual freedom they have inherited
and assumed as a right, but they are concerned with something
which their more restricted forefathers assumed—with,
that is to say, the value of love itself. No inhibitions
either within or without restrain them, but they are
asking themselves, ‘What is it worth?’ and they are certainly
no longer feeling that it is obviously and in itself
something which makes life worth the living.
“To Huxley and Hemingway—I take them as the most
conspicuous exemplars of a whole school—love is at times
only a sort of obscene joke. The former in particular has
delighted to mock sentiment with physiology, to place the
emotions of the lover in comic juxtaposition with quaint
biological lore, and to picture a romantic pair ‘quietly
sweating palm to palm.’ But the joke is one which turns
quickly bitter upon the tongue, for a great and gratifying
illusion has passed away, leaving the need for it still there.
His characters still feel the psychological urge, and, since
they have no sense of sin in connection with it, they yield
easily and continually to that urge; but they have also the
human need to respect their chief preoccupation, and it is
the capacity to do this that they have lost. Absorbed in
the pursuit of sexual satisfaction, they never find love
and they are scarcely aware that they are seeking it, but
they are far from content with themselves. In a generally
devaluated world they are eagerly endeavoring to get
what they can in the pursuit of satisfactions which are
sufficiently instinctive to retain inevitably a modicum of
animal pleasure, but they cannot transmute that simple
animal pleasure into anything else. They themselves not
infrequently share the contempt with which their creator
regards them, and nothing could be less seductive, because
nothing could be less glamorous, than the description
of the debaucheries born of nothing except a sense of
the emptiness of life.”
This “generally devaluated world,” of which Mr.
Krutch speaks, what is it after all, but a world in which
nothing connects itself very much with anything else? If
you start with the belief that love is the pleasure of a
moment, is it really surprising that it yields only a momentary
pleasure? For it is the most ironical of all illusions
to suppose that one is free of illusions in contracting any
human desire to its primary physiological satisfaction.
Does a man dine well because he ingests the requisite
number of calories? Is he freer from illusions about his
appetite than the man who creates an interesting dinner
party out of the underlying fact that his guests and he
have the need to fill their stomachs? Would it really be a
mark of enlightenment if each of them filled his stomach
in the solitary and solemn conviction that good conversation
and pleasant companionship are one thing and
nutrition is another?
This much the transcendentalists understand well
enough. They do not wish to isolate the satisfaction of
desire from our “finest and most exalted activities.” They
would make it “the stimulus and the liberator” of these
activities. They would use it to arouse to “wholesome
activity all the complex and interrelated systems of the
organism.” But what are these finest and most exalted
activities which are to be stimulated and liberated? The
discovery of truth, the making of works of art, meditation
and insight? Mr. Ellis does not specify. If these are the
activities that are meant, then the discussion applies to
a very few of the men and women on earth. For the activities
of most of them are necessarily concerned with
earning a living and managing a household and rearing
children and finding recreation. If the art of love is to
stimulate and liberate activities, it is these prosaic activities
which it must stimulate and liberate. But if you
idealize the logic of birth control, make parenthood a
separate vocation, isolate love from work and the hard
realities of living, and say that it must be spontaneous
and carefree, what have you done? You have separated
it from all the important activities which it might stimulate
and liberate. You have made love spontaneous but
empty, and you have made home-building and parenthood
efficient, responsible, and dull.
What has happened, I believe, is what so often happens
in the first enthusiasm for a revolutionary invention. Its
possibilities are so dazzling that men forget that inventions
belong to man and not man to his inventions. In
the discussion which has ensued since birth control became
generally feasible, the central confusion has been that the
reformers have tried to fix their sexual ideals in accordance
with the logic of birth control instead of the logic of
human nature. Birth control does make feasible this
dissociation of interests which were once organically
united. There are undoubtedly the best of reasons for
dissociating them up to a point. But how completely it
is wise to dissociate them is a matter to be determined not
by saying how completely it is possible to dissociate them,
but how much it is desirable to dissociate them.
All the varieties of the modern doctrine that man is a
collection of separate impulses, each of which can attain
its private satisfaction, are in fundamental contradiction
not only with the traditional body of human wisdom but
with the modern conception of the human character. Thus
in one breath it is said in advanced circles that love is a
series of casual episodes, and in the next it transpires that
the speaker is in process of having himself elaborately
psychoanalyzed in order to disengage his soul from the
effects of apparently trivial episodes in his childhood. On
the one hand it is asserted that sex pervades everything
and on the other that sexual behavior is inconsequential.
It is taught that experience is cumulative, that we are
what our past has made us and shall be what we are making
of ourselves now, and then with bland indifference to
the significance of this we are told that all experiences are
free, equal, and independent.
It is not hard to see why those who are concerned in
revising sexual conventions should have taken the logic
of birth control rather than knowledge of human nature
as their major premise. Birth control is an immensely
beneficent invention which can and does relieve men and
women of some of the most tragic sorrows which afflict
them: the tragedies of the unwanted child, the tragedies
of insupportable economic burdens, the tragedies of excessive
child bearing and the destruction of youth and the
necessity of living in an unrelenting series of pregnancies.
It offers them freedom from intolerable mismating, from
sterile virtue, from withering denials of happiness. These
are the facts which the reformers saw, and in birth control
they saw the instrument by which such freedom
could be obtained.
The sexual conventions which they have proposed are
really designed to cure notorious evils. They do not
define the good life in sex; they point out ways of escape
from the bad life. Thus companionate marriage is proposed
by Judge Lindsey not as a type of union which is
inherently desirable, but as an avenue of escape from
corrupt marriages on the one hand and furtive promiscuity
on the other. The movement for free divorce comes
down to this: it is necessary because so many marriages
are a failure. The whole theory that love is separate from
parenthood and home-building is supported by the evidence
in those cases where married couples are not lovers.
It is the pathology of sexual relations which inspires the
reformers of sexual conventions.
There is no need to quarrel with them because they
insist upon remedies for manifest evils. Deep confusion
results when they forget that these remedies are only
remedies, and go on to institute them as ideals. It is better,
without any doubt, that incompatible couples should
be divorced and that each should then be free to find a
mate who is compatible. But the frequency with which
men and women have to resort to divorce because they
are incompatible will be greatly influenced by the notions
they have before and during marriage of what compatibility
is, and what it involves. The remedies for failure
are important. But what is central is the conception of
sexual relations by which they expect to live successfully.
They cannot—I am, of course, speaking broadly—expect
to live successfully by the conception that the primary
and secondary functions of sex are in separate compartments
of the soul. I have indicated why this conception
is self-defeating and why, since human nature is
organic and experience cumulative, our activities must, so
to speak, engage and imply each other. Mates who are not
lovers will not really cooperate, as Mr. Bertrand Russell
thinks they should, in bearing children; they will be distracted,
insufficient, and worst of all they will be merely
dutiful. Lovers who have nothing to do but love each
other are not really to be envied; love and nothing else
very soon is nothing else. The emotion of love, in spite
of the romantics, is not self-sustaining; it endures only
when the lovers love many things together, and not merely
each other. It is this understanding that love cannot successfully
be isolated from the business of living which is
the enduring wisdom of the institution of marriage. Let
the law be what it may be as to what constitutes a marriage
contract and how and when it may be dissolved.
Let public opinion be as tolerant as it can be toward any
and every kind of irregular and experimental relationship.
When all the criticisms have been made, when all supernatural
sanctions have been discarded, all subjective inhibitions
erased, all compulsions abolished, the convention
of marriage still remains to be considered as an interpretation
of human experience. It is by the test of how
genuinely it interprets human experience that the convention
of marriage will ultimately be judged.
The wisdom of marriage rests upon an extremely unsentimental
view of lovers and their passions. Its assumptions,
when they are frankly exposed, are horrifying to
those who have been brought up in the popular romantic
tradition of the Nineteenth Century. These assumptions
are that, given an initial attraction, a common social
background, common responsibilities, and the conviction
that the relationship is permanent, compatibility in marriage
can normally be achieved. It is precisely this that
the prevailing sentimentality about love denies. It assumes
that marriages are made in heaven, that compatibility
is instinctive, a mere coincidence, that happy unions
are, in the last analysis, lucky accidents in which two
people who happen to suit each other happen to have met.
The convention of marriage rests on an interpretation of
human nature which does not confuse the subjective feeling
of the lovers that their passion is unique, with the
brutal but objective fact that, had they never met, each of
them would in all probability have found a lover who was
just as unique. “Love,” says Mr. Santayana, “is indeed
much less exacting than it thinks itself. Nine-tenths of its
cause are in the lover, for one-tenth that may be in the
object. Were the latter not accidentally at hand, an almost
identical passion would probably have been felt for some
one else; for, although with acquaintance the quality of an
attachment naturally adapts itself to the person loved,
and makes that person its standard and ideal, the first
assault and mysterious glow of the passion is much the
same for every object.”
This is the reason why the popular conception of romantic
love as the meeting of two affinities produces so much
unhappiness. The mysterious glow of passion is accepted
as a sign that the great coincidence has occurred; there
is a wedding and soon, as the glow of passion cools, it is
discovered that no instinctive and preordained affinity is
present. At this point the wisdom of popular romantic
marriage is exhausted. For it proceeds on the assumption
that love is a mysterious visitation. There is nothing left,
then, but to grin and bear a miserably dull and nagging
fate, or to break off and try again. The deep fallacy of
the conception is in the failure to realize that compatibility
is a process and not an accident, that it depends upon the
maturing of instinctive desire by adaptation to the whole
nature of the other person and to the common concerns
of the pair of lovers.
The romantic theory of affinities rests upon an immature
theory of desire. It springs from an infantile belief that
the success of love is in the satisfactions which the other
person provides. What this really means is that in childlike
fashion the lover expects his mistress to supply him
with happiness. But in the adult world that expectation
is false. Because nine-tenths of the cause, as Mr. Santayana
says, are in the lover for one-tenth that may be in the
object, it is what the lover does about that nine-tenths
which is decisive for his happiness. It is the claim, therefore,
of those who uphold the ideal of marriage as a full
partnership, and reject the ideal which would separate love
as an art from parenthood as a vocation, that in the home
made by a couple who propose to see it through, there
are provided the essential conditions under which the passions
of men and women are most likely to become
mature, and therefore harmonious and disinterested.
They need not deny, indeed it would be foolish as well
as cruel for them to underestimate, the enormous difficulty
of achieving successful marriages under modern conditions.
For with the dissolution of authority and compulsion,
a successful marriage depends wholly upon the
capacity of the man and the woman to make it successful.
They have to accomplish wholly by understanding and
sympathy and disinterestedness of purpose what was once
in a very large measure achieved by habit, necessity, and
the absence of any practicable alternative. It takes two
persons to make a successful marriage in the modern
world, and that fact more than doubles its difficulty. For
these reasons alone the modern state ought to do what it
would none the less be compelled to do: it ought to provide
decent ways of retreat in case of failure.
But if it is the truth that the convention of marriage
correctly interprets human experience, whereas the separatist
conventions are self-defeating, then the convention
of marriage will prove to be the conclusion which emerges
out of all this immense experimenting. It will survive not
as a rule of law imposed by force, for that is now, I
think, become impossible. It will not survive as a moral
commandment with which the elderly can threaten the
young. They will not listen. It will survive as the dominant
insight into the reality of love and happiness, or it
will not survive at all. That does not mean that all persons
will live under the convention of marriage. As a
matter of fact in civilized ages all persons never have.
It means that the convention of marriage, when it is clarified
by insight into reality, is likely to be the hypothesis
upon which men and women will ordinarily proceed.
There will be no compulsion behind it except the compulsion
in each man and woman to reach a true adjustment
of his life.
It is in this necessity of clarifying their love for those
who are closest to them that the moral problems of the
new age come to a personal issue. It is in the realm of
sexual relations that mankind is being schooled amidst
pain and worry for the novel conditions which modernity
imposes. It is there, rather than in politics, business, or
even in religion, that the issues are urgent, vivid, and
inescapable. It is there that they touch most poignantly
and most radically the organic roots of human personality.
And it is there, in the ordering of their personal attachments,
that for most men the process of salvation must
necessarily begin.
For disinterestedness in all things, as Dean Inge says,
is a mountain track which the many are likely in the future
as in the past to find cold, bleak, and bare: that is why
“the road of ascent is by personal affection for man.” By
the happy ordering of their personal affections they may
establish the type and the quality and the direction of
their desires for all things. It is in the hidden issues
between lovers, more than anywhere else, that modern men
and women are compelled, by personal anguish rather
than by laws and preachments or even by the persuasions
of abstract philosophy, to transcend naive desire and to
reach out towards a mature and disinterested partnership
with their world.
CHAPTER XV THE MORALIST IN AN UNBELIEVING WORLD — 1. The Declaration of Ideals — 2. The Choice of a Way — 3. The Religion of the Spirit
Of all the bewilderments of the present age none is
greater than that of the conscientious and candid moralist
himself. The very name of moralist seems to have become
a term of disparagement and to suggest a somewhat pretentious
and a somewhat stupid, perhaps even a somewhat
hypocritical, meddler in other men’s lives. In the minds
of very many in the modern generation moralists are set
down as persons who, in the words of Dean Inge, fancy
themselves attracted by God when they are really only
repelled by man.
The disesteem into which moralists have fallen is an
historical accident. It so happens that those who administered
the affairs of the established churches have, by and
large, failed utterly to comprehend how deep and how
inexorable was the dissolution of the ancestral order.
They imagined either that this change in human affairs
was a kind of temporary corruption, or that, like the eighty
propositions listed in the Syllabus of Pope Pius IX, it
could be regarded as due to “errors” of the human mind.
There were, of course, churchmen who knew better, but
on the whole those who prevailed in the great ecclesiastical
establishments could not believe that the skepticism of
mind and the freedom of action which modern men exercise
were due to inexorable historic causes. They declined
to acknowledge that modern freedom was not merely a
wilful iconoclasm, but the liquidation of an older order of
human life.
Because they could not comprehend the magnitude of
the revolution in which they were involved, they set themselves
the task of impeding its progress by chastising the
rebels and refuting their rationalizations. This was described
as a vindication of morals. The effect was to
associate morality with the vindication of the habits and
dispositions of those who were most thoroughly out of
sympathy with the genuine needs of modern men.
The difficulties of the new age were much more urgent
than those which the orthodox moralists were concerned
with. The moralists insisted that conduct must conform
to the established code; what really worried men was how
to adjust their conduct to the novel circumstances which
confronted them. When they discovered that those who
professed to be moralists were continuing to deny that
the novelty of modern things had any bearing upon human
conduct, and that morality was a word signifying a return
to usages which it was impossible to follow, even if it were
desirable, there was a kind of tacit agreement to let the
moralists be moral and to find other language in which to
describe the difference between good and bad, right and
wrong. Mr. Joad is not unrepresentative of this reaction
into contempt when he speaks of “the dowagers, the
aunts, the old maids, the parsons, the town councillors,
the clerks, the members of vigilance committees and purity
leagues, all those who are themselves too old to enjoy sex,
too unattractive to obtain what they would wish to enjoy,
or too respectable to prefer enjoyment to respectability.”
Thus for many the name of moralist came to be very
nearly synonymous with antipathy to the genius and the
vitality of the modern age.
But it is idle for moralists to ascribe the decline of their
influence to the perversity of their fellow creatures. The
phenomenon is world-wide. Moreover, it is most intensely
present at precisely those points where the effect
of science and the machine technology have been most
thoroughly manifested. The moralists are not confronted
with a scandal but with history. They have to come to
terms with a process in the life of mankind which is working
upon the inner springs of being and altering inevitably
the premises of conduct. They need not suppose that
their pews are empty and that their exhortations are
ignored because modern men are really as wilful as the
manners of the younger generation lead them to conclude.
Much of what appears to be a tough self-sufficiency is
protective: it is a brittle crust covering depths of uncertainty.
If the advice of moralists is ignored, it is not
because this generation is too proud to listen, or unaware
that it has anything to learn. On the contrary there is
such curiosity and questioning as never before engaged so
large a number of men. The audience to which a genuine
moralist might speak is there. If it is inattentive when
the orthodox moralist speaks, it is because he seems to
speak irrelevantly.
The trouble with the moralists is in the moralists themselves:
they have failed to understand their times. They
think they are dealing with a generation that refuses to
believe in ancient authority. They are, in fact, dealing
with a generation that cannot believe in it. They think
they are confronted with men who have an irrational
preference for immorality, whereas the men and women
about them are ridden by doubts because they do not know
what they prefer, nor why. The moralists fancy that they
are standing upon the rock of eternal truth, surveying the
chaos about them. They are greatly mistaken. Nothing
in the modern world is more chaotic—not its politics, its
business, or its sexual relations—than the minds of orthodox
moralists who suppose that the problem of morals is
somehow to find a way of reinforcing the sanctions which
are dissolving. How can we, they say in effect, find formulas
and rhetoric potent enough to make men behave?
How can we revive in them that love and fear of God,
that sense of the creature’s dependence upon his creator,
that obedience to the commands of a heavenly king, which
once gave force and effect to the moral code?
They have misconceived the moral problem, and therefore
they misconceive the function of the moralist. An
authoritative code of morals has force and effect when it
expresses the settled customs of a stable society: the
pharisee can impose upon the minority only such conventions
as the majority find appropriate and necessary. But
when customs are unsettled, as they are in the modern
world, by continual change in the circumstances of life,
the pharisee is helpless. He cannot command with
authority because his commands no longer imply the
usages of the community: they express the prejudices of
the moralist rather than the practices of men. When that
happens, it is presumptuous to issue moral commandments,
for in fact nobody has authority to command. It
is useless to command when nobody has the disposition
to obey. It is futile when nobody really knows exactly
what to command. In such societies, wherever they have
appeared among civilized men, the moralist has ceased to
be an administrator of usages and has had to become an
interpreter of human needs. For ages when custom is
unsettled are necessarily ages of prophecy. The moralist
cannot teach what is revealed; he must reveal what
can be taught. He has to seek insight rather than to
preach.
The disesteem into which moralists have fallen is due
at bottom to their failure to see that in an age like this
one the function of the moralist is not to exhort men to
be good but to elucidate what the good is. The problem
of sanctions is secondary. For sanctions cannot be artificially
constructed: they are a product of agreement and
usage. Where no agreement exists, where no usages are
established, where ideals are not clarified and where conventions
are not followed comfortably by the mass of
men, there are not, and cannot be, sanctions. It is possible
to command where most men are already obedient.
But even the greatest general cannot discipline a whole
army at once. It is only when the greater part of his
army is with him that he can quell the mutiny of a faction.
The acids of modernity are dissolving the usages and
the sanctions to which men once habitually conformed.
It is therefore impossible for the moralist to command.
He can only persuade. To persuade he must show that
the course of conduct he advocates is not an arbitrary pattern
to which vitality must submit, but that which vitality
itself would choose if it were clearly understood. He
must be able to show that goodness is victorious vitality
and badness defeated vitality; that sin is the denial and
virtue the fulfilment of the promise inherent in the purposes
of men. The good, said the Greek moralist, is
“that which all things aim at”; we may perhaps take this
to mean that the good is that which men would wish to
do if they knew what they were doing.
If the morality of the naive hedonist who blindly seeks
the gratification of his instincts is irrational in that he
trusts immature desire, disregards intelligence and damns
the consequences, the morality of the pharisee is no
less irrational. It reduces itself to the wholly arbitrary
proposition that the best life for man would be some
other kind of life than that which satisfies his nature.
The true function of the moralist in an age when usage is
unsettled is what Aristotle who lived in such an age described
it to be: to promote good conduct by discovering
and explaining the mark at which things aim. The
moralist is irrelevant, if not meddlesome and dangerous,
unless in his teaching he strives to give a true account,
imaginatively conceived, of that which experience would
show is desirable among the choices that are possible and
necessary. If he is to be listened to, and if he is to deserve
a hearing among his fellows, he must set himself this task
which is so much humbler than to command and so much
more difficult than to exhort: he must seek to anticipate
and to supplement the insight of his fellow men into the
problems of their adjustment to reality. He must find
ways to make clear and ordered and expressive those concerns
which are latent but overlaid and confused by their
preoccupations and misunderstandings.
Could he do that with perfect lucidity he would not
need to summon the police nor evoke the fear of hell: hell
would be what it really is, and what in all inspired moralities
it has always been understood to be, the very quality
of evil itself. Nor would he find himself in the absurd
predicament of seeming to argue that virtue is highly desirable
but intensely unpleasant. It would not be necessary
to praise goodness, for it would be that which men
most ardently desired. Were the nature of good and evil
really made plain by moralists, their teachings would
appear to the modern listener not like exhortations from
without, but as Keats said of poetry: “a wording of his
own highest thoughts and ... almost a remembrance.”
What modernity requires of the moralist is that he
should see with an innocent eye how men must reform
their wants in a world which is not concerned to make
them happy. The problem, as I have tried to show, is not
a new one. It has been faced and solved by the masters
of wisdom. What is new is the scale on which the problem
is presented—in that so many must face it now—and
its radical character in that the organic bonds of
custom and belief are dissolving. There ensues a continual
necessity of adjusting their lives to complex
novelty. In such a world simple customs are unsuitable
and authoritative commandments incredible. No prescription
can now be written which men can naively and obediently
follow. They have, therefore, to reeducate their
wants by an understanding of their own relation to a
world which is unconcerned with their hopes and fears.
From the moralists they can get only hypotheses—distillations
of experience carefully examined—probabilities, that
is to say, upon which they may begin to act, but which they
themselves must constantly correct by their own insight.
It is difficult for the orthodox moralists to believe that
amidst the ruins of authority men will ever learn to do
this. They can point to the urban crowds and ask whether
anyone supposes that such persons are capable of ordering
their lives by so subtle an instrument as the human
understanding. They can insist with unanswerable force
that this is absurd: that the great mass of men must be
guided by rules and moved by the symbols of hope and
fear. And they can ask what there is in the conception
of the moralist as I have outlined it which takes the character
of the populace into account.
What I take into account first of all is the fact, which
it seems to me is indisputable, that for the modern populace
the old rules are becoming progressively unsuitable
and the old symbols of hope and fear progressively unreal.
I ascribe that to the inherent character of the
modern ways of living. I conclude from this that if the
populace must be led, if it must have easily comprehended
rules, if it must have common symbols of hope and fear,
the question is how are its leaders to be developed, rules to
be worked out, symbols created. The ultimate question is
not how the populace is to be ruled, but what the teachers
are to think. That is the question that has to be settled
first: it is the preface to everything else.
For while moralists are at sixes and sevens in their own
souls, not much can be done about morality, however high
or low may be our estimates of the popular intelligence
and character. If it were necessary to assume that ideals
are relevant only if they are universally attainable, it
would be a waste of time to discuss them. For it is evident
enough that many, if not most men, must fail to
comprehend what modern morality implies. But to recognize
this is not to prophesy that the world is doomed
unless men perform the miracle of reverting to their ancestral
tradition. This is not the first time in the history of
mankind when a revolution in the affairs of men has produced
chaos in the human spirit. The world can endure
a good deal of chaos. It always has. The ideal inherent
in any age is never realized completely: Greece, which we
like to idealize as an oasis of rationality, was only in some
respects Hellenic; the Ages of Faith were only somewhat
Christian. The processes of nature and of society go on
somehow none the less. Men are born and they live and
die with some happiness and some sorrow though they
neither envisage wholly nor nearly approximate the ideals
they pursue.
But if civilization is to be coherent and confident it
must be known in that civilization what its ideals are.
There must exist in the form of clearly available ideas
an understanding of what the fulfilment of the promise of
that civilization might mean, an imaginative conception
of the good at which it might, and, if it is to flourish, at
which it must aim. That knowledge, though no one has it
perfectly, and though relatively few have it at all, is the
principle of all order and certainty in the life of that
people. By it they can clarify the practical conduct
of life in some measure, and add immeasurably to its
dignity.
To elucidate the ideals with which the modern world
is pregnant is the original business of the moralist. Insofar
as he succeeds in disentangling that which men think they
believe from that which it is appropriate for them to
believe, he is opening his mind to a true vision of the good
life. The vision itself we can discern, only faintly, for we
have as yet only the occasional and fragmentary testimony
of sages and saints and heroes, dim anticipations here
and there, a most imperfect science of human behavior,
and our own obscure endeavor to make explicit and
rational the stresses of the modern world within our own
souls. But we can begin to see, I think, that the evidence
converges upon the theory that what the sages have
prophesied as high religion, what psychologists delineate
as matured personality, and the disinterestedness which
the Great Society requires for its practical fulfilment, are
all of a piece, and are the basic elements of a modern
morality. I think the truth lies in this theory.
If it does, experience will enrich and refine it, and
what is now an abstract principle arrived at by intuition
and dialectic will engender ideas that marshal, illuminate,
and anticipate the subtle and intricate detail of our actual
experience. That at least can be our belief. In the meantime,
the modern moralist cannot expect soon to construct
a systematic and harmonious moral edifice like that which
St. Thomas Aquinas and Dante constructed to house the
aspirations of the mediæval world. He is in a much
earlier phase in the evolution of his world, in the phase of
inquiry and prophecy rather than of ordering and harmonizing,
and he is under the necessity of remaining close
to the elements of experience in order to apprehend them
freshly. He cannot, therefore, permit the old symbols of
faith and the old formulations of right and wrong to
prejudice his insight. Insofar as they contain wisdom
for him or can become its vehicles, he will return to them.
But he cannot return to them with honor or with sincerity
until he has himself gone and drunk deeply at the sources
of experience from which they originated.
Only when he has done that can he again in any honest
sense take possession of the wisdom which he inherits.
It requires wisdom to understand wisdom; the music is
nothing if the audience is deaf. In the great moral systems
and the great religions of mankind are embedded
the record of how men have dealt with destiny, and only
the thoughtless will argue that that record is obsolete and
insignificant. But it is overlaid with much that is obsolete
and for that reason it is undeciphered and inexpressive.
The wisdom it contains has to be discovered anew before
the old symbols will yield up their meaning. That is the
only way in which Bacon’s aphorism can be fulfilled, that
“a little philosophy inclineth man’s mind to atheism, but
depth in philosophy bringeth men’s minds about to religion.”
The depth in philosophy which can bring them
about is a much deeper and more poignant experience
than complacent churchmen suppose.
It can be no mere settling back into that from which
men in the ardor of their youth escaped. This man and
that may settle back, to be sure; he may cease to inquire
though his questions are unanswered. But such conformity
is sterile, and due to mere weariness of mind and
body. The inquiry goes on because it has to go on, and
while the vitality of our race is unimpaired, there will be
men who feel with Mr. Whitehead that “to acquiesce in
discrepancy is destructive of candor and of moral cleanliness,”
and that “it belongs to the self-respect of intellect
to pursue every tangle of thought to its final unravelment.”
The crisis in the religious loyalties of mankind
cannot be resolved by weariness and good nature, or by
the invention of little intellectual devices for straightening
out the dilemmas of biology and Genesis, history and
the Gospels with which so many churchmen busy themselves.
Beneath these little conflicts there is a real
dilemma which modern men cannot successfully evade.
“Where is the way where light dwelleth?” They are compelled
to choose consciously, clearly, and with full realization
of what the choice implies, between religion as a
system of cosmic government and religion as insight into
a cleansed and matured personality: between God conceived
as the master of that fate, creator, providence, and
king, and God conceived as the highest good at which they
might aim. For God is the supreme symbol in which
man expresses his destiny, and if that symbol is confused,
his life is confused.
Men have not, hitherto, had to make that choice, for
the historic churches have sheltered both kinds of religious
experience, and the same mysteries have been the symbols
of both. That confusion is no longer benign because men
are no longer unconscious of it. They are aware that it
is a confusion, and they are stultified by it. Because the
popular religion of supernatural governments is undermined,
the symbols of religion do not provide clear channels
for religious experience. They are choked with the
debris of dead notions in which men are unable to believe
and unwilling to disbelieve. The result is a frustration
in the inner life which will persist as long as the leaders
of thought speak of God in more senses than one, and
thus render all faith invalid, insincere, and faltering.
The choice is at last a personal one. The decision is
rendered not by argument but by feeling. Those who
believe that their salvation lies in obedience to, and communion
with, the King of Creation can know how whole-hearted
their faith is by the confidence of their own hearts.
If they are at peace, they need inquire no further. There
are, however, those who do not find a principle of order
in the belief that they are related to a supernatural power.
They cannot be argued into the ancient belief, for it has
been dissolved by the circumstances of their lives. They
are deeply perplexed. They have learned that the absence
of belief is vacancy; they know, from disillusionment and
anxiety, that there is no freedom in mere freedom. They
must find, then, some other principle which will give
coherence and direction to their lives.
If the argument in these pages is sound, they need not
look for and, in fact, cannot hope for, some new and
unexpected revelation. Since they are unable to find a
principle of order in the authority of a will outside themselves,
there is no place they can find it except in an ideal
of the human personality. But they do not have to invent
such an ideal out of hand. The ideal way of life for men
who must make their own terms with experience and find
their own happiness has been stated again and again. It
is that only the regenerate, the disinterested, the mature,
can make use of freedom. This is the central insight of
the teachers of wisdom. We can see now, I think, that it
is also the mark at which the modern study of human
nature points. We can see, too, that it is the pattern of
successful conduct in the most advanced phases of the
development of modern civilization. The ideal, then, is
an old one, but its confirmation and its practical pertinence
are new. The world is able at last to take seriously
what its greatest teachers have said. And since all things
need a name, if they are to be talked about, devotion to
this ideal may properly be called by the name which these
greatest teachers gave it; it may be called the religion of
the spirit. At the heart of it is the knowledge that the
goal of human effort is to be able, in the words I have so
often quoted from Confucius, to follow what the heart
desires without transgressing what is right.
In an age when custom is dissolved and authority is
broken, the religion of the spirit is not merely a possible
way of life. In principle it is the only way which transcends
the difficulties. It alone is perfectly neutral about
the constitution of the universe, in that it has no expectation
that the universe will justify naive desire. Therefore,
the progress of science cannot upset it. Its indifference
to what the facts may be is indeed the very spirit of scientific
inquiry. A religion which rests upon particular conclusions
in astronomy, biology, and history may be fatally
injured by the discovery of new truths. But the religion
of the spirit does not depend upon creeds and cosmologies;
it has no vested interest in any particular truth. It is
concerned not with the organization of matter, but with
the quality of human desire.
It alone can endure the variety and complexity of
things, for the religion of the spirit has no thesis to defend.
It seeks excellence wherever it may appear, and finds it in
anything which is inwardly understood; its motive is not
acquisition but sympathy. Whatever is completely understood
with sympathy for its own logic and purposes ceases
to be external and stubborn and is wholly tamed. To understand
is not only to pardon, but in the end to love.
There is no itch in the religion of the spirit to make men
good by bearing down upon them with righteousness and
making them conform to a pattern. Its social principle is
to live and let live. It has the only tolerable code of
manners for a society in which men and women have
become freely-moving individuals, no longer held in the
grooves of custom by their ancestral ways. It is the only
disposition of the soul which meets the moral difficulties
of an anarchical age, for its principle is to civilize the passions,
not by regulating them imperiously, but by transforming
them with a mature understanding of their place
in an adult environment. It is the only possible hygiene
of the soul for men whose selves have become disjointed
by the loss of their central certainties, because it counsels
them to draw the sting of possessiveness out of their passions,
and thus by removing anxiety to render them harmonious
and serene.
The philosophy of the spirit is an almost exact reversal
of the worldling’s philosophy. The ordinary man believes
that he will be blessed if he is virtuous, and therefore virtue
seems to him a price he pays now for a blessedness he
will some day enjoy. While he is waiting for his reward,
therefore, virtue seems to him drab, arbitrary, and meaningless.
For the reward is deferred, and there is really
no instant proof that virtue really leads to the happiness
he has been promised. Because the reward is deferred, it
too becomes vague and dubious, for that which we never
experience, we cannot truly understand. In the realm of
the spirit, blessedness is not deferred: there is no future
which is more auspicious than the present; there are no
compensations later for evils now. Evil is to be overcome
now and happiness is to be achieved now, for the kingdom
of God is within you. The life of the spirit is not a commercial
transaction in which the profit has to be anticipated;
it is a kind of experience which is inherently
profitable.
And so the mature man would take the world as it
comes, and within himself remain quite unperturbed.
When he acted, he would know that he was only testing
an hypothesis, and if he failed, he would know that he had
made a mistake. He would be quite prepared for the discovery
that he might make mistakes, for his intelligence
would be disentangled from his hopes. The failure of his
experiment could not, therefore, involve the failure of his
life. For the aspect of life which implicated his soul
would be his understanding of life, and, to the understanding,
defeat is no less interesting than victory. It would be
no effort, therefore, for him to be tolerant, and no annoyance
to be skeptical. He would face pain with fortitude,
for he would have put it away from the inner chambers of
his soul. Fear would not haunt him, for he would be
without compulsion to seize anything and without anxiety
as to its fate. He would be strong, not with the strength
of hard resolves, but because he was free of that tension
which vain expectations beget. Would his life be uninteresting
because he was disinterested? He would have
the whole universe, rather than the prison of his own
hopes and fears, for his habitation, and in imagination all
possible forms of being. How could that be dull unless
he brought the dullness with him? He might dwell with
all beauty and all knowledge, and they are inexhaustible.
Would he, then, dream idle dreams? Only if he chose to.
For he might go quite simply about the business of the
world, a good deal more effectively perhaps than the
worldling, in that he did not place an absolute value upon
it, and deceive himself. Would he be hopeful? Not if
to be hopeful was to expect the world to submit rather
soon to his vanity. Would he be hopeless? Hope is an
expectation of favors to come, and he would take his
delights here and now. Since nothing gnawed at his
vitals, neither doubt nor ambition, nor frustration, nor
fear, he would move easily through life. And so whether
he saw the thing as comedy, or high tragedy, or plain
farce, he would affirm that it is what it is, and that the
wise man can enjoy it.
APPENDIX ACKNOWLEDGMENTS
At the suggestion of the publishers, the references which
follow have been segregated in an appendix instead of
being scattered as footnotes through the text. They felt,
rightly enough, I think, that in a book of this character the
purpose of the notes was to acknowledge indebtedness
for the material cited rather than to support the argument,
and that the reader would prefer not to have the text
encumbered by the apparatus of a kind of scholarship to
which the author makes no pretensions.
While these notes, except in a few instances, refer only
to matter actually used in the text, they are also an approximate
bibliography of the works which I have consulted.
I wish I could adequately acknowledge the obligation I
owe to my teachers, William James, George Santayana,
and Graham Wallas, though that perhaps is self-evident.
I should like to thank Miss Jane Mather and Miss Orrie
Lashin for help in the preparation of the manuscript. I
am under special obligation to my wife, Faye Lippmann,
without whose assistance I could not have completed the
book.
W. L.
New York City, January, 1929.
NOTES
[Transcriber’s note: a standard page of this book had 31 or 32 lines.]
From T. H. Huxley, Address on University Education, delivered, 1876, at the formal opening of Johns Hopkins University. I am indebted to Mr. Henry Hazlitt for the quotation.
Cf. Rudolf Otto, Chrysostom on the Inconceivable in God, in The Idea of the Holy. Appendix I; cf. also the Catholic Encyclopedia, Vol. VIII, p. 452; cf. also William James, The Varieties of Religious Experience, Lecture III.
For a comprehensive condemnation by the Holy See of
modern opinions which undermine the authority of the
Roman Catholic Church, see the Syllabus of Pius IX
(1864) and the Syllabus of Pius X (1907). The Syllabus
of 1864 lists and condemns eighty principal errors
of our time, and is described by the Catholic Encyclopedia
(Vol. XIV, p. 369) as opposition “to the high
tide of that intellectual movement of the Nineteenth
Century which strove to sweep away the foundations
of all human and Divine order.” The Syllabus of 1907
condemns sixty-five propositions of the Modernists which
would “destroy the foundations of all natural and supernatural
knowledge.” (Catholic Encyclopedia, Vol. XIV,
p. 370.) It should be noted that there is difference
of opinion among Catholic scholars as to the binding
power of these two pronouncements, and also that their
meaning is open to elaborate interpretation.
The facts cited in this section are from: E. Mâle, L’Art Religieux du XIIIeme Siècle en France, and L’ArtReligieux de la Fin du Moyen-Age en France. But cf. G. G. Coulton, Art and the Reformation.
Cf. Diego Rivera, The Revolution in Painting, in Creative Art, Vol. IV, No. 1. “And there is absolutely no reason to be frightened because the subject is so essential. On the contrary, precisely because the subject is admitted as a prime necessity, the artist is absolutely free to create a thoroughly plastic form of art. The subject is to the painter what the rails are to a locomotive. He cannot do without it. In fact, when he refuses to seek or accept a subject, his own plastic methods and his own esthetic theories become his subject instead. And even if he escapes them, he himself becomes the subject of his work. He becomes nothing but an illustrator of his own state of mind, and in trying to liberate himself he falls into the worst form of slavery. That is the cause of all the boredom which emanates from so many of the large expositions of modern art, a fact testified to again and again by the most different temperaments.”
For a most illuminating description of the behavior of a great scientific investigator, cf. Claude Bernard, AnIntroduction to the Study of Experimental Medicine.
For a discussion of the concept of sovereignty in the modern world, cf. Otto Gierke, Political Theories of the MiddleAges; J. N. Figgis, Churches in the Modern State; Lord Acton, History of Freedom and Other Essays; H. J. Laski, A Grammar of Politics; Kung Chuan Hsiao, Political Pluralism.
Genesis XXXVIII; cf. Harold Cox, The Problem of Population, pp. 208–211, for an interpretation of the story of Onan in the light of Deut. XXV, which shows that the crime of Onan was not the spilling of his seed, but a breach of Jewish tribal law in refusing “to perform the duty of a husband’s brother” with his brother’s widow.