Aristotle's definition of tragedy is the basis of
the Renaissance theory of tragedy. That definition
is as follows: "Tragedy is an imitation of an action
that is serious, complete, and of a certain magnitude;
in language embellished with each kind of
artistic ornament, the several kinds being found in
separate parts of the play; in the form of action,
not of narration; through pity and fear effecting the
proper katharsis or purgation of these emotions."[109]
To expand this definition, tragedy, in common
with all other forms of poetry, is the imitation of
an action; but the action of tragedy is distinguished
from that of comedy in being grave and serious.
The action is complete, in so far as it possesses perfect
unity; and in length it must be of the proper
magnitude. By embellished language, Aristotle
means language into which rhythm, harmony, and
song enter; and by the remark that the several
kinds are to be found in separate parts of the play,
he means that some parts of tragedy are rendered
through the medium of verse alone, while others
receive the aid of song. Moreover, tragedy is distinguished
from epic poetry by being in the form
of action instead of that of narration. The last portion
of Aristotle's definition describes the peculiar
function of tragic performance.
Tragedy is the imitation of a serious action, that
is, an action both grave and great, or, as the sixteenth
century translated the word, illustrious.
Now, what constitutes a serious action, and what
actions are not suited to the dignified character of
tragedy? Daniello (1536) distinguishes tragedy
from comedy in that the comic poets "deal with the
most familiar and domestic, not to say base and
vile operations; the tragic poets, with the deaths
of high kings and the ruins of great empires."[110]
Whichever of these matters the poet selects should
be treated without admixture of any other form; if
he resolves to treat of grave matters, mere loveliness
should be excluded; if of themes of loveliness,
he should exclude all grave themes. Here, at the
very beginning of dramatic discussion, the strict
separation of themes or genres is advocated in as
formal a manner as ever during the period of classicism;
and this was never deviated from, at least
in theory, by any of the writers of the sixteenth
century. Moreover, according to Daniello, the dignified
character of tragedy demands that all unseemly,
cruel, impossible, or ignoble incidents should
be excluded from the stage; while even comedy
should not attempt to represent any lascivious act.[111]
This was merely a deduction from Senecan tragedy
and the general practice of the classics.
There is, in Daniello's theory of tragedy, no single
Aristotelian element, and it was not until about
a decade later that Aristotle's theory of tragedy
played any considerable part in the literary criticism
of the sixteenth century. In 1543, however,
the Poetics had already become a part of university
study, for Giraldi Cintio, in his Discorso sulle Comedie
e sulle Tragedie, written in that year, says that
it was a regular academic exercise to compare some
Greek tragedy, such as the Œdipus of Sophocles,
with a tragedy of Seneca on the same subject, using
the Poetics of Aristotle as a dramatic text-book.[112]
Giraldi distinguishes tragedy from comedy on somewhat
the same grounds as Daniello. "Tragedy and
comedy," he says, "agree in that they are both imitations
of an action, but they differ in that the
former imitates the illustrious and royal, the latter
the popular and civil. Hence Aristotle says that
comedy imitates the worse sort of actions, not that
they are vicious and criminal, but that, as regards
nobility, they are worse when compared with royal
actions." Giraldi's position is made clear by his
further statement that the actions of tragedy are
called illustrious, not because they are virtuous or
vicious, but merely because they are the actions
of people of the highest rank.[113]
This conception of the serious action of tragedy,
which makes its dignity the result of the rank of
those who are its actors, and thus regards rank as
the real distinguishing mark between comedy and
tragedy, was not only common throughout the Renaissance,
but even throughout the whole period of
classicism, and had an extraordinary effect on the
modern drama, especially in France. Thus Dacier
(1692) says that it is not necessary that the action
be illustrious and important in itself: "On the contrary,
it may be very ordinary or common; but it
must be so by the quality of the persons who act....
The greatness of these eminent men renders
the action great, and their reputation makes it credible
and possible."[114]
Again, Robortelli (1548) maintains that tragedy
deals only with the greater sort of men (præstantiores),
because the fall of men of such rank into
misery and disgrace produces greater commiseration
(which is, as will be seen, one of the functions of
tragedy) than the fall of men of merely ordinary
rank. Another commentator on the Poetics, Maggi
(1550), gives a slightly different explanation of
Aristotle's meaning. Maggi asserts that Aristotle,[115]
in saying that comedy deals with the worse and
tragedy with the better sort of men, means to distinguish
between those whose rank is lower or
higher than that of ordinary men; comedy dealing
with slaves, tradesmen, maidservants, buffoons, and
other low people, tragedy with kings and heroes.[116]
This explanation is defended on grounds similar to
those given by Robortelli, that is, the change from
felicity to infelicity is greater and more noticeable
in the greatest men.[117]
This conception of the rank of the characters as
the distinguishing mark between tragedy and comedy
is, it need not be said, entirely un-Aristotelian.
"Aristotle does undoubtedly hold," says Professor
Butcher, "that actors in tragedy ought to be illustrious
by birth and position. The narrow and trivial
life of obscure persons cannot give scope for a
great and significant action, one of tragic consequence.
But nowhere does he make outward rank
the distinguishing feature of tragic as opposed to
comic representation. Moral nobility is what he
demands; and this—on the French stage, or at
least with French critics—is transformed into an
inflated dignity, a courtly etiquette and decorum,
which seemed proper to high rank. The instance
is one of many in which literary critics have wholly
confounded the teaching of Aristotle."[118] This distinction,
then, though common up to the end of the
eighteenth century, is not to be found in Aristotle;
but the fact is, that a similar distinction can be
traced, throughout the Middle Ages, throughout
classical antiquity, back almost to the time of Aristotle
himself.
The grammarian, Diomedes, has preserved the
definition of tragedy formulated by Theophrastus,
Aristotle's successor as head of the Peripatetic
school. According to this definition, tragedy is
"a change in the fortune of a hero."[119] A Greek
definition of comedy preserved by Diomedes, and
ascribed to Theophrastus also,[120] speaks of comedy
as dealing with private and civil fortunes, without
the element of danger. This seems to have been
the accepted Roman notion of comedy. In the
treatise of Euanthius-Donatus, comedy is said to
deal with the common fortunes of men, to begin
turbulently, but to end tranquilly and happily;
tragedy, on the other hand, has only mighty personages,
and ends terribly; its subject is often historical,
while that of comedy is always invented by
the poet.[121] The third book of Diomedes's Ars Grammatica,
based on Suetonius's tractate De Poetis (written
in the second century A.D.), distinguishes tragedy
from comedy in that only heroes, great leaders, and
kings are introduced in tragedy, while in comedy
the characters are humble and private persons; in
the former, lamentations, exiles, bloodshed predominate,
in the latter, love affairs and seductions.[122]
Isidore of Seville, in the seventh century, says very
much the same thing: "Comic poets treat of the
acts of private men, while tragic poets treat of
public matters and the histories of kings; tragic
themes are based on sorrowful affairs, comic themes
on joyful ones."[123] In another place he speaks of
tragedy as dealing with the ancient deeds and misdeeds
of infamous kings, and of comedy as dealing
with the actions of private men, and with the defilement
of maidens and the love affairs of strumpets.[124]
In the Catholicon of Johannes Januensis de
Balbis (1286) tragedy and comedy are distinguished
on similar grounds: tragedy deals only with kings
and princes, comedy with private citizens; the style
of the former is elevated, that of the latter humble;
comedy begins sorrowfully and ends joyfully, tragedy
begins joyfully and ends miserably and terribly.[125]
For Dante, any poem written in an elevated and
sublime style, beginning happily and ending in misery
and terror, is a tragedy; his own great vision,
written as it is in the vernacular, and beginning in
hell and ending gloriously in paradise, he calls a
comedy.[126]
It appears, therefore, that during the post-classic
period and throughout the Middle Ages, comedy
and tragedy were distinguished on any or all of the
following grounds:—
i. The characters in tragedy are kings, princes,
or great leaders; those in comedy, humble persons
and private citizens.
ii. Tragedy deals with great and terrible actions;
comedy with familiar and domestic actions.
iii. Tragedy begins happily and ends terribly;
comedy begins rather turbulently and ends joyfully.
iv. The style and diction of tragedy are elevated
and sublime; while those of comedy are humble and
colloquial.
v. The subjects of tragedy are generally historical;
those of comedy are always invented by the
poet.
vi. Comedy deals largely with love and seduction;
tragedy with exile and bloodshed.
This, then, was the tradition that shaped the un-Aristotelian
conception of the distinctions between
comedy and tragedy, which persisted throughout
and even beyond the Renaissance. Giraldi Cintio
has followed most of these traditional distinctions,
but he is in closer accord with Aristotle[127] when he
asserts that the tragic as well as the comic plot
may be purely imaginary and invented by the
poet.[128] He explains the traditional conception that
the tragic fable should be historical, on the ground
that as tragedy deals with the deeds of kings and
illustrious men, it would not be probable that remarkable
actions of such great personages should
be left unrecorded in history, whereas the private
events treated in comedy could hardly be known
to all. Giraldi, however, asserts that it does not
matter whether the tragic poet invents his story or
not, so long as it follows the law of probability.
The poet should choose an action that is probable
and dignified, that does not need the intervention
of a god in the unravelling of the plot, that does not
occupy much more than the space of a day, and
that can be represented on the stage in three or
four hours.[129] In respect to the dénouement of
tragedy, it may be happy or unhappy, but in
either case it must arouse pity and terror; and as
for the classic notion that no deaths should be represented
on the stage, Giraldi declares that those
which are not excessively painful may be represented,
for they are represented not for the sake of
commiseration but of justice. The argument here
centres about Aristotle's phrase ἐν τῷ φανερῷ θάνατοι,[130]
but the common practice of classicism was based on
Horace's express prohibition:—
"Ne pueros coram populo Medea trucidet."[131]
Giraldi gives it as a universal rule of the drama
that nothing should be represented on the stage
which could not with propriety be done in one's
own house.[132]
Scaliger's treatment of the dramatic forms is particularly
interesting because of its great influence
on the neo-classical drama. He defines tragedy as
an imitation of an illustrious event, ending unhappily,
written in a grave and weighty style, and
in verse.[133] Here he has discarded, or at least
disregarded, the Aristotelian definition of tragedy,
in favor of the traditional conception which had
come down through the Middle Ages. Real tragedy,
according to Scaliger, is entirely serious; and
although there are a few happy endings in ancient
tragedy, the unhappy ending is most proper to the
spirit of tragedy itself. Mortes aut exilia—these
are the fit accompaniments of the tragic catastrophe.[134]
The action begins tranquilly, but ends
horribly; the characters are kings and princes, from
cities, castles, and camps; the language is grave,
polished, and entirely opposed to colloquial speech;
the aspect of things is troubled, with terrors, menaces,
exiles, and deaths on every hand. Taking as
his model Seneca, whom he rates above all the
Greeks in majesty,[135] he gives as the typical themes
of tragedy "the mandates of kings, slaughters, despairs,
executions, exiles, loss of parents, parricides,
incests, conflagrations, battles, loss of sight, tears,
shrieks, lamentations, burials, epitaphs, and funeral
songs."[136] Tragedy is further distinguished from
comedy on the ground that the latter derives its
argument and its chief characters from history, inventing
merely the minor characters; while comedy
invents its arguments and all its characters, and
gives them names of their own. Scaliger distinguishes
men, for the purposes of dramatic poetry,
according to character and rank;[137] but it would seem
that he regarded rank alone as the distinguishing
mark between tragedy and comedy. Thus tragedy
is made to differ from comedy in three things: in
the rank of the characters, in the quality of the
actions, and in their different endings; and as a
result of these differences, in style also.
The definition of tragedy given by Minturno, in
his treatise De Poeta (1559), is merely a paraphrase
of Aristotle's. He conceives of tragedy as describing
casus heroum cuius sibi quisque fortunæ fuerit
faber, and it thus acts as a warning to men against
pride of rank, insolence, avarice, lust, and similar
passions.[138] It is grave and illustrious because its
characters are illustrious; and no variety of persons
or events should be introduced that are not in keeping
with the calamitous ending. The language throughout
must be grave and severe; and Minturno has
expressed his censure in such matters by the phrase,
poema amatorio mollique sermone effœminat,[139] a censure
which would doubtless apply to a large portion
of classic French tragedy.
In Castelvetro (1570) we find a far more complete
theory of the drama than had been attempted
by any of his predecessors. His work is by no
means a model of what a commentary on Aristotle's
Poetics should be. In the next century, Dacier,
whose subservience to Aristotle was even greater
than that of any of the Italians, accuses Castelvetro
of lacking every quality necessary to a good
interpreter of Aristotle. "He knew nothing," says
Dacier, "of the theatre, or of character, or of the
passions; he understood neither the reasons nor
the method of Aristotle; and he sought rather to
contradict Aristotle than to explain him."[140] The
fact is that Castelvetro, despite considerable veneration
for Aristotle's authority, often shows remarkable
independence of thought; and so far from
resting content, in his commentary, with the mere
explanation of the details of the Poetics, he has
attempted to deduce from it a more or less complete
theory of poetic art. Accordingly, though
diverging from many of the details, and still more
from the spirit of the Poetics, he has, as it were,
built up a dramatic system of his own, founded
upon certain modifications and misconceptions of
the Aristotelian canons. The fundamental idea
of this system is quite modern; and it is especially
interesting because it indicates that by this time
the drama had become more than a mere academic
exercise, and was actually regarded as intended
primarily for representation on the stage. Castelvetro
examines the physical conditions of stage
representation, and on this bases the requirements
of dramatic literature. The fact that the drama
is intended for the stage, that it is to be acted, is at
the bottom of his theory of tragedy, and it was to
this notion, as will be seen later, that we are to
attribute the origin of the unities of time and place.
But Castelvetro's method brings with it its own
reductio ad absurdum. For after all, stage representation,
while essential to the production of
dramatic literature, can never circumscribe the
poetic power or establish its conditions. The conditions
of stage representation change, and must
change, with the varying conditions of dramatic
literature and the inventive faculty of poets, for
truly great art makes, or at least fixes, its own conditions.
Besides, it is with what is permanent and
universal that the artist—the dramatic artist as
well as the rest—is concerned; and it is the
poetic, and not the dramaturgic, element that is
permanent and universal. "The power of tragedy,
we may be sure," says Aristotle, "is felt even apart
from representation and actors;"[141] and again: "The
plot [of a tragedy] ought to be so constructed that
even without the aid of the eye any one who is
told the incidents will thrill with horror and pity
at the turn of events."[142]
But what, according to Castelvetro, are the conditions
of stage representation? The theatre is a
public place, in which a play is presented before a
motley crowd,—la moltitudine rozza,—upon a circumscribed
platform or stage, within a limited
space of time. To this idea the whole of Castelvetro's
dramatic system is conformed. In the first
place, since the audience may be great in number,
the theatre must be large, and yet the audience
must be able to hear the play; accordingly, verse is
added, not merely as a delightful accompaniment,
but also in order that the actors may raise their
voices without inconvenience and without loss of
dignity.[143] In the second place, the audience is not
a select gathering of choice spirits, but a motley
crowd of people, drawn to the theatre for the purpose
of pleasure or recreation; accordingly, abstruse
themes, and in fact all technical discussions,
must be eschewed by the playwright, who is thus
limited, as we should say to-day, to the elemental
passions and interests of man.[144] In the third place,
the actors are required to move about on a raised
and narrow platform; and this is the reason why
deaths or deeds of violence, and many other things
which cannot be acted on such a platform with
convenience and dignity, should not be represented
in the drama.[145] Furthermore, as will be seen later,
it is on this conception of the circumscribed platform
and the physical necessities of the audience
and the actors, that Castelvetro bases his theory of
the unities of time and place.
In distinguishing the different genres, Castelvetro
openly differs with Aristotle. In the Poetics, Aristotle
distinguishes men according as they are better
than we are, or worse, or the same as we are; and
from this difference the various species of poetry,
tragic, comic, and epic, are derived. Castelvetro
thinks this mode of distinction not only untrue, but
even inconsistent with what Aristotle says later of
tragedy. Goodness and badness are to be taken
account of, according to Castelvetro, not to distinguish
one form of poetry from another, but merely
in the special case of tragedy, in so far as a moderate
virtue, as Aristotle says, is best able to produce
terror and pity. Poetry, as indeed Aristotle himself
acknowledges, is not an imitation of character,
or of goodness and badness, but of men acting; and
the different kinds of poetry are distinguished, not
by the goodness and badness, or the character, of
the persons selected for imitation, but by their rank
or condition alone. The great and all-pervading
difference between royal and private persons is
what distinguishes tragedy and epic poetry on the
one hand from comedy and similar forms of poetry
on the other. It is rank, then, and not intellect,
character, action,—for these vary in men according
to their condition,—that differentiates one poetic
form from another; and the distinguishing mark
of rank on the stage, and in literature generally, is
the bearing of the characters, royal persons acting
with propriety, and meaner persons with impropriety.[146]
Castelvetro has here escaped one pitfall,
only to fall into another; for while goodness and
badness cannot, from any æsthetic standpoint, be
made to distinguish the characters of tragedy from
those of comedy,—leaving out of consideration
here the question whether this was or was not the
actual opinion of Aristotle,—it is no less improper
to make mere outward rank or condition the distinguishing
feature. Whether it be regarded as an
interpretation of Aristotle or as a poetic theory by
itself, Castelvetro's contention is, in either case,
equally untenable.
No passage in Aristotle's Poetics has been subjected
to more discussion, and certainly no passage
has been more misunderstood, than that in
which, at the close of his definition of tragedy, he
states its peculiar function to be that of effecting
through pity and fear the proper purgation
(κάθαρσις) of these emotions. The more probable
of the explanations of this passage are, as Twining
says,[147] reducible to two. The first of these gives to
Aristotle's katharsis an ethical meaning, attributing
the effect of the tragedy to its moral lesson and
example. This interpretation was a literary tradition
of centuries, and may be found in such
diverse writers as Corneille and Lessing, Racine
and Dryden, Dacier and Rapin. According to the
second interpretation, the purgation of the emotions
produced by tragedy is an emotional relief gained
by the excitement of these emotions. Plato had
insisted that the drama excites passions, such as
pity and fear, which debase men's spirits; Aristotle
in this passage answers that by the very
exaltation of these emotions they are given a pleasurable
outlet, and beyond this there is effected a
purification of the emotions so relieved. That is,
the emotions are clarified and purified by being
passed through the medium of art, and by being, as
Professor Butcher points out, ennobled by objects
worthy of an ideal emotion.[148] This explanation
gives no direct moral purpose or influence to the
katharsis, for tragedy acts on the feelings and not
on the will. While the ethical conception, of course,
predominates in Italian criticism, as it does throughout
Europe up to the very end of the eighteenth
century, a number of Renaissance critics, among
them Minturno and Speroni, even if they failed to
elaborate the further æsthetic meaning of Aristotle's
definition, at least perceived that Aristotle ascribed
to tragedy an emotional and not an ethical purpose.
It is unnecessary to give a detailed statement of the
opinions of the various Italian critics on this point;
but it is essential that the interpretations of the
more important writers should be alluded to, since
otherwise the Renaissance conception of the function
of the drama could not be understood.
Giraldi Cintio points out that the aim of comedy
and of tragedy is identical, viz. to conduce to virtue;
but they reach this result in different ways;
for comedy attains its end by means of pleasure
and comic jests, while tragedy, whether it ends
happily or unhappily, purges the mind of vice
through the medium of misery and terror, and thus
attains its moral end.[149] Elsewhere,[150] he affirms that
the tragic poet condemns vicious actions, and by
combining them with the terrible and the miserable
makes us fear and hate them. In other words,
men who are bad are placed in such pitiable and
terrible positions that we fear to imitate their
vices; and it is not a purgation of pity and fear,
as Aristotle says, but an eradication of all vice and
vicious desire that is effected by the tragic katharsis.
Trissino, in the fifth section of his Poetica (1563),
cites Aristotle's definition of tragedy; but makes
no attempt to elucidate the doctrine of katharsis.
His conception of the function of the drama is
much the same as Giraldi's. It is the office of the
tragic poet, through the medium of imitation, to
praise and admire the good, while that of the comic
poet is to mock and vituperate the bad; for tragedy,
as Aristotle says, deals with the better sort of
actions, and comedy with the worse.[151]
Robortelli (1548), however, ascribes a more æsthetic
function to tragedy. By the representation
of sad and atrocious deeds, tragedy produces terror
and commiseration in the spectator's mind. The
exercise of terror and commiseration purges the
mind of these very passions; for the spectator,
seeing things performed which are very similar to
the actual facts of life, becomes accustomed to
sorrow and pity, and these emotions are gradually
diminished.[152] Moreover, by seeing the sufferings of
others, men sorrow less at their own, recognizing
such things as common to human nature. Robortelli's
conception of the function of tragedy is,
therefore, not an ethical one; the effect of tragedy
is understood primarily as diminishing pity and
fear in our minds by accustoming us to the sight of
deeds that produce these emotions. A similar interpretation
of the katharsis is given by Vettori
(1560) and Castelvetro (1570).[153] The latter compares
the process of purgation with the emotions
which are excited by a pestilence. At first the infected
populace is crazed by excitement, but gradually
becomes accustomed to the sight of the
disease, and the emotions of the people are thus
tempered and allayed.
A somewhat different conception of katharsis is
that of Maggi. According to him, we are to understand
by purgation the liberation through pity and
fear of passions similar to these, but not pity and
fear themselves; for Maggi cannot understand how
tragedy, which induces pity and fear in the hearer,
should at the same time remove these perturbations.[154]
Moreover, pity and fear are useful emotions,
while such passions as avarice, lust, anger, are
certainly not. In another place, Maggi, relying on
citations from Plato, Aristotle, and Alexander of
Aphrodisias, explains the pleasure we receive from
tragedy, by pointing out that we feel sorrow by
reason of the human heart within us, which is
carried out of itself by the sight of misery; while
we feel pleasure because it is human and natural to
feel pity. Pleasure and pain are thus fundamentally
the same.[155] Varchi[156] is at one with Maggi in
interpreting the katharsis as a purgation, not of
pity and fear themselves, but of emotions similar
to them.
For Scaliger (1561) the aim of tragedy, like that
of all poetry, is a purely ethical one. It is not
enough to move the spectators to admiration and
dismay, as some critics say Æschylus does; it
is also the poet's function to teach, to move, and
to delight. The poet teaches character through
actions, in order that we should embrace and imitate
the good, and abstain from the bad. The joy
of evil men is turned in tragedy to bitterness, and
the sorrow of good men to joy.[157] Scaliger is here
following the extreme view of poetic justice which
we have found expressed in so many of the Renaissance
writers. In the last century, Dr. Johnson,
in censuring Shakespeare for the tragic fate meted
out to Cordelia and other blameless characters,
showed himself an inheritor of this Renaissance
tradition, just as we shall see that Lessing was in
other matters. For Scaliger the moral aim of the
drama is attained both indirectly, by the representation
of wickedness ultimately punished and
virtue ultimately rewarded, and more directly by
the enunciation of moral precepts throughout the
play. With the Senecan model before him, such
precepts (sententiæ) became the very props of
tragedy,—sunt enim quasi columnæ aut pilæ quædam
universæ fabricæ illius,—and so they remained
in modern classical tragedy. Minturno points out
that these sententiæ are to be used most in tragedy
and least in epic poetry.[158]
Minturno also follows Scaliger in conceiving that
the purpose of tragedy is to teach, to delight, and
to move. It teaches by setting before us an example
of the life and manners of superior men, who
by reason of human error have fallen into extreme
unhappiness. It delights us by the beauty of its
verse, its diction, its song, and the like. Lastly, it
moves us to wonder, by terrifying us and exciting
our pity, thus purging our minds of such matters.
This process of purgation is likened by Minturno
to the method of a physician: "As a physician
eradicates, by means of poisonous medicine, the perfervid
poison of disease which affects the body, so
tragedy purges the mind of its impetuous perturbations
by the force of these emotions beautifully expressed
in verse."[159]
According to this interpretation of the katharsis,
tragedy is a mode of homœopathic treatment, effecting
the cure of one emotion by means of a similar
one; and we find Milton, in the preface to Samson
Agonistes, explaining the katharsis in much the same
manner:—
"Tragedy, as it was anciently composed, hath been ever
held the gravest, moralest, and most profitable of all other
poems; therefore said by Aristotle to be of power, by raising
pity and fear, or terror, to purge the mind of those and
such like passions; that is, to temper and reduce them to
just measure with a kind of delight, stirred up by reading or
seeing those passions well imitated. Nor is nature wanting
in her own effects to make good his assertion; for so in
physic, things of melancholic hue and quality are used
against melancholy, sour against sour, salt to remove salt
humours."
This passage has been regarded by Twining, Bernays,
and other modern scholars as a remarkable
indication of Milton's scholarship and critical insight;[160]
but after all, it need hardly be said, he was
merely following the interpretation of the Italian
commentators on the Poetics. Their writings he
had studied and knew thoroughly, had imbibed all
the critical ideas of the Italian Renaissance, and in
the very preface from which we have just quoted,
filled as it is with ideas that may be traced back
to Italian sources, he acknowledges following "the
ancients and Italians," as of great "authority and
fame." Like Milton, Minturno conceived of tragedy
as having an ethical aim; but both Milton and Minturno
clearly perceived that by katharsis Aristotle
had reference not to a moral, but to an emotional,
effect.
One of the most interesting discussions on the
meaning of the katharsis is to be found in a letter
of Sperone Speroni[161] written in 1565. His explanation
of the passage itself is quite an impossible one, if
only on philological grounds; but his argument is
very interesting and very modern. He points out
that pity and fear may be conceived of as keeping
the spirit of men in bondage, and hence it is
proper that we should be purged of these emotions.
But he insists that Aristotle cannot refer to the
complete eradication of pity and fear—a conception
which is Stoic rather than Peripatetic, for Aristotle
does not require us to free ourselves from emotions,
but to regulate them, since in themselves they are
not bad.
Aristotle's conception of the ideal tragic hero
is based on the assumption that the function of
tragedy is to produce the katharsis, or purgation,
of pity and fear,—"pity being felt for a person
who, if not wholly innocent, meets with suffering
beyond his deserts; fear being awakened when the
sufferer is a man of like nature with ourselves."[162]
From this it follows that if tragedy represents the
fall of an entirely good man from prosperity to adversity,
neither pity nor fear is produced, and the
result merely shocks and repels us. If an entirely
bad man is represented as undergoing a change from
distress to prosperity, not only do we feel no pity
and no fear, but even the sense of justice is left
unsatisfied. If, on the contrary, such a man entirely
bad falls from prosperity into adversity and
distress, the moral sense is indeed satisfied, but
without the tragic emotions of pity and fear. The
ideal hero is therefore morally between the two
extremes, neither eminently good nor entirely bad,
though leaning to the side of goodness; and the
misfortune which falls upon him is the result of
some great flaw of character or fatal error of conduct.[163]
This conception of the tragic hero was the subject
of considerable discussion in the Renaissance; in
fact, the first instance in Italian criticism of the
application of Aristotelian ideas to the theory of
tragedy is perhaps to be found in the reference of
Daniello (1536) to the tragic hero's fate. Daniello,
however, understood Aristotle's meaning very incompletely,
for he points out that tragedy, in order
to imitate most perfectly the miserable and the terrible,
should not introduce just and virtuous men
fallen into vice and injustice through the adversity
of fortune, for this is more wicked than it is miserable
and terrible, nor should evil men, on the contrary,
be introduced as changed by prosperity into
good and just men.[164] Here Daniello conceives of
tragedy as representing the change of a man from
vice to virtue, or from virtue to vice, through the
medium of prosperity or misfortune. This is a
curious misconception of Aristotle's meaning. Aristotle
refers, not to the ethical effect of tragedy, but to
the effect of the emotions of pity and terror upon
the mind of the spectator, although of course he
does not wish the catastrophe to shock the moral
sense or the sense of justice.
Giraldi Cintio, some years after Daniello, follows
Aristotle more closely in the conception of the
tragic hero; and he affirms, moreover, that tragedy
may end happily or unhappily so long as it inspires
pity and terror. Now, Aristotle has expressly
stated his disapprobation of the happy ending of
tragedy, for in speaking of tragedies with a double
thread and a double catastrophe, that is, tragedies
in which the good are ultimately rewarded and the
bad punished, he shows that such a conclusion is
decidedly against the general tragic effect.[165] Scaliger's
conception of the moral function of the
tragic poet as rewarding virtue and punishing vice
is therefore inconsistent with the Aristotelian conception;
for, as Scaliger insists that every tragedy
should end unhappily, it follows that only the good
must survive and only the bad suffer. Another
critic of this time, Capriano (1555), points out that
the fatal ending of tragedy is due to the inability
of certain illustrious men to conduct themselves
with prudence; and this is more in keeping with
Aristotle's true meaning.[166]
It has been seen that Aristotle regarded a perfectly
good man as not fitted to be the ideal hero
of tragedy. Minturno, however, asserts that tragedy
is grave and illustrious because its characters are
illustrious, and that therefore he can see no reason,
despite Aristotle, why the lives of perfect men or
Christian saints should not be represented on the
stage, and why even the life of Christ would not
be a fit subject for tragedy.[167] This is, indeed, Corneille's
opinion, and in the examen of his Polyeucte
he cites Minturno in justification of his own case.
As regards the other characters of tragedy, Minturno
states a curious distinction between characters
fit for tragedy and those fit for comedy.[168] In
the first place, he points out that no young girls,
with the exception of female slaves, should appear
in comedy, for the reason that the women of the
people do not appear in public until marriage, and
would be sullied by the company of the low characters
of comedy, whereas the maidens of tragedy
are princesses, accustomed to meet and converse
with noblemen from girlhood. Secondly, married
women are always represented in comedy as faithful,
in tragedy as unfaithful to their husbands, for
the reason that comedy concludes with friendship
and tranquillity, and unfaithful relations could never
end happily, while the love depicted in tragedy
serves to bring about the tragic ruin of great
houses. Thirdly, in comedy old men are often
represented as in love, but never in tragedy, for
an amorous old man is conducive to laughter,
which comedy aims at producing, but which would
be wholly out of keeping with the gravity required
in tragedy. These distinctions are of course deduced
from the practice of the Latin drama—the
tragedies of Seneca on the one hand, and the
comedies of Plautus and Terence on the other.
In a certain passage of Aristotle's Poetics there
is a formulation of the requirements of character-drawing
in the drama.[169] In this passage Aristotle
says that the characters must be good; that they
must be drawn with propriety, that is, in keeping
with the type to which they belong; that they
must be true to life, something quite distinct
either from goodness or propriety; and that the
characters must be self-consistent. This passage
gave rise to a curious conception of character in
the Renaissance and throughout the period of classicism.
According to this, the conception of decorum,
it was insisted that every old man should
have such and such characteristics, every young
man certain others, and so on for the soldier, the
merchant, the Florentine or Parisian, and the like.
This fixed and formal mode of regarding character
was connected with the distinction of rank as the
fundamental difference between the characters of
tragedy and comedy, and it was really founded on
a passage in Horace's Ars Poetica,—
"Ætatis cujusque notandi sunt tibi mores,"[170]
and on the rhetorical descriptions of the various
characteristics of men in the second book of Aristotle's
Rhetoric.
The explanation of the Renaissance conception
of decorum may start from either of two
points of view. In the first place, it is to be
noted that Horace, and after him the critics of the
Renaissance, set about to transpose to the domain
of poetry the tentative distinctions of character
formulated by Aristotle, in the Rhetoric, simply
for the purposes of rhetorical exposition. These
distinctions, it must be repeated, were rhetorical
and not æsthetic, and they are therefore not
alluded to by Aristotle in the Poetics. The result
of the attempt to transpose them to the domain of
poetry led to a hardening and crystallization of
character in the classic drama. But the æsthetic
misconception implied by such an attempt is only
too obvious. In such a system poetry is held
accountable, not to the ideal truth of human life,
but to certain arbitrary, or at best merely empirical,
formulæ of rhetorical theory. The Renaissance
was in this merely doing for character what was
being done for all the other elements of art. Every
such element, when once discriminated and definitely
formulated, became fixed as a necessary and
inviolable substitute for the reality which had thus
been analyzed.
But we may look at the principle of decorum from
another point of view. A much deeper question—the
question of social distinctions—is here involved.
The observance of decorum necessitated
the maintenance of the social distinctions which
formed the basis of Renaissance life and of Renaissance
literature. It was this same tendency which
caused the tragedy of classicism to exclude all but
characters of the highest rank. Speaking of narrative
poetry, Muzio (1551), while allowing kings to
mingle with the masses, considers it absolutely improper
for one of the people, even for a moment, to
assume the sceptre.[171] Accordingly, men as distinguished
by the accidents of rank, profession, country,
and not as distinguished by that only which art
should take cognizance of, character, became the subjects
of the literature of classicism; and in so far
as this is true, that literature loses something of
the profundity and the universality of the highest
art.
This element of decorum is to be found in all the
critics of the Renaissance from the time of Vida[172]
and Daniello.[173] So essential became the observance
of decorum that Muzio and Capriano both considered
it the most serious charge to be made against
Homer, that he was not always observant of it.
Capriano, comparing Virgil with Homer, asserts
that the Latin poet surpasses the Greek in eloquence,
in dignity, in grandeur of style, but beyond
everything in decorum.[174] The seeming vulgarity
of some of Homer's similes, and even of the
actions of some of his characters, appeared to the
Renaissance a most serious blemish; and it was
this that led Scaliger to rate Homer not only below
Virgil, but even below Musæus. In Minturno and
Scaliger we find every detail of character minutely
analyzed. The poet is told how young men and old
men should act, should talk, and should dress; and
no deviations from these fixed formulæ were allowed
under any circumstances. As a result of this, even
when the poet liberated himself from these conceptions,
and aimed at depicting character in its true
sense, we find character, but never the development
of character, portrayed in the neo-classic drama.
The character was fixed from the beginning of the
play to the end; and it is here that we may find
the origin of Ben Jonson's conception of "humours."
In one of Salviati's lectures, Del Trattato
della Poetica,[175] Salviati defines a humour as "a
peculiar quality of nature according to which every
one is inclined to some special thing more than to
any other." This would apply very distinctly to
the sense in which the Elizabethans used the word.
Thus Jonson himself, in the Induction of Every
Man out of his Humour, after expounding the medical
notion of a humour, says:—
"It may, by metaphor, apply itself
Unto the general disposition:
As when some one peculiar quality
Doth so possess a man, that it doth draw
All his effects, his spirits, and his powers,
In their confluctions, all to run one way,
This may be truly said to be a humour."
The origin of the term "humour," in Jonson's sense,
has never been carefully studied. Jonson's editors
speak of it as peculiar to the English language, and
as first used in this sense about Jonson's period.
It is not our purpose to go further into this question;
but Salviati's definition is close enough to
Jonson's to indicate that the origin of this term, as
of all other critical terms and critical ideas throughout
sixteenth-century Europe, must be looked for in
the æsthetic literature of Italy.[176]
In his definition of tragedy Aristotle says that
the play must be complete or perfect, that is, it
must have unity. By unity of plot he does not
mean merely the unity given by a single hero, for,
as he says, "infinitely various are the incidents in
one man's life which cannot be reduced to unity;
and so, too, there are many actions of one man out
of which we cannot make one action. Hence the
error, as it appears, of all poets who have composed
a Heracleid, a Theseid, or other poems of the kind.
They imagine that as Heracles was one man, the
story of Heracles ought also to be a unity."[177] This
is Aristotle's statement of the unity of action. But
what is the origin of the two other unities,—the
unities of time and place? There is in the Poetics
but a single reference to the time-limit of the tragic
action and none whatsoever to the so-called unity
of place. Aristotle says that the action of tragedy
and that of epic poetry differ in length, "for
tragedy endeavors, so far as possible, to confine
itself to a single revolution of the sun, or but
slightly to exceed this limit; whereas the epic
action has no limits of time."[178] This passage is the
incidental statement of an historical fact; it is
merely a tentative deduction from the usual practice
of Greek tragedy, and Aristotle never conceived
of it as an inviolable law of the drama. Of
the three unities which play so prominent a part in
modern classical drama, the unity of action was the
main, and, in fact, the only unity which Aristotle
knew or insisted on. But from his incidental reference
to the general time-limits of Greek tragedy,
the Renaissance formulated the unity of time, and
deduced from it also the unity of place, to which
there is absolutely no reference either in Aristotle
or in any other ancient writer whatever. It is to the
Italians of the Renaissance, and not to the French
critics of the seventeenth century, that the world
owes the formulation of the three unities. The
attention of scholars was first called to this fact
about twenty years ago, by the brochure of a Swiss
scholar, H. Breitinger, on the unities of Aristotle
before Corneille's Cid; but the gradual development
and formulation of the three unities have
never been systematically worked out. We shall
endeavor here to trace their history during the
sixteenth century, and to explain the processes by
which they developed.
The first reference in modern literature to the
doctrine of the unity of time is to be found in
Giraldi Cintio's Discorso sulle Comedie e sulle Tragedie.
He says that comedy and tragedy agree,
among other things, in the limitation of the action
to one day or but little more;[179] and he has thus for
the first time converted Aristotle's statement of an
historical fact into a dramatic law. Moreover, he
has changed Aristotle's phrase, that tragedy limits
itself "to a single revolution of the sun," into the
more definite expression of "a single day." He
points out that Euripides, in the Heraclidæ, on
account of the long distance between the places in
the action, had been unable to limit the action to
one day. Now, as Aristotle must have known
many of the best Greek dramas which are now lost,
it was probably in keeping with the practice of
such dramas that their actions were not strictly
confined within the limits of one day. Aristotle,
therefore, intentionally allowed the drama a
slightly longer space of time than a single day.
The unity of time, accordingly, becomes a part of
the theory of the drama between 1540 and 1545,
but it was not until almost exactly a century later
that it became an invariable rule of the dramatic
literature of France and of the world.
In Robortelli (1548) we find Aristotle's phrase,
"a single revolution of the sun," restricted to the
artificial day of twelve hours; for as tragedy can
contain only one single and continuous action, and as
people are accustomed to sleep in the night, it follows
that the tragic action cannot be continued beyond
one artificial day. This holds good of comedy as
well as tragedy, for the length of the fable in each is
the same.[180] Segni (1549) differs from Robortelli,
however, in regarding a single revolution of the sun
as referring not to the artificial day of twelve hours,
but to the natural day of twenty-four hours, because
various matters treated in tragedy, and even in
comedy, are such as are more likely to happen
in the night (adulteries, murders, and the like);
and if it be said that night is naturally the time for
repose, Segni answers that unjust people act contrary
to the laws of nature.[181] It was about this
time, then, that there commenced the historic controversy
as to what Aristotle meant by limiting
tragedy to one day; and three-quarters of a century
later, in 1623, Beni could cite thirteen different
opinions of scholars on this question.
Trissino, in his Poetica (1563), paraphrases as
follows the passage in Aristotle which refers to
the unity of time: "They also differ in length,
for tragedy terminates in one day, that is, one
period of the sun, or but little more, while there is
no time determined for epic poetry, as indeed was
the custom with tragedy and comedy at their beginning,
and is even to-day among ignorant poets."[182]
Here for the first time, as a French critic remarks,
the observance of the unity of time is made a distinction
between the learned and the ignorant
poet.[183] It is evident that Trissino conceives of the
unity of time as an artistic principle which has
helped to save dramatic poetry from the formlessness
and chaotic condition of the mediæval drama.
So that the unity of time became not only a dramatic
law, but one the observation of which distinguished
the dramatic artist from the mere ignorant
compiler of popular plays.
There is in none of the writers we have mentioned
so far any reference to the unity of place,
for the simple reason that there is no allusion to
such a requirement for the drama in Aristotle's
Poetics. Maggi's discussion of the unity of time,
in his commentary on the Poetics (1550), is of
particular interest as preparing the way for the
third unity. Maggi attempts to explain logically
the reason for the unity of time.[184] Why should
tragedy be limited as to time, and not epic poetry?
According to him, this difference is to be explained
by the fact that the drama is represented on the
stage before our eyes, and if we should see the actions
of a whole month performed in about the
time it takes to perform the play, that is, two or
three hours, the performance would be absolutely
incredible. For example, says Maggi, if in a tragedy
we should send a messenger to Egypt, and he
would return in an hour, would not the spectator
regard this as ridiculous? In the epic, on the contrary,
we do not see the actions performed, and so
do not feel the need of limiting them to any particular
time. Now, it is to be noted here that this
limitation of time is based on the idea of representation.
The duration of the action of the drama
itself must fairly coincide with the duration of its
representation on the stage. This is the principle
which led to the acceptance of the unity of place,
and upon which it is based. Limit the time of the
action to the time of representation, and it follows
that the place of the action must be limited to the
place of representation. Such a limitation is of
course a piece of realism wholly out of keeping
with the true dramatic illusion; but it was almost
exclusively in the drama that classicism tended
toward a minuter realism than could be justified by
the Aristotelian canons. In Maggi the beginnings
of the unity of place are evident, inasmuch as he
finds that the requirements of the representation
do not permit a messenger or any character in the
drama to be sent very far from the place where the
action is being performed. The closer action and
representation coincide, the clearer becomes the necessity
of a limitation in place as well as in time;
and it was on this principle that Scaliger and
Castelvetro, somewhat later, formulated the three
unities.
There is, indeed, in Scaliger (1561) no direct
statement of the unity of time; but the reference
to it is nevertheless unmistakable. First of all,
Scaliger requires that the events be so arranged
and disposed that they approach nearest to actual
truth (ut quam proxime accedant ad veritatem).[185]
This is equivalent to saying that the duration of
the action, its place, its mode of procedure, must
correspond more or less exactly with the representation
itself. The dramatic poet must aim, beyond
all things, at reproducing the actual conditions of
life. The verisimile, the vraisemblable, in the etymological
sense of these words, must be the final
criterion of dramatic composition. It is not sufficient
that the spectator should be satisfied with
the action as typical of similar actions in life. An
absolutely perfect illusion must prevail; the spectator
must be moved by the actions of the play
exactly as if they were those of real life.
This notion of the verisimile, and of its effect of
perfect illusion on the spectator's mind, prevailed
throughout the period of classicism, and was vigorously
defended by no less a critic than Voltaire
himself. Accordingly, as Maggi first pointed out,
if the playwright, in the few hours it takes to
represent the whole play, requires one of his characters
to perform an action that cannot be done in
less than a month, this impression of actual truth
and perfect illusion will not be left on the spectator's
mind. "Therefore," says Scaliger, "those
battles and assaults which take place about Thebes
in the space of two hours do not please me; no sensible
poet should make any one move from Delphi
to Thebes, or from Thebes to Athens, in a moment's
time. Agamemnon is buried by Æschylus
after being killed, and Lichas is hurled into the
sea by Hercules; but this cannot be represented
without violence to truth. Accordingly, the poet
should choose the briefest possible argument, and
should enliven it by means of episodes and details....
Since the whole play is represented on the
stage in six or eight hours, it is not in accordance
with the exact appearance of truth (haud verisimile
est) that within that brief space of time a tempest
should arise and a shipwreck occur, out of sight of
land."
The observance of the unity of time could not
be demanded in clearer or more forcible terms
than this. But it is a mistake to construe this
passage into a statement of the unity of place.[186]
When Scaliger says that the poet should not move
any one of the characters from Delphi to Thebes,
or from Thebes to Athens, in a moment's time, he
is referring to the exigencies, not of place, but of
time. In this, as in many other things, he is merely
following Maggi, who, as we have seen, says that
it is ridiculous for a dramatist to have a messenger
go to Egypt with a message and return in an hour.
The characters, according to Scaliger, should not
move from Delphi to Thebes in a moment, not
because the action need necessarily occur in one
single place, but because the characters cannot
with any appearance of truth go a great distance
in a short space of time. This is an approach to
the unity of place, and had Scaliger followed his
contention to its logical conclusion, he must certainly
have formulated the three unities. But by
requiring the action to be disposed with the greatest
possible approach to the actual truth, or, in
other words, by insisting that the action must coincide
with the representation, Scaliger helped
more than any of his predecessors to the final recognition
of the unity of place.
In Minturno[187] and in Vettori[188] we find a tendency
to restrict the duration of the epic as well as the
tragic action. It has been seen that Aristotle distinctly
says that while the action of tragedy generally
endeavors to confine itself within a period of
about one day, that of epic poetry has no determined
time. Minturno, however, alludes to the unity of
time in the following words: "Whoever examines
well the works of the most esteemed ancient writers,
will find that the action represented on the stage is
terminated in one day, or does not pass beyond the
space of two days; while the epic has a longer
period of time, except that its action cannot exceed
one year in duration."[189] This limitation Minturno
deduces from the practice of Homer and Virgil.[190]
The action of the Iliad begins in the tenth year of
the Trojan war, and lasts one year; the action of
the Æneid begins in the seventh year after the departure
of Æneas from Troy, and also lasts one
year.
Castelvetro, however, was the first theorist to
formulate the unity of place, and thus to give the
three unities their final form. We have seen that
Castelvetro's theory of the drama was based entirely
upon the notion of stage representation. All the
essentials of dramatic literature are thus fixed by
the exigencies of the stage. The stage is a circumscribed
space, and the play must be performed upon
it within a period of time limited by the physical
necessities of the spectators. It is from these two
facts that Castelvetro deduces the unities of time
and place. While asserting that Aristotle held it
as cosa fermissima e verissima that the tragic action
cannot exceed the length of an artificial day of
twelve hours, he does not think that Aristotle himself
understood the real reason of this limitation.[191]
In the seventh chapter of the Poetics Aristotle says
that the length of the plot is limited by the possibility
of its being carried in the memory of the
spectator conveniently at one time. But this, it is
urged, would restrict the epic as well as the tragic
fable to one day. The difference between epic and
dramatic poetry in this respect is to be found in the
essential difference between the conditions of narrative
and scenic poetry.[192] Narrative poetry can in
a short time narrate things that happen in many
days or months or even years; but scenic poetry,
which spends as many hours in representing things
as it actually takes to do them in life, does quite
otherwise. In epic poetry words can present to
our intellect things distant in space and time; but
in dramatic poetry the whole action occurs before
our eyes, and is accordingly limited to what we can
actually see with our own senses, that is, to that
brief duration of time and to that small amount of
space in which the actors are occupied in acting, and
not any other time or place. But as the restricted
place is the stage, so the restricted time is that in
which the spectators can at their ease remain sitting
through a continuous performance; and this time,
on account of the physical necessities of the spectators,
such as eating, drinking, and sleeping, cannot
well go beyond the duration of one revolution of the
sun. So that not only is the unity of time an
essential dramatic requirement, but it is in fact impossible
for the dramatist to do otherwise even
should he desire to do so—a conclusion which is
of course the reductio ad absurdum of the whole
argument.
In another place Castelvetro more briefly formulates
the law of the unities in the definitive form
in which it was to remain throughout the period
of classicism: "La mutatione tragica non può
tirar con esso seco se non una giornata e un
luogo."[193] The unities of time and place are for
Castelvetro so very important that the unity of
action, which is for Aristotle the only essential of
the drama, is entirely subordinated to them. In
fact, Castelvetro specifically says that the unity of
action is not essential to the drama, but is merely
made expedient by the requirements of time and
place. "In comedy and tragedy," he says, "there
is usually one action, not because the fable is unfitted
to contain more than one action, but because
the restricted space in which the action is represented,
and the limited time, twelve hours at the
very most, do not permit of a multitude of actions."[194]
In a similar manner Castelvetro applies
the law of the unities to epic poetry. Although
the epic action can be accomplished in many places
and at diverse times, yet as it is more commendable
and pleasurable to have a single action, so it is
better for the action to confine itself to a short time
and to but few places. In other words, the more
the epic attempts to restrict itself to the unities of
place and time, the better, according to Castelvetro,
it will be.[195] Moreover, Castelvetro was not merely
the first one to formulate the unities in their definitive
form, but he was also the first to insist upon
them as inviolable laws of the drama; and he
refers to them over and over again in the pages of
his commentary on the Poetics.[196]
This then is the origin of the unities. Our discussion
must have made it clear how little they
deserve the traditional title of Aristotelian unities,
or as a recent critic with equal inaccuracy calls
them, the Scaligerian unities (unités scaligériennes).[197]
Nor were they, as we have seen, first formulated in
France, though this was the opinion of the seventeenth
and eighteenth centuries. Thus Dryden
says that "the unity of place, however it might be
practised by the ancients, was never one of their
rules: we neither find it in Aristotle, Horace, or
any who have written of it, till in our age the
French poets first made it a precept of the stage."[198]
It may be said, therefore, that just as the unity of
action is par excellence the Aristotelian unity, so the
unities of time and place are beyond a doubt the
Italian unities. They enter the critical literature
of Europe from the time of Castelvetro, and may
almost be said to be the last contributions of Italy
to literary criticism. Two years after their formulation
by Castelvetro they were introduced into
France, and a dozen years after this formulation,
into England. It was not until 1636, however,
that they became fixed in modern dramatic literature,
as a result of the Cid controversy. This is
approximately a hundred years after the first mention
of the unity of time in Italian criticism.
The treatment of comedy in the literary criticism
of this period is entirely confined to a discussion
and elaboration of the little that Aristotle says on
the subject of comedy in the Poetics. Aristotle, it
will be remembered, had distinguished tragedy from
comedy in that the former deals with the nobler,
the latter with the baser, sort of actions. Comedy
is an imitation of characters of a lower type than
those of tragedy,—characters of a lower type
indeed, but not in the full sense of the word bad.
"The ludicrous is merely a subdivision of the
ugly. It may be defined as a defect or ugliness
which is not painful or destructive. Thus, for
example, the comic mask is ugly and distorted, but
does not cause pain."[199] From these few hints the
Italian theorists constructed a body of comic doctrine.
There is, however, in the critical literature
of this period no attempt to explain the theory of
the indigenous Italian comedy, the commedia dell'
arte. The classical comedies of Plautus and Terence
were the models, and Aristotle's Poetics the guide,
of all the discussions on comedy during the Renaissance.
The distinction between the characters of
comedy and tragedy has already been explained in
sufficient detail. All that remains to be done in
treating of comedy is to indicate as briefly as
possible such definitions of it as were formulated
by the Renaissance, and the special function which
the Renaissance understood comedy to possess.
According to Trissino (1563), the comic poet deals
only with base things, and for the single purpose
of chastising them. As tragedy attains its moral
end through the medium of pity and fear, comedy
does so by means of the chastisement and vituperation
of things that are base and evil.[200] The comic
poet, however, is not to deal with all sorts of vices,
but only such as give rise to ridicule, that is, the
jocose actions of humble and unknown persons.
Laughter proceeds from a certain delight or pleasure
arising from the sight of objects of ugliness.
We do not laugh at a beautiful woman, a gorgeous
jewel, or beautiful music; but a distortion or deformity,
such as a silly speech, an ugly face, or a
clumsy movement, makes us laugh. We do not
laugh at the benefits of others; the finder of a
purse, for example, arouses not laughter but envy.
But we do laugh at some one who has fallen into
the mud, because, as Lucretius says, it is sweet to
find in others some evil not to be found in ourselves.
Yet great evils, so far from causing us to laugh,
arouse pity and fear, because we are apprehensive
lest such things should happen to us. Hence we
may conclude that a slight evil which is neither sad
nor destructive, and which we perceive in others but
do not believe to be in ourselves, is the primary
cause of the ludicrous.[201] In Maggi's treatise, De
Ridiculis, appended to his commentary on the
Poetics, the Aristotelian conception of the ridiculous
is accepted, with the addition of the element of
admiratio. Maggi insists on the idea of suddenness
or novelty; for we do not laugh at painless ugliness
if it be very familiar or long continued.[202]
According to Robortelli (1548), comedy, like all
other forms of poetry, imitates the manners and
actions of men, and aims at producing laughter and
light-heartedness. But what produces laughter?
The evil and obscene merely disgust good men; the
sad and miserable cause pity and fear. The basis
of laughter is therefore to be found in what is only
slightly mean or ugly (subturpiculum). The object
of comedy, according to the consensus of Renaissance
opinion, is therefore to produce laughter for
the purpose of rendering the minor vices ridiculous.
Muzio (1551) indeed complains, as both Sidney and
Ben Jonson do later, that the comic writers of his
day were more intent on producing laughter than
on depicting character or manners:—
"Intenta al riso
Più ch' a i costumi."
But Minturno points out that comedy is not to be
contemned because it excites laughter; for by comic
hilarity the spectators are kept from becoming
buffoons themselves, and by the ridiculous light in
which amours are placed, are made to avoid such
things in future. Comedy is the best corrective
of men's morals; it is indeed what Cicero calls it,
imitatio vitæ, speculum consuetudinis, imago veritatis.
This phrase, ascribed by Donatus to Cicero,
runs through all the dramatic discussions of the
Renaissance,[203] and finds its echo in a famous passage
in Hamlet. Cervantes cites the phrase in Don
Quixote;[204] and Il Lasca, in the prologue to L'Arzigoglio,
berates the comic writers of his day after
this fashion: "They take no account of the absurdities,
the contradictions, the inequalities, and
the discrepancies of their pieces; for they do not
seem to know that comedy should be truth's image,
the ensample of manners, and the mirror of life."
This is exactly what Shakespeare is contending
for when he makes Hamlet caution the players not
to "o'erstep the modesty of nature; for anything
so overdone is from the purpose of playing, whose
end, both at the first and now, was and is, to
hold as 'twere the mirror up to nature; to show
virtue her own feature, scorn her own image, and
the very age and body of the time his form and
pressure."[205]
The high importance which Scaliger (1561) gives
to comedy, and in fact to satiric and didactic poetry
in general, is one of many indications of the incipient
formation of neo-classical ideals during the
Renaissance. He regards as absurd the statement
which he conceives Horace to have made, that
comedy is not really poetry; on the contrary, it is
the true form of poetry, and the first and highest
of all, for its matter is entirely invented by the
poet.[206] He defines comedy as a dramatic poem
filled with intrigue (negotiosum), written in popular
style, and ending happily.[207] The characters in comedy
are chiefly old men, slaves, courtesans, all in
humble station or from small villages. The action
begins rather turbulently, but ends happily, and the
style is neither high nor low. The typical themes
of comedy are "sports, banquets, nuptials, drunken
carousals, the crafty wiles of slaves, and the deception
of old men."[208]
The theory of comedy in sixteenth-century Italy
was entirely classical, and the practice of the time
agrees with its theory. There are indeed to be
heard occasional notes of dissatisfaction and revolt,
especially in the prologues of popular plays. Il
Lasca, in the prologue to the Strega, defiantly protests
against the inviolable authority of Aristotle
and Horace, and in the prologue to his Gelosia reserves
the right to copy the manner of his own time,
and not those of Plautus and Terence. Cecchi,
Aretino, Gelli, and other comic writers give expression
to similar sentiments.[209] But on the whole
these protests availed nothing. The authors of
comedy, and more especially the literary critics,
were guided by classical practice and classical theory.
Dramatic forms like the improvised commedia
dell' arte had marked influence on the practice of
European comedy in general, especially in France,
but left no traces of their influence on the literary
criticism of the Italian Renaissance.
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